Today’s RIA Technology LandscapeMarch 2019 Edition
66% of RIA �rms utilize a portfolio management or
reporting system.*
i
PORTFOLIO MANAGEMENT/REPORTING
Services & TechnologyFINANCIAL PLANNING
61% of RIA �rms utilize �nancial planning
software.*
i
PORTFOLIO RISK
AUTOMATED PORTFOLIOMANAGEMENT
ARCHIVING
CUSTOMER RELATIONSHIP MANAGERDOCUMENT MANAGEMENT/
STORAGE
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71% of RIA �rms utilize a CRM system.*
REBALANCING
DATA AGGREGATORS
MARKETING/LEAD GENERATION i
Assets Under Management (Million)
0-25 ($) 25 - 50 ($)
50 - 75 ($) 75 - 100 ($) > 100 ($)
Customer Relationship Manager (CRM)
Reporting / Portfolio Management System
Financial Planning Software
Document Management / Storage
Portfolio Risk Software
� � � � �� �� � �� � � �� �� � � � �� � � �� � � �� �� � � � � �� �� � � �� � � � � �� � �� �� � � � � � �� � � �� � �� � �� � � � � � � � � � �� � � � ���� � � � � � ���� �� �� � �� � �� � � � �� � ��� � � � � � � � � �� � � � � � � � � �� � � � � � ��� �� � � � � �� � �
� � � � �� � � �� � � � �
Top 3 Systems Used Within Each Tech Category
2019 Technology Adoption by AUM*
Over 50% of RIA �rms are not con�dent in their �rm’s ability
to defend itself against a cybersecurity audit or breach
CRM Systems
44%Redtail
12%Salesforce
11%Wealthbox
Financial PlanningSystems
36%eMoney
35%Money
Guide Pro
5%MoneyTree
Software
Reporting / PortfolioManagement Systems
25%Morningstar
16%Orion
8%PortfolioCenter
Document Storage / Management Systems Portfolio Risk Systems
28%O�ce 365
25%DropBox
12%ShareFile
64%Riskalyze
8%Kwanti
5%HiddenLevers
RIA in a Box is a leading provider of registration and compliance services and software to over 1,700 registered investment adviser (RIA) �rms. We enable fellow entrepreneurs to remain in constant regulatory compliance by pairing our team of former regulators with cutting-edge compliance software.This infographic is for educational purposes only. All registered trademarks or logos are property of their respective owners and are in no way formally a�liated with RIA in a Box.
*Source: RIA In a Box 2019 RIA Technology and Options Survey.
42%
35%38%
44%
21%
62%55%
62% 61%
32%
72%63%
66%63%
33%
65%
54%
72%64%
32%
65%
52%
63%
53%
27%
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