SHINKAWA LTD.　　　(URL http://www.shinkawa.com)

Scheduled date to file Quarterly ReportScheduled date to commence dividend payments ―Quarterly Results Supplemental MaterialsQuarterly Results Presentation Meeting Yes (for securities analysts)

1. Consolidated Financial Results for the Six Months ended September 30, 2013 (from April 1, 2013 to September 30, 2013)(Amounts are rounded off to nearest million yen.)

(1) Consolidated Operating Results(% changes as compared with the corresponding period of the previous fiscal year)

Net sales Operating income (loss) Ordinary income (loss) Net income (loss)Millions of yen % Millions of yen % Millions of yen % Millions of yen %

Six months endedSeptember 30, 2013

4,076 (51.0) (1,835) - (1,762) - (1,763) -

Six months endedSeptember 30, 2012

8,326 8.4 (592) - (649) - (726) -

(Note) Comprehensive income : Six months ended September 30, 2013: (1,073) million yen Six months ended September 30, 2012: (1,040) million yen

Six months endedSeptember 30, 2013Six months endedSeptember 30, 2012

(2) Consolidated Financial Position

Total assets Net assetsMillions of yen Millions of yen

As of September 30, 2013 30,267 27,725 91.6

As of March 31, 2013 31,004 28,967 93.4

(Reference) Equity: As of September 30, 2013: 27,725 million yen As of March 31, 2013: 28,967 million yen

2. Dividends

End of 1Q End of 2Q End of 3Q Year-end Full year

Fiscal year endedMarch 31, 2013Fiscal year endingMarch 31, 2014Fiscal year endingMarch 31, 2014(Forecast)(Note) Revisions to the dividend forecasts announced recently: None The dividend forecast for the fiscal year ending March 31, 2014 is undecided.

3. Forecast of Consolidated Financial Results for the Nine Months of Fiscal Year Ending March 31, 2014(from April 1, 2013 to December 31, 2013)

(% changes as compared with the corresponding period of the previous fiscal year)

Millions of yen % Millions of yen % Millions of yen % Millions of yen %Nine months endingDecember 31, 2013

6,100 (41.4) (3,110) ‐ (3,030) ‐ (3,040) ‐

(Note) Revisions to the Forecast of Consolidated Financial Results announced recently : Yes

(167.26)

Yen

-

Net income (loss)per share

5.00

Yen

-

-

Yen

Consolidated Financial Results for the Six Months of the Fiscal Year Ending March 31, 2014November 7, 2013

ListingSecurity code

First Section of Tokyo Stock Exchange6274

Phone Number +81-42-560-4848

Hiroshi Nishimura, President and CEO, Representative DirectorTakuya Mori, General Manager, Corporate Planning Dept.

RepresentativeContact Person

November 13, 2013

Yen Yen

-(97.00)

Yes

Diluted net incomeper share

Net income (loss)per share

-

5.00

Yen

-0.00

YenYen

Cash dividends per share

(39.93)

Equity ratio

Net sales Operating income (loss)

%

--

0.00

Net income (loss)Ordinary income (loss)

1

* Notes

(Changes in specified subsidiaries that caused change in scope of consolidation) : YesIncluded : 1 company (Shinkawa Manufacturing Asia Co., Ltd.)

Excluded : － (－)

1) Changes in accounting policies due to revision of accounting standards : None2) Changes in matters other than 1) above : None

3) Changes in accounting estimates : None

4) Restatement : None(4) Number of common shares issued

1) Number of shares issued at the end of periods (including treasury stock) : As of September 30, 2013 sharesAs of March 31, 2013 shares

2) Number of treasury stock at the end of periods:As of September 30, 2013 1,872,440 sharesAs of March 31, 2013 1,872,189 shares

3) Average number of shares during periods:Six months ended September 30, 2013 sharesSix months ended September 30, 2012 shares

20,047,500

(Notes for the forward-looking statements)The forward looking statements, including business results forecast, contained in this document are based on information available to the SHINKAWAGroup and certain assumptions deemed reasonable as of the date of this document and the Company does not guarantee that such forecast will beachieved. Actual business results may differ substantially due to a number of factors.(Method to obtain supplemental materials for quarterly financial documents)Supplemental materials for the quarterly financial documents is scheduled to be released on the Company’s web site.

(2) Application of an accounting procedure especially for the preparation of quarterly consolidated financial statements : Yes(3) Changes in accounting policies, accounting estimates and restatement of the consolidated financial statements

(1) Changes in significant subsidiaries during the six months of the fiscal year ending March 31, 2014

* Notice regarding audit procedures for the quarterly financial results

* Explanation regarding the appropriate use of projections and other special notes

This quarterly financial results statement is exempt from the audit procedures based upon the Financial Instruments and Exchange Act. At the time ofdisclosure of this financial results statement, the audit procedure based upon the Financial Instruments and Exchange Act had not been completed.

20,047,500

18,175,18818,175,693

2

SHINKAWA LTD.

Contents of Appendix

1. Qualitative Information on the Quarterly Financial Statements for the Period under Review -------------------- 4

(1) Explanation of Operating Results --------------------------------------------------------------------------------------- 4

(2) Explanation of Financial Position --------------------------------------------------------------------------------------- 4

(3) Explanation of Our Projections on the Group’s Future Consolidated Business Performance and

Other Matters --------------------------------------------------------------------------------------------------------------- 5

(4) Our Tasks Ahead and Medium- and Long-Term Management Strategies ---------------------------------------- 5

2. Matters Related to Summary Information (Notes) ---------------------------------------------------------------------- 6

(1) Changes in Significant Subsidiaries during the Six Months Ended September 30, 2013 ----------------------- 6

(2) Specific Accounting Procedure Applied for Preparation of Quarterly Consolidated Financial

Statement ---------------------------------------------------------------------------------------------------------------- 6

3. Consolidated Quarterly Financial Statements ---------------------------------------------------------------------------- 7

(1) Consolidated Quarterly Balance Sheets -------------------------------------------------------------------------------- 7

(2) Consolidated Quarterly Statements of Income and Comprehensive Income ------------------------------------- 8

(3) Consolidated Quarterly Statements of Cash Flows ----------------------------------------------------------------- 10

(4) Notes to Quarterly Financial Statements ----------------------------------------------------------------------------- 11

(Notes on Going Concern Assumption) ----------------------------------------------------------------------------- 11

(Notes to Significant Changes in the Amounts of Shareholders’ Equity) --------------------------------------- 11

(Others) ------------------------------------------------------------------------------------------------------------------- 11

4. Supplementary Information ----------------------------------------------------------------------------------------------- 12

(1) Change in Executives of the Company ------------------------------------------------------------------------------- 12

(2) Quarterly Consolidated Performance --------------------------------------------------------------------------------- 12

3

SHINKAWA LTD.

1. Qualitative Information on the Quarterly Financial Statements for the Period under Review (1) Explanation of Operating Results

During the first six months of the fiscal year ending March 31, 2014, uncertainty persisted in the global economy. Although a moderate recovery continued in the U.S. and Japanese economies due to the improvement of consumer confidence in the U.S. and expectations of economic measures from the new Japanese government, high unemployment continued in Europe and the growth of the Chinese economy slowed reflecting sluggish exports. In the semiconductor industry, we saw capital investments by some memory makers for front-end equipment to manufacture cutting-edge devices such as 3D packaging devices. 3D packaging devices are adopted to improve mobile-related devices, which are progressing favorably, and to enlarge the capacity of servers. In the back-end equipment market, aggressive capital investment did not occur due to the background of sluggish demand for PCs and other products, which resulted in excess production capacity at each semiconductor manufacturer. In such a business climate, in June 2013 the SHINKAWA Group released the wire bonder UTC-5000NeoCu for copper wire, of which we sought approval for and proceeded with evaluations at customers’ factories. With regard to the LFB flip chip bonder series for the TCB (Thermal Compression Bonding) process, in addition to the LFB-1102 model for substrates, which was launched in October 2012, we released the LFB-2301 for wafers in May 2013. We proceeded with evaluations of this series, anticipating capital investment for the production of cutting-edge devices such as 3D packaging devices, for which full-scale production will begin in fiscal 2014. Although these efforts helped increase the market penetration of our new products steadily, because product evaluations take a while, they have yet to come to fruition in terms of sales. Some of our memory maker customers did not implement their planned capital investment during the six months ended September 30, 2013. The shipment of product orders that we received and for which we expected sales was delayed because customer factories to which such products were to be delivered were not ready for such reasons as the delay of completion of their production infrastructure. Due to these adverse factors, net sales were significantly lower than our initial projection. To reform the Group’s earning structure, we started the production of wire bonders at the Thai factory in April 2013. However, because new products such as the UTC-5000 are still in the evaluation process, the expansion of production at the Thai factory has yet to be achieved and the effect of overseas production on our cost reduction is limited. In addition, R&D expenses for the development of new products and other expenses increased. All these factors left the Group in a severe situation in terms of profits. As for the consolidated performance of the Group for the six months ended September 30, 2013, net sales decreased 51.0% year on year to 4,076 million yen, an operating loss of 1,835 million yen was recorded compared with an operating loss of 592 million yen for a year earlier and an ordinary loss of 1,762 million yen was posted compared with an ordinary loss of 649 million yen a year earlier. As a result, a net loss of 1,763 million yen was recorded for the quarter under review compared with a net loss of 726 million yen a year earlier.

(2) Explanation of Financial Position Total assets at the end of the six months of the fiscal year ending March 31, 2014 decreased by 737 million yen from the end of the previous fiscal year to 30,267 million yen. A major increase was 1,614 million yen in property, plant and equipment (including an increase along with the consolidation of a production subsidiary in Thailand), and major decreases were 1,449 million yen in other current assets (including the elimination of short-term loans receivable from a production subsidiary in Thailand along with the consolidation of the company), 576 million yen in cash and deposits and 367 million yen in notes and accounts receivable-trade. Total liabilities increased by 504 million from the end of the previous fiscal year to 2,542 million yen. Major increases were 252 million yen in deferred tax liabilities, 188 million yen in accounts payable-trade and 157 million yen in the provision for retirement benefits, whereas a major decrease was 56 million yen in a provision under current liabilities (provision for product warranties). Total net assets at the end of the quarter under review decreased by 1,241 million yen from the end of the previous fiscal year to 27,725 million yen. Major increases were 463 million yen in the valuation difference on

4

SHINKAWA LTD.

available-for-sale securities and 227 million yen in foreign currency translation adjustment. A major decrease of 1,931 million yen in retained earnings was due to the posting of a net loss and cash dividends paid. As a result, the equity ratio fell from 93.4% at the end of the previous fiscal year to 91.6%. Cash Flows Cash and cash equivalents at September 30, 2013 decreased by 711 million yen from the end of the previous fiscal year to 8,776 million yen, including an increase of 234 million yen in cash and cash equivalents due to the consolidation of a production subsidiary in Thailand. The cash flow situation for the six months ended September 30, 2013 was as follows: Net cash used in operating activities totaled 448 million yen for the period under review compared with net cash provided by operating activities of 2,094 million yen for the same period of the previous year. Major components included posting a loss before income taxes and minority interests of 1,760 million yen despite a decrease in notes and accounts receivable-trade of 244 million yen, depreciation and amortization of 414 million yen and a decrease in inventories of 257 million yen. Net cash used in investing activities totaled 207 million yen compared with net cash used in investing activities of 653 million yen for the same period of the previous year. Major components included payments into time deposits of 525 million yen and expenses of 370 million yen for the purchase of property, plant and equipment despite proceeds from withdrawal of time deposits of 710 million yen. Net cash used in financing activities totaled 91 million yen compared with 90 million yen for the same period of the previous year. A major component was cash dividends paid.

(3) Explanation of Our Projections on the Group’s Future Consolidated Business Performance and Other Matters

In the electronics industry, along with the popularization of cloud computing, some semiconductor manufacturers are expected to make full-scale capital investments toward the mass production of cutting-edge devices from the second half. On the other hand, negative elements that affect the demand for semiconductors can be seen in the global economy such as concern about the weakening of consumer confidence against the background of the U.S. government’s financial problems and the slowdown in economies of emerging countries. In such a business climate, the business performance projections for the third quarter are disclosed based on the information available to the Group at this time, such as the most recent orders received. We project net sales for the nine months ending December 31, 2013 of 6,100 million yen (a 41.4% decrease year on year from the corresponding period a year earlier), an operating loss of 3,110 million yen (compared with an operating loss of 1,325 million yen a year earlier), an ordinary loss of 3,030 million yen (compared with an ordinary loss of 1,068 million yen a year earlier) and a net loss of 3,040 million yen (compared with a net loss of 1,142 million yen a year earlier). The expected foreign exchange rate is 95 yen per U.S. dollar.

(4) Our Tasks Ahead and Medium- and Long-Term Management Strategies

Viewing the launch of operations at the Thai factory as a chance, the Group strives through the three tasks of “Expand Production Capacity,” “Strengthen Sales” and “Enhance Technological Capabilities” to realize a surplus and return to growth. However, the Group’s consolidated business results for the first six months of the fiscal year ending March 31, 2014 were severe. Given such circumstances, as a new measure to swiftly realize a surplus, we added “Improve Company Structure” to our tasks ahead for the second half. Improve Company Structure Aiming to capture the needs of the global markets in a timely fashion, achieve the opportune launch of new products at the time of high demand in the market and deliver such products to customers ahead of competitors, we conduct business reform to speedily address all aspects of development, production and sales.

5

SHINKAWA LTD.

Furthermore, to optimize our global operation, we are reorganizing our sales, technology and production structure which centered on production at the head office factory to a structure centered on production at the Thai factory.

2. Matters Related to Summary Information (Notes) (1) Changes in Significant Subsidiaries during the Six Months Ended September 30, 2013

Shinkawa Manufacturing Asia Co., Ltd. (“Shinkawa Manufacturing Asia”), a subsidiary of SHINKAWA LTD. (the “Company”), began manufacturing activities and increased in importance. As a result, the company has been included in the Company’s scope of consolidation from the first quarter of the consolidated fiscal year ending March 31, 2014. Shinkawa Manufacturing Asia conducted a capital increase during the first quarter of the consolidated fiscal year ending March 31, 2014, thereby increasing its capital to more than 10% of the Company, which makes Shinkawa Manufacturing Asia a specified subsidiary of the Company.

(2) Specific Accounting Procedure Applied for Preparation of Quarterly Consolidated Financial Statement

Computation of Tax Expenses In regards to tax expenses of consolidated subsidiaries, the effective tax rate after application of tax effect accounting for the income before income taxes and minority interests of the current fiscal year including the period under review is estimated through fair value, and the income before income taxes and minority interests is then multiplied by this amount. Income taxes-deferred of consolidated subsidiaries are included in Income taxes-current.

6

SHINKAWA LTD.

As ofMarch 31, 2013

As ofSeptember 30, 2013

AssetsCurrent assets

Cash and deposits 9,845 9,269Notes and accounts receivable-trade 2,231 1,864Merchandise and finished goods 3,603 3,355Work in process 1,315 1,461Raw materials and supplies 407 438Other 1,706 257Allowance for doubtful accounts (1) (2)Total current assets 19,105 16,642

Noncurrent assetsProperty, plant and equipment

Land 4,929 5,331Other, net 1,928 3,140Total property, plant and equipment 6,857 8,471

Intangible assetsOther 57 99Total intangible assets 57 99

Investments and other assetsInvestment securities 4,597 4,699Other 387 356Allowance for doubtful accounts (0) －

Total investments and other assets 4,984 5,055Total noncurrent assets 11,899 13,625

Total assets 31,004 30,267Liabilities

Current liabilitiesAccounts payable-trade 467 655Income taxes payable 52 34Provision 120 64Other 315 297Total current liabilities 954 1,049

Noncurrent liabilitiesProvision for retirement benefits 515 672Deferred tax liabilities 547 799Other 22 22Total noncurrent liabilities 1,084 1,493

Total liabilities 2,037 2,542Net assets

Shareholders' equityCapital stock 8,360 8,360Capital surplus 8,907 8,907Retained earnings 13,768 11,837Treasury stock (3,149) (3,149)Total shareholders' equity 27,886 25,955

Accumulated other comprehensive incomeValuation difference on available-for-sale securities 1,306 1,770Foreign currency translation adjustment (226) 1Total accumulated other comprehensive income 1,081 1,771

Total net assets 28,967 27,725Total liabilities and net assets 31,004 30,267

Millions of yen

3. Consolidated Quarterly Financial Statements(1) Consolidated Quarterly Balance Sheets

7

SHINKAWA LTD.

Consolidated Quarterly Statements of Income

Millions of yen

Six months ended September 30, 2012 and 2013

(2) Consolidated Quarterly Statements of Income and Comprehensive Income

Six months endedSeptember 30, 2012

Six months endedSeptember 30, 2013

Net sales 8,326 4,076Cost of sales 6,305 2,809Gross profit 2,021 1,267Selling, general and administrative expenses

Sales and service cost 173 152Employees' salaries and bonuses 485 543Employees salaries and bonuses 543Retirement benefit expenses 14 67Experiment and research expenses 877 1,290Provision of allowance for doubtful accounts － 1Provision for product warranties 106 36Other 959 1,013Total selling, general and administrative expenses 2,614 3,101

Operating loss (592) (1,835)Non-operating incomeNon operating income

Interest income 9 11Dividends income 26 27Subsidy income 42 40Other 18 11Total non-operating income 95 88

Non-operating expensesForeign exchange losses 151 15Other 0 1Other 0 1Total non-operating expenses 151 16

Ordinary loss (649) (1,762)Extraordinary income　　Gain on sales of golf memberships － 3

Total extraordinary income － 3Extraordinary loss

Loss on retirement of noncurrent assets 2 －

Compensation for damage *11 －Compensation for damage *11 －

Total extraordinary losses 14 －

Loss before income taxes and minority interests (662) (1,760)Income taxes-current 49 13Income taxes-deferred 15 (10)Total income taxes 63 3Loss before minority interests (726) (1,763)Net loss (726) (1,763)

8

SHINKAWA LTD.

Six months endedSeptember 30, 2012

Six months endedSeptember 30, 2013

Loss before minority interests (726) (1,763)Other comprehensive income

Valuation difference on available-for-sale securities (286) 463Foreign currency translation adjustment (28) 227Total other comprehensive income (314) 690

Comprehensive income (1,040) (1,073)Comprehensive income attributable to

Comprehensive income attributable to owners of the parent (1,040) (1,073)Comprehensive income attributable to minority interests － －

Consolidated Quarterly Statements of Comprehensive Income

Millions of yen

Six months ended September 30, 2012 and 2013

9

SHINKAWA LTD.

Fiscal year endedMarch 31, 2013

Six months endedSeptember 30, 2013

Net cash provided by (used in) operating activitiesLoss before income taxes and minority interests (662) (1,760)Depreciation and amortization 295 414Increase (decrease) in allowance for doubtful accounts (0) 1Interest and dividends income (35) (37)Foreign exchange losses (gains) 14 39Decrease (increase) in notes and accounts receivable-trade 1,185 244Decrease (increase) in inventories 823 257Increase (decrease) in notes and accounts payable-trade 275 189Increase (decrease) in provision for retirement benefits (24) 151Increase (decrease) in other provision 7 (56)Loss on retirement of noncurrent assets 2 ―Loss (gain) on sales of golf club memberships ― (3)Other, net 177 97Subtotal 2,058 (462)Interest and dividends income received 31 42Income taxes (paid) refund 5 (28)Net cash provided by (used in) operating activities 2,094 (448)

Net cash provided by (used in) investing activitiesPurchase of property, plant and equipment (224) (370)Proceeds from sales of property, plant and equipment ― 2Payments of loans receivable (517) (8)Payments into time deposits (504) (525)Proceeds from withdrawal of time deposits 598 710Purchase of intangible assets (9) (31)Collection of loans receivable 7 8Other payments (28) (19)Other proceeds 24 26Net cash provided by (used in) investing activities (653) (207)

Net cash provided by (used in) financing activitiesPurchase of treasury stock (0) (0)Cash dividends paid (90) (91)Net cash provided by (used in) financing activities (90) (91)

Effect of exchange rate change on cash and cash equivalents (20) 35Net increase (decrease) in cash and cash equivalents 1,331 (711)Cash and cash equivalents at beginning of period 8,821 9,253Increase in cash and cash equivalents from newly consolidated ― 234Cash and cash equivalents at end of period 10,151 8,776

Six months ended September 30, 2012 and 2013

Millions of yen

(3) Consolidated Quarterly Statements of Cash Flows

10

SHINKAWA LTD.

(4)Notes to Quarterly Financial Statements (Notes Ongoing Concern Assumption) Not applicable (Notes to Significant Changes in the Amounts of Shareholders’ Equity) Not applicable (Others) (Notes on Consolidated Statements of Income) *Compensation for Damage The compensation for damage was posted by offsetting the payment of 91 million yen to bear part of the manufacturing costs of customers with insurance proceeds of 80 million yen paid in accordance with an overseas product liability insurance contract.

11

SHINKAWA LTD.

4. Supplementary Information

Kuniyuki Takahashi

(2) Quarterly Consolidated PerformanceFiscal year ended March 31, 2013 (consolidated ) (Millions of Yen, except "Net Income (loss) per Share")

Net sales 5,049 3,277 2,085 939 11,350

Gross profit 1,245 777 567 128 2,716

Operating income (loss) (56) (536) (732) (1,233) (2,558)

Ordinary income (loss) (98) (551) (419) (983) (2,051)

Income (loss) before income taxes andminority interests

(109) (554) (418) (977) (2,057)

Net income (loss) (155) (571) (417) (978) (2,120)

Net income (loss) per share (Yen) (8.52) (31.42) (22.92) (53.79) (116.65)

Total assets 32,930 31,588 31,524 31,004 31,004

Net assets 30,003 29,235 29,418 28,967 28,967

Orders received 5,880 2,054 1,271 934 10,139

Fiscal year ending March 31, 2014 (consolidated ) (Millions of Yen, except "Net Income (loss) per Share")

Net sales 1,728 2,348

Gross profit 582 684

Operating income (loss) (885) (950)

Ordinary income (loss) (801) (961)

Income (loss) before income taxes andminority interests

(801) (958)

Net income (loss) (804) (959)

Net income (loss) per share (Yen) (44.21) (52.79)

Total assets 30,837 30,267

Net assets 28,483 27,725

Orders received 2,906 2,168

(1) Change in Executives of the Company Retired Director (as of September 30, 2013)

FY endedMarch 31, 2013

(Current position: Operating Officer, Deputy General Manager, Engineering Division)

1Q endedJune 30, 2013

4Q endedMarch 31, 2013

1Q endedJune 30, 2012

2Q endedSeptember 30, 2012

3Q endedDecember 31, 2012

2Q endedSeptember 30, 2013

12

SHINKAWA LTD.