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Andrew M. Calamari Attorney for Plaintiff SECURITIES AND ... · Section 20(b) of the Securities Act, 15 U.S.C. § 77t(b), and Section 21(d) of the Exchange Act, 15 U.S.C. §§ 78u(d),
Securities and Exchange Commission - SEC.gov | …986 Federal Register/Vol. 73, No. 3/Friday, January 4, 2008/Rules and Regulations 1 17 CFR 249.220f. 2 15 U.S.C. 78a et seq. Form
United States Court of Appeals...information to investors. It did so by enacting, first, the Securities Act of 1933 (Securities – Act), 15 U.S.C. §§ 77a 77aa, which regulates the
8011-01P SECURITIES AND EXCHANGE …...Crowdfunding”) under 15 U.S.C. 77a et seq. (the “Securities Act”) and to 17 CFR 239.900 (“Form C”) as temporary final rules. I. INTRODUCTION
8 i 5 U.S.C. 8 U.S.C. At
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§ 78A-2. Definitions. When used in this Chapter, unless the … · 2018-12-01 · transaction is exempted under G.S. 78A-17, except for G.S. 78A-17(19) if the security is a viatical