Animal Biotechnology and Genomics Education
“Trojan Genes, Frankenfish, and Science”
Alison Van Eenennaam, Ph.D. Cooperative Extension Specialist Animal Biotechnology and Genomics Department of Animal Science University of California, Davis, USA (530) 752-7942 [email protected]
With thanks to my colleague Bill Muir, Ph.D. Professor of Animal Sciences Department of Animal Sciences Purdue University, Indiana, USA (765) 494-8032 [email protected]
Oregon 11/9/2011
Animal Biotechnology and Genomics Education
Although the public often say they disapprove of genetically-modified animals – many people live with one!
Oregon 11/9/2011
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Outline
Background
• Genetic risk assessment framework
• Definitions
• Trojan Gene Hypothesis
• Net Fitness Methodology
Case Study
• AquAdvantage salmon
Risk Assessment in the Federal Government: Managing the Process (1983). Committee on the Institutional Means for Assessment of Risks to Public Health, National Research Council (aka “The Red Book”).
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Addressing Risk: Definitions
• Harm = Undesirable Outcome
• Hazard = Item that may bring about
Harm given exposure
Example: Plane accident resulting in death of all passengers
Species Extinction, Displacement, or Disruption
Example: Not refuel the plane before takeoff
GM Organism Escapes Into the Environment and Spreads
• Risk = P(Harm results from Hazard)
= P(Harm/Exposure) * P(Exposure) Note: Risk management tries to reduce P(Exposure) to 0
In Our Context EXPOSURE results from escape and GM spread
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Risk = P(Harm/Exposure) * P(Escape)
* P(Transgene Spread/Escape)
In the context of transgenic animals
P (Exposure) • Ability of Organism to Escape and Survive In
Natural Setting
• Ability of Transgene to Spread
Risk = P(Harm/ Exposure) * P(Exposure)
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Risk = P(Harm/ Exposure) * P(Escape) x
P(Transgene Spread/Escape)
1. Prob (Harm/Exposure) Very Difficult to Predict
– Biotic Interactions
Near Infinite
Some Unknown
Unknowable
– Time Frame
Harm in Evolutionary Time
Cannot Measure in Real Time
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Risk = P(Harm/ Exposure) * P(Escape) x
P(Transgene Spread/Escape)
2. Prob(Escape) (Animal Biotechnology, NRC, 2002)
Low High High
Low Low Moderate
• Can be managed by physical containment (tank, cage)
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Risk = P(Harm/Exposure) * P(Escape) x
P(Transgene Spread/Escape)
3. Prob (Transgene Spread/Escape)
• Ability of transgene to spread will depend upon universal
mechanism of natural selection acting on relative fitness.
• If a transgene cannot spread upon escape of fertile fish
due to counteracting effects of natural selection then the
transgene is contained.
• Can be managed by sterility or biological containment
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Implications For Risk
Assessment
If the probability of any link in the chain is
close to zero, then the product is close to zero
Risk = Prob( Harm/Exposure) x Prob(Escape) x
Prob(Transgene Spreads/Escape)
Methods to minimize risk (risk management):
Prob (Escape): Managed by Physical Containment
P(Spread/Escape): Managed by Biological Containment
or Sterility or may be limited by Natural Selection
Harm
Escape
Spread
Animal Biotechnology and Genomics Education Oregon 11/9/2011
POSSIBLE ecological risks of transgenic organism release when
transgenes affect mating success: Sexual selection and the Trojan gene hypothesis. PNAS (1999).
Transgenic male mating advantage provides OPPORTUNITY for
Trojan gene effect in a fish. PNAS (2004).
Animal Biotechnology and Genomics Education
Gene Flow - The Spread Scenario
PEW 2003. Future Fish: Issues in Science and Regulation of Transgenic Fish
Animal Biotechnology and Genomics Education
Gene Flow - The Purge Scenario
PEW 2003. Future Fish: Issues in Science and Regulation of Transgenic Fish
Animal Biotechnology and Genomics Education
Gene Flow - The Trojan gene effect (Muir and Howard, 1999)
PEW 2003. Future Fish: Issues in Science and Regulation of Transgenic Fish
Occurs when there is a conflict of mating success with viability fitness; e.g. increased mating success with decreased juvenile viability.
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Net Fitness Model: An Approach for Predicting the Outcome of Natural Selection
Two Step Process • Estimation of Net Fitness Components for
Alternative Genotypes
• Incorporate Parameters Into A Model that
• Predicts the Change in Gene Frequency
• Predicts Change in Population Size
Muir and Howard (2001) Fitness components and ecological risk of
transgenic release: a model using Japanese medaka (Oryzias
latipes) American Naturalist 158: 1-16
Animal Biotechnology and Genomics Education
1. Juvenile viability (chances of surviving to sexual maturity)
2. Age (at sexual maturity)
3. Mating success (success at securing mates)
4. Fecundity (number of eggs produced by a female)
5. Fertility (number of eggs successfully fertilized by male sperm)
6. Adult viability (chances of surviving to procreate)
Net Fitness Components Muir Howard (1999); extended (2001)
Muir WM and Howard RD (1999) Possible ecological risks of transgenic organism release when transgenes affect mating success: sexual selection and the Trojan gene hypothesis. Proc Natl Acad Sci 96: 13853–13856.
Muir WM and Howard RD (2001) Fitness components and ecological risk of transgenic release: a model using Japanese Medaka (Oryzias latipes). Am Natur 158: 1–16.
Animal Biotechnology and Genomics Education Oregon 11/9/2011
(1) Juvenile
Viability
Disease Resistance Predator Avoidance
Swimming
Speed
Feeding
Motivation Immune System
Adult Fertile Egg
Genetic improvement
or DNA modification
HOW MANY SURVIVE?
Animal Biotechnology and Genomics Education Oregon 11/9/2011
(2) Age At Sexual Maturity
(Intrinsic Rate of Increase)
2 Years
One Year
1000x
One Year
Wild Type Transgenic
Animal Biotechnology and Genomics Education Oregon 11/9/2011
(3) Mating Success
Animal Biotechnology and Genomics Education Oregon 11/9/2011
(4) Fecundity and (5) Fertility
Number
Mobility
Survival
(4) Egg Number
Size
(5) Percent Eggs Fertilized by Male
Eggs
Sperm
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Adult Viability (6)
Eggs
Mating
Adults
Start Own
Cycle
Cycle Repeats
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Trojan gene effect: conflict of
mating success with viability fitness
Occurs if the trait BOTH
1. increases mating success
Occurs if the trait BOTH 1. Increases mating success AND 2. Decreases juvenile viability
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Average %
Surviving to Sexual
Maturity
30%
Wild Type
Average %
Surviving to Sexual
Maturity
20%
Transgenic
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Trojan gene effect
Mating Success Drives Gene Into
Population
Reduced Viability Drives Population
to Extinction
Animal Biotechnology and Genomics Education Oregon 11/9/2011
When Does the Trojan Gene
Effect Occur?
Requires a specific combination of fitness effects
– If viability is reduced too much Transgene is purged
– If viability is enhanced (i.e. increased fitness) Transgene spreads but no Trojan Gene effect
– A Trojan Gene effect is a very rare combination of factors (↑ mating success and ↓ juvenile viability; or
↑ juvenile viability and ↓ fertility)
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Interaction of Adult Viability and Mating Success
Transgene
Purged by
Natural
Selection
Transgene
Increased
by Natural
Selection
Population
Purged by
Natural
Selection
Muir, WM and R.D. Howard. 2002. Assessment of possible ecological risks and hazards of transgenic fish with implications for other sexually reproducing organisms. Transgenic Research 11:101-114
Spread
Risk
Animal Biotechnology and Genomics Education OSU 11/09/2011
Case Study: AquAdvantage salmon
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Salmon reaches market weight in 16-18 months rather than 30 months
Animal Biotechnology and Genomics Education
Retrieved from “AquAdvantage” image search on web
Oregon 11/9/2011
Atlantic salmon are genus Salmo
Atlantic Salmon (Salmo salar) Critical Habitat
Pillar at Portland, OR airport this AM
MAINE
Atlantic salmon can not interbreed with Pacific (pink, coho, chinook etc.) salmon
• There have been some concerns that farmed Atlantic salmon – a species that is not native to the Pacific coast – could escape and establish in the wild, thus harming wild salmon stocks by competing for habitat and food or by producing an unnatural hybrid species.
• During the 20th century, millions of Atlantic salmon were released throughout the west coast of the United States and Canada in an attempt to establish recreational and commercial fisheries. These attempts were not successful.
• Research has shown that Atlantic salmon (farmed or wild) cannot successfully mate with wild Pacific salmon.
Review of Potential Impacts of Atlantic Salmon Culture on Puget Sound Chinook Salmon and Hood Canal Summer-Run Chum Salmon Evolutionarily Significant Units. 2002. NOAA Technical Memorandum NMFS-NWFSC-53
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Environmental risk assessment parameters for growth hormone Atlantic salmon, Salmo salar
• In 2005, Eric Hallerman (PD) , E. McLean, J. Brown, I. Fleming, and G. Fletcher
were awarded a USDA Biotechnology
Risk Assessment Grant (2005-39454-16417)
OBJECTIVES included:
• Quantifying key aspects of the survival and reproductive components of fitness of GH transgenic Atlantic salmon in near-natural systems, including survival fitness (early viability, territoriality and anti-predation behavior) and reproductive fitness (age at maturation and mating success)
• To utilize empirical data to predict the net fitness of GH transgenic salmon and transgene fate in near-natural ecosystems.
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Life stages: Atlantic salmon
Image from http://harmon-murals.blogspot.com/2011/01/life-cycle-of-atlantic-salmon-for-new.html
Animal Biotechnology and Genomics Education
Early viability: Juvenile fitness testing
Territorial dominance, growth and survival of first-feeding
– In stream environments with limited food, the transgene did not influence the growth or survival at high or low fry densities.
– Transgenic and non-transgenic individuals were equally likely to be dominant.
– No differences were found between GH-transgenic and non-transgenic S. salar fry in any of the fitness-related phenotypic traits measured.
Oregon 11/9/2011
Moreau, D. T. R., I. A. Fleming, G. L. Fletcher, and J. A. Brown. 2011. Growth hormone transgenesis
does not influence territorial dominance or growth and survival of first-feeding Atlantic salmon Salmo
salar L. in food-limited stream microcosms. Journal of Fish Biology 78:726–740.
Animal Biotechnology and Genomics Education
Reproductive Fitness testing Three stocks:
Wild Atlantic salmon: Exploits River, Newfoundland
Transgenic line: AquaBounty
Farms AquAdvantage salmon line – raised in captivity
Immature and mature parr derived from 2004 crosses of wild Exploits River salmon
Moreau, D. T. R., C. Conway, I. A. Fleming. 2011. Reproductive performance of alternative male phenotypes of
growth hormone transgenic Atlantic salmon (Salmo salar). Evolutionary Applications.
http://onlinelibrary.wiley.com/journal/10.1111/(ISSN)1752-4571/earlyview
Oregon 11/9/2011
Animal Biotechnology and Genomics Education
Quantify Male Reproductive Fitness: Anadromous (i.e. large, fighter) males
Part 1:
Anadromous adult transgenic and control males
Competing for access to breeding females.
Transgenic males were captive-reared and the control males were wild
Replicated (n = 11 replicate trials)
– 2 large anadromous males – 1 transgenic, 1 control
– 1 breeding female
– 5 mature male parr - nontransgenic
– 10 immature parr - nontransgenic
Oregon 11/9/2011
Animal Biotechnology and Genomics Education
Results: Anadromous Males
Transgenic anadromous males (i.e. large, fighter males), reared to maturity in captivity, were behaviorally out-competed by the wild control males
Nest fidelity
Quivering frequency
Spawn participation
Parentage analyses were deemed unnecessary because the behavioral results from the anadromous male experiments “made it unnecessary to assess breeding success at the genetic level”.
Oregon 11/9/2011
Moreau, D. T. R., C. Conway, I. A. Fleming. 2011. Reproductive performance of alternative male
phenotypes of growth hormone transgenic Atlantic salmon (Salmo salar). Evolutionary
Applications. http://onlinelibrary.wiley.com/journal/10.1111/(ISSN)1752-4571/earlyview
Animal Biotechnology and Genomics Education
Quantify Male Reproductive Fitness: Precocially mature parr (aka: sneaker males) Part 2:
Compared early-maturing transgenic and control parr for access to breeding females
Both transgenic and control mature male parr were captive-reared
Replicated (n = 11)
– 1 large anadromous male
– 1 breeding female
– 2 mature parr (1 transgenic, 1 control)
– 4 immature parr
Oregon 11/9/2011
Animal Biotechnology and Genomics Education
Results: Mature Male Parr
Large anadromous males sired dominated parr in fertilization success
Transgenic male parr (i.e. precocially mature, sneaker males) were inferior competitors to wild-type parr in terms of nest fidelity and spawn participation
Control parr had higher overall fertilization success than
transgenic parr
Offspring fathered by control parr were present in more spawning trials (n=5) than offspring fathered by transgenic parr (n=1).
Oregon 11/9/2011
Summary: Estimates of Components of Net Fitness
– Juvenile viability: No differences were found between GH-transgenic and non-transgenic Salmo salar fry in any of the fitness-related phenotypic traits measured in first-feeding Atlantic salmon
– Mating success: Transgenic males displayed REDUCED reproductive performance relative to control males.
Oregon 11/9/2011 Animal Biotechnology and Genomics Education
Animal Biotechnology and Genomics Education
Collectively these data
suggest the purge
scenario is the more likely
fate for the AquAdvantage
growth hormone
transgene i.e. it would be
purged by natural
selection IF FERTILE
MALES ESCAPED
Oregon 11/9/2011
REMEMBER: The trojan
gene scenario is predicted
to occur if the trait both
increases male mating
success AND lowers
transgenic viability
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Canadian researchers at Memorial University of Newfoundland inserted the same
salmon gene into farmed Atlantic salmon to provide an independent assessment of the
potential impact on wild stocks. They have just released results that raise a red flag.
They warn that although wild males outperformed their more aggressive transgenic
cousins under naturalized laboratory conditions, the transgenic males were able to
fertilize eggs. The study’s lead author, Derek Moreau, said that showed the genetically
engineered fish “have the potential to contribute modified genes to wild populations.”
The AquAdvantage salmon application to the FDA included proactive risk mitigation/management measures as it was assumed that fertile diploid males would have “potential to contribute modified genes to wild populations”
Product Definition for AquAdvantage Salmon Triploid hemizygous, all-female Atlantic salmon (Salmo salar) carrying a single copy of the transgene
Limitations for Use These Atlantic salmon are produced as eyed-eggs for grow-out only in the FDA-approved physically-contained fresh water culture facility.
Oregon 11/9/2011
• Prob (Spread/Escape): Managed by Biological Containment including the
production of 100% female fish and triploidy induction with an average success rate of 99.8% (98.9–100%). All-female fish are unable to interbreed with each other, and triploidy results in sterility.
• Prob (Escape): managed by Physical Containment. Facilities were
inspected by FDA and featured simultaneous, multiple and redundant physical and geographical containment measures, to preclude concerns about the possibility of transgenic fish escape.
http://www.fda.gov/downloads/AdvisoryCommittees/CommitteesMeetingMaterials/VeterinaryMedicineAdvisoryCommittee/UCM224762.pdf
Animal Biotechnology and Genomics Education
A study conducted by Canadian researchers found that transgenic Atlantic salmon
can pass their genes on to wild salmon if they escape into the wild. Echoing the
concerns raised by members of Congress and the public over the past year, lead
author Darek Moreau from the Memorial University of Newfoundland, Canada said,
“little is known about the potential impact on wild salmon populations if the
GM species were to escape captivity.” http://www.centerforfoodsafety.org/2011/07/18/u-s-congress-turns-up-the-heat-on-genetically-engineered-salmon/
Animal Biotechnology and Genomics Education
How much data is/will be enough? Should additional data on net fitness in natural environments be required for approval when multiple physical and biological containment measures are in place i.e. Probability (exposure) ~ 0?
“There are limitations and difficulties associated with collecting the breadth of empirical data required to accurately represent the full range of genotype by environment interactions affecting fitness-related life history traits in the wild. The findings of this study are valuable with respect to a first-generation invasion scenario; but beyond that, reproductive performance is difficult to predict and is, therefore, an unavoidable source of epistemic uncertainty for both quantitative and qualitative invasion models. Further work is thus required to compare the breeding performance of transgenic and nontransgenic salmon in a range of ecologically relevant scenarios.”
Oregon 11/9/2011
Moreau, D. T. R., C. Conway, I. A. Fleming. 2011. Reproductive performance of alternative male
phenotypes of growth hormone transgenic Atlantic salmon (Salmo salar). Evolutionary
Applications. http://onlinelibrary.wiley.com/journal/10.1111/(ISSN)1752-4571/earlyview
Animal Biotechnology and Genomics Education Oregon 11/9/2011
• Laboratory Environments Are Benign
• Nature tends to be less hospitable (predators, disease, food availability, competition, etc.)
• Net Fitness Model is conservative
– If GM Fish is Found To Be A Risk In The Lab: May Not Be Real Risk In Nature
– If Found Not To Be A Risk In The Lab, Then Unlikely to Be A Risk In Nature
Limitations: Net fitness model
does not account for Genotype x
Environment (G x E) Interactions
Animal Biotechnology and Genomics Education Oregon 11/9/2011
“In the present
study, extrapolation
of data from
hatchery-reared
fish would lead to
an overestimation
of predation effects
posed by transgenic
fish reared in
nature”
Sundström et al. 2007. Gene–
environment interactions influence
ecological consequences of
transgenic animals. PNAS.
Genotype x Environment (GxE) Interactions
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Approach to Genotype x Environment Interactions
• Always measure fitness components in environment most favorable to the GE animal
• That will tend to over estimate risk or provide a worst-case scenario
• Alternative is measuring net fitness in an infinite number of G x E scenarios which would effectively prevent the commercialization of GE fish (and animals?) as can never test all environments
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Final Comments
• No model can ever capture the infinite number of possible G x E scenarios
• The Net Fitness Model captures the important key parameters
• Refinements and expansions can be added
• However there needs to be biological support for added additional layers of complexity
• Scientific Principle of Parsimony: Use the simplest model that explains the data
Animal Biotechnology and Genomics Education Oregon 11/9/2011
Conclusions
• The net fitness methodology provides an approach to predict transgene fate resulting from natural selection following an escape i.e. Prob (Transgene
Spreads/Escape)
• If the transgene is likely to spread then biological (e.g. sterility) and/or physical (e.g. on-land tanks) containment measures can be used to manage risk
• The Trojan gene effect is not an unconditional consequence of GM; it depends upon the relative net fitness of the transgenic and receiving population(s).
Risk = Prob ( Harm/ Exposure) x Prob (Escape) x
Prob (Transgene Spreads/Escape)
Oregon 11/9/2011
© Original Artist. Reproduction rights obtainable from www.Cartoonstock.com
Animal Biotechnology and Genomics Education
Animal Biotechnology and Genomics Education
Empirical Observations of Transgenic Atlantic Salmon
Oxygen metabolism (Stevens et al. 1998):
– Oxygen uptake 1.7x controls
– Higher critical oxygen level, 6 mg/l vs. 4 mg/l
Energy metabolism (Cook et al. 2000 a,b,c): – Feed consumption 2.1-2.6 x controls
– Under starvation, transgenics depleted body protein, dry matter, lipids and energy more quickly than controls, and had lower initial energy reserves
Oregon 11/9/2011
• Cook, J.T., McNiven, M.A., Richardson, G.F. and Sutterlin, A.M., 2000a. Growth rate, feed digestibilty and body
composition of growth enhanced transgenic Atlantic salmon (Salmo salar). Aquaculture. 188, 15-32.
• Cook, J.T., McNiven, M.A., and Sutterlin, A.M., 2000b. Metabolic rate of pre-smolt growth-enhanced transgenic
Atlantic salmon (Salmo salar), Aquaculture, 188, 33-45.
• Cook, J.T., Sutterlin, A.M. and McNiven, M.A., 2000c. Effect of food deprivation on oxygen consumption and body
composition in growth enhanced transgenic Atlantic salmon (Salmo salar). Aquaculture. 188, 47-63.
• Stevens, E. D., Sutterlin, A. M. and Cook, T. (1998). Respiratory metabolism and swimming performance in growth
hormone transgenic Atlantic salmon. Can. J. Fish. Aquat. Sci. 55, 2028-2035.
Animal Biotechnology and Genomics Education
Empirical observations of transgenic Atlantic salmon
Feeding behavior (Abrahams and Sutterlin 1999):
– Transgenics consumption 5x controls
– Rate of movement 2x controls
– Spent time feeding in presence of predator
Territorial dominance, growth and survival of first-feeding (Moreau et al 2011):
– No differences were found between GH-transgenic and non-transgenic S. salar fry in any of the fitness-related phenotypic traits measured.
– Transgenic and non-transgenic individuals were equally likely to be dominant.
– In stream environments with limited food, the transgene did not influence the growth in mass or survival at high or low fry densities.
Oregon 11/9/2011
• Abrahams, M. V., and A. M. Sutterlin. 1999. The foraging and antipredator behaviour of growth-enhanced
transgenic Atlantic salmon. Animal Behaviour 58:933–952.
• Moreau, D. T. R., I. A. Fleming, G. L. Fletcher, and J. A. Brown. 2011. Growth hormone transgenesis does not
influence territorial dominance or growth and survival of first-feeding Atlantic salmon Salmo salar L. in food-limited
stream microcosms. Journal of Fish Biology 78:726–740.
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