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Page 1: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

UNECE REGULATORY AND STANDARDS-SETTING

WORK IN TRANSPORT

By Olivier KervellaChief, Dangerous Goods and Special Cargoes Section

Transport Division, United Nations Economic Commission for Europe

(UNECE)

Page 2: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

MAJOR AREASOF STANDARDIZATION (1)

TRANSPORT INFRASTRUCTURE(AGR, AGC, AGN, AGTC)

CONSTRUCTION OF ROAD VEHICLES:• 1958 and 1998 Agreements:

construction/type approval• 1997 Agreement:

Uniform inspections• ATP: Perishable foodstuffs vehicles• ADR: Dangerous goods vehicles

Page 3: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

MAJOR AREASOF STANDARDIZATION (2)

TRANSPORT OF DANGEROUS GOODS:- Classification- Labelling/Marking- Packagings- Tanks- Vehicles/inland waterway vessels- Training- Loading/unloading/transport operations- Emergency

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MAJOR AREASOF STANDARDIZATION (3)

INLAND NAVIGATION:• Construction of inland navigation vessels • European Code for Inland Waterways

(CEVNI)• Signs and Signals on Inland Waterways

(SIGNI)

Page 5: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

MAJOR AREASOF STANDARDIZATION (4)

ROAD TRAFFIC SAFETY• Signs and signals • Road traffic• Work of crew (AETR) (Digital tachograph)CONTRACT OF CARRIAGE (ROAD

TRANSPORT) • Goods: CMRTRANSPORT FACILITATION• Harmonization of customs/border crossing

procedures (TIR, harmonization of frontier controls, etc.)

Page 6: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

MEANSOF STANDARDIZATION (1)

• RECOMMENDATIONS

• RESOLUTIONS

• LEGAL INSTRUMENTS

- Agreements/Conventions- Regulations/Technical annexes

Page 7: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

MEANSOF STANDARDIZATION (2)

• RECOMMENDATIONSAddressed to governments or International organizations

Advantages: Not bindingFlexibleEasy to negotiateEasy to update

Disadvantages:Not bindingDo not guarantee harmonizationDifficult to monitor implementation

Page 8: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

MEANSOF STANDARDIZATION (3)

• RECOMMENDATIONS (cont’d)When?- Consensus difficult to achieve- Politically sensitive issues- National solutions preferred- Standard not indispensable to international transport- Other international organizations competent and

involved- Other international legal instruments in placeExamples- Inland navigation- Dangerous goods

Page 9: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

MEANSOF STANDARDIZATION (4)

• RESOLUTIONSSame as recommendations, higher status (ITC or Treaty bodies)

Advantages: Same as recommendationsBetter commitment from Member

States for implementation

Disadvantages: Same as recommendations

When? Urgent need for action by Member States

Interpretation/clarification of conventions

Page 10: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

MEANSOF STANDARDIZATION (5)

• LEGAL INSTRUMENTS (Agreements, Conventions)

- Legally binding (expression of consent to be bound)

- Supplemented by technical annexes/regulations

. Integral part and same status (e.g. Annexes to ADR; or) . Separate status (e.g. Regulations annexed to the 1958 Agreement)

Page 11: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

MEANSOF STANDARDIZATION (6)

• LEGAL INSTRUMENTS

- AdvantagesGood implementationHarmonization of rules/regulations/standardsReciprocal recognition (in most cases)Cooperation between Contracting Parties for implementation

- DisadvantagesLong negotiationsLong legal procedures (adoption,

amendments)

Page 12: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

MEANSOF STANDARDIZATION (7)

• LEGAL INSTRUMENTSWhen?- High level of safety needed and better achieved through strong political commitment

(vehicles, road traffic safety)- High level of safety required for international

transport (dangerous goods)- Harmonization necessary for global trade

(construction of vehicles)- Harmonization necessary to international

transport facilitation (customs conventions, ATP, ADR)

Page 13: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

PROCEDURES FOR DEVELOPING

REGULATIONS/STANDARDS (1)

A. ADOPTION BY WORKING PARTIES1. Proposals by Governments/IGOs/NGOs2. Discussion by Working Parties (WPs)

Search of consensus3. Discussion by group of experts/

informal groups4. Discussion by WPs5. Adoption by WPs

- by consensus; or- by vote (majority UNECE members

present and voting)

Page 14: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

PROCEDURES FOR DEVELOPING

REGULATIONS/STANDARDS (2)

A. ADOPTION BY WORKING PARTIES (cont’d)6. Text adopted may be issued as

- a recommendation/resolution(by WPs or ITC)

- a proposal of amendment/new regulation to existing legal instrument

- a proposed new legal instrument7. End of the procedure for recommendations/resolutions

Beginning of legal procedure for legal instruments

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PROCEDURES FOR DEVELOPING

REGULATIONS/STANDARDS (3)

B. NEW LEGAL INSTRUMENT- Proposed text adopted by WPs submitted to:

- ITC (for adoption by consensus)- Diplomatic conference (consensus or

2/3 majority vote)- Text adopted submitted by SG to

- UNECE Member States, or- UN Member States

for signature, ratification, etc.- Entry into force

(Conditions determined by legal instrument)

Page 16: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

PROCEDURES FOR DEVELOPING

REGULATIONS/STANDARDS (4)

C. AMENDMENTS TO EXISTING LEGAL INSTRUMENTS (technical annexes and annexed regulations)- Depend on procedure determined by legal instrument- Proposed amendments submitted to Contracting Parties

- by WPs through one Contracting Party and SG

- by WPs through Administrative Committees (adoption) and SG- Tacit amendment procedure

(Possibility of objection)

Page 17: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

PROCEDURES FOR DEVELOPING

REGULATIONS/STANDARDS (5)

C. AMENDMENTS TO EXISTING LEGAL INSTRUMENTS(cont’d)- Agreement itself: more complex procedure

. Amendment requires preliminary adoption by administrative

committee or diplomatic conference

Page 18: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

COOPERATION WITH STANDARDIZATION BODIES

(1)ISO, IEC, CEN: non mandatory standards

- Application may be made mandatory

by reference in UNECE legal instruments

EU: New approach directives- EU directives: Essential requirements- EN standards: Developed to facilitate compliance with essential requirements

Page 19: UNECE REGULATORY AND STANDARDS-SETTING WORK IN  TRANSPORT

COOPERATION WITH STANDARDIZATION BODIES

(2)Cooperation UNECE/CEN and UNECE/ISO

- ADR/RID/ADN (dangerous goods):Essential requirements plus standards

- ISO and CEN: Develop ISO and EN standards- UNECE check compliance of EN standards and ISO standards with RID/ADR/ADN- CEN and ISO revise draft standards- References to ISO/EN standards introduced in RID/ADR/ADN

. To replace existing provisions; or

. As an acceptable means to comply with essential requirements

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REGULATORY AND STANDARD

UNECE standardization work

TRANSPORTEND

By Olivier Kervella,Chief, Dangerous Goods and Special Cargoes Section

Transport Division, United Nations Economic Commission for Europe

(UNECE)