Administrative Law Summary 1

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    PUBLIC LAW

    NEED- RG Capital Radio (wk4) v ABA (2001) 185 ALR 573, [2001] FCA 0855

    - s5, 6,7 Legislative Instruments Act 2003 (cth) + prob more sections

    - seminar presentations

    - McKinnon v Sec, Dept Treasury [2006] HCA 45

    o [2006] HCA 45, (2006) 228 CLR 423

    - Test in 20.1 communications 20 short answer each 1.5 marks, 50

    min

    - Do discussion questions in subject outline

    15-49, 1-14, 143-157, 134-142, 345-367, 116-133, 172-184

    Members of the executive/govt./statutory regulators

    o -exercising power-challenging decisions and the exercising of

    power.

    Admin law defines the proper scope of governmental executive

    power.

    o through judicial review and merits review

    Admin law is the body of general principles which govern the

    exercise of powers and discretions by public authorities.

    Rule of law-everyone is subject to the law and is equal, law

    protecting human rights

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    Lawfulness-power to make decision

    Responsible govt. executive and legislature combine to form

    responsible governance with checks

    Judiciary- it is reactive-you must take a problem to them to have it

    resolved.

    Justiciability-can a law be challenged

    Remedial-goes back to person who made

    Delegated legislation- by-laws, etc.

    Week 1 Lecture

    Legislature makes the laws legislates

    Executive administers the laws

    Judiciary interprets laws

    Rule of law elaboration of Dicey s formulation

    Umbrella principle - 3 limbs:

    Punishment for breach of law as determined by courts;

    All subject to the law;

    Constitutional principles - judicial determination.

    This Mean s

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    Exercise of official power (legislative, executive, judicial) must be

    supported by constitutional authority or law;

    Limits of power only determined via exercise of judicial power. [18]

    Occurs within a specific framework

    There is no such thing as unfettered discretion (Lord Denning)

    Framework

    Cth & State constitutions

    Section 75(v)

    Prerogative power

    Prerogative writs

    Justiciability

    Vessels of admin law - judicial & merits review

    Judicial - legal merits review; defect not cured; remedial

    Merits - factual merits review; defect cured; remedial

    Focus - executive power

    Judicial review

    Judicial review

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    Aim - ensure official action is within power

    Grounds

    Writs - mandamus, prohibition, certiorari, declaration, injunction

    Merits review

    Part of continuum

    Decreased time & cost

    Correct or preferable decision

    Internal review and External review - tribunals

    Ombudsman

    Freedom of information

    Privacy , Reasons, Corruption

    Themes & values

    Fundamental - All official action must lie within the boundaries created

    by law.

    Lawfulness : decision is authorised

    Good faith : decision made honestly

    Rationality : decision complies

    Fairness : decision reached impartially

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    Statutory interpretation

    Where themes & values are embedded

    Power conferred by statute or delegated legislation

    The exercise of power depends on interpretation

    Purposive interpretation aim to discover purpose or intention

    Extrinsic materials

    Not the intention of legislature to authorise abuse

    Ultra vires - beyond power

    Public/private distinction

    Private law - law governing relationships between private individuals

    Public law - see definition: admin law

    Public power - judicial review: power derived from statute or prerogative

    power

    CASES

    Traditionally - source of power, not nature

    UK precedent: Datafin Case (1987)

    Context: Administrative Decisions (Judicial Review) Act 1977 (Cth) (ADJR)

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    Decision under an enactment of administrative character (ADJR s 3)

    Relief available to individual affected

    Privatization

    Australian cases

    Typing Centre of NSW v Toose (1998)

    Vic v Master Builders Assoc (Vic) [1995]

    Neat v AWB (2004); Masu Financial Management v FICS & Wong (2005)

    D Souza v RANZCP (2005)

    Lecture Week 2: Constitutional Framework

    Values in Public Law

    Transparency

    Accountability

    Consistency

    Rationality

    Impartiality

    Participation

    Procedural fairness

    Access to justice

    -overall goal of fairness

    What is constitutional law?

    Branch of law that regulates the three arms of govt:

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    Legislature - s 1 - Cth parliament

    Executive - s 61 - Cth govt - G-G advised by FEC = Prime Minister &

    Ministers

    Judiciary - s 71 - system of federal courts

    Constitutional Law looks at the nature and scope of these branches

    What is administrative law?

    The body of principles, practices, mechanisms & institutions which

    provide the:

    Supervision

    Regulation

    Structuring

    of the exercise of executive power (ministers, departments, agencies)

    of government.

    *What they can and cannot do

    Why is administrative law important?

    Regulates relationship between citizen & state

    Officials need to explain the rationale for the exercise of their power

    Limits govt. operations including implicit limits such as political

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    Operates at Cth & State levels

    What is the relationship between administrative & constitutional law?

    Constitutional framework came first

    Admin law is relevantly recent

    Constitutional law establishes the structure & functions of govt . -

    executive

    Constitutional principles & administrative law

    Rule of law - essentially, things must be done in accordance with law, not

    arbitrarily - including things done by govt.

    Parliamentary supremacy - partial not absolute; legislative power is only

    subject to constitutional limitations.

    Constitutional conventions -customs followed by govt.; no legal sanction

    attached.

    Bicameralism - two houses of parliament. Lower house = popularly

    elected (preferential); upper house =

    12/State; 2/Territory (proportional)

    Responsible govt. - the executive is responsible to parliament; ministerial

    accountability.

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    Representative govt - executive responsible to legislature. House of Reps

    + Senate? Executive linked to citizens.

    Parliamentary control of supply - budget m ust be authorised by

    parliament [ss 81, 83].

    Federalism - constitutional power shared between two levels of govt.

    autonomous govts. - Cth & States; NOT territorial govts.

    Demarcation of power - s 51.

    Separation of powers

    Arms of govt separate & independent.

    o Executive & legislature are notionally separated - s 64

    Ministers in both.

    o Judiciary is separate from the former.

    Separation of powers is a constitutional principle

    Required of a government operating under the rule of law equality

    Safeguards individual rights & disseminates power

    Decentralized power

    Modified separation of powers

    Development of the doctrine -separation of judicial power

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    legislature essential

    Need to define judicial power

    What is judicial power?

    Difficult to formulate an exact definition - Brandy v Human Rights &

    Equal Opportunity Commission (1995) 183 CLR 245

    Early definition - Huddart Parker & Co v Moorehead (1909) 8 CLR

    330

    Administrative law: judicial v non-judicial power - courts v tribunals

    Various elements have been identified:

    Enforceability

    [A] binding and authoritative decision of controversies ;

    Decisions regarding existing rights & duties

    Breadth of discretion

    Need for a controversy

    Historical considerations

    Judicial power of Cth

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    Sections 75 & 76 - matters

    Original jurisdiction - s 75

    Conferral of original jurisdiction - s 76

    Separation of judicial power - 2 limbs (A & B)

    2 Limbs - Federal judicial can be vested only in Chap III courts - s 71 and

    those courts cannot exercise non-judicial power.

    Judicial Power:

    Griffith CJ in Huddar Parker and Co. Pty Ltd v Moorehead

    The words judicial power mean the power which every sovereign must of

    necessity have to decide controversies [] The exercise of power does not

    begin until some tribunal which has power to give a binding and

    authoritative decision is called upon to take action .

    A: Judicial power only exercised by Chap III courts

    NSW v Cth (The Wheat Case) (1915) 20 CLR 54.

    - action brought to the wheat commission

    o NSW appealed to HC, agreeing that HC did not have

    jurisdiction with no chapter 3 court characteristics

    Waterside Workers Federation v JW Alexander (1918) 25 CLR 434 (WWF

    Case ).

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    14. Exceptions to both limbs

    A: Chap III courts delegating judicial power

    Administrative officers (part of executive = Chapter II) exercising

    judicial power

    o Harris v Caladine (1991) 172 CLR 84.

    Discrete exceptions - eg courts martial, contempt of parliament.

    B: Chap III courts cannot exercise non- judicial power

    Judicial officers (Chapter III) exercising non- judicial power

    o The Persona Designata doctrine enables courts to uphold

    legislation which seeks to confer admin functions upon a

    federal j udge acting in a personal capacity .

    o Persona designata

    - Hilton v Wells (1985) 157 CLR 57; challenged the

    validity of s20 of Telecommunications (Interception)

    Act 1979

    Grollo v Palmer (1995) 184 CLR 348. in context of

    amended Telecom Act, now a requirement that fed

    judge had to consent to be nominated as an eligible

    judge in order to perform functions under the act and

    to be so declared by the minister.

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    Not incompatible. (incompatible = too close to judicial

    function so breaching SOP)

    Exception to persona designata - incompatibility - Wilson v

    Minister for Aboriginal & Torres Strait Islander Affairs (1996) 189

    CLR 1.

    Appointment of Chap III judge as reporter - incompatible.

    Test - [J&C p 185]

    Separation of judicial power: States

    Does the strict separation of judicial power that exists at the Cth

    level apply to the States?

    The textual basis that establishes the Cth incarnation of the rule

    does not exist in the States.

    o Kable v DPP (NSW) (1996) 189 CLR 51.

    Chap III does constrain State parliaments.

    Limitations on powers of State court vested with federal jurisdiction

    under Chap III.

    Court to maintain independence & freedom from political control.

    States can vest State courts (vested with federal jurisdiction) with

    non-judicial power, but not if this would undermine their

    institutional integrity.

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    Further challenges to the concept of separation of judicial power at

    the State level.

    o See also: Fardon v AG (Qld) (2004) 210 ALR 50; Baker v The

    Queen (2004) 210 ALR 1.

    Note dissenting judgments.

    Cth & State Constitutions: comparison

    Commonwealth

    Compliance essential

    Section 128

    States

    General legislative power

    Normal legislative process

    Application to administrative law

    Distinction between judicial and non - judicial power.

    Which bodies can exercise the different types of power.

    Distinction between bodies exercising the power.

    Contemporary issues about govt. that are relevant to administrative

    law

    Privatisation /corporatisation.

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    Contracting out of services.

    Growth of the bureaucracy.

    New Admin Law

    Kerr Committee recommended

    o Est. of Administrative Appeals Tribunal (AAT)

    o Introduction of legislation to provide the public with general

    right of access to info held by the govt. (basis of the FOI

    legislation)

    o Statutory reform to judicial review

    (later the Admin Decisions (Judicial Review) Act 1977)

    (ADJR Act)

    o Est. of Ombudsman to receive and investigate complaints

    ADJR Act Introduced

    o The right to be given reasons for decisions which were also

    amenable to review

    o A single test for standing

    o Codified the grounds of review

    o Reduced technicalities of common law judicial review

    AAT legislation provided

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    o Right to be given reasons for decisions and amenable to

    review

    o Simplified merits review process

    o Right for people to gain a new decision

    Summary

    Relationship between constitutional & administrative law

    Common theme - control of govt power

    Limits of power

    Accountability

    How/why is administrative law relevant to you?

    Week 3: Executive Accountability

    Judicial Review-

    1. Dignan source of power

    2. Datafin - body

    3. CCSU- source of power

    When tackling any question, look at

    - decision

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    - who

    - authority where did it come from

    Executive administers the law

    Chapter II of Constitution

    Compare reality v theory of Chap II

    Constitutional conventions - flexibility & discretion

    Personnel & Power

    The Crown - legal person with rights (like a corporation)

    Section 61 - executive power of Cth vested in Queen; exercisable

    by the Governor- General as the Queen s representative

    Power to do ?

    Section 61 - the execution and maintenance of the [the]

    Constitution, and of the laws of the Commonwealth.

    Exercised by Governor-General, Federal

    Executive Council, Cabinet, Prime Minister, Ministers and

    government departments and others

    Governor-General may exercise power alone, or

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    Westminster system would constrain the State

    How far should responsibility reach given the nature of the bureaucracy?

    Executive is much more

    Modern bureaucracy is very complex:

    Crown

    Cabinet

    Inner group of Ministers who make the decisions of govt

    Federal Executive Council

    Formal version of cabinet

    Ministers

    Government departments

    Public Servants

    Statutory Authorities

    Established by statute and have common features:

    Corporate personality

    Board/management structure

    Function/objects

    Other provisions

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    Review

    Statutory Offices

    Type of statutory body eg Ombudsmen

    QANGO - Quasi autonomous non -govt. org eg. RSPCA

    Clubs

    Type of QANGO

    Local government

    Subject of many administrative law matters

    Administrative Tribunals

    Quasi judicial

    Scope of executive power

    Section 61

    Execution of the laws of the Constitution

    Maintenance of the laws of the Constitution

    Separation of powers

    Legislature enacts laws

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    Executive also given power to enact subordinate legislation

    delegated power

    Delegated legislation

    Rules

    Regulations

    This muddies the concept of separation of powers

    To what extent can legislati ve power be conferred on the executive?

    Victorian Stevedoring & General Contracting Co v Dignan (1931)46CLR73

    Dignan

    Challenge to provision authorising, in broad terms, regulations by

    Governor- General

    Grant of delegated power = exercise of legislative power

    Parliament cannot abdicate its law- making power

    1.

    Decision Delegating legislative power to executive

    2. Who- GG

    3. Authority Transport workers Act

    a. Constitutional doctrines

    i. separation of powers s64 of exec

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    ii. responsible govt. executive is responsible to

    legislature- safeguards.

    Legislative power = the power to make laws = the power to delegate.

    Control of delegated power

    Acts Interpretation Act 1901 (Cth) section 48 - delegated

    legislation can be disallowed by each house

    Judicial review of administrative action

    o limits placed on the discretion of the delegate

    Why is delegated power an issue?

    Think about the functions of government today

    Can the legislature preempt all possible scenarios that may require

    regulation?

    Execution of the Constitution

    Section 61 - broad power

    Section 67 - appoint civil servants

    Section 72 - appoint High Court & Federal Court judges

    Section 86 - collect & control duties of customs & excise

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    Maintenance of the Constitution

    Protection of Constitution rather than system of govt

    Inherent/autonomous executive power - legislative authority not

    required, eg ASIO

    Inherent power: common law

    Prerogative power residue of arbitrary aut hority which at any

    given time is legally left in the hands of the Crown. SEE CCSU Case

    Why? Section 61 powers are not exhaustive.

    Three types of prerogative power.

    Prerogative powers

    Executive prerogatives - eg declare war, execute treaties, pardons

    Prerogative immunities & preferences - special rights, eg, priority

    of debts

    Proprietary prerogatives - special rights of ownership

    Relevance?

    Can be exercised without statutory power - but may be limited.

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    BUT - executive powers can be altered by statute - could this be

    transferred to a private body?

    Accountability?

    Justiciability

    Suitability of executive action to judicial review

    Defines boundary for this action - relationship between executive &

    judiciary (separation of powers)

    NB other contexts

    SEE DATATFIN Case

    A core meaning?

    Court has jurisdiction +

    Applicant h as standing +

    Argument raised - HOWEVER

    Institutional incompetence

    Constitutional legitimacy

    Institutional incompetence

    Unsuitable forum

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    Adversarial process

    Evidence

    Political decisions

    Polycentric decisions

    ? Merits

    Constitutional legitimacy

    Reluctance to intervene

    Constitutional sensitivity

    Political questions

    Purely executive domain

    Prerogative powers

    History

    Early UK case re actions of King - prerogative powers [PP]

    Limits of prerogative power by judiciary not executive

    How far can the executive go before legislature will sanction?

    Council of Civil Service Unions v Minister for Civil Service [1985]

    ? Auto- immunity of PP s

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    Primary questions

    To what extent can legislative power be conferred on the executive?

    Etc

    Fed parliament is permitted to delegate its law making power to the

    executive which in turn is

    the legislature of the commonwealth and it alone may lawfully exercise

    legislative power.

    Impossible to insist upon a strict separation of powers between legislature

    and judicial

    It has power to confer powers of lawmaking upon other bodies.

    Other cases

    Roche v Kronheimer (1921)

    Huddart Parker Ltd v Cth (1931)

    Dignan v Australian Steamships pty ltd (1931)

    Hierarchy of exec

    Queen gg- pm-ministers statutory bodies

    1. Vessel body governer general

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    2. Scope must be consistent employment conditions with the

    act itself

    3. Restrictions disallowance of bills by parliament. Amendments

    and repealing

    4. Circumstances post ww1 and depression

    5. Law with Respect - laws must be made with consideration, not

    crazily

    a.

    legislature has concurrent powers with the state.

    b. Cth has enumerative powers and states have general

    c. Trade and Commerce Act s51(1

    R v Panel on Take overs and Mergers; Ex parte Datafin plc [1982[

    The panel was the city s self -regulating mechanism for dealing with

    mergers and acquisitions. The applicants, Datafin and Prudential Bache,

    complained about the conduct of their competitors in a take over bid and

    were unhappy with the panel s decision. When they were refused to seek

    JR by the JC, they appealed to the court of appeal.

    The nature of the duty is as important as the source of the power.

    Decision the panel had a duty to act judicially and its decisions could be

    checked by means of judicial review. On the merit however, the court

    found no ground to overturn the disputed decision.

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    Decision take overs and mergers

    Who - the panel of takeovers and mergers

    Authority - have an act which actually establishes statutory bodies takes

    on a corporate structure e.g. ACCC, ASIC, APRA, FIRB and are involved in

    exercising public functions. Not established under statute so how can they

    be amenable to judicial review? It is set up as a corporation but

    CCSU- UK case

    GCHQ main responsibility ensure safety of military info and national

    security in 1947 (est) employees were allowed to belong to trade unions.

    Industrial actions took place

    Question: whether the instruction is valid and effective in accordance with

    article 4 of the civil service order in council 1982

    - whether the minister was in breach due to no consultation before

    giving instructions and making changes to their conditions of work

    - appeal dismissed

    - given immunity because of the subject matter national security

    Australia has also no longer any auto immunity based on the nature of

    the subject area.

    - Justiciability

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    - Action subject to judicial review?

    Decision employment restriction

    Who Minister for civil service Margaret Thatcher

    Authority prerogative power residual power which the crown retains

    and uses at their own discretion

    They had a legitimate expectation that they would be consulted about the

    changes and that expectation was not fulfilled.

    Australia has 7 crowns 1 CIROC- crown in the right of commonwealth

    6 CIROS crown in the right of state

    express- Bradken case rebuttel

    implication- bropho

    Lecture Week 4

    Week 4: Delegated Legislation

    1. Introduction

    Legislation made by a delegated member of the executive

    Long history - eg Statute of Sewers 1531 (Imp) - use in 19th century

    Current uncontroversial use - parliament lacks time & money

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    2. Separation of powers

    Legislature enacts laws

    Executive also given power to enact subordinate legislation - delegated

    power

    Delegated legislation

    Rules

    Regulations

    This muddies the concept of separation of powers

    To what extent can legisla tive power be conferred on the executive?

    Victorian Stevedoring & General Contracting Co v Dignan (1931)

    46 CLR

    Dignan

    Challenge to provision authorising, in broad terms, regulations by GG

    Grant of delegated power = exercise of legislative pow er

    Parliament cannot abdicate its law - making power

    Cannot go beyond primary Act

    4. Why is delegated power an issue?

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    Think about the functions of government today

    Can the legislature pre -empt all possible scenarios that may require

    regulation?

    Does it have the time, money & expertise?

    5. Criticisms

    Erosion of parliamentary sovereignty

    Taints the concept of representative government

    Potential to place the executive out of reach of accountability

    mechanisms

    Control of delegated power

    Acts Interpretation Act 1901 (Cth)

    section 48 - delegated legislation can be disallowed by each House

    Statutory Rules Publication Act 1903 (Cth)

    Legislative Instruments Act 2003 (Cth) (LIA)

    Interpretation Act 1987 (NSW);

    Subordinate Legislation Act 1989 (NSW)

    Judicial review of administrative action

    - limits placed on the discretion of the delegate

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    The LIA

    Registration, tabling, scrutiny and sunsettin g of Cth legislative

    instruments

    Administrative Review Council, Rule Making by Commonwealth Agencies

    1992 - "patchy, dated and obscure framework

    Versions introduced into Parliament in 1994, 1996 and 1998

    Objects - s 3

    Management of Cth legislative instruments -

    FRLI - Federal Register of Legislative Instruments

    Consultation by rule-makers

    drafting standards

    public access

    Improved parliamentary scrutiny

    Periodic review mechanisms

    Terminology - legislative instruments - s 5

    Legislative instruments - s 5

    An instrument in writing -

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    That is of legislative character

    Was made in the exercise of power delegated by Parliament

    Section 5(1)(a), (b)

    Legislative character

    Determines or alters the content of law - rather than applying in a

    particular case

    Has the direct or indirect effect of affecting a privilege or interest,

    imposing an obligation, creating a right or varying or removing an

    obligation or right

    Section 5(2)(a), (b) - NB section 7

    Significance of s 5

    Application/operation re what the legislative instrument does - not

    what it is called

    Terminology may have meant the non- application of oversight

    legislation

    Room for interpretation

    Legislative character v administrative character

    McWilliam v CASA [2004] FCA 1701

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    QML v Blewett (1998) 84 ALR 615

    RG Capital Radio v ABA (2001) 185 ALR 573

    RG Capital Radio

    General v particular

    Parliamentary control

    Publication

    Con sultation

    Policy

    Power to vary

    Executive control of decision maker

    Merits review

    Binding effect

    Declared LIs - s 6

    Made under delegated power after commencement:

    Regulations

    Statutory Rules Publication Act 1903 (Cth)

    Territorial ordinance

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    Disallowable instrument - s 46A AIA

    Proclamation

    Declared non -LIs - s 7

    Table - under relevant enabling Act:

    ASIO guidelines

    Fed Police Commissioner s orders

    Ministerial directions re Cth companies

    Defence force administration

    Private tax rulings

    Workplace awards and agreements

    Consultation - Part 3

    Rule -maker should consult - s 17

    Effect on business, restrict competition

    Appropriate & practicable

    Procedurally correct

    Unnecessary or inappropriate - s 18

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    Minor

    Urgent

    National security

    Failure to consult - s 19

    The fact that consultation does not occur does not affect the validity or

    enforceability of a legislative instrument.

    FRLI - Part 4

    www.frli.gov.au

    The register - Div 1

    Registration - Divs 2, 3 & 4

    Compilations - Div 5

    Backcapturing - Div 6

    Sunsetting - Part 6

    LI s up to date & relevant - s 49

    Application - s 50

    Continue - s 53

    Exceptions - s 54

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    Disallowance

    LIA Part 5

    Facilitate scrutiny of registered legislative instruments (s 37)

    Manner & circumstances

    Application

    Consequences

    Judicial review

    Delegated legislation is susceptible

    Rarely enlivened - rule v decision makers

    Discretion

    Time

    Review

    SUMMARY

    Exercise of delegated legislative power by executive

    Judicially recognised

    Practical justifications

    Mechanisms for oversight

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    Ouster clauses

    Judicial review - oversee executive action

    Distinction between merits & legality - correct/preferable v legality

    Ouster, privative, exclusionary clauses - oust review jurisdiction of court

    Context

    Separation of powers

    Reactive solution to a problem

    Accountability

    Limit oversight/appeals

    Identify

    Protect decision maker

    Remove discretion

    Subjective powers

    Power to private bodies

    Finality/preclusion

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    Application

    High Court protected by s 75 - vesting of judicial power

    Federal Court has no protection

    State Supreme Courts - no s 75 equivalent

    Jurisdictional error

    If a decision decision no judicial review

    Intra-jurisdictional errors - error re jurisdiction or power - courts

    Jurisdictional errors - decision-maker wrongly assuming power to decide

    - tribunals

    R v Hickman; Ex parte Fox & Clinton (1945) 70 CLR 598 (Hickman )

    Difficult to apply - interpret ouster clauses as an expansion of DM

    power - confer power (intra-jurisdictional error - N/A to tribunal)

    Migration Act 1958 (Cth) amended 2001 - privative clause - s 474

    Plaintiff S157/2002 v Commonwealth (2003) 211 CLR 476 (D&J 700-707)

    Difficult decision

    Hickman limited operation

    s 474 does not offer jurisdictional error protection

    Migration Act 1958 (Cth) s 474

    Consistent with Hickman

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    Judicial review avai lable -

    Exceeding constitutional limits

    Narrow jurisdictional error (No J)

    Mala fides (bad faith)

    Interpretation

    S157/2002

    Consistent with the Constitution

    Strict construction

    Acts Interpretation Act 1901 (Cth) s 15AA - purposive

    Future

    Current interpretation defends will of parliament

    Issues

    Chap III

    Separation of powers

    Individual rights

    Rule of law

    SUMMARY

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    Executive accountability

    Constitutional boundaries

    Separation of power

    Rule of law

    Individual rights

    Week 5 Lecture

    Week 5: Obtaining Information - FOI & Reasons for

    Decisions

    What are the benefits of having access to information?

    What is the value of access to reasons?

    What does Freedom of Information (FOI) legislation provide?

    2. Access to government information?

    Rationale behind FOI

    Representative government & democracy - access to information

    Open government

    Accountable government

    a. Access to what information?

    Laws Acts of parliament & delegated legislation

    Other

    Policies affecting the exercise of discretion

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    Information relied upon by decision-makers (DM )

    DM s reasons for a decision

    b. Restraints on access

    Westminster government secrecy & confidentiality

    Why?

    Crown documents property of Crown

    Common law policy - public interest

    Statutory provisions, eg Crimes Act 1914 (Cth) s 70

    c. Public Interest

    Access to information - public interest in citizens being informed

    reprocesses of government.

    Not defined in Freedom of Information Act 1982 (Cth) (FOI Act ).

    Balance: preservation of government secrecy open & accountable

    government.

    3. Access to information

    Three types of laws:

    - Freedom of information legislation - now in all jurisdictions (must

    determine which one to use: Cth 1982, NSW 1989)

    - Preservation of archives - eg Archives Act 1983 (Cth)

    - Privacy laws - eg Privacy Act 1988 (Cth)

    a. Benefits of FOI

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    - Open & accountable government - but difficult to measure. See Aust.

    Law

    - Reform Commission & Administrative Review Council, Freedom of

    Information , Issues Paper 12, Sept 1994

    - Impact on agency decision-making & recording of information open

    to scrutiny.

    Benefits to agencies:

    Awareness of role & operation

    Openness of procedures

    Communication between public & agency

    Improved decision-making

    b. Criticisms of FOI

    Freedom from information?

    Use of FOI Act confusing

    Restrictions & exemptions

    Most requests for personal information - not non-personal information

    No oversight body

    Fees & charges

    Some agencies remain secretive

    Record management needs improvement

    Review mechanisms sometimes cumbersome

    Application following corporatization

    Tension between FOI & privacy laws

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    4. Cth FOI Act

    Section 3(1) - objects

    The object of this Act is to extend as far as possible the right

    of the Australian community to access to information in the

    possession of the Government of the Commonwealth.

    a. How?

    Section 3(1)(a)

    Publication of certain documents & information about government

    operations, esp. rules & practices which affect the public in dealings with

    departments & public authorities

    Section 3(1)(b)

    Creating a general right of access to information in the possession of

    government but limited by necessary exceptions & exemptions

    Section 3(1)(c)

    Creating a personal right to bring about the amendment of records

    containing

    information that is incomplete, incorrect, out of date or misleading.

    Section 3(2 ) - interpretation to facilitate & promote disclosure

    b. Presumption in favour of disclosure

    Objects: s 3

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    General right of access to documents held by government: s 11

    Right to correct personal info: s 4 , if it incorrect etc: s 48

    Agency statements re organisation & functions: s 8

    Rules, guidelines & criteria: s 9

    Searle Australia P/L v Public Interest Advocacy Centre (1992) 36 FCR 111,

    115.

    Cf: Re Eccleston & Department of Community Services and Aboriginal

    and Islander Affairs (1993) 1 QAR 60, 86-7.

    General right of access

    A right to information by every person - s 11 to:

    a document of an agency, other than an exempt document ;

    an official document of a Minister, other than an exempt document ;

    Excluded: ss 4(1), 12, 13;

    Exempt: s 7 - Sch 2, Pt IV - ss 33, 33A, 34- 40, 43A, 44, 46, 47.

    a. Limited access

    Is there a document? [s 4(1)]

    Is there an agency? [s 4(1)]

    Is the document in the agency s possession?

    Is it an official document of a Minister? [s 4(1)]

    Is the document excluded from the Act?

    Is the document exempt?

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    Public interest test applies here

    b. Procedure

    Who may seek access? [s 11 - every person , includes corporation]

    Application

    In writing to agency or Minister [ss 15(1), (2)(a)];

    Include sufficient info to identify document [s 15(2)(b)];

    Fee [ss 15(2)(d), 29];

    Agencies obliged to assist [ss 15(3), (4), 22(1), 24(6)]

    Charges

    Set out in Regulations

    c. Public entitys decision

    Decision to grant access [s 18]

    Form of access [s 20; usually within 30 days ss 15(5), (6)]

    Decision not to grant access

    Defer [s 21]

    Delete [s 22(2)]

    Refuse [s 24]

    Neither confirm or deny [s 25]

    Conclusive certificate [docs covered by certain exemptions ss 33(2),

    33A(2), 34(2), 35(2), 36(3)]

    Access refused - must not relate to reasons in request [s 24(6)

    Divert resources - ss 24(1)(a), 17(2)

    Interfere with Minister - s 24(1)(b)

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    Documents exempt

    Document does not exist - s 24A

    Reasons must be provided where access denied [s 26]

    d. Enforcing duty to provide access

    Mandamus - compel DM

    Internal review [s 54(1)]

    External review by AAT [ss 58, 58F, 59, 59A]

    ADJR Act

    Ombudsman [s 57]

    Annual Reports [s 93]

    6. Reforms

    ALRC (77, 1996)

    - A Review of the Federal Freedom of Information Act 1982

    Freedom of Information (Open Govt) Bill 2003

    FOI Commissioner - monitor, improve, assist, advise, educate

    Objects - promote pro-disclosure

    Exemptions - rationalise to apply only re public interest

    Charges - not inconsistent with objects

    N/A to private sector/govt. business - commercial activities

    Privacy laws instead

    ALRC 2007 new inquiry

    Harmonise laws

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    Impact of evolving technology

    Info from other countries

    Advice - govt & govt agencies

    Third party interests

    7. Right to reasons

    Rationale for reasons

    At common law - no general duty: Public Service Board of NSW v

    Osmond (1986) 159 CLR 656

    Some authorities suggest otherwise

    Statute

    ADJR Act s 13(1); but note Sch 2

    AAT Act - specific requirements, not a general right s 28

    FOI Act s 26

    Subject specific legislation

    Conclusion

    Reasons & access to information provide:

    Discipline & facilitation

    Examination of relevant issues

    Consistency & acceptance