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HFCs: A Crical Link in ProtecngClimate and the Ozone Layer
A UNEP Synthesis Report
[ADVANCE COPY]
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Published by the United Nations Environment Programme (UNEP), November 2011
Copyright UNEP 2011
ISBN: 978-92-807-3228-3
DEW/1469/NA
This publication may be reproduced in whole or in part and in any form for educational or non-profit services without special
permission from the copyright holder, provided acknowledgement of the source is made. UNEP would appreciate receiving a
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writing from the United Nations Environment Programme. Applications for such permission, with a statement of the purpose
and extent of the reproduction, should be addressed to the Director, DCPI, UNEP, P. O. Box 30552, Nairobi 00100, Kenya.
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Mention of a commercial company or product in this document does not imply endorsement by UNEP or the authors. The use
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editorial fashion with no intention on infringement on trademark or copyright laws.
We regret any errors or omissions that may have been unwittingly made.
Images and illustrations as specified.
Citation
This document may be cited as:
UNEP 2011. HFCs: A Critical Link in Protecting Climate and the Ozone Layer. United Nations Environment Programme
(UNEP), 36pp
A digital copy of this report can be downloaded at http://www.unep.org/dewa/Portals/67/pdf/HFC_report.pdf
UNEP promotes
environmentally sound practicesglobally and in its own activities. This
publication is printed on 100% recycled paper
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friendly practices. Our distribution policy aims to
reduce UNEPs carbon footprint.
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HFCs:A Crical Link in Protecng
Climate and the Ozone Layer
A UNEP Snhess Repr
Nveber 2011
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The United Naons Environment Programme (UNEP) would like to thank the Steering Commiee, all the lead authors,
reviewers and the Secretariat for their contribuon to the development of this report.
The following individuals and/or organizaons have provided scienc input to the report. Authors have contributed
to this report in their individual capacit and their organizaons are menoned for idencaon purposes.
Steering Commiee Members:
Joseph Alcamo Chair (UNEP), Marco Gonzalez (UNEP),
Slvie Lemmet (UNEP), Kaveh Zahedi (UNEP), Rajendra
Shende (TERRE Polic Centre, India).
Lead Authors:
A.R. Ravishankara - Coordinator (Naonal Oceanic and
Atmospheric Administraon NOAA, USA), Guus J.M.
Velders (Naonal Instute for Public Health and the
Environment RIVM, The Netherlands), M.K. Miller
(Touchdown Consulng, Belgium), Mario Molina (Centro
Mario Molina, Mexico and Universit of California, San
Diego, USA).
Scienc and Technical Reviewers:
Roberto R. Aguilo (Universidad Nacional de Lujn,
Argenna), Stephen O. Andersen (Instute for Governance
& Sustainable Development IGSD, USA), Atul Bagai (UNEP),
Guangming Chen (China Instute for Refrigeraon, China),
Didier Coulomb (Internaonal Instute of Refrigeraon,France), John Daniel (Naonal Oceanic and Atmospheric
Administraon NOAA, USA), David A. Fahe (Naonal
Oceanic and Atmospheric Administraon NOAA, USA),
Neil Harris (Universit of Cambridge, United Kingdom),
Sanjeev Jain (Indian Instute of Technolog, India), Sitaram
Joshi (Naonal Bureau of Standards and Metrolog,
Nepal), Janusz Kozakiewicz (Industrial Chemistr Research
Instute, Poland), Janos Mat (Greenpeace Internaonal),
Mack McFarland (Dupont, USA), John N. Muthama
(Universit of Nairobi, Kena), Stefan Reimann (Swiss
Federal Laboratories for Materials Science and Technolog
Empa, Switzerland), Agusn Sanchez (SEMARNAT,
Mexico) William Sturges (Universit of East Anglia, United
Kingdom), Donald Wuebbles (Universit of Illinois, USA),
Sed M. Zubair (King Fahd Universit, Saudi Arabia).
Contributors of Informaon/Data:
John Daniel (Naonal Oceanic and Atmospheric
Administraon NOAA, USA), Stephen Montzka (Naonal
Oceanic and Atmospheric Administraon NOAA, USA),
Stefan Reimann (Swiss Federal Laboratories for Materials
Science and Technolog Empa, Switzerland), Paul
Newman (NASA Goddard Space Flight Centre, USA), David
A. Fahe (Naonal Oceanic and Atmospheric Administraon
NOAA, USA).
Editorial Support:
Joseph Alcamo (UNEP), Alison Colls - Science Editor (Icicle
Climate Communicaons, Switzerland), Sunda A. Leonard
(UNEP).
UNEP Secretariat:Sunda A. Leonard - Project Management, Harsha Dave,
Linda Duquesno, Ron Wi.
Producon Team:
Hilar Barnes (Robsondowr Ltd), Pouran Ghaapour
(UNON), Gideon Mureithi (UNON), Paul Odhiambo (UNON),
Neea Patel (UNEP), Audre Ringler (UNEP).
Layout and Prinng:
UNON, Publishing Services Secon,
ISO 14001:2004 - cered.
Acknowledgements
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Contents
Acknowledgements 3
Glossary 5
Foreword 8
Execuve summary 9
1. Montreal Protocol and ozone layer protecon 13
1.1 The Montreal Protocol has successfull protected the ozone laer 13
1.2 The Montreal Protocol is graduall phasing out ODSs 14
1.3 The Montreal Protocol is working as expected and intended 16
1.4 HFCs are substutes for ODSs 16
1.5 Man HFCs are potent greenhouse gases 17
2. Climate benets of the Montreal Protocol 18
2.1 Acons under the Montreal Protocol have reduced and avoided emissions of important greenhouse gases 18
2.2 Acons under the Montreal Protocol have reduced radiave forcing b ODSs 18
2.3 Some of the climate benets of the Montreal Protocol have been oset 18
2.4 The climate benets of the Montreal Protocol are greater than the Koto target 19
3. HFCs and climate change 20
3.1 The atmospheric abundances of HFCs are increasing rapidl 20
3.2 Equivalent CO2 emissions of HFCs are sll small compared to other emissions but increasing rapidl 20
3.3 The current contribuon of HFCs to climate forcing is small but rapidl growing 20
3.4 Dierent tpes of future HFC emissions scenarios have been constructed 22
3.5 HFC emissions have the potenal to become ver large and at least partl oset the climate benets
of the Montreal Protocol 22
3.6 The radiave forcing of HFCs is also projected to signicantl increase 23
3.7 HFC emissions also have indirect climate eects 243.8 Dierent HFCs have dierent atmospheric lifemes and var in their abilit to inuence climate 24
3.9 A scenario in which onl low-GWP HFCs are used has a low climate inuence 26
4. Alternaves to high-GWP HFCs 27
4.1 Methods for reducing the inuence of high-GWP HFCs on climate have been idened 27
4.2 Low-GWP alternaves oer the potenal to minimize the inuence of high-GWP HFCs on climate 27
4.3 Low-GWP alternaves are alread in commercial use 29
4.4 More alternaves are under development 29
4.5 Case stud: Alternaves adopted b manufacturers of household refrigeraon and small air-condioning units 30
4.6 Case stud: Technical developments in vehicle air-condioning sstems 30
4.7 Case stud: End-user companies pledge to use low-GWP technologies 31
4.8 There are barriers to the adopon of low-GWP alternaves but also man was to overcome them 314.9 There is no one-size ts all alternave to high-GWP HFCs 33
4.10 Going forward 33
References 34
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Glossary
Arcle 5 Countries: An part of the Montreal Protocol
who is a developing countr and whose annual per capitaconsumpon of the controlled substances is below the
limits set in Arcle 5 of the Protocol.
Atmospheric lifeme: Time it takes for 67% of a molecules
to be removed from the atmosphere in the absence of
emissions.
Atmospheric mixing rao: The fraconal composion of a
chemical in the atmosphere relave to the sum of all air
molecules in the atmosphere.
The mixing rao of a chemical is the number of molecules
of X in a unit volume divided b the number of air molecules
in a unit volume. Mixing raos are usuall expressed as
parts-per-million (ppm), parts-per-billion (ppb), or parts-
per-trillion (ppt).
Carbon dioxide equivalent (CO2eq):A simple wa to place
emissions of various climate change agents on a common
foong to account for their eect on climate.
A quant that describes, for a given mixture and amount of
greenhouse gas, the amount of carbon dioxide that would
have the same global warming abilit, when measured over
a specied mescale.
Chlorouorocarbons (CFCs): Molecules containing carbon,uorine, and chlorine. CFCs are the major ozone depleng
substances alread phased out b the Montreal Protocol.
Man CFCs are potent greenhouse gases.
Drop-in alternaves: Substances that can be used in
exisng equipment with ver lile or no modicaon
to the equipment. Drop-in replacements were used to
quickl replace CFCs. Examples include use of HCFC-22 in
air condioners. Such replacements are also possible with
some HFCs.
Global Warming Potenal (GWP): A relave index that
enables comparison of the climate eect of the emissionsof various greenhouse gases (and other climate changing
agents). Carbon dioxide, the greenhouse gas that causes
the greatest radiave forcing because of its overwhelming
abundance, is chosen as the reference gas.
GWP is also dened as an index based on the radiave
forcing of a pulsed injecon of a unit mass of a given well-
mixed greenhouse gas in the present-da atmosphere,
integrated over a chosen me horizon, relave to the
radiave forcing of carbon dioxide over the same me
horizon. The GWPs represent the combined eect of the
diering atmospheric lifemes (i.e., how long these gases
remain in the atmosphere) and their relave eecveness
in absorbing outgoing thermal infrared radiaon. The
Koto Protocol is based on GWPs from pulse emissions
over a 100-ear me frame.
20-year GWP: Global warming potenal (see above)
calculated for a me horizon of 20 ears.
100-year GWP: Global warming potenal (see above)
calculated for a me horizon of 100 ears.
GWP Weighng: A mathemacal product of the emissions
in tonnes and the GWP of a substance. GWP weighng is
used rounel to evaluate the relave climate impact of
emissions of various gases (b mass).
Hydrochlorouorocarbons (HCFCs):Chemicals that contains
hdrogen, uorine, chlorine, and carbon. The do deplete
the ozone laer, but have less potenc compared to CFCs.
Man HCFCs are potent greenhouse gases.
Hydrofuorocarbons (HFCs): Chemicals that contains hydrogen,
uorine, and carbon. They do not deplete the ozone layer and
have been used as substutes for CFCs and HCFCs. Many HFCs
are potent greenhouse gases.
Indirect climate eects: A metric that accounts for climate
eects caused b the use of a product, such as increased
energ consumpon.
Addional climate forcing due to the energ used, or
saved, during the applicaon or product lifeme, as wellas the energ used to manufacture the product, and
an ODSs or HFCs used. For example, insulang foam
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products in buildings and appliances reduces energconsumpon, whereas refrigeraon and air-condioning
sstems consume energ over their lifemes. Analses
of the total potenal climate impact of specic products
can be esmated b life ccle climate performance (LCCP)
or similar models that account for all direct and indirect
contribuons.
Indirect radiave forcing: A metric that accounts for
eects on the climate sstem of a given agent as a result
of changes induced in other climate forcing agents. For
example, the climate eects of ozone laer depleon
caused b ODSs.
In this report, indirect radiave forcing refers to the
change in ozone radiave forcing due to the addion of
ODSs. Stratospheric ozone losses are generall thought to
cause a negave radiave forcing, cancelling part of the
increased radiave forcing arising from the direct inuence
of the halocarbons. The magnitude of the indirect eect is
strongl dependent on the altude prole of the halogen-
induced ozone loss and will var depending on the source
gas considered.
Intervenon scenarios: A scenario where acon is taken to
change the amount of emissions of a given chemical.
Non-arcle 5 countries: Developed countries.
Not-in-kind alternaves: Products or technologies not
using halocarbons. Not-in-kind alternave technologies
achieve the same product objecve without the use of
halocarbons, tpicall b using an alternave approach or
unconvenonal technique. Examples include the use of
sck or spra pump deodorants to replace CFC-12 aerosol
deodorants; the use of mineral wool to replace CFC, HFC or
HCFC insulang foam; and the use of dr powder inhalers
(DPIs) to replace CFC or HFC metered dose inhalers (MDIs).
Ozone depleng substances: Chemicals that can depletethe ozone laer. In this report, the are restricted to those
listed b the Montreal Protocol in their annexes.
Ozone Depleon Potenal (ODP): A measure of theextent of ozone laer depleon b a given ozone depleng
substance, relave to that depleted b CFC-11. (CFC-11 has
an ODP of 1.0).
There are man variants of ODPs. In this report, we use
onl the stead-state ODP, which is used b the Montreal
Protocol. Stead-state ODP is dened b the me-
integrated change of global ozone due to a unit mass
emission of the ODS at the Earths surface, relave to that
from a similar emission of a unit mass of CFC-11.
Radiave Forcing: A measure of how a climate forcing
agent inuences the energ balance of Earth, with a posivevalue indicang a net heat gain to the lower atmosphere,
which leads to a globall average surface temperature
increase, and a negave value indicang a net heat loss.
Radiave forcing is the instantaneous change in the net,
downward minus upward, irradiance (expressed in W m-2)
at the tropopause due to a change in an external driver of
climate change, such as, a change in the concentraon of a
greenhouse gas (e.g., carbon dioxide), land use change, or
the output of the Sun. Radiave forcing is computed with
all tropospheric properes held xed at their unperturbed
values, and aer allowing for stratospheric temperatures, if
perturbed, to readjust to radiave-dnamical equilibrium.
Short-lived climate forcers: Substances (mainl chemicals)
that inuence climate but whose inuence is quickl
reduced once their emissions cease. These molecules are
quickl removed from the atmosphere.
Stratospheric ozone: Ozone (O3) present in the stratosphere
located between roughl 15 and 45 km above Earths
surface.
Transional substute: Substutes for CFCs, Halons,
and few other ODSs that were introduced with the idea
that their use would cease aer more environmentallacceptable alternaves were found.
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AC Air-condioning
ASHRAE American Societ of Heang, Refrigerang, and Air Condioning EngineersCDM Clean Development Mechanism
CFC Chlorouorocarbon
Co2 Carbon dioxide
FTOC Foam Technical Opons Commiee of TEAP
GHG Greenhouse gas
GTZ Deutsche Gesellscha fuer Technische Zusammenarbeit
GWP Global Warming Potenal (for specic me horizons)
HCFC Hdrochlorouorocarbon
HFC Hdrouorocarbon
IPCC Intergovernmental Panel on Climate Change
LCCP Life-Ccle Climate Performance
MAC Mobile Air CondioningMCII Mullateral Fund Climate Impact Indicator
MDI Metered dose inhaler
MLF Mullateral Fund for the implementaon of the Montreal Protocol
ODP Ozone Depleon Potenal
ODS Ozone depleng substance
RTOC Refrigeraon Technical Opons Commiee of TEAP
SAE Societ of Automove Engineers Internaonal
SAP Scienc Assessment Panel
TEAP Technolog and Economic Assessment Panel
TFA Triuoroacec acid
UNEP United Naons Environment Programme
UNFCCC UN Framework Convenon on Climate ChangeUS EPA United States Environmental Protecon Agenc
WMO World Meteorological Organizaon
Acronyms
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Foreword
A.R. Ravishankara
Naonal Oceanic
and Atmospheric
Administraon, USA
The Montreal Protocol on Substances that Deplete the Ozone Laer has emerged
as one of the trul outstanding success stories of internaonal cooperaon onsustainable development.
Since the 1980s, naons have worked together to phase-out the chemicals that
have been damaging and degrading the ozone laer the Earths protecve shield
that lters out harmful levels of ultra-violet light.
More recentl science has spotlighted that this internaonal eort has also spared
humanit a signicant level of climate changeperhaps buing back to date man-
ears-worth of greenhouse gas emissions or avoided annual emissions, between 1988
and 2010 equal to about 8 Gt of CO2 equivalent.
This is because the original ozone-depleng substances, which the Montreal Protocol
is phasing out, such as chlorouorocarbons (CFCs) and hdrochlorouorocarbons
(HCFCs), are not onl ozone-depleng but also serious climate-damaging gases.
The focus of this report is the opportunit for acon on the latest replacementchemicals known as hdrourocarbons (HFCs).
HFCs are excellent substutes for use in products such as refrigerators and industrial
air condioners, but the are extremel powerful global warming gases.
ths repr, HFCs: A Crical Link in Protecng Climate and the Ozone Layer,sas ha
the current contribuon to climate forcing b HFCs is less than one per cent. However,
it warns that HFCs are rapidl increasing in the atmosphere as the are adopted as
ozone-friendl alternaves. Emissions of HFCs are growing at a rate of 8% per ear,
and b 2050, without acon, the could rise so high that the almost cancel the
tremendous climate benets won earlier b the phase-out of CFCs and other ozone-
depleng substances.
This ma challenge internaonal eorts to keep a global temperature rise under
2 degrees C or less this centurthe target agreed at the UN climate convenonmeeng in 2009 and rearmed in Cancun in 2010.
The good news, outlined in this report, is that alternaves exist that can assist in
bringing down the projected growth in HFCs, if urgent acon is taken.
There are diverse range of alternavesfrom designing buildings that avoid the
need for air condioning to use of alternave substances such as hdrocarbons and
ammonia, to use of HFCs with less global warming potenal and shorter lifemes than
those of current concern.
The current gap between the ambion of naons and the scienc realit of where
the world is heading with respect to climate change requires that all opons are
considered and all transformave acons pursued.
Acon on the main greenhouse gases such as CO2 and methane is at the core of that
challenge. But acon on other pollutants can also assist.This scienc report underlines that HFCs need to be a clearer part of that landscape
and brought more decisivel into the suite of opons for acon that can assist in
meeng and keeping the 2 degree C target.
Achim Steiner
UN Under-Secretar-General,
UNEP Execuve Director
Mario Molina
Centro Mario Molina,
Mexico and Universit ofCalifornia, San Diego, USA
8 HFCs, ClimAtE PRotECtioN ANd tHE ozoNE lAyERFoREwoRd
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HCFCs
CFCs
HFCs
1200
1000
800
600
400
200
0
Consumpon(ktonnesper
year)
Consumpton
1950 1960 1970 1980 1990 2000 2010
Year
Execuve Summary
The Montreal Protocol has successfully protected the
stratospheric ozone layerThe Protocol has been an eecve instrument for protecng
the Earths stratospheric ozone laer b providing an
internaonal framework for phasing out ozone depleng
substances (ODSs), including chlorouorocarbons (CFCs) and
hdrochlorouorocarbons (HCFCs). The phase-out of ODSs
has been accomplished b curtailing their producon and
consumpon.
The phase-out of ODSs requires either substute chemicals
or other approaches, and hdrouorocarbons (HFCs) have
become the major replacements in man ODS applicaons
(Figure ES 1). HFCs, which have no known natural sources,
are used because the do not deplete the stratosphericozone laer and can be used with relave ease (technicall)
in place of CFCs and HCFCs.
The Montreal Protocol has also eecvely protected
climate
Since most ODSs are also potent greenhouse gases, acons
under the Montreal Protocol have had the ver posive
side eect of substanall reducing a main source of global
warming. Indeed, the phasing out of ODSs led to a drop
between 1988 and 2010 of about 8.0 GtCO2eq per ear
(gigatonnes equivalent CO2 emissions) (Figure ES 2). The
avoided annual emission of ODSs (approximatel 10 Gt
Co2eq in 2010 alone) is about ve mes greater than the
annual emissions reducon target for the rst commitment
period (20082012) of the Koto Protocol (UNEP 2011); it is
one of the largest reducons to date in global greenhouse
gas emissions.
The climate benets of the Montreal Protocol may be
oset by increases in HFCs
Like the ODSs the replace, man HFCs are potent
greenhouse gases. Although their current contribuon toclimate forcing is less than 1% of all other greenhouse gases
combined, HFCs have the potenal to substanall inuence
climate in the future.
HFCs are rapidl increasing in the atmosphere as a
result of their use as ODS replacements. For example, CO 2equivalent emissions of HFCs (excluding HFC-23) increased
b approximatel 8% per ear from 2004 to 2008.
Figure ES 1. Global consumpon (in kilotonnes per ear) of ozone depleng CFCs and HCFCs. The
phasing in of HFCs as replacements for CFCs is evident from the decrease in CFC usage concomitantwith the increasing usage of HFCs. Use of HCFCs also increased with the decreasing use of CFCs.
HCFCs are being replaced in part b HFCs as the 2007 Adjustment to the Montreal Protocol on HCFCs
connues to be implemented. Thus, HFCs are increasing primaril because the are replacing CFCs
and HCFCs.
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CO2eq emissions
1950 1970 1990
Observatons Scenarios
2010 2030 2050
Year
0
2
4
6
8
10
12
CO
2eqemissions(GtCO
2eqperyear)
14
HCFCs
CFCsHFCs
Low-GWP HFCs
As a consequence, the abundances of HFCs in the
atmosphere are also rapidl increasing (Figure ES 3). For
example, HFC-134a, the most abundant HFC, has increased
b about 10% per ear from 2006 to 2010.
In the future, HFC emissions have the potenal to become
ver large. Under current pracces, the consumpon of
HFCs is projected to exceed b 2050 the peak consumpon
level of CFCs in the 1980s. This is primaril due to growing
demand in emerging economies and increasing populaons.
Without intervenon, the increase in HFC emissions is
projected to oset much of the climate benet achieved b
the earlier reducon in ODS emissions. Annual emissions
of HFCs are projected to rise to about 3.5 to 8.8 Gt CO2eq
in 2050 which is comparable to the drop menoned above
in ODS annual emissions of 8.0 GtCO2eq between 1988 and
2010.
To appreciate the signicance of projected HFC
emissions, the would be equivalent to 7 to 19% of the CO2
emissions in 2050 based on the IPCCs Special Report on
Emissions Scenarios (SRES), and equivalent to 18 to 45% of
Co2 emissions based on the IPCCs 450 ppm CO2 essns
pathwa scenario. There is, of course, inherent uncertaint
in such projecons.
If HFC emissions connue to increase, the are likel
to have a noceable inuence on the climate sstem. B
2050, the buildup of HFCs is projected to increase radiave
forcing b up to 0.4 W m-2 relave to 2000 (Figure ES 4).
This increase ma be as much as one-h to one-quarter
of the expected increase in radiave forcing due to the
buildup of CO2 since 2000, according to the SRES emission
scenarios.
However, the future radiave forcing b HFCs in 2050
would be relavel small, at the same level as it is toda
(
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Figure ES 3. Global average atmospheric abundances of four major HFCs used as ODS replacements
(HFC-134a, HFC-143a, HFC-125 and HFC-152a) since 1990. This illustrates the rapid growth in
atmospheric abundances as a result of rapid increases in their emissions. These increases are
aributed to their increased usage in place of CFCs and/or HCFCs. The increase in HFC-23, the second
most abundant HFC in the atmosphere, are not shown since it is assumed that the majorit of this
chemical is produced as a bproduct of HCFC-22 and not because of its use as a replacement for CFCs
and HCFCs. The abundance of HFC-23 was 22 ppt in 2008, with an annual growth rate of 0.83 ppt
(roughl 4% per ear) in that ear.
Figure ES 4. Projected radiave forcing of climate b HFCs and CO2 since 2000, when the inuence of
HFCs was essenall zero. The HFC climate forcing for an upper range scenario is compared with the
Co2 forcing for the range of scenarios from IPCC-SRES and the 450 ppm CO 2 stabilizaon scenario.
Clearl, the contribuon of HFCs to radiave forcing could be ver signicant in the future; b 2050,
it could be as much as a quarter of that due to CO2 increases since 2000, if the upper range HFC
scenario is compared to the median of the SRES scenario. Alternavel, the contribuon of HFCs
to radiave forcing could be one-h of the radiave forcing due to CO2 increases since 2000, if the
upper range HFC scenario is compared to the upper range of the SRES scenario. The contribuon of
HFCs to radiave forcing could also be as much as 40% of the radiave forcing b CO2 under the 450
ppm stabilizaon scenario.
1990 1995 2000 2005 2010
Year
0
10
20
30
40
50
60
Abundances(ppt)
HFC abundances
HFC -134a
HFC -143a
HFC -152a
HFC -125
2.0
1.5
1.0
0.5
0.0
Changeinradiatveforcing(Wm
-2)
Change in radiatve
forcing since 2000
2000 2010 2020 2030 2040 2050
Year
SRES CO2 range
Stabilizaon ofCO2 at 450 ppm
Upper range
HFC scenario
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onl make up a small fracon of other sectors at present,although the have the potenal to substanall increase
their market share.
While there is some concern that replacing HFCs ma
lead to lower energ ecienc, recent studies have shown
that a nunber of sstems using low-GWP substances have
equal or beer energ ecienc than sstems using high-
GWP HFCs.
It is not unusual that barriers stand in the wa of changes
in technolog, and this is also the case for alternaves to
high-GWP HFCs. These barriers include: the need for further
technical developments, risks due to ammabilit and
toxicit, regulaons and standards that inhibit the use ofalternaves, insucient suppl of components, investment
costs, and lack of relevant skills among technicians.
But the current use of alternaves to high-GWP HFCs
demonstrates that these barriers can be overcome b
acvies such as, research and technological improvements,
revised technical standards, training and technical
assistance, as well as infrastructure developments.
While various alternave opons are being evaluated or
further developed, there are also some known measures
that can be implemented to reduce emissions of HFCs.
For example, the design of equipment can be modied to
reduce leakage and the quant of HFC used, and technicalprocedures can be modied to reduce emissions during
manufacture, use, servicing and disposal of equipment.
As a general conclusion about HFC alternaves, it canbe said that there is no one-size-ts-all soluon. The
soluon that works best will depend on man factors such
as the local situaon for producon and use, the costs of
dierent alternaves, the availabilit of components, and
the feasibilit of implementaon.
Going Forward
To sum up, although replacing ozone depleng substances
with HFCs helps to protect the ozone laer, increasing use
and consequentl emissions of high-GWP HFCs are likel to
undermine the ver signicant climate benets achieved
b ODS phase-out.
It is sll possible to maintain these climate benets
because ozone-friendl and climate-friendl alternaves
exist for high-GWP HFCs in a number of sectors. But further
work needs to be done before full advantage of these
alternaves can be taken. It is important, for example, to
update esmates of the climate inuence of HFC scenarios;
to further analze technical and regulator barriers, and
how to overcome them; and to examine the life-ccle
impacts of various opons to ensure that the do not have
unacceptable side eects on societ or the environment.
B pursuing this and other work, sustainable opons for
protecng both the ozone laer and the global climate arelikel to be found.
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Chapter 1:
Montreal Protocol and ozonelayer protecon
The Montreal Protocol is an example of how countries
can cooperate to successfull combat a serious global
environmental problem. The acons agreed upon under the
Protocol have led to a mel phase-out of ozone depleng
substances and there is alread evidence that the presence
of these substances is decreasing in the atmosphere.
But one of the side eects of the phase-out has been the
introducon of hdrouorocarbons (HFCs) as a replacement
for ozone-damaging chemicals in man applicaons. While
HFCs do not deplete the ozone laer, man are potent
greenhouse gases. Hence, HFCs represent a crucial link
between protecng the ozone laer and protecng climate.
The purpose of this UNEP report is to provide a brief
snthesis of exisng knowledge about HFCs, in parcular
the links between climate change, ozone depleng
substances and HFCs. The authors draw on previous reports
b internaonal bodies including: the IPCC/TEAP Special
Report on Safeguarding the Ozone Laer and the Global
Climate Sstem; the WMO/UNEP Scienc Assessment
Panel reports; WMO/UNEP Snthesis reports; UNEP/TEAP
reports; and other UNEP reports, as well as peer-reviewed
publicaons that have emerged since the publicaon of
these reports. This chapter reviews the benets of the
Montreal Protocol as a mechanism for protecng the ozone
laer. Chapter 2 reviews the climate benets of the phase-
out of ozone depleng substances; Chapter 3 discusses the
contribuon of HFCs to climate forcing, now and under
dierent future scenarios; and Chapter 4 examines the
alternaves to high-GWP HFCs.
The Montreal Protocol has led to great progress in phasing out important ozone depleng substances, including CFCs,
HCFCs, halons, and a number of other chemicals containing chlorine and bromine.
The Protocol is working as intended and expected. The depleon of the stratospheric ozone layer has been curtailed and
the ozone layer is expected to recover to its 1980 levels during this century.
But a parcular side eect of implemenng the Protocol merits aenon. As a result of phasing out ozone depleng
substances, HFCs have been introduced as replacements in many applicaons and are now nding their way to the
atmosphere.
HFCs vary signicantly in their ability to inuence climate; whereas some have low GWPs of less than 20, others are
potent greenhouse gases with GWPs of thousands to tens-of-thousands. Given the fact that the GWP of the current mix of
HFCs is about 1600, there is concern that HFCs could signicantly inuence climate in the future if they connue to increase.
1. 1 The Montreal Protocol has successfully
protected the ozone layerChlorouorocarbons (CFCs), hdrochlorouorocarbons
(HCFCs), halons, and other ozone depleng substances
(ODSs) are recognized as the main cause of the observed
depleon of the ozone laer and of the ozone hole (WMO
2011). The 1985 Vienna Convenon for the Protecon
of the Ozone Laer and the 1987 Montreal Protocol
on Substances that Deplete the Ozone Laer formall
recognized the signicant threat that ODSs posed to the
ozone laer and human health, as well as other potenal
eects, such as changes in climate.
Moreover, the Protocol and its subsequent Amendmentsand Adjustments provided mechanisms for the reducon
and phase-out of producon and consumpon of ODSs.
This was a major task because ODSs were once used in
large quanes for refrigeraon, air-condioning, re
exnguishing, and as solvents, propellants, fumigants,
and foam blowing agents. But the Protocol, together
with naonal regulaons and acons b companies and
consumers, was successful in substanall decreasing
the producon, consumpon and emissions of ODSs.
The observed atmospheric concentraons of most CFCs,
halons, methl chloroform and several other ODSs, are
indeed decreasing as expected from the Protocol andscienc understanding of the workings of the atmosphere
(Figure 1.1) (WMO 2011).
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1.2 The Montreal Protocol is gradually phasing
out ODSsUnder the provisions of the Montreal Protocol and itsAmendments and Adjustments, CFCs were scheduled to be
phased out in developed (non-Arcle 5) Countries/Pares
b 1996 and in developing (Arcle 5) Countries/Pares
b 2010, with small allowances for special exempted
uses. The rst phase of the CFC phase-out ulized both
not-in-kind alternaves (products or technologies that
can substute for applicaons that require ODSs) and
drop-in replacements (chemicals that can be used in
exisng equipment with ver lile or no modicaons to
the equipment); the laer were mostl HCFCs and HFCs.
HCFCs have Ozone Depleon Potenals (ODPs) that are 10-50 mes smaller than CFCs and were classied under the
Protocol as transional substutes to be used during the
me it took to commercialize new ozone-safe alternaves
and replacements (Figure 1.2). HFCs have essenall zero
ODPs and are considered to be safe for the ozone laer.
In developed countries, the transion from using CFCs to
HCFCs started in the 1980s and was completed b around
2000. The transion from CFCs and/or HCFCs to HFCs
started in the 1990s and is now well underwa. This has
led to increased consumpon (Figure 1.3) and, as will be
seen in Chapter 3, increased emissions of HFCs. Developing
countries completed their CFC phase-out in 2010, inaccordance with the provisions of the Montreal Protocol.
Figure 1.1. Change in lower atmospheric abundance (in parts per billion, ppb) of the sum of chlorine
and bromine arising from ODSs as a result of the Montreal Protocol. The bromine abundance has
been mulplied b a factor of 60 to account for the 60-mes higher ecienc of bromine, relave to
chlorine, (on a per-atom basis) in depleng the stratospheric ozone laer. The hatched region is an
esmate of the atmospheric abundance of chlorine plus bromine that would have occurred without
the Montreal Protocol, assuming a 23% increase in annual producon of all ODSs (Figure based on
Velders et al., 2007)
The use of HCFCs has increased sharpl in developing
countries in the past decade, partl because the have
substuted for CFCs in some applicaons, but also as a
result of increased demand for products made with, or
containing, HCFCs. This increased use of HCFCs resulted in
an increase in their emissions, which is reected in their
atmospheric abundances (see Secon 3.1).
In response to connued concerns about the ozone laer
and increasing concerns about the global climate, the Pares
to the Montreal Protocol decided in 2007 to accelerate
HCFC phase-out. HCFC producon and consumpon in
Arcle 5 Pares (developing countries) are scheduled
to be frozen in 2013, followed b stepwise reducons,
with a virtuall complete phase-out b 2030. Non-Arcle5 Pares (developed countries) have agreed to a near
complete phase-out b 2020, with some countries aiming
for an earlier date. Thus, it is expected that almost all HCFC
producon and consumpon for emissive uses, i.e., uses
where the substance can escape into the atmosphere, will
cease b 2030.1 In specifing the accelerated HCFC phase-
out, Decision XIX/6 of the Montreal Protocol encouraged
Pares to promote the selecon of alternaves to HCFCs
that minimize environmental impacts; in parcular impacts
on climate, as well as meeng other health, safet and
economic consideraons. It is likel that this phase-out of
HCFCs will use HFCs, at least to some degree.
1. With the excepon of feedstock, process agents and other uses exempted under the Montreal Protocol
Lower atmospheric Cl+Br
1950 1970 1990 2010 2030 2050
Year
0
2
4
6
8
10
Without MontrealProtocol
LowerAtmosphericCl+Br(PPb)
Natural CH3Br and CH3Cl
CFCs, Halons, Others
HCFCs
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17/40moNtREAl PRotoCol ANd ozoNE lAyER PRotECtioN HFCs, ClimAtE PRotECtioN ANd tHE ozoNE lAyER 15
Figure 1.2. Flow diagram of ODS phase-out process. The rst stage involved the ulizaon of HCFCs (which are
less potent ozone depleng substances) as drop-in replacements for CFCs, and also encouraged the use of not-
in-kind alternave chemicals and technologies (see glossar). Subsequent stages included replacing CFCs and
HCFCs with other chemicals such as HFCs, with the eventual aim of developing chemicals and technologies that
are ozone-laer-safe and also benign to climate. The potenal benets of replacing high-HFCs are discussed in
this report.
Figure 1.3. The transion in global consumpon (b mass, in kilotonnes per ear), from CFCs to
HCFCs and to HFCs, their non-ozone depleng substutes. The data for CFCs and HCFCs is based on
consumpon reported to UNEP. The HFC data is from Velders et al (2009) and is based on emissions
derived from observed atmospheric abundances and reported producon data from the Alternave
Fluorocarbons Environmental Acceptabilit Stud (AFEAS). It is evident that the increase in HFC
usage is concomitant with the decrease in CFC consumpon.
Phased outby Montreal
Protocol
Ozonedepleng
Influencesclimate
Transional substutesfor CFCs/Being phased out
by Montreal Protocol
Less Ozonedepleng
Influencesclimate
Substutes forCFCs
Safe forozone layer
Potenal to Influenceclimate in future
Substutes forCFCs
Safe forozone layer
Minimal Influenceon climate
CFCs HCFCs
Minimal Impact on
Ozone and Climate
High-GWP
HFCs
Low-GWP
HFCs
HFCs Alternate technologiesand substutes with
no influence on
climate
Safe forozone layer
No Influence onclimate
HCFCs
CFCs
HFCs
1200
1000
800
600
400
200
0
Consumpon(ktonnesperyear)
Consumpton
1950 1960 1970 1980 1990 2000 2010
Year
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1.3 The Montreal Protocol is working asexpected and intendedThe global emissions of CFCs and man other ODSs peaked
in the late 1980s and have decreased ever since. The
corresponding abundances of most ODSs in the atmosphere
peaked slightl later in the 1990s or 2000s (as expected)
and have since decreased. In 2010, total ODS emissions,
weighted b their ODPs, were about 25% of the peak in
the 1980s. Without the Montreal Protocol, ODS emissions
would have connued to increase from their peak in 1988
and could have almost doubled b 2010.
There is emerging evidence that the stratospheric ozone
laer is responding to these changes in ODSs and beginningto recover to its 1980 state. Current knowledge suggests
that the ozone laer will return to its 1980 levels towards
the middle of the 21s centur and that the ozone hole will
disappear later in the 21s centur. It is clear that adopng
the Montreal Protocol has avoided large, and possibl
catastrophic, damage to the ozone laer (WMO 2011).
In summar, the Montreal Protocol has avoided a:
Connued increase in ODS emissions;
Connued build up of ODSs in the atmosphere;
Connued depleon of the ozone laer and an
expanding ozone hole.
2. The snthesis in this report covers all HFCs apart from HFC-23. See Box 1 for further informaon.
This success was accomplished b using not-in-kindchemicals and technologies, as well as substutes that
were much less potent ozone depleng substances. The
ulizaon of HFCs has contributed to the success of the
Montreal Protocol.
1.4 HFCs are substutes for ODSsHFCs2 have been introduced into commercial use largel
because the have proven to be eecve substutes for
ODSs. The do not deplete the ozone laer and are suitable
for use in applicaons where CFCs and HCFCs were used.
These chemicals have no known natural sources. Thus, HFCs
are present in the atmosphere because the were used tocompl with the provisions of the Montreal Protocol.
HFCs have found widespread use in various applicaons.
The are used in refrigeraon and air-condioning
equipment in homes, other buildings and industrial
operaons (~55% of total HFC use in 2010, expressed in
Co2eq) and for air-condioning in vehicles (~24%). Smaller
amounts are used for foam products (~11%), aerosols
(~5%), re protecon sstems (~4%) and solvents (~1%)
(Figure 1.4). The use of HFCs is increasing rapidl as a result
of global economic development and populaon growth.
Figure 1.4. Esmated global consumpon of HFCs b various sectors, expressed in CO2equivalent, for 1990,
2002 and 2010 (TEAP 2005, EPA 2010a). HFCs are predominantl used for the same industrial uses as the
CFCs and HCFCs which are subject to phase-out under the Montreal Protocol. The rapid growth in HFCs
aer 1990 is also clearl evident.
The published esmates used in this gure are signicantl higher (aer accounng for the dierence in
units) than those shown in Figure ES 1 and Figure 1.3. The dierences arise because of the was in which CO2
equivalent consumpon is calculated and because of the dierences in data sets used. We used dierentdata here in order to provide a me series for the sectoral breakdown. This sectoral informaon was not
available for the data in Figure ES 1 and Figure 1.3.
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3. GWP weighng is used rounely to evaluate the relave climate impact of emissions of various gases (by mass) and is the basis for greenhouse gas emission
targets under the Kyoto Protocol, which uses the 100-year GWP. In this report, we will also use the 100-year GWP. See Glossary for further explanaon.
4. This value is calculated using the amounts used, weighted by their GWP, for the various components of the current mix of HFCs (Based on Velders et al. (2009)).
1.5 Many HFCs are potent greenhouse gasesHFCs are greenhouse gases that trap infrared radiaon in
the atmosphere that would otherwise escape to space. The
abilies of all HFCs to absorb infrared is roughl similar to
that of CFCs and HCFCs, and is much greater than those of
Co2, methane, or nitrous oxide, on a per-molecule or per-
mass basis. However, HFCs var signicantl in their abilit
to inuence climate. Their diering abilit is mostl due to
dierences in their atmospheric lifemes, which determine
how much the accumulate in the atmosphere. HFCs with
lifemes greater than a few ears accumulate more in the
atmosphere (for the same annual emission) and have larger
climate consequences, while those with shorter lifemes
do not accumulate as much, and have less inuence onthe climate. HFCs with lifemes of several ears have large
Global Warming Potenals (GWPs)3. For example, HFC-
134a, with an atmospheric lifeme of approximatel 13
ears, has a GWP of 1370. In contrast, HFCs with ver short
lifemes (das to weeks) have low GWPs. For example,
HFC-1234f has a lifeme of approximatel 10 das and is
esmated to have a GWP of 4. Clearl, HFCs are not all the
same when it comes to their abilit to inuence climate.
Of concern, is the fact that the average GWP of the
current mix of HFCs being used is about 1600 4, meaning
that a kg of currentl used HFC has about 1600 mes the
eect on global warming as a kg of CO2.
HFC-23 is an important greenhouse gas. It is mostl
generated as a b-product during the manufacture of HCFC-
22. It is not included in this report, because this report
focuses on HFCs that are produced and used primaril as
ODS substutes. The charts and projecons presented in
this report are based on studies that esmate future HFC
emissions b extrapolang exisng trends in the use of HFCs
as ODS substutes. Hence, HFC-23 cannot be included inthe projecons, as its emissions would rel on a completel
dierent set of assumpons.
Nevertheless here is some background informaon about
HFC-23:
HFC-23 does not destro stratospheric ozone.
There is ver lile reported direct use of HFC-23. It has
limited industrial uses, including use in semiconductor
fabricaon, ver low temperature refrigeraon and in
specialt re suppressant sstems (Miller et al. 2010).
HFC-23 is a ver potent greenhouse gas with a 100-ear
GWP of 14,200 and an atmospheric lifeme of 222 ears.
This makes it one of the most potent greenhouse gases. HFC-23 is the second most abundant HFC in the atmosphere
aer HFC-134a, reaching about 22 ppt in 2009. Currentl,
HFC-23 contributes 25% to the climate forcing b HFCs
(WMO 2011).
It is esmated that the HFC-23 could contribute an annual
emission up to 0.35 Gt CO2
eq by 2035 that would lead to
a radiave forcing up to 0.01 w -2 by that me (Miller
and Kuijpers 2011). An alternave esmate suggests that,
if HFC-23 were to connue to be produced as a by-product
of HCFC-22 unl 2050, the annual emission could be 0.25 Gt
Co2
eq (Gschrey et al. 2010)
Currentl, the release of HFC-23 to the atmosphere in some
developed countries is restricted b naonal regulaons,
voluntar acons, and market incenves. Some HCFC-22
producon facilies in developing countries capture and
destro HFC-23 (nanced b carbon emission reducon
credits under the Koto Protocol Clean Development
Mechanism (CDM)). HFC-23 captured in CDM projects is
destroed b incineraon. The atmospheric abundance of HFC-23 has increased over
the past decade, as HCFC-22 producon has increased
(Montzka et al. 2010). These increases are likel due to the
producon of HCFC-22 in facilies that are not covered b
the Koto Protocols CDM projects. The increase in HFC-23
has not been proporonal to the producon of HCFC-22
since the implementaon of the CDM projects reduced
the HFC-23 releases. The globall averaged abundance is
increasing at a rate of about 4% per ear.
Although HCFC-22 producon is controlled for refrigerant
and other end uses and is scheduled for phase-out b
2040, its producon as a feedstock for the manufactureof other chemicals is not controlled under the Montreal
Protocol. (Montzka et al. 2010). Therefore, the unintended
emission of HFC-23 as a bproduct of HCFC-22 producon
is expected to connue beond 2040 unless restricted b
internaonal, naonal, or voluntar acons (Miller and
Kuijpers 2011). The future levels are, therefore, dicult
to esmate, and appropriate projecons are not currentl
available.
Box 1. HFC-23 and its role in forcing climate
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2.1 Acons under the Montreal Protocol have
reduced and avoided emissions of important
greenhouse gasesIt has been known since the pioneering work of Ramanathan
(1975) that ODSs are greenhouse gases, which contribute
to the radiave forcing of climate. As a consequence, the
phase-out of ODSs, under the Montreal Protocol, has had
the added benet of protecng the global climate.The eects of ODS emissions on climate can be evaluated
using two metrics: CO2equivalent (CO2eq) emissions, based
on the GWP-weighng of the emissions; and the radiave
forcing that is governed b the atmospheric abundances of
ODSs (IPCC/TEAP 2005; Velders et al. 2007; WMO 2011).
Using these metrics, ODS emissions can be compared with
anthropogenic CO2 emissions, derived from observaons
and future scenarios.
Although ODS emissions are much smaller than CO2
emissions, several ODSs signicantl inuence climate
because the are potent greenhouse gases with high
GWPs. The 100-ear GWPs of the principal ODSs, range
between 5 (methl bromide) and 11,000 (CFC-12), which isclearl much larger than that of CO2 (GWP of CO2 is dened
to be 1).
The annual contribuon of ODSs to equivalent CO2
emissions, inferred from atmospheric observaons,
peaked in 1988 at 9.4 Gt CO2eq per ear, a value slightl
less than half of global annual CO2 emissions at that me
(Velders et al. 2007; Figure 2.1). Aer 1988, the equivalent
Co2 emissions of ODSs fell sharpl, in contrast to increasing
Co2 emissions. B 2010, ODS emissions had declined b
around 8.0 Gt CO2eq per ear to 1.4 Gt CO2eq per ear
(Figure 2.1), or about 5% of CO2 emissions for that ear.
Without the Montreal Protocol, the ODS emissions couldhave reached 1518 Gt CO2eq per ear in 2010, about half
he Co2 emissions that ear (Velders et al. 2007). This is
about 1113 mes larger than their current level.
Chapter 2:
Climate benets of the MontrealProtocol
2.2 Acons under the Montreal Protocol have
reduced radiave forcing by ODSsThe contribuon of ODSs to radiave forcing, and hence
climate change, depends on the accumulaon of emied
ODSs in the atmosphere. Furthermore, the eect on the
climate sstem depends not onl on the radiave forcing
b the chemical of interest, but also on how that chemical
alters atmospheric abundances of other climate gases(indirect climate eects). The radiave forcing from ODSs
reached a value of 0.32 W m -2 around 2000 and remain
more or less constant since. At the same me, from 2003
to 2010, radiave forcing values for CO2 increased b
0.2 W m-2
Without the Montreal Protocol, the projected radiave
forcing b ODSs would have been roughl 0.65 W m -2 n
2010 (Velders et al. 2007). This would have been 35% of
the current forcing b CO2 of 1.8 W m-2, and would have
made the contribuon of ODSs, collecvel, to radiave
forcing second onl to CO2. The radiave forcing avoided
b reducing ODS emissions amounts to about 0.3 W m-2
in 2010. To understand the importance of this gure, this
avoidance is about one-h of the radiave forcing caused
b the increase of CO2in the atmosphere since the pre-
industrial era.
2.3 Some of the climate benets of the
Montreal Protocol have been osetThe direct climate benets of the Montreal Protocol,
discussed above, have been parall oset b several
factors:
First, when ozone-depleng substances are reduced,
the ozone laer recovers, and as a result, the level ofozone in the upper atmosphere increases. Since ozone is
also a greenhouse gas, this recover adds to the global
Since most ODSs are potent greenhouse gases, acons under the Montreal Protocol have had the posive eect of
reducing a main source of global warming .
The ODS phase-out has resulted in one of the largest reducons to date in global greenhouse gas emissions.
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Figure 2.1. Climate benets of the Montreal Protocol expressed b the decrease in CO2eq emissions
of ODSs (CFCs, halons, HCFCs, and others). The hatched regions show that, without the Montreal
Protocol, CFC and other ODS emissions would have connued to increase greatl aer 2010. The box
in the diagram also shows that the target for reducing emissions under the Koto Protocol from 1990
to 2010 was about 2 Gt CO2eq per ear, but emissions from ODSs dropped b about 8 Gt CO2eq per
ear during the same period. B 2010, the level of ODS emissions was small relave to CO2 essns
(from energ and industr). Figure adapted from Velders et al. (2007).
greenhouse eect. This process is esmated to oset the
direct climate benets of ODS reducons b about 20%5.Second, replacing ODSs with HFCs, man of which are
potent greenhouse gases, has led to an increase in radiave
forcing from HFCs (see Chapter 3). This eect is esmated
to oset the climate benets of the Montreal Protocol to
date b up to 10%.
These two factors combined have oset the direct
climate benets of the Montreal Protocol b up to 30%
(Velders et al. 2007).
In addion, the phasing out of ODSs has led to various
life ccle changes in technologies and the operaon of
technologies. These changes have not been quaned in all
applicaons, but some of these changes are likel to have
had an indirect eect on emissions of greenhouse gases
(see Secon 3.7). For example, refrigeraon equipment
that used CFCs has been replaced in some cases b more
energ ecient equipment with reduced total emissions
of greenhouse gases, and in other cases b less energ
ecient equipment, which ma increase emissions.
2.4 The climate benets of the Montreal
Protocol are greater than the Kyoto targetThe phase-out of ODSs under the Montreal Protocol
avoided an esmated 10 Gt CO2eq per ear emissions in
2010, taking into account the ODS emissions that could
have occurred in the absence of the Montreal Protocol, the
osets b ozone depleon and increases in HFC emissions.
This gure for 2010 is about ve mes greater than the
annual emissions reducon target for the rst commitment
period (2008-2012) of the Koto Protocol, esmated6 a
2 g Co2eq per ear (see Figure 2.1) (UNEP 2011) and is
one of the largest reducons to date in greenhouse gas
emissions. Thus, it is clear that the Montreal Protocol has
alread contributed signicantl to liming the radiave
forcing of Earths climate.
As noted earlier, HFCs that replaced CFCs or HCFCs
are also inuencing climate. Currentl, the contribuon
to climate forcing b HFCs is small, but it is expected
to increase greatl in the future, as will be discussed in
Chapter 3. It is precisel this projected increase that has
focused aenon on HFCs.
5. That is, the reducon of ODS emissions has avoided a radiave forcing of about 0.3 W m -2 in 2010 (see text). But the recover of the ozone laer has been
esmated to have increased radiave forcing b around 0.05 0.10 W m-2 (IPCC, 2007), or about 20% of 0.3 W m-2.
6.The adopted CO2 equivalent emissions reducon target for the rst commitment period of the Koto Protocol is -5.8%, corresponding to -0.97 Gt CO2eq perear b 20082012. Because most countries would normall have had increasing greenhouse gas emissions aer 1990, the emission reducon necessar
to achieve the agreed Koto target has been calculated from a business-as-usual scenario between the 1990 baseline and 20082012. Business-as-usual
projecons from UNFCCC have total greenhouse gas emissions of Annex-1 pares increasing b 6% (1.06 Gt CO2eq per ear) above the 1990 value b 2010
in the absence of the Koto Protocol. Therefore, an arguabl more realisc esmate of the greenhouse gas emission reducon achieved b meeng the rst
Koto Protocol target is the combinaon of the 5.8% decrease and 6% increase for a total of about 2 Gt CO2eq per ear.
0
10
20
30
40
Magnitude ofKyoto Protocolreducon target
2.0
1950 1970 1990 2010 2030 2050
Year
CO2eqemissions(GtCO2eqperyear)
CO2
ODSs Without
Montreal Protocol
HCFCs
CFCs, Halons, others
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Chapter 3:
HFCs and climate change
3.1 The atmospheric abundances of HFCs are
increasing rapidlyAtmospheric observaons7 show that the abundance of
HFCs in the atmosphere is increasing rapidl (Figure 3.1):
HFC-134a increased b about 10% per ear from 2006 to2010, reaching 58 ppt in 2010. HFC-134a, used in mobile
air condioning and man other applicaons, has become
the most abundant HFC in the atmosphere;
HFC-125, used in refrigeraon and air condioning,
increased b more than 15% per ear from 2006 to 2010,
reaching 8 ppt in 2010;
HFC-143a, used in refrigeraon and air condioning,
increased b about 15% per ear from 2004 to 2008,
reaching 9 ppt in 2008.
Atmospheric observaons of other high-GWP HFCs,
(e.g., HFC-32, -152a, -365mfc, 245fa, -236fa and -227ea),have been reported to be increasing; although, their rate
of increase was 1 ppt/r in 2008 (WMO 2011). The rate
of atmospheric increase depends on both the emission
amount and the atmospheric lifeme of the HFCs.
3.2 Equivalent CO2 emissions of HFCs are sll
small compared to other emissions but are
increasing rapidlyThe emissions of high-GWP HFCs, as inferred from
observed atmospheric abundances, are increasing ver
rapidl at about 10-15% per ear (Figure 3.1). Theseincreases translate into equivalent CO2 emissions of HFCs
(excluding HFC-23) of 8-9% per ear from 2004 to 2008
(WMO 2011). However, the sum of HFC emissions in 2008
(0.39 0.03 Gt CO2eq per ear; weighted b direct, 100-
ear GWPs) is sll small compared to emissions of other
greenhouse gases such as CFCs (1.1 0.3 Gt CO2eq per
ear); HCFCs (0.74 0.05 Gt CO2eq per ear); N2O (~3 GtCo2eq per ear); CH
4(~9 Gt CO2eq per ear), and CO2 (from
fossil fuel combuson, ~31 Gt CO2eq per ear) (WMO
2011).
The recent growth in emissions of HFCs at 8-9% per ear
is notabl greater than the recent increases of about 4%
per ear in the case of CO2 and about 0.5% per ear in the
case of methane.
The Pares to the Montreal Protocol do not report the
producon and consumpon of HFCs to the UN. However,
developed (Annex 1) countries do report HFC emissions
data to the UN Framework Convenon on Climate Change.
But the reported emissions cannot be compared directlwith the global emissions in Figure 3.1 because the are
onl a subset of total global emissions.
3.3 The current contribuon of HFCs to
climate forcing is small but rapidly growingThe current contribuon of HFCs to direct climate forcing
is calculated to be approximatel 0.012 W m-2. Thus, the
contribuon from HFCs to date has been less than 1%
of the total climate forcing b other greenhouse gases.
However, the annual increase in HFC forcing in the past
few ears is signicant when compared to that of other
substances during the same period. During a 5-ear period,
7. Independent air sampling networks collect air at dierent locaons around the globe with a range of sampling frequencies; the provide consistent
results for a range of trace gases, including HFCs (WMO, 2011).
HFC emissions and their atmospheric abundances are rapidly increasing.
Without intervenon, HFC emissions in the future (say by 2050) could oset much of the climate benet achieved by the
Montreal Protocol.
HFCs vary in strength with regard to their inuence on climate. Some have short lifemes (less than a few months) and
low GWPs, and some have long lifemes (from several to tens of years) and high GWPs.
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1990 1995 2000 2005 2010
Year
0
10
20
30
40
50
60
Abundances(ppt)
HFC abundances
HFC -134a
HFC -143a
HFC -152a
HFC -125
Figure 3.1 Increase in global average observed atmospheric abundances (3.1a) in parts per trillion,
ppt and global annual CO2eq emissions per ear (3.1b) of four major HFCs. The emissions are
inferred from the observed abundances. Not shown is HFC-23, the second most abundant HFC in
the atmosphere with an abundance of about 22 ppt in 2009 (See Box 1). (Observed abundances
from Chapter 1 of WMO (2011) with updates from Advanced Global Atmospheric Gases Experiment
(AGAGE) data).
3.1a
3.1bCO2eq emissions
1990 1995 2000 2005 2010
Year
0.00
0.05
0.10
0.15
0.20
0.25
HFC-134a
HFC-125
HFC-143a
HFC-152a
CO
2eqemissions(G
tCO
2eqperyear)
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from mid 2003 to mid 2008, total radiave forcing fromHFCs increased b about 0.006 W m-2, which was slightl
lower than the increase from HCFCs (0.008 W m-2), half
of the increase from N2O (0.012 W m-2), and larger than
the increase from methane (0.004 W m -2). These increases
in radiave forcing from HFCs can be compared to the
decrease of 0.008 W m-2 from other ODSs (mainl CFCs)
over the same period. However, the are sll relavel
small compared to the increase from CO2 (0.14 W m-2) over
this same period. The major concern with respect to HFCs
is not that the are currentl large climate forcing agents,
but that their contribuon to climate forcing is expected to
increase rapidl in the future, such that the could becomever signicant contributors under some scenarios. HFC
emissions scenarios and their implicaons for climate
forcing are discussed in the next secon.
3.4 Dierent types of future HFC emissions
scenarios have been constructedScenarios have been developed and published b various
authors to assess the potenal impact of future HFC
emissions on climate. The can be broadl divided into
non-intervenon and intervenon scenarios.
Non-intervenon scenariosNon-intervenon scenarios provide projected emissions up
to at least the middle of the 21s centur (usuall 2050).
The extrapolate historical and current technological
developments, and assume no targeted polic intervenon
to reduce emissions. The are guided mainl b assumpons
about economic and populaon growth. The projecons of
future HFC emissions and abundances summarized in this
report are based on non-intervenon scenarios developed
b Velders et al. (2009) and Gschre et al. (2011):
Velders et al. (2009) developed four scenarios based on
assumpons similar to those of IPCC-SRES ( IPCC 2000).With respect to growth rates in gross domesc product
(GDP) and populaon, but incorporated new informaon
about: (i) HCFC consumpon in developing countries,
and (ii) the replacement of HCFCs b HFCs in developed
countries. The scenarios have upper and lower ranges
that reect the range in IPCC-SRES scenarios for growth
in GDP and populaon.
Gschre et al. (2011) based their scenario on sector-
specic growth rates and emissions factors for all
relevant sectors in developed and developing countries.
Both the Velders et al (2009) and Gschre et al (2011)scenarios take into account the accelerated phase-out
schedules of HCFCs and the EU Mobile Air Condioning
Direcve (EC 2006). The scenarios dier in their
assumpons about growth rates in major HFC-consumingsectors. The upper range scenario of Velders et al. (2009)
is based on the growth rates in the IPCC-SRES A1 scenario
and the lower range scenario of the A2 scenario, while the
Gschre et al. (2011) scenario is based on a combinaon
of the IPCC-SRES A1 and B1 scenarios. The growth rates in
the laer scenario are therefore slightl lower than in the
upper range scenario of Velders et al. (2009). The scenarios
also dier in projected market saturaon eects aer
about 2030, and dierent replacement paerns for ODSs
b HFCs and not-in-kind alternaves.
Intervenon scenarios
Intervenon scenarios are based on assumpons of future
potenal policies and measures to control emissions.
The discussions b the Pares to the Montreal Protocol
to promote the use of HCFC alternaves that minimize
the inuence on climate are also considered to be an
intervenon.
An HFC intervenon scenario was developed for IPCC/
TEAP (2005) and recentl updated (TEAP 2009a),
covering up to 2015 and 2020, respecvel. Because of
the short me periods covered b these scenarios, the
are not shown in Figures 3.2 and 3.3.
The new scenarios constructed for IPCC, the
Representave Concentraon Pathwas (RCPs), also
contain HFC emissions, but are based on an older
analsis of HFC growth. The also do not account for
the accelerated phase-out of HCFCs, nor the latest
growth in demand for HCFCs and HFCs. Therefore,
these scenarios, as for those of IPCC-SRES, are not
included in this report.
Hence, the gures and data presented in this report
have used informaon onl from recent non-intervenon
scenarios.
3.5 HFC emissions have the potenal to
become very large and at least partly oset
the climate benets of the Montreal ProtocolEmissions of HFCs are projected to connue increasing
under all non-intervenon scenarios (WMO 2011) and to
exceed the 1988-peak in ODS emissions (in tonnes, but not
equivalent CO2) b 2050. It is important to note that there
is inadequate knowledge about current trends in emissions
to determine which scenario will be more likel.
Figure 3.2 shows equivalent CO2emissions of HFCs up to
2050, according to the scenarios of Velders et al. (2009)
and Gschre et al. (2011). B 2050, the total HFC emissionsare 5.58.8 Gt CO2eq per ear under the Velders et al.
(2009) set of scenarios and 3.5 Gt CO2eq per ear under
the Gschre et al. (2011) scenario. HFC emissions clearl
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25/40HFCs ANd Cl imAtE CHANgE HFCs, ClimAtE PRotECtioN ANd tHE ozoNE lAyER 23
have the potenal to become ver large. Emissions of HFCsare projected to exceed those of ODSs aer about 2020
(Figure 3.2) due primaril to growing demand in emerging
economies and increasing populaons.
As noted in Chapter 2, acons under the Montreal
Protocol led to a drop of ODS emissions between 1988 and
2010 equivalent to about 8.0 Gt CO2eq per ear. Without
intervenon, the increase in HFC emissions projected b
both Velders and Gschre will oset much of this climate
benet (Figure 3.2).
The projected HFC emissions can also be put into context
b comparing them to projected global CO2 essns n
2050. HFC emissions (on a CO2 equivalent basis) calculatedfrom data in Gschre et al. (2011) are about 7% of global
Co2 emissions in 2050 (not shown) and HFC emissions
projected b Velders et al. (2009) are about 9-19% of
hese Co2 emissions. Compared to the lower level of CO2
emissions expected in 2050 (not shown); under a scenario
of CO2 stabilizaon at 450 ppm (IPCC 2007), these gures
are 18%, and 28-45%, respecvel (Figure 3.2). Hence,
future HFC emissions ma also be substanal when
compared to future levels of CO2emissions.
3.6 The radiave forcing of HFCs is alsoprojected to signicantly increaseThe current contribuon of HFCs to radiave forcing is
relavel small, at about 0.012 W m-2. But b 2050, it could
be ten to thirt mes larger. Velders et al. (2009) esmate
an increase to 0.250.40 W m-2. The authors of this report
calculate a radiave forcing of 0.10-0.20 W m-2 due to HFC
emissions for the Gschre scenario.8 The upper range value
of 0.4 W m-2 is about one-quarter of the expected increase
in radiave forcing due to the buildup of CO2 from 2000
to 2050 according to the IPCC-SRES scenarios (Figure.3.3);
and 50-130% of the expected increase in forcing from other
Koto greenhouse gases. In a further comparison, the HFC
radiave forcing in 2050 (not shown) of 0.25-0.40 W m -2
corresponds to 712% of the CO2 values. This projected
HFC radiave forcing in 2050 is therefore equivalent to
613 ears of radiave forcing growth due to CO2 n he
2050 me frame.
The increase in HFC radiave forcing from 2000 to 2050
can also be compared to the radiave forcing corresponding
to a 450 ppm CO2 stabilizaon scenario. The reducon in
Figure 3.2. The decrease in CO2 equivalent emissions of ODSs (CFCs, halons, HCFCs, and others) (line
designated as ozone depleng substances) ma be oset b the projected increase in their non-
ozone depleng substutes (HFCs) (lines designated as HFC scenarios). The HFC scenarios shown
are the upper and lower (broken and doed lines respecvel) scenarios of Velders et al. (2009) and
the scenario (solid line) of Gschre et al. (2011). Shown for reference are emissions for the range of
global CO2 emissions from the IPCC-SRES scenarios (IPCC 2000; 2001) (gre shaded area), and for a
450 ppm CO2 stabilizaon scenario (IPCC 2007) (gre broken line) (The CO2 emissions depicted for
19502007 are reported emissions from fossil fuel use and cement producon). The HFC intervenon
scenario from TEAP (2009a) onl covers the period up to 2020, and is not shown because it would
not be visible. The emissions of the TEAP (2009a) scenario are 0.8 Gt CO2eq per ear in 2020; about
equal to the Gschre et al. (2011) scenario and slightl below the Velders et al. (2009) scenarios.
(Figure based on WMO 2011).
8. The radiave forcing was calculated using data from Gschre et al. (2011).
0
10
20
30
40
CO
2e
qemissions(GtCO
2e
qperyear)
1950 1970 1990 2010 2030 2050
Year
CO2eq emissions
Ozone Depleng
Substances
CO2
IPCC-SRES
CO2 rangeStabilizaon of
CO2 at 450ppm
HFC scenarios
Observaons Scenarios
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26/4024 HFCs, ClimAtE PRotECtioN ANd tHE ozoNE lAyERHFCs ANd ClimAtE CHANgE
radiave forcing necessar to go from a business-as-usual
scenario (as in IPCC-SRES, Figure 3.3) to such a stabilizaon
scenario is of the same order of magnitude as the increase
in HFC radiave forcing. In other words, the benets of
going from a business-as-usual pathwa to a pathwa in
which CO2 stabilizes at 450 ppm can be counteracted b
projected increases in HFC emissions.
There is, of course, inherent uncertaint in all projecons
about future levels of HFCs.
3.7 HFC emissions also have indirect climate
eects
In the preceding scenarios, onl the direct contribuonto climate forcing due to HFC and ODS emissions is
considered. But as noted in Secon 2.3, the use of HFCs
and halocarbons ma have secondar eects on climate
forcing. For example, thermal insulang products in
buildings and appliances reduce energ consumpon and
thereb tend to reduce emissions, whereas refrigeraon
and air-condioning sstems consume energ over their
lifemes and ma tend to increase emissions. A full
evaluaon of the total climate forcing (both direct and
indirect), resulng from the global transion awa from
CFCs and HCFCs toward HFCs, would require consideraon
of lifeccle CO2 emissions of all associated halocarbon, non-halocarbon, and not-in-kind alternaves (IPCC/TEAP 2005).
A comprehensive and detailed evaluaon of this kind has
not been carried out to date.
3.8 Dierent HFCs have dierent atmosphericlifemes and vary in their ability to inuence
climateIt is important to note that not all HFCs have the same
inuence on climate. As a group of gases, their inuence
varies signicantl (see secon 1.5). Their relave inuence
on climate is mostl due to dierences in their atmospheric
lifemes, which determine how much the accumulate in
the atmosphere. In general, the shorter the lifeme, the
lower the accumulaon in the atmosphere (for the same
annual emission), and the lower the GWP. HFCs with
shorter lifemes will also be removed more quickl from
the atmosphere, which means that their inuence onclimate will also diminish quickl once emissions cease.
Conversel, the longer the atmospheric lifeme, the
bigger is their inuence on climate. Full saturated HFCs
(for example, HFC-32, HFC-125, HFC-134a, HFC-143a,
HFC-152a) have lifemes ranging from 1 to 50 ears
(WMO 2011). Accordingl, their GWP for a 100-ear me
horizon also ranges greatl from 100 to 5,000 (Table 3.1).
Unsaturated HFCs (also referred to as hdrouoro-olens,
HFOs) have shorter atmospheric lifemes in the order of
das to weeks. Consequentl their GWPs (100-ear) are
around 20 or less.
At present, a few low-GWP HFCs (with lifemes less thana few months) are being either phased in or proposed as
substutes for HCFCs and some of the high-GWP HFCs
(with
Figure 3.3. Projected increase in radiave forcing of HFCs. The increase is signicant when compared
to the increase in radiave forcing from CO2 since 2000. For HFCs the upper range scenario of Velders
et al. (2009) is shown. The change in radiave forcing for CO 2 is from the IPCC-SRES scenarios and
for a 450 ppm CO2 stabilizaon scenario (IPCC 2007). Data were not available for a radiave forcing
calculaon for the Gschre et al. (2011) scenario, but the radiave forcing from this scenario isesmated to be 0.1 to 0.2 w -2 in 2050. (Figure based on Velders et al. 2009).
2.0
1.5
1.0
0.5
0.0
Changeinradiatveforcing(Wm
-2)
Change in radiatve
forcing since 2000
2000 2010 2020 2030 2040 2050
Year
SRES CO2 range
Stabilizaon ofCO2 at 450 ppm
Upper range
HFC scenario
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27/40HFCs ANd Cl imAtE CHANgE HFCs, ClimAtE PRotECtioN ANd tHE ozoNE lAyER 25
Substance Lifeme (years) ODP GWP(20-yr) GWP(100-yr)
Chlorouorocarbons
CFC-11 45 1 6,730 4,750
CFC-12 100 1 11,000 10,900
CFC-113 85 0.8 6,540 6,130Hydrochlorouorocarbons
HCFC-22 11.9 0.055 5,130 1,790
HCFC-141b 9.2 0.11 2,240 717
HCFC-142b 17.2 0.065 5,390 2,220
Hydrouorocarbons (saturated)
HFC-32 5.2 2,470 716
HFC-41 2.8 377 107
HFC-125 28.2 6,290 3,420
HFC-134a 13.4 3,730 1,370
HFC-143a 47.1 5,780 4,180
HFC-152a 1.5 468 133
HFC-161 0.3a 43a12
a
HFC-227ea 38.9 5,480 3,580
HFC-245fa 7.7 3,410 1,050
HFC-365mfc 8.7 2,670 842
HFC-43-10mee 16.1 4,170 1,660
Hydrouorocarbons (unsaturated)
HFC-1234f 10.5 das 4
trans-HFC-1234ze 16.4 das 7
Table 3.1 Range of lifemes, ODPs, and GWPs (20-ear and 100-r me horizon) of major ozone depleng substances and HFCs
considered in this report (WMO, 2011).
a From IPCC (2007)
(with lifemes from several to tens of ears). Examplesinclude: HFC-1234f as a substute for the refrigerant HFC-
134a; HFC-161 as substute for the refrigerant HCFC-22;
and trans-HFC-1234ze as a substute blowing agent for
some thermal insulang foams (see Chapter 4). Some of
these low-GWP HFCs are so short-lived that the conceptof GWP ma not be applicable to them (WMO 2011).9 Fr
the purpose of comparison, the are esmated to be a
hundred to a thousand mes less potent as greenhouse
gases as the substances that the are expected to replace.
9. A 100-ear me horizon is oen used when comparing the climate forcing of non-CO2 greenhouse gas emissions relave to that of CO2. For emissions
of substances with shorter lifemes compared to the persistence of CO2 in the atmosphere (~ 100 or more ears), the climate forcing signicance is highl
sensive to the me-horizon assumed. Therefore, other me horizons ma be used depending on the me horizon of the impacts considered. Also, the use of
GWPs assumes that the substance is well mixed in the atmosphere. In realit, the global-mean lifemes and radiave eciencies of substances with lifemes
less than about half a ear are not well mixed and will depend on the locaon of emission.
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3.9 A scenario in which only low-GWP HFCsare used has a low climate inuenceAs noted in secon 3.1, HFC radiave forcing is currentl
less than 1% of the total radiave forcing. Figure 3.4 shows
that if the current mix of HFCs (with an average lifeme
of 15 ears and an average GWP of 1600) were replaced
b low-GWP HFCs (with lifemes less than 1 month and
corresponding 100-ear GWPs less than about 20), their
contribuon to radiave forcing in 2050 would be less
than the current forcing, even for the upper range HFC
Figure 3.4. Radiave forcing for an upper range HFC scenario and for alternave scenarios with low-
GWP substutes. This gure shows that HFCs with shorter lifemes than the current HFC mix have a
smaller climate inuence in terms of lower radiave forcing. All curves are based on the assumpons
for growth in demand for the upper range HFC non-intervenon scenario of Velders et al. (2009)10
emissions scenario. Furthermore, it should be noted thatif the emissions of such short-lived HFCs were curtailed
in the future, their atmospheric abundances and possible
adverse climate eects would decrease quickl because
of their short lifemes. On the other hand, this scenario
does not take into account the feasibilit of using low-GWP
HFCs in all applicaons. In pracce, low-GWP HFCs are
onl one of several alternaves to high-GWP HFCs. These
alternaves are discussed in Chapter 4.
10.For illustrave purposes, the alternave scenarios assume that from 2015 onwards the same demand for HFCs is met b substutes with shorter lifemes
and consequentl lower GWPs. For the substutes, a molecular weight of 100 grams per mol is used and a radiave forcing per molecule of 0.2 W m -2 ppb-1,
both tpical values for commerciall used HCFCs and HFCs. An annual release from the bank of 13% is assumed, tpical for refrigeraon and air condioning
applicaons (WMO, 2011).
0.5
0.4
0.3
0.2
0.1
0.0
Radiatveforcing(Wm
-2)
Radiatve forcing
2000 2010 2020 2030 2040 2050
Year
Currentforcing
Upper range HFC scenarioLifeme 15 yr
3 yr
1 yr1 month
26 HFCs, ClimAtE PRotECtioN ANd tHE ozoNE lAyERHFCs ANd ClimAtE CHANgE
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4.1 Methods for reducing the inuence
of high-GWP HFCs on climate have been
idenedHigh-GWP HFCs are used predominantl as ODS
replacements for refrigeraon and air-condioning
equipment, foam products and other applicaon (Secon1.4). The global demand for such products is increasing
with populaon growth and economic development.
Without intervenon, the increase in HFC emissions is
projected to oset much of the climate benet achieved b
earlier reducons in ODS emissions (Secon 3.5).
During the last decade, UNEP technical commiees and
government bodies have published informaon about
techniques that can be emploed to reduce the climate
inuence of high-GWP HFCs11. The describe best pracces
for reducing the emissions of HFCs, as well as alternave
technologies. Summing up these ndings, the alternave
technical opons for minimizing the inuence of HFCs onclimate fall into three categories:
Alternaves technologies12 with zero or low-GWPs that
replace the use of high-GWP HFCs include:
Alternave methods and processes (also called not-
in-kind alternaves). Commerciall used examples
include bre insulaon materials, dr-powder asthma
medicaon, and architectural designs that avoid the
need for air-condioners.
Chapter 4:
Alternaves to high-GWP HFCs
11. Examples include EC 2008; EPA 2006; EPA 2010a; FTOC 2011; GTZ 2008; GTZ 2009; IPCC/TEAP 2005; RTOC 2011; TEAP 1999; TEAP 2009; TEAP 2010ab;
UBA 2009; UBA 2011ab; UNEP 2010abc.12. Certain commercial technologies and products are idened for clarit and specicit. However, it is not intended as an endorsement of an specic
commercial product.
13. In contrast, the mix of high-GWP HFCs used at present has an average lifeme of 15 ears, based on tonnage used. The implicaons of this are explained
in Figure 3.4.
14. The terms alternaves and alternave sstems are used as abbreviaons for the three categories of low-GWP alternaves listed in Secon 4.1.
Non-HFC substances with low or zero GWPs.
Commerciall used examples include hdrocarbons (e.g.
R-290, R-600a), ammonia (R-717), carbon dioxide (R-
744), nitrogen, dimethl ether, and other substances.
Low-GWP HFCs. Several low-GWP HFCs (with lifemes
of less than a few months13
) are being developed andintroduced. Examples include HFC-1234f, HFC-1234ze
and HFC-1336mzz. These are discussed in Secon 3.8.
A number of studies have concluded that combinaons
of these techniques could achieve substanal reducons in
the consumpon and emission of high-GWP HFCs.
4.2 Low-GWP alternaves14 oer the
potenal to minimize the inuence of high-
GWP HFCs on climateAs shown in Figure 3.4, alternaves with lifemes less than
several months an