This Disc Jockey says he is a Financial Advisor!

Client Deliverables

(Services our Ideal Clients Receive)

1 Financial Roadmap - We provide a complete and thorough annual update of your Financial Roadmap and of your Financial Plan.

2 Financial Plan – Utilizing the latest in financial planning software, your goals and investments will be modeled to determine if there will be enough money to meet your goals and what changes need to be made (if any) to help ensure you meet them.

3 Asset Allocation Plan – Utilizing the latest in asset allocation software, your investments will be modeled to determine the “optimum way” to invest your assets, so as to minimize risk and maximize your return, increasing the chances that our “ideal clients” will meet all of their goals for reasons that are important to them.

4 Implementation Plan – We will deliver your updated implementation plan to you annually, summarizing your actionable items into a simple chronological list of action steps for you to follow.

5 Growth Assets – We will hold one “asset structure and strategy meeting” annually to discuss the “big picture” about your financial situation and give you a summary of your strategy going forward.

6 Progress Reports – We will deliver quarterly investment progress reports to you. This simple summary of all of your investments is designed to show you how your investments are progressing toward your goals.

7 Cash and Debt Management – We will work with you to establish adequate cash reserves to handle any financial emergencies that come up. This involves establishing a debt elimination plan.

8 Major Purchase Assistance – We will help you purchase major assets such as cars, boats and airplanes to make sure you get exactly what you want for the minimum cost possible.

9 Insurance Review – We will review every kind of insurance you have and recommend:

If you really need the insurance,

If you do need it, whether you have the right kinds and amounts of insurance,

If you need it, we will ensure there are no “coverage gaps” which might endanger your financial plan,

And we will see if anything can be done to reduce your premiums.

10 Income Tax Planning – During the last three months of each year we will do serious income tax planning for you with two objectives in mind:

Seek ways to reduce your taxes, and

Prepare for the taxes due next year.

The 5 critical reports

A Predictable, Repeatable Process withPredictable, Repeatable Outcomes!

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Securities offered through Cape Securities member FINRA, SIPC and MSRB.

Contact: Chris Morris or Jessica Morris

770-493-7578

Advisory services through

Cape Investment Advisory.

2005 Pennsylvania Avenue

McDonough, GA 30253

Prior performance is not a guarantee of future performance or future

return on investment.

All investments carry the risk of loss.