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    UMTS Network Load Monitoring

    and Expansion GuideR1.0

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    UMTS Network Load Monitoring and Expansion Guide Internal Use Only

    ZTE Confidential Proprietary 2013 ZTE CORPORATION. All rights reserved. I

    LEGAL INFORMATION

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    Revision History

    Product Version Document Version Serial Number Reason for Revision

    RNC V3.09 R1.0 First published

    Author

    DateDocument

    VersionPrepared by Reviewed by Approved by

    2011-3-15 R1.0 Qiao Bin, JinZhengtuan, andXu Yi

    Ma Wei Wang Zhenhai

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    Intended audience:UMTS network optimization engineers

    Proposal:Before reading this document, you had better have the following knowledge and skills.

    SEQ Knowledge and skills Reference material

    1 Null Null

    2

    3

    Follow-up document:After reading this document, you may need the following information.

    SEQ Reference material Information

    1 Null Null

    2

    3

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    About This Document

    Summary

    Chapter Description

    1 Overview Briefly introduces the background and the main contents of

    high-load network monitoring and optimization.2 High-Load Network Monitoring Describes the classification of UMTS network elements (NEs)

    and the key performance indicators (KPIs) for network loadmonitoring.

    3 High-Load Network Optimization Describes the process of network load optimization.

    4 High-Load Network Expansion Describes the thresholds, judgment, and implementation ofcapacity expansion for high-load networks.

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    TABLE OF CONTENTS

    1

    Overview ......................................................................................................... 1

    1.1

    Background ...................................................................................................... 1

    1.2

    Main Contents .................................................................................................. 2

    2

    High-Load Network Monitoring ...................................................................... 6

    2.1

    WCDMA NE Classification ................................................................................ 6

    2.2

    Network Load Monitoring Indicators .................................................................. 7

    2.3

    Key Indicators ................................................................................................... 7

    2.3.1

    Average Utilization of Non-HSDPA Code Resource.......................................... 7

    2.3.2

    Average Utilization of Non-HSDPA Carrier Transmit Power .............................. 9

    2.3.3

    Uplink Noise Rise ........................................................................................... 10

    2.3.4

    Average Throughput of HSDPA Cell ............................................................... 11

    2.3.5

    Average Throughput of HSDPA Single User ................................................... 11

    3 High-Load Network Optimization ................................................................ 133.1

    Network Load Optimization Stages ................................................................. 13

    3.2

    Network Load Optimization Process ............................................................... 14

    4

    High-Load Network Expansion .................................................................... 16

    4.1

    Expansion Process ......................................................................................... 16

    4.1.1

    Expansion Analysis Process ........................................................................... 16

    4.2

    Expansion Criteria and Methods ..................................................................... 174.2.1

    Cell Expansion ................................................................................................ 17

    4.2.2

    Node B-CE Expansion .................................................................................... 26

    4.2.3

    IUB Transmission Expansion .......................................................................... 30

    4.2.4

    RNC Expansion .............................................................................................. 33

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    FIGURES

    Figure 1-1 High-Load Network Monitoring and Optimization ................................................ 3

    Figure 1-2 High-Load Network Monitoring Process .............................................................. 4

    Figure 1-3 High-Load Network Optimization Process ........................................................... 5

    Figure 2-1 Relationship Between the Uplink Capacity and Noise ....................................... 10

    Figure 3-1 Flowchart of Network Load Optimization ........................................................... 13

    Figure 3-2 High-Load Network Optimization Process ......................................................... 15

    Figure 4-1 Expansion Analysis Process ............................................................................. 17

    Figure 4-2 Cell Expansion Decision Process ...................................................................... 18

    Figure 4-3 Combination Chart of Cell Expansion Decision Formula ................................... 21

    Figure 4-4 Relationship Between the Code Resource Utilization and Traffic ...................... 23

    Figure 4-5 Relationship Between the Cell Carrier Transmit Power Utilization and TCPLimited Proportion ................................................................................................................ 24

    Figure 4-6 Average Utilization Rates of Uplink and Downlink NodeB CE Resources inShapingba, Chongqing, China .............................................................................................. 28

    Figure 4-7 Maximum Utilization Rates of Uplink and Downlink NodeB CE Resources inShapingba, Chongqing, China .............................................................................................. 29

    TABLES

    Table 2-1 Code Resource Distribution of Code Channel ...................................................... 8

    Table 4-1 Cell Expansion Thresholds ................................................................................. 19

    Table 4-2 Cell Expansion Implementation Rules ................................................................ 25

    Table 4-3 Node B CE Expansion Thresholds and Expansion Methods .............................. 27

    Table 4-4 Cell Expansion Implementation Rules ................................................................ 29

    Table 4-5 Iub Transmission Expansion Thresholds ............................................................ 31

    Table 4-6 Cell Expansion Implementation Rules ................................................................ 32

    Table 4-7 Monitoring Indicators of RNC Hardware Expansion ............................................ 36

    Table 4-8 Observation Indicators of RNC Hardware Expansion ......................................... 37

    Table 4-9 Observation Indicators of RNC Hardware Expansion ......................................... 39

    Table 4-10 RNC Expansion Implementation Rules............................................................. 41

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    1 Overview

    1.1 Background

    To monitor and optimize the high load and performance of UMTS network is one of the

    key tasks in the network operation and maintenance stage. With the increase of the

    subscriber number and service application, especially with the rapid development of the

    wireless broadband service, the network load will keep increasing. When the network

    load reaches a certain level, the network resources will be congested and the network

    performance will deteriorate, affecting the end usersservice experience.

    To provide the users with high-speed access experience and keep the competitiveness

    of the UMTS network, the operators should perform real-time monitoring to the load and

    performance of the whole network, alarm the network element (NE) exceeding the load

    threshold, take timely measures of optimization and expansion to meet the requirement

    of service development.

    In the narrow sense, the load refers to the traffic loaded by the network or channel. In the

    broad sense, except for the network traffic, the operators need to consider the resource

    utilization of the software and hardware of each NE in the network. The higher the

    utilization rate is, the heavier the load will be.

    Compared with the 2G network, the monitoring and management of the UMTS network is

    more complex. The reasons are as follows:

    The UMTS is a soft capacity system. Its capacity is not only constrained by the hard

    resources such as the CE and Iub configuration bandwidth, but also constrained by the

    soft resources such as the OVSF code, uplink interference, and downlink power. Subject

    to the requirements for the network coverage and service quality, the system capacity is

    not a fixed value.

    UMTS is a hybrid multi-service system. The system capacity is different due to different

    service structure and different service model, so we cannot simply use the traffic of a

    certain service to monitor the system capacity.

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    The UMTS may use the hybrid carrier strategy of R99+HSPA. R99 and HSPA share the

    system resources, making it more complex to monitor the capacity of R99 and HSPA.

    The UMTS is a network focusing on the data service. To judge the data network

    congestion, we cannot simply follow the processing of the traditional voice-centric

    network, that is, we cannot judge the network congestion according to whether there is a

    admission rejection, but should judge the network congestion by combining the HSPA

    users real-time experience rate with the network resource occupation.

    Based on the network management counter of RNC V3.09, this manual gives the

    definition of the monitoring indicators of UMTS network load and the suggestions for the

    monitoring threshold.

    1.2 Main Contents

    The high-load network monitoring and optimization guide shall apply to the

    communication network in the UMTS commercial operation and maintenance phase.

    As shown inFigure 1-1,the high-load network monitoring and optimization transversely

    aim at three levels of NEs: the cell of radio access network (RAN), Node B and RNC.

    Longitudinally, there are three phases: high-load network monitoring, high-load network

    optimization and high-load network expansion, respectively corresponding to the three

    parts of this guide.

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    Figure 1-1 High-Load Network Monitoring and Optimization

    1. High-load network monitoring

    Horizontal: RNC, NodeB, and cell

    User perception evaluation Network resource evaluation

    Vertical

    2. High-load network optimization

    RF

    optimization

    Parameter optimization (handover threshold,

    congestion control, and load balancing)

    3. Expansion decision and implementation

    Expansion decision -> Expansion implementation

    Part 1 corresponds to Chapter 2 of this guide, mainly describing the indicators needed to

    be monitored for the network load. As shown inFigure 1-2,the network load monitoring of

    WCDMA system mainly aim to three levels of NEs: the cell of wireless access network,

    NodeB and RNC. Each NE corresponds to different RAN. Mainly involving the air

    interface resources such as the code resource and power resource, the cell NE closely

    relates to the users experience rate and focuses on the users feeling. The Node B NE

    mainly involves the transmission resource and CE resource. According to the RNC

    configuration, the RNC NE mainly involves the indicators such as the occupation of RCP

    and CPU as well as the use of RUP and CE resources.

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    Figure 1-2 High-Load Network Monitoring Process

    High-load network

    performance

    monitoring and

    evaluation

    Cell-level monitoring,analysis, and alarm

    NodeB-level

    monitoring, analysis,

    and alarm

    RNC-level monitoring,analysis, and alarm

    Performoptimization to

    solve the problem

    of high load

    Yes

    Meet the cell capacity

    expansion requirementsor not?

    Meet the NodeB capacity

    expansion requirements

    or not?

    Meet the RNC capacity

    expansion requirementsor not?

    Cell expansion

    Add carriers or power

    amplifiers

    NodeB expansionAdd BPC boards or

    transmission resources

    RNC expansion

    Software: Add licenses

    Hardware: Add RUB orRCB boards

    No

    Yes

    Yes

    Yes

    No

    Part 2 corresponds to Chapter3 of this guide, mainly describing the optimization of the

    high-load network performance. There are mainly 2 aspects: the high-load network

    optimization process and common optimization methods. As shown inFigure 1-3,in the

    optimization process of high-load network, you should optimize the RF and wireless

    parameters according to the actual network situation. The wireless parameters

    optimization mainly includes the parameters such as the handoff, congestion control,

    load equalization, DRBC, power control and HSPA, so as to reduce the consumption of

    various resources.

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    Figure 1-3 High-Load Network Optimization Process

    RF optimization

    High-load NE

    RF neighbor optimization Primary pilot optimization

    Vertical

    Parameter optimization

    Congestion control Load balancing

    Cell-level NEs involve false load rises and

    real load rises.

    Reduce the soft handover ratio Reduce soft handoff overheads

    DRBCPower control and HSPA

    paremters

    Neighbor optimization, only for cell-level NEs

    Part 3 corresponds to Chapter 4 of this guide, mainly introducing the high-load network

    expansion. As shown inFigure 1-2,the high-load WCDMA network will be respectively

    expanded in the three levels of cell, Node B and RNC. The content contains the

    expansion analysis process, expansion criteria, expansion methods and implementation

    details.

    Reading guide: If you want to understand the high-load network optimization measures

    given in this guide, please directly go to Chapter 3. If you want to understand the

    expansion criteria and methods, please directly go to Chapter 4. Any question about the

    counter or indicators, you can directly refer to Chapter2 or understand by other means.

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    2 High-Load Network Monitoring

    2.1 WCDMA NE Classification

    The NE level of WCDMA system can be classified into the RAN cell, Node B, RNC and

    CN. We mainly focus on the load monitoring and evaluation of the three NE levels of the

    RAN cell, Node B and RNC. For all NEs, we need to consider various scenarios of

    service behaviors, find the reasonable monitoring indicators and set the monitoring

    threshold, so as to perform the monitoring, alarm and load control.

    For the same service behavior, different NE has different monitoring parameters. As to

    the air interface, we mainly study the factors such as the cell throughput, single-user

    throughput, downlink power, uplink interference and downlink code resource. As to the

    NodeB, we mainly consider the utilization of hardware resources.

    1. Cell level

    The monitoring parameters of the NE in cell level mainly aim at the air interface,

    such as the cell throughput, average throughput of HSDPA users, average

    utilization of non-HSDPA carrier transmission power, average utilization of

    non-HSDPA code resources and the uplink noise rise.

    2. Node B level

    The NE in Node B level mainly monitors the utilization of Node B hardware

    resources, such as the utilization of uplink/downlink Node B CE resources, and the

    utilization of Iub interface uplink/downlink bandwidth.

    3. RNC level

    The NE in RNC level mainly monitors the utilization of hardware resources,

    including the CPU load (control plane), CE resource utilization (user plane) and

    bandwidth utilization (interface board).

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    The RNC will also observe the traffic operation indicators of the existing network,

    including the Erl, traffic, BHCA and the quantity of online users.

    2.2 Network Load Monitoring Indicators

    According to the classification of three NE levels of WCDMA system, each NE

    respectively corresponds to different monitoring indicators and thresholds of the network

    load performance. Please refer to the document attached below.

    ExpansionMonitoring Indica

    Unlike the non-flexible resource and load of Node B and RNC, the cell-level load

    monitoring indicators are the most complex, so following we will mainly introduce the

    cell-level load monitoring indicators.

    2.3 Key Indicators

    2.3.1 Average Utilization of Non-HSDPA Code Resource

    Average occupancy of cell code resources = Quantity of code resources occupied by all

    cell services/Total number of code resources

    It basically reflects the overall utilization status of the cell code resources.

    Average occupancy of cell non-HSDPA code resources = Quantity of code resources

    occupied by non-HSDPA service/Total number of non-HSDPA service code resources

    To some extent, it reflects the utilization status of R99 service code resources. The

    background network management can directly calculate the average availability of the

    cell code resources and the average occupancy of the HSDPA code resources.

    According to the two indicators, we can get the statistics formula of the average

    occupancy of non-HSDPA code resources, as shown below:

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    Average occupancy of non-HSDPA code resources = (1Average availability of the cell

    code resources Average occupancy of HSDPA code resources)/(1 Average

    occupancy of HSDPA code resources)

    For the HSDPA code channel, our system can perform dynamic adjustment according to

    the R99 service requirement. When the R99 traffic grows, the system can dynamically

    reduce the HSDPA code channels to be the minimum distribution value. So the average

    occupancy of non-HSDPA code resources can also be expressed as:

    Average occupancy of non-HSDPA code resources = (1Average availability of the cell

    code resourcesAverage occupancy of HSDPA code resources)/(1Minimum HSDPA

    code channel)

    For the hybrid carrier cell of R99+HSPA, the maximum code channel of R99 service is

    affected by the configuration parameters of HSDPA code channel. When the quantity of

    code channels that will be occupied by the R99 service exceeds the maximum of

    available code channels of the R99 service, the R99 service will refuse to receive due to

    insufficient DCH code resources.

    Maximum of available code resources of R99 service = 256 Quantity of code channels

    occupied by common channelMinimum of HS-PDSCH code channels 16 Quantity

    of HS-SCCH code channels 2Quantity of E-AGCH code channels 1 Quantity of

    E-RGCH code channels 2

    Among which, the quantity of code channels occupied by common channel, the minimum

    of HS-PDSCH code channels, the quantity of HS-SCCH code channels, the quantity of

    E-AGCH code channels and the quantity of E-RGCH code channels come from the

    background network management configuration.

    Suppose the code channel parameter configuration of the HSPA and common channel is

    as shown inTable 2-1.

    Table 2-1 Code Resource Distribution of Code Channel

    Channel Spreading Code Quantity of Code Channel

    HS-PDSCH 16 8 at least

    HS-SCCH 128 2

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    E-AGCH 256 1

    E-RGCH 128 1

    CPICH 256 1

    PCCPCH 256 1

    SCCPCH 64 1

    PICH 256 1

    AICH 256 1

    We can see that the maximum of available code resources of R99 service = 25688

    16 4 1 2 = 113. Because the quantity of code resources occupied by common

    channel is fixed and small, usually we can ignore it for calculation.

    So, when the utilization of cell code resources is very high, and even a congestion of

    code resource occurs, we suggest you reduce the minimum of HSDPA code channel to

    be 1.

    2.3.2 Average Utilization of Non-HSDPA Carrier Transmit Power

    The average utilization of cell non-HSDPA carrier transmit power can be calculated by

    the statistic indicators in the network management. Here is its definition:

    Average utilization of cell non-HSDPA carrier transmit power =Total downlink transmit

    power of cell non-HSDPA code / Total downlink available power of cell non-HSDPA

    For the hybrid carrier cell of R99+HSPA, when it determines to control the acceptance of

    the DCH based on downlink power, one of the determination conditions is:

    NOHSDSCHPower + deltaP R99 admission threshold

    Among which, NOHSDSCHPower is the Transmitted carrier power of all codes not used

    for HS-PDSCH or HS-SCCH transmission reported by the NodeB.

    Currently, the acceptance threshold of R99 is usually set to be 85%, that is, 85% of the

    maximum transmit power of the cell. When the RNC determines to accept the DCH

    based on downlink power, if there are multiple requests of establishing connection at the

    determination time, the system will add the predictive power of all the newly-established

    connections based on the existing NOHSDSCHPower, and then compare with the power

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    acceptance threshold. When the predictive power is bigger than the acceptance

    threshold, the system will reject all the requests of establishing connection. If there are

    many requests of establishing connection, the predictive power deltaP will be large and it

    is easy to refuse to accept.

    2.3.3 Uplink Noise Rise

    In WCDMA system, all the users share the same carrier, and the users are distinct from

    each other by different spreading code and scrambling code. For the uplink, due to the

    non-orthogonality of the user scrambling code, each user signal becomes a noise

    (interference) to other user signals. Therefore, each signal is included in the broadband

    interference background generated by other users. To access a call, the mobile station

    power must be large enough to overcome the noise of other mobile stations in the

    bandwidth.

    The relationship between the uplink capacity and noise rise is as shown inFigure 2-1.

    Figure 2-1 Relationship Between the Uplink Capacity and Noise

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    From the figure you can see that, there is a non-linear relationship between the NodeB

    uplink noise rise and uplink capacity (load). When the uplink capacity (load) reaches a

    certain threshold, the noise rise will increase sharply. Therefore, the UMTS radio network

    planning is based on certain uplink load planning. Generally the uplink load is designed to

    be 50%, corresponding to 3db of noise rise. When the uplink load is too large, both the

    system uplink coverage and performance will obviously deteriorate due to the sharp

    noise rise

    The indicator of cell uplink noise rise cannot be calculated directly from the network

    management. It formula is defined as follows:

    Cell uplink noise rise = Average value of cell carrier received powerSystem noise floor

    2.3.4 Average Throughput of HSDPA Cell

    Mainly from the perspective of the total HSDPA throughput, we use the average

    throughput of HSDPA cell to evaluate whether the cell is busy, and determine whether

    the cell needs to be expanded by considering the Average Throughput of HSDPA Single

    User at the same time.

    Average throughput of HSDPA cell = Amount of user data confirmed by HSDPA MAC.

    The unit is Kb. It indicates the average throughput of HSDPA cell in the data transmission

    time.

    If the average throughout of HSDPA cell is small, you need to analyze whether it is

    because of poor coverage or insufficient transmission, or because the service demand of

    the cell user is small, such as QQ online service. If the small data amount of the user

    scheduling is caused by poor coverage or insufficient transmission, you need to optimize

    in the perspective of coverage so as to improve the overall cell throughput. Only when the

    HSDPA cell average throughput is relatively large, you need to further assess the

    Average Throughput of HSDPA Single User.

    2.3.5 Average Throughput of HSDPA Single User

    For the HSDPA data service, except for the traditional indicators such as call connection

    rate and call drop rate, there is another more important indicator used to measure the

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    user experience, that is, user average download rate. When the user experience rate of

    the HSDPA users is below expectations, we need to optimize and expand the network.

    When the average experience rate of the HSDPA users cannot meet expectations,

    except for the possible causes mentioned above that the network coverage is poor or the

    transmission bandwidth is insufficient, there is another cause that too many users initiate

    the data transmission at the same time. If the low HSDPA user rate is caused by too

    many users initiating the data transmission at the same time, we need to optimize and

    expand the network. HS-PDSCH is a shared physical channel, and the transmission

    bandwidth is shared by all the HSDPA users. If too many users initiate the data

    transmission at the same time, the real-time transmission rate of each HSDPA user will

    reduce. Therefore, except for the indicator of HSDPA user real-time experience rate, the

    system should also provide the indicator of real-time transmission HSDPA user quantity,

    which is used to judge whether the low real-time transmission rate of each HSDPA user

    is caused by too many HSDPA users initiating the data transmission at the same time.

    The Average Throughput of HSDPA Single User is defined as follows:

    Average throughput of HSDPA single user (Kbps) = Amount of user data confirmed by

    HSDPA MAC/Data transmission time of HSDPA users

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    3 High-Load Network Optimization

    3.1 Network Load Optimization Stages

    High-load network will cause many problems such as the access failure, handover failure,

    call drop and HSPA low rate, badly affecting the user experience and thus needing to be

    optimized or expanded urgently. Figure 3-1 shows the high-load network optimization

    stage, that is, after the network load rise and before the network expansion. When the

    network load is monitored to be high, we first need to optimize to reduce the network load.

    If the load is still relatively high after the network optimization, we need to prepare for

    expansion.

    Figure 3-1 Flowchart of Network Load Optimization

    1. High-load network monitoring

    Horizontal: RNC, NodeB, and cell

    User perception evaluation Network resource evaluation

    Vertical

    2. High-load network optimization

    RF

    optimization

    Parameter optimization (handover threshold,

    congestion control, and load balancing)

    3. Expansion decision and implementation

    Expansion decision -> Expansion implementation

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    3.2 Network Load Optimization Process

    The network load optimization process is as shown in Figure 3-2. Actually the

    optimization of high-load network aims to the cell air interface resources. The cell load

    rise can be solved by RF optimization and parameter optimization. The RF optimization

    mainly aims to the coverage, neighbor cell and interference optimization, so as to reduce

    the excessive resource consumption resulted from overshooting, pilot pollution and

    high-proportion switching. The parameter optimization includes the switching threshold

    optimization, control methods of congestion acceptance (refuse and preempt), load

    control, DRBC, power control and HSPA related parameters, as well as the intra-system

    and inter-system cell load equalization. These optimizations can not only reduce the cell

    load, some optimization methods can also reduce the Node B and RNC load, such as the

    switching and DRBC downspeeding. Relatively speaking, the load rise of Node B and

    RNC belongs to the consumption of its own hardware resource.

    Please note that, some optimization methods are especially for some kind of resource or

    indicator, but may have a negative impact on another resource or indicator. For example,

    by reducing the HSDPA code resource we can reduce the non-HSDPA code resource

    utilization and R99 service congestion, but meanwhile the HSDPA service rate and user

    experience will also be reduced.

    So during the optimization, we need to comprehensively consider the balance of various

    optimization methods and assessment indicators. If there are still some indicators being

    limited after the optimization, we need to prepare or implement the expansion.

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    Figure 3-2 High-Load Network Optimization Process

    RF optimization

    High-load NE

    RF neighbor optimization Primary pilot optimization

    Vertical

    Parameter optimization

    Congestion control Load balancing

    Cell-level NEs involve false load rises and

    real load rises.

    Reduce the soft handover ratio Reduce soft handoff overheads

    DRBCPower control and HSPA

    paremters

    Neighbor optimization, only for cell-level NEs

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    4 High-Load Network Expansion

    According to the development experience of the fixed broadband network, the data

    service will grow explosively when it comes to a certain stage. But when will the explosive

    turning point come relates to the tariff policies, terminal development status, network

    quality and user behaviors, and thus it is difficult to predict. Therefore, we suggest that

    the expansion indicator threshold setting can be divided into two stages: the monitoring

    threshold and expansion threshold. In this way sufficient space can be left for the

    expansion. The monitoring threshold means that, when the indicator reaches this

    threshold, you need to prepare related expansion resources. When the expansion

    threshold is reached, you need to implement corresponding expansion actions.

    We also suggest you pay attention to relevant factors such as the tariff, terminal, network

    quality and publicity. When relevant strategies change, you should consider the

    possibility of expanding the network in advance.

    4.1 Expansion Process

    4.1.1 Expansion Analysis Process

    For the network expansion, you can begin with the network load monitoring, respectively

    perform corresponding monitoring, analysis and alarm for each level of NE, and expand

    the NEs meeting the expansion criteria by proper expansion methods. The expansion

    analysis process is as shown inFigure 4-1.

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    Figure 4-1 Expansion Analysis Process

    High-load network

    performancemonitoring and

    evaluation

    Cell-level monitoring,

    analysis, and alarm

    NodeB-level

    monitoring, analysis,

    and alarm

    RNC-level monitoring,

    analysis, and alarm

    Perform

    optimization to

    solve the problem

    of high load

    Yes

    Meet the cell capacity

    expansion requirements

    or not?

    Meet the NodeB capacity

    expansion requirements

    or not?

    Meet the RNC capacity

    expansion requirements

    or not?

    Cell expansion

    Add carriers or power

    amplifiers

    NodeB expansion

    Add BPC boards or

    transmission resources

    RNC expansion

    Software: Add licenses

    Hardware: Add RUB or

    RCB boards

    No

    Yes

    Yes

    Yes

    No

    4.2 Expansion Criteria and Methods

    For the WCDMA system, the high-load network expansion needs to respectively aim to

    three NEs of the RAN cell, Node B and RNC. The cell load level only reflects the load

    status of the cell itself to some extent. A Node B can have many cells and the different

    quantity of cell results in different load of Node B. If a Node B contains too many cells,

    although the cell itself does not have too much load, the Node B s load may exceed the

    limit. Similarly, the RNC load is affected by the quantity of its Node B and cells. So you

    need to assess all the three NEs, and formulate different expansion criteria and methods

    correspondingly.

    The expansion criteria mainly include the expansion threshold and expansion

    assessment formula, and the expansion methods respectively correspond to the limit of

    different NEs and resources.

    4.2.1 Cell Expansion

    Among the three NEs, the WCDMA system cell is the NE closest to the actual users and

    the minimum unit used to assess the network load. The cell load and performance level

    directly affects the user experience, so the cell load monitoring and assessment will be

    the key point in our daily monitoring and assessment, and the cell expansion is also the

    core content of the WCDMA network expansion.

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    4.2.1.1 Cell Expansion Decision Process

    As shown in Figure 4-2, the cell load decision focuses on the user experience, and

    decides the cell load by combining the utilization of network resource indicators.

    Figure 4-2 Cell Expansion Decision Process

    Network load monitoring

    Low transmission

    rate and

    congestion

    Resource utilization

    evaluation: code resources

    and power resources

    False load rise Real load rise

    Optimization

    To evaluate user perception:

    Average packet user-perceived rate;

    Uu interface congestion conditions

    To evaluate network resources:

    Utilization rates of UL and DL power

    resources;

    Utilization rate of code resources

    High-load decision

    Expansion

    No

    Yes

    Low resource utilization rates High resource utilization rates

    Yes

    No

    The indicators of assessing the user experience are mainly the data user experience rate

    and cell resource congestion level. The network resources mainly refer to the air interface

    code resource and power resource. For details please refer to the cell indicators

    mentioned in Section2.2.

    4.2.1.2 Expansion Thresholds and Methods

    The user experience is the most direct and effective reflection of the network load level.

    In the past, the user experience was mainly assessed by some traditional indicators such

    as the call connection rate and call drop rate. But for the 3G network, the increase of data

    service users is an inevitable trend and the data service proportion will be bigger and

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    bigger. Therefore, the user experience of data service will also become the most

    important factor to measure the 3G network load, and the best indicator to assess the

    user experience of data service is the user download experience rate of data service.

    According to the expansion principle of Focus on the user experience, we will regard

    the HSDPA user average experience rate (throughput) as the core to assess the cell load,

    and try to accurately assess the cell load by combining the air interface.

    Each monitoring indicator of the cell load assessment has been set an expansion

    indicator number. The expansion indicator SPI is a logical indicator, and the value can

    only be 0 or 1. When the expansion indicator SPI reaches the threshold, the value will be

    1, or else 0. We also provide corresponding expansion methods when each indicator

    reaches the expansion threshold, for your reference.

    Table 4-1 Cell Expansion Thresholds

    Expansion

    Indicator

    No.

    Indicator NameAlarm

    Threshold

    Expansion

    ThresholdExpansion Method

    SPI1

    Average

    Throughput of

    HSDPA Single

    User

    1 Mbps 512 Kbps

    HSPA+/Multi-carrier/add

    NodeB

    SPI2

    HSDPA cell

    average

    throughput

    100 MB 150 MB

    SPI4

    Non-HSDPA code

    resource average

    occupancy

    60% 70% Multi-carrier/add NodeB

    SPI5

    Averageutilization of

    non-HSDPA

    carrier transmit

    power

    60% 70%Expand power

    amplifier/add NodeB

    SPI6 Uplink noise rise 6 dB 8 dB Multi-carrier/add NodeB

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    SPI8

    Admission

    rejection

    proportion due to

    limited downlink

    code resources

    Set to be a

    fixed

    value: 1

    2% Multi-carrier/add NodeB

    SPI9

    Admission

    rejection

    proportion duo to

    limited downlink

    power TCP

    Set to be a

    fixed

    value: 1

    2%Expand power

    amplifier/add NodeB

    According to the threshold setting of the cell load monitoring indicator SPI and the cell

    expansion assessment process, we can get the combination chart of the cell expansion

    decision formula, as shown inFigure 4-3.

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    Figure 4-3 Combination Chart of Cell Expansion Decision Formula

    High-load cell decision

    User perception evaluation

    Network resource evaluation

    SPI1 SPI2 = 1

    The cell has a heavy PS

    service load and a low user-

    perceived transmission rate;

    the cell may be a high-load cell.

    SPI8 SPI9 = 1

    The cell has severe congestion

    and user perception is bad; the

    cell may be a high-load cell.

    SPI SPI2 = 1

    SPI4 SPI8 + SPI5

    SPI9 + SPI6 (SPI4 +

    SPI5) > 1

    The cell has a high network

    resource utilization rate and a

    high PS service load; user

    perception about PS service is

    bad. Hence this cell is a high-

    load cell.

    The cell has a high resource

    utilization rate and a high non-

    HSDPA service load; user

    perception about access is bad.

    Hence this cell is a high-load

    cell.

    Yes Yes

    Optimization

    Real load rise

    No

    False load rise

    From above we can get the general formula of the high-load cell decision:

    S_cell = SPI1 SPI2 + SPI4 SPI8 + SPI5 SPI9 + SPI6 (SPI4 + SPI5)

    Formula description:

    1. S_cell is the cell load index.

    2. SPI1 SPI2 is mainly used to filter the high-load cell focusing on the data service,

    that is, need to meet the requirements of low user rate and high cell throughput.

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    3. SPI4 SPI8 + SPI5 SPI9 + SPI6 (SPI4 + SPI5) is mainly used to filter the

    high-load cell focusing on the non-HSDPA service. The purpose of SPI1 SPI2 is to

    perform mutual correction of two counters. Two SPIs meeting the criteria can

    basically determine that the cell is in a high-load state.

    SPI4 SPI8 means the average utilization of non-HSDPA code resources is

    relatively high and the situation of refusing to accept is serious. If the average

    utilization of non-HSDPA code resources is relatively high but there is no situation of

    refusing to accept, it means that, although the load is high, it does not meet the

    expansion criteria. If the situation of refusing to accept is serious but the average

    utilization of non-HSDPA code resources is not high, it may be caused by the virtual

    load rise due to improper resource allocation.

    SPI5 SPI9 means the same as SPI4 SPI8.

    SPI6 (SPI4 + SPI5) means at least two indicators meet the criteria. There are two

    causes, one is that the uplink may be interfered, and the other is that the automatic

    noise floor update is false. So we use the two indicators of the code resource and

    power resource to correct, so as to ensure the cells we filtered are really the cells

    with relatively high load.

    4. When S_cell > 0, it means that the cell enters a high-load state and needs to be

    expanded, and we need to perform monitoring optimization and load assessment.

    5. The bigger value of S_cell means the heavier load of the current cell. The minimum

    of S_cell is 0 and the maximum is 5.

    4.2.1.3 Threshold Setting Methods and Foundations

    For different networks, the expansion thresholds may be different. Following is the brief

    introduction to the threshold setting of each indicator.

    4.2.1.3.1 Average Occupancy of Non-HSDPA Code Resources

    As shown inFigure 4-4,for the cell with the CS traffic of the whole network in a certain

    area greater than 1Erl, the average occupancy of non-HSDPA code resources reflects

    the cell R99 traffic level to some extent, and is in proportional to the cell CS traffic. So in

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    the cell load assessment, when the indicator of average occupancy of non-HSDPA code

    resources is used, it means the indicator of CS traffic is indirectly used too. The average

    occupancy of non-HSDPA code resources not only reflects the occupancy of cell R99

    code resources and the situation of refusing to accept, but also reflects the cell CS traffic

    load level.

    Figure 4-4 Relationship Between the Code Resource Utilization and Traffic

    4.2.1.3.2 Average Utilization of Non-HSDPA Carrier Transmit Power

    In some networks, when the average utilization of non-HSDPA carrier transmit power is

    greater than 40%, there will be a situation of refusing to accept due to the limited

    downlink power. It relates to the measurement and decision cycle of refusing to accept

    2 ms. If too many services are accepted in 2 ms at the same time, it will cause the

    situation of refusing to accept.

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    Figure 4-5 Relationship Between the Cell Carrier Transmit Power Utilization and TCP

    Limited Proportion

    4.2.1.3.3 Uplink Noise Rise

    Definition of uplink noise rise: Total average received power of cell uplink-RTWP NodeB

    noise floor

    Currently ZTE uplink acceptance control switch is closed, but the HSUPA scheduling is

    controlled by the parameter of MaxRTWP. The default configuration of MaxRTWP is 6dB.

    We suggest setting the expansion threshold of the uplink noise rise to be 8dB

    (corresponding to 85% uplink loads). Theoretically, 6dB means the cell has 75% uplink

    loads, obviously not indicating a high-load load. But 8dB corresponds to 85% uplink loads.

    So we suggest setting the expansion threshold of the uplink noise rise to be 8dB and

    setting the alarm threshold to be 6 dB.

    4.2.1.3.4 HSDPA User Average Throughput & HSDPA Cell Average Throughput

    When the real-time experience rate of the HSDPA users cannot meet expectations due to

    the capacity reason, we need to expand the network capacity. The real-time experience

    rate of HSDPA users can be directly obtained from the network management background.

    Besides, the low HSDPA user rate may be caused by the poor coverage, insufficient

    transmission bandwidth and heavy network load. We need to expand the network

    capacity only when the low HSDPA user rate may be caused by the heavy network load.

    Therefore, except for monitoring the Average Throughput of HSDPA Single User, we also

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    need to monitor the HSDPA cell average throughput, and use the two indicators to

    determine whether the network capacity needs to be expanded.

    When the Average Throughput of HSDPA Single User is less than 512 Kbps, we need to

    make the next-step decision of the capacity monitoring.

    The HSDPA cell average throughput indicates the service volume of cell data

    transmission. The HSDPA cell average throughput is too low may be because the

    application layer flow is not enough or the cell coverage is poor. In this situation, we

    should not perform the expansion. Therefore, we suggest considering the expansion

    when the HSDPA cell average throughput > 150 MB.

    In general, when the Average Throughput of HSDPA Single User is less than 512 Kbps

    and the HSDPA cell average throughput is greater than 150 MB, the cell capacity should

    be expanded.

    4.2.1.3.5 Admission Rejection Proportion

    When the call congestion ratio is over 2%, the user experience will be badly affected.

    Therefore, we set the alarm and expansion threshold of this KPI as 2%.

    4.2.1.4 Expansion Implementation Rules

    The NodeB expansion implementation rules mainly set the hour as the granularity. The

    monitoring and assessment cycle is 1 week. Because each cell has different user

    behavior and different busy hours, we recommend implementing 7 24 hour monitoring

    mode. The implementation rules are as shown inTable 4-2.

    Table 4-2 Cell Expansion Implementation Rules

    Monitoring

    ModeMonitoring Mode 1 Monitoring Mode 2

    Monitoring

    ObjectCell of the whole network Cell of the whole network

    Monitoring

    GranularityHour Hour

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    Monitoring

    CycleA week (7 24)

    A week (7 N: N refers to the fixed

    busy hours of each day, and the

    busy hour is set according to the

    existing network state.)

    Alarm

    Monitoring

    Trigger

    Condition

    Utilization alarm threshold:

    If in 1 week, S_cell > 0, N 10,

    perform the monitoring

    optimization and expansion

    assessment.

    Utilization expansion threshold:

    If in 1 week, S_cell > 0, N 10,

    add to the cell list of monitoring

    optimization and expansion

    assessment.

    Utilization alarm threshold:

    If in 1 week, S_cell > 0, N 3,

    perform the monitoring optimization

    and expansion assessment.

    Utilization expansion threshold:

    If in 1 week, S_cell > 0, N 3, add

    to the cell list of monitoring

    optimization and expansionassessment.

    Expansion

    Trigger

    Condition

    Utilization expansion threshold:

    Suppose Sn is the expansion

    index, Sn = S_cell_1 + S_cell_2

    + S_cell_n (n= 7 24).

    When S 10, expand the cell.

    Actually, the formula means, Sn

    is the sum of S_cell meeting the

    criteria (S_cell > 0).

    Greater Sn indicates greater cell

    expansion demand.

    Utilization expansion threshold:

    Suppose Sn is the expansion index,

    Sn = S_cell_1 + S_cell_2

    + S_cell_n(n = 7 24).

    When S 3, expand the cell.

    Actually, the formula means, Sn is

    the sum of S_cell meeting the

    criteria (S_cell > 0).

    Greater Sn indicates greater cell

    expansion demand.

    4.2.2 Node B-CE Expansion

    Node B NE lies in the intermediate level of the 3-level NEs, mainly providing the

    baseband resource pool for the cell and performing the data transmission of the cell. This

    section mainly introduces the NodeB CE resource expansion.

    4.2.2.1 CE Expansion Thresholds and Methods

    The Node B expansion mainly inspects the shared resource utilization of the cell under

    Node B, for example, the CE resource and transmission resource. This section mainly

    introduces the CE resource.

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    The Node B CE resource load assessment is as shown in the table. An indicator number

    SPI is set for each monitoring indicator. The expansion indicator SPI is a logical indicator

    and its value can only be 0 or 1. When the indicator reaches the expansion threshold, the

    value will be 1, or else 0. Meanwhile, we provide the expansion method corresponding to

    each indicator reaching the expansion threshold. The expansion threshold and method

    are as shown inTable 4-3.

    Table 4-3 Node B CE Expansion Thresholds and Expansion Methods

    Expansion

    Indicator

    No.

    Indicator NameAlarm

    Threshold

    Expansion

    Threshold

    Expansion

    Method

    SPI11Average utilization of

    uplink NodeB CE resource60% 70% Expand the

    BPC board

    Expand the

    BPC boardSPI12

    Average utilization of

    downlink NodeB CE

    resource

    60% 70%

    SPI13Maximum utilization of

    uplink NodeB CE resource80% 90%

    Expand the

    BPC board

    SPI14

    Maximum utilization of

    downlink NodeB CE

    resource

    80%% 90% Expand theBPC board

    SPI15Admission rejection rate of

    uplink CE

    Set as a

    fixed

    value: 1

    2%Expand the

    BPC board

    SPI16Admission rejection rate of

    downlink CE

    Set as a

    fixed

    value: 1

    2%Expand the

    BPC board

    According to the expansion threshold setting shown inTable 4-3,we use the expansion

    decision formula to assess the Node B load and expansion demand.

    S_nodeb_CE = (SPI11 + SPI3) SPI15 + (SPI12 + SPI4) SPI16

    Formula description:

    1. S_nodeb_CE is the Node B CE expansion index.

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    2. (SPI11+SPI3) SPI15 is mainly used to filter the uplink CE high-load cell, indicating

    that the uplink average or maximum utilization is relatively high, and meanwhile the

    uplink CE refuses to accept. If there is only high utilization but no CE admission

    rejection, it means the indicator does not reach the expansion threshold. If there is

    only admission rejection but no high utilization, it may be caused by uneven

    distribution of resources.

    3. (SPI12+SPI4) SPI16 is the same as above.

    When S_nodeb_CE > 0, it means the NodeB enters a high-load state and falls into our

    monitoring scope for monitoring optimization and expansion assessment.

    Greater value of S_nodeb_CE means greater Node B expansion demand. The minimum

    of S_node_CE is 0 and the maximum can be 2.

    4.2.2.2 Expansion Threshold Setting Method and Foundation

    When the average utilization of CE resources is 70%, we think the NodeB is in a

    high-load state and needs to be expanded. But as shown inFigure 4-6 andFigure 4-7,

    due to the independence of uplink and downlink CE resource, in the high-load state, the

    uplink CE resource utilization of some networks is much larger (even twice) than

    downlink CE resource utilization. So we need to perform joint monitoring for the uplink

    and downlink CE resource indicators but expand the uplink and downlink CE resources

    respectively.

    Figure 4-6 Average Utilization Rates of Uplink and Downlink NodeB CE Resources in

    Shapingba, Chongqing, China

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    Figure 4-7 Maximum Utilization Rates of Uplink and Downlink NodeB CE Resources in

    Shapingba, Chongqing, China

    4.2.2.3 Expansion Implementation Rules

    The NodeB expansion implementation rules mainly set the hour as the granularity. The

    monitoring and assessment cycle is 1 week. Because each NodeB has different user

    behavior and different busy hours, we recommend implementing 7 24 hour monitoring

    mode. The implementation rules are as shown inTable 4-4.

    Table 4-4 Cell Expansion Implementation Rules

    Monitoring

    ModeMonitoring Mode 1 Monitoring Mode 2

    Monitoring

    ObjectCell of the whole network Cell of the whole network

    Monitoring

    Granularity Hour Hour

    Monitoring

    CycleA week (7 24)

    A week (7 N: N refers to the fixed

    busy hours of each day, and the

    busy hour is set according to the

    existing network state.)

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    Monitoring

    ModeMonitoring Mode 1 Monitoring Mode 2

    Alarm

    Monitoring

    Trigger

    Condition

    Utilization alarm threshold:

    If in 1 week, S_nodeb_CE > 0, N

    10, perform monitoring

    optimization and expansion

    assessment.

    Utilization expansion threshold:

    If in 1 week, S_nodeb_CE > 0, N

    10, add to the NodeB list of

    monitoring optimization and

    expansion assessment.

    Utilization alarm threshold:

    If in 1 week, S_nodeb_CE > 0, N

    3, perform monitoring optimization

    and expansion assessment.

    Utilization expansion threshold:

    If in 1 week, S_nodeb_CE > 0, N

    3, add the NodeB list of monitoring

    optimization and expansion

    assessment.

    Expansion

    Trigger

    Condition

    Utilization expansion threshold:

    Suppose Sn is the expansion

    index, Sn = S_nodeb_CE_1 +

    S_nodeb_CE_2

    + S_nodeb_CE_n(n = 7 24).

    When S 10, expand the cell.

    Actually, the formula means, Sn

    is the sum of S_nodeb_CE

    meeting the criteria

    (S_nodeb_CE > 0).

    Greater Sn indicates greater cell

    expansion demand.

    Utilization expansion threshold:

    Suppose Sn is the expansion index,

    Sn = S_nodeb_CE_1 +

    S_nodeb_CE_2

    + S_nodeb_CE_n(n = 7 24).

    When S 3, expand the cell.

    Actually, the formula means, Sn is

    the sum of S_nodeb_CE meeting

    the criteria (S_nodeb_CE > 0).

    Greater Sn indicates greater cell

    expansion demand.

    4.2.3 IUB Transmission Expansion

    The IUB expansion also belongs to the second level of the radio network, responsible for

    the data transmission. Its capacity constraint will directly affect each KPI.

    4.2.3.1 IUB Interface Transmission Expansion Thresholds and Methods

    The IUB resource load assessment is as shown in the table. The expansion indicator

    number SPI is set for each monitoring indicator. The expansion indicator SPI is a logical

    indicator and the value can only be 0 or 1. When the indicator reaches the threshold, the

    value will be 1, or else 0. The corresponding expansion method is also provided here for

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    your reference when each indicator reaches the expansion threshold. The expansion

    threshold and methods are as shown inTable 4-5.

    Table 4-5 Iub Transmission Expansion Thresholds

    Expansion

    Indicator

    No.

    Indicator NameAlarm

    Threshold

    Expansion

    Threshold

    Expansion

    Method

    SPI17

    Maximum forward

    accepted bandwidth

    proportion of IP

    80% 90%

    Expand the

    transmission.

    SPI18

    Maximum backward

    accepted bandwidth

    proportion of IP

    80% 90%

    SPI19Average forward accepted

    bandwidth proportion of IP60% 70%

    Expand the

    transmission.

    SPI20

    Average backward

    accepted bandwidth

    proportion of IP

    60% 70%Expand the

    transmission.

    SPI21

    Maximum forward

    accepted bandwidthproportion of ATM

    80% 90%

    Expand the

    transmission.

    SPI22

    Maximum backward

    accepted bandwidth

    proportion of ATM

    80% 90%Expand the

    transmission.

    SPI23

    Average forward accepted

    bandwidth proportion of

    ATM

    60% 70%Expand the

    transmission.

    SPI24

    Average backward

    accepted bandwidth

    proportion of ATM

    60% 70% Expand thetransmission.

    For SPI1724 in the above table, we need to start the measurement on the OMCB for at

    least 1 week, and then close.

    According to the expansion threshold setting in the above table, we can use the

    expansion decision formula to assess the IUB transmission load and the expansion

    demand, as shown below:

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    S_trans = SPI17 + SPI18 + SPI19 + SPI20 + SPI21 + SPI22 + SPI23 + SPI24

    Formula description:

    S_trans refers to the IUB transmission expansion index.

    When S_trans>0, it means the transmission enters a high-load state and falls into our

    monitoring scope for monitoring optimization and expansion assessment.

    A bigger value of S_nodeb means bigger expansion demand of the IUB transmission.

    The minimum of S_trans is 0 and maximum is 8.

    4.2.3.2 Expansion Threshold Setting Methods and Foundations

    In a high-load state, the expansion threshold of the Iub interface uplink and downlink

    transmission bandwidth utilization should be 70% of the total transmission bandwidth.

    4.2.3.3 Expansion Implementation Rules

    The IUB expansion implementation rules mainly set the hour as granularity, and the

    monitoring and assessment cycle is 1 week. Because each NodeB user has different

    behavior and different busy hour, we recommend implementing the 7 24 hour

    monitoring, and the monitoring implementation rules are as shown inTable 4-6.

    Table 4-6 Cell Expansion Implementation Rules

    Monitoring

    ModeMonitoring Mode 1 Monitoring Mode 2

    Monitoring

    ObjectCell of the whole network Cell of the whole network

    Monitoring

    GranularityHour Hour

    Monitoring

    CycleA week (7 24)

    A week (7 N: N refers to the fixed

    busy hours of each day, and the

    busy hour is set according to the

    existing network state.)

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    Monitoring

    ModeMonitoring Mode 1 Monitoring Mode 2

    Alarm

    Monitoring

    Trigger

    Condition

    Utilization alarm threshold:

    If in 1 week, S_trans > 0, N 10,

    perform the monitoring

    optimization and expansion

    assessment.

    Utilization expansion threshold:

    If in 1 week, S_trans > 0, N 10,

    add to the NodeB list of

    monitoring optimization and

    expansion assessment.

    Utilization alarm threshold:

    If in 1 week, S_trans > 0, N 3,

    perform the monitoring optimization

    and expansion assessment.

    Utilization expansion threshold:

    If in 1 week, S_trans > 0, N 3, add

    to the NodeB list of monitoring

    optimization and expansion

    assessment.

    Expansion

    Trigger

    Condition

    Utilization expansion threshold:

    Suppose the expansion index is

    Sn, Sn = S_trans_1 +

    S_trans_2 + S_trans_n(n =

    7 24 hrs).

    When S 10, expand the cell.

    Actually, the formula means, Sn

    is the sum of S_trans meeting the

    criteria (S_trans > 0).

    Greater Sn indicates greater cell

    expansion demand.

    Utilization expansion threshold:

    Suppose the expansion index is Sn,

    Sn = S_trans_1 + S_trans_2

    + S_trans_n(n = 7 24 hrs).

    When S 3, expand the cell.

    Actually, the formula means, Sn is

    the sum of S_trans meeting the

    criteria (S_trans > 0).

    Greater Sn indicates greater cell

    expansion demand.

    4.2.4 RNC Expansion

    The RNC is at the highest level of the radio network, responsible for the work scheduling

    and processing of NodeBs and cells in its charge.

    In the perspective of software and hardware constraints, the RNC expansion can be

    divided into RNC hardware expansion and RNC software expansion.

    RNC hardware expansion refers to the expansion triggered by the constraint of RNC

    hardware processing capability. The expansion can be performed by increasing the

    hardware boards.

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    RNC software expansion means that the software license is close to or reaches the

    committed capacity and thus the expansion is triggered. The expansion can be

    performed by increasing the software licenses.

    The RNC hardware expansion and software expansion may occur at the same time or

    occur respectively. Their association depends on the project hardware configuration

    mode and the software quotation mode. We need to monitor each project respectively

    according to related parameters of the RNC hardware expansion and RNC software

    expansion.

    In the perspective of modeling configuration, the RNC expansion can be divided into

    modeling expansion and non-modeling expansion.

    The modeling expansion means that the RNC hardware and software use the modeling

    configuration quotation. The expansion will be performed in the unit of model.

    The non-modeling expansion means that the RNC hardware and software do not use the

    modeling configuration quotation. The expansion will be performed in the unit of board.

    4.2.4.1 Expansion Thresholds and Method

    4.2.4.1.1 RNC Hardware Expansion

    The RNC hardware can be classified into the common hardware, capacity hardware and

    interface hardware.

    Expansion of common hardware:

    The common hardware mainly includes rack, frame and common board.

    Rack: The rack expansion depends on the quantity of frame. Each 4 frames need 1

    rack.

    Frame: including the control frame, resource frame and exchange frame

    The expansion of control frame depends on the increase amount of the control

    plane processing board RCB. When there is the exchange frame, the main

    control frame can be inserted 6 RCBs, and the rest can be inserted 14. When

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    there is no exchange frame, the main control frame can be inserted 2 RCBs

    and the rest can be inserted 14.

    The expansion of resource frame depends on the increase amount of the user

    plane processing board RUB and the interface board. Each resource frame

    can be inserted 15 RUBs and interface boards.

    For the exchange frame, the system configures 1 exchange frame at most.

    When there are more than 2 resource frames, the exchange frame must be

    configured. When there are 2 or less resource frames, it is defaulted and

    recommended to configure the exchange frame.

    Common board: including the global processing board and system exchange board

    Global processing boards: including ROMB, CLKG and SBCX. The quantity is

    a fixed configuration and has nothing to do with the capacity, so usually there is

    no issue of expansion. If no active and standby boards are divided at the

    beginning, later we need to expand them to be active and standby according to

    the operations requirement.

    System exchange boards: including THUB, GUIM, UIMC, PSN and GLI.

    Configuring a pair of THUB for the whole RNC is a fixed configuration. A pair of

    GUIM is configured for each resource frame. A pair of UIMC is configured for

    each control frame or exchange frame. A pair of PSN is configured for each

    exchange frame. A pair of GLI is configured for every 2 resource frames.

    Expansion of capacity hardware:

    The capacity hardware can be divided into the control plane processing board RCB and

    the user plane processing board RUB.

    The monitoring indicators of control plane hardware expansion (RCB expansion)

    include:

    i. RCP CPU load

    ii. NodeB quantity

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    iii. Cell quantity

    The monitoring indicators of user plane hardware expansion (RUB expansion)

    include:

    RUP CE resource utilization

    The monitoring indicators of the hardware expansion of RNC capacity hardware resource

    are as shown inTable 4-7.

    Table 4-7 Monitoring Indicators of RNC Hardware Expansion

    Indicator

    No.Indicator Name

    Monitoring

    Threshold

    Expansion

    Threshold

    Expansion

    Method

    SPI31Average utilization of

    RUP CE resources60% 70%

    Expand the

    RUB board.

    SPI32Maximum utilization of

    RUP CE resources80% 90%

    Expand the

    RUB board.

    SPI33 RCP CPU average load 60% 70%Expand the

    RCB board.

    SPI34 RCP CPU peak load 80% 90% Expand theRCB board.

    NodeB quantity 140/pair of RCBExpand the

    RCB board.

    Cell quantity 420/pair of RCBExpand the

    RCB board.

    For the NodeB quantity and cell quantity, we do not set the monitoring counter. When

    expand the NodeB, we need to assess whether the RCB needs to be expanded.

    For the utilization of RUB CE resources and the load of RCB CPU, we need to set the

    monitoring indicators.

    An expansion indicator number (SPI3134) is set for each monitoring indicator, and the

    value can only be 0 or 1. When the indicator reaches the expansion threshold, the value

    will be 1, or else 0.

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    According to the expansion threshold setting in the table, we can assess the RNC load

    and expansion demand by the expansion decision formula, as shown below:

    S_hard_Ctrl = SPI31 (1 + SPI32)

    S_hard_User = SPI33 (1 + SPI34)

    Formula description:

    S_hard is the RNC expansion index, and the value can be 0, 1 and 2.

    When S_hard = 0, it means neither the peak nor average value meets the criteria. So we

    do not need to expand.

    When S_hard = 1, it means the average value meets the criteria but the peak does not,

    and the RNC enters a high-load state. So we need to expand the control plane or the

    user plane.

    When S_hard = 2, it means both the peak and average value meet the criteria, and the

    expansion is urgent.

    Except for the monitoring indicators mentioned above, we can also set some observation

    indicators to observe the actual network service state when the hardware is close to or

    reaches the expansion threshold, as shown inTable 4-8.

    Table 4-8 Observation Indicators of RNC Hardware Expansion

    Observation Indicator

    Name

    Related Monitoring

    IndicatorAffected Board

    BHCA SPI33/SPI34 RCB board

    CS traffic SPI31/SPI32 RUB board

    PS flow SPI31/SPI32 RUB board

    Quantity of online users SPI31/SPI32/SPI33/SPI34 RCB board and RUB board

    Expansion of interface hardware:

    There are several factors causing the interface hardware expansion, including:

    1. Capacity

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    2. Separation of logical interface

    3. For example, in a Unicom project, the Iu/Iub interfaces in many provinces share the

    IP interface board in the beginning, later it is required that the interface boards of

    Iu/Iub interfaces should be separated. Therefore, we need to separately expand the

    interface boards without changing the capacity hardware. This kind of expansion is

    resulted from the operators requirement and does not need any expansion

    foundation. We just need to re-calculate the flow of each interface after separation.

    4. Change of interface type

    5. For example, the ATM interface boards are used previously, now we need to

    increase the IP interface boards because the network develops to the all-IP

    technology. This kind of expansion is resulted from the operators requirement and

    does not need any expansion foundation. We just need to re-calculate according to

    the new interface board algorithm.

    6. Quantity increase of NEs or Ports

    7. Many kinds of interface boards are related to the quantity of NEs and ports. For

    example, the interface boards will be increased by increasing the NodeB quantity,

    increasing the E1 quantity for each NodeB, increasing the Iur quantity, or increasing

    the Iu-flex function. In this case, we need to re-calculate the quantity of interface

    boards according to the new NodeB/port demands.

    8. Change of redundancy protection mode

    9. It is also triggered by the operators demand. For example, we calculate the

    interface boards only according to the flow redundancy in the beginning, later the

    operator requires the port redundancy or board redundancy, or requires both the

    interfaces and boards are configured in 1+1 mode. We need to increase according

    to the demand.

    For Case 2 to Case 5 mentioned above, we do not need to set the monitoring indicators,

    and perform the expansion correspondingly when it is necessary. For Case 1, we need to

    monitor the bandwidth usage of the interface boards. The monitoring parameters are as

    shown inTable 4-9.

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    Table 4-9 Observation Indicators of RNC Hardware Expansion

    Indicator NameMonitoring

    Threshold

    Expansion

    Threshold

    Expansion

    Method

    Average bandwidth utilization in the

    ATM interface board transmit direction70% 80%

    Expand the

    ATM interface

    board

    Average bandwidth utilization in the

    ATM interface board receiving direction70% 80%

    Expand the

    ATM interface

    board

    Average bandwidth utilization in the IP

    interface board transmit direction70% 80%

    Expand the IP

    interface board

    Average bandwidth utilization in the IP

    interface board transmit direction70% 80%

    Expand the IP

    interface board

    Maximum bandwidth utilization in the

    IP interface board transmit direction70% 90%

    Expand the IP

    interface board

    Maximum bandwidth utilization in the

    IP interface board transmit direction50% 90%

    Expand the IP

    interface board

    4.2.4.1.2 RNC Software Expansion

    The RNC software expansion is closely related to the quotation means of software

    feature. Each project has different quotation unit of the software feature, and in the same

    project, different software has different quotation unit.

    Software expansion in the dimensions of NodeB quantity and cell quantity:

    Some projects and some features are quoted in the units of NodeB quantity and cell

    quantity. If the NodeB quantity and cell quantity exceed the quotation quantity, we need

    to perform the software expansion.

    For example, in one project, the RNC hardware can support 210 cells and has 100 cells

    actually, and the software feature is quoted 100cells. Then, the increase of cell quantity

    will trigger the software expansion. When there are almost 210 cells, we need to trigger

    both the software expansion and hardware expansion at the same time.

    Software expansion in the dimension of NodeB CE:

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    In some projects, some features are quoted in the unit of NodeB s CE. So we need to

    monitor the CE operating indicators of all the NodeBs, and should trigger the software

    expansion when the indicators exceed the quotation unit. (For the monitoring indicators

    please refer to CE Monitoring Indicators of NodeB)

    Software expansion in the dimensions of Erl and flow:

    In some projects, some features are quoted in the unit of Erl and flow. So we need to

    monitor the indicators of Erl and flow, and should trigger the software expansion when

    the indicators exceed the quotation unit. (For the monitoring indicators, please refer to

    RNC Hardware Expansion Observation Indicators.)

    For example, in one project, the RNC hardware configuration is 250 Mbps and software

    is quoted 100 Mbps. When the flow indicator of existing network exceeds 100 Mbps, we

    need to expand the software license, that is, to quote the software feature for the

    increased flow. When the flow is almost 250 Mbps, we need to perform the hardware

    expansion.

    4.2.4.1.3 Modeling Expansion and Non-Modeling Expansion

    For both the software expansion and hardware expansion, there are two methods:

    modeling expansion and non-modeling expansion. To use which method depends on

    whether the modeling method is used in the preliminary software and hardware

    configuration quotation.

    For the software expansion, the different between the modeling expansion and

    non-modeling expansion only lies in the expansion granularity. The modeling expansion

    must be based on the model granularity.

    For the hardware expansion, except for different expansion granularity, the difference

    between the modeling expansion and non-modeling expansion also lies in whether the

    user plane, control plane, and interface board are bound.

    If the non-modeling method is used, the control plane, user plane and interface board can

    be expanded respectively. For example, in one project, if the RCP CPU is monitored to

    be a little bit high-load but other indicators are normal, we only need to expand the RCB

    and do not need to add the RUB or interface board. Similarly, if the user plane and

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    interface board are monitored to be load-rising, we can also expand the RUB or interface

    board separately.

    If the modeling method is used, the control plane and user plane boards need to be

    linked according to the model. In some projects, the interface board is also contained in

    the model, so we need to link the control plane, user plane and interface board. For

    example, in one project, if the RCP CPU is monitored to be a little bit high-load but other

    indicators are normal, we need to expand the whole model to the upper capacity level but

    not only to expand the RCB.

    4.2.4.2 Expansion Threshold Setting Foundation

    When the average utilization of RUP CE resources reaches 70% and the average load of

    CPU reaches 70%, it means the RNC becomes high-load and needs to be monitored and

    assessed for expansion.

    4.2.4.3 Expansion Implementation Rules

    In the WCDMA network, the RNCs reflection during busy hours is relatively obvious and

    uniform, so we can monitor the RNC load in two ways, as shown in Table 4-10.

    Table 4-10 RNC Expansion Implementation Rules

    Implementation Rule 1 Implementation Rule 2

    Monitoring

    ObjectRNC of the whole network RNC of the whole network

    Monitoring

    GranularityHour Hour

    Monitoring

    CycleA week (7 24) A week (busy hours of each day)

    Monitoring

    Trigger

    Condition

    If in 1 week, S_hard 1, N 10,

    perform the monitoring

    optimization and expansion

    assessment.

    If in 1 week, S_hard 1, N 3,

    perform the monitoring

    optimization and expansion

    assessment.

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    Expansion

    Trigger

    Condition

    If in 1 week, S_hard 1, N 10,

    perform the capacity expansion.

    If in 1 week, S_hard 1, N 3,

    perform the capacity expansion.