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Page 1: Collection: Levine, Richard: Files Folder Title: [PEAD …...LEVINE, RICHARD: FILES Withdrawer CAS 312912005 File Folder [PEAD 22 AND PEAD 5 -PRESIDENTIAL EMERGENCY ACTION DOCUMENT]

Ronald Reagan Presidential Library

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Collection: Levine, Richard: Files

Folder Title: [PEAD 22 AND PEAD 5-(Presidential Emergency Action Document)] (1

of 5)

Box: RAC Box 003

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Page 2: Collection: Levine, Richard: Files Folder Title: [PEAD …...LEVINE, RICHARD: FILES Withdrawer CAS 312912005 File Folder [PEAD 22 AND PEAD 5 -PRESIDENTIAL EMERGENCY ACTION DOCUMENT]

' WITHDRAWAL SHEET Ronald Reagan Library

Collection Name Levine, Richard: Files

File Folder [PEAD 22 AND PEAD 5 - PRESIDENTIAL EMERGENCY ACTION DOCUMENT] (BINDER) (1)

Box Number 3

ID Doc Type Document Description

6471 COVER SHEET FOR PEAD 22 (TAB 22) (PP. 22A-22B)

6473 NOTE FOR COVER SHEET FOR PEAD 22 (TAB 22)

6475 EXECUTIVE DRAFT EO (TAB 22) (PP. 22-1THRU22-3) ORDER

6476 COMMENTS FOR THE NSC RE PEAD 22 (TAB 22)

6928 NOTE RE STATUTE (PARTIAL)

6478 COMMENTS FOR THE NSC RE PEAD 5 (TAB 5 -COVER PAGE TABLE OF CONTENTS; TAB A- PP. l; TABB - PP. 2-4; TAB C - PP. 5-14; TAB D - PP. 15-45; TAB E -PP. 46-48)

Freedom of Information Act - [5 U.S.C. 552(b)]

B-1 National security classified Information [(b)(1) of the FOIA) B-2 Release would disclose Internal personnel rules and practices of an agency [(b)(2) of the FOIA) B-3 Release would violate a Federal statute [(b)(3) of the FOIAJ B-4 Release would disclose trade secrets or confidential or financial Information [(b)(4) of the FOIA] B-6 Release would constitute a clearly unwarranted Invasion of personal privacy [(b)(S) of the FOIA] B-7 Release would disclose Information compiled for law enforcement purposes [(b)(7) of the FOIA]

No of Pages

2

2

3

3

1

52

B-8 Release would disclose Information concerning the regulation of financial Institutions [(b)(S) of the FOIA] B-9 Release would disclose geological or geophysical Information concerning wells [(b)(9) of the FOIA]

C. Closed In accordance with restrictions contained In donor's deed of gift.

Withdrawer

CAS 312912005

FOIA

F05-071

ETLER I

Doc Date Restrictions

ND Bl B2

ND Bl B2

ND Bl B2

ND Bl B2

ND B3

5/1/1986 Bl B2

Page 3: Collection: Levine, Richard: Files Folder Title: [PEAD …...LEVINE, RICHARD: FILES Withdrawer CAS 312912005 File Folder [PEAD 22 AND PEAD 5 -PRESIDENTIAL EMERGENCY ACTION DOCUMENT]
Page 4: Collection: Levine, Richard: Files Folder Title: [PEAD …...LEVINE, RICHARD: FILES Withdrawer CAS 312912005 File Folder [PEAD 22 AND PEAD 5 -PRESIDENTIAL EMERGENCY ACTION DOCUMENT]

WITHDRAWAL SHEET Ronald Reagan Library

Collection Name

LEVINE, RICHARD: FILES

Withdrawer

CAS 3/29/2005

File Folder

[PEAD 22 AND PEAD 5 - PRESIDENTIAL EMERGENCY ACTION DOCUMENT] (BINDER) (1)

Box Number

3

FOIA

F05-071

ETLER

ID Document Type

Document Description

No of Doc Date Restric-pages

6471 COVER SHEET 2

FOR PEAD 22 (TAB 22) (PP. 22A-22B)

Freedom of Information Act - [5 U.S.C. 552(b)]

B-1 National security classified information [(b)(1) of the FOIA] B-2 Release would disclose internal personnel rules and practices of an agency [(b)(2) of the FOIA] B-3 Release would violate a Federal statute [(b)(3) of the FOIA] B-4 Release would disclose trade secrets or confidential or financial information [(b)(4) of the FOIA] B-6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] B-7 Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA]

ND

B-8 Release would disclose information concerning the regulation of financial institutions [(b)(S) of the FOIA] B-9 Release would disclose geological or geophysical information concerning wells [(b)(9) of the FOIA]

C. Closed in accordance with restrictions contained in donor's deed of gift.

tions

Bl B2

Page 5: Collection: Levine, Richard: Files Folder Title: [PEAD …...LEVINE, RICHARD: FILES Withdrawer CAS 312912005 File Folder [PEAD 22 AND PEAD 5 -PRESIDENTIAL EMERGENCY ACTION DOCUMENT]

WITHDRAWAL SHEET Ronald Reagan Library

Collection Name

LEVINE, RICHARD: FILES

Withdrawer

CAS 3/29/2005

File Folder

[PEAD 22 AND PEAD 5 - PRESIDENTIAL EMERGENCY ACTION DOCUMENT] (BINDER) (1)

Box Number

3

FOIA

F05-071

ETLER

ID Document Type

Document Description

No of Doc Date Restric-pages

6473 NOTE 2

FOR COVER SHEET FOR PEAD 22 (TAB 22)

Freedom of Information Act - [5 U.S.C. 552(b)]

B-1 National security classified information [(b)(1) of the FOIA] B-2 Release would disclose internal personnel rules and practices of an agency [(b)(2) of the FOIA] B-3 Release would violate a Federal statute [(b)(3) of the FOIA] B-4 Release would disclose trade secrets or confidential or financial information [(b)(4) of the FOIA] B-6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] B-7 Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA]

ND

B-8 Release would disclose information concerning the regulation of financial institutions [(b)(B) of the FOIA] B-9 Release would disclose geological or geophysical information concerning wells [(b)(9) of the FOIA]

C. Closed in accordance with restrictions contained in donor's deed of gift.

tions

Bl B2

Page 6: Collection: Levine, Richard: Files Folder Title: [PEAD …...LEVINE, RICHARD: FILES Withdrawer CAS 312912005 File Folder [PEAD 22 AND PEAD 5 -PRESIDENTIAL EMERGENCY ACTION DOCUMENT]

WITHDRAWAL SHEET Ronald Reagan Library

Collection Name

LEVINE, RICHARD: FILES

Withdrawer

CAS 312912005

File Folder

[PEAD 22 AND PEAD 5 - PRESIDENTIAL EMERGENCY ACTION DOCUMENT] (BINDER) (1)

Box Number

3

FOIA

F05-071

ETLER

ID Document Type

Document Description

No of Doc Date Restric-pages

6475 EXECUTIVE ORDER 3

DRAFT EO (TAB 22) (PP. 22-1THRU22-3)

Freedom of Information Act - [5 U.S.C. 552(b)]

8-1 National security classified information [(b)(1) of the FOIA] 8-2 Release would disclose internal personnel rules and practices of an agency [(b)(2) of the FOIA] 8-3 Release would violate a Federal statute [(b)(3) of the FOIA] 8-4 Release would disclose trade secrets or confidential or financial information [(b)(4) of the FOIA] 8-6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] 8-7 Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA]

ND

8-8 Release would disclose information concerning the regulation of financial institutions [(b)(B) of the FOIA] 8-9 Release would disclose geological or geophysical information concerning wells [(b)(9) of the FOIA]

C. Closed in accordance with restrictions contained in donor's deed of gift.

tions

Bl B2

Page 7: Collection: Levine, Richard: Files Folder Title: [PEAD …...LEVINE, RICHARD: FILES Withdrawer CAS 312912005 File Folder [PEAD 22 AND PEAD 5 -PRESIDENTIAL EMERGENCY ACTION DOCUMENT]

WITHDRAWAL SHEET Ronald Reagan Library

Collection Name

LEVINE, RICHARD: FILES

Withdrawer

CAS 312912005

File Folder

[PEAD 22 AND PEAD 5 - PRESIDENTIAL EMERGENCY ACTION DOCUMENT] (BINDER) (1)

Box Number

3

FOIA

FOS-071

ETLER

ID Document Type

Document Description No of Doc Date Restric-pages

6476 COMMENTS 3

FOR THE NSC RE PEAD 22 (TAB 22)

Freedom of Information Act - [5 U.S.C. 552(b)]

B-1 National security classified information [(b)(1) of the FOIA] B-2 Release would disclose internal personnel rules and practices of an agency [(b)(2) of the FOIA] B-3 Release would violate a Federal statute [(b)(3) of the FOIA] B-4 Release would disclose trade secrets or confidential or financial information [(b)(4) of the FOIA] B-6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] B-7 Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA]

ND

B-8 Release would disclose information concerning the regulation of financial institutions [(b)(S) of the FOIA] B-9 Release would disclose geological or geophysical information concerning wells [(b)(9) of the FOIA]

C. Closed in accordance with restrictions contained in donor's deed of gift.

tions

Bl B2

Page 8: Collection: Levine, Richard: Files Folder Title: [PEAD …...LEVINE, RICHARD: FILES Withdrawer CAS 312912005 File Folder [PEAD 22 AND PEAD 5 -PRESIDENTIAL EMERGENCY ACTION DOCUMENT]

§ 301. Genernl nuthorizntion to delegnte functions; publlcntion of delegations

The !'resident of the United States is authorized to designate and empower the head of any department or agency in the executive branch, or 1111y onicial thereof who is required to he 11ppointed by and with the advice and ccmsent of the Senate, to perform without npproval, ratification, or other action by the !'resident (I) any function which is vested in the President by law, or (2) any function which such officer is required or a11thori7.ed by law to perform only with or subject to the approval, rntification , or other action of the Presiclent: Prm·ided, That nothing contained herein shall relieve the President of his responsibility in office for the acts of any such head or other official designated by him to perform such functions . Such designation :iml authorization shall be in writing, shall be published in the federal Register, shall be subject to such terms, conditions, and limitations as the President may deem advisable, and shall be revocable at any time by the President in whole or in part.

(Added Oct. JI, 1951, c. 655, § 10, 65 Stat. 712.)

§ 302. Scope of delegation of functions

The authority conferred by this chapter shall apply to any function vested in the President by law if such law does not affirmatively prohibit delegation of the performance of such function as herein provided for, or specifically designate the officer or officers to whom it may be delegated. This chapter shall not be deemed lo limit or derogate from any existing or inherent right of the President lo delegate the performance of functions vested in him by law, and nothing herein shall be deemed to require express authorization in any case in which such an official would be presumed in law to have acted by authority or direction of the President.

(Added Oct. 31, 1951, c. 655, § IO, 65 Stat. 713.)

§ 303. Definitions

/\s used in this chapter, the term "function" embraces any duty, power, responsibility, authority, or discretion vested in the President or other oflicer concerned, and the terms "perform" and "performance" may be construed to mean "exercise".

(Added Oct . 3 I, I 95 I, c. 655, § IO, 65 Stnt. 713.)

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47 u.s.c. 47 u.s.c.

606 has been renumbered as 706 by 98 Stat. 2804

§ GOG. Wn.r pomm~ of President (n) During- the contirmnncr. of a wnr in which the United Stntes

i11 r.nl?:t!?l'!l, tire l're11idf'11t is anthori:r.ed, if he finds it nece!ISnry for the rrntionnl defrrrne :111!1 i;ecurity, to direct thnt such connnunicn­tions ns in hi11 jmlgment mny be essentinl to the national defense nncl 11ecurity 11hnll hnve preference or priority with any carrier 1rnbjecl to tlri11 chnptl'r. lie mny give the11e directions nt and for such times as he mny del!'rmine, nnd may modify, chnnge, suspend, or annul them nncl for nny such purpo11e he is authori:r.ed to is11ue orders di­rectly, or through eurh person or persons as he designates for the 1111rpose, or through the Commi11sion . Any carrier complying with :111y such order or direction for preference or prioril.y herein au­lhori:r.cd 11hall be exempt from any and nil provisions in eid11li11g lnw imposing civil or criminal pennlties, obligntiomi, or liabililirs upon cnrriern by renson of giving preference or priority in compli­ance with such order or direction.

(b) It 11hall be unla\vful for :my per11on during nny war in which tho Uniterl Slntes is engaged to knowirrgly or willfully, by phy11icnl force or intimidation hr lhreat11 of physical force, obstruct or re­tard or nid in obstructing or retnrding interstate or foreign com­munication by radio or wire. The President is nuthorizcd, whenever in hi11 judgment the public interest requires, to employ the nrmed forces of the United Stales to prevent nny such obstruction or re-

larJnlion of communication: Provided, That nothing in this section 1hall be construed to repeal , modify, or affect either section 17 ol Title 15 or section 52 of Title 29.

(c) Upon proclamation by the President that there exists war or · a threat of war, or a stale of public peril or disaster or other national

emergency, or in order to preserve the neutrality of the Uni led Slates, the President, if he deems it necessnry in the interest of nationnl 1ecurily or defense, may suspend 01· amend, for such time ns he mny see fit, the rules and regulations applicable lo any or all stations or devices capable of emitting electromagnetic radiations within the Jurisdiction of the United States as prescribed by U1e Commission, anrl may cnnse the closing of any 11tation for radio communication,' or any device capable of emitting electromagnetic radiations between 10 kilocycle.11 nnd 100,000 megacycles, which is 11uitnble for use as a navigntional aid beyond five mile!'!, and the removal therefrom of il1 npparnlus and equipment, or he may authorize the use or control of nny such station or device and/or its apparatus and equipment, by arr}' dr. parlnrenl of the Government under such regulations as he may prescribe upon just compensation to the owners. The authority rrnnled lo I.he President, under this 11ubsection, to cause the closing o( any elation or device and the removal therefrom of its apparatus a111l ccpripme11t, or to nuthorize the use or control of any station or de\'i ce ancl / or its apparatus and equipment, may be exercised in the Canal Zone.

(ct) Upon proclamation by the President that there exists a state or threat of war involving the United St.1les, the President, if he deems it necessnry in the interest of the national security and de­fense, mny, during a period ending not later than six months after the termination of such state or threat of war and not Inter than such earlier date as the Congress by concurrent resolution may des­ignnte, (1) suspend or amend I.he rules and regulations applicable lo any or all facilities or stations for wire communication within the jurisdiction of the United States a. prescribed by the Commission, (2) cause the closinir of any facility or stntion for wire communica­tion and the removal therefrom of its apparatus nnd equipment, or (3 ) nuthorize the use or control of any such facility or station nn ;I its appnrntus nnd equipment by any department of the Govenm1"11t under such reguhl.ion~• ·ntl~~~~on jul'!t compensation to I.he owners.

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(e) The President 11hall ascertain the just compcnsntion for such cse or control and certify the amount ascerlained to Congress for 1pproprinlion and payment to the person entit.led therelo. If the amount so certified is unsatisfactory to the person entitled thereto, rnch 11erso11 shnll be pnid only 75 per centum of the amount and ehall be entitled to sue the United States to recover such further

sum M aclclc<l to such payment of 75 per centum will make ~·>rh

amount as will be just comperrnation for the use nm! control. Sur~

suit sh:tll he brought in the man11c>r provided by paragraph 20 ~r

i;ed.io11 ,I I of Title 28, or by section 250 of Title 28.

(f) Nothing in irnbseclion (c) or (d) of tliis section shnll he con ­strued to amend, repenl, impair, or affect exisli11g laws or power~ o(

the States in relation to taxation or the lawful police reg1.1l:ttin11~ ~r the eeHral States, except wherein such laws, powers, or re1rnlali0111 may affect the transmission of Government communications, or th• i.'1.'ltle of stocks and bonds by :rny communication system or syslcrm.

(!!') Nothing in subsection (c) or (d) of this section i;hnll be cnn-11!.rued to authorize the l'rl'sident to make any amenclment lo th" rules and regulntions of the Commission which the Commissinn would not be au lhorized by lnw to make; :ind nothing in subsecli~n

( d) of tliis section shall be construed to authorize the President to take any action the force a11d effect of which shall conlinue heron~ :the date after which taking of such action would not have been nu­t.horized.

(h) Any person who willfully does or causes or sufTcrs to be rlnn~ :.i.ny net prohibited pursuant to the exercise of the President's ;rntlw· ity under this section, or who willfully fails to do any act which h~ is required to clo pursunnt to the exercise of the President's authorit~ under this section, or who willfully causes or sufTers such fnilurr, shall, upon conviction thereof, be punished for such ofTense by n lint of not more than $1,000 or by imprisonment for not more than (Int year, or both, and, if n firm , pnrtnership, as sociation, or corpornlion, l.Jy fine of not more than $5,000, except that any person who commil~ euch an offense with intent to injure the United States, or with in · tent to secure an advnntnP,"e to any foreign 11ation, shall, upon con · viction thereof, be punished by a line of not more than $20,000 or hy imprisonment for not more than 20 years, or both. June 19, l!l~I .

c. 652, Title VI,§ GOG, 48 St.at. 1104; Jan. 26, l!M2, c. 18, §§ 1, 2, ;,r, Stat. 18; Dec. 29, HM2, c. 8:36, G6 Slat. 1096; .July 2!;, 1947, c. 327, §I, 61 Stat. 449; Oct. 24, 1951, c. G53, §§ 1, 2, 65 Stat. 611.

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50 u.s.c. 1601-1551

(THE MATIONAL ~ERGENCIES P1CT)

Page 12: Collection: Levine, Richard: Files Folder Title: [PEAD …...LEVINE, RICHARD: FILES Withdrawer CAS 312912005 File Folder [PEAD 22 AND PEAD 5 -PRESIDENTIAL EMERGENCY ACTION DOCUMENT]

Executive Order 12472

EXF.CtlTIYF. omnm NO. 12H2 -Apr. 3, 1984, 49 _F.R. 13471

ASSIGNMENT or NATIONAL SECURITY ANn EMERGENCY rnE:rAREDNE.53 TEI,ECOMMUNICAT!ONS FU.NCTIONS. .

ny ihe •nthority vested In .me •• rr~ident by the {.'!'nstltution and lows or the Unilro States of Americ•. including the Comnmniciilioris Act of 19H, ••amended (47 U.S.C. 151) l=tion I'! et"

,..,q. or 1itle 47, Trlegr•ph.•. Td'"f'hon.,. and Ra- , din-tekgroph•). the N•tionol Se<:urity Act or 1947, •s omen<lcd. lhe Dcfm•c rroduction Act of 1950, 1

"' amenclrcl (50 U.S.C. App. 2061) (•rr.tion 2()1;( cl "'I· or thi• J\ppcndi>), lhc rtdcrol Civil De­fcn<c Act of 1950, 115 amended (50 U.S.C. J\pp. 2251) l=tion 22'1 ct~- of thl• Ap~ndh). the . Dimler Rrlicf Act of. 1974 ("2 U.S.C. 5121) («clinn 5121 of Title 42, fubllc ll~hh and Wcl­r~n:J. 5'-ctlo" 5 of R.rort~nl1.8tlon rl•n No. I of . 1977 (J C.F.R. . 197, 1978 Comp.) (.cc Arpcndh I lo 1 illc 5, Go.-crnmcnt Or~Ani?;llbn ftnd Employ- ;

. CM). •nd Section 203 of Rcorgonimtion rlan No. J or 1978 (J C.F.R. . 389, 1978 Comp.) (<cc Arrm: dix I lo Title 5, Oovcrnmcnt Org•niution ond Employ~). •net In order lo rrovide for the con­solid•lion or "''i~nmeni anrl re<ponoibilily for lm­rroved t:xecution or national ~urity Md fomer­grncy prep•rron.,; tel«:ommunicalions functions, it i• hereby ordered a5 follows:

S..:llon I. The N•tlonal Communication~ Sys­tem. (•) There I• hereby e<t•bli•hed the Nation•I Communlcotions Sy•tcm (NCS). The NCI •hall co"'bl of the tdecomrriunlc1tfo05 as.<els of the entities terrescnlcd on the NCS Commiitcc of Princirals ftnd an odminl5tratlve •tructure con•l•t­in~ of the E•ccutlve Agtnl, the NCS Commillce or Principals •nd lhe M•n•gcr. The NCS Com­millcc of Principols •h•ll con•i91 of rcpr=nt•tives

·from tho5C rederol drpftrtments. •gcncie< or enll­tlC', dcoignatcd by the Pre<idtnt, which lcnse or own tdecomnmnica.tion9 rf'ciliti~ or s~rvicts or •ignilic•nce to nationol 5CCUrily or emergency pre­p>rcdn"'-•· •nd, lo the <xtent pcrmilted by low, other E•ccutive entities which bcor rolicy, regula­tory OT enforcement r~pon~ibi1ilie. of impnt:1nce to n:1lion:tf ~ecnrity or emergency prt'f'attdncss tdecomnrnnic:1tion~ cnrabilitin.

(11) The mi.-ion of the NCS •h•ll be lo ""i•I thr. rre.ident, the Notional Security Council, the Dircctnr or the Office of Sc'icncc and Tcchnolr>gy rnlicy oncl lhe Dir..:tor of the Office of Manoge­m•nt •nd Oud~et in·:

(t) the cxcrci'° of the telecommunication• func­tion• oml rc:<pon•ibililies 5<:1 forth In Section "2 of thi• Ord"; •nd

(]) the coordin•llnn of the plonning for ond rrovi~ion or nationnl ~n:urity llnd cmtrgency ,,,,. r•rttln""' i:ommunicalion• for the fcdcr•I govern­ment under all circum•tnncei, Including cri•i• or emergency, all•ck. recovery arid rcconslitulion.

(c) The I-id .• ·h~li sttk In on~ure ihoi ~ nation­al telecommunications infr15tructtirc Is devclop<:d which:

(I) Is r""pon•ive lo the n•tion•I =iuity and emergency prcp•rcdnm nccds of the rrc:<idrnt and the Federal dcportmmt•. ogcncics ftnd othet entities, Including lelecommunicatir'"• in •urrort or notional security lcadcnhip and cuntinuity of government; · ., ·

(l) is capable or snli•fying pri0rity 'telecommu­nication• rcquircmenl3 1 under iii . tin:11mst1nces ihrough 0.-c of c:nmmcrcial, riovtmmcni and pri­vately owfted tclccornmunicatlon~. re10un:e1; ·

· .. . i, (3) , lncorporat~ ii.e ~~eo~ry . "combin•tion of ;hordnes!I, redundancy, mobility, _ ctinnectivily, In· · lcrnrcrability, rcstonibility and ~ccnrity to obttin,

110 lhe mHlmum ,e•lent pucticablc, the •urvivoh~­lly of natlonil sccuritj and emrrgcncy pteporcd­ne<• tclecommunie11ti0n• In all clrc11m;11nnce:s. in·

1cluding conditions of crisl.• 0r cmertti:ncy; and

(4) t! ~nsl•tcnt, 10 1h~ mftJil.;,u;,, e>..t~t . pr•ctl­cnblc. 111hh other. national. lclt:IOOmmunications pol-icies. : · , _; . · ·

1 (d) To 11. ... ist In acc0;;,~lishi~g il3 ,;,lo•lon, ihe NCI shall: · · ' ' I.· .. ~ . -' ·

· (I) •crve as a r'ocal point i'or ·joint lndd•tr'­govemmcnt nation•• srcurity ~nd emerg•ncy pr•­p:aredncs• lclcconimunidllon• planning; and •.

(2) e5tnblloh ii joint Industry-government N.1· llonnl Coilr,dlnating Center ·which Ii c•p•blc nf t.'l.•i•llng in the lniti1tion, i:oo;dliration; re5for•tion ind rceon•titulion of notionol 9ccurily or · ~mrr­gcricy rrcraredntt, lelccommdilicatlon~ ~rvice5 or focilitles under all conditions ot cri!ii• br bncr· gency ..

. ie). The . Secretary of Defense h _designnted " th• E•ccullve Agent for the NCS. ' The Executive Agent •h•lt: · ~ .

(I) Designate the Mnn•gcr of the NCS;

U> En•ute lh•t the NCS c~duc~ uniOed rlnn· nlng and opcratinn•, in order In ~oorclin•te the dcvclormcnl and m•inlcn•ntc of oh tfTcctive ilnd rc:<pon•ivc rnpnhility for meeting the dome<lic ind lntrrnationnl nalion•I •ccurity and emergency pr•· r-rcdnes• ttlecomniunications needs of the rcdcr· al ~ov~mmml;

(J) En•nte that the tctivilics of the NCS m conducted In conjunction with lhe cmrr~ency monngemcnl 11etivitie1 of the Fedenl .Emcrgrncy M•n•grmcnt Agency; · : , · ' · · -

(4) Recommend, Jn con•ullatlon with the NCs Commillcc or l'rlncipols1 io the Nntion•I Security Councll, t~e Director or t'1c Office or Science and

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1273 !

APPENDIX

Technolngy Policy, or the Director nf the Office o( Management and Budget~ •• appropriate:

a. The usignment of implementation or other rt'J'On•ibilities to NCS memlx-r en1i1i .. ;

h. New initiativ .. to L"i•t in the .. ercise or thr functions •pecifi.,.j in Se<:tion 2; and

e. Changes in the comJ'O'ilion or 1tructure of 1he NCS;

50 App. I 22st

lion• initiativ<5 .. ·hich benefit muttirle f.,.jeral departments, agende!!, or entiti<5. Tha.e mecha­ni•ms recommend.,.j by the NCS Committee of Princirals and the E•ecuti-. Agent shall be sub­mitt.,.j to the Director of the Office of Manage­ment and Budget.

(2) Implement And admini•ler any approv.,.j plans or programs L• 1Wigned, including any sys­tem of priorities and prefercnees for the provision

(5) Ovenee the activitie< nf •nd rrovide penon- of communications ..,.,ice, in con•uliation with ncl and administrative surrort to the M•n•ger or the NcS Committee of Principah and the Federal the NCS; Communications Commmion, to the extent pracc

(6) Provide atarr surrort and technical wist- ticable or othenme required bj law 0.. regulation; · ance to the National Security felecommunicatiorit · (3) Chalr the NCS Commitiee ~, Principal! arid Advioory Committee es•,bli•hrd . by E•ecutive Or-· provide : llall'•: support and . technical usl•IAnce der No. 12382, 8' amended: and ··; ., • thereto;- " ·i~ i :.-' l•i •,_.,. · , ,. '.; .;:1; • .. ,. . : ~ ·. .' ~ ;

(7) Perform such other duties as are frt'm time ' (4) gm,~ 8Ji i . foeal point i'of j<ilri\ 'lnclust,Y-to lime assigned by lhe Pn:sident or his authoriZ- g0vemment pW.ning, Including tlie dmemlnatlon eel dcsitnee. . . .. " or technical lnrorination, concerning the" nitlorial

10 The NCS Commilltt of Principals . shall: security or tm.!rg'ency. prepredness teleccimmoni-it> Serve as lhe forum in which each membtt cations requirement• of the Fedora.I pennnent;

Of the Committee may re,·iew, evaluate, and (5} Conduct . technkal ~tudi<5 or anal~and present views, information and ttC:ommendations eumine research .and development prognum; lbr concerning ongoing or ~rective national aecuri- the purpoee or Identifying. for . conoideration by ty or emergency preparedness telecommunications the NCS Commlhee or Principah and the Execu-program9 or activities of the NCS and the entiti.. tive Agent, Improved iwruaches which may assist represented oq the Commillee; '-·.:; ,, . ., ',_. FMeral erllilies 'in ·fulfilling n.atloila.I secunty or

<2> Serve as the forum In which each member emergc:nCy ~en· ·tetec:OmmliiUcatlord ob-: ol the Committee Shalt ttpert on . •nd esrlaJn · ~ives; ~ ·:!;.·1 • ·: :· ' :; '-' ' :~· ·.·.,·.~ • ·\ ·. :' r···: . ! ~ ,'. •· •. ongoing or prospective telecommun!cations plans · '. <'> Pun~an"t .to ' J;e ·J!c;.J~ ' S~ndardi~t~ . and programs developt'd or designd to aehleve Program or tlie General Sefvices Adminlstrati<in," . national aecurit; or emergerq preparedness teie:. . ind in i:on3uliation ,with othtt ilrProtrilite mlitlea '. commun~tions objectives; ' . ,.,- ··,. ·,~ ··(: i or the Federal g<>Vemtrienl including the . NCS

(3) Provide comments or reoommenctatiOM, ai : Committee or.· PrinciraJs, manage . the : F.Jcni : ' appropriaie. 10 the National Security Council, tM . · · TelecomniwucatioM Standlnb ProCnaft, 'msuring Director or the Office or Science and Technology wherner .tmibt.! that .. isiing 0r evolVing lniliiii-' Polley, the ·Director or the Ofrl<'e or Management try, national, and international standards a"' n"=d and Budget, the E•eoutlve Age'1t, or the Manager · as lhe- basis for Federal. teleicoaunUicatioiis stan- · of the Ncs;· regftl'din1 ongt'ing or prospective . dan!1( and~ 1 <.-' :,:•. : :-. :;:. •,..; /".°~ • · > .,:, ~·,,, : .. activities or the NCS; and ,.. , 1 "·"'"" : · '" m ProVide illch·: ,q,orb iuid pftfonn sb~fl oth;

(4) Perform such Other dttties as are rroni on;. · er duties ill ate fniin time to time ..signed bj the 10 time assigned by the President rir bJ1 authoriz- President ·lir· bis luthOriiecf · ifelilgnee, the f!Jlei:u; ed designtt. .· : · . , . • . · . . ,., .,. :.j r. ;·" tlve Agent, t1i the NCS Cciiln\tittee or Prlhcifl«ls.

<t> The Man.aSC.: or the Nal sbail: ; ;.:;' i· ....• , . Any. such h11inments or responsibility to~ or te. ports made by, the Maniger ..shall be ·trammitted

(1) t>evelop ror consideration by the , Nci ~roup ~· ~utlve Agent:<:· . ,.: :· t ;_ ;. :. ., ·. Committ~ of Principals and the E..ecutlve "gen~ , S«. i;; ;: Eucud..;, Office Responsibilities. • (a)

·L A ttClOntmellded evolutionary teiei:Ommun~ Wutlm~ l!mergency Functions. '(l):'fl!e' National ; · cations architecture designed to meet cunmt and Security ~ooml..ahall ~ policy. direetklli fill" : :. _ future Federal government national eercurity. and the .~.die~:irv :~~-!unct~ · of. tti. · t · emergericy prepuednesa lelecortmunicado!il. . .~ l'resic!enl . under Sectiou. 606 of the Qmimu · ·:. ' · quirements; .. . . . . .. , ilOni. 1.d"1il ihi, •~ ·~ (4 ' .. vs~.;}

•· ~Ian• and pr~ur:es ror the m~n~rement. . [~~:;~'iJ!.jl~e .. ~7.,'.t~le'1'&pl!s,J#~ . · ::. allocatlOll and use. 1ncludinr, the establrshrnenl a( ailJ P-i(jl~~araP~•t ~~;i!:!'~t .. ~ue · priorities or preferences, nf Federany owned or ~ Uripkmendng. lnstructiona Id . . . witli the l~..d tel~municati""s UKll uNler

1 all~ .~adoiial.~es # . (;Q~q~t.~U~!lf,l~~ •

llOM or cmll or emergency; . · , ' >,. lloft , l.~\ .. el.~. ~ )blf Ill.le). • ' I :' . I : J. , e. Plans, proc.,.iures and standardt for mini• (%) The Director' or the; Ofrice or ~ and

miring or .mnovinf technical lmpedimts to the technology rollcy shall di~ the exen:iae of the ... t interoperability of g.w«nmmt-owned and/or . f;r power functiona. Ol the President . urider Sec-commen:ially-pro~ded tel~mlinicatlona · sy. (,06(io); (c)-(e). ol the Comniunicati?'ii Act cf tems; . , . - 1 1 .;. t34, as 11mended (47 U.S.C. 606) [!IOCl1on 606 ol

d. Test and exercise programs and. procedures . . flt~ 47], ~houkl the President I~~ lmpleme~tin1 I for tfle evaluation ot the capability or 1ht Nation's · . ~ructlona t . accord3nce 'l'llh '~ Nauonal · tel~municationt rewum:.• to me.:! n.atlonal fie. . rieiid .. , Cl(~ lU;~. )'~?'> ~~·./~~~ cunty or emergency rrep;-r.,.jnesa teleconlmunica- ie"ci .. al tlill.mle] •. _.,1:1 • • ,, , •• ., , •. • ... ,~ ,,._· ..;'~ ! 1. ~ ;' ,

tlont reqtiirements; and . . .' ·. c · · · Oil Non-Wuti'lle l!mei:gency: FunctioN. .' .(I) ·':;. e; Altematlve ' mtehanisms for funding. · The Nadona! Seeurity Council shall:· • : · ;.~; ·.l· ,,.

through Jhe budget review rroce!!I,. n3tiorial aecur- .:.\·a; · ·Acimt •iiiiit aistsi the Pn:sident. i9 Coon!;. ity or emergCnc:y. p~redness telecominu!IK> nalin1 ~ dev~lopm~t .or pol~, plans, ~

. ;. I . , ' , .

. i . 1.

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50 App. 11251

WAR AND NATIONAL DEFENSE 274

and standards within the Fedentl government ror (4) Thr. Notlnnal Security P,..ncil, the Director the ldentificatinn, allociition, and uoc of the Na- o( the omoe o( .,5clence and Technology Policy tlon'1 telecommunications """''r= by the Feder- and the DirectCIC or th~ Ofllce of Manageinent ind al government, and by State and local govern· Budget shatl, in corisultation with t~ Ellecuti~ , ments, private industry and volunteer orgftnila· As(-nt ror the NCI ancl 'the NC:S 'Oiminhtee Or tiolts upon request, 10 the ezte11t practicable 1n<I Prindpsll, detmniile ·•hat Coidtlt11les .riatkmil ~; otherwise consisteat with law, during thoee eti!lel . , curlty and ·emet1ericy ~ridi le!eOOmmuni-' .· or emngencies !ft ,1rhkh. the eiterci<~ or the Prfsi. · ~tidn9 ""'f"lremen11o"f'1 ,,,;1:Ct.;, c: ;p::~',n; ' ... 't- ··; ~ . · dmt's . . ioat. pow~_ .rllllCtioni· is iioc , feilulml ~I ,., Co,,, !la Ion .:,ih p~'~\j",;d

itted '- la>r. aJid · • : I .' ·( • " · · : . • • I . . 1U t '!'1 . , ; v;y-•_.u"".'~, a

~ . u1 .. . . • _.. , : " · <( .... ,,, , . . .. . ,-,. -.. ' : """""'""' ' In perfont1mg l~ _llnictloia ••gb<d ',. II. Provide policy direction ror the ezmhe al · ~,..,..... thW Order1 the ·J'faiioftal llebirity •C::O..l)Cil :

·the ' Presldenl'1 .DOn-wartime .cmerg•ncy telecom- and the Director ·al llif Of'llot· Ot 3cirilt:ie 6nd municatiom runctioai, - ~Id -_the President .., Tec:hnoto0,P!llicy. i!i ~laitioa. ~.c.cii ,otJi. instruct. .. - ~ . ·, . . . · ·~ . ' . . l · .. r:; • : a. ~hall: : 1 1 t.~ · :. I. ·.; :·' ;, i :-.. .. · : ··o·-L· .. 1;1 : ~ ;, :· ~ ~ · , ,, ., ..

• , (Z) TM _Di....C!Or Of the OO'ice of ~ and · II) COM~IC, ._ ;j~~ wllf.' UH! i>I~ Technrilngy Policy shall provide information; lld- cf the Ofll<-e ot ·Mana~t be! Budget! '. th~ vice, guidance and assistance, a appmpriat~, lo Director .of. the Federal EmerBen07. M..,agement the l'resident and _to th09C Federal dcp.1rtmmts AimcY WJih . riSped_,ti> ~the_ ·emergency rnanap-

. and agencies with responsibilities ,ror the provi- ment n:opnnsi'bilitieo asslgne<f punutnpo ExQ sio'n, managtftimt,. Or, ~loi:atkift .?.' ~ecOinmuni-' live Order.No. l.21,41 (set oilt.'1,• noJe +,.t~ ca!lons reoo~. dunns Jl)ose .cnses or ~gm- 11<1:tlon), as amended; lite Settetary or Comrnm=e, · des Iii which the eserclse. or ihC Praidenl'1 war . with Rspc.ct to' ~ibllitlet atslgnCd t>i'i~t pow~ l'unctiona · '5 ilOt requliid: 'or ~'~ by : · io Exccuilve Onler, No: 12046 (9'1' Ollt' is l ilofe llW; -."' <;" ,' "· -'/ ~.\ ·'..'' "., .. . ~ .... ;!:: .'-"·'' : ·_.~ ... ' .: andtt Wctluh 3~ .. or Tl~ <47); ' the sec-·"' :of . · ' 'm .11ie. rii~oi-d- 'tii:e ~;;; ~·~ ·::. Def'mae. With Mp;;ct &l:Cl;minaritcalloM:~i:ltf

" tec!tnOli>;Y POiiey sbali establah ~Joint. TdCcorit.: · re5por.S1'&11itld Mi:ill_ie.t P'!nunt to i!.xeceative or: · tnunlcadon9 · ~- 8oNd <iTRB>' to"-• ctei No. 11333 (91it Oiit/b •note btiilet tetlliiri «>I him . ln . the uacne ciC ihe .tm~:tload~,e.f in . of this title); lftd ~ ,OWniian ·al die 'F~ this iubseciioft. :' "j~ blm:!oe Or the Ofr~· or . Comm""ICatlonii iClominlisioii·: or lhll:·authoririd

· :. Sc1enoe and t~hnology Policy iii.ill aerve . ai clesli;nee;! anc1:\:f :,. ;i.,,.,. ,,, , i'F· ~ · }. :!i•,. ; .,. ~._; . , .. ;!ii· l" .chalrmaii ~die 1nuJi 1eltci '. thcne Pedefal ._ , · <n "-••1blii1t ~iltriii~u" ·: tdi-!·~11-a~ .

·., · panmen~ . aaeitciei.'."ot bdil~ . whkii i..-n bi imong a11 miemtcid Fecieril ilqimmc.."- •id!· . . I . . tiiemben or the JTR.B; : amt stiei:ifY tbi! ' runtt~ . ::a.;, ot enll~'to Wtt'rt! lhlt the liiijian.J ~uiitj

. \t llialt Perforal. :. -~ '. .. IS~ ·:· ! · ;~:'..', " ~-.!": ·"· 1 ,"• ! :: .' , and emeJBCllCJ -. rrtjlilrtidiim'; tWniriii\iiCatiorii · .i ~ .. '.\ (et fla~iiliig ' m'.;J"• ~~slit': R~iblliiks.: . llttds or all Ftderal i<>+ecimat ~ti~ art kknli;- :

. ; (ij Tlie Nation&! Sec:Uri~~~t .i!haft iidmeaiid .. lied;. that·ntechnlsiris '° -*'~melt-~ are . Mlilt the Presldatt 1n:~ , .,."'; ·1.-; .-•· . ·! r:-; · '" :1 -.' lncorpnted lnto.~t ptans:aQd:priJcedufd: ;

·: · · ~ •• • ~ • • • J ·rL·' i:1' I •.;f·; .. K: : ·\· .1 :

1 ., _ _.; .. . and that llich ~ IU'tlnet.1in-* · mAit~'CIOn1ist~

L .Coonflnaun1 the deYelotxMiit 1of .PoflcJ, · , 1 the ' I ea .;;..;..6br u .... oti.. · · · I•..;. · ...,..,.,;;,.~ nd - ~---'-"""" r. 1...,, _.:.uu · en., · o .111n mllll! tent ,.._, e. .,,....., ~ -· .. r-7 ... -·- 1

. ·~-r~~~-i~ m.. .· ft national telecommanlaitions potides::J! •,; :!1::;'1 .' tiotu~d. ~of .the N•~. ~ .,.~ . . . . .. < . " ·;, ._ ... .. ' • 111e11t; amt. ptj~ldJ. . o~

1,1elecon11nariieatloaF (e) !\1(1~ Ouldefit\e. · ~. Dir.:ttd_t or the :

resauRes.' In onter.:io - had9na1 ~. °' :, ~ oO.f~semerit ~ Jllld&d; In a-altatlon : • . ~.:...;.....;.,; ~ · · «: • •. :· . :.- . •, . witJt the Natioaal&icUrity:G:oandl alld the NCS; ·

' " tmerlCllC7 ,. • ...,_'."".._ • ..,u·~lll ·:1•11 .. " -' ' ' · ,.m pmc,;11.,- 1~ .. mJ',wdCihid liid jlroCedares ·•. ' Provldl.n1 JMJllc:y c;+eni1ht'_~ diftiadoa..ot.: · roi reviewl111 thc llM11Ciril oi"the·NCS ~ibhl .die '

.1w ~~!If. die l:'CS;-, ~ :· ' : :-:.- : .>:, '" .': budset•ry proc.:5s ~ ~ prepiri~ of' budaeJ .-e. Protlcllng policy ~Ah< ilrid plilallCle rot atimates 117 p.a11tj~i a~ ' 1'htse 'sUJde'

the ezocutinn at the rerpiniibllities asipied to the Hnes and proceclum may Prov* fbt inechanismi Peder:al ckpartmaiti and agmclel =by t!lis Qrcle;, ; . ror fllndln~. throllgli i1te bad set tnleW Proc-, • (2) : The t>itectot or the Omce ilt !lcience and national J !ltCUrlty irid . ~: prepamlntss . Technologj Polley 'sh .. I 'make recom~tioM t~lecomriuinlca_~ mithiriYd tvh~h ~dit ~ul-to the President with mrect to the test, ezen:be trplt Froenl dqiertments, i~ CIC ·mtittes. •nd evaluation al the capabilitj al .existing ind See. 3. A!l.•lgnment of-Responsibilities to Oth-planned communir.ations sy~temS, ndworb or fa- tt t:Jerertmenll and Agecicles . . · In ordtt lo eup-cilities 111 meet Htlonal security or emerimc7 f'Orl and ·enhMce the. :capebillty to aatisfy lhe prepa~ness rcqnitemenll and report the resulll notim•I security ·And erneraecic; ' prqi,;redn~ or any such tesll or evaluations and any recom- tefrc.,mmunlaitloM needs of the Federal ;.ivem-mended remedial acdons to thil l'ftsident and to ment, State :nd local iovemmenrs, private lndtis! the National Secarity Council: .-. ~ .--.; _'. " i ' '_. '- try and YOlunltt" organilations, Dn<ie1 aU dn:um-. (l) The Director of the Office o( ~ 1itd · atan~ lncludins thme al·crim CIC em~, the 1 .

Technology Policy Or his designee shall ai!Vise and Federil d~r1menlJ ~- .agencl~ ._ •~•II, .~oml ' .. ~bl the President In the administration of 1 the rollnwing t\mctlqns.. . ., "" "'- · ! ·: · -system of radio spectrvm pMrlties for those spec~ <-> Dcp•rtmeut "' eommerce. ·The Secretary frum dependent telec:ommunicatiOnl reoui'cct 0( of Comm- lhPll, for all conditiOns of crisis or the Federal government which support nation~ emer1~: · (I) Develop plllns and proced~~ !ICICUrity or emer~y prq>ftmlness . rurlct iona. COf'"""11nl 1'111110· <peetrum_ -l1nmmts, priontleS The Director al"° shall certify or approve priori· and a_llocatlor.a r"" llae bY. federal depertment1, lies fot: radio spectrum us: '7y the Federal govern- agencies and entltid; ind , , · : ·, . . · , ment, lncludin1 the resol1Jtion al ..,y connlcts in 121 ~velop, maintain and pilhlish . policy, CIC amonlf priorities, under all. conditions of _crisil plan., •nd procedures ror the control and alloca· « emergency; and · : · . tion al rrequency assignments, Including the au,

..

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275 APPENDIX 50 App. 12251

thority to amend, modify or revoke •urh u•ign- (tU Oenttal SeMlices Administration. E•cept ment•. in th°"" rart• of th~ electrrmognetic spec- as othenvi:ie assigned by this Order, the Adminis• trum ••·•i~ntd to the Federal government. trator o( General SeMI~ consistent with policy

<bl Federal Emergency Monogcment /\'ency:- guidance rrovided by the Director of the Office of The Director o( the Federal Emer~ncy M•nage- Manageincnt and Budget, 1hall ensure that Feder-mcnt Ageiicy •hall: ally owned or managed domestic communications

facilities and services tned . the . national i«urity Ao Plan for and rrovlde, orer•te anit mointnin and emergmcy preparedness ttqtttrementa of the ,: ii!lecommunications ~ and f0< ilities, a.• rut Federal Civilian · depertmen.~,agendes alld dlll-tl( ill National Eme1gency M•nagemnil System, ties. ·~ . ~ . • L ;.:;• 1: > •1·.· ":: •'. :..I'." ··: . ... ., ,., •drquate· to sul'JX'l1 Its assigned emergency man- . ._ : <'I Federal -:, . COinniunlcations .. ; · Comillimon:'. l;ftmllt· ~pollllibllities; ''· . · : > · • ' , • : '' . The Federiil' c.ommul\lcatiOlll ·eomiiimkni shall/, ·· •.

'<i> Adme And as.mt St9te •nd local tov,.. . -Uient .with .Section4(c)ol'.thit .Orckr: ' •:i:;.:.,;. / meni. incl ·volnnlttt orgtinlZ.tiom. ur- requesf i · · · I · · · · -• · · 111 Review the i>olldes; plan! itld proCedun:s or . and io th~ e•tent conslste:it with low, In denltip. all eniitiei licensed or regulated by the omnnis:· iai pla"* and procedure< for ldentif)·lng and utl,.. · lioft that are dcvdoped to provide ilailo'nal accun- . .. fying their nation•! ltCUrity or rr.-•• ~·ncy propat-· t~ · O,: enlergericy· preperedness communlcatlont edness telecommu'!lcatiom requirement-: 9erv1ca, l!t order · to ensuie that aucll policies, : . ,

13l i!nsu~ to the maximum extent rractir~ble, · plans and p'riicedurt9 in: consistent .i1h the pub:• : ·' .;. that national !leCllrity and cmergen·cy l'f'1"'«tln~ lie lnteret; cOilvmienCe •nd iie:;esSftj; · ''< : ·. ·, telecommunicat~ .Planning by State '"d loral ·:·:(2) Perron;.· liUch runctjo;;, .; ttqulttd. bf la~~; -governments and ~luntttr ttpr;•~tlnns I• mtJta-· wlth res,leci to all entitlei ficeftsed or regul1tteid bj . ally supportive and consistent with the rlanning ol Ifie Commi'9ion, Including (wt not limited lo) the the Feden.l government; and estenslon, diocontinuance Of reduction of c:Onimon ··

(4) uevelojt, u~ nquest ind !') the e.•lent earner f~ltles Or servlca; ; the contrpl o( corn~ .. consistent with law and In tom""'"<'I! with rc~n- mon tarrier nles, c:harseS, ·practloes and clusif\.: ! ,; lationa promulgated t;y and •trttmen11 "'i•h the·.· cations; · the construCtiori, ·aathorizati"' W:tiv .. , ; · · '. Fedefal Communications Comlhiuion, plal!f s."d. · lion, de8ctintl0n <tt dosing 'of .. radiO .slatiom, · . · c•pabilities for, and provi<k !'<'licy anti manaie- ' servlcd and · f!ldlitiel; .. tliC ..Signmm.1 0( nd~ ,-'. '.. ntent ovenlght ·C>I', the. l!n~ BrOlldca.•t .sys- (nquencles to <;om~loa .·~~ . the l~ve11i.: ,.: tern, a.nd ,a4fvtlt alld esslst.pnnte ndill llceftv.:s :; 1. gat!Oil bf vlolahunJ Ot; pemnent ·la•. an3 , rqul•7 .· · ' o( the ~mission In deYeioping tnlergeftC7 CDm' · ~ _!.!~ ,Aod ; •¥·_1.U,t!arion. ol .a~te,. ~t~ • · municat~ ; plam, ptooedutes and capabltitle../ , : menl actloM; .. c. · ~ . f.. "1 ·' · .. ;·: .. ·,-~· .'·: .. .' ;:': ', : , . · (d oePartirtent of ·s1ate. :. The Sf.:re11try .;,., · •113! oi!Ye1op policy, pia111 and ·p~um ·Ide- :. ;. S"te. ~ ·accordance ,.;1h 8"Slgned rt':'lpon•:bilit:et ·;, qwite to necute the • responsibilities uslgned ii\ , · withirt the. Diplomatic Tel~municatlors Sys-: ~ this Order aftdei.~ Condi~ or .~ or ~I , · tem.11h1tl plui ~or and~ or-n•e and m"in- ·1 genty; · and ... ;::r.·: · · ~ ·'.' · 1 ·:~ ! · . :~ : r~;. t 1 . 1 · : ::'.: ' \1 . "': '\ ~ . tain npid. . reU.bte ~nd. ~re ~elecommunlca1iqns. · ·r' · 141"consolt Is approprlate .with the· t!kecuiive '. . . services to. I~ fecteral ~1tle1 repmented ,at ··.· Aient ror llie ·NCS ·anct the NCS Committee or .. ' ' .. ~nited States diploinatic. !n~. P.nd . consular "i Principals . to : tinldte ~ condn~ ~iaation Of;- .!' ofrtce1 ovendll. • fh!t "'9ponslbllltJ ~hail lnclnde :~· their ·rapectlve l!Ati9flal .~Y'aiid .emajency.~· ·: . the provision and ()pentldit or c1omefttlc tclecoift..t.:· ~-iicti~ ·..-.' .'! ·=r >t: •r;·i :., .;". ··i,.1 -. , ~ .: muolcations In 1uppon or assigned national ~ !~ : . (I) Ali. f'e.tmt tlq*1111ents and agenclei, '. to tM . i.; . • .'. lty or emersencY ~ ~UtleL '· ·,., · utcilt . Cohsistent Wit!t · 1aw »(iricladlng tlioiie ,.,:. 7. ' :' '' {ti) D.?pVtment .of'. Deieme. . tJi addlttoii to die· .-:~· thorities and ~bititfcs.:iet; rorth In .. ~; , .. othct reporisiblDtles ass1Sifed}1' lhill ~~ ·.~ ~: . 4(c) at .lhlll .Orde_r~ ;~hall:,;' ! ·• ,;; ;;~ \ •!f:'V .'.{;; :,1 ~;· ; . Secretary ol Del'~ ahan: ) '. ·. ·: · ' ,, .. • ·: ·' · · · ·. · : · m. Ddennlne tliClr oatlori1I teCUritJ and -etner- . .· 1 :

ciJ Plait for lnd prome, opmte and m~lntalli ! . s!nc;· prepared- .. telecommunlcation• · require-:: · ..• . 11ekcomn111111catlolil · ~. and f9cilitle1 """': men!'- .and ~ lafonnation · rq:Udili1,.,ailc;h.1 ·· J, :: qtiate to lllil>POft t!'e ~alional Com1nand Authori- . .. requi~ts .l~)he ~.,er o( tbe~CS; ; ,, .. ::,:. . · i · tit9 . 1nd 1p ~xei:atl! the rl!sponsibilitl'!S IMfgned bf · ~ .. d> f'n1,are ~ pl.lit ilid ~um· con• '. ... . .. ~eculivc · Or~ · No: -: 1233l {9et out M :• .llOte ·mmiii telecommunicrltions facilities, tervfc;cs iii-: .. ; • wnder aection 401 of'thil tit~~ and ·-. . · . · . ~t mider their inanqement.or oPenllonal : ,: .

12) l!ntiate thit ' the Dit'«1of of 1ht, N1tk111al .. < contr~ to muimize their C•pl?bility ol responding _;': . SectJrity Agency provkf<.s the t-chnical iiurpcirt .• ; to the national ser:arity or .l!mtfiencJ jirepered-.: ·'. · nectSsary lo devc\op IUld malntPin rl•!H atlcqaate nda needi of the Fedcnl gc:ifthlment; 1-:-·•: ~ : •· · · ~ ·. • lo provide ror the ae:urity and rmtr<:tion o( na- . . (3) Provide: 'ahd "cim..u~ '. Witfl ; the · n1~· , : " tio"al 9ectirtty and ~~y prepatedness tele- rector of the Ofrice d Maiuiremeiit iitd Budad, 1 . ; ; :

coramunicatioM. ,' · I ~ . ftaolircct 10 tQppoR their l"Clpectlve:RqUirerfttnll : ·:;.

(el Depertinent of Justice. ·n.~ A••omey Ckft- · .. ror natlOnat 1tet11rity incl em~ preparedneoi • \ . ml shall, ,a.a«esaary, rn!ew ,, ..• ~al sulrlrien' ttleccimriianic:adont; : lllld !'fO"ldo . pefwonnel , 1nd ~ ·: cy, includihg consistency with the u1•;1ru.1 laws, : ataft' 1•1rport lo. the Manqer '. ·°"· ~ .,?:"c;:S" • '.; · 1 · . aU policies, piano or.pror.edurn •kv.lnped rW.• . required by .the Pn;sidm'! !t .. '{t ,'~> :i··. t'4;:,-::::, .~ '.:::.: ant 10 respomibilitleS asaigiied t.,. tltis Order. · (4) Make lnrMnatton ·uallati~ it.; llnd l:lomiiln,. · -.t ·

(f) c.entral fntelllgence A~cy. n.~ Oimtor •. wit .. lhe M;n~ 'o(the N<;S .ttlardln) .•gert~~.'·;.;, . of Central lntem1enee ah>ll rltn fc• ""it r...,.ide, . tclccommun:catKJM activlties m auppon bl n11tlon.:1 •..•. ;. opcntle, and main.lain telerommu11i1·11i1- !en';= al ..CUrlty of' emt:rieftcp prepered11e9i; " ' · ~"i :.!. ''. /. •: ·: ·, ade<Jlllle to suW,ort Ill DS9igrcd '"'r""sihiHti..., ' <51 . Cortwlt( ·mnsi•tcrtt · with I~ promioM "". ' . :.:; inr.luding th~ di~lri1tlcin 1£ lntcllig-=e within ', · Exei:lllive ·Orde1' No. 12046 !aet oCll as a rioce ·, the Fedenl ~emnieill · • · · · ·• · "· • under aecdoa 305 of Title 47), iii ameilded;' Mel. In~ · ·· • .

. . ' .. ·, . . . .. ... . ·. 1: . . · .... ..... '. : . . J ~ · .. ::. :': . ; . • ; •.. ::·

~ -··,1· -..l: "' . ·:~ ~/ . ~ _" " ': .. ;' · ,.t·! •, .. ~ . . ! ' . 7 • • • t.. ... ;i~\

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50 App. § 22S1 .

WAR AND NATIONAL DEFENSE 276

conjunction with the Managtr of the NCS, with the Federal Communications Commission rcr.'fd­in[! execution of responsibilities assigned by this Order;

, (6) Submit rqiorts annually, or as olh...,.+•e

I,, reque.ted, to Jhe Maneger of the NCS. ~guding

qency llational l«Urity or emergency pref'Ared-:. nesa telecommunications activltiee; and

} . ; : m Cooperate with .'and aulst the l!•..-utive ill ~ j Agent for the NCS, the NCS Comralttee nf f rin­\l1~ ticipal.. the Manager of the NCS, and other der•rt­·' •; · ,-rn~lt and agmcies In the execution al the f•rnc-

~. · . •l t~ set forth In this Order, furnishing them •1·ch }1f,~)~foi:matioa, auppori and 1U1ista11cr aa mav be •.' \ :'.""'!Utrcd. , ,, . , . , .

, ~.; ·1· , ' (Jl E.ich Fedtt11I department or aitcncy .~.n '!'. \. i execute the responsibilities 8S1igned by this Ordet , li : In · conjunction with the emergency mon1~emt'lt .' • , f. 'ctivitles of the Fedtt11I Emerge111..7 M1n•gCTt1cnt ~/~-r Agency, and in rqular consultation with the Et· !t.!\:•~;~ ecutive ~l'?t for the .~cs and _the NCS ~"'":'it ­·~*·l ! ' tee of Pn11C1pals to ensutt continued coord1natl0ft .i~~b? l' .N~ and indiYldual .iiaeftcy tel~municat~ ,.;\ ,,, 1 .. 1Ctlyrua . : " •'' .! ... . .. . - ..... . ~," .· .

'til,:.;~;y~LSec. .t. 'General ProVisioM. . (a) AR Executi-¥e ). :. ·~ 'i lkj)artmeilla. and .;enc~ · may . Issue 9uch rul"' • ~ ·,, ;. amt rcg-Jlations u may be -=-ary to cafTY "'"

\I · ~1 · Ille l'unction9 _usianed under this Order. ;: .~:.~r~\ 4~. :. t 1 : ~! 1 I~ · ; ;t( / ~\;_·., (;o1 ; i l.i ' J l·~ . ~ ·

11il In order t" rcnect the a.'15ignments of re-sponsibility provided by this Order, ·

(I) Sections 2-414, 4-102, 4-'.IOl, 4-202, 4-302, S-l, and 6-101 of Executive Order No. 12046 (>et out •• • note under ' sect'i"' ~' 9f' Titie 47], • llllftldcd,1rerevoked; .; . 1 .ff: · f · ·:·', ; : :- :r ·

(2) The Preolclential. Memonndum o( ·August 21 , 1963, llS •mended, 'entitled ;"J!llbblhhnienl of the National Cotnmunica~lon,a Systaa'', . la ·b~ auperweded; ;·and ·. ·:.; t.\ \, :: . ~ ~ , ~ . ~, , . . , ' ·~···:. 1 :;1 ~

. <3> Section · 2-411 "·o1 l!Ji~tive · Order ' No. 12()46 (Id out u a note under ~ion lo' of'Title 47J, •amended, t• further~ bY deleting the ,,.,nod and : ln~inl ~. e1cept aa ·othCnrise pmvio'ed "7 Executive Order No.~, and Inserting the number usigned to this Order.

Id Nothin1 In lb~ Onlet. shllli lie dceined to - eff-.ct the authorities « tespon•ibilittt. Clf the

Direct« of the. Ofr'!'C of Manag=ent and Budsd, or any Office or of'ficial thereof, · or tcos..ign any function · assign<,d any •aenc7 under ihe Federal rnrrertJ •nd Administrative Semces Act oU 949, •• amended; « under .,,". ocher laW; br ·any function vested bJ !aw In the Federal tomm11nica­t1oftis : Conim~ · .1. ( ~ ;,;i f ~~)~~ r.t ,: :, ;, , .- ~-:'.;~ I f'(;:., • :

s.. '· . "li1io 6rd.!r ~hali : he ~ec:d~ : uPoa . publication in tbe Ttdttal Reaimr. "•. " : ! ~ ~ t'. :

.:- ._1.: 4; • . ;l . ! :. .. • . • • . : • :i~.;~ ~ i · ! h~ t.'

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47 C.F.R. Parts 201-215

§ 201.0

PART 201-EXECUTIVE POLICY AND RESPONSIBILITIES

Sec. 201.0 Bnckgronnd. 201.1 Authrirfty. 201.2 Dcflnftlon!'l . 201.3 Policy. 201.4 llc~pom:thfllt.lr~ .

Aun10n1n : 61Stnt. 1!1ff (51) U.S.C. 401); 64 Stnt. 7!18 <50 U.S .C. npp. 2061 >: 61 Stat. 1215 (50 U.S.C. npp. 2251>; !'O Stnt. 463 <12 U.S .C. 6611J; E.0. 12046, Mnrch 27, 1!178 <43 FR 13349 et uq. ).

Souncr.: H Fn 3:1401. June 11, 1979, unless otherwl!'le noted.

II 201.0 Ont"kitround.

<n> Natlonnl policy with respect to the conservation, n.llocallon, and use of the Nntlon 's resources during :i gen­ernl w:ir emergency, Including nuclear attack upon the United Stntes <herein­after referred to as R national emer­gency), Is set forth In the N:itlonal Plan for Emergency Prepnredness, de­veloped within the. Executive Office of the President In 1963 and revised in 1961; Successor AdmlnJstratlons have retained nnd endorsed the plan as the bn...c;ic official national policy docu­ment.

<b> Chapter 7 of the plan <Telecom­munications> set.c; forth substantive policy guidance for Federal, State, and local government emergency prepared­nes.c; pl:\nnin~ and estnbllshcs the Interrelationship of levels of govern­ment with respect to development and execution of eme.rgency preparedness plans.

<c> Following parts of this chapter will address specific respon11ibllltles with respect to management of tele­communications resources and related procedures which bear upon provision, restorntlon, nnd continuity of commu­ofr:i tlnm; services during a national em et grnry.

§ 201.1 Anthnrfly.

<n> Autlwrlt.les and responsibilities related to !Uld bearing upon national security nnd emergency preparedness telecommunications matters are set forth In:

< 1 > The Communication~ Act of 1934 (48 Stat. 1104, 47 U.S.C. 606), a., amended.

Title 47-Telecommunication

<2> The Nntlon:tl Security Act or 1947 <61 Stnt. 496, 50 U.S .C. 402), as :unPmied by the Natlonitl Security Act Arnf' ndments of 1949 <63 Stnt. 579, 50 U.S.C. 401 et seq.)

c :l > The Presidential Memorandum o! August 21, 1963, "Establishment of a National Communications Sy!!lctn" <21J FR !Hl3, 3 CFR. 1959-1963 comp., page 858).

M> The Disaster Relief Act of 1974 <42 U.S.C. 5121 et seq.>.

C5> The National Science and Tech­nology Policy, Orp,anlT.allon, and Pri­orities Act of 1976 (90 Stnt. 463, 42 u.s.c. 6611).

(6) Executive Order 12016, "Relating to the Tmns!er o( TeJecommunlcn.- · tlons F1mctlons," March 27, 1978, C43 FR. 13349 et seq.)

Cb> AuthorlUes to be exercl11ed In I.Im execution n.nd perfommnce o( emer­gency functions are subject to the pro­visions of the Nallonal Etnernencle..c; Act of 1976 (90 St.at. 1255, 50 U.S.C. 1601 ).

C44 FH 33404. June II, 1!179: 44 FR 477'13, Aug. 15, 1979)

§ 201.2 Dennlllon~.

The following definitions apply herein:

<a> "Telecommunlcal.lons'" me:tm1 o.ny tran:nnlsslon, emission, or recep­tion or signs, signals. writing, lmnge11, graphic.'!, and sounds or Intelligence of any nature by wire, radio, optical, or other electromngnetlc systems.

Cb> "Telecommunications resources" Include telecomnumlcatlons personnel, equipment, material. facilities, iiys­tems, and services, publlc and prlvntc. wheresoever located within the Juris­diction of the United St.ntcs.

<e> "Communications common c:trrl­er", "special I.zed carrier". or "carrier" means any lndlvlclunl, partnership, ns­soclatlon, Joint st.ock company, trust, or corporation subject to Federal or St:tte regulation engar.cd In provided telecommunlc:itlons facflltles or !!erv· Ices, for use by the public, for hire.

<d> "Government•• means Federal, State, county, municipal, and other local government authority. Specific qualification will be provided when~ ever reference to a p:utleular level of government Is Intended.

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47 C.F.R. Parts 201-215

Chapter II-Off. of Science and f ech. Policy § 201.3

(el "Private sector" means those s!'c­tors of nonRovernment entitles en­ear.ed In private ent.erprlse. public serdces, and the general public, M users o( telecommunications services.

(fl "National priorities" means those cssrntlal actions and nct.lvltles In which the government and the private ,rctor must become engaged In the ln­t~rrsts or nntlonal survival and recov­ery.

qn "The Nntlonal Communications System <NCS)'' means that system 11.·hlch was established by Presidential Memornndum .of August 21, 1963, "Es-

. tabllshment of a National Communica­tions System." It ls a confederatlve ar­rangement In which certnln Federal agencies participate with their owrn~d and leased telecommunications a..-;.o:;els to provide necessary communications services for the Federal Government, under all conditions, Including nuclear war.

§ 201.3 Policy.

Cal The Federal Government Is basl­cally responsible for resources moblll­z:itlon, Including determination of the need for and the extent of mobiliza­tion necessary In all national emergen­cies.

Cb) In an Immediate postattack period all decisions regarding the use o( resources will be directed to the ob­jective or national survival and recov­ery. In order to achieve this objective, postattnck resources will be 11.SSlgned to activities concerned with the main­tenance and saving of !Ives. Immediate military defP.nse, and economic actlvl­tirs essentlnl to continued economic survival and recovery.

Cc> The President Is authorized, lf he finds It necessary In the Interest of na­tional defense n.nd security, to dlrect that such telecommunications. ltS Jn his Judgment may be essential. shall have precedence or priority with nny c:urler snbJ~ct to the Communication'! Act or 1934. as nmended. The Presl· dent may give these directions at and for such times M he may determine, and rnny modify, change, suspend, or annul them, and for any such purpose, is authorized to Issue orders directly, or through such person or persons des­ignated for the purpose. or through

the Federal Communications Commis­sion.

(d) Federal. State, and local govern­ments are to share the responsibility for conservntlon of the Nation's tele­communication.'! resources. Although the President hns responsibility for es­tablishing national objectives, local conditions nnd relative urgency would determine the order and level of prece­dence within priorities.

( 1 J The achievement of survival nnd recovery would establish an unavoid­able Interdependence between and 11.mong Federal. State, and local au­thorlt.lPs; therefore. there should be no bnrrlers between these levels of au­thorities which would Impede, ob­struct, or otherwise hinder effective conservation and equitable 11.llocntlon of resource and services to the needs of the Nation.

(2) The Federal Government will rely upon State governmenlc; and their telecommunications management or­ganl7.atlons for management or control of Intrastate carrier services and conti­nuity of Interconnectivity with Inter­state carriers to assure that national objectives and priorities are properly served.

<e> There will be a central authority within the Federal Government to control, coordinate, and direct the ac­tivities of the Nation's telecommunlca­tlonc; facilities, systems, and services.

(f) Telecommunications resources or the Federal Government will be em­ployed. as required, to best serve the continuity of government and national Interests.

(g) A system of communications services priorities will be established which will facllltate early restoration of services considered vital to national Interests.

<h> There will · be a precedence system for the expeditious hnndllng of telephone calls, messages. and data transmission via government and public correspondence facllltes.

<I> Federal agencies will, In the de­velopment of emergency operational plans, minimize, to the extent feasible, dependence upon telecommunications services for continuity of essential op­erations.

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47 C.F.R. Parts 201-215

§ 201.4

!I 2()U lte~pon~iliilille!!.

Executive responsibilities with re­spect to emergency preparedness and readiness In telecommunications mat­ters are estnbllshed and assigned as follows:

<nl The National Security Council <NSCJ.

< 1) Coordlnntlng the development of policy, plans, programs, and stand:uds for the mobilization 1md use of the Na­tion's telecommunications resources In any emergency.

(2) Preparation of Presidential policy options concernlng the develop­ment of the National Communications System <NCSJ.

<b> The Director, Office of Science and Technology Policy COSTPJ.

< 1) Preparation of Presidential policy option-; with respect to the eval­uation of existing and planned com­munJcntlons systems to meet national security and emergency preparedness requirements in the provision of essen­tial cornmunlcat.lons services.

rl\RT 202-EMERGENCY PREPAREDNESS PLANNING AND

EXECUTION

Sec. 202.0 Objectives. 202.1 l'ollclcs. 202.2 Crltcrln nnd guidance. 202.:l l'lrms prepnrntlon and execution.

~-UTnonrn: 61 Stnt. 496 <50 U.S .C. 401); 64 St.at. 7V8 <50 U.S .C. llPP. 2061 l; 64 St.at. 1245 (50 U.S .C. app. 2251); 90 Stat. 403 <42 U.S.C. 6611>; E.O. 12046, March 27, 1978 <43 FR 13349 tt uq. ).

Sooner. H FR :13·105, June 11, 1979, unless otherwise noted.

II 202.0 ObJectlve11.

In the event of a general war and nttnck upon the Nation a natlon:it telecommunications services capability must exLo;t to support critical needs and functions with respect to nntlonnl security, survival, Md recovery. Emer­gency preparedness must provide for, among other thlnp,:c;:

<a> A rndlo and television brondcMt­lng cnpRblllty for the President to ad­dres:; the people of the Nation nncl for Slate and local authorities to Inform, Instruct, and direct Jurisdictional pop­ulaces In civil defense matters.

Title 47-Telecommunlcatlon

(b) A central mechanLc;m to control coordinate, rmd direct the actlvltle:c; or the various telecommunications facili­ties, systems, and services.

<c> Emergency programs for the most efficient use of surviving tele­cornrnunlcntlons resources and plans for establish lng or actlvntlng vltnl emergency telecommunications facili ­ties, systems, and services with mini­mum delay.

(d) Procedures for management or telecommunications resources Includ­ing controlled restoration of services to assure thllt most vltnl Md critical services are a.Horded precedence.

<e> A central mechanism to guide and a.c;slst In tong range planning for reconstitution o( the Nation's tetecom­munJcatlons systems In the postattack period.

(() Survlvabl1lty of essential telecom­munications feasible within the con­straints of Jm;tl!lable costs.

(g) A capability to accomplish rnpld damnge a.c:sessement and decision making with respect. to residual re­sources.

<h> Technical comp11tlb11lty of slg­nallng methods, transmission modc:c;, switching facilities, and termlmll de­vices to permit interexchanp,e or com­m1mlcatlons over the surviving medll\ of all systems, government or commer­cial.

<I) Plnn..c; for succes.c;lon of positions of nuthorlty throughout government and industry.

0 202.1 Pollclet1.

Ca) The telecornmunlcntlon..'I re­sources of the Nation wlll be available for use of government during a nntlon­al emergency and to satisfy the needs of public welfare nnd safety. There will be a single point of nuthorlty within the Federal Oovemment with respect to the allocation and use of surviving resources In support of nn­tlonnt objectives enunciated by the President. Authority may be redcle­g11ted as necess:uy 1md ·when It can be exercl:c;ed within boundaries estab­lished by Presidential authority.

(b) Facilities mnnageroent wlll remain decentralized to the extent fenslble to assure continued flexlbll!ty of operational response to crltlcnl

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47 C.F.R. Parts 201-215

Chopfer II-Off. of Science and Tech. Policy § 202.2

nrccls, subject to the management cll ­rection and overrldlng authority of those officials delegated to act for and wlt.h the consent of the centml point of authority within the Federal Gov­ernment..

< 1 > Feclernlly owned, lcn.o;ed. nnc1/or operated telccorrununicatlons facili­ti es, systems, nnd networks will he mnrrn.ged during an emergency hy the ngency normally controlllng thr. f:iclll­ty, system. or network except that nil operntior1s will be subject to the ma11-ngeme11t direction nnd nuthorlty of the officials dr.lcgated overall manage­ment respons ibility for Federal Gov­enunent systems.

< 2> Facilities other than those of the Federal Government, with the excep­tion of radio stations Ln the Aviation Srrvlces and certain cla.5Ses of radio stntlom; In the Martlme Services, will be managed by the common carrier li­censee or other person owning and op­erating such facUltles, subject to Fed­eral Communications Commission (FCC> gulclance n.nd direction or In ac­cordance with State or local plans If an Intrastate licensee.

<3> Radio stat.Ions ln the Aviation Services nnd those aboard ves.<>els In the Maritime Service will be subject to the control of the Secretary of De­fense during a national emergency.

<c> Radio frequency ut1Jf7.atlon during n natlom1.l emergency will be In nccordance with authorizations, M·

sip.nments, llTld mobUlzatlon plans Ln existence nt the onset of the emergen­cy subject to the overrldlng control of the central point of authority In the Federal Government !or telecommuni-cations mntters. ·

<d> Radio stations n.re subject to clo­sure If considered a threat to national security.

Ce) Section 606 of the Communica­tions Act of 1934. as amended, confers ant.horlty to the President In the rnntter of suspension of n.11 rules and rer,ulntlons pertalnlng to the use o.nd operation of telecommunico.tlons fa­cilities, public or private. Thnt nuthor­lty would be exercLo:;ed only I! such action were cle:i.rly required by nation­al lntere::;t and alter all reasonnble nl­ternatlves had been examined and deemed Inadequate.

CH rn 33105, June 11. 1979; 44 FR 17773; Aug, 15. 19791

II 202.2 Criteria and ~uidanc,.

Emergency preparedness planning In government and Industry with respect to effective conservation nnd use of surviving telecommunications re­sources In a. postattnck period must provide !or orderly and uninhibited restoration of Intercity services by the <:'arrlers and authoritative control of services nllocatlon which will nssure that precedence will be afforded the most critical needs or government and the private sector with respect to these objectives.

<a> The preservation of the Integrity of characteristics and capabilities of the Nation's telecommunications sys­tems and networks during R national emergency Is of the utmost Impor­tance. This can best be accomplished by centrallzed pollcy development, planning, anrt broad direction. De­tailed operatlom; mnnagement will remain decent.rnllzed Ln order to retain. flexibility In the use of Individual sys­tems In responding to the needs of na­tional security, survival, and recovery. Each Federal ngency responsible for telecommunlcntlons systems oper­ations, and the c:urlers, are responsi­ble for planning with rr.spect. to emer­gency operations. Guidance In t.hls mntter has been Issued from a number of sources and contained In:

Cl> Annex C-Xl <Teleconununlca­tlons), Federal Emergency Plan D <Classified>.

<2) The Federal Communications Commission <FCC> Industrial Commu­nications Emergency Plan <ICEP> Basic.

<3> The National Communications System Management Plan !or Annex C-XI <Telecommunlcntlons> Federal Emergency Plan D CClns.o:;lfled>.

<b> The continuity of essential com­munlcntlons services will be main­tained through the use of controls and operational procedures to assure that precedence Is given to vital services. Emerr,ency preparedness with respect to telecommunications services will provide for, but Is not limited to:

<1> A precedence system !or public correspondence services.

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47 C.F.R. Parts 201-215

§ 202.3

<2> A circuit restoration priority systt>m.

<3> Preempt.Ion 1mt.horlty. <4> Control or nccer~" to common user

networks. pnbllc n.nd private. <5> Allocat.lon or private line services

nnd chn1111el time by competent au­thority.

<c> The Nntlon·s telecommunications systems fncl!Jtles are vulnerable to physical nnd rndlologlcal dn.mnge. Flnnnln~ factors with respect to the resumption of Intercity services In a postnttnck period must consider the probnble loss of facllltle!'l which for­merly provided direct nnd/or nltemate Intercity services between surviving populntlon centr.rn. Since surviving nren.s nnd population centers would serve l\S t.he sources o( support to crip­pled nrens of the Nation. the resump­tion of Intercity services bt"tween nnd n.mong surviving metropolltnn arens will be of the highest priority with the carriers. The order of precedence of nctlons to effect Intercity services res­tomtlon set forth In the following will not be modJfled except upon direction of the central point of authority In telecommunlcatlons matters.

( ! ) Est!'.b!!shrnent of coordination circuits between carrier offices.

(2) Restoration of multichannel Intercity links.

<3> Restoration of vital prlvnte line services to government and the private sector.

<4> Reestablishment of public corre­spondence (toll) service to the extent that It will not Interfere with essential private llne services.

Norr.: Rr.cor,nlzlng that Intercity public corrr.~pondence circuit.-; mny be needed for the trnnsmlr.slon of precr.dence type mes­sn~e nnd cnll<i C~ee Part 213 of this clrnpterl the r.ommunlcatlons cnrrlers will provide for the restoration of I\ rnlnlmum number of sur.h circuit.~ when restoring multlrhannel Intercity fn.cllltles. The carriers wtll notify the FCC nnd tbe Manager, NCS, In event that such restoration would Interfere with thr. rcstomtlon of certified priority ser\.lces (see Pnrt 2ll of this cha.pter>. neestabllsh­m('nt of nddltlonal public correspondence <toll> service mny procer.d to the elCtent fen­slbfe within th!! rrstrlctfons set forth In pnragrnph Cc)(4J of this section.

CH FR 33105. June 11, 1979; 44 FR 47773, Aug. 15. 1979)

Title 47-T elecommunlcalion

It 202.3 Pinn!! prep11rntlon and uecullon.

Natlonnl objectives and Interests with respect to security, survival, nnd recovery during a nntlonal emerr,ency mn.y subjugate proprletn.ry lnteresLo:; ln any telecommunications fnclllty, system, or network. Therefore, emer­gency preparedness resources manage­ment plnnnlng ls oriented to a per­ceived need for purposr.ful and n.uthor­ltatlve control of surviving resources. Federal 1\Utltorlty, substnntlve provi­sions, and functlo1111! responsibilities set forth In the planning documents ldent!Cled In § 202.2. preceding, nre swnm:u-lzed In the foUowlng:

<a> Central Federal authority with respect to telecommunications re­source manngement hn!> been delegnt­ed, by Executive Order, to the Direc­tor, Office of Science n.nd Technology Folley <OSTP>. In this functlonnl role, the Director:

< 1 > Will prepare to exercise the emergency war powern of the Presi­dent grnnted by Sec. <106 Ca>, <c>, n.nd (d) of the Communications Act of 1934, a.s amended.

<2> Will prepare to execute. If neces­sary, the emergency nulhorltles '1'.'hlch may be delegated by the Director, OCflce of Defense Resources <ODR>.

(3) Will report direct to the Presi­dent, or his deslgnntcd represcntl\tlve, on the status of tclccomm11nlciitlons and provide recommendntlons with re­spect to telecommunlcntlons and na­tional priorities.

<4> Will provide genernl or specific guidance to Federal agencies and State governments with respect to the use of telecommunlcntlons In civil de· fense and for other purposes of common Interest to Fcclel'al n.nd State governments.

Cb> Performnnce of essential govern­ment and public services during a na­tional emergency will require A menns for communication:; between govern­ment and the people, communlcntlons essential to operations of clem!'n!.c; or the national economy, nnd communi­cations for tll\tlonnl defense nml civil defense purposes. The needo:; of the private sector nnd those of govern­ment should be properly coordinated to ensure that responses to each of these communities of Interest, govern-

·.

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47 C.F.R. Parts 201-215

Ch!!p'er 11-0H. of Science and Tech. Policy § 202.3

111c11t :ind prln1tP. sect.or, :tre npproprl­ately bnlnnc-cd. For this reru;on, the Director, Ortlce of Science nnd Tech­nology I'ullr.y <OSTP>. has delegated the rcspon:;lbllity for the prlvnte srdor to the Chairman, Federal Com­mu11lcntlo11s Commission <FCC>, nnd responsibility for the nreds of govern­ment to the Executive Agent, National Communications System <NCS>. A pnrlty of level or nuthorlty or these of­ficials Is established. They will coordi­nate and negotiate teleconununlca­tlons conrJlcL-; with respect to the nllo­catlon and use of the N:ttlon·s tP.lecom­munlcatlom; resources, reporting to the Director on unresolved Issues which are within the domain of their respective responsibilities and authori­ties.

< 1 > The Chairman, Federal Commu­nlcntlons Commission (F'CC), function­ing wlt.hln his a..o;slgned respomilbllltles and nuthorltles Is responsible for: ·

(!) The provision of services by the common cnrrlers. brondcnst facllltles, and safety nnd special radio services of the private sector.

<II> Assignment and control or rndlo frequencies to Commission licensees.

<llll Facilities protection and reduc­tion or vulnerability.

<Iv> Maintenance and restoration of fncllltlcs.

<v> Restoration of vital and essential lntP.rcity services.

cvf) Closure of radio stations ns mny be directed by the Director, Office of Science and Technology Policy <OSTf'l.

<vii> Enforcement of pertinent Jaw and rcgulat.lons as required In the In­terest of national security during a na­tional emergency.

< 2> The Executive Agent, National Communlcntlons System <NCS), or the Mnn:tp.er, NCS, o.s empowered nnd d.J­rcr.ted and functioning within delegat­ed responsibilities nnd authority, will:

<I> Devf!lop policy, plnns, and proce­duri~s ·with respect to the use or tele­comm11nicntlons resources within and by the F'edernl Government.

<II> -Establish rules and procedures with respect to priorities and prece­dence In the provision or communica­tions servicP.s to agencies of the F'eder­al Government.

<Ill> Estnbllc;h rules and ·procedures with respect to the control or procure­ment of new or nddltlonnl telecom­munications services from the carriers during a national emergency.

<Iv> Develop, with the assistance of appropriate Federal agendes, a decen­trnllzed, regionally oriented ma.mtp;e­ment organization structure cnpable of functioning Independently In support of regional Directors of the omce of Defense Resources <ODR> within the terms and guidelines for emergency management established by the Man­ager, National Communications System <NCS).

(V) Coordinate Federal and State government emergency preparedness telecommunications planning to assure that planning of respective gov­ernmenL-; ls mutually supportive 1md Interrelationships and prerogatives are clearly defined.

<vi> Upon direction, Implement with­out delay a structured system of emer­gency practices nnd procedures.

<vll> Establish nnd maintain control of the allocation of Federal telecom­munications resources and service.'! to the needs of the Federal Government to a.-;.-;ure that most vital needs 11.re nr.­forded precedence.

<vlll> In coordlnntlon with the Feder­al Communications Commission <FCC> assist nnd advli:e the Director, Office of Science and Technology Policy <OSTP>. In the execution of emergen­cy telecommunications management during a national emergency.

<c> Heads of other Federal agencies have related or coJlaternl responsibil­ities In nsslstlng the Director, Office of Science and Technology Policy <OSTP>. In his role a.s the Nation's teleconununlcatlons resource man;iger during a national emergency.

(1) The Secretary of Commerce will assist the Dlredor, Office of Science and Technology Policy <OSTP), In:

<I> Development of policy with re­spect to Federal nnd State government lnterrelntlonshlps and prrrn~:ttlvcs re­garding the cont lnult.y oI interconnec­tivity of lnt~rstate and lntrast.nte tele­communications systems and the con­trol of facilities which are common to both classes of systems.

<Ill De\'elopment of policy, pln.ns. and procedures for emergency e.cqulsl-

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47 C.F.R. Parts 201-215

§ 21 l.O Title 47-Telecommunlcation

tlon or construction of :md contrnctlng for telecommunlcntlons fncllltles.

<Ill) Development of emerr,ency plnns for control nnd allocation o( fre­quency nsslgnments In those parts of the elP.ctromagnetlc spectrum n.o;sfgned to the U.S. Government..

<2> The Senetary of D!'fense Is re­sponsible for development nnd exec11-tlon of emergency plans with respect to:

Cl> Control over radio facilities and stations nboard vessel-; In the Mari­time Service and coordlnntlng nil nP.c­essary nct.lvltles pertaining to other radio stations and facilities In the M:i.rltlme Service with the Chnlrman,

· Federnl Communications Commission <FCC>.

<II> Control over rndlo fncllltles and stations nbonrd nlrcrnft. In the A\•la­tlon Services, and coordinating nil ncc­essn ry nct.lvltles pertaining to other radio facilities nnd stntlons In the Aviation Services with the Chairman, F'edernl Communications Commission <F'CCJ.

<3 > The Secretary of the Interior Is responsible for development and exe­cution of emergency plans with re­spect to the administration of telecom­munications activities In the territorial o.nd trustcesb!p :ln:as under the Juris­diction of the United States and within the responsibility previously n.-;. slr,nP.d to him by appropriate laws and other nut!Jorlty.

<4> All F'erlernl agencies with respon­sibility for tmmagcment or operation of telecommunications facilities, sys­tems, or networks are rcsponslhle for prcp:nntion nnd execution of emergen­cy operational plans which wlll ensure thnt resources under their operational control 't'."111 be capable of responding to the nr.eds of the Government and the Nation In event of a national emergency.

PART 211-Hr\ERGHfCY RESTORA­TION rnrormY PROCEDURES FOR TELECOMMUNICATIONS SERVICES

Sec-. 211.0 Pmpo~(' .

211.1 Authority . 211.2 Dr.linltl om . 211.3 Scope and covernRe. 211.1 Policy.

Sec. 211.5 Priorities. 211.R Submission and processing or restora­

tion priority requesL'I. 211.7 ObllR11tlon or c11rrlers..

AUTJtOIUTY: 81 St:\t. 2083 llnd F.JCC1::Utlve Orclr.r 12046, 43 FR. 13319 et seQ .• Mllrch 29. 1978.

Sou11cr.: 43 FR 50131, Oct.. 30. 1978. uni~ otherwLo;e noted. ·

§ 21 J.O Purpo11e.

This part establishes policies and procedures under which government nnd private entitles wUl be furnished restomtlon priorities to Insure that lensed Intercity private line telecom­munications services vital to the nn­tlonnl Interest will be malnt:tlned durh1r. the continuance of a war In which the United States engnged. It supersedes the Director of Telecom­munications Mam1gement Order of Jnnunry 15. 1967 <32 FR 7!H. 47 CFR 2011, which Is hereby canct?Jed. To n."Sure the effective ability to Imple­ment Its provisions. and aL-;o In order that government and lndust.ry re­sources mny be used effectively under all conditions ranging from natlonnl emergencies to lnternatlom1l crl-;es, In­cluding nuclear nttack. a single set of rules nnd procedures Is essentln.1, nnd they must be applied on a day-to-day basis so thnt the priorities they estnb­ll~h can be Implemented at once when the occasion arises. As provided for In rart 18 of Executive Order 11490. a.-; amended <3 CFR, 1966-1970 Comp., p. 820), policies, plans, and procedures developed pursuant to the Exr.cutlve order shall be Jn consonance with the plnns and policies contained In this part.

§ 211.1 Authority.

<a> Authority to direct priorities for the restoration of communications services In national emergendes ls vested In the President, lnclttdlng nu­thorlty conferred by section 103 of the.­Nntlonnl Security Act of 1947. ns amended C50 U.S.C. 404), section 101 of the Defense Production Act of 1950, M amended <50 U.S.C. App. 2070), sec­tion 201 of the Federal Civil Defense Act of 1950. as amended <50 U.S.C. App. 2281), section 1 of Reorr.onl?:n­tlon Plan No. 1 of 1958, as a.mended <3

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Chapter II-Orr. of Science and Tech. Polley § 211.4

CFn, 1954-1958 Comp., p. 117). nnd section 606 of the Federal Com1111111l­cntlons Act of 1934. as Rmended. <47 u.s.c . 606).

Cb> Aut.hority to develop plans poli­cies, Rnd procedures for the cstnbllsh­ment of such restoration prlorltlr.s lrn .. 'l been delegated to the National Rr.r.ml­ty Council, by Executive Ord~rs l t051, I 1'190, and by the Presldent·s M<'rno­rn11d11m of August 21. 1963 <28 FR 9413, 3 CFR Part 858 <l959-fi3 comp.)), all n.c; amendr.cl by Executive Order 12046, <FP. 43, 13349 et seq>.

§ 211.2 D-ennitlon!I.

The following definitions apply herein-

( a) "Communications commoT\ cnrrl­er" or "c:urler" means any person gnged In communlcat.lons common cnr­rlnr.e for hire. ln lntrastnte. lnterstnte, or lnt.ernntlonal telecommunications.

<b> "Circuit" meam a carrlJ?r's spe­dflc desl1mntlon or the overnll facili­ties pro\'lded between, nnd Including, termlnnls for furnishing service. When service Involves network swlt.chlng, "circuit" Includes those circuits be­tween subscriber premises nnd switch­ing centers <nccess lines> Md those be­tween switching centers <trunks>.

<c> "Station" means transmitting or receiving equipment or comblnntlon tmnsmlttlng and receiving equipment, at any location, or any premise, con­nected for private line service.

<d> "Private line sen-Ice" menns len.c;ed intercity private line service provided by carriers for Intercity do­mrstlc and lnternatlonru communica­tions over lntegmted communications pathwnys, nnd Includes lnterchnnge faclllt.les, locnl channels, ru1d stFltlon equipment which may be lntPgrnl com­ponents of such conununlcntlons serv­ice.

(el "Restorntlon" means the recom­mencement of service by pntchlng, re­routing, imbstltutlon of component pnrts, and other means, B.'I determined necessary by a carrier.

< () "Government" me:tns Federnl, forf'!lgn, Stale, county, munlclpnl, nnd other locnl p,ovcrmnent ar.r.ncles. Spe­cific llllallrlcntlom; will be supplied whenever reference to n partlculnr level of r.overnment Is Intended, e.g., "Federal Government," "State govern-

ment." "Foreign Government" In­cludes coalition.<; of governments se­cured by treaty, Including NATO, SF.ATO, OAS, UN, and !l..'>.'loclatlons of governments or government agencies. l.ncludln" the l'n.n American Union, International Postal Union, and Inter­national Monet:uy Fund. "Qun..c;f.gov­ernment" Includes eleemosynary relief organb;atlons. such as the Red Cross orr.nnlzatlons.

(g) "National Cornmunlcntlons System <NCS>" means that system es­tablished by the President's Memornn­dum of August 21, 1963, "Establish­ment of a Natlonru Communlcntlons System" <28 FR 9413, 3 crn. 1959-1963 Comp., p. 858>.

(h) "Executive Agent" menns the Executive Agent of the Natlonnl Com­munications SysteDL

(l) "Commls..'llon" means the Federal Communications Commission.

IJ 211.3 Scope and coTerage.

<a> The priority systl!m and proce­dures established by thls part are ap­plicable to:

<I> U.S. domestic lensed Intercity pri­vate line services, lncludl'lg private line switched network services;

<2> U.S. lntemntlonal leased prlvnte line services to the point of foreign entry;

<3> Foreign exteno;lons of U.S. Inter­national leased prl~nte line services to the extent possible through agree­ment between U.S. carriers and for­eign correspondents;

<4> Internatlonnl leased private line services terminating 1n or transiting the United States;

<5> Federal Government-owned and leased circuits.

Cb> The priority system and proce­dures established by thls part are not applicable to operational circuits or order wires of the cru-rlers needed for circuit reactivation and maintenance purposes, which shaU have priority o( restoration over all other clrcnlt.'1 and shall be exempt from Interruption for the purpose of restoring priority serv­ices.

IJ 21 u rolicy.

During the continuance of a wnr In which the United States Is engaged

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47 C.F.R. Parts 201-215

§211.5

:mcl when the provisions of this pnrt nre lnvokr.d, all communications common carriers shall comply with the following principles Insofar ns pos­sible:

<a> Whenever necessnry to mnlntnln or restore ll service hnvlng n deslr.nnt­ed prlorlt.y, services having lower prl­orlt:v. lower subprlorlty, or no prlorlt.y, wilt be Interrupted In thr. reverse order of priority ::;tarting with nonprlorlty services.

<b> When services are lnterrnptrrl to restore priority services, carriers wlll enden\'Or If feasible to not.Uy users o( the reason (or the preemptlCln.

<c> When public correspondence dr­cults nre needed to snllsfy re1111lre­ments for priority services. lrflp dr­cult.c; will be selected first. A minimum munber of public correspondence cir­cuits shall at nil times be kept avail­able so ru; to provide for the transmis­sion of precedence-type messages and call::;.

Cd> Communlca.t.lons common carri­ers will not lntenupt conversations JmvlnP, priority classification except Insofar ns neces.<:ary to restore services of hh~her priority.

<e> It.ls recognized thnt ns n. prn.ctl­cal mntter In providing for the mnlnte­mrnce or restoration of a. prlorlt.y serv­ice or services opernt.lnr. within a mul­tiple circuit· type fnclllty <such a.s 11 carrier bnnd, Cl\ble, or nmltlplex system>. lo~·er priority, lower ::;ubprlor­lty. or nonprlorlt.y services on pnrnl· le led chnnnels within 11 band or system may be restored concurrpntly with hlP,her priority services. Such reactiva­tion shall not, however, Interfere with the expedited restorn.tlon of other prl· orlty services.

<O The Executive Agent Is nttthor· lzed to Instruct the c:urlers on the per· centa~e or r.ovemment-swltched net­work lntermnchlne trunks to be re· stored to pro\·lde capacity for priority nccc:;s line trnfrlc.

<g> The carriers are authorized to honor NCS-certlfled priorities from other nuthorlzed -canlers for leased fa­cllltirs.

( h > The carriers nre aut.horlzed to honor rcstorntlon priorities certified by the F.xecutlve Agent.

<I> To rns11re the effectlvenrss of the system of restoration priorities estab-

Tiiie 47-Telecommunlcallon

llshed by this part It Is essentl11l t.hat rigorous stnnd:uds be npplled. Uscrn are requested nnd directed to examine their private line service requirements In light or the criteria. :r;peclfled In t.hl-; part nnd with regard to the 11vaUnhll· tty of n.ltem11te communlcn.tlons facfll. ties such RS public correspondence message services, n.nd Government­owned emergency communications sys­tems.

§ 211.5 rrlorltle!'I.

There 1ue hereby established four levels of restoration priority. Within each level, subprlorltles may be esttib­llshed by the Executive AP,ent. with the concurrence of the Natlonnl Secu­rity Council, for both government ancJ nongovernment. services. The subprlor· ltles categorle:; currently In use, which have been established by the Execu­tive Agent wlll remain In eHect. unf.ll modified. Compatlblllty of subcnl.egor­les nppllcnble to government and non­government users Is essentlnl t.o achieve the objective or a single resto­ration priority system.

<a> Priority I. Priority 1 shall be t.11r. highest level of restoration priority, and shall be afforded only t.o Federnl and Foreign Government prlvnte line services, and to Jndustrh\l/CommerclnJ services which are deslgnnted for p1 c­arrnnged voluntary participation with the Federal Government In a nntlonnl emergency. Circuit requlrement.s In this level or priority shnll be limited tf.J those esentlnl to natlon:\I survival If nuclear nttnck occurs for:

( 1) Obtaining or dlssemlnntlng crltl· cal lntelllgence concerning the nt.l.nck, or lmmedlntely necessnry to mnlntnln the Internal security or the United States:

(2) Conducting diplomatic negotia­tions crltlcnl to the arresting or limit· Ing of hostilities;

(3) Executing military comrnnnr'I nnd control functions essentln.l to defense and retnllntlon:

(4) Giving wamlng to the U.S. popu­httlon;

(5) MRlntnlnlng redernl Government functions essential to nntlomtl survival under nuclenr attack condition-;.

Cb> Priority 2. Priority 2 shall be the second highest level of restoration pr!·

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47 C.F.R. Parts 201-215

Chapter II-Off. of Science and Tech. Policy § 211.6

orltY. and shall be nUordcd only to federal and Foreign Goverrunent pri­vate line services, and to Industrial/ comrnerclnl services which nre desig­nated for prearrruiged voluntary par­ticipation with the Federal Govern­ment ln a national emergency, Circuit requirements In this level shall be lim­ited to those essentlnl, nt a time when nuclear attack threatens, to maintain an optimum defense posture 1md to give civil alert to the U.S. population. These are circuit rcqulrements whose unavallablUty would present serious dRngers:

O> Reducing slgnlilcantly the pre­paredness of U.S. defense and retall­tory forces;

<2> Affecting adversely the ability of the United States to conduct critical prenttack diplomatic negotiations to reduce or limit the threat of war;

(3) Interfering with the effectual di­rection of the U.S. population In the Interest of clvll defense and survival:

<4> Weakening U.S. capability to ac­complish critical national Internal se­curity functions:

<5> Inhibiting the provision of essen­tial Federal Government functions necessary to meet a preattack situa­tion.

<cl Priority J . . Prlorlty 3 shall be the third highest level . of. restoration pri­ority and shall be afforded to govern­ment, qua.ls-government, and Industri­al/Commercial private line services: Provided, however; That Priority 3 will be afforded circuits serving Industrial/ Commercial. State; county, municipal, and quasi-state and local government ngencles only where, during 1U1 emer­gency, nt least one station ln the cir­cuit <or In connected circuits ll switched service Is Involved> will be miumed continually, or where such ciri:ults are automated n.nd wlJl be under constant survelllance from a remote locntlon. Circuit requirements In this level shall be limited to those necessary for U.S. mllltnry defense and diplomacy; for law and order, and for national health and safety In a. na­tional emerp,ency Involving heightened possibility of hostUltles. These are cur­cult requirements needed to:

< 1 > Insure performnnce of critical lo­gistic functions, public utility services,

and admlnlstratlve-mllltary support function.'!;

<2> Inlonn key diplomatic posts of the situation and of U.S. Intentions;

<3> Secure and dJssemlnate urgent Intelligence;

<4> Distribute essr.ntlal food and other supplies critical to health;

<5> Provide for critical damage con­trol functions;

<6> Provide for hospitalization; <7> Continue critical Government

functions; <B> Provfde transportation for the

foregoing activities. Cd> Priority 4. Priority shall be the

fourth highest restoration priority and shall be afforded to government, quasi-government. and Industrial/ Commercial private line services: Pro­vided, however, That Priority 4 will be afforded circuits servlnr. industrial/ Commercial, St!lte, county, municipal, and quasi-state and local government agencies only where, durlnp, an emer­gency, at least one station In the cir­cuit (or In connected clrcult.'J If switched service Is Involved> will be manned continually, or where such circuits are automated !lnd wlll be under constant surveillance from a remote location. Circuit requirements In this level shall be limited to those necessary for the malntennnce of the public welfare nnd the natlonnl econo­my In a situation short of nuclear attack, or during recon-;tltutlon after attack. These Include circuit. require­ments needed to continue the more important financial, economic, health, and safety activities of the Nation.

§ 211.6 Submls~lon and procuslng of res. torlltlon priority requests.

(a) Except as otherwise provided below, all requests for restoration pri­ority nsslgmnents wlll be submltted to the Executive Agent In the format prescribed by him for processing and certification.

<b> Priority 3 and 4 applications from county and municipal govern­ments, quasi-state and local govern­ment agencies and private entltes shall be forwarded to the Federru Commu­nications Commission for Its approval and for certification to the carriers.

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---·~--------------~------47 C.F.R. Parts 201-215

§ 2' 1.7

These submissions will be In the form prescribed by the Commission.

<c> Industrial/Commercial entitles designated for prearranged voluntary pnrtlclpatlon with the Federnl Gov­ernment ln a natlon:J.l emergency should submit separate nppllcntlons lo the Commission when requestlng the o.s..o;hmment of priorities ln category 1 or 2. Such MSlgnments will require the approvnl of the Nntlonal Security Council In order to contlnue to be ef­fective during a wnr emergency. In all cnses the Justification for restoration priorities will cont11ln a validation stntement from the Government agency with whom participation ls prcarranged.

<d> Requests for restoration priority nsslgrunents made by Foreign Govern­ment agencies, ex~cpt for NATO, NATO national mllfl::uy authority, nnd such other requests as the Execu­tive Agent may be designated, wut be submitted to the Department of State for initial evaluiitlon and review. The Depnrtment will. forwnrd to the Execu­tive Agent for processlng and approval such of these requests as It flnds ac­centnble.

(e> Requests for restorntlon priority assignments made by NATO. NATO nntlonal mllltary authority, and such other requests as the Executive Agent mny designate, will be forwarded through established Allied I..ong .Llnes A~ency <ALLA> channels to the Secre­tary d Defense. The Secretary will fonr1 J to the Executive Agent for prc,l.esslng and approval such of these requests llS he finds acceptable pursu­ant to approved NATO/U.S. proce­dures.

< 0 H.eqttests for tcrnpornry upgrad­ing of restoration priority n~lgnment'! occasioned by speclnl critical condi­tions, Including nttturnl dl.-;n.sters, heightened dlplomntlc and political tenseness, and tracking and control of nmnned space operntlons, mny be sub­mitted to the Executive Agent togeth­er with such information as he may re­quire for expedited processing deci­sion.

<r.> All assignments, denlrus and changes or restoration priorities and subprlorltles are subject to review and rnod!Clcatlon by the National Security Council.

Title 47-Telecommunlcotion

Ch) When requesting service from the carriers the user mu.cit Include the certified restoration priority on the service authorization.

§ 211.7 Obligation or cnrrler.i.

<a> During the continuance of n wnr ln which the United States LCJ engaged, and when the provisions of this part are invoked, all carriers shall accord restoration priority assignments certi­fied pursuant to this part priority over all other circuits.

<b> To promote the national interest and defense preparedness, carriers shall:

<1) Maintain such records of restora· tlon priority assignments certHled pur­suant to this part as may be necessary to enable prompt lmplementntlon;

(2) Enter lnto agreements, to the extent pos.-;lble, with their foreign cor­respondent.'! to effect restofl\tlon of the foreign portion of leased lnterna­tlonal services ln accordance with this part;

(3) Notify the Executive Agent of foreign correspondent procedures af­fectlng Federal Government services that are not reasonably conslo;tent with the priority requirements of this part.

PART 212-PROCEDURES FOR OB­TAINING INTERNATION/\l TELE­COMMUNICATION SERVICE FOR USE DURING A tlJ\TIONAL EMER­GENCY

Sr.c. 212.0 Authority 212. l Purpose. 212.2 Scope. 212.3 Circuit re5torntlon procedures. 212.4 ResoomilblUtles. 212.5 Other requirements. 212.8 Coordln!\tlon of requirements. 212.7 Implementation.

At7ntl'.lRfTT. E.O. 1099!1, E .O. 1101!4, 3 crn 1959-1963 Comp., pp. 535 1tnd 719; Mr.mo­randum o( .Aug. 21, 1963, 3 CFR 1!!59-1963 Comp., p. 858, E.O. 12046, 43 FR 13349, Mar. 29, 1978.

Souncr.: 43 FR !1043i, Oct. 30, 1978, unless otherwise noted.

§ 212.0 Authority.

<a> Authority to prescribe proce­dures for obtalnlng telecommunication

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47 C.F.R. Parts 201-215

Chapler II-Off. of Science and Tech. Polley § 212.7

re~ources during an emergency Is con­tained In Executive Order 12046 <FR 43, 13349 et seq .>. and the President's National Corrununlcatlons Memoran­dum of /\up:. 21, 1963 (28 FR 9413, 3 CFH. 19!'i!'l-l!Jfi:1 Comp., p. 858).

<b) Thrsr. procedures rue applicable to the corruntmkatlons comrntJn cnrrl­r.rs nnd non-Fedrrnl Govr.rnrnrnt m;ers under the President's authority con­tained In subsection 606C:t) or the Comrnunlcatlon:; Act or 193 1, :is amended. The nuthorlty tinder :;ubsec­tlon 606(1\) has br.en delegated by Ex­ecutive Order 12046 to the .Director of the Office of Science and Technology Polley. This authority may be exer­cised only durlng the continuance of a wnr In which the United States Is en­gaged.

~ 212.1 l'urpo~e.

The purpose of this part Is to re­place .AJmex 2 of EMO 3000.1, 32/\ C.FR, Chap. I, and to provide specific guidance to Government and prlrnte entitles who may have new require­ments for international telecommuni­cation service durlng national emer­gencies.

11212.2 Scope.

The procedures In thJs part provide guidance for the submission of emer­grncy requirements for telecommunl­rnllrm channels between the United Stntes and overseas or foreign points. Guidance on this subject was previous­ly contalned In Annex 2 of OMO 3000. l and Mobilization Plan IX-3. Mobilization Plan IX-3 has been can­celed.

!I 212.3 Circuit re9toratlon procedun!.

The restorntlon priority procedures for these emergency requirements shall be ln nccordance with the order entitled "Priority System for the Use and Restoration of Leased Intercity Private Llne Services During Emergen­cy Conditions," FCC Order 67-51.

!I 212..t ResJK!n~lblllties.

(a) E:-tecutlve departments n.nd ngen­clcs or the United States, whether or not components or the National Com­munications System. <NCS>. shall submit their lntei;natlonnl emergency • ... 1"" .... ,... .... ._,,,.,1,..nHnnc: r~n11lrPmPnf_q t.o

the Executive Agent. National Com­munications System, for coordination and consolidation of mobilization re­quirements.

<b> The Department of Defense shall coordinate NATO requirements ln con­sonance with approved NATO/U.S. procedures for subsequent processlnJt by ithe Executive Agent. NatlonaJ Communications System.

<c> The Department of Stnte shnll coordinate and approve foreign gov­ernment circuit requlrements and then forward them to the Executive Agent, NCS, for further processlng.

§ 212.5 Other requlrem,nlll..

Those entitles, other than Executive ctcrmrtment and agencies or the United States, havlng need for emer­gency lntematlonnl telecommunica­tion service shall present tbelr require­ments to the Federal Communications Commission <FCC>.

§ 212.6 Coordination or requlttments..

<a> The NCS and FCC shnlt meet pe­riodically to review the total moblll7~'l­tlon requirements and to evaluate the impact of these requirement'! upon the common carriers' capability. If the sit­uation develops In which emergency requirements cannot be provided by the communications common carriers, the Executive Agent, NCS. or the FCC, llS appropriate, shall lmmedlate­Jy notify the Director of the Office of Telecommunications Policy of that sit­uation.

<b> The Director of the Office of Sci· ence and Technology Policy wllt assume the responslblUty for coordl· natlng and Integrating moblllzntlon re­quirements which l\re presented to him, mnklng use of the knowledge. In­formation, and advice of the FCC. These requirements shall be evaluated with due regard to facilities which must remain under the control of the commercial companies 11.nd those which must be generally avallllble t.o the public and the Government.

II 212.7 lmplementntlon.

Executive depnrtmen~ nnd n~enclcs of the United Stntes are nut.horlzcd to Issue such addltlonal orders as are n~-

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47 C.F.R. Parts 201-215 r §213.0

c~~nry to effect Implementation of this pnrt.

PART 213-GOVERNMEUT AND PUBLIC CORRESPONDEtlCE TELE­COMMUNICA TIOtlS PRECEDENCE SYSTEM

Sr<:. 213 .0 Authority. 213 .1 BnC'll:ground tmd purpose. 213 .2 Scope. 213 .3 Cancelllltlon. 213.4 Definitions. 213.5 Precedence deshmators. 213 .6 Crl~rla. 213.7 Policies. 213.8 Implementation.

Armronrrr.. Sec. 606. 48 Stat. 1104; 47 U.S.C. 606. E .0. 10705, 3 CFR, . 1954-1958 Comp. E.O. 10995, 3 CFR, 1959- 1963 Comp., Fresldent·s Memomndum of Au,ust 21, 1963; 3 crn .. 1959-1963 Comp., p. 858; E.O. 12046, 43 FR 13349, Mn.r. 29, 1978.

Souncr.: 43 FR !10434, Oct; 30, 1978, unless otherwise noted.

11213.0 Authority. <a> The voice and . me.!:sage prece­

dence procedures for departments and agencies of the Federal Government prescribed by this part are prescribed pursuant to Executive Order No. 12048 <43 FR 13349 et seq.) n.nd the Pres!· dent's memorn.ndtun of Augm;t 21, 1963, which established the National Communications System <28 FR 9413; 3 CFR, 1959-1963 Comp., p. 858),

<bl The procedures nppllc:ible to communlcntlons common carriers and non-Federal. Government users pre· scribed by this part are prescribed by authority conferred upon the Presi­dent by 1mbsectlon 606(a) of the Com· munlcatlonc; Act of 1934, a.c; nmended, and dele~aled to the National Security Council by Executive Order 12046. Tlmt RUthorlty .under section 606(R) may be exercised only during the con­tlnmmce of a wn.r In which the United States Is engaged.

§ 213.1 Dnck~ound and purpo!!@.

<a> The Natlom\l Security Connell nnd the · Federal Cornmnnlcatlons Commission have agreed upon a prece­dr.nce system for the expeditious hnn· dllng of messages and c:tlh1 transmit· ted over Government Md public corre· spondence facilities In all types or situ·

Tiiie 47-T elecommunlcatlon

atlons from peacetime to massive nu. clear attack. Effectuation of that system requires that the Director Issue a circular and that the Commission concurrently Issue an order prescrib­ing the st11ndards. procedures, policies, and regulations th11t together, consti­tute this single Integrated precedence system.

<b> In conformity with that Rgree.. ment the Natlonnl Security Council Is Lc;sulng this circular the purpose of which Is to prescribe, on behalf of the President, that part of those stand­ards, procedures, po!Jcles, and regula­tions which n.re within the cognizance of the NSC. No slgnJflcance should be attached to the fact. that slightly different terms are used In their circular from. those used In the companion order of the FCC. Those differences result from differences In terms In the ba..c;lc leitt\l authorities of the director and the Commission rather than from an Intent to denote a distinction In pur­pose or effect.

1213.2 Scope. The precedence system contained

herein Is applicable to: <a> Users of Government service fa­

cilities, whether owned or lensed. (b) Users or public correspondence

service fncllltles of the comrn11nlcntlon common carriers, to U.S. domestic and lntem11llonal communlcntlon common carriers, n.nd to the extent possible by agreement between the lntter and their foreign correspondents.

I 213.3 Cancellatlon.

This circular cancels: <a> Attachments A and B to Annex 3

of OMO 3000.1, dated November 8, 1963 <28 FR 12273).

<b> That portion of the memorn.n­dum. of the Special Assistant to the President for Telecommunlcatlom1, dated August 27, 1984, pertaining to message precedences.

1213 . .f Dennltlon11.

A.c; used herein: <a> Publlc correspondence services

me1ms thosr. services offered lo the general public for communications be­tween all points served by a carrier or

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' 47 C.F.R. Parts 201-215

Chapler II-Off. of Science ond Tech. Polley § 213.5

by Interconnected carriers on a none;1t­cluslve messap,e by mes.o;age or cnll by call bn.c;Lo;, as differentiated from lensed private line services.

(b) The term "precedence" means the order In which messnges and calls arc processed. Transmission of Infor­mation nnd cnll completion I~ there­fore to he nccornplished In the order rr.Qulrccl by the precedence designator. Any such properly categorized commu­nlcntlons precede noncategorlzed com­munication.-;.

(c) The term "Government" where used alone means Federal. foreign, St:i.te. county, or municipal govern­ment np.cncles. SpecUlc reference will be mnde whenever It ls intended to apply to less than the whole, e.g., "Stnte Government," "Federal Gov­enunent," etc.

<d> The term "Foreign Government" Includes those foreign diplomatic 1md consular establishments and those coalitions or associations of govern­ments s11d1 ns NATO. SEATO, OAS, UN, and associations of governments or r.overnmentnl agencies such ns Pan American UnJon, International Postal UnJon, International Monetary Fund, and similar organizations.

(e) The term "message" me:tns a written or other form of record com­munication prepared for transmission and delivery at the destination.

(f) The term "call" means a request from a user for n connection to nn­othcr station whether for telephone or record communication.

§ 213.5 Precedence de!!l1tnnton.

<n> The following precedence desig­nators nre available for Government and public correspondence users:

F """'"I Gov""1menl Oomest!c pubrlc CXlfT••rond•nce and lntemalional lelephoM call•

Fl.,h .......... - ·--- .... Fla•h emergoney. lmmod'•I• •----·· Immediate 9"""9""CT· rncrily ··-- - -·--- - ···.. Prlo<lly emerg~nq. AouliM-----······...... (No dome•tlc llQl:ivalenl)

<bl Government and non-Govern­ment users of public correspondence services will handle their lnternntlonnl mcssnges In nccordance with current ITU Telegraph Regulation.'!. Govern­ment users should note that, genernl­Jy, the only precedence designator

aval1:1.ble for their use for Internation­al messages sent over public corre­spondence circuits If Etat Prlorlte. The ITU Regulations do not contain precedence designators which equate to Flash, Immediate, or Priority. Ac­cordingly, Government messages whether Flash, Im.mediate, or Priority precedence when sent over lnterna­tlon:il public correspondence circuits wlll be handled as Etat Prlorlte mes­sages. Thus. Priority message11 wlJI re­ceive the same treatment In tr:msmls­slon and processing as Immediate or Flash messages. Conversely, Etnt Prlorlte message!! received In the United St:1.tes shall be tran.o;mltted and processed In the order of receipt, to the extent possible. The precedence designator available for non-Govern­ment users of public correspondence services Is Urgent. The Urge"t desig­nator Is llmlted for use only during wartime conditions, a.c; declared pursu­ant to section 606 of the Communica­tions Act of 1934.

(c) Dome5tlc and International U.S. common carriers, Insofar n.s practica­ble by agreement with their foreign correspondents, shall endeavor to Rr­rnnge the proper level of precedence hnndllng of lnternntlonnl mess.'lgcs and calls originating, tcnnlnatlng In, or trnnsltlng the United Stntes: Pro­vided, however, That Insofar as inter­national messages are concerned the level of precedence shnll be consistent with the International Telecommuni­cation Conventions and regulations thereunder. ·

<d> The Government designators shall be used throughout the Fedeml Government. All messnges and tele­phone calL'! sent via public correspond­ence services shall use domestic or International public correspondence deslgnator.i as appropriate. Thus, the responsibility Is on Government and public correspondence users to recog­nize and use the appropriate designa­tors when using public correspondence services.

<e> On International telephone calls the carrier 's operator will convert to the appropriate International designa­tor.

.... l ..

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r 47 C.F.R. Parts 201-215

§ 213.6

§ 213.6 Crlterl11. <n> 11ash. Flash Emergency. < 1) This

Is the highest order or precedence anrJ slmll be strictly limited to Federal and Foreign Government ngencles.

<2> F1ru;h, or Fl:i.sh Emergr.ncy tele­phone calls or messages shall be han­uted In the order received and ahead of nil cnlls or messnges except ns Indi­cated for lnt.ernntlonal mes..c;nges In ITU Regulations. When necessnry to obtaln a circuit for a Fln.c;h, or Fla.sh Emergency cnll nny call In progress of n. lesser precedence will be interrupted, If feru;lble. Any message of a lesser precedence In the process of trnnsmls­slon ~·Ill be halted, If fca.'llble, to clear the ch1umel for the Flash or Flash Emergency transmission. Fl:i.sh or Flnsh Emergency precedence shall be reserved for calls and messages having an lmmedlnte bearing on:

<I> Command and control of military forces essential to defense and retalia­tion.

<II> Critical Intelligence essential to m1.tlonal survival.

<Ill> Conduct of dlplomntlc negotia­tions critical to the arresting or limit· Ing of hostilities.

<Iv> Dissemination of critical clvll alert Information essential to national s~lval.

<v> Continuity of Federal govern­mentnL functions essential to national survival.

!vi> Fulfillment of critical U.S. Inter­nal security functions essential to na­tlonnl survlvnl.

<vii> Cata.strophic events of nntlonal or International slgnlflcnnce, such as Preslctentln.I Action Notices essential to nal.lom1.I survival during attack or preatt:tck conditions.

<b> Immediate, Immediate Emergen­cy, U1vent. Immediate. lmmedln.te Emergency, or Urgent telephone cnlls or mes.c;ages shall be handled as fast a.s pos.o;lble nnd ahead of all other calls or mes.<Jnr,es except those having a higher precedence. Any message or call of a lower precedence In the process of trnnsml!;Slon will be halted, IC feasible, to clear the channel for this tnmsmls­slon. It will be reserved genernlly for cnlls or mes!lnges pert11lnJng to:

< 1) Situations which gravely affect the security of national and allied forces.

Jlfl9 47-T erecammunlcatlan

<2> Reconstitution of forces In a postllttack period.

(3) Intelligence essential to national sP.curlty.

< 4 > Conduct of diplomat.le negotia­tions to reduce or llmit the threat of war.

(5) Implementation of Federl\l Gov­ernment actions essential · to national survival.

<6> Situations which gravely 11.Uect the Internal security of the United States.

<7> Clvtl defense actions .concerning direction of our population and Its sur­vival.

<8> Disasters or event."J of extensive seriousness hnvlng an lmmedlnte and detrimental effect on the welfare of the population.

(9) Vital Information hnvlng an Im­mediate effect on 11.lrcrafl, spacecraft, or missile operations.

<c> Priority, Priority Emergency, Urgent. Priority, Priority Emergency, or Urgent messages Md calls shalJ take precedence over messages or calls designated "Routine," or In the case of common cn.rrlers, over all nonprece­dence traffic. Priority, Priority Emer­gency, or Urgent precedence Is gener­ally reserved for cans or messages which require expeditious action. Ex­amples are calls or messages pertain­ing to:

( l > Information on hx:ntlons where attack Is Impending or where lire or air support will soon be placed.

<2> Air-ground Inter.rated operations. <3> Important lntelllsence. <4> Important dJplomatlc Informa­

tion. <5> Important lnlonnatlon concern­

ing the launch, operation, or recovery of spacecraft or missiles.

(6) Movement of naval, l\lr. and ground forces.

('1) Coordln1ttlon between go\•ern­mental agencies concerning the per­formnnce of emergency preparedness functions.

<8> Major civil alrcrnft 11.ccldents. (9) M1!.lntnlnlng the public health,

snfety, and the welfare of our papula­tlon.

< 10> Critical logistic functions, provl· slons of critical public utility sen·lces, and ndmlnlstratlve military suppor-t functloN.

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r47 C.F.R. Parts 201-215

Chaplrr II-Off. of Science and Tech. Palley § 213.7

<I IJ Distributing essentlal food nnd higher precedence than circumstances 5upplles crltlcnl to health. require.

c 12) AccomplLo;hlng tasks necessary <c> For publlc correspondence mes-ro Lnsure critical damage control lune- sage services, the domestic or lnterna­Uons. tlonal precedence designators shaU be

< 13 > Preparations for adequate hos- shown In full by the sender as the first pltalizatlon. word preceding the name of the ad-

< 14 > Continuity of critical Govern- drr.ssee. ment functions. <d> For public correspondence call

<I !J) Arranging minimum transporta- services, the user should first attempt lion for accompllshl.ng the aforesaid to complete the call ln the normal functions mn.nner. In the event the ur-;er Is

< 16) c~ntlnufng or reestablishing unable to complete the cnll and the our more Important financial, econom- type of communication fnlls within le. health, nnd snfety activities. Fro- one of the precedence categories listed ducl.ng, procuring, and distributing hereln the call should be flied with an food matcrlnls and supplJes which iue operator for completion and the user considered necessary to the immediate must specify the required precedence support of I\ wnr effort, the national handll.ng by statLng that this Is · a defense, or for expedltlng the means F1nsh Emergency, Immediate Emer­of meeting the effects of natural dlsas- gency, or Priority Emergency call, ters whichever the case may be.

· <e> Any apparent misuse of prece-<t 7> Prompt delivery of Information dence Lndlcators by non-F'edernl Gov­

by press representatives to news media ernment activities brought to the at­organlzatlons nnd newspapers covering tentlon of the communJcatlon common news of national or widespread dlsas- carriers shall be referred to the FCC ters. . on 11.nd after-the-fact bru;ls.

<d> Routine; no domestic eqttfvalent. (f) Any apparent mJsuse by Federal RoutLne precedence designation np- Government activities brought to the plies. to those normal dny-to-day com- attention of the communication mumcatlons which requl.re rapid common carriers shall be referred to tmnsmlsslon by telephone or messnge, the Executive Agent, National Com­b.ut do not rcqulre urgent or preferen- munlcatlons System. The Executive tial handling. Agent will refer any matter which

!I 213. 7 Policl,!..

Ca) Cnll'l nnd messages Ln each prece­dence cln.'>Slllcatlon above shall hnve no precedence over others within the same clnsslflcntlon, except where, within the same classUlcatlon, they C!UUlot be handled sLmult1U1eously. Then. they shnll be handled Ln the order of theLr receipt.

<b> Individuals ,,.hose requirements qualify them to use the precedence system shnre the responslbllJty for f..n. surlng Ito; effectiveness. Users must fa­miliarize themselves with the purposes to be served by the use of each prece­dence de~IITTJator. It must be remem­bered that the entire system wUl oper­nte successfully only If the use or the precedence designator Is limited strict­ly to the Intended purposes. Each user must consider whether each messnge or call requlres any special precedence and exercise care not to specify a

cn.nnot be resolved with the cop,nlzant Government activity to the National Security Council, for decision.

(g) It Is essential to provide public message and call capability for the transmission of mJlltary, govcrnmen· ta.I, and essential non-Government precedence messages nnd caUs. Private line services for rnlUtnry, governmen­tal. and other essential users nre pro­teded under n. Priority System for Intercity Private Llne Services pro­mulgated by the FCC <FCC Order 67-51> and the National Security Council. However, during nntlonal emerp,encles, military, govemmentnl, and other es­sential users will have additional re­quirements for prompt completion of precedence traffic over public corre· spondence communication common cnrrler facilities. Therefore, notwlth­st1mdlng the provlslons of the nbove­descrlbed Priority System for Intercity Private Line Services, communication

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47 C.F.R. Parts 201-215

r §213.8

rn111111on carriers shall have available n. minimum number o( public corre­spondence circuits at nil times so as to prol'lde for the trnnsmlsslon o( prece-dence type messages nnd calls. Nor­mnlly, the communlcntlon common carriers shnll use their Judgment In de­termining this number of circuit_, re­quired for public correspondence prec­edence trnfflc. However, the Authority ls reserved to the Natlonnl Security Cn11ncU or the Federnl Communica­tions Commission. as appropriate to the time 1U1d situation. to revise the decisions o( the canters respcctlng the allocation o( circuits. and to resolve any questions which are referred to them by the carriers or the user's.

II 213.8 lmplr.mentation.

Federal departments n.nd ngencles nre authorized to Issue such additional orders as are necessary to effect imple­mentation of this circular.

PJ\!H 214-PROCEOURES FOR TtfE USE J\NO COOR DINI\ Tlot~ OF TtlE RADIO srECTRUM DURING A NA­TIONAL EMERGENCY

Src. 21'1 .0 Authority. 214 .1 Purpose. 214 .l Scope. 211 .3 Assumptions. 211 .4 Flnnned nctlons. 21 4 .5 Responslbllltles. 21 4.e Postnttaclt procedures and actlom.

A UTl!ORITY: 84 Stat. 2083 and E.O . 12048 <43 F'R 13349 et seq., Mar. 29, 1978).

Souncr.: 43 FR 50439, Oct. 30, 1978, unless otherwise noted.

§ 2f.t .0 Authority.

The provisions of this Part 214 are Issued pursuant to Reorr.ruuzatlon rlnn No. 1 of 1970, 84 Stat. 2083. and Executive Order 12046 <43 FR 13319 et scQ.). This Part 214 replaces Annex 1 of DMO 3000.l, dated November 8, 1963. <28 FR 12273).

§ 2M.l l'urpo~e.

The purpose of this part ls to pro­vide guidance for the use of the radio spectrum In a period of war, or ll t hreat of war, or n. stnte of public peril or disaster or other national emergen­cy.

Title 47-Telecommunlcation

II 2 U.2 Scope.

This part covers procedures for the use of radio frequencies upon procla­mation by the President thnt there exists war, or a threat of war or n. state of public peril or dlsn.ster or other na­tional emergency or In order to pre­serve the neutrality of the United Stn.tes. These procedures wilt be ap­plied In the coordination, application for, and asslr.nment of rndlo frequen­cies upon order of the Director, OSTP. These procedures are Intended to be com;lstent with the provisions nnd pro­cedures contalned In emergency pl!U13 for use of the radio spectrum.

§ 2H.3 A&sumptlons.

When the provisions of this piut become operative. Presldentlnl emer­gency authority, lncludlng Executive Order 11490, 12046 <3 CFR, 1966-1970 Comp., p. 820>, and other emergency plans regarding the allocntlon and use of national resources wilt be ln effect. In a postattack period, the Director, OSTP, wilt have authority to mnke new or revised assignment.'! of radio frequencies ln accordance with author­ity delegated by the President.

§ 2J.U Plnnned action&.

<a> Whenever It ls determined neces· snry to exercise, In whole or In pnrt, the President's emergency authority over telecommunications, the Direc­tor, OSTP, will exercise that autborlty BS speclfled In Executive Order 12046, FR 43, 13349 et seq.

(b) lh this connection, and concur­rently with the wn.r or nntlonnl emer­gency proclamation l>y the President, the Director will:

<1> Authorize the continuance In force of all outstanding frequency nu­thorlzatlons Issued by the Director, OSTP, and the Federal Communica­tions Commission <FCC>. except BS those authorlzatlom; may be modified by emergency plnns for use of the radio spectrum and except as they may otherwise be modified or revoked by the Director In the national Inter­est;

(2) Redelegn.te to the Sr.crPtJtty or Defense Ruthorlty necessary to control the use of the rndlo spectrum In aren.s of active combat, where such control ls

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FT ,~

47 C.F.R. Parts 201-215

Chapter II-Off. of Science Qnd Tech. Polley § 214.6

nrcessnry to the support of U.S. mlll­t:iry operations;

<3> Close all non-Government radio statlomt In the International broad­casting service RS defined In the FCC rules nnd regulations, except those carrying or scheduled to carry U.S. Government-controlled radio broad­cn..o;ts:

< 4 > Close A.ll nmnteur r:icllo stat.Ions, eitcept tho~e operating ns a part of the Radio Amateur Civil Emergency Serv- · Ice <RACES>.

g 2 "1.5 Re11ponslblllll,s.

<n> The Director, OSTP, will Issue such policy guidance, rules, reguln­tlons. procedures, and dlrectlves as mny be necessary to assure effective frequency usage during war or nation­al emergency condJtlons.

<b> The FCC shall. Issue appropriate rules, regulations, orders, and Instruc­tions nnd take such other actions not lnconsLo;tent with the actions of the Director, OSTP, tt.s may be necemmry to ensure the Immediate nvaliablllty of the frequencies and facilities between 10 nnd 25,000 kHz provided for In emergency plans for use of the radio spectrum.

<c> The FCC shall assist the Director In the preparation of emergency plans pursunnt to Part 18, Executive Order 11190 (3 CFR, 1966-1970 Comp., p. 820).

<d> Each Federal Government agency concerned shall develop and be prepared to Implement Its own plnns, and shall make necessary preemer­gency arrangements with non-Govern­ment entitles for the provision of de­sired facilities or services, all subject to the guidance and control of the Di­rector.

II 21-t.fl rostnttnck proc,dur's and actlon11.

<n> The frequency management staff supporting the Director, OSTP, v11ll be comprlsP.d of predesignated personnel from the frequency management strufs of the government user ngencles and the FCC, will have proceeded to the OSTP relocation site In accord­nnce with alerting orders In force.

<b> Government agencies having need for new radio frequency nsslgn­ments or for modification of existing assignments involving a change In the

frequency usnge pnttcrn shnll unless otherwise provided submit applica­tions therefor to the Director, OSTP, by whatever means of communication are available and appropriate, togeth­er with a statement of any prenppllca­tlon coordlnatlon accomplished. The Director, OSTP, will review such ap­plfcntlons, accompll.sh the necessary additional coordination Insofar as prnctlcable, consider all pertinent views and comments, and grant or deny, as he shall determlne, the as­signment of such frequencies. All con­cerned wlll be informed promptly of his decisions.

<c> Non-Government entitles having need for new radio frequency nsslgn=­ments or for modlflcatlons of existing assignments will continue to submit applications therefor to the FCC, or In accordance with FCC lnstructlom;. Such applications shall be coordinated with the director, OSTP, and granted subject to the approval of the Direc­tor, OSTP, or his delegate.

<d> All changes of radio frequency usage within U.S. military theaters of operation will be coordinated with the Director, OSTP, where harmful inter­ference Is likely,

<e> Where submission to the Direc­tor, OSTP, Is impracticable, the appli­cant shall:

O> Consult emergency plnns for use of the radio spectrum and the Fre­quency Assignment Lists;

<2> Accomplish such coordination as approprh1te and possible;

<3> Act in such mnnner as to hnve a minimum lmpnct upon established services, accepting the responslblllty entailed In taking the temporary action required.

<4> Advise the Director, OSTP, a.s soon n.s possible of the action tnken, e.nd submlt an application for retroac­tive approval.

PART 215-FEDERAL GOVERNMEUT FOCAL POINT FOR ElECTROMAG· NETIC PULSE (EMP) INFORMATION

Sec. 215.0 Purpose Md authority. 215.1 Background. 215.2 Assignment ol "spons lbllltles.

Aurnon1n: 84 Stat. 2083, ttnd E.O. 12048, 43 FR 13349, March 29, 1978.

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47 C.F.R. Parts 201-215

§ 215.0

SouncE: 43 FR 50437, Oct. 30, 1978, unless otherwise noted.

§ 215.0 Purpo~e nnd nuthorlty.

The purpose of this pnrt Is to dr.slg­nnte a focnl point wlt,hln the Fcdnnl Government for electromnfm'!l lc p11Lo;e <EMP> Information concernh1g tele­communlcn!Jons. It Is Issued pursuant to the nuthorlty of Reorgnnb:atlon Plan No. l of 1971), 84 Stat. 2083, F.xec­utlve Order 12016 <13 FR 13319 et sP.q.> nnd the President's memorandum of l\ugust 21, 1963, "establishment of I\ Nnt.lonnl Communications System." <2R FR 9413, 3 CFR, 1959-1963 Comp., p. 858).

§ 215.l Dnck~round.

<n> The nuclear electromagnetic pulse <EMP> Is pnrt of the complex en­vironment produced by nuclear e::o:plo­slons. It com;lsts of transient voltages Md currents which can cause malfunc­tioning rutd serious drunn.ge to electri­cal nnd electronic equipment.

<b> The Defense Nuclear .A.gency <DNA> Is the overall technical coordi­nator for the Army, Navy, Air Force, and DOE laboratories on matters con­cerning nuclear weapons. nuclenr weapons effects, and nucle:\T weapons testing. It acts as the focal point be-

Tiiie 47-T ehtcommunlcalion

tween the service Jahorntorles and other agencl~s. The Dclense Commu­nlcntlons Agency <DCA> maintains a datl\ bnse for telecommunications for the National Communications System <NCS> and provides a capability for conducting telecommunications survlv­ab!Jlty studies for civil and military de­pl\rtments 1md agencies.

<c> In order to disseminate amonlf n.f­fected Federal agencies l.nlonnatlon concerning the telecommunications ef­fects of EMP and avaUable protective measures. and In order to avoid dupli­cation of research efforts, It Is desira­ble to designate a focal point within the Federal Government for telecom­munications EMP matters.

II 215.2 A1111lpment or re!!pon11lbllltl'' The E}Cecutl','.e Agent, NCS, shall be

the focal point within the Federru Government for all EMP technical dllta and studies concernln1ot telecom­munications. It shall provide :mch d:ita and the results of such studies to all appropriate agencies requesting them. It shall coordlnllte and approve EMP telecommunications tests and studle.-;, and shall keep the Natlonlll Security Council lnlormed regardlnr. such tests and studies being conducted and planned.

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WITHDRAWAL SHEET Ronald Reagan Library

Collection Name

LEVINE, RICHARD: FILES

Withdrawer

CAS 3/29/2005

File Folder

[PEAD 22 AND PEAD 5 - PRESIDENTIAL EMERGENCY ACTION DOCUMENT] (BINDER) (1)

Box Number

3

FOIA

F05-071

ETLER

ID Document Type

Document Description

No of Doc Date Restric-

6478 COMMENTS

FOR THENSCREPEAD5 (TAB 5-COVERPAGE TABLE OF CONTENTS; TAB A-PP. 1; TABB -PP. 2-4; TAB C - PP. 5-14; TAB D - PP. 15-45; TAB E -PP. 46-48)

Freedom of Information Act - [5 U.S.C. 552(b)]

B-1 National security classified information [(b)(1) of the FOIA]

pages

52 5/1/1986

B-2 Release would disclose internal personnel rules and practices of an agency [(b)(2) of the FOIA] B-3 Release would violate a Federal statute [(b)(3) of the FOIA] B-4 Release would disclose trade secrets or confidential or financial information [(b)(4) of the FOIA] 8-6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] B-7 Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] 8-8 elease would disclose information concerning the regulation of financial institutions [(b)(8) of the FOIA]

Release would disclose geological or geophysical information concerning wells [(b)(9) of the FOIA]

tions

Bl B2

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