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  • 8/16/2019 Houlgate Kant Nietzsche and the Thing Itself

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    S T E P H E N H O U L G A T E

    KANT,

     NIETZSCHE AND THE THING IN

     ITSELF

    l

    Many

      philosophers today, particularly, but not  exclusively  in France,

    understand Nietzsche  to have developed a

     coiiception

     of

      life

     and a style of

    writing and thinking which go  beyond and indeed

      put

      out of order the

    traditional categories

     of

     philosophy.

    l

      The

     philosophical concept that

     is

      often

    considered to have been most consistently  discredited  by Nietzsche is one

    that is usually associated

     with

     Kant,  namely the concept of the

     thing

     in itself.

    Indeed,  for  Jacques Derrida,  one of the  points of

     Nietzsche's

      spurring

    style is to c ll intö question  the concept of  anything  in itself ,  be it a thing,

    truth or woman.

    2

     The purpose of the present  essay  is to

      examine whether

    Nietzsche does in

      fact

     succeed in twisting

      free

     of the concept of the thing in

    itself, or

     whether,

     in his

     very discrediting

      of

     Kant's concept, Nietzsche does

    not

      remain

     ensnared in what is still a largely Kantian perspective.

    The first task is to examine the nature of Kant's  project  and to try to

    establish what he  means by the concept of the thing in itself. Kant's aim in

    th e  Cri t ique   of  Pure   Reason   is to try to put an end to  what  he  sees

      äs

      th e

      random groping (bloßes   Herumtappen}

      (B^y)

    3

      of

      traditional metaphysics,

    and

      to

      establish metaphysics  äs

      a

      rigorous science which

      is able to

      make

    definite

     progress by following an agreed and tested path. He tries to achieve

    this

     aim by

     examining

     the  limits of pure reason and by determining whether

    reason is capable of genuine metaphysical knowledge. Unlike Nietzsche, Kant

    does not  intend  to  eliminate all dogmatic philosophy  in

      favour

      of  relative,

    perspectival  Interpretation, but, rather,

      to

      replace blind  dogmatism  with

    1

      See J. Derrida,  Spurs, French-English edition, English

     translation

     by Barbara Harlow  (Chi-

    cago, 1979),

     p. 83.

     See also

      the collection  of

      essays

      entitled

      he

     N ew

      Nietzsche,  edited

      by

    D. Allison

     (New York,

     1977).

     Somc of the

     transladons

     of

     diese

     and

     other

     works

     cited

     in the

    text have been amcnded where necessary.

    2

      Derrida, pp 55,101. S ee also D Krcll,  Postponementf.

      W oma n ,  Stnsual i ty   a n d  Dea tb  i n

      Nietzsche

    (Bloomington, 1986),

     pp.

     4

     f.

    3

      T T h i

    an d  subsequent

     translations

      of  Kant's First Critique  aoe  taken  frora  I m m a n u t l K a n t s

    Cr i t iqu t   of  Pure   Reasoa, translated

      b y N

    Kenap Smith (New York, 1965).

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    116

     

    Stephan  Höidgäte

    dogmatic, but

      self-crit ical

      rational fcnowledge that understands its owi* powers,

    capabilities and  limits.

    4

    Metaphysicäl

      judgements,  for

      Kant, are

      examples of what  he  eaHs  syn-

    thetic  a

      pr ior i

    jüdgetnents  which  are universal

      and

      necessäry,  yef  wtiich

    increase (or,

     at

     least,

     purport to

     increase) our knowledge

     of the

     worid,  riather

    than

      just

     explain  the  meaning of  the terms involved in the  jüdgetnents* The

    task

      of the  Cri t ique

      o Pure

      Reason  —   to  determine whether

      metaphysics^can

    be

     established äs

     a

     säence

      — can only be  fulfiljed,

      therefpre,

      if

     Kant

     establishes

    whether and how synthetic  a prior i judgetiients  in generat  are possible,

    How

      then  is

     it  possible  to  have  synthetic  priori ktlowledge?

      This

     can

    only

     be

     possible, Kant teils

     us,  if  synthetic

     dpriori

      judgements  lay dowh  the

    necessary

      conditions

      for  any human experience. Thus,  for .example, if k is a

    necessary

     condition

     of our

     being

     able to

     experience events that

     we

     undexstand

    objects

      to be situated

      within  a causal

     chain,

     then

     we will  know  priori that

    all  th e  events  we experience  must  have  cäuses.  Simüarly, if it is a necessary

    condition of our being able to experience objects that we

     intuit

     them in space

    and

      time,

      then we will  kiiow

      priori

     that all the objects we intuit  m us

     t

      be

    determined  accörding  to the mäthetnatical  relations which  dbtain in  space

    and

      time.  Kant's  specific

      arguments

      in  favour

      of  this

      conclusion

      do not

    concern us

     here,

     but there is öne

      feature

     of Kant's

      thinking

     about this matter

    which  is of great importance for our  considerätiöh of

      Kä.rit's

      Hngering  hold

    over  Nietzsche.

      -

    Kant adheres to the empiricist  doctiirie that  1̂1 knowledge

     derived

      from

    objects

      is

      a

     poster iori and

     thus

     at

     best only

     contingently true  for us. The only

    knowledge

      that  can be

      a

     priori  and so necessarily  tr\ie  for us,  therefojre,  is

    that which  is not  derived  from  objects,  but  which has  its

      squtoe

      i j i  us.

    If intuition

     must conforrri

     to

      (sich

      r i ch t en

     n a c h }

     the cöristitiiitiQA of the objects,

    I dp

     tiot

      ee how we could know

     anything

     of the

     latter 

    priori [...] Nothing

    in  a

     priori

     knowledge  -can  be  asciribed

      tp  objects save

      what the

      thiaking

    subject deriyes

      from

      itself

      (aus s ich

      se lbs t

      h e r n i m m t } .

      (B

     xvii,

     xxiii)

    However, Kant also believes

      that

     what

     has its source/in us caijno^be

     true

     of

    objects or

     things in themselves.

     On B 65

     £

     he

     expresses

      Qartesian

      douj?ts

      and

    säys  simply that what has its source in the  subject cannot be known  to  apply

    necessarily to objects themselves. But

      his

      more commpn view

      is

      more

    dpgmatic,

     natiiely that what has its souree  priori in the

      subject

     is  definitely

    n ot

      true of things  theinselyes,

      w

    for

      no

      determinatioris,  whether

      absolute or

    relative, can be  intuited  prior  to the existence. of the

      things

      to

      which they

    belong,

      and

     npne, therefpre,

      can be

      intuited  a

     priori*

    9

      (B

     42)^

    4

      See B xxxv^xxxvii.

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    Kant,

     Nietzsche

     and the

      Thing

     in itself 117

    In

     Kant's view,

     the  only way we

     could

     know

     things

     in

     themselves would

    be

     through  posteriori ernpirical

     Intuition, that is if those objects

     were  present

    and

      given to

      me

    and  if the

      properties

      of those

      objects

      could

      migrate

      hinüberwandem)

      into  my

      faculty

      of representation .

    5

      Wha t  we

     know

      a pr iori ,

    from

      the

      structure

      of our own

      minds,

      therefore,

      cannot

      b y

      definition

      teil

      us

    about things

      in

     themselves. Gonsequently,

     the  priori form  of

     outer, spatial

    Intuition,  for example,

    does

     not represent any property öf things in

     themselves,

     nor

     does

     it

     represent

    them

     in

     their

     relation to one another. That is to

     say, space does

     not

      represent

    any

     determination

     that attaches to the objects themselves, and which remains

    even  wKen

     abstraction

     has been  made from all the subjective condhions of

    Intuition.

    Rather,

      space

      is

     nothing  b

      t

      the,form

      of all

     appearances

     of

     outer sense.

     It

    is the subjective condition of sensibility (B 42). In

      fact,

     Kant does not think

    that

     knowledge of

     things

     in

     themselves

     is

     possible even 

    posteriori.

     However,

    the important

     point

     for our

     purposes

     is

     that,

     in

     Kant's view, what

     the  subject

    generates or  determines  priori out of  itself  never puts us in touch with  the

    intrinsic

     nature of things, but is

     always

     only subjective. This view constitutes

    an

     axiom of  Kant's thought that he never questions.

    Since

     the

     

    priori forms of

     Intuition

     and the

     

    priori

     categories

     of

     thought

    are the

     universal, necessary

     conditions of

      ll human experience

     for

     Kant, they

    guarantee

      that

      all

     human beings understand

      the world to

      have

      the

      same

    spatio-temporal and

     causal structure (which

     we

      thus consider

     to be

      objec-

    tive ). However,

     the

      priori

     character of our categories and forms of

     Intuition

    also ensures that the structure which we perceive and understand the world

    to

      have

      is

      quite  different from

      tKe  way the

      world

      may be in  itself.

      Here,

    then, is Kant's

      famous

     distinction between things  äs we know and perceive

    them  to be or  äs  they appear  to us, and  things

      äs

      we  think them  to be in

    themselves.

      There

     has recently been some  debate over the precise

     meaning

    of these

     terms

     amongst Kant scholars.

    6

     To my mind,

     however, Kant's position

    is unambiguous:

    What  we  have meant  to say is  that  all our  Intuition  is

      nothing

      but the

    representation of appearance  Erscheinung);  that the  things which we intuit

    are not in

      themselves what

     we

      intuit them

      äs

     being,

     nor

      their

      relations so

    constituted

      in

      themselves

      äs

      they appear

      to us, and

      that

      if the

      subject,

     or

    even only

      the

     subjective constifution

      of the

     senses

     in general, be

     removed,

    5

      See

     L

     Kant,  P r o l t g p m e n a

      to any

     Future  A f e ta p h y s i c s   that  Wil l

      be

     Ahle

      to

     P resent  I t s e l f   ä s

     a

      S c i e n c e

    translated by P. G.  Lucas (Manchester,  1953),

     §9.

      Kant  believes that beings other

      than

    ourselves  might gain

      acccss to

      things

      in themselves

      through

      intellectual  Intuition,  but he

    denies that

     we have  such a

     faculty;

      see B 308 f.

    6

      See,  for  example, P. Guyer, K an t  and

     tbe

      C laims of

      Knowkdge  (Cambridge, 1987).

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    118  Stephen

    the

     whole ccmsthution

     and  all

     the rektions

     of

     objccts

     in

     spacc aacl

     timc, nay

    space and time

     theimelves,

      would   vanish,  (B  59)

    Kant

      goes

      on to

      claim

      that

      what

     objects

      m ay

     be in

      themselves,  afld

     fr

    from

     all this  receptivity

      of our  seiisibility^  remains  completely unknown  to

    us.

      We

      know

      nothing  but ouf  mode  of  perceivipg  them

      ( unsere

      s ie

    w a h r z u n e h m e n )

    (B

     59).

     Things

     in

     themselves

     are thus to be

     thought

     äs

     quite

    unlike the  subjective

      reptesentatioös

     of  tjiem which

     we

     pserceive. All

     that we

    can  know  is   th e   way   that  we   are  affected   by   objects  ^-   th e   sensations that

    objects

     produce

      in us

     

    and the

      a priori

     form s of

     intuidpn

      and  categories

     in

    terms

      of

      which  we  make sense   of  those

      sensations.

      Consequently,  Kant

    condudes,  we

      can

     know  a p r i o r i  of  thing^,only

     what  we

     ourselves

      put

      into

    them  (was

      w ir

      se l bs t

      i n s i e

     l egen ) (B xviii).

    As we shall

     see,

     Nietzsche  launches a  full-scale   assäuk on

     Kaiit's ciitical

    project

      and on the  concept  of  the

      thing

      in itself.

      Howeve% this

      central

    Kantian thesis that

      we

      know

     a p r i o r i of

     thing§

     only

     what we ourselves

      put

    into them is one which Nietzsche, in

      my

     view,  never seriöüsly

      chaUenges,

    but one  which he

     ädheres

     tö  — ; '

     albeit

      in   an

      amended

      form

      ·-*

      tlbroüghöut

    his  philosophicaJ

      career.

      Nietzsche  will

      drop

      the Kantian  ideä of  a  p r i o r i

    necessity,

     and he

     will

     transform the relatively  mijd   idpa  of

     pütting

      forms into

    things

     into the more radical, and characteristically

     Nietzscheaii

     coiiception of

    vei l ing

    >

    falsifyingz.na  Jmpostngfötms  onto things. Höwever^ Nietzsche's

     assertiöii

    that human  interpretations

      and

      evalusitioris

      are

      thrown

      over things

      like

     a

    dress

     and

      [are] altogether foreign

     to

      their iiature  ( W e s e n )

      and

      even

      to  their

    $kin

    GS 58)

    7

     is undoubtedly a

     direct

      descendent öf Kaöt's

      claim

     that the

    things which we intuit are not in themselves what we intüit

     them  äs

     beiiig

    (B

     59). The  central paradox öf  Nfietzsche s  philosophy

      is

     that

      he

     clings  tb  a

    Version  of  Kant's  idea that  the

      forms  geüerated

      by  human

      thought

      and

    perceptiön  are quite  different   from   the  things  they  arö  put  into, whilst, at

    the  same

     time, he

      rejects

     the

    ;

    corresponding Kantian idea that the things into

    which

     we put those

      forms

      must be

     thought

     to

     have

     a nature and

     cbnstitution

    of  their own - in  t hemse l v es .

     

    Kant's  limitation  of  human  knowledge to  appeärances ( E r s c h e i n u n g e n )

    leads to the conclusion that,  from   the Kantian point of

      vieW

    ?

     the claims and

    aspirations

     of

     traditional

      metaphysics

     cannot

     be  met*  for the whole

     purpöse

    of traditional metaphysics, according to Kant, was to

     transcend

     human sense

    experience and seek the unconditiöned nature of things themselves, the very

    7

      TJiis and subsequent translatioos

     of Die

      Fröhl ich* W issen schaft  ((££) are  takeia  ßcpra'Nietzsche,

    The

      G ay

      S c i e n c e >

      trähslated with

      commentajcy

      by W.

     Kaufmann

      (New York, 1974). Original

    German passages

      fromvialtof Nietzsche'«

     works

     cited

     in

     this  essay

     are taken  from  Nietzsche,

    Sämtl iche

     W e r ke . Kritische Studienausgabe in 15 Bänden. Hg. Von  Giorgio Colli   und Mazzino

    Montinari (Berlin/Müncheri,

     1986):

     

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    Kant,

     Nietzsche and the

      Thing

     in

     itself 119

    nature which

     he

     argues

      must remain

     inaccessible

     to us

     if  we

     are to

     have

      any

    synthetic  a priori knowledge. Metaphysics  ca n  thus  only be a  science,  for

    Kant,

     if it

     renounces

      its

     cläim

     to

     divine insight into

      the

     things that

     are

     held

    to transcend

     human sense experience,

     and if it limits

     itself

     to

     being

     the

     science

    of

      the

      a

     priori

     character

      of the

      experienced

      world

      and the

      science

     of the

     a

    priori

     conditions of experience  itself.

    8

      In this way, Kant anticipates another

    important

      theme

      of Nietzsche's,

      namely

      that human beings are

      limited

      to

    their

      own

      human perspective on

      things,

      to

      what Nietzsche  calls  the

     world

    that concerns

     u s

     (die  Wel t ,

      d ie uns  etwas

      angeht) BGE

      34).

    9

     Like Nietzsche,

    Kant believes that other perspectives on the world than the human perspective

    are possible and that the  world  may look very different  frorn  those perspec-

    tives than  from  our point of view.

     But, like

     Nietzsche, Kant also believes

    that

      we,

      äs

      humans ,

      are

      restricted

      to the

      only perspective

      we

      know

      — our

    own. Where Nietzsche  and Kant part  Company, of course,  is that Nietzsche

    does  not  hold,

      äs

      Kant does, that human beings  are  confined  within one

    perspective whose structure  is  determinable  a priori by  reason,  but  that  an

    indefinite

      multiplicity

      of

      changing

      human

      perspectives

      is

     available

      to us if

    we are prepared  to experiment

    10

    From what we have said so far, two main reasons suggest themselves for

    Kant's  distinction between things  äs they appear to us and things  äs they are

    in

     themselves. First

      of

     all, there

     is the

     tension, which

     we

     mentioned above,

    between

      Kant's empiricism and his rationalist commitment to the idea of

    synthetic  a priori  knowledge.  Since

      Kant believes that  any  knowledge  we

    could

     have

     of

     things

     in

     themselves

     would

     have

     to be

     given through

     a pos teriori^

    empirical Intuition,

     if it

     were possible,

     it is

     obvious that

     the

     synthetic

     a

     priori

    knowledge, which he

      claims

      lays  down the necessary conditions of human

    experience, cannot  teil us about things themselves. Secondly, it is

     clear

      that

    Kant's

      distinction

     between appearances and  things in themselves is one that

    he

     inherited

      from

      the

     'pld'

     metaphysics (at

     least,

     äs

     he understood  it) whose

    pretensions

      he is

      trying

      to

      curb.

      Unlike

      Nietzsche,

      who

      disputes

      the

      very

    idea

      of

      determinate

      things in themselves beyond human experience, Kant

    retains

      the

      traditional

      metaphysical

      idea that  things  have

      a

     constitution

      of

    their

     own beyond what we can know of them, although he considers that

    constitution

      to be

     inaccessible

      to us.

     There

      is,

     however,

     a

     third

      factor  to be

    taken into account  when  considering Kant's reasons

     for

      distinguishing

      be-

    tween appearances and

     things

     in themselves, a factor which has been implicit

    8

      For

     Kant's views

     on the

      Old metaphysics

     and on his own

      metaphysics

     of

     experience ,

     see

    B xiv,

     xixf.. 25-30,

     826, 873-879.

    9

      This

     and subsequent translations

     of Jense its von

     Cut und

     Böse

      BGE)  are

     taken

      from  Nietzsche,

    Bejond Good an d

     Evil,

     translated

     with

     commentary

      by W.

     Kaufmann  (New

      York,

     1966).

    10

      See

     Kant,

     B 42,  59 f. and 342 f. and Nietzsche, GS 143.

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  • 8/16/2019 Houlgate Kant Nietzsche and the Thing Itself

    6/43

    120  StepMen

     Houlgate

      .

    in what

     häs beeil  saicl so

      far,

     but whieh now needs to

     be

     madc explicit.That

    is

     Kant's adoption

     of the

      curipus

     modern

     notlon,

      found   in

      the

     writings

     of

    Descartes,  Leibniz,

     Locke,

      Berkeley

     and

      ß;uuie^

     that  *-  whether öuf  Knowl-

    edge

      is   a

     priori

     ör  a   posteriori   —   what  we are   cpnscious  of are   always

    perceptiönSj

     representatipns

     or  'ideas'  rathe£  than :things.

     :

    K^nt'$. acceptance

    of this notion  explains why,   äs   I suggested  abbve>  he believes

      tfaat

      not even

    empiricalj

     ap oster ionexpenence

      can   yield  knowledg^  of  thlngs  kx

     themselves.

    "If  we

      treat

      öuter

      objects

      äs   thjngs   in

      themselves", Kant maintains,

      "it  is

    quite

     impossibl^

     to understand

     höw

     we

     coüld arriye

      at a knowjedge of

     their

    reality

     outside

     us, since

     we haye

     to

     rely

     merely

     on.the representation which

    isinus"(A378).

    n

      · .

      ;

      . . . · ·  v

      '

    Drawing attention  to  this

      c

    representationalist*

     ;

    presupposition

      in gilt s

    theoretical  philpsophy  enables  us

      to

      MgrjiHght  a  subtle complieation  in  his

    epistemological

      theory

    which

     I

     have so

     far glossed

      oyerj

      but

     which will

     be

    reflected  in  Nietzsche's

      thinking.  A

    priori  knowledge,  in

      Kant's

      view, is

    wholly the

      product

      of the  knowing  subject  and is  *put  into'

      th4ögs.

      A

    posteriori

      Sensation,

      howeyer,

      is

      produced

      by. objects

      affecting

      the

      hrnman

    mind in  sorne

     way.

    12

      posteriori Sensation is

     thus

     not simply the product of

    the  rnind's own  activity, but  reflects   our  perspective  on,  or  reläiion  to,

    something

     that is other

      than

      us. What is given  in a relätion of  ah   object  to

    a  subject are never,  for.Kant,

      a

    the inner  properties of the object  in  itself"

    (B  67),

      so

      a posteriori

      Sensation

     does  not

      bring  us  any

      closer

      to  the  inner

    constitution  of

      things themselves than

      a

     priori

      Impwlecige   döes, However,

    sincei genuine  knowledg^ is  considered

      by

     Kant  to be the   indissoliible  fusipn

    öf   Sensation and the  a priori

      forms

      of

      intuition

      a$d  tböught,  Kant  clearly

    believes that thihgs  .in themselves have some role to

    :

    play m  determMng what

    we

      khow

      —

     namely, through

      the

      way   thiey affect

      u s .

     ±- even  though  their

    intrinsic

      natüre  remains

     forever

     hidden

     from

     us.

    This

     dual perspective  is retained by Nietzsche. In  §118  of  Dajbreak

    y

    fcK

    example, Nietzsche Stresses *the relational side of

     knowledge

      the  fäct  that

    we

     are affected  by

     something other than

     us

     ̂

     in a

     manner directly

     reminiscent

    of

     Kant:

      u

    we understand nothing of

     him

      [our

     neighbpur]

     e^cep^the  c h t i g e

    in

      us   of

      which

      he

      15

      the

      cäuse".  Yet,   in

      the

      very   next, paragraph, Nietzsche

    Stresses the  subject s  role in generating the fonös of ekperience by itself:

    What  then  are our   experiences?  Much   more   that^ which  W e   put  into  them

    (hineinlegen)  thari that

     which  they  iäüfeädy  coritain

    Or must

      we

     go  so

      fe r   äs

    to  say:  in themselves they contain npthing? To  experieace is to  invent?  - .̂

    (D-119)

    13

    11

      See, alsp,

      Prolegornenä,

      § 9. . .   . · . > · · * .

    .

    12

    'SeeB..33£

      '  . · . .  .

      ..-

      · ' · '

      · . · /   ' . ·

      . . , · · · · - ·   · . · - .

    13

     Tys  ajid  subscqijient:  traiislatäons

      of

      Morgenröte   {Z>)  are. taken  f rpm

      Nietzsche,

      Dajbreak

    t

    translated by

     R,

     J.

     Hollingclale,

     with an

     Introduction

     by M.

    ;

    Tahnet (Cambridge,

      1982).

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    Kant, Nietzsche and the  Thing in itself 121

    In § 483 of  Dayhreak

    under

      the  infhaence  of Schopenhauer, Nietzsche goes

    even  fur ther  and advances the startling

      claim

     that all we know are our own

    organs. Nietzsche  tnay  turn his back on Kant's epistemology, therefore, and

    reject

      it

      äs

      self-contradictory, but it is clear  that  that epistemology

      casts

     a

    lingering shadow over

      Nietzsche's

      thinking throughout

      his

      philosophical

    career.

    Having now given a brief sketch of Kant's overall

     epistemological

     posi-

    tion,

     it is time to

     consider

      the

     Kantian concept

      of the

     thing

     in

     itself

     in

     more

    detail,

     before

     we

     turn

     to the

     paradoxes

     of

     Nietzsche's thinking. Kant's concept

    of the thing in itself, the  noumenon or the

      transcendental object

    — these

    terms  are in

      efifect

      interchangeable  — has two   different   functions.   On the

    one

      hand,

      it permits  Kant  to  draw a distinction  between  the

      finite

     objects

    which

      we experience and the  unconditioned,

      'infinite'

     objects, such  äs   God

    or the soul, which,  he maintains, we do not experience. On the  other hand,

    it permits him to draw a distinction between the  objects of experience  äs  we

    experience them

     and

     those  same objects considered  äs  they

     are in themselves,

    that is between two perspectives on the same objects, that of sense-experience

    and that of

     thought.

    u

     It is this second distinction that Kant primarily has in

    mind

     when discussing

     the

      thing

      in

      itself,

     and we shall

     therefore concentrate

    on  that.

    Kant's

      intention  is not to

      make   metaphysical

      claims

      about things that

    transcend our experience, but to use the concept of the thing in itself to  limit

    human knowledge  to the  sphere  of the  objects given  to the  senses. Kant's

    starting-point

      in the   Critique

      of

      Pure

      Reason   is  human experience.  He believes

    that we are restricted to

      that,

     and all his

      judgements

     are

      made

      from

      within

    that human perspective. He  lays no claim to a God's eye view. From within

    the

     perspective

      of

      human experience, however, Kant makes

     two

      important

    philosophical assertions about experience,  nei ther  of which is based on

    experience, but  both  of which together constitute axiomatic presuppositions

    of his

     thinking.

     The

      first

      is

     that  any

      priori

     knowledge

     has its

     source

     in

     ,the

    subject  and is therefore  only  valid  for us, and the  second  is that all  h u m a n

    perception  is  representational.  On the basis of these assertions Kant makes

    the

     judgement,

     from

      within

     experience, that

     the

     knowledge

     we

     have

     o'f

     objects

    is limited and is oniy knowledge of things  äs they appear to us.

    See B xix,  xxvü.

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  • 8/16/2019 Houlgate Kant Nietzsche and the Thing Itself

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    122  Stephen

      HpuJgate

    A s a tpfrelate  of

     this,

     however, Kant

     rnaintains  tfeät

      we

     must

     assume that

    there

      is  something  —

     ä s

      it  were, Out

      there'  —  that

      affects  ou r

      senses

     and

    thus  underlies  appearances,  otherwise

      we

      shiould

      be  landed  in  fh e

      stbsufd

    contlusion  that there can be äppearance  (Erscheinung  withputanything that

    appears (B xxvif.). Unless, tbereföre,  we are to move constantly iß a

     ekele

    (A  252), the  word

      appearance

    must  be  taken  to  indicate  a

      rektipirtp

    s o m t r i n g  that

      appears,

     (It is

     this

     conclusiön that Nietzsche will

     resist,

      but to

    which  the logic of his vocabulary will constantly return  him^

     generating

      the

    most troubling

     paradoxes of his philosophy.)

    The concept of the thing  in itself, the  noumenon

    or

     the transcendental

    object is thus  what  Kant

      calls

     a  problenjätic concept (B 310). We do not

    know that the objects we perceiye have a nature and constitution of thek

     own

    which would exist even

     if we did

     not,

     but we

     must  thtnk

     that

     they do,

    :

     because

    only in

     this

     way can we

     make sense

     of the

      ideia

      that pur perspective

      on the

    world is a limited one, and that is the main idea that Kant wants to stress.

    The

      concept

      of a

     noumenon

      is  thus  a merely  limiting  concept (Gnn begriff)

    3

    the

      functipn

      of

      which

      is to

      curb

      the

     pretensions  of sensibility '{.:.]·

     At the

    same

     time it is no

     arbiträry

     iüvention; it

     is

     bound up with the limitation of

    sensibility. (B. 310 f.)

    The concept of the thing in itself  is  not

      therefore  intended

      to denote a

    determinable non-sensübus object presented to  som

    mysterious

     human  fac-

    ulty

      of

      intellectual

      Intuition;

     it

      simply

      contains

      the

      abstract

      thought  oif

      the

    objects

      of  experience

      considered  ä s

      we

      dp  no t experience

      them,

      a

      thought

    which we

     must entertain when

     we

      reflect

      on the

      fact  that

      our

     experience

     and

    knowledge are limited. When we think of

     things

      äs  they are in  themselyes,

    therefore,  we  m u s t

     .not

      think of Leibnizian  monadic  substaiices or of ideal

    Platonic

     Forms;

     we

     must

      thirik simply of

     what Locke would

      refer  tp  äs  we

    know not

      what .

    15

     The  coftcept  of the

      transcendental object, Kant teils

     us,

    signifies  nothing more

     than

      a spmething

     

    T L (ein Etwas = x (A

     250),

      a

    something

     [...]

     of

     which,

      a

    A

    s

     it is in

      itself,

      we have no concept

      whatsoever

    (B

     726). What things  tnight be in themselves is thus of np positive theoretical

    or cognitive iniportance

     to

      m e whatsoever.

     In

     themselves things

      afe

      nothing

    to me (B 524).  The

      concept

      of the

      thing

      in

      itself

      does,

      of  course, have

    practical value

     in

     Kant's

     view,

     since

     the idea that the

     spätip-temporal  objects

    which we experience

      are

      not  in

      thernselves

      in space

      and

      time  allows  us to

    postulate a realm

     of

     being that  corr^pletely transcends space

     and

     time,

      and in

    that

      realm

     we can find

      'space'

      for  God and human  freedom,

      both

      öf  which

    we must rationally believe in if we are to  mako sense of hunian morality. (In

    15

      J.

     Locke,

      n  Essay

      Concerning

      Huniatt  Uriderstanding,  edited»  abiidged  and

      i^troduced

      by

    A. D.

     Woozley

      (Glasgow,

     1964),

     p. 34  ,

     

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  • 8/16/2019 Houlgate Kant Nietzsche and the Thing Itself

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    Kant, Nietzsche and the

      Thing

     in itself 123

    this

     way, Kant

      unifies  the

     two functions

     of the

     concept

     of the thing in

     itself

    which I mentioned at the

     beginning

     of this section.)  However, although we

    may be able to

      postulate

     a realm of noumenal, non-spatial and

      non-temporal

    Objects',

      the thought of things  äs  they

     are

      in themselves, which our recog-

    nition of the

     limits

     of human knowledge

     forces

     upon us, is not the determinate

    thought of such Objects'; it is simply the  completely indeterminate thought

    of  something in general (A 253) underlying our  experience.

    Yet,

      despite

      the indeterminacy of  Kant's

      concept

      of the

      thing

      in

      itself,

    we

     can say something about what he means by the concept. First of all, and

    perhaps

      most importantly,  the

      thing

      in

      itself

      is

      construed

      by

      Kant

      äs  the

    thing abstracted  from  all relation to us, that is  äs the thing apart  from  any

    relation to the outer  senses (A 358). A thing in itself cannot be known

    through

      the way it

      relates

      to us,

     therefore, because

     it is

      defined

      by

     Kant

      äs

    the

     thing

     considered in itself  äs   opposed  to the thing considered in relation to

    a  human  subject.

      The

      correlate

      of

      this view,

      of

      course,

      is

      that

      all we can

    know or

      'represent'

     are our relations to things

      (äs

     well  äs the a priori  forms

    of

     Intuition and thought in terms of which we

     make

     sense of those relations),

    and that

      the

      things  which

     we do

      experience

     are

     to

      be

      taken  äs consisting

    wholly of

     relations

    (B

     341).

    This

     same distinction  between what something  is  in   itself  and  what  it is

    fo r  us is

     taken over

     by

     Schopenhauer

      and

     generalised into

     the

     idea that what

    something is in itself lies beyond all relations, not  just relations to a knowing

    subject.

    16

      And, although

      Nietzsche  rejects  the

     idea that  there

      is

     anything

     in

    itself, the Schopenhauerian view that whatever would be in itself could not

    at the same

     time

     be relational is one that he never questions.

    Kant does not go quite  äs far  äs  Schopenhauer and Nietzsche, however.

    Kant claims that things do not  manifest  their

     intrinsic

     nature in any cognitive

    relation

     to us, but he

     leaves open

     the

     question whether things

     in

     themselves

    might not be

     related

     to one

     another.

     At

     least that

     is

     what seems

     to be

     implied

    by his assertion

     on B 59 that  the  relations  of things  to one another are not

      so constituted in themselves

     äs

     they appear to  us .

    The  second  important  point  to  make about  the Kantian  conception  of

    the  thing  in  itself  is that,  despite  his  frequent  reference to  things  and  objects

    in

      themselves, Kant does

      not construe the

      inner nature

      of

      the  things

      we

    experience

      äs

     necessarily separate  from  us. Whatever things are in  themselves

     

    cannot

     be

     known

     and thus

     remains  completely

     hidden

      from

      us.

     But,

     for

     that

    very reason, we cannot say whether what underlies appearances äs their

      true

    correlate

    (B 45) is something disrinct

      from

     us or something that is identical

    16

      See A. Schopenhauer,  Th e

      World   ä s  iü

      an d

     R eprescn tation

    translated  by E. F. J. Payne in

    2 vols. (New York, 1969),

     I,

     121,195,

     245

     (§§

     24, 37,

     51).

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  • 8/16/2019 Houlgate Kant Nietzsche and the Thing Itself

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    124

      Stephan

      Houlgace

    with

     (or at

      least inextricably

     bound up with) our  sub)£ctiykyC

     The

     very

    fact  that the inner

     nature

     of things elude

    u

    means that.it caflnot be thought

    of äs

     definitetyhaving the form of a subject or an object.

     Its

     Status, to borrow

    Demda's

     word,

     is'^ndecidable'V 

    We are  eotnpletely  Ignorant

     whether

      it

     (tbe ttanscendentaf

      object]  is to be

    inet within

     us or  outsicle us, whether it W puld b6 at  ofcce  femoved  iaith  the

    cessation of sensibility, or

     whethei:

     in the  albsence of sensibility it would

     still

    remain,

      (B 344

     f.)

    Cönsequently,  we  can  assunie  no  fundamental  ontological duality

     between

    mind and matter. Both  may  ultimately be one and the saine;

    17

     On the other

    hand,

     of

     course,

     we

     cannot assume any fundamental

     ontölogical homogeneity

    either. All we can do, to paräphrase Wittgenstein, is remain silent about what

    there

     might be beyond what we can experience.

    And

      yet

      the

     third

      point to be

     noted

     aböut

      Kant*s

     concept of the elusive

    transcendental is that, notoriously, he does not remain silent about it* Kant

    teils

      us

      quite  clearly  that  the  understanding

      ^cannot know

      these noumena

    through  any of the categories, and that it  must  therefore  think

      them

      only

    under

     the title of an u n k n o w n sömething (B 312),

     and

     that the transcendental

    object

      can be

     thought  neither

      äs  quantity

     nor  äs  reality

      nor

      äs

     substance,

    etc.  (because these concepts always require sensible

      forms

      in  wfaich  they

    determine an

     object)

    (B 344). But,  at

      tlie

      same time, he maintains  that  the

    transcendental object

     is

      the cause

     of

     appearance

    (B

     344)*

     However,

     perhaps

    Kaixt  is  not

      violating

      his own

      prohibitions

      to. quite the

      degree

      it seems.

    Althoughj  in his view, the pure concepts of the understanding can acquire

    no meaning which might  yield a concept of some object (B 186).unless they

    are understood in terms of  space  and  tiine, or  *schematised

    ?

    , they do;have a

    purely

      logical meaning of their own;  That  leaves open the possibility. of

    thinkirtg

      of a transcendental

     cause

     bf appearances

     beyond space

     and

     time, even

    if

     it rules  out the possibility  of

     knowing

     o r  e terminmg

     precisely

     what  one  might

    mean

      by

      such

      a

      tränscen such  äs  cause or

      essenee

    in  quot^tion-^markis

      nd

     Derrida's  employment  of concepts under erasure )  —

     at

      leä^t

      in so far

    äs

      both Kant

      and

      Nietzsche

     are

      offering

      us a

     concept

      with  one

      hand whilst

    denying us the

      possibility

      of  mäking determinate  sense of the concept with

    the  other.

      (Though,

      of course, Kant's  concept  of a transcendental cause is

    simply

     underdetermined, wheteäs Nietzsche invariably employs such concepts

    äs

      e

    cause

    ?

     ironically.)

    18

      . · · · · ·   · -   . - . .

    17

      See A

     358

     f., B 427

     f.

    18

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    Ka nt, Nietzsche  and the  Thing  in  itself 125

    Having thus

      sketched

      out

      Kant's conception

      of the

      thing

      in  itself,

      we

    must nöw examine Nietzsche's critique of Kant's concept and try to determine

    to what

      extent

      the

      shadow

      of

      that concept still hangs over Nietzsche's

    thinking.  There are, of course,

      many

      other  features  of Kant's philosophy

    than

      the

     ones

     I

     have

     indicated

     which

     find

     echoes

     in

     Nietzsche's philosophy.

    One could

     draw

     parallels between Kant's  understanding of the

      way

     in which

    the mind is stimulated by Sensation to constitute the objects of experience

    and

     Nietzsche's

      account of the way in

     which

     we are

     stimulated

     by

     sensations

    to determine  causes  for events in our dreams. One could also point to the

    parallel between Kant's idea of transcendental illusion which we cannot avoid,

    but can at least recognise  äs illusion (B 353 f.), and Nietzsche's idea of language

    äs that which we cannot escape from in our thinking, but can at least recognise

    äs

      mere

     signs

    b loße

      Semiot ik)

      W P

      625).

    19

    To  my  mind, however, the most important parallel between Kant and

    Nietzsche

      is the one first

      mentioned

      in our

      discussion,  namely

     the

      parallel

    between Kant's  notion of

     'putting

      forms  into  things' and Nietzsche's notion

    of  'imposing  forms  on to  things'.  Nietzsche is profoundly suspicious of

    Kant's

      whole

      critical

      entefprise,

      but the idea that it is we who give objects

    the  forms which they appear  to us to  have  is one  that  he  endorses  and

    appropriates wholeheartedly  (though not,

      of  coursCj

     without

     amending it to

    his own ends).

    When Kant says the understanding does  not  draw  its laws from nature,  it

    prescribes them

     to

     nature , this

     is wholly

      true with  regard

      to the  concept

      o f

    nature  which

      we are  obliged  to attach to

      nature  [...],

      but

      which

      is the

    summation of a

     host

     of

     errors

     of the

     understanding.

      HH

    19)

    20

    In spite of occasional passages such

      äs

      the one

      just

      quoted, in which he

    praises Kant, the

      majority

      of Nietzsche's comments about Kant, particularly

    in his later

     writings,

     are in  fact highly critical of the Kantian project. In one

    passage  from  th e  Nach laß ,  fo r  example, Nietzsche  points  to  what  he sees  äs

    the contradictory nature of the Kantian project.

    The  sorc

      spot

      of  Kant's

      critical philosophy

      has

      gradually

      become

      visible

    cven to dull eyes: Kant no longer has a right to his distinction

      appearance ·

    19

      This

     and

      subscquent translations

     of passages

     from

     the unpublished writings or

      Nachlaß WP)

    are taken

     from  Nietzsche,

      Tbe Wil l to

     P o w e r >

     translated by W.

     Kaufmann

      and R. J. Hollingdale

    (New

      York,

     1968).

    20

      This  and

      subsequent

      translations  of  M e n s c h l i c h e s All fumenschliches  H H )  are taken  from

    Nietzsche,

      H um an ,

      A ll  t o o   Human^

      translated by R. J.

      Hollingdale,  introduced

      by E. Heller

    (Cambridge, 1986).

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    126

      Stephen

      HouJgace

    and  thing

      m  itself**  —   he faad

     depriyed himself

     of

     .the ßght

    to go on  distinguishing  in  this old  familiär way,

      in

      so fär

      äs

     he  rejectecl  äs

    impermissible makihg inferences  from  phenomenä  to

      bjause

      of  pnenöraena

    —   in

      accordance

      wi th

      hi s

      conception  öf

      cäusality

      and  its  purely  inira-

    phänomenal validity  — which conception,  ort  the

     othei

      han553)

    Nietzsche

     highlights here what he  Sees  äs

     a

     vicioiis circle  in

      Kantus

     thinkirig

    tfaat  yitiätes

      Kant's  whole

      enteirprise.

      In  Nietzsche's

      Yiew,  Kant  dtäw$

      the

    distinction  between appearances and things in  themselves in

     order

     tp

     restrict

    the legitimacy of the category of causality  t » the sphere of human

     experience,

    that is to

      'appearances';

     and

     yet

     at the  sanxe^time, by making

     this distinction,

    Kant

      indicates

     that we must consider appearances themselves

     to have a

     caüse

    or

     ground which lies beyond what

     we can

     experience.

     In  other

     words, Kant

    relies on the

     distinctiori

     between

     ph'enomenal äppearaiice

     and the underlying

    cause

      of

      that appearance

     in

      order  to  deprive

      himself of the

      right

      to

      talk

      of

    any

     causes other than phenomenal ones.

    ?1

    From one point of view, Nietzsche appears to have put his finger directly

    on a

      central problem

      of  Kant's

      critical philosophy:  that  Kant  presupposes

    what he dejiies, namely that there are causes beyond the sphere

     of phenomenal

    experience

      to

      which

     causality is restricted.

      ;

    However,

      we should

      remernber

    that Kant  only says that

     we

     must

      t h ink öf

     things

      in

     themselves

     äs ihtelEgible

    causes

      of

      appearances,

      not

      that

      we can

      know

      t ha t

      o r

      know

      h ow)  they

     caüse

    appearances.

     Kant insists that

     we can

     only make sense

     of

     causality

     within the

    phenomenal

      realrn

      of

     space

     and

      time.,

     Unschematised,

     the

      categories  merely

    have

      logical .meaning: they only have real,  deterrninate rneaning  Sitifi}  in

    conjunction

      with

      sensibility  S inn l i chke i t }  (B

     299).  This

      allows

      us

      to

      infer,

      I

    suggested,  that  wheh  Kant uses  the  term  intelligible cause (B 592), ; the

    word

      cause

    must be read, äs it  Were, in quötatjoä-marks  tp iadicate that it

    does

     not

     mean what

     it

      means

     in ordinary

     experience.

    Kant's position

     is

     thus

     not quite

     äs

     straightforwardly

     circular äs

     Nietzsche

    impHes, Nevertheless, Nietzsche

     is

     right

     to see

     Karit's

    ;

     position äs

     problematic.

    The

     question

     we

     need

      to

      address

     to

      Kant,

      in  riiy view, is

     this: is

     it  actuaily

    legitimate

     to

      use

     a

     concept,  but  to declare

     in the

      same breath that

      one

     does

    not intend

     that

     concept to be

     understood

     in any

     ordinary serise?

     Furthermore,

    is

     it legitirnate to.leave the

     sense

     iri which such a

     coricept

      s

     tö be understood

    indeterminate

      ·—   or, at  least,  insufficientiy  deterrninate  —   or  does  not the

    ordinary sense

     of the

     concept constantly reassert itself

     in

      the: absence

     of any

    deterrninate  alternative? But,  of  course,

      if

      we  can  ask  this question

      about

    Kant,  can

     we not

      surely

     ask

     it  about

     Nietzsche hliöse.lf

     even more, since

     he

    See J. T. Wücox,  Truth

      an j

      Value  in

     Nitt^scbe

      (Ann Arbor,

     1^)74),

      pp. 119 f:

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    Kant, Nietzsche and the  Thing in itself'  , 127

    specifically

      teils us  that  one should  use  traditional  philosophical  concepts

     only äs [,..] conventiohal

     fictions for the

     purpose

     of

     designation

      and

     com-

    munication  — not for explanation BGE  21 ? What we shall have to consider,

    therefore,  is the  extent  to  which  the

      distinction

      between

      what  is apparent

    and what is real in itself reasserts itself in Nietzsche's thinking, even though

    he

     sets

     it

      äs

     his

     task

     to challenge and undermine any

     straightforward

     concep-

    tion of such distincrions.

    Nietzsche's

     attack on the  Kantian concept of the

      thing

      in itself (and on

    what

     he

     considers

      to be

     related

      concepts

     such  äs

     the  beyond or the  true

    world )

     is launched  from  a

     variety

     of  different perspectives and involves the

    employment

     of Veveral

      different  arguments (which

     it is not

      m y  intention

      to

    assess

     here,

     but  simply to display).

    22

     In  some passages Nietzsche

      undertakes

    a genealogical critique of the concept of the thing in itself, which is

     to

     say

    that he tries to make us sceptical of the value of the concept by exposing its

    psychological or  historical origins.  In § l of  Human,  All too Human,  for

    example,

      Nietzsche claims that metaphysical philosophers have posited

      a

    realm of things in themselves

      äs

      the source of the more highly valued

    thing[s]

    (such

      äs

     reason, altruism and truth) in order to avoid the idea that

    such

      'more

      highly valued  things'  might  have their roots  in their  apparent

    opposites  (irrationality, selfishness and error). In § 5 of Human, All  too

     Human,

    on

     the

     other hand,

     Nietzsche

     offers

     a genealogical critique of the more general

    idea

      of a  second  real  world ,  by  tracing  the

      origin

      of our  belief  in  such  a

    world to the  dreams of primordial man. In § 11 of the  same text Nietzsche

    then  claims that human

     language

      is responsible  fo r  setting up a separate

    world beside the other

      world ;

      and in

      later

      passages  from  the  Nachlaß  he

    frequently  blames physiological

     weakness or

      decadence

     for our

     metaphysical

    misconceptions.

    Besides

     these

      various genealogical  criticßms of the idea of a  beyond ,

    Nietzsche also offers

     a pragmatic

     critique

     of the

     idea. Whatever

     the

     origin

     of

    our

     idea

     of a

      beyond

    m ay

     be, he

     teils

     us, the

      o n s e g u e n e s

     of its

     employment

    are  harmful

      since

     it insinuates that  this world is of much  less value than  the

    world

     we do not see.

    24

    Nietzsche's  genealogical

      and

      pragmatic  criticisms  often

      do not

      address

    the concept of the thing in itself directly (though § l of  Human

    }

      All too

    Human does),

     but are  frequently  targeted against the general idea of a realm

    beyond  the world of human

      experiehce.

      However, Nietzsche also

      presenfs

    22

      On

      Nietzsche's critique

     of the

     concept

      of the

      thing

      in

      itself,

      see

     Wilcox,

     pp.  98—126, and

    A.

     Nehamas, Nietytbe:  Life  äs L i tcrature,

     (Cambridge, Mass., 1985),  pp .

      74—105.

    23

      See, for example,  W P 579.

    24

      See

     WP 586.

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    128

      Stephcn

      Houtgate

    dircct

     criticisms

     of the  specific  concept of the thing in itself which chaUenge

    eh e   very idca that anything

     could

      ever

      be

      sometfa ing  n itstlf.

      In

      Niet&sche's

    view,

     it does not

      make

     any

      seöSe

     to

      tälk

     of

     things

      in

      themselves becaiise,

     if we

    abstract things  from

     thcit relations to

     other

      thd ngs and

     eonsider their  iatriiiiSiG

    nature  ä lpne^  t her i we are not able to

     understaiid

      how things could act

     upon

    or

     have  an

      effect

      upon

      the

      world.

      A n < J

      if we are not

      able

      to

      do

      that,

      then

    we   are not able to  deterrnine  the properties of things pr  eveci  to  think  of

    thetn  äs

      things,

     the

     existence

     of which

     makes

     a  dif fefence

      in

      the world,  at

     all·

    The prop erties of a thi iig are

      e f f e c t i?

      o n o t h e r

      things :

     if o ne fernoves other

      things ,

      t he n  a  thirjg

      has

      n o  properties,  i . e . , there is no thin g  without

    o ther

      things,

      i.

     e.,

      the re  is no  thing in itselP'.

      W P

     557)

    Apart  from  showing that Nietzsche presupposes that

     the

     properties

      of a

     thing

    are

      its  effects  on  öthef

      thiijgS,

      these lines mäke it  clear that  he understands

    the  term

      thing

      in

      itself

    to mean somethmg.

     like

      a thing

      cOfisidered

      by

    itself ,  though,  äs  I pointed out  äbove, it is not clear that Kant shares that

    understanding of the  te frn

    ;

      Kafit's

      point

      is

      simply  that

      the

      thing

     in

      itself

      is

    the

      thing considered

      in  abstraction  from  all relatiön  to a

     knowing

      ;subject,

    not necessarily the

      thing considered

      in

      abstraction  from  any  relatiön

      to

    anything

      whatsoeyer.

      Nietzsche

      preserits

      criticisms of  this  more narrowly

    defined

      Kantian

      position,  too,

      however.

      In  One

      passage,

      for exampie, he

    rejects the concept  of  a 'thing abstracted  from  all relatiön  to a  ßübjec t because

    he assumes

     that

     it is only for

      subje ct ivi ty

     and

     through

     subjective

     Interpretation

    that

     there

     are

     such things

     äs  'thirjgsV

    T h a t  things  possess

      a  coristitütion

      in

      thefriselves

      e i n e

      B e s c h a f f e n h e i t

      an

      sich)

    quite

      apar t

      from

      interpretatiori  an d  subjectivity,  is a

      cjuite

      idle

      hypothesis:

    i t presupposes that Interpretation and

      subjectivity

      are no t  essential  [*..]:  th e

    appare n t   o b j e c t i v e   character  o f  things: could  it not be

      merely

      a  difference.of

    degree within   th e

      subjective?

      W P 560) 

    It is clear, then, that the Kantian concept öf the thing  in itself is one that

    Nietzsche  firmly  rejects,

      eveh

      if he is not  äs

      c are f u l

      äs  he  might have  beeri

    to

      disünguish

      Kant* s position

      from  that

     of

     Schopenhauer

      or

     Plato.

     Often,  äs

    I have indicated

    ?

      Nietzsche  sirnply launches a

     general

     attack againSt what he

    considers

      to  be

      central

      metaphysical  cpncepts  such  äs

      the  true

      wöirld ,

      reality

    or

      essenee , concepts which

     are not particularly

     Kantian. However,

    certaia  expressions  make it  clear that  he  f requen t ly

      has

      Kant very

      much

      in

    mind even

     when he is

     rnaking

     his

     cnticisrns

     of such

     concepts.

     In § 54 of the

    Gay  S t i eme ,  fo r  exampie, we read the

      follpwing

      l inesi

    W h a t  is  "appearance"

      Schein)

      fo r

      rn e

      now?

      Certainfy  n o t

      the oppösite  o f

    some  essence

      Wesen):

      w ha t  could  I

      say

      äbout

      a£y

      essence

      except

      t;p

      n^me

    th e

      attfibutes

      öf its  äppeararice Certainly  n o t  z  dead  mask tha t

      one

      could

    place

      p n

      an

      u n k n p w n

      o r  remoye  from it

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    Kant, Nietzsche

      and the

      Thing

      in itself 29

    Strictly

     speaking,

     the

     Opposition Nietzsche

     is

     dismantling here

     is not a

     Kantian

    one since Kant does  not  talk  of the  contrast between  Schein   and  Wes en ,

      but

    of

      that

      between  Erscheinung   and  D ing an   s ich (indeed Kant  is very  careful  to

    keep

     the

     concepts

      of

      Sche in

     and  Erscheinung  separate).

    25

     However, Nietzsche's

    reference  to an unknown x firmly suggests that Kant's distinction is being

    rejected

      along

     with

     all other apparently  'essentialist' positions.

    In a

      passage  from

      the  Nachlaß

      Nietzsche attacks what

      he  sees

      äs

      the

    metaphysician's blind

      faith

      in the rational proposition that if A exists, then

    the  opposite concept  B  must also

      exist

    (IFP579).  Once.again,  no  direct

    reference

      to Kant is made, but Kant is surely amongst the unnamed meta-

    physicians that Nietzsche is  thinking  of.  After  all, is not Kant's belief that

      it  follows  naturally

      from

      the concept of an appearance in general: that

    something which  is in  itself  not  appearance must correspond  to it (A 251)

    exactly

      the

      kind

      of

      'metaphysicaP assumption that Nietzsche

     is

     criticising?

    It is  true that Kant  only claims that  we  must  t h mk   of  things  äs  they are in

    themselves, and  refrains  from  asserting dogmatically that there must actually

    b e things in

     themselves. Nevertheless,

     the

     rational  inference  from

      the

     concept

    of

     appearance

      to the

     concept

      of

      that which underlies appearance

     is one

     that

    Kant does

      not call into

     question. Indeed,  äs

      we

     have seen,

      he

      believes that

    the word  appearance must

      be

      taken

      to

      indicate

      a

      relation

      to

      something

    that grounds the appearance  unless  [...] we are to move constantly in a

    circle

    (A

     252).

    But

     is not  this

      circle

      just

      what Nietzsche,

      at

      least

      in

      certain passages,

     is

    inviting

     us to embrace by

     doing  away

     with the ideä of a

     thing

      or world in

    itself?

      We possess no categories by which we can distinguish a true

     from

      an

    apparent

     world , Nietzsche teils us:

      There

     might only be an apparent world

      e i n e   scheinbare

      elt\

      but not  just  o ur

     apparent

     world.

    (IFP 583)

     This

     delib-

    erately

     paradoxical and  bewildering idea thatltnere could

      just

     be appearance

    or

      illusion without anything which appears

      or

      underlies

      the

      appearance

     is

    encountered most

      forcefully

      in a  famous

      passage

      from

      Beyo n d Go o d

      an d  E v iL

    What forces us at all to suppose that there is an essential Opposition of

      true

    and  false ?  Is it not  sufficient  to  assume degrees  of

      apparentness

    (Stufen   d e r   Scheinbar  keif)  and,  äs  it  were,  lighter  and  darker shadows  and

    shades

     of appearance  —

     different  values ,

      to use the language  of painters?

    W hy  couldn't  the  world  that   concems   u s   — be a fiction? A nd if somebody

    asked,

      ic

    but to a fiction there surely  belongs an  author? — couldn't  one

    answer simply:  w h y >  Doesn't  this  belongs perhaps belong to the fiction,*

    too? (34)

    The challenge

      which Nietzsche

      addresses  to our

      ordinary understanding

      in

    this passage  is profound. But can we really

      make

     any sense of the  claim that

    25

      SeeB69f.

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    130

      Stepheö  Hoülgatc

    the  "world  that concerra  us"  might be  made  up  of  nothing othe*  thaji

    "degrees of apparentness"? Has not  Nietasche täken  leave of logic?

    Fottunately, perhaps, Nietzsche  elsewhere

      seems

      to  recover  his Jogical

    sense

     and

     acknowledge

      thaC if  he

     wishes

     |o reject the

      eoticespt

     of the 'thiftg in

    itself or of a

      true

      wprlci,

      he

      ought

      togical ly

      tp

      reject

      the

      concept

      of

      mere

    appcarance

     or

     of  an  apparent  world

      äs

      well. If one side of the Opposition

    between  appearance

      and

      reality

      in

      itself  is

      to be  rejected,  theci  the  whole

    Opposition must  be  rejected

      becaüse

      these  terms  are contraries

      that cannot

    be  made sehse  of in  Isolation  from one  another. Nietzsche  proclaims H is

    'libetation*  from  the Opposition between  the  appajcent  and the true world

    most

     clearly and  boldly in  Twi l i gh t

      o f

      th e

      Idols .

    We have

     abolish^d the true

     world:

     \rfiat world

      remained

     over? The apparerit

    world, pertaps?  ...  But no W i t b  the true world  m  h $v e  abolisbed  th e

      ap p ar en t

    (scheinbare)

      w o r l d

      äs

      well ™

      :

      · ' ' · . · .

    It  seems, therefore, that Nietzsche does

     not

      after

     all

     want

     to  Jeave

      m s spinning

    around in a circle of üngrounded appearances arid illusions, but that he wänts

    to

     displace

     the

     very

      Opposition of appearance and reality

     indtself

     upon ̂ h|ch

    in his

     view,

     Kant's

     philosophy  — · and indeed

     the

     whole:

     traditiön of

     Western

    philosophy sinee Plato  ·» ·

     is based. What it

     means

     to

     think

     "beyond

     appearance

    and

     reality"

      (or indeed "beyond gopd and  evif^^may

      .npt

     yet be completely

    clear, but we

     know that that

      at

     least

      is

     Nietzsche's

     äim.  , · . ;

    Yet doubts linger that  things might not be quite  äs simple  äs that (if k is

    appropriate

      to  cäll  What we

     have just

     described  äs Nietzsche's

     v

    aim

      'simple').

    In the passage

      from

      B e yond  G o o d  a n d

     Evil which; we quoted above,

     Nietzsche

    queried the  Yery

     Opposition between  "true" arid

     "false",  but

      theri

     asked: 

    w

    ls

    it not

      sufficient

      to ässume degrees of apparentness [...]?" (34)i Does this not

    suggest that

     beyond

      the

      pppositions

     pf

      Karitian

      and Platpnic ipetaphysics  —

    at least, beyond the  ojpposition pf "true

    ??

     and "false"  -  ̂ We

     cpntinue

     to whirl

    around  in a dizzying

     Spiral  ö f  a g p e a r a n c e s ? ^ i m i [ a a % ^

      of the

      G a y  c i e n c e ^

    after  having rejected

      the

      idea

      that

      "appearance'

    ?

      (Schein)

      is the

      opposite

      öf

    some essence, Nietzsche writes:

    Appearance  is for  me,

     that which

      lives^arid is  efjFective  and  goes  so  far  in its

    self-mockery  that/it  mäkes me  fael  that this  is appearance and

      will-o

    ?

    -the-

    wisp and a dance of

     spirits

     and nothingmöre [,.,].

    Does

      not this

      suggest

      that  Nietzsche

      abolishes

      the

      Opposition

      between

    essence and appearance  by collapsing both into  ^-  appedränc^.

    26

      S ee  Nietzsche,

      Tmligbt

      o f t h e

      Uo l s \T h e  Anti-Christ translated

      and

      introduced

      by  R. J.

    Hollingdale

      (HarmonidswPitfe,

      1908),

      "How

      th e  *Real

      World*

      at

      last

      Beeame a  Myth".

    Traosiation  modified.  See

     also Derrida,

     pp.

     71^83.

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    Kant Nietzsche and the

     "Thing

     in itseif  131

    If this

      is so, is not

      Nietzsche

      in danger of doing

      just

      what he

      accused

    Kant

     of doing,  namely depriving

     himself

     of the right to a distinction

     whüst

    relying on that very distinction?

      It

      is true

      that

     one must not

      automatically

    assume that the

     postanetaphysical

     "appearance" Nietzsche

     delights

     in is simply

    identical with the "appearance" he is trying to twist  free  of. But does not

     bis

    retention

     of

     words such

     äs

      Schein, Scheinbarkeit

     and

      e r s c h e i n e n

    and his

     seeming

    wülingness to court

      paradox,

      at

      least raise doubts that

      he  may  not

      have

    twisted  free  of

     metaphysics

     and Kant äs much

      äs

     some might like to think?

    In one very simple respect Nietzsche clearly does not twist

      free

      of Kant.

    We

     have seen that

     whatever

     problems there

     may be

     with Nietzsche's retention

    of

     words like

     Sch ein, Scheinbarkeit and  erscheinen, he

     rejects

     the

     concept

      of the

    thing in itself

     unequivocally.

     However, äs I

      indicated

     above,

     Nietzsche does

    not challenge

     Kant's

     basic conception of what the expression "thing in itself"

    means^  he  simply denies that

      anything  actually

      corresponds  to the

      term.

    Although

     Nietzsche does

     not  always

     mean

     exactly the same

     thing

     by the

     term

    "thing

     in itself" äs Kant, he agrees with Kant that what we are to understand

    by that term is something which

     cannot

     be known by us.

    The

     biggest

      fable

     of all is the

     fable

     of

     knowledge.

     One would

      like

     to know

    what things-in-themselves are;

     but

     behold, there

     are no

     things-in-themselves

    But even supposing there were an in-itself, an

     unconditioned

     thing

      (ein

     An-

    s ich,

     ein U nbedingtes), it would for

     that

     very reason be

     unknowable Something

    unconditioned

     cannot

     be known;

     otherwise

     it would not be  unconditioned

    Corning to  know,

      however,

      is  always  "placing  oneself  in a

      conditional

    relation to

      something"

      (W P  555).

    Indeed, Nietzsche fiirther agrees with Kant that, since what something might

    be in itself could never be made manifest to us, it could not be of any concern

    to us. Not

      only

     do

      'things'

     have

     ho

      constitution

     of

     their

     own —

     in

     them selves

     

    in

     Nietzsche's view; such

     an

     intrinsic

     or

      essential constitution would

     be a

    matter

     of

     utter

      indifference  to us

     even

     if 'things' did

     have one.

    There is also another respect in which Nietzsche does not twist

      free

      of

    Kant. Although Nietzsche

     abolishes

     the idea of the thing in itself, we have

    seen that he clings to a version of the corresponding  Kantian

      idea

     that "we

    can

     know

     a priori

     of

      things

      only  what we

     ourselves

     put  into them

      (was wir

    selbst

      in sie  legen) (B

     xviii).

      Despite  the  multiplicity  of his  perspectives  on

    life

    Nietzsche's

     understanding

     of

      human

     consciousness

      is

     dominated

     by one

    recurring

      idea: that  "it is the  human  intellect  that  has  made appearance

    (Erscheinung)

      appear and  transported  its  erroneous basic conceptions into

    things  (seine i rr tüm l ichen G rundauffassungen

      in die D in& e

     hineingetragen^

      HH16).

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    132

      Stcphen  Hottlga|e

    The

      problem  that

     we

     must addre&s»

     thercfore, is

     tMs; to what exteat

    Niet2sche*s

     evident retention  of  one-side of Kant's pMosopfakljl  dichotomy

    ~

      the  idea  that  we  äs knowing

      sübjects

      put

     our

      own

      forms

      into  things  ' - * .

    cause hko

     to

     fall  back  into tbe other  side

     of

     that dichotoiny, which

     he

      clearfy

    wants to  reject  —   th e  idea  that  wljat we put our

      forms

      and

      categories

     iiito

    has

     a hidden

      constitution

     of

     its own?

     And

     how

     is

     Nietzsche's

     appärent

     claim

    tha t

      he

      ciisplaces

      and

      frees

    y

      himself

      from

      th e

      fundamental

      oppositions of

    philosophy  to  be reconciled with

      his

      ädherence  to  what is  still,  despite

    undeniable

     differences

      from  Kant,  a basically Kantiäij

     episteiiiology?

    These points require consideration

      because,

     despite

     his insistence

     that

     he

    rejects

      the

     concept

     of the

      thing

     in  itself,

     Niet^sche's

      talk  of imposing

      forms

    on  to

      things  constantly

      and

      inevitably  invites

      the

      question: what

      does

    Nietzsche  think that

      the

      things,

      on to

      which

      we

      impose

      our  forms

      and

    categories,

     are

     in

     themse lves* Furthermore,

     in

     many passages,

     Nietzsche

     actually

    employs  the very terminology .of  the  "m

     itself

      (an sich)  which he cläims  to

    have

     put  out of  order.  ;

    In

      § 111 of

      Th e  G ay  Science,  för  example,

      he

      declares that

      the

      desire  to

    treat what is similar äs what is equal is an

     illogical

     desire,  ^rid he gives äs his

    reason

      for

      saying

     this  th e  simple

     Statement "för

     nothing  is

     really

     equal

    >J

      (denn

    e s

     giebf

      a n

      sich nichts

      Gle iches ) . 

    Then,

      in a passage

      fröm

      the

      Nach laß ,

      Nietzsche  again seeins  to employ

    th e

      words

      an

     sich

      in a

     llteräl

     aiid

      straightfoirward  way:

      whatis that  function  that must

     :

    be  much older  an d

     ipust

     ha,ye

     been

      at

     work

    much earlier, that mäkes cases idehticai

     and simüat

     which

     are in

     themselves

    dissimilar. (we lche an  sich ungleiche Fälle  ausgleicht  und  verahnlichf)J

    The  lingering presence of Kant' s "in

     itself 

    is not  always marked by the

    use of the  specific phrase  an  s i c h >

     however»

      Sometimes,  äs m the

     early

     text,

    O n  Tru th

      and

     Lie

      in an

     Ex tra -m ora l  Sense ,

      it is  marked  by a  comtiaent  to  the

    effect

      that nature

      is for us "an

      inaccessible  and

      indeiBiiable

     x".

    27

      At other

    times,

      it is ma;rked by

      such

      comments

      äs:

      w e

      a r e

     none

      of

      u s

      that

      which

      we

    appear  to be  (erscheinen)

      in

      accördarice  with  the  states  for  which  ajpne  we

    have consciousness and  w o f d s ( Z ? 115), or:

    Actions

      are

     never what

     they

     appear

      to us to be

     (Das,

     als was s ie

     uns  e r s c h e i n e n ) ^ .

    W e

     have expend^d so much

     läböiir on

     leanühg that

      external things are not

    äs  they appear

      to us to be —

     very

     welll the

      case

     is the same

     with

     the

     inqer

    world

    Moral  actioris are in reality

      (in Wah rhe i t) ^something

     other  than that'

     

    e twas  Änderet)  —

     more

      we

      cannot

      say:  and  all  actions are  essentiajly

    uiaknown.

      ( D

      116)

      ' .

     

    27

      See KSA  l, p. 880.

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    134  Stäben

      Hottlgate

    —   Status  of thc  vocabulary

    ;

      pf

      his

      adversaties ?

    2

    *

      Althpugb  I  agjree

      witfe

    Danto

      that

     Nietzsche

    i

    forced to employ a

     realistic vocäbulary

     by the nature

    of his philosophical project,  Boyle>  in  my view,  ha correctly

      Menrified

     the

    w ay

      in

     which

     Nietzsche  wisbes  that

      *realj ti

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    Kant,

     Nietzsche and the  Thing  in  itself 135

    The fictions and interpretations  of human consciousness are thus not so

    much

      measured against  what

      is

      real

     by

     Nietzsche,

      bat

      radier against other

    fictions and  interpretations, other  probabilities  and

      conjectures

      made  from

    within the only perspective that our thought and Sensation

      allows

     us. What

    we experience  is merely phenomenal appearance, though

    appearance,  thought

      of in  this

     new  way

      and

      transfigured

      by the  abolition

    of all

     oppositions,

     never comes to the  point of  referring itself back  to any

    ultimate

      foundation,

      nor

      to any central

      focus

      of

      Interpretation,

      nor to

    anything

      in  itself :  rather,  it  always  refers  to a  further appearance.  Eve-

    rything is a  mask.  Any  mask once uncovered uncovers another

      mask.

      Becoming

    is

      simply

      the  indefinite

      play

      of

      interpretations,

      an  indefinite

    shifting  of masks.

    30

    When

      Nietzsche

     employs

     the

      concept

      of the in  itself ,  to

      talk

      of

      op-

    posites

     that

      do not

      exist

      in

      themselves  d i e  nicht

     an sich

      exist ieren)

    WP  552),

    we  must thus  not  read  him

      äs

      claiming that

      in

      itself  th e  world

      is

     without

    oppositions

      — a

     posiüon that assumes that there

      is a

     world

     in

     itself. Rather,

    we must read

     him äs maintaining

     that

     the

     central

     oppositions

     with which

     we

    th