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Changes Name ISIN

Review Q1 2014

CBKD LI COMMERCIAL INTL BANK-GDR REG US2017122050SUBC NO SUBSEA 7 SA LU0075646355

GUARANTY NL GUARANTY TRUST BANK NGGUARANTY06ZENITHBA NL ZENITH BANK PLC NGZENITHBNK9

GLTD LI GLOBAL TELECOM HOLDING US37953P2020NB NL NIGERIAN BREWERIES PLC NGNB00000005

NPN SJ NASPERS LTD-N SHS ZAE000015889ATW MC ATTIJARIWAFA BANK MA0000011926TLW LN TULLOW OIL PLC GB0001500809

TMGH EC TALAAT MOUSTAFA GROUP HOLDING EGS691S1C011AFR LN AFREN PLC GB00B0672758AAL LN ANGLO AMERICAN PLC GB00B1XZS820

FBNH NL FBN HOLDINGS PLC NGFBNH000009SSL UN SASOL LTD US8038663006AOI CV AFRICA OIL CORP CA00829Q1019MTN SJ MTN GROUP LTD ZAE000042164

OPHR LN OPHIR ENERGY PLC GB00B24CT194CEY LN CENTAMIN PLC JE00B5TT1872IAM MC MAROC TELECOM MA0000011488

NESTLE NL NESTLE NIGERIA PLC NGNESTLE0006FM CT FIRST QUANTUM MINERALS LTD CA3359341052

ETEL EC TELECOM EGYPT SAE EGS48031C016MAU FP ETABLISSEMENTS MAUREL ET PROM FR0000051070BCP MC BANQUE CENTRALE POPULAIRE MA0000011884UBA NL UNITED BANK FOR AFRICA PLC NGUBA0000001

SAFCOM KN SAFARICOM LTD KE1000001402EKHO EC EGYPT KUWAIT HOLDING CO (SAE) EGS69082C013

KMR LN KENMARE RESOURCES PLC IE0004879486ADH MC DOUJA PROM ADDOHA MA0000011512BCE MC BANQUE MAROCAINE DU COMMERCE MA0000011835

OTMT EC ORASCOM TELECOM MEDIA AND TECHNOLOGY HOLDING SAE EGS693V1C014OML LN OLD MUTUAL PLC GB00B77J0862PDN CT PALADIN ENERGY LTD AU000000PDN8

HRHO EC EFG HERMES HOLDING SAE EGS69101C011GGR SP GOLDEN AGRI-RESOURCES LTD MU0117U00026

ESRS EC EZZ STEEL CO SAE EGS3C251C013SBK SJ STANDARD BANK GROUP LTD ZAE000109815

GOLD UW RANDGOLD RESOURCES LTD-ADR US7523443098SKPC EC SIDI KERIR PETROCHEMICALS CO EGS380S1C017

FSR SJ FIRSTRAND LTD ZAE000066304ADDITION KOS UN KOSMOS ENERGY LTD BMG5315B1072

SLM SJ SANLAM LTD ZAE000070660APN SJ ASPEN PHARMACARE HOLDINGS LT ZAE000066692REM SJ REMGRO LTD ZAE000026480BVT SJ BIDVEST GROUP LTD ZAE000117321AU UN ANGLOGOLD ASHANTI-SPON ADR US0351282068IMP SJ IMPALA PLATINUM HOLDINGS LTD ZAE000083648SHF SJ STEINHOFF INTL HOLDINGS LTD ZAE000016176ABG LN AFRICAN BARRICK GOLD LTD GB00B61D2N63BGA SJ BARCLAYS AFRICA GROUP LTD ZAE000174124IAG UN IAMGOLD CORP CA4509131088SHP SJ SHOPRITE HOLDINGS LTD ZAE000012084AMI LN AFRICAN MINERALS LTD BMG0114P1005

GBB FP BOURBON SA FR0004548873VOD SJ VODACOM GROUP LTD ZAE000132577WHL SJ WOOLWORTHS HOLDINGS LTD ZAE000063863TBS SJ TIGER BRANDS LTD ZAE000071080

Bloomberg Ticker

INVP LN INVESTEC PLC GB00B17BBQ50LHC SJ LIFE HEALTHCARE GROUP HOLDIN ZAE000145892GFI UN GOLD FIELDS LTD-SPONS ADR US38059T1060IPL SJ IMPERIAL HOLDINGS LTD ZAE000067211

SMF CT SEMAFO INC CA8169221089GRT SJ GROWTHPOINT PROPERTIES LTD ZAE000179420DSY SJ DISCOVERY HOLDINGS LTD ZAE000022331CML SJ CORONATION FUND MANAGERS LTD ZAE000047353NED SJ NEDBANK GROUP ZAE000004875RDF SJ REDEFINE PROPERTIES LTD ZAE000143178MPC SJ MR PRICE GROUP LTD ZAE000026951RMH SJ RMB HOLDINGS LTD ZAE000024501AMS SJ ANGLO PLATINUM LTD ZAE000013181MMI SJ MMI HOLDINGS LTD ZAE000149902

MDC SJ MEDICLINIC INTL (MEDI CLINIC) ORD ZAE000074142KIO SJ KUMBA IRON ORE LTD ZAE000085346

ADDITION MND SJ MONDI LTD ZAE000156550RCL UN ROYAL CARIBBEAN CRUISES LTD LR0008862868RMI SJ RMI HOLDINGS ZAE000153102LMI LN LONMIN PLC GB0031192486

TRU SJ TRUWORTHS INTERNATIONAL LTD ZAE000028296SBGL UN SIBANYE GOLD- SPON ADR US8257242060

SAP SJ SAPPI LIMITED ZAE000006284EXX SJ EXXARO RESOURCES LTD ZAE000084992TFG SJ THE FOSCHINI GROUP LTD ZAE000148466BAW SJ BARLOWORLD LTD ZAE000026639NPK SJ NAMPAK LTD ZAE000071676INL SJ INVESTEC LTD ZAE000081949

PPC SJ PRETORIA PORTLAND CEMENT CO ZAE000170049NTC SJ NETCARE LTD ZAE000011953ARI SJ AFRICAN RAINBOW MINERALS LTD ZAE000054045LBH SJ LIBERTY HOLDINGS LTD ZAE000127148SPP SJ SPAR GROUP LIMITED/THE ZAE000058517BAT SJ BRAIT SE LU0011857645AVI SJ AVI LTD ZAE000049433

HMY UN HARMONY GOLD MNG-SPON ADR US4132163001SUI SJ SUN INTERNATIONAL LTD ZAE000097580CLS SJ CLICKS GROUP LTD ZAE000134854ABL SJ AFRICAN BANK INVESTMENTS LTD ZAE000030060TKG SJ TELKOM SA LTD ZAE000044897CPL SJ CAPITAL PROPERTY FUND ZAE000001731

NHM SJ NORTHAM PLATINUM LTD ZAE000030912PIK SJ PICK N PAY STORES LTD ZAE000005443

MSM SJ MASSMART HOLDINGS LTD ZAE000152617RLO SJ REUNERT LTD ZAE000057428AEG SJ AVENG LTD ZAE000111829PDL LN PETRA DIAMONDS LTD BMG702781094AFE SJ AECI LTD ZAE000000220ACL SJ ARCELORMITTAL SOUTH AFRICA ZAE000134961

MUR SJ MURRAY & ROBERTS HOLDINGS ZAE000073441AQP LN AQUARIUS PLATINUM LTD BMG0440M1284JDG SJ JD GROUP LTD ZAE000030771

SEDOL Country

5668287 Egypt 819,222,040 4,309,107,930 7.119782 8.00%5258246 Luxembourg 249,773,740 4,475,863,538 3.811618 4.45% Nigeria6226059 Nigeria 29,431,180,000 4,466,036,419 3.811618 4.44%B01CKG0 Nigeria 27,314,949,780 3,742,023,772 3.811618 3.72%BF8HVZ9 Egypt 503,586,240 1,585,793,070 8.002071 3.31%6637286 Nigeria 3,478,844,300 3,126,208,793 3.811618 3.11%6622691 South Africa 286,999,980 35,025,787,372 0.333726 3.05%6088334 Morocco 67,163,910 2,632,885,091 4.104409 2.82%0150080 United Kingdom 773,640,250 10,277,037,081 1.047738 2.81% GhanaB2989Q7 Egypt 1,093,687,860 1,286,904,189 8.002071 2.69%B067275 United Kingdom 989,188,200 2,545,947,859 3.811618 2.53% NigeriaB1XZS82 United Kingdom 1,226,956,720 28,920,348,388 0.333726 2.52% South AfricaB8GQJS8 Nigeria 32,632,084,000 2,475,878,907 3.811618 2.46%2777294 South Africa 513,381,500 27,332,431,060 0.333726 2.38%2489607 Canada 279,357,300 2,258,649,508 3.895333 2.29% Kenya6563206 South Africa 1,367,493,670 25,711,198,568 0.333726 2.24%B24CT19 United Kingdom 473,639,200 2,419,205,995 3.326564 2.10% TanzaniaB5TT187 Jersey 991,407,630 946,583,613 8.002071 1.98% EgyptB04SJM4 Morocco 149,446,150 1,842,380,419 4.104409 1.97%6627759 Nigeria 317,062,400 1,975,216,960 3.811618 1.96%2347608 Canada 484,486,340 8,369,646,785 0.844574 1.84% ZambiaB0S6009 Egypt 341,414,400 794,140,975 8.002071 1.66%B05DY78 France 83,855,700 1,314,680,231 4.815726 1.65% GabonB01J1K2 Morocco 60,599,700 1,434,032,980 4.104409 1.53%6918389 Nigeria 32,981,387,000 1,481,409,795 3.811618 1.47%B2QN3J6 Kenya 10,011,150,500 1,378,053,105 3.895333 1.40%B0QMD00 Egypt 579,113,550 648,607,176 8.002071 1.35%0487948 Ireland 1,641,324,540 369,294,329 13.621068 1.31% MozambiqueB18R0L0 Morocco 141,925,080 1,158,715,398 4.104409 1.24%6078625 Morocco 43,071,120 1,118,868,778 4.104409 1.20%B7FN2H3 Egypt 2,517,931,200 546,247,834 8.002071 1.14%B77J086 United Kingdom 4,113,788,280 13,088,091,461 0.333726 1.14% South AfricaB081NC7 Australia 838,999,290 391,932,472 10.811589 1.10% Namibia6139470 Egypt 275,497,920 505,449,933 8.002071 1.05%6164472 Mauritius 5,776,897,050 2,779,545,039 1.421246 1.03%6162614 Egypt 190,142,750 485,167,447 8.002071 1.01%B030GJ7 South Africa 986,972,070 11,193,319,608 0.333726 0.97%2976842 Jersey 87,860,750 7,240,604,407 0.491014 0.93% MaliB1R9JX2 Egypt 147,000,000 420,702,982 8.002071 0.88%6606996 South Africa 2,649,832,740 8,383,692,974 0.333726 0.73%B53HHH8 Bermuda 236,433,560 2,527,474,756 1.047738 0.69% GhanaB0L6750 South Africa 1,449,000,000 7,014,777,563 0.333726 0.61%B09C0Z1 South Africa 269,186,910 6,937,073,367 0.333726 0.60%6290689 South Africa 394,506,920 6,923,947,095 0.333726 0.60%6100089 South Africa 278,761,750 6,776,603,912 0.333726 0.59%2257495 South Africa 346,259,220 6,492,360,375 0.333726 0.56%B1FFT76 South Africa 550,026,180 5,965,329,529 0.333726 0.52%6127936 South Africa 1,139,519,360 5,583,718,334 0.333726 0.49%B61D2N6 United Kingdom 117,282,360 506,343,133 3.326564 0.44% TanzaniaB844WD0 South Africa 389,965,460 4,864,780,501 0.333726 0.42%2149525 Canada 354,091,420 1,398,661,109 1.036280 0.38% Burkina Faso6801575 South Africa 296,701,080 3,987,168,423 0.333726 0.35%B00Z305 Bermuda 136,085,970 304,495,590 4.273630 0.34% Sierra Leone5552993 France 45,481,600 1,211,719,878 1.036280 0.33% Burkina FasoB65B4D0 South Africa 312,470,340 3,516,406,571 0.333726 0.31%B06KZ97 South Africa 542,448,000 3,233,103,996 0.333726 0.28%B0J4PP2 South Africa 134,082,900 3,154,906,294 0.333726 0.27%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)

Pure-Play Offshore Companies

B17BBQ5 United Kingdom 420,041,640 3,062,630,918 0.333726 0.27% South AfricaB4K90R1 South Africa 906,722,700 3,044,122,908 0.333726 0.26%2416326 South Africa 716,581,740 3,009,643,308 0.333726 0.26%B095WZ4 South Africa 182,661,720 2,868,547,781 0.333726 0.25%2795371 Canada 211,570,590 868,595,963 1.036280 0.23% Burkina FasoBBGB5W0 South Africa 1,264,437,300 2,692,621,385 0.333726 0.23%6177878 South Africa 366,960,640 2,619,457,456 0.333726 0.23%6622710 South Africa 290,333,170 2,513,707,100 0.333726 0.22%6628008 South Africa 132,678,520 2,505,212,913 0.333726 0.22%6208842 South Africa 2,886,719,320 2,408,923,003 0.333726 0.21%6820365 South Africa 168,293,280 2,359,082,093 0.333726 0.21%6755821 South Africa 536,447,140 2,285,224,300 0.333726 0.20%6761000 South Africa 53,936,400 2,232,421,485 0.333726 0.19%B4PXV75 South Africa 926,184,360 2,055,912,598 0.333726 0.18%B0PGJF0 South Africa 305,974,090 1,941,189,585 0.333726 0.17%B1G4262 South Africa 54,754,620 1,855,917,856 0.333726 0.16%B41LJ57 South Africa 100,566,050 1,831,900,867 0.333726 0.16%2754907 Liberia 168,123,400 8,592,786,974 0.069566 0.16%B50NQ61 South Africa 668,559,600 1,708,192,254 0.333726 0.15%3119248 United Kingdom 335,977,860 1,639,084,453 0.333726 0.14% South Africa6113485 South Africa 256,913,090 1,631,588,612 0.333726 0.14%B9G7XT7 South Africa 172,743,800 1,599,607,588 0.333726 0.14%6777007 South Africa 470,250,000 1,589,589,666 0.333726 0.14%6418801 South Africa 111,014,410 1,449,618,947 0.333726 0.13%6349688 South Africa 162,063,650 1,359,412,048 0.333726 0.12%6079123 South Africa 138,775,200 1,356,819,331 0.333726 0.12%B0KS382 South Africa 413,323,320 1,341,578,134 0.333726 0.12%B17BBR6 South Africa 175,419,700 1,288,059,177 0.333726 0.11%B7C6V89 South Africa 478,250,200 1,270,400,273 0.333726 0.11%6636421 South Africa 634,835,230 1,260,080,981 0.333726 0.11%6041122 South Africa 64,938,600 1,217,187,538 0.333726 0.11%6515058 South Africa 105,894,740 1,185,158,871 0.333726 0.10%B038WK4 South Africa 112,595,600 1,164,950,147 0.333726 0.10%6896292 Malta 267,089,160 1,156,230,130 0.333726 0.10% South Africa6040958 South Africa 224,209,700 1,099,261,521 0.333726 0.10%2411202 South Africa 270,130,280 956,261,191 0.333726 0.08%B0KS490 South Africa 95,868,360 825,614,043 0.333726 0.07%6105578 South Africa 150,144,180 807,904,854 0.333726 0.07%6040776 South Africa 870,633,940 801,108,323 0.333726 0.07%6588577 South Africa 255,184,160 765,764,017 0.333726 0.07%6176239 South Africa 851,702,580 753,878,769 0.333726 0.07%6350260 South Africa 202,768,860 730,804,595 0.333726 0.06%6688068 South Africa 168,138,950 712,387,556 0.333726 0.06%B3V5GG2 South Africa 60,790,520 701,915,777 0.333726 0.06%6728726 South Africa 112,351,200 617,274,485 0.333726 0.05%6153339 South Africa 300,175,260 572,868,323 0.333726 0.05%0683564 Bermuda 225,328,400 568,719,868 0.333726 0.05% South Africa6009205 South Africa 42,319,530 500,490,711 0.333726 0.04%6182117 South Africa 129,268,080 484,234,394 0.333726 0.04%B0N3K50 South Africa 146,762,880 306,854,322 0.333726 0.03%0845580 Bermuda 487,783,000 305,761,286 0.333726 0.03% South Africa6479648 South Africa 87,148,440 165,756,221 0.333726 0.01%

Changes Name ISIN

Review Q1 2014

PAAS UW PAN AMERICAN SILVER CORP CA6979001089GTE UA GRAN TIERRA ENERGY INC US38500T1016

GFREGIO MM BANREGIO GRUPO FINANCIERO SA MX01GF0X0008BTO CT B2GOLD CORP CA11777Q2099

EVTC UN EVERTEC INC PR30040P1032FCFS UW FIRST CASH FINANCIAL SERVICES INC US31942D1072

ALSEA* MM ALSEA SAB DE CV MXP001391012AG UN FIRST MAJESTIC SILVER CORP CA32076V1031AGI CT ALAMOS GOLD INC CA0115271086

FIBRAMQ MM MEXICO REAL ESTATE MANAGEMENT SA DE CV MXCFFI0U0002GGAL UR GRUPO FINANCIERO GALICIA SA US3999091008

ICA UN EMPRESAS ICA S.A.B US2924482068BRCR11 BS FII BTG PACTUAL CORPORATE OFFICE FUND BRBRCRCTF000

CONCHA CC VINA CONCHA Y TORO SA CLP9796J1008AUQ UN AURICO GOLD INC CA05155C1059

MILS3 BS MILLS ESTRUTURAS E SERVICOS BRMILSACNOR2CDE UN COEUR D ALENE MINES CORP US1921085049

ALUP11 BS ALUPAR INVESTIMENTO SA-UNIT BRALUPCDAM15EZTC3 BS EZ TEC EMPREENDIMENTOS E PARTICIPACOES SA BREZTCACNOR0

FIHO12 MM CONCENTRADORA FIBRA HOTELERA MEXICANA SA DE CV MXCFFI0T0005P CT PRIMERO MINING CORP CA74164W1068

VLRS UN CONTROLADORA VUELA CIA DE AV US21240E1055TERRA13 MM TF ADMINISTRADORA INDUSTRIAL MXCFTE0B0005

CS CT CAPSTONE MINING CORP CA14068G1046SSRI UW SILVER STANDARD RESOURCES INC CA82823L1067

AR CT ARGONAUT GOLD INC CA04016A1012BOLSAA MM BOLSA MEXICANA DE VALORES SAB DE CV MX01BM1B0000

CSMG3 BS COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA MG BRCSMGACNOR5FDP UN FRESH DEL MONTE PRODUCE INC KYG367381053

MRVE3 BS MRV ENGENHARIA E PARTICIPACOES BRMRVEACNOR2BLX UN BANCO LATINOAMERICANO COME-E PAP169941328

AEROMEX* MM GRUPO AEROMEXICO SAB DE CV MX01AE010005TXG CT TOREX GOLD RESOURCES INC CA8910541082

PARAUCO CC PARQUE ARAUCO S.A. CLP763281068ECL CC E.CL SA CLP371091081

SMTO3 BS SAO MARTINHO SA BRSMTOACNOR3PXT CT PAREX RESOURCES INC CA69946Q1046

EQTL3 BS EQUATORIAL ENERGIA SA BREQTLACNOR0AZTECACP MM TV AZTECA SA DE CV MX01AZ060013

HERDEZ* MM GRUPO HERDEZ SAB-SERIES * MX01HE010008VLID3 BS VALID SOLUCOES SA BRVLIDACNOR5MUX UN MCEWEN MINING INC US58039P1075

AMER LN AMERISUR RESOURCES PLC GB0032087826SMLE3 BS SMILES SA BRSMLEACNOR1

OFG UN OFG BANCORP PR67103X1020EVEN3 BS EVEN CONSTRUTORA E INCORPORADORA SA BREVENACNOR8

ABRE11 BS ABRIL EDUCACAO BRABRECDAM15AGRO UN ADECOAGRO SA LU0584671464

CNE CT CANACOL ENERGY LTD CA1348082035BRIN3 BS BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA BRBRINACNOR3

MYPK3 BS IOCHPE MAXION SA BRMYPKACNOR7GFA UN GAFISA SA US3626073015

RIPLEY CC RIPLEY CORP SA CL0000001173CNL CT CONTINENTAL GOLD LTD BMG238501032

SAND UA SANDSTORM GOLD LTD CA80013R2063FBP UN FIRST BANCORP/PUERTO RICO PR3186727065

BTOW3 BS B2W CIA DIGITAL BRBTOWACNOR8

Bloomberg Ticker

EXK UN ENDEAVOUR SILVER CORP CA29258Y1034IGTA3 BS IGUATEMI EMPRESA DE SHOPPING CENTERS SA BRIGTAACNOR5

OMAB MM GRUPO AEROPORTUARIO DEL CENTRO NORTE S A B DE C V MX01OM000018LIGT3 BS LIGHT SA BRLIGTACNOR2

FERREYC1 PE FERREYCORP SAA PEP736001004IAM CC INVERSIONES AGUAS METROPOLITANAS SA CL0000001256

VESTA* MM CORP INMOBILIARIA VESTA SAB DE CV MX01VE0M0003BDR AT BEADELL RESOURCES LTD AU000000BDR9

RAPT4 BS RANDON SA IMPLEMENTOS E PARTICIPACOES BRRAPTACNPR4HABITAT CC A.F.P. HABITAT S.A. CLP009331040

MRFG3 BS MARFRIG ALIMENTOS SA BRMRFGACNOR0PDGR3 BS PDG REALTY SA EMPREENDIMENTOS BRPDGRACNOR8

SMSAAM CC SOCIEDAD MATRIZ SAAM SA CL0001856989AXTELCPO MM AXTEL SAB DE CV MX01AX040009

FLRY3 BS FLEURY SA BRFLRYACNOR5GOL UN GOL LINHAS AEREAS INTELIGENTES US38045R1077

ALSC3 BS ALIANSCE SHOPPING CENTERS SA BRALSCACNOR0KUOB MM GRUPO KUO SAB DE CV MX01KU000012

FORUS CC FORUS SA CL0000002023MAGG3 BS MAGNESITA REFRATARIOS SA BRMAGGACNOR4JHSF3 BS JHSF PARTICIPACOES SA BRJHSFACNOR2

FVI CT FORTUNA SILVER MINES INC CA3499151080LINX3 BS LINX SA BRLINXACNOR0MAG CT MAG SILVER CORP CA55903Q1046

BEEF3 BS MINERVA SA BRBEEFACNOR6JSLG3 BS JULIO SIMOES LOGISTICA SA BRJSLGACNOR2ANIM3 BS GAEC EDUCACAO SA BRANIMACNOR6

VAPORES CC COMPANIA SUDAMERICANA DE VAPORES SA CLP3064M1019ILC CC INVERSIONES LA CONSTRUCCION SA CL0001892547

SIMECB MM GRUPO SIMEC S.A.-SER B MXP4984U1083BMA UN BANCO MACRO SA US05961W1053

SEER3 BS SER EDUCACIONAL SA BRSEERACNOR5SLCE3 BS SLC AGRICOLA SA BRSLCEACNOR2ARZZ3 BS AREZZO INDUSTRIA E COMERCIO BRARZZACNOR3

HCITY* MM HOTELES CITY EXPRESS SAB DE CV MX01HC000001HOC LN HOCHSCHILD MINING PLC GB00B1FW5029

STBP11 BS SANTOS BRASIL PARTICIPACOES S.A. BRSTBPCDAM10CULTIBAB MM ORGANIZACION CULTIBA SAB CV MX01CU000004

COCE5 BS COMPANHIA ENERGETICA DO CEARA COELCE BRCOCEACNPA3LEVE3 BS MAHLE-METAL LEVE SA BRLEVEACNOR2

MDF SQ DURO FELGUERA SA ES0162600417DIRR3 BS DIRECIONAL ENGENHARIA SA BRDIRRACNOR0

SALFACOR CC SALFACORP SA CL0000000449CRESY UW CRESUD S.A.-SPONS ADR US2264061068BPHA3 BS BRAZIL PHARMA SA BRBPHAACNOR6IMCH3 BS INTL MEAL COMP HOLDINGS SA BRIMCHACNOR4

AMAR3 BS MARISA LOJAS SA BRAMARACNOR4VAGR3 BS VANGUARDA AGRO SA BRVAGRACNOR2

ARA* MM CONSORCIO ARA SAB DE CV MXP001161019FINN13 MM ASESOR DE ACTIVOS PRISMA SAP MXCFFI0V0001

GTS UN TRIPLE-S MANAGEMENT CORP-B PR8967491088BBRK3 BS BRASIL BROKERS PARTICIPACOES SA BRBBRKACNOR4

BESALCO CC BESALCO SA CLP1663V1009RIO CT RIO ALTO MINING LTD CA76689T1049

ELPL4 BS ELETROPAULO METROPOLI-PREF BRELPLACNPR6HBOR3 BS HELBOR EMPREENDIMENTOS SA BRHBORACNOR3

SUP UN SUPERIOR INDUSTRIES INTL US8681681057QGEP3 BS QGEP PARTICIPACOES SA BRQGEPACNOR8

SUE CT SULLIDEN GOLD CORP LTD CA8651261064GFAMSAA MM GRUPO FAMSA SAB DE CV MX01GF010008

ETER3 BS ETERNIT SA BRETERACNOR3

ABCB4 BS BANCO ABC BRASIL SA BRABCBACNPR4TCSA3 BS TECNISA SA BRTCSAACNOR3GORO UA GOLD RESOURCE CORP US38068T1051

MGLU3 BS MAGAZINE LUIZA SA BRMGLUACNOR2TGMA3 BS TEGMA GESTAO LOGISTICA BRTGMAACNOR7

BPZ UN BPZ RESOURCES INC US0556391086AUTM3 BS AUTOMETAL SA BRAUTMACNOR8SSBR3 BS SONAE SIERRA BRASIL SA BRSSBRACNOR1

EMBONOB CC COCA-COLA EMBONOR SA-B CLP3698K1338LPSB3 BS LPS BRASIL CONSULTORIA DE IMOVEIS SA BRLPSBACNOR0BISA3 BS BROOKFIELD INCORPORACOES SA BRBISAACNOR8

CREAL* MM CREDITO REAL SAB DE CV MX00CR000000AQUACHIL CC AQUACHILE SA CL0001763912

TECN3 BS TECHNOS SA BRTECNACNOR6ADDITION CVCB3 BS CVC BRASIL OPERADORA E AGENCIA BRCVCBACNOR1

LLXL3 BS LLX LOGISTICA SA BRLLXLACNOR8GPL UA GREAT PANTHER SILVER LTD CA39115V1013

RSID3 BS ROSSI RESIDENCIAL SA BRRSIDACNOR8DAYC4 BS BANCO DAYCOVAL SA BRDAYCACNPR2

CRUZBLAN CC CRUZ BLANCA SALUD SA CL0000580804ENEV3 BS ENEVA SA BRENEVACNOR8

LLIS3 BS RESTOQUE COMERCIO E CONFECCOES DE ROUPAS SA BRLLISACNOR4PMAM3 BS PARANAPANEMA S.A. BRPMAMACNOR3

BICB4 BS BANCO INDUSTRIAL E COMERCIAL SA BRBICBACNPR7MASISA CC MASISA SA CL0000000183

HNR UN HARVEST NATURAL RESOURCES IN US41754V1035APAGF UR APCO OIL AND GAS INTL INC KYG0471F1090

PGD LN PATAGONIA GOLD PLC GB0003049409HRTP3 BS HRT PARTICIPACOES EM PETROLE BRHRTPACNOR2BPNM4 BS BANCO PANAMERICANO SA BRBPNMACNPR6SLED4 BS SARAIVA SA LIVREIROS EDITORES BRSLEDACNPR7IANSA CC EMPRESAS IANSA SA CLP5380Y1074

ALV CV ALVOPETRO ENERGY CA02255Q1000BCM CV BEAR CREEK MINING CORP CA07380N1042

HITES CC EMPRESAS HITES SA CL0000006750AUTLANB MM CIA MINERA AUTLAN-SER B MXP0598H1110

MMXM3 BS MMX MINERACAO E METALICOS SA BRMMXMACNOR2SHOW3 BS T4F ENTRETENIMENTO SA BRSHOWACNOR7UCAS3 BS UNICASA INDUSTRIA DE MOVEIS BRUCASACNOR1NIHD UW NII HOLDINGS INC US62913F2011

GPIV33 BS GP INVESTMENTS LTD BRGPIVBDR003POSI3 BS POSITIVO INFORMATICA SA BRPOSIACNOR9

DELETION DASA3 BS DIAGNOSTICOS DA AMERICA SADELETION FESA4 BS CIA FERRO LIGAS DA BAHIA -FEDELETION ESTC3 BS ESTACIO PARTICIPACOES SADELETION AUN CV AURCANA CORPORATION

SEDOL Country

2703396 Canada 128,775,000 1,876,251,750 1.000000 2.64% MexicoB09R9V5 United States 272,342,000 1,857,372,440 1.000000 2.61% ColombiaB6QL9F6 Mexico 327,931,000 1,754,104,117 1.000000 2.47%B29VFC4 Canada 485,786,880 1,453,236,590 1.000000 2.04% NicaraguaB7KY3Z6 Puerto Rico 52,451,620 1,322,305,340 1.000000 1.86%2350101 United States 24,316,320 1,302,625,262 1.000000 1.83% Mexico2563017 Mexico 426,410,580 1,302,345,645 1.000000 1.83%B01DH95 Canada 111,214,600 1,238,930,644 1.000000 1.74% Mexico2411707 Canada 107,275,560 1,105,377,239 1.000000 1.55% MexicoB80RZK1 Mexico 568,465,940 1,023,140,190 1.000000 1.44%2613570 Argentina 101,904,000 998,659,200 1.000000 1.40%B0T5PZ5 Mexico 133,618,320 920,630,225 1.000000 1.29%B51K694 Brazil 17,302,500 914,992,068 1.000000 1.29%2932220 Chile 485,553,900 909,657,742 1.000000 1.28%2354277 Canada 181,023,940 906,929,939 1.000000 1.28% MexicoB5LGRJ9 Brazil 80,258,850 857,339,381 1.000000 1.21%2208136 United States 77,325,000 834,336,750 1.000000 1.17% MexicoB8DWT90 Brazil 112,482,540 826,101,277 1.000000 1.16%B1YW5V4 Brazil 74,829,240 813,584,968 1.000000 1.14%B8HLNQ8 Mexico 499,402,000 794,242,379 1.000000 1.12%B4Z8FV2 Canada 117,875,250 794,200,579 1.000000 1.12% MexicoBDD8L75 Mexico 87,786,000 793,585,440 1.000000 1.12%B87Y2V5 Mexico 381,015,000 776,181,535 1.000000 1.09%2759162 Canada 338,682,380 766,724,698 1.000000 1.08% Mexico2592260 Canada 69,448,440 759,765,934 1.000000 1.07% ArgentinaB50H726 Canada 144,881,260 748,387,230 1.000000 1.05% MexicoB39VVF6 Mexico 379,512,960 726,231,151 1.000000 1.02%B0YBZJ2 Brazil 52,660,960 707,344,465 1.000000 0.99%2118707 Cayman Islands 25,303,050 700,388,424 1.000000 0.99% Costa RicaB235JN1 Brazil 198,071,820 699,693,156 1.000000 0.98%2069485 Panama 26,356,460 698,973,319 1.000000 0.98%B3WBBZ3 Mexico 457,096,960 685,292,463 1.000000 0.96%B1B25H3 Canada 573,800,700 649,498,165 1.000000 0.91% Mexico2684349 Chile 390,346,750 640,895,801 1.000000 0.90%2311410 Chile 495,055,700 637,419,202 1.000000 0.90%B1P3R43 Brazil 49,720,000 629,979,482 1.000000 0.89%B575D14 Canada 72,973,720 591,315,595 1.000000 0.83% ColombiaB128R96 Brazil 71,440,920 583,314,545 1.000000 0.82%2096911 Mexico 1,045,338,000 579,627,655 1.000000 0.82%2962959 Mexico 211,680,000 566,298,022 1.000000 0.80%B13NPP2 Brazil 44,042,500 564,750,153 1.000000 0.79%B7M5FL7 United States 164,409,740 555,704,921 1.000000 0.78% Argentina3208782 United Kingdom 594,772,640 555,536,232 1.000000 0.78% ColombiaB97PYY2 Brazil 34,208,720 552,838,965 1.000000 0.78%B87LKR8 Puerto Rico 31,973,900 546,753,690 1.000000 0.77%B1VD2Z3 Brazil 186,634,400 546,381,829 1.000000 0.77%B5LL1F8 Brazil 47,026,440 534,375,538 1.000000 0.75%B65BNQ6 Luxembourg 65,997,180 531,277,299 1.000000 0.75% ArgentinaB97DSV1 Canada 83,806,640 526,261,882 1.000000 0.74% ColombiaB5L5SJ3 Brazil 78,744,800 524,687,721 1.000000 0.74%B06YX28 Brazil 53,123,280 523,647,773 1.000000 0.74%B1VJ8M0 Brazil 191,646,400 521,278,208 1.000000 0.73%B0D6PM1 Chile 890,583,920 510,546,138 1.000000 0.72%B3Q4KP1 Bermuda 108,947,380 504,046,182 1.000000 0.71% ColombiaB84QSS3 Canada 81,634,400 500,418,872 1.000000 0.70% Brazil2296926 Puerto Rico 89,049,130 499,565,619 1.000000 0.70%B1LH3Y1 Brazil 47,699,700 494,401,967 1.000000 0.70%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


B018TM7 Canada 90,803,440 486,706,438 1.000000 0.68% MexicoB1NXMK6 Brazil 52,983,600 474,975,139 1.000000 0.67%B1KFX13 Mexico 139,301,190 471,106,371 1.000000 0.66%B0W1X34 Brazil 65,258,880 457,743,937 1.000000 0.64%2320126 Peru 756,181,600 450,124,139 1.000000 0.63%B0LD0L8 Chile 290,000,000 446,205,311 1.000000 0.63%B8F6ZF8 Mexico 223,278,880 419,189,339 1.000000 0.59%B243L72 Australia 624,713,830 417,544,199 1.000000 0.59% BrazilB010V49 Brazil 119,803,780 405,470,223 1.000000 0.57%2401292 Chile 330,000,000 403,736,750 1.000000 0.57%B1YWHR4 Brazil 239,543,620 397,254,782 1.000000 0.56%B1N9YL9 Brazil 669,774,000 396,693,221 1.000000 0.56%B565326 Chile 5,063,131,840 395,029,678 1.000000 0.56%B0T0DH8 Mexico 1,252,924,000 394,562,272 1.000000 0.55%B4X4D29 Brazil 48,450,830 391,706,129 1.000000 0.55%B01NTB1 Brazil 89,101,980 374,228,316 1.000000 0.53%B23FNB7 Brazil 50,888,320 374,167,743 1.000000 0.53%B0SL8F5 Mexico 178,515,200 367,829,941 1.000000 0.52%B1HNTW3 Chile 87,879,460 357,581,723 1.000000 0.50%B23VRX5 Brazil 165,686,460 355,380,371 1.000000 0.50%B1VN5C1 Brazil 216,021,500 350,934,980 1.000000 0.49%2383033 Canada 80,623,360 350,552,093 1.000000 0.49% PeruB9DL3B4 Brazil 18,156,840 348,196,534 1.000000 0.49%2581332 Canada 42,099,400 347,566,353 1.000000 0.49% MexicoB23GH52 Brazil 81,231,360 344,685,580 1.000000 0.48%B5LBY82 Brazil 58,535,730 344,218,571 1.000000 0.48%BFMXX80 Brazil 42,261,660 337,199,326 1.000000 0.47%2196338 Chile 7,424,617,440 336,223,292 1.000000 0.47%B6ZJ069 Chile 28,000,000 334,734,469 1.000000 0.47%2375546 Mexico 88,791,840 330,590,480 1.000000 0.46%B0Y62M9 Argentina 13,758,000 318,910,440 1.000000 0.45%BFH4PZ9 Brazil 37,563,900 318,627,687 1.000000 0.45%B1Y4WK8 Brazil 43,514,680 312,771,830 1.000000 0.44%B3NS1W0 Brazil 28,363,840 311,987,241 1.000000 0.44%BBL5196 Mexico 198,079,920 310,397,584 1.000000 0.44%B1FW502 United Kingdom 102,788,280 307,223,890 1.000000 0.43% PeruB29TGT2 Brazil 46,625,950 305,941,189 1.000000 0.43%B8PQ2P7 Mexico 200,910,360 305,297,168 1.000000 0.43%B1YCJ34 Brazil 19,777,100 302,795,663 1.000000 0.43%B0HZY49 Brazil 32,077,250 301,807,738 1.000000 0.42%B175SV1 Spain 44,800,000 298,390,176 1.000000 0.42% VenezuelaB59VLC7 Brazil 72,990,530 297,983,549 1.000000 0.42%B031CM5 Chile 342,008,640 293,814,625 1.000000 0.41%2226893 Argentina 31,096,720 285,778,857 1.000000 0.40%B3Q1YB6 Brazil 138,447,360 285,241,097 1.000000 0.40%B57Q1F7 Brazil 42,241,500 277,886,970 1.000000 0.39%B3V89C8 Brazil 46,383,250 270,793,802 1.000000 0.38%B4Q9YS4 Brazil 213,083,200 264,128,514 1.000000 0.37%B1TV969 Mexico 694,236,930 262,035,410 1.000000 0.37%B9FJ6S4 Mexico 198,917,180 259,108,603 1.000000 0.36%B29GJQ1 Puerto Rico 15,304,900 258,958,908 1.000000 0.36%B28XFX2 Brazil 129,202,800 257,995,649 1.000000 0.36%2094788 Chile 307,463,040 257,946,420 1.000000 0.36%2783741 Canada 111,363,840 256,112,321 1.000000 0.36% PeruB66HFL2 Brazil 77,569,030 252,683,884 1.000000 0.36%B28RS68 Brazil 85,041,000 235,290,593 1.000000 0.33%2864141 United States 11,656,440 234,760,702 1.000000 0.33% MexicoB3M5360 Brazil 66,451,750 230,525,373 1.000000 0.32%2249481 Canada 254,480,440 217,182,247 1.000000 0.31% PeruB15F749 Mexico 158,201,280 204,284,472 1.000000 0.29%B01GYT3 Brazil 57,280,000 203,554,521 1.000000 0.29%

B23DMP8 Brazil 42,974,580 201,623,730 1.000000 0.28%B1N9YM0 Brazil 64,800,000 199,848,546 1.000000 0.28%B1DZ912 United States 33,880,770 196,847,274 1.000000 0.28% MexicoB4975P9 Brazil 72,732,660 193,543,493 1.000000 0.27%B1ZBDK5 Brazil 23,761,080 189,887,594 1.000000 0.27%2155458 United States 66,418,800 188,629,392 1.000000 0.27% PeruB6565S7 Brazil 28,958,840 184,748,517 1.000000 0.26%B67HNG2 Brazil 25,219,920 180,953,926 1.000000 0.25%2411547 Chile 103,908,870 178,504,126 1.000000 0.25%B1L86W3 Brazil 33,170,780 178,360,915 1.000000 0.25%B1FY4S9 Brazil 282,192,470 173,105,904 1.000000 0.24%B8DST54 Mexico 100,856,340 163,363,944 1.000000 0.23%B4R4YK0 Chile 312,390,000 162,704,547 1.000000 0.23%B3ZQXN7 Brazil 27,172,600 162,087,217 1.000000 0.23%BGSH2S6 Brazil 27,243,090 160,778,892 1.000000 0.23%B3BXMS0 Brazil 462,143,500 156,410,280 1.000000 0.22%B03NNF1 Canada 128,831,970 146,868,446 1.000000 0.21% MexicoB0WPDR0 Brazil 235,858,150 146,678,575 1.000000 0.21%B1Z2WS9 Brazil 39,289,100 141,282,856 1.000000 0.20%B4RL478 Chile 172,165,500 138,447,355 1.000000 0.19%B29VWQ7 Brazil 196,706,720 137,309,820 1.000000 0.19%B2R7VR1 Brazil 51,651,300 131,108,535 1.000000 0.18%B092PF6 Brazil 105,328,410 130,114,842 1.000000 0.18%B284ZP7 Brazil 42,640,620 128,260,099 1.000000 0.18%B0131Z9 Chile 2,628,546,360 115,404,190 1.000000 0.16%2092867 United States 27,074,700 111,818,511 1.000000 0.16% Venezuela2045861 Cayman Islands 6,580,800 100,028,160 1.000000 0.14% Argentina0304940 United Kingdom 552,904,960 87,219,375 1.000000 0.12% ArgentinaB4LW4N3 Brazil 212,577,840 85,435,832 1.000000 0.12%B2940Z1 Brazil 55,800,990 83,804,766 1.000000 0.12%2965141 Brazil 9,866,480 82,187,622 1.000000 0.12%2456560 Chile 2,259,885,840 79,153,572 1.000000 0.11%BH369J5 Canada 74,095,290 72,554,342 1.000000 0.10% Brazil2578668 Canada 33,500,520 68,617,155 1.000000 0.10% PeruB4LHSQ9 Chile 101,823,750 56,075,094 1.000000 0.08%2176976 Mexico 64,241,760 53,141,562 1.000000 0.07%B18XCG7 Brazil 47,039,450 50,546,887 1.000000 0.07%B5N8KL6 Brazil 24,426,850 45,469,335 1.000000 0.06%B4P6HK9 Brazil 23,790,960 41,568,129 1.000000 0.06%2090485 United States 34,421,200 37,863,320 1.000000 0.05% BrazilB15Q9D5 Bermuda 23,124,780 36,686,589 1.000000 0.05% BrazilB1J04K5 Brazil 23,706,000 23,467,812 1.000000 0.03%

Changes Name ISIN SEDOL Country

Review Q1 2014

RCL UN ROYAL CARIBBEAN CRUISES LTD LR0008862868 2754907 LiberiaGUARANTY NL GUARANTY TRUST BANK NGGUARANTY06 6226059 Nigeria

ZENITHBA NL ZENITH BANK PLC NGZENITHBNK9 B01CKG0 NigeriaNB NL NIGERIAN BREWERIES PLC NGNB00000005 6637286 Nigeria

FBNH NL FBN HOLDINGS PLC NGFBNH000009 B8GQJS8 NigeriaNESTLE NL NESTLE NIGERIA PLC NGNESTLE0006 6627759 Nigeria

UBA NL UNITED BANK FOR AFRICA PLC NGUBA0000001 6918389 NigeriaORIG UW OCEAN RIG UDW INC MHY643542050 B56C7P8 Marshall IslandsGOLD UW RANDGOLD RESOURCES LTD-ADR US7523443098 2976842 Jersey

AFR LN AFREN PLC GB00B0672758 B067275 United KingdomKOS UN KOSMOS ENERGY LTD BMG5315B1072 B53HHH8 BermudaIAG UN IAMGOLD CORP CA4509131088 2149525 CanadaGBB FP BOURBON SA FR0004548873 5552993 France

ACCESS NL ACCESS BANK PLC NGACCESS0005 6222808 NigeriaSMF CT SEMAFO INC CA8169221089 2795371 CanadaMMT CV MART RESOURCES INC CA5729031024 2568744 CanadaEDV CT ENDEAVOUR MINING CORP KYG3040R1092 2983682 Cayman IslandsAKG CT ASANKO GOLD INC CA04341Y1051 B7Y5P59 CanadaAMI LN AFRICAN MINERALS LTD BMG0114P1005 B00Z305 Bermuda

RSG AT RESOLUTE MINING LTD AU000000RSG6 6410636 AustraliaPRU CT PERSEUS MINING LTD AU000000PRU3 B605PH8 AustraliaMDL AT MINERAL DEPOSITS LTD AU000000MDL9 6637479 AustraliaGSS UA GOLDEN STAR RESOURCES LTD CA38119T1049 2376613 Canada

Bloomberg Ticker

168,123,400 8,592,786,974 0.110528 8.00%29,431,180,000 4,466,036,419 0.212659 8.00%27,314,949,780 3,742,023,772 0.222080 7.00%3,478,844,300 3,126,208,793 0.246838 6.50%

32,632,084,000 2,475,878,907 0.287699 6.00%317,062,400 1,975,216,960 0.330571 5.50%

32,981,387,000 1,481,409,795 0.400693 5.00%54,068,750 955,935,500 0.558857 4.50% Ghana87,860,750 7,240,604,407 0.073783 4.50% Mali

989,188,200 2,545,947,859 0.209836 4.50% Nigeria236,433,560 2,527,474,756 0.211370 4.50% Ghana354,091,420 1,398,661,109 0.381959 4.50% Burkina Faso45,481,600 1,211,719,878 0.440887 4.50% Burkina Faso

21,509,942,920 1,005,320,549 0.531404 4.50%211,570,590 868,595,963 0.615052 4.50% Burkina Faso356,575,000 480,494,543 1.000000 4.05% Nigeria413,043,000 374,768,387 1.000000 3.16% Ghana144,651,360 339,163,679 1.000000 2.86% Ghana136,085,970 304,495,590 1.000000 2.56% Sierra Leone314,182,610 188,852,182 1.000000 1.59% Mali421,324,800 174,108,977 1.000000 1.47% Ghana68,335,740 139,167,819 1.000000 1.17% Senegal

178,783,140 135,875,186 1.000000 1.14% Ghana

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Changes Name ISIN

Review Q1 2014

EMAAR DB EMAAR PROPERTIES PJSC AEE000301011NBK KK NATIONAL BANK OF KUWAIT KW0EQ0100010

BKMB OM BANK MUSCAT SAOG OM0000002796ZAIN KK MOBILE TELECOMMUNICATIONS CO KSC KW0EQ0601058

NBAD DH NATIONAL BANK OF ABU DHABI PJSC AEN000101016ADCB DH ABU DHABI COMMERCIAL BANK PJSC AEA000201011

KFIN KK KUWAIT FINANCE HOUSE KSC KW0EQ0100085FGB DH FIRST GULF BANK AEF000201010

QNBK QD QATAR NATIONAL BANK SAQ QA0006929895MARK QD MASRAF AL RAYAN QSC QA000A0M8VM3IQCD QD INDUSTRIES QATAR QSC QA000A0KD6K3DPW DU DP WORLD LIMITED AEDFXA0M6V00

OTEL OM OMAN TELECOMMUNICATIONS CO OM0000003026028050 KP SAMSUNG ENGINEERING KR7028050003ALDAR DH ALDAR PROPERTIES COMPANY AEA002001013ORDS QD OOREDOO QSC QA0007227737

MDR UN MCDERMOTT INTERNATIONAL INC PA5800371096ARTC DB ARABTEC HOLDING PJSC AEA001501013UNB DH UNION NATIONAL BANK PJSC AEU000401015

VFQS QD VODAFONE QATAR QA000A0Q5NE9NWRS OM OMANI QATARI TELECOMMUNICATI OM0000003968

GBK KK GULF BANK KSC KW0EQ0100028QEWS QD QATAR ELECTRICITY & WATER CO QA0006929812

DFM DB DUBAI FINANCIAL MARKET PJSC AED000901010QFLS QD QATAR FUEL CO QA0001200771

RNSS OM RENAISSANCE SERVICES OM0000003224MABANEE KK MABANEE CO SAKC KW0EQ0400725

AGLTY KK AGILITY KW0EQ0601041CBQK QD COMMERCIAL BANK OF QATAR QSC QA0007227752DHBK QD DOHA BANK QSC QA0006929770QIBK QD QATAR ISLAMIC BANK SAQ QA0006929853

DIB DB DUBAI ISLAMIC BANK PJSC AED000201015KPROJ KK KUWAIT PROJECTS COMPANY HOLDING KSCC KW0EQ0200653

AIRARABI DB AIR ARABIA PJSC AEA003001012BRES QD BARWA REAL ESTATE CO QSC QA000A0KD6J5GISS QD GULF INTERNATIONAL SERVICES QA000A0Q6LH4

BURG KK BURQAN BANK KW0EQ0100077BPCC KK BOUBYAN PETROCHEMICAL COMPANY KSC KW0EQ0500979QGTS QD QATAR GAS TRANSPORT COMPANY LIMITED (NAKILAT) QSC QA000A0KD6L1QNNS QD QATAR NAVIGATION QA0007227695DANA DH DANA GAS AED000701014

BOUBYAN KK BOUBYAN BANK KSC KW0EQ0102065NIND KK NATIONAL INDUSTRIES GROUP HOLDING SAK KW0EQ0500813QIIK QD QATAR INTERNATIONAL ISLAMIC QA0006929879

UDCD QD UNITED DEVELOPMENT CO QA000A0KD6M9ALTIJARI KK COMMERCIAL REAL ESTATE COMPANY KSCC KW0EQ0401632

KIB KK KUWAIT INTERNATIONAL BANK KW0EQ0100069NINV KK NATIONAL INVESTMENTS COMPANY KSCC KW0EQ0200281LAM LN LAMPRELL PLC GB00B1CL5249

ALAFCO KK AVIATION LEASE AND FINANCE C KW0EQ0602221ABYAAR KK ABYAAR REAL EASTATE DEVELOPM KW0EQ0402390

NLCS QD NATIONAL LEASING QA000A0KD6Q0

Bloomberg Ticker

SEDOL Country

B01RM25 United Arab Emirates 3,189,338,460 7,441,500,300 1.003538 7.81%6889526 Kuwait 2,351,868,190 7,767,178,326 0.766452 6.23%B11WYH6 Oman 946,994,840 1,672,614,263 2.749990 4.81%6600084 Kuwait 2,550,383,560 5,977,461,469 0.766452 4.79%6624471 United Arab Emirates 1,076,389,000 4,293,247,713 1.003538 4.51%6545464 United Arab Emirates 2,350,150,740 4,286,961,600 1.003538 4.50%6503138 Kuwait 1,878,413,530 5,603,222,178 0.766452 4.49%6122782 United Arab Emirates 975,000,000 4,034,848,897 1.003538 4.23%6148197 Qatar 83,967,480 4,208,231,638 0.960554 4.23%B0VR7W0 Qatar 367,500,000 3,875,379,313 0.960554 3.89%6673570 Qatar 72,600,000 3,548,806,107 0.960554 3.56%B291WY5 United Arab Emirates 166,000,000 2,976,380,000 1.003538 3.12%B0MSYM1 Oman 225,000,000 937,987,013 2.749990 2.70%6765239 South Korea 24,000,000 1,547,012,938 1.652107 2.67% Saudi ArabiaB0LX3Y2 United Arab Emirates 3,145,051,600 2,534,536,547 1.003538 2.66%6158174 Qatar 67,267,200 2,567,697,154 0.960554 2.58%2550310 Panama 173,117,310 1,346,852,672 1.652107 2.33% Saudi ArabiaB02PY44 United Arab Emirates 1,538,355,000 1,951,738,170 1.003538 2.05%6917847 United Arab Emirates 1,048,162,400 1,812,096,717 1.003538 1.90%B3WYBN0 Qatar 464,970,000 1,530,980,873 0.960554 1.54%B59GZT7 Oman 292,924,800 486,939,927 2.749990 1.40%6889515 Kuwait 1,354,723,580 1,683,782,859 0.766452 1.35%6566614 Qatar 27,500,000 1,283,829,244 0.960554 1.29%B1GPBP7 United Arab Emirates 1,600,000,000 1,219,711,408 1.003538 1.28%6516556 Qatar 16,891,800 1,112,837,694 0.960554 1.12%B12G1Y3 Oman 197,465,800 379,544,655 2.749990 1.09%B00PQY0 Kuwait 330,697,170 1,315,272,835 0.766452 1.05%6890302 Kuwait 560,581,290 1,313,862,398 0.766452 1.05%6150448 Qatar 49,489,200 1,028,802,384 0.960554 1.03%6273420 Qatar 64,593,000 1,011,081,025 0.960554 1.02%6713982 Qatar 49,621,530 1,008,387,653 0.960554 1.01%6283452 United Arab Emirates 593,062,650 920,353,146 1.003538 0.97%6503183 Kuwait 477,157,020 1,186,114,751 0.766452 0.95%B23DL40 United Arab Emirates 2,286,683,000 896,494,288 1.003538 0.94%B0YTG26 Qatar 97,281,250 869,572,475 0.960554 0.87%B39HD70 Qatar 32,707,994 839,829,584 0.960554 0.84%6155818 Kuwait 551,553,440 1,018,493,568 0.766452 0.82%6000208 Kuwait 402,633,000 1,015,161,328 0.766452 0.81%B0MLBC9 Qatar 134,400,000 789,839,212 0.960554 0.79%6148205 Qatar 28,631,250 723,358,827 0.960554 0.73%B0VR4L8 United Arab Emirates 3,234,980,000 686,981,868 1.003538 0.72%B15DYL9 Kuwait 403,842,340 774,413,578 0.766452 0.62%6890294 Kuwait 958,372,520 769,148,400 0.766452 0.62%6571544 Qatar 28,760,110 580,501,747 0.960554 0.58%6651093 Qatar 84,306,250 504,710,006 0.960554 0.51%B0MLB41 Kuwait 1,504,547,480 555,656,740 0.766452 0.45%6503213 Kuwait 508,290,230 514,427,257 0.766452 0.41%6614717 Kuwait 876,213,000 441,840,362 0.766452 0.35%B1CL524 Isle of Man 130,181,500 293,986,278 1.003538 0.31% United Arab EmiratesB1H5W31 Kuwait 272,920,200 242,294,212 0.766452 0.19%B28ZNF6 Kuwait 719,728,750 140,572,021 0.766452 0.11%6693329 Qatar 12,370,000 96,984,306 0.960554 0.10%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Changes Name ISIN

Review Q1 2014

PKO PW POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA PLPKO0000016PZU PW POWSZECHNY ZAKLAD UBEZPIECZE PLPZU0000011PEO PW BANK POLSKA KASA OPIEKI SA PLPEKAO00016KGH PW KGHM POLSKA MIEDZ SA PLKGHM000017CEZ CP CEZ AS CZ0005112300

PGE PW PGE POLSKA GRUPA ENERGETYCZNA SA PLPGER000010EBS AV ERSTE GROUP BANK AG AT0000652011

BZW PW BANK ZACHODNI WBK SA PLBZ00000044KOMB CP KOMERCNI BANKA AS CZ0008019106

PKN PW POLSKI KONCERN NAFTOWY ORLEN SA PLPKN0000018JMT PL JERONIMO MARTINS SGPS SA PTJMT0AE0001

OTP HB OTP BANK NYRT HU0000061726MOL HB MOL MAGYAR OLAJ- ES GAZIPARI NYRT. HU0000068952PGN PW POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA PLPGNIG00014OPL PW ORANGE POLSKA SA PLTLKPL00017GBU CT GABRIEL RESOURCES LTD CA3619701061

KRKG SV KRKA DD NOVO MESTO SI0031102120IPF LN INTERNATIONAL PERSONAL FINAN GB00B1YKG049RBI AV RAIFFEISEN BANK INTERNATIONA AT0000606306VIG AV VIENNA INSURANCE GROUP AG AT0000908504

MBK PW MBANK SA PLBRE0000012SPTT CP TELEFONICA O2 CZECH REPUBLIC AS CZ0009093209

RICHT HB RICHTER GEDEON VEGYESZETI GYAR NYILVANOSAN MUKODO RT. HU0000123096TPE PW TAURON POLSKA ENERGIA SA PLTAURN00011BNK CT BANKERS PETROLEUM LTD CA0662863038

BHW PW BANK HANDLOWY W WARSZAWIE SA PLBH00000012EUR PW EUROCASH SA PLEURCH00011GNB PW GETIN NOBLE BANK SA PLGETBK00012ACP PW ASSECO POLAND SA PLSOFTB00016LWB PW LUBELSKI WEGIEL BOGDANKA SA PLLWBGD00016

MTELEKOM HB MAGYAR TELEKOM NYRT. HU0000073507JSW PW JASTRZEBSKA SPOLKA WEGLOWA S PLJSW0000015GTC PW GLOBE TRADE CENTRE SA PLGTC0000037

Bloomberg Ticker

SEDOL Country

B03NGS5 Poland 712,500,000 9,698,707,513 0.772808 8.00%B63DG21 Poland 51,811,200 7,162,559,953 1.046447 8.00%5473113 Poland 118,111,500 7,077,406,245 0.926658 7.00%5263251 Poland 136,000,000 4,602,436,979 1.070037 5.26%5624030 Czech Republic 161,397,000 4,274,721,709 1.117904 5.10%B544PW9 Poland 710,509,180 4,343,928,323 1.070037 4.96%5289837 Austria 300,860,000 10,040,299,920 0.419915 4.50% Czech Republic7153639 Poland 28,063,500 3,776,687,287 1.070037 4.31%4519449 Czech Republic 15,204,000 3,489,717,578 1.117904 4.16%5810066 Poland 265,179,580 3,538,169,655 1.070037 4.04%B1Y1SQ7 Portugal 213,959,620 3,479,389,410 1.070037 3.97% Poland7320154 Hungary 193,200,000 3,142,637,498 1.162582 3.90%4742494 Hungary 52,259,000 2,908,822,806 1.162582 3.61%B0L9113 Poland 1,652,000,000 2,330,777,959 1.070037 2.66%5552551 Poland 656,178,500 2,211,971,001 1.070037 2.53%2842374 Canada 103,719,150 110,879,745 21.124339 2.50% Romania5157235 Slovenia 24,443,940 2,022,703,158 1.157986 2.50%B1YKG04 United Kingdom 227,719,750 2,051,347,898 1.070037 2.34% PolandB0704T9 Austria 64,455,380 1,882,129,324 1.117904 2.25% Czech RepublicB0BKSS2 Austria 38,400,000 1,836,794,880 1.117904 2.19% Czech Republic4143053 Poland 10,544,000 1,785,854,998 1.070037 2.04%5272569 Czech Republic 99,847,900 1,507,036,595 1.117904 1.80%BC9ZH86 Hungary 91,323,750 1,412,211,251 1.162582 1.75%B5P7L41 Poland 946,376,460 1,525,083,339 1.070037 1.74%2486954 Canada 257,317,000 1,197,414,598 1.289653 1.65% Albania5256068 Poland 32,665,000 1,161,293,309 1.070037 1.33%B064B91 Poland 77,534,800 994,477,233 1.070037 1.14%B7F0DW6 Poland 980,552,910 993,242,551 1.070037 1.13%5978953 Poland 55,610,000 857,564,304 1.070037 0.98%B543NN3 Poland 20,748,540 812,704,887 1.070037 0.93%4577469 Hungary 427,524,630 595,155,213 1.162582 0.74%B6R2S06 Poland 37,571,840 556,043,214 1.070037 0.64%B1BFM59 Poland 137,330,390 310,282,268 1.070037 0.35%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

EMAAR DB EMAAR PROPERTIES PJSC AEE000301011 B01RM25 United Arab EmiratesNBAD DH NATIONAL BANK OF ABU DHABI PJSC AEN000101016 6624471 United Arab EmiratesADCB DH ABU DHABI COMMERCIAL BANK PJSC AEA000201011 6545464 United Arab Emirates

FGB DH FIRST GULF BANK AEF000201010 6122782 United Arab EmiratesDPW DU DP WORLD LIMITED AEDFXA0M6V00 B291WY5 United Arab Emirates

ALDAR DH ALDAR PROPERTIES COMPANY AEA002001013 B0LX3Y2 United Arab EmiratesARTC DB ARABTEC HOLDING PJSC AEA001501013 B02PY44 United Arab EmiratesUNB DH UNION NATIONAL BANK PJSC AEU000401015 6917847 United Arab EmiratesDFM DB DUBAI FINANCIAL MARKET PJSC AED000901010 B1GPBP7 United Arab EmiratesDIB DB DUBAI ISLAMIC BANK PJSC AED000201015 6283452 United Arab Emirates

AIRARABI DB AIR ARABIA PJSC AEA003001012 B23DL40 United Arab EmiratesWAHA DH WAHA CAPITAL PJSC AEA000701010 B1X5Y51 United Arab EmiratesARMX DB ARAMEX PJSC AEA002301017 B0LWK71 United Arab Emirates

DIC DB DUBAI INVESTMENTS PJSC AED000601016 6388357 United Arab EmiratesDSI DB DRAKE & SCULL INTERNATIONAL AED001101016 B3BPVY5 United Arab Emirates

DANA DH DANA GAS AED000701014 B0VR4L8 United Arab EmiratesRAKPROP DH RAK PROPERTIES AER000601016 B12B5X5 United Arab Emirates

LAM LN LAMPRELL PLC GB00B1CL5249 B1CL524 Isle of ManUPP DB UNION PROPERTIES PJSC AEU000101011 6388380 United Arab Emirates

TABREED DB TABREED AEN000501017 6388379 United Arab EmiratesRAKCC DH RAS AL KHAIMAH CEMENT CO AER000401011 B0LX4Y9 United Arab Emirates

Bloomberg Ticker

3,189,338,460 7,441,500,300 0.092053 8.00%1,076,389,000 4,293,247,713 0.159556 8.00%2,350,150,740 4,286,961,600 0.139816 7.00%

975,000,000 4,034,848,897 0.137941 6.50%166,000,000 2,976,380,000 0.172612 6.00%

3,145,051,600 2,534,536,547 0.185811 5.50%1,538,355,000 1,951,738,170 0.219359 5.00%1,048,162,400 1,812,096,717 0.212637 4.50%1,600,000,000 1,219,711,408 0.315910 4.50%

593,062,650 920,353,146 0.418664 4.50%2,286,683,000 896,494,288 0.429806 4.50%

929,573,120 652,953,621 0.590117 4.50%717,409,000 615,256,834 0.626274 4.50%714,079,200 606,568,773 0.635244 4.50%

1,119,673,030 463,355,025 0.831585 4.50%3,234,980,000 686,981,868 0.560887 4.50%

980,000,000 296,161,176 1.000000 3.46%130,181,500 293,986,278 1.000000 3.43% United Arab Emirates505,028,400 261,245,293 1.000000 3.05%322,940,870 187,275,811 1.000000 2.19%249,018,000 117,288,631 1.000000 1.37%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Changes Name ISIN

Review Q1 2014

ABEV UN AMBEV SA US02319V1035ITUB UN ITAU UNIBANCO HLDNG-PREF ADR US4655621062

VALE/P UN VALE SA-SP PREF ADR US91912E2046BBD UN BANCO BRADESCO-ADR US0594603039

PBR/A UN PETROLEO BRASILEIRO-SPON ADR US71654V1017VALE UN VALE SA-SP ADR US91912E1055PBR UN PETROLEO BRASILEIRO S.A.-ADR US71654V4086

ITSA4 BS ITAUSA-INVESTIMENTOS ITAU-PR BRITSAACNPR7BRFS UN BRF - BRASIL FOODS SA-ADR US10552T1079

BBAS3 BS BANCO DO BRASIL S.A. BRBBASACNOR3CIEL3 BS CIELO SA BRCIELACNOR3

BBDC3 BS BANCO BRADESCO S.A. BRBBDCACNOR1BBSE3 BS BB SEGURIDADE PARTICIPACOES BRBBSEACNOR5BVMF3 BS BM&FBOVESPA SA BRBVMFACNOR3

UGP UN ULTRAPAR PARTICPAC-SPON ADR US90400P1012CCRO3 BS CIA DE CONCESSOES RODOVIARIA BRCCROACNOR2

AUY UN YAMANA GOLD INC CA98462Y1007CBD UN CIA BRASILEIRA DE DISTRIBUICAO US20440T2015VIV UN TELEFONICA BRASIL SA US87936R1068

GGB UN GERDAU SA -SPON ADR US3737371050BSBR UN BANCO SANTANDER BRASIL-ADS US05967A1079

CIG UN CEMIG SA -SPONS ADR US2044096012ERJ UN EMBRAER SA-ADR US29082A1079

WEGE3 BS WEG SA BRWEGEACNOR0TSU UN TIM PARTICIPACOES SA-ADR US88706P2056

KROT3 BS KROTON EDUCACIONAL SA BRKROTACNOR9CRUZ3 BS SOUZA CRUZ SA BRCRUZACNOR0

DO UN DIAMOND OFFSHORE DRILLING US25271C1027ITUB3 BS ITAU UNIBANCO HOLDING SA BRITUBACNOR4

SBS UN CIA SANEAMENTO BASICO DE-ADR US20441A1025SID UN CIA SIDERURGICA NACL-SP ADR US20440W1053

BRML3 BS BR MALLS PARTICIPACOES SA BRBRMLACNOR9BBTG11 BS GRUPO BTG PACTUAL BRBBTGUNT007NATU3 BS NATURA COSMETICOS SA BRNATUACNOR6

PT UN PORTUGAL TELECOM SGPS-SP ADR US7372731023LAME4 BS LOJAS AMERICANAS SA BRLAMEACNPR6CSAN3 BS COSAN SA INDUSTRIA COMERCIO BRCSANACNOR6CTIP3 BS CETIP SA - BALCAO ORGANIZADO DE ATIVOS E DERIVATIVOS BRCTIPACNOR2MELI UW MERCADOLIBRE INC US58733R1023

JBSS3 BS JBS SA BRJBSSACNOR8ESTC3 BS ESTACIO PARTICIPACOES SA BRESTCACNOR5

CPL UN CPFL ENERGIA SA-ADR US1261531057LREN3 BS LOJAS RENNER SA BRLRENACNOR1HYPE3 BS HYPERMARCAS SA BRHYPEACNOR0MULT3 BS MULTIPLAN EMPREENDIMENTOS BRMULTACNOR5KLBN4 BS KLABIN SA BRKLBNACNPR9TBLE3 BS TRACTEBEL ENERGIA SA BRTBLEACNOR2

AEDU3 BS ANHANGUERA EDUCACIONAL PARTICIPACOES SA BRAEDUACNOR9RENT3 BS LOCALIZA RENT A CAR SA BRRENTACNOR4

OIBR UN OI S.A. ADR US6708512032FBR UN FIBRIA CELULOSE SA-SPON ADR US31573A1097

TOTS3 BS TOTVS SA BRTOTSACNOR8CZZ UN COSAN LTD BMG253431073

SUZB5 BS SUZANO PAPEL E CELULOSE SA BRSUZBACNPA3MDIA3 BS M DIAS BRANCO SA BRMDIAACNOR7RADL3 BS RAIA DROGASIL SA BRRADLACNOR0HGTX3 BS COMPANHIA HERING SA BRHGTXACNOR9

Bloomberg Ticker

BRPR3 BS BR PROPERTIES SA BRBRPRACNOR9DTEX3 BS DURATEX SA BRDTEXACNOR3ALLL3 BS ALL AMERICA LATINA LOGISTICA BRALLLACNOR6

CYRE3 BS CYRELA BRAZIL REALTY SA EMPREE BRCYREACNOR7PSSA3 BS PORTO SEGURO SA BRPSSAACNOR7

ADDITION QUAL3 BS QUALICORP SA BRQUALACNOR6USIM5 BS USINAS SIDER MINAS GER-PF A BRUSIMACNPA6

GOAU4 BS METALURGICA GERDAU SA BRGOAUACNPR8CESP6 BS CIA ENERGETICA DE SP-PREF B BRCESPACNPB4BRAP4 BS BRADESPAR SA BRBRAPACNPR2

SULA11 BS SUL AMERICA SA BRSULACDAM12ARCO UN ARCOS DORADOS HOLDINGS INC-A VGG0457F1071EBR/B UN CENTRAIS ELEC BRAS-ADR PREF US15234Q1085

TAEE11 BS TRANSMISSORA ALIANCA DE-UNIT BRTAEECDAM10POMO4 BS MARCOPOLO SA BRPOMOACNPR7MRVE3 BS MRV ENGENHARIA E PARTICIPACOES BRMRVEACNOR2BRSR6 BS BANCO DO ESTADO DO RIO GRANDE DO SUL SA BRBRSRACNPB4

GFA UN GAFISA SA US3626073015MPLU3 BS MULTIPLUS SA BRMPLUACNOR3

EBR UN CENTRAIS ELEC BRAS-SP ADR CM US15234Q2075PDGR3 BS PDG REALTY SA EMPREENDIMENTOS BRPDGRACNOR8USIM3 BS USINAS SIDERURGICAS DE MINAS BRUSIMACNOR3

STBP11 BS SANTOS BRASIL PARTICIPACOES S.A. BRSTBPCDAM10OIBR3 BS OI S.A. BROIBRACNOR1

AMAR3 BS MARISA LOJAS SA BRAMARACNOR4ELPL4 BS ELETROPAULO METROPOLI-PREF BRELPLACNPR6

QGEP3 BS QGEP PARTICIPACOES SA BRQGEPACNOR8ELP UN CIA PARANAENSE ENER-SP ADR P US20441B4077

OGXP3 BS OGX PETROLEO E GAS PARTICIPA BROGXPACNOR3HRTP3 BS HRT PARTICIPACOES EM PETROLE BRHRTPACNOR2

MMXM3 BS MMX MINERACAO E METALICOS SA BRMMXMACNOR2NIHD UW NII HOLDINGS INC US62913F2011

DELETION DASA3 BS DIAGNOSTICOS DA AMERICA SA

SEDOL Country

BG804F6 Brazil 4,542,659,180 32,116,600,403 0.918606 8.00%2849739 Brazil 2,334,127,950 30,110,250,555 0.979815 8.00%2933900 Brazil 2,108,580,000 23,573,924,400 1.000000 6.39%B00FSK0 Brazil 1,998,455,150 23,062,172,431 1.000000 6.25%2683410 Brazil 1,960,714,700 22,058,040,375 1.000000 5.98%2857334 Brazil 1,335,256,840 17,091,287,552 1.000000 4.63%2616580 Brazil 1,488,490,800 15,911,966,652 1.000000 4.31%2458771 Brazil 3,416,101,000 11,966,289,278 1.000000 3.24%2605210 Brazil 593,281,640 11,005,374,422 1.000000 2.98%2328595 Brazil 1,117,512,630 9,100,843,206 1.000000 2.47%B614LY3 Brazil 259,417,950 7,446,433,805 1.000000 2.02%B00FM86 Brazil 567,981,990 6,874,654,567 1.000000 1.86%B9N3SQ0 Brazil 680,000,000 6,438,244,315 1.000000 1.75%B2RHNV9 Brazil 1,482,000,000 6,207,001,586 1.000000 1.68%2496890 Brazil 283,766,550 6,183,273,125 1.000000 1.68%2840970 Brazil 900,449,370 6,171,244,757 1.000000 1.67%2237646 Canada 587,577,120 6,022,665,480 1.000000 1.63% Brazil2228532 Brazil 145,000,240 5,778,259,564 1.000000 1.57%B7395C9 Brazil 290,165,850 5,449,314,663 1.000000 1.48%2297606 Brazil 893,904,180 5,291,912,746 1.000000 1.43%B4Q2DV9 Brazil 950,105,000 4,627,011,350 1.000000 1.25%2178938 Brazil 762,650,070 4,316,599,396 1.000000 1.17%2611916 Brazil 118,474,240 4,054,188,493 1.000000 1.10%2945422 Brazil 310,452,500 3,966,437,017 1.000000 1.08%B6QB0B9 Brazil 159,563,910 3,901,337,600 1.000000 1.06%2836946 Brazil 201,528,000 3,776,918,202 1.000000 1.02%2832148 Brazil 382,112,500 3,459,421,470 1.000000 0.94%2261021 United States 69,517,500 3,224,221,650 1.000000 0.87% BrazilB03DN17 Brazil 251,821,500 3,075,658,045 1.000000 0.83%2945927 Brazil 341,755,000 3,068,959,900 1.000000 0.83%2220936 Brazil 758,144,400 2,797,552,836 1.000000 0.76%B1RYG58 Brazil 361,082,140 2,742,009,270 1.000000 0.74%B7MBV73 Brazil 235,291,420 2,682,645,698 1.000000 0.73%B014K55 Brazil 176,807,990 2,655,392,341 1.000000 0.72%2696076 Portugal 573,768,320 2,541,793,658 1.000000 0.69% Brazil2516710 Brazil 401,091,840 2,453,638,501 1.000000 0.67%B0P72G5 Brazil 166,957,740 2,431,879,424 1.000000 0.66%B55DVB6 Brazil 229,238,240 2,424,518,667 1.000000 0.66%B23X1H3 United States 23,401,620 2,331,971,433 1.000000 0.63% BrazilB1V74X7 Brazil 706,474,560 2,205,724,909 1.000000 0.60%B23PBF7 Brazil 233,217,480 2,129,173,228 1.000000 0.58%B0315D7 Brazil 149,152,470 2,120,948,123 1.000000 0.58%B0CGYD6 Brazil 83,090,700 2,037,062,323 1.000000 0.55%B2QY968 Brazil 309,729,490 1,989,082,457 1.000000 0.54%B23DZG0 Brazil 99,757,840 1,946,412,091 1.000000 0.53%2813347 Brazil 408,015,260 1,857,321,712 1.000000 0.50%B07C763 Brazil 137,075,820 1,822,071,820 1.000000 0.49%2796084 Brazil 323,432,540 1,771,951,938 1.000000 0.48%B08K3S0 Brazil 135,547,520 1,737,531,404 1.000000 0.47%B7N8CB4 Brazil 1,198,078,000 1,737,213,100 1.000000 0.47%B44WBN9 Brazil 166,180,500 1,698,364,710 1.000000 0.46%B10LQP6 Brazil 120,965,580 1,681,108,113 1.000000 0.46%B23Z3F1 Bermuda 141,227,550 1,601,520,417 1.000000 0.43% BrazilB02GKF0 Brazil 426,096,420 1,586,313,483 1.000000 0.43%B1FRH89 Brazil 41,976,500 1,461,519,175 1.000000 0.40%B7FQV64 Brazil 201,535,460 1,381,226,632 1.000000 0.37%B010V16 Brazil 123,458,250 1,377,822,796 1.000000 0.37%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


B1FLW42 Brazil 193,844,860 1,358,861,694 1.000000 0.37%B27WY88 Brazil 302,530,000 1,351,545,976 1.000000 0.37%B014710 Brazil 460,734,880 1,296,197,547 1.000000 0.35%2189855 Brazil 237,495,630 1,276,020,942 1.000000 0.35%B0498T7 Brazil 93,754,970 1,275,583,220 1.000000 0.35%B4LHBQ0 Brazil 143,965,620 1,218,721,124 1.000000 0.33%2386009 Brazil 325,400,960 1,172,888,918 1.000000 0.32%2648862 Brazil 159,536,540 1,151,430,300 1.000000 0.31%B17MHG0 Brazil 115,847,600 1,036,563,401 1.000000 0.28%B01SCS4 Brazil 129,404,250 1,034,686,547 1.000000 0.28%B27WYK0 Brazil 149,923,400 902,553,139 1.000000 0.24%B529PQ0 British Virgin Islands 83,114,880 816,188,122 1.000000 0.22% Brazil2192745 Brazil 201,732,120 782,720,626 1.000000 0.21%B1G8KX7 Brazil 93,014,730 720,114,039 1.000000 0.20%2599131 Brazil 360,928,100 702,387,841 1.000000 0.19%B235JN1 Brazil 198,071,820 699,693,156 1.000000 0.19%B23F8S9 Brazil 132,263,340 631,171,010 1.000000 0.17%B1VJ8M0 Brazil 191,646,400 521,278,208 1.000000 0.14%B3PRVV4 Brazil 43,741,350 462,626,653 1.000000 0.13%2186812 Brazil 206,539,500 439,929,135 1.000000 0.12%B1N9YL9 Brazil 669,774,000 396,693,221 1.000000 0.11%2193696 Brazil 101,052,200 342,006,388 1.000000 0.09%B29TGT2 Brazil 46,625,950 305,941,189 1.000000 0.08%B7XL4M8 Brazil 185,692,790 286,738,734 1.000000 0.08%B3V89C8 Brazil 46,383,250 270,793,802 1.000000 0.07%B66HFL2 Brazil 77,569,030 252,683,884 1.000000 0.07%B3M5360 Brazil 66,451,750 230,525,373 1.000000 0.06%2209656 Brazil 19,236,450 207,176,567 1.000000 0.06%B19RPM5 Brazil 1,488,567,820 151,139,620 1.000000 0.04%B4LW4N3 Brazil 212,577,840 85,435,832 1.000000 0.02%B18XCG7 Brazil 47,039,450 50,546,887 1.000000 0.01%2090485 United States 34,421,200 37,863,320 1.000000 0.01% Brazil

Changes Name ISIN

Review Q1 2014

BRCR11 BS FII BTG PACTUAL CORPORATE OFFICE FUND BRBRCRCTF000SULA11 BS SUL AMERICA SA BRSULACDAM12ODPV3 BS ODONTOPREV SA BRODPVACNOR4MILS3 BS MILLS ESTRUTURAS E SERVICOS BRMILSACNOR2

ALUP11 BS ALUPAR INVESTIMENTO SA-UNIT BRALUPCDAM15EZTC3 BS EZ TEC EMPREENDIMENTOS E PARTICIPACOES SA BREZTCACNOR0

CSMG3 BS COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA MG BRCSMGACNOR5MRVE3 BS MRV ENGENHARIA E PARTICIPACOES BRMRVEACNOR2SMTO3 BS SAO MARTINHO SA BRSMTOACNOR3EQTL3 BS EQUATORIAL ENERGIA SA BREQTLACNOR0ALPA4 BS SAO PAULO ALPARGATAS SA BRALPAACNPR7VLID3 BS VALID SOLUCOES SA BRVLIDACNOR5

SMLE3 BS SMILES SA BRSMLEACNOR1EVEN3 BS EVEN CONSTRUTORA E INCORPORADORA SA BREVENACNOR8

ABRE11 BS ABRIL EDUCACAO BRABRECDAM15BRIN3 BS BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA BRBRINACNOR3

MYPK3 BS IOCHPE MAXION SA BRMYPKACNOR7GFA UN GAFISA SA US3626073015

BTOW3 BS B2W CIA DIGITAL BRBTOWACNOR8IGTA3 BS IGUATEMI EMPRESA DE SHOPPING CENTERS SA BRIGTAACNOR5

GRND3 BS GRENDENE SA BRGRNDACNOR3LIGT3 BS LIGHT SA BRLIGTACNOR2

BDR AT BEADELL RESOURCES LTD AU000000BDR9RAPT4 BS RANDON SA IMPLEMENTOS E PARTICIPACOES BRRAPTACNPR4

MRFG3 BS MARFRIG ALIMENTOS SA BRMRFGACNOR0PDGR3 BS PDG REALTY SA EMPREENDIMENTOS BRPDGRACNOR8FLRY3 BS FLEURY SA BRFLRYACNOR5

GOL UN GOL LINHAS AEREAS INTELIGENTES US38045R1077ALSC3 BS ALIANSCE SHOPPING CENTERS SA BRALSCACNOR0

MAGG3 BS MAGNESITA REFRATARIOS SA BRMAGGACNOR4JHSF3 BS JHSF PARTICIPACOES SA BRJHSFACNOR2LINX3 BS LINX SA BRLINXACNOR0

BEEF3 BS MINERVA SA BRBEEFACNOR6JSLG3 BS JULIO SIMOES LOGISTICA SA BRJSLGACNOR2ANIM3 BS GAEC EDUCACAO SA BRANIMACNOR6SEER3 BS SER EDUCACIONAL SA BRSEERACNOR5SLCE3 BS SLC AGRICOLA SA BRSLCEACNOR2ARZZ3 BS AREZZO INDUSTRIA E COMERCIO BRARZZACNOR3

STBP11 BS SANTOS BRASIL PARTICIPACOES S.A. BRSTBPCDAM10COCE5 BS COMPANHIA ENERGETICA DO CEARA COELCE BRCOCEACNPA3LEVE3 BS MAHLE-METAL LEVE SA BRLEVEACNOR2DIRR3 BS DIRECIONAL ENGENHARIA SA BRDIRRACNOR0BPHA3 BS BRAZIL PHARMA SA BRBPHAACNOR6IMCH3 BS INTL MEAL COMP HOLDINGS SA BRIMCHACNOR4

AMAR3 BS MARISA LOJAS SA BRAMARACNOR4VAGR3 BS VANGUARDA AGRO SA BRVAGRACNOR2BBRK3 BS BRASIL BROKERS PARTICIPACOES SA BRBBRKACNOR4ELPL4 BS ELETROPAULO METROPOLI-PREF BRELPLACNPR6

HBOR3 BS HELBOR EMPREENDIMENTOS SA BRHBORACNOR3QGEP3 BS QGEP PARTICIPACOES SA BRQGEPACNOR8ABCB4 BS BANCO ABC BRASIL SA BRABCBACNPR4TCSA3 BS TECNISA SA BRTCSAACNOR3MGLU3 BS MAGAZINE LUIZA SA BRMGLUACNOR2TGMA3 BS TEGMA GESTAO LOGISTICA BRTGMAACNOR7AUTM3 BS AUTOMETAL SA BRAUTMACNOR8SSBR3 BS SONAE SIERRA BRASIL SA BRSSBRACNOR1LPSB3 BS LPS BRASIL CONSULTORIA DE IMOVEIS SA BRLPSBACNOR0

Bloomberg Ticker

BISA3 BS BROOKFIELD INCORPORACOES SA BRBISAACNOR8TECN3 BS TECHNOS SA BRTECNACNOR6

ADDITION CVCB3 BS CVC BRASIL OPERADORA E AGENCIA BRCVCBACNOR1LLXL3 BS LLX LOGISTICA SA BRLLXLACNOR8RSID3 BS ROSSI RESIDENCIAL SA BRRSIDACNOR8

DAYC4 BS BANCO DAYCOVAL SA BRDAYCACNPR2ENEV3 BS ENEVA SA BRENEVACNOR8

LLIS3 BS RESTOQUE COMERCIO E CONFECCOES DE ROUPAS SA BRLLISACNOR4PMAM3 BS PARANAPANEMA S.A. BRPMAMACNOR3

BICB4 BS BANCO INDUSTRIAL E COMERCIAL SA BRBICBACNPR7HRTP3 BS HRT PARTICIPACOES EM PETROLE BRHRTPACNOR2BPNM4 BS BANCO PANAMERICANO SA BRBPNMACNPR6SLED4 BS SARAIVA SA LIVREIROS EDITORES BRSLEDACNPR7

MMXM3 BS MMX MINERACAO E METALICOS SA BRMMXMACNOR2NIHD UW NII HOLDINGS INC US62913F2011

GPIV33 BS GP INVESTMENTS LTD BRGPIVBDR003POSI3 BS POSITIVO INFORMATICA SA BRPOSIACNOR9

DELETION FESA4 BS CIA FERRO LIGAS DA BAHIA -FEDELETION ESTC3 BS ESTACIO PARTICIPACOES SADELETION DASA3 BS DIAGNOSTICOS DA AMERICA SADELETION QUAL3 BS QUALICORP SA

SEDOL Country

B51K694 Brazil 17,302,500 914,992,068 1.000000 3.48%B27WYK0 Brazil 149,923,400 902,553,139 1.000000 3.43%B1H6R62 Brazil 239,082,750 883,000,490 1.000000 3.36%B5LGRJ9 Brazil 80,258,850 857,339,381 1.000000 3.26%B8DWT90 Brazil 112,482,540 826,101,277 1.000000 3.14%B1YW5V4 Brazil 74,829,240 813,584,968 1.000000 3.09%B0YBZJ2 Brazil 52,660,960 707,344,465 1.000000 2.69%B235JN1 Brazil 198,071,820 699,693,156 1.000000 2.66%B1P3R43 Brazil 49,720,000 629,979,482 1.000000 2.39%B128R96 Brazil 71,440,920 583,314,545 1.000000 2.22%B07C796 Brazil 108,179,240 573,447,225 1.000000 2.18%B13NPP2 Brazil 44,042,500 564,750,153 1.000000 2.15%B97PYY2 Brazil 34,208,720 552,838,965 1.000000 2.10%B1VD2Z3 Brazil 186,634,400 546,381,829 1.000000 2.08%B5LL1F8 Brazil 47,026,440 534,375,538 1.000000 2.03%B5L5SJ3 Brazil 78,744,800 524,687,721 1.000000 1.99%B06YX28 Brazil 53,123,280 523,647,773 1.000000 1.99%B1VJ8M0 Brazil 191,646,400 521,278,208 1.000000 1.98%B1LH3Y1 Brazil 47,699,700 494,401,967 1.000000 1.88%B1NXMK6 Brazil 52,983,600 474,975,139 1.000000 1.80%B03L0B0 Brazil 78,187,200 468,709,730 1.000000 1.78%B0W1X34 Brazil 65,258,880 457,743,937 1.000000 1.74%B243L72 Australia 624,713,830 417,544,199 1.000000 1.59% BrazilB010V49 Brazil 119,803,780 405,470,223 1.000000 1.54%B1YWHR4 Brazil 239,543,620 397,254,782 1.000000 1.51%B1N9YL9 Brazil 669,774,000 396,693,221 1.000000 1.51%B4X4D29 Brazil 48,450,830 391,706,129 1.000000 1.49%B01NTB1 Brazil 89,101,980 374,228,316 1.000000 1.42%B23FNB7 Brazil 50,888,320 374,167,743 1.000000 1.42%B23VRX5 Brazil 165,686,460 355,380,371 1.000000 1.35%B1VN5C1 Brazil 216,021,500 350,934,980 1.000000 1.33%B9DL3B4 Brazil 18,156,840 348,196,534 1.000000 1.32%B23GH52 Brazil 81,231,360 344,685,580 1.000000 1.31%B5LBY82 Brazil 58,535,730 344,218,571 1.000000 1.31%BFMXX80 Brazil 42,261,660 337,199,326 1.000000 1.28%BFH4PZ9 Brazil 37,563,900 318,627,687 1.000000 1.21%B1Y4WK8 Brazil 43,514,680 312,771,830 1.000000 1.19%B3NS1W0 Brazil 28,363,840 311,987,241 1.000000 1.19%B29TGT2 Brazil 46,625,950 305,941,189 1.000000 1.16%B1YCJ34 Brazil 19,777,100 302,795,663 1.000000 1.15%B0HZY49 Brazil 32,077,250 301,807,738 1.000000 1.15%B59VLC7 Brazil 72,990,530 297,983,549 1.000000 1.13%B3Q1YB6 Brazil 138,447,360 285,241,097 1.000000 1.08%B57Q1F7 Brazil 42,241,500 277,886,970 1.000000 1.06%B3V89C8 Brazil 46,383,250 270,793,802 1.000000 1.03%B4Q9YS4 Brazil 213,083,200 264,128,514 1.000000 1.00%B28XFX2 Brazil 129,202,800 257,995,649 1.000000 0.98%B66HFL2 Brazil 77,569,030 252,683,884 1.000000 0.96%B28RS68 Brazil 85,041,000 235,290,593 1.000000 0.89%B3M5360 Brazil 66,451,750 230,525,373 1.000000 0.88%B23DMP8 Brazil 42,974,580 201,623,730 1.000000 0.77%B1N9YM0 Brazil 64,800,000 199,848,546 1.000000 0.76%B4975P9 Brazil 72,732,660 193,543,493 1.000000 0.74%B1ZBDK5 Brazil 23,761,080 189,887,594 1.000000 0.72%B6565S7 Brazil 28,958,840 184,748,517 1.000000 0.70%B67HNG2 Brazil 25,219,920 180,953,926 1.000000 0.69%B1L86W3 Brazil 33,170,780 178,360,915 1.000000 0.68%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


B1FY4S9 Brazil 282,192,470 173,105,904 1.000000 0.66%B3ZQXN7 Brazil 27,172,600 162,087,217 1.000000 0.62%BGSH2S6 Brazil 27,243,090 160,778,892 1.000000 0.61%B3BXMS0 Brazil 462,143,500 156,410,280 1.000000 0.59%B0WPDR0 Brazil 235,858,150 146,678,575 1.000000 0.56%B1Z2WS9 Brazil 39,289,100 141,282,856 1.000000 0.54%B29VWQ7 Brazil 196,706,720 137,309,820 1.000000 0.52%B2R7VR1 Brazil 51,651,300 131,108,535 1.000000 0.50%B092PF6 Brazil 105,328,410 130,114,842 1.000000 0.49%B284ZP7 Brazil 42,640,620 128,260,099 1.000000 0.49%B4LW4N3 Brazil 212,577,840 85,435,832 1.000000 0.32%B2940Z1 Brazil 55,800,990 83,804,766 1.000000 0.32%2965141 Brazil 9,866,480 82,187,622 1.000000 0.31%B18XCG7 Brazil 47,039,450 50,546,887 1.000000 0.19%2090485 United States 34,421,200 37,863,320 1.000000 0.14% BrazilB15Q9D5 Bermuda 23,124,780 36,686,589 1.000000 0.14% BrazilB1J04K5 Brazil 23,706,000 23,467,812 1.000000 0.09%

Changes Name ISIN SEDOL

Review Q1 2014

FALAB CC S.A.C.I. FALABELLA CLP3880F1085 2771672COPEC CC EMPRESAS COPEC SA CLP7847L1080 2196026

LFL UN LATAM AIRLINES GROUP-SP ADR US51817R1068 B84FQ53EOC UN EMPRESA NAC ELEC-CHIL-SP ADR US29244T1016 2311131ENI UN ENERSIS S.A. -SPONS ADR US29274F1049 2314947

CNCO UN CENCOSUD SA - ADR US15132H1014 B818NS7BCI CC BANCO DE CREDITO E INVERSION CLP321331116 2069355

ANTO LN ANTOFAGASTA PLC GB0000456144 0045614CMPC CC EMPRESAS CMPC SA CL0000001314 2196015

BCH UN BANCO DE CHILE-ADR US0595201064 2834252CORPBANC CC CORPBANCA CLCORX290014 2773311

ANTAR CC ANTARCHILE SA CLP0362E1386 2044619CCU UN CIA CERVECERIAS UNIDAS SA US2044291043 2217596

BSAC UN BANCO SANTANDER-CHILE-ADR US05965X1090 2136646ADDITION CFR CC CFR PHARMACEUTICALS SA CL0001762831 B3YG662

SQM UN QUIMICA Y MINERA CHIL-SP ADR US8336351056 2771122COLBUN CC COLBUN SA CLP3615W1037 2309255

CGE CC CIA GENERAL DE ELECTRICIDAD CLP306321066 2196101SMCHILEB CC SM-CHILE SA-B CLP8716M1101 2819431

AESGENER CC AES GENER SA CL0001880955 B83J214ANDINAB CC EMBOTELLADORA ANDINA-PREF B CLP3697S1034 2311454AGUAS/A CC AGUAS ANDINAS SA CL0000000035 2311238

CAP CC CAP SA CLP256251073 2174312CONCHA CC VINA CONCHA Y TORO SA CLP9796J1008 2932220

SONDA CC SONDA SA CL0000001934 B1GBXT3ENTEL CC EMPRESA NACIONAL DE TELECOM CLP371151059 2297628

PARAUCO CC PARQUE ARAUCO S.A. CLP763281068 2684349ECL CC E.CL SA CLP371091081 2311410

RIPLEY CC RIPLEY CORP SA CL0000001173 B0D6PM1IAM CC INVERSIONES AGUAS METROPOLITANAS SA CL0000001256 B0LD0L8

SMSAAM CC SOCIEDAD MATRIZ SAAM SA CL0001856989 B565326VAPORES CC COMPANIA SUDAMERICANA DE VAPORES SA CLP3064M1019 2196338

SALFACOR CC SALFACORP SA CL0000000449 B031CM5

DELETION MOLYMET CC MOLIBDENOS Y METALES S.A.

Bloomberg Ticker

Country

Chile 962,547,600 7,686,013,790 0.606078 8.00%Chile 506,943,060 6,228,925,904 0.747853 8.00%Chile 354,606,200 4,982,217,110 0.818116 7.00%Chile 109,247,200 4,297,784,848 0.880660 6.50%Chile 284,737,950 3,955,010,126 0.883371 6.00%Chile 414,879,520 3,663,386,162 0.874218 5.50%Chile 48,228,300 2,672,236,661 1.000000 4.59%United Kingdom 345,049,950 4,890,174,697 0.535831 4.50% ChileChile 1,163,750,000 2,385,244,601 1.000000 4.10%Chile 27,952,560 2,059,544,621 1.000000 3.54%Chile 170,179,094,000 1,867,298,813 1.000000 3.21%Chile 141,476,560 1,805,068,361 1.000000 3.10%Chile 79,218,900 1,713,504,807 1.000000 2.94%Chile 80,089,550 1,699,500,251 1.000000 2.92%Chile 8,416,000,000 1,676,860,291 1.000000 2.88%Chile 52,965,880 1,632,938,080 1.000000 2.80%Chile 7,189,828,880 1,588,245,269 1.000000 2.73%Chile 291,697,000 1,351,027,344 1.000000 2.32%Chile 4,390,452,000 1,345,170,864 1.000000 2.31%Chile 2,340,212,710 1,207,173,544 1.000000 2.07%Chile 340,768,080 1,195,640,903 1.000000 2.05%Chile 1,627,087,840 958,754,873 1.000000 1.65%Chile 65,757,120 944,577,287 1.000000 1.62%Chile 485,553,900 909,657,742 1.000000 1.56%Chile 418,107,360 804,054,021 1.000000 1.38%Chile 61,496,240 658,186,199 1.000000 1.13%Chile 390,346,750 640,895,801 1.000000 1.10%Chile 495,055,700 637,419,202 1.000000 1.09%Chile 890,583,920 510,546,138 1.000000 0.88%Chile 290,000,000 446,205,311 1.000000 0.77%Chile 5,063,131,840 395,029,678 1.000000 0.68%Chile 7,424,617,440 336,223,292 1.000000 0.58%Chile 342,008,640 293,814,625 1.000000 0.50%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

EC UN ECOPETROL SA-SPONSORED ADR US2791581091 B3D6J19 ColombiaGRUPOSUR CX GRUPO DE INV SURAMERICANA COT13PA00011 2242673 Colombia

BCOLO CX BANCOLOMBIA SA COB07PA00078 BJ62K57 ColombiaGRUPOARG CX GRUPO ARGOS SA COT09PA00035 B8SGSP6 Colombia

NUTRESA CX GRUPO NUTRESA SA COT04PA00028 B00P907 ColombiaCIB UN BANCOLOMBIA S.A.-SPONS ADR US05968L1026 2082567 Colombia

EXITO CX ALMACENES EXITO SA COG31PA00010 2051181 ColombiaPRE CT PACIFIC RUBIALES ENERGY CORP CA69480U2065 2523635 CanadaGTE UA GRAN TIERRA ENERGY INC US38500T1016 B09R9V5 United States

CEMARGOS CX CEMENTOS ARGOS SA COD38PA00046 B89Z692 ColombiaCORFICOL CX CORP FINANCIERA COLOMBIANA COJ12PA00048 B000C92 Colombia

ISA CX INTERCONEXION ELECTRICA SA COE15PA00026 2205706 ColombiaISAGEN CX ISAGEN S.A. E.S.P COE16PA00016 B1QY745 Colombia

PFGRUPSU CX GRUPO DE INV SURAMERICANA-PFD COT13PA00060 B4ZRC96 ColombiaEEB CX EMPRESA DE ENERGIA DE BOGOTA SA ORD COE01PA00026 B3V65K2 Colombia

ADDITION CLH CX CEMEX LATAM HOLDINGS SA EST01PA00013 B88KB04 SpainPFDAVVND CX BANCO DAVIVIENDA SA COB51PA00076 B4KC973 Colombia

CELSIA CX CELSIA SA COT60PA00038 BJ0K875 ColombiaPFGRUPOA CX GRUPO ARGOS SA-PRF COT09PA00043 B8JBYR4 Colombia

PXT CT PAREX RESOURCES INC CA69946Q1046 B575D14 CanadaPFAVAL CX GRUPO AVAL ACCIONES-PFD COT29PA00058 B66Y3W0 Colombia

CNE CT CANACOL ENERGY LTD CA1348082035 B97DSV1 CanadaCNL CT CONTINENTAL GOLD LTD BMG238501032 B3Q4KP1 BermudaBVC CX BOLSA DE VALORES DE COLOMBIA COR01PA00010 B24FPF4 Colombia

Bloomberg Ticker

246,700,200 8,762,791,104 0.254976 8.00%206,376,280 3,539,938,195 0.631171 8.00%270,143,650 3,338,079,511 0.585671 7.00%335,608,000 3,166,801,334 0.573251 6.50%234,662,730 2,989,049,439 0.560623 6.00%54,254,880 2,827,764,346 0.543215 5.50%

179,296,000 2,371,377,273 0.588873 5.00%228,200,390 3,337,467,861 0.376572 4.50% Colombia272,342,000 1,857,372,440 0.676653 4.50% Colombia391,568,480 1,828,298,109 0.687413 4.50%76,701,690 1,352,363,770 0.929333 4.50%

310,149,840 1,216,377,839 1.000000 4.36%790,560,880 1,208,540,058 1.000000 4.33%65,927,700 1,146,946,690 1.000000 4.11%

1,560,800,090 1,112,965,058 1.000000 3.99%144,574,040 1,088,819,984 1.000000 3.90% Colombia60,322,200 715,920,566 1.000000 2.56%

237,462,720 643,679,701 1.000000 2.30%63,390,760 597,536,804 1.000000 2.14%72,973,720 591,315,595 1.000000 2.12% Colombia

898,835,220 548,746,151 1.000000 1.96%83,806,640 526,261,882 1.000000 1.88% Colombia

108,947,380 504,046,182 1.000000 1.80% Colombia15,685,168,800 153,214,753 1.000000 0.55%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Changes Name ISIN

Review Q1 2014

CBKD LI COMMERCIAL INTL BANK-GDR REG US2017122050GLTD LI GLOBAL TELECOM HOLDING US37953P2020

TMGH EC TALAAT MOUSTAFA GROUP HOLDING EGS691S1C011ETEL EC TELECOM EGYPT SAE EGS48031C016JUFO EC JUHAYNA FOOD INDUSTRIES EGS30901C010EKHO EC EGYPT KUWAIT HOLDING CO (SAE) EGS69082C013OTMT EC ORASCOM TELECOM MEDIA AND TECHNOLOGY HOLDING SAE EGS693V1C014

CEY LN CENTAMIN PLC JE00B5TT1872HRHO EC EFG HERMES HOLDING SAE EGS69101C011ESRS EC EZZ STEEL CO SAE EGS3C251C013PIOH EC PIONEERS HOLDING COMPANY EGS691L1C018SKPC EC SIDI KERIR PETROCHEMICALS CO EGS380S1C017

TGL CT TRANSGLOBE ENERGY CORP CA8936621066SWDY EC EL SEWEDY CABLES CO EGS3G0Z1C014

PCI LN PETROCELTIC INTERNATIONAL IE00BB0QZ876CCAP EC CITADEL CAPITAL SAE EGS73541C012PHDC EC PALM HILLS DEVELOPMENTS SAE EGS655L1C012MNHD EC NASR CITY COMPANY FOR HOUSING & DEVELOPMENT EGS65571C019

MOIL EC MARIDIVE & OIL SERVICES EGS44012C010ACGC EC ARAB COTTON GINNING EGS32221C011

COP LN CIRCLE OIL PLC IE00B034YN94AMER EC AMER GROUP HOLDING EGS675S1C011OCDI EC SIXTH OF OCTOBER DEVELOPMENT AND INVESTMENT EGS65851C015EGTS EC EGYPTIAN RESORTS COMPANY SAE EGS70431C019EFIC EC EGYPTIAN FINANCIAL AND INDUSTRIAL EGS38381C017

Bloomberg Ticker

SEDOL Country

5668287 Egypt 819,222,040 4,309,107,930 0.186393 8.00%BF8HVZ9 Egypt 503,586,240 1,585,793,070 0.506491 8.00%B2989Q7 Egypt 1,093,687,860 1,286,904,189 0.546110 7.00%B0S6009 Egypt 341,414,400 794,140,975 0.821758 6.50%B4RJHG2 Egypt 338,905,920 650,023,926 0.926723 6.00%B0QMD00 Egypt 579,113,550 648,607,176 0.851352 5.50%B7FN2H3 Egypt 2,517,931,200 546,247,834 0.918985 5.00%B5TT187 Jersey 991,407,630 946,583,613 0.477289 4.50% Egypt6139470 Egypt 275,497,920 505,449,933 0.893845 4.50%6162614 Egypt 190,142,750 485,167,447 0.931213 4.50%B3B6698 Egypt 245,000,000 478,007,571 0.945161 4.50%B1R9JX2 Egypt 147,000,000 420,702,982 1.000000 4.19%2470548 Canada 53,711,280 392,285,592 1.000000 3.91% EgyptB15Q010 Egypt 80,430,480 389,652,214 1.000000 3.88%BB0QZ76 Ireland 135,349,060 375,327,681 1.000000 3.74% EgyptB40TX61 Egypt 612,000,000 357,861,314 1.000000 3.56%B2R2W06 Egypt 660,676,800 350,255,000 1.000000 3.49%6311881 Egypt 63,450,000 234,826,122 1.000000 2.34%B1TR8S2 Egypt 172,032,000 206,438,400 1.000000 2.06%6017833 Egypt 193,315,680 191,917,267 1.000000 1.91%B034YN9 Ireland 461,950,280 175,466,906 1.000000 1.75% EgyptB5YLBJ9 Egypt 699,130,310 158,702,636 1.000000 1.58%6651996 Egypt 43,523,040 157,763,087 1.000000 1.57%B1P8G96 Egypt 462,000,000 127,441,867 1.000000 1.27%6307051 Egypt 43,660,260 75,711,615 1.000000 0.75%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

WDI GY WIRECARD DE0007472060 7508927SY1 GY SYMRISE DE000SYM9999 B1JB4K8

FNTN GY FREENET DE000A0Z2ZZ5 B1SK0S6DWNI GY DEUTSCHE WOHNEN DE000A0HN5C6 B0YZ0Z5

SAZ GY STADA ARZNEIMITTEL DE0007251803 5386750RHM GY RHEINMETALL ST DE0007030009 5334588SOW GY SOFTWARE DE0003304002 4755135LEO GY LEONI DE0005408884 5773255TUI1 GY TUI DE000TUAG000 5666292GFJ GY GAGFAH SA LU0269583422 B1FYW63

MOR GY MORPHOSYS AG DE0006632003 5531000WIN GY WINCOR NIXDORF DE000A0CAYB2 B012VF6DEQ GY DEUTSCHE EUROSHOP DE0007480204 4754972DUE GY DUERR AG DE0005565204 5119901GIL GY DMG MORI SEIKI AG DE0005878003 5753398GXI GY GERRESHEIMER DE000A0LD6E6 B1Y47Y7ARL GY AAREAL BANK DE0005408116 7380062

AIXG UW AIXTRON SE-SPONSORED ADR US0096061041 B06JQB3NDA GY AURUBIS DE0006766504 5485527SZG GY SALZGITTER DE0006202005 5465358DRI GY DRILLISCH AG DE0005545503 5734672

NOEJ GY NORMA GROUP SE DE000A1H8BV3 B4RLNR1KCO GY KLÖCKNER & CO. DE000KC01000 B170DQ6KRN GY KRONES DE0006335003 5523881KU2 GY KUKA DE0006204407 5529191CAI AV CA IMMOBILIEN ANLAGEN AG AT0000641352 5681046

GWI1 GY GERRY WEBER DE0003304101 4642958PFV GY PFEIFFER VACUUM DE0006916604 5499238EVD GY CTS EVENTIM DE0005470306 5881857

SRT3 GY SARTORIUS AG DE0007165631 5843329ZIL2 GY ELRING KLINGER DE0007856023 5138638RAA GY RATIONAL DE0007010803 5910609TEG GY TAG IMMOBILIEN AG DE0008303504 5735631

JUN3 GY JUNGHEINRICH VZ DE0006219934 5545670SGL GY SGL CARBON DE0007235301 4818351

NDX1 GY NORDEX DE000A0D6554 B06CF71AOX GY ALSTRIA OFFICE REIT-AG DE000A0LD2U1 B1VP947GFK GY GFK SE DE0005875306 5774344DEZ GY DEUTZ DE0006305006 4557847BDT GY BERTRANDT DE0005232805 5130861BC8 GY BECHTLE AG DE0005158703 5932409AFX GY CARL ZEISS MEDITEC AG DE0005313704 5922961CWI AV CONWERT IMMOBILIEN INVEST SE AT0000697750 7517882

DRW3 GY DRAEGERWERK VZ DE0005550636 5169218DI-U CT DUNDEE INTERNATIONAL REAL ESTATE INVESTMENT TRUST CA26518R2090 B60L9Z2INH GY INDUS HOLDING AG DE0006200108 4943510

HDD GY HEIDELBERGER DRUCK DE0007314007 5367227HSTN LN HANSTEEN HOLDINGS PLC GB00B0PPFY88 B0PPFY8BYW6 GY BAYWA DE0005194062 5838057

JEN GY JENOPTIK AG DE0006229107 5470556AR4 GY AURELIUS AG DE000A0JK2A8 B17NLM7YGE UN YINGLI GREEN ENERGY HOLD-ADR US98584B1035 B1XG391

HHFA GY HAMBURGER HAFEN A-AKTIEN DE000A0S8488 B28SK09S92 GY SMA SOLAR DE000A0DJ6J9 B3B20H2

COK GY CANCOM SE DE0005419105 5772627EVT GY EVOTEC DE0005664809 5811917SFQ GY SAF-HOLLAND SA LU0307018795 B2352K9

Bloomberg Ticker

LPK GY LPKF LASER DE0006450000 5569711QSC GY QSC DE0005137004 5944318SIX2 GY SIXT ST DE0007231326 5260768

GMM GY GRAMMER AG DE0005895403 4378394VOS GY VOSSLOH DE0007667107 5092336WAC GY WACKER NEUSON SE DE000WACK012 B17R248RSTI UW ROFIN-SINAR TECHNOLOGIES INC US7750431022 2748494

P1Z GY PATRIZIA IMMOBILIEN AG DE000PAT1AG3 B11Y3K8DIC GY DIC ASSET AG DE000A1X3XX4 BD1NML3TTI GY TOM TAILOR HOLDING AG DE000A0STST2 B3R7JM9

COM GY COMDIRECT BANK AG DE0005428007 5975266SAX GY STROER OUT-OF-HOME MEDIA AG DE0007493991 B3S3S52

DBAN GY DEUTSCHE BETEILIGUNGS AG DE000A1TNUT7 BBNBQJ7KBC GY KONTRON AG DE0006053952 7416763DEX GY DELTICOM DE0005146807 B1G3JK2

VJET UN VOXELJET AG-ADR US92912L1070 BFMYZV0GIB GY GSW IMMOBILIEN AG DE000GSW1111 B3RQZG2B5A GY BAUER DE0005168108 B17M2N2CEV GY CENTROTEC SUSTAINABLE AG DE0005407506 5576067

BBED NA BETER BED HOLDING NV NL0000339703 B13ZG77ADV GY ADVA AG OPTICAL NETWORKING DE0005103006 5653487VT9 GY VTG AG DE000VTG9999 B04ZLY1BAF GY BALDA AG DE0005215107 5821499

SMHN GY SUESS MICROTEC AG DE000A1K0235 B6YT1902HR GY H&R AKTIENGESELLSCHAFT DE0007757007 5386534CE2 GY CROPENERGIES AG DE000A0LAUP1 B1FHFF2

DELETION TIM GY TIPP24 SE

Country

Germany 109,906,990 4,969,126,647 1.000000 5.41%Germany 87,448,020 4,477,790,074 1.000000 4.88%Germany 115,254,900 3,835,068,187 1.000000 4.18%Germany 151,931,700 3,164,690,212 1.000000 3.45%Germany 56,816,420 2,727,586,585 1.000000 2.97%Germany 32,867,170 2,451,901,564 1.000000 2.67%Germany 61,730,240 2,438,597,883 1.000000 2.66%Germany 32,669,000 2,421,218,832 1.000000 2.64%Germany 138,865,650 2,385,660,140 1.000000 2.60%Luxembourg 149,007,570 2,252,209,934 1.000000 2.45% GermanyGermany 23,074,480 2,155,474,629 1.000000 2.35%Germany 27,460,550 2,097,059,501 1.000000 2.28%Germany 45,314,640 1,970,322,916 1.000000 2.15%Germany 24,566,710 1,925,599,778 1.000000 2.10%Germany 63,054,400 1,918,814,279 1.000000 2.09%Germany 29,830,000 1,886,654,803 1.000000 2.05%Germany 42,498,470 1,878,011,214 1.000000 2.05%Germany 104,730,090 1,767,843,919 1.000000 1.93%Germany 33,717,750 1,704,955,983 1.000000 1.86%Germany 38,462,080 1,491,867,063 1.000000 1.62%Germany 44,146,870 1,473,883,208 1.000000 1.61%Germany 24,852,360 1,378,832,543 1.000000 1.50%Germany 91,770,000 1,343,055,097 1.000000 1.46%Germany 14,532,780 1,286,026,339 1.000000 1.40%Germany 25,775,400 1,284,530,462 1.000000 1.40%Austria 72,096,040 1,259,134,268 1.000000 1.37% GermanyGermany 24,789,240 1,213,668,920 1.000000 1.32%Germany 9,374,600 1,151,545,584 1.000000 1.25%Germany 19,200,000 1,146,127,968 1.000000 1.25%Germany 8,517,600 1,121,008,363 1.000000 1.22%Germany 30,412,800 1,103,954,303 1.000000 1.20%Germany 3,297,300 1,086,849,514 1.000000 1.18%Germany 82,717,740 1,012,282,373 1.000000 1.10%Germany 14,080,000 992,616,768 1.000000 1.08%Germany 28,400,400 975,421,678 1.000000 1.06%Germany 60,661,500 975,083,870 1.000000 1.06%Germany 69,461,040 927,318,116 1.000000 1.01%Germany 16,061,760 923,505,826 1.000000 1.01%Germany 80,977,540 846,633,906 1.000000 0.92%Germany 5,578,650 818,763,259 1.000000 0.89%Germany 10,290,000 814,711,470 1.000000 0.89%Germany 28,458,500 811,216,657 1.000000 0.88%Austria 60,604,890 807,148,591 1.000000 0.88% GermanyGermany 6,157,000 800,225,505 1.000000 0.87%Canada 95,905,040 792,639,238 1.000000 0.86% GermanyGermany 18,338,250 763,705,132 1.000000 0.83%Germany 222,716,100 760,590,626 1.000000 0.83%United Kingdom 422,728,680 751,076,841 1.000000 0.82% GermanyGermany 12,951,510 733,239,475 1.000000 0.80%Germany 42,928,500 716,304,951 1.000000 0.78%Germany 18,374,400 715,005,646 1.000000 0.78%Cayman Islands 111,611,950 645,117,071 1.000000 0.70% GermanyGermany 23,816,660 633,363,882 1.000000 0.69%Germany 10,063,000 624,349,879 1.000000 0.68%Germany 11,692,800 609,381,263 1.000000 0.66%Germany 99,946,080 536,443,594 1.000000 0.58%Luxembourg 38,103,240 533,004,506 1.000000 0.58% Germany

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Germany 20,933,800 517,257,137 1.000000 0.56%Germany 93,091,500 478,682,916 1.000000 0.52%Germany 12,458,800 461,077,233 1.000000 0.50%Germany 9,236,000 425,734,113 1.000000 0.46%Germany 4,264,000 413,198,421 1.000000 0.45%Germany 21,743,400 372,031,803 1.000000 0.41%United States 14,932,220 352,699,036 1.000000 0.38% GermanyGermany 30,276,960 335,748,400 1.000000 0.37%Germany 35,660,560 327,763,517 1.000000 0.36%Germany 17,958,630 317,387,447 1.000000 0.35%Germany 26,831,990 312,022,544 1.000000 0.34%Germany 17,104,500 289,448,934 1.000000 0.32%Germany 9,573,200 285,665,533 1.000000 0.31%Germany 38,421,270 276,206,092 1.000000 0.30%Germany 5,455,140 268,598,029 1.000000 0.29%Germany 7,800,000 238,290,000 1.000000 0.26%Germany 5,100,930 234,631,252 1.000000 0.26%Germany 8,736,810 230,518,438 1.000000 0.25%Germany 8,108,420 210,386,984 1.000000 0.23%Netherlands 8,940,050 207,164,940 1.000000 0.23% GermanyGermany 39,378,860 185,076,310 1.000000 0.20%Germany 8,983,380 177,877,392 1.000000 0.19%Germany 36,512,420 172,721,309 1.000000 0.19%Germany 17,395,560 169,271,306 1.000000 0.18%Germany 13,188,120 141,019,842 1.000000 0.15%Germany 19,195,000 137,083,166 1.000000 0.15%


Review Q1 2014

ASII IJ ASTRA INTERNATIONAL TBK PT ID1000122807 B800MQ5TLK UN TELEKOMUNIKASI INDONESIA TBK PT US7156841063 2882228BBCA IJ BANK CENTRAL ASIA TBK PT ID1000109507 B01C1P6BBRI IJ BANK RAKYAT INDONESIA (PERSERO) TBK PT ID1000118201 6709099BMRI IJ BANK MANDIRI (PERSERO) TBK PT ID1000095003 6651048PGAS IJ PERUSAHAAN GAS NEGARA (PERSERO) TBK PT ID1000111602 6719764SMGR IJ SEMEN INDONESIA PERSERO TBK PT ID1000106800 6795236UNVR IJ UNILEVER INDONESIA TBK PT ID1000095706 6687184INDF IJ INDOFOOD SUKSES MAKMUR TBK PT ID1000057003 6283979

GGR SP GOLDEN AGRI-RESOURCES LTD MU0117U00026 6164472UNTR IJ UNITED TRACTORS TBK PT ID1000058407 6230845INTP IJ INDOCEMENT TUNGGAL PRAKARSA TBK PT ID1000061302 6454861KLBF IJ KALBE FARMA TBK PT ID1000125107 B7311V6

JCNC SP JARDINE CYCLE & CARRIAGE LTD SG1B51001017 6242260GGRM IJ GUDANG GARAM TBK PT ID1000068604 6366999

142 HK FIRST PACIFIC CO BMG348041077 6339872BANPU TB BANPU PCL TH0148A10Z06 BJFHBV6

BBNI IJ BANK NEGARA INDONESIA (PERSERO) TBK PT ID1000096605 6727121LPKR IJ LIPPO KARAWACI TBK PT ID1000108905 B19HDX2LPPF IJ MATAHARI DEPARTMENT STORE TBK PT ID1000113301 6665878CPIN IJ CHAROEN POKPHAND INDONESI PT ID1000117708 6315344

ADRO IJ ADARO ENERGY TBK PT ID1000111305 B3BQFC4BSDE IJ BUMI SERPONG DAMAI PT ID1000110802 B2RJPM0

MNCN IJ MEDIA NUSANTARA CITRA TBK PT ID1000106206 B1Z5HY9EXCL IJ XL AXIATA TBK PT ID1000102502 B0LD0W9ICBP IJ INDOFOOD CBP SUKSES MAKMUR T ID1000116700 B4LD3M8

CTRA IJ CIPUTRA DEVELOPMENT TBK PT ID1000115306 6291767JSMR IJ JASA MARGA (PERSERO) TBK PT ID1000108103 B28T1S7

FR SP FIRST RESOURCES LTD SG1W35938974 B2927P4BDMN IJ BANK DANAMON INDONESIA TBK PT ID1000094204 6580034SMRA IJ SUMMARECON AGUNG TBK PT ID1000092406 6538527ITMG IJ INDO TAMBANGRAYA MEGAH TBK PT ID1000108509 B29SK75TBIG IJ PT TOWER BERSAMA INFRASTRUCTURE ORD ID1000116908 B4MW045AALI IJ ASTRA AGRO LESTARI TBK PT ID1000066004 6092498

BMTR IJ PT GLOBAL MEDIACOM TBK ORD ID1000105604 B1W5678TRAM IJ TRADA MARITIME TBK PT ID1000111909 B3CXGM1PTBA IJ TAMBANG BATUBARA BUKIT ASAM TBK PT ID1000094006 65651271051 HK G-RESOURCES GROUP LTD BMG4111M1029 B11Z226

LSIP IJ PP LONDON SUMATRA INDONES PT ID1000118409 6535670INCO IJ VALE INDONESIA TBK PT ID1000109309 B0217K9

LMRT SP LIPPO MALLS INDONESIA RETAIL TRUST SG1W27938677 B296MJ5BHIT IJ MNC INVESTAMA TBK PT ID1000064207 6211516BUMI IJ BUMI RESOURCES TBK PT ID1000068703 6043485ASRI IJ ALAM SUTERA REALTY TBK PT ID1000108400 B29Y9F4

ANTM IJ ANEKA TAMBANG TBK PT ID1000106602 6053859GALV SP GALLANT VENTURE LTD. SG1T37930313 B14SLW5ARMS LN ASIA RESOURCE MINERALS PLC GB00B5BLXT62 B5BLXT6

ISAT IJ INDOSAT TBK PT ID1000097405 B00FYK2MEDC IJ MEDCO ENERGI INTERNASIONAL TBK PT ID1000053705 6254511

IAU AT INTREPID MINES LTD AU000000IAU4 6902616BORN IJ BORNEO LUMBUNG ENERGI & META ID1000117401 B3LBTT4

BLUM SP BLUMONT GROUP LTD SG1I69883698 6264888

Bloomberg Ticker

Country

Indonesia 20,241,777,500 12,800,598,857 0.579060 8.00%Indonesia 236,880,000 8,956,432,800 0.827597 8.00%Indonesia 9,862,004,000 8,934,069,239 0.725960 7.00%Indonesia 9,867,664,800 7,902,768,719 0.762075 6.50%Indonesia 9,333,333,600 7,536,105,223 0.737680 6.00%Indonesia 10,423,848,440 4,548,173,680 1.000000 4.91%Indonesia 2,906,444,800 3,847,700,433 1.000000 4.15%Indonesia 1,144,500,000 2,905,076,577 1.000000 3.14%Indonesia 4,302,409,230 2,843,167,578 1.000000 3.07%Mauritius 5,776,897,050 2,779,545,039 1.000000 3.00% IndonesiaIndonesia 1,529,355,350 2,610,278,269 1.000000 2.82%Indonesia 1,325,243,520 2,575,090,245 1.000000 2.78%Indonesia 18,750,048,400 2,322,216,052 1.000000 2.51%Singapore 74,699,730 2,304,390,630 1.000000 2.49% IndonesiaIndonesia 538,744,640 2,217,458,784 1.000000 2.39%Bermuda 2,063,737,440 2,094,072,256 1.000000 2.26% IndonesiaThailand 2,452,785,050 1,909,444,196 1.000000 2.06% IndonesiaIndonesia 4,475,677,440 1,899,959,344 1.000000 2.05%Indonesia 18,923,704,980 1,797,130,839 1.000000 1.94%Indonesia 1,371,421,460 1,584,486,933 1.000000 1.71%Indonesia 3,771,540,000 1,383,173,089 1.000000 1.49%Indonesia 15,992,981,500 1,322,833,039 1.000000 1.43%Indonesia 8,748,498,000 1,282,602,547 1.000000 1.38%Indonesia 4,934,812,050 1,194,289,302 1.000000 1.29%Indonesia 2,901,726,600 1,117,513,960 1.000000 1.21%Indonesia 1,107,881,260 1,066,669,043 1.000000 1.15%Indonesia 10,464,413,040 1,002,934,988 1.000000 1.08%Indonesia 2,040,000,000 982,056,889 1.000000 1.06%Singapore 491,062,630 948,969,430 1.000000 1.02% IndonesiaIndonesia 2,492,007,440 903,011,883 1.000000 0.97%Indonesia 9,088,872,030 867,122,143 1.000000 0.94%Indonesia 395,473,750 851,523,345 1.000000 0.92%Indonesia 1,486,923,060 790,639,611 1.000000 0.85%Indonesia 314,949,000 756,704,597 1.000000 0.82%Indonesia 3,513,175,500 736,459,982 1.000000 0.79%Indonesia 4,379,238,900 670,780,573 1.000000 0.72%Indonesia 806,446,200 654,686,081 1.000000 0.71%Bermuda 19,867,557,000 621,672,625 1.000000 0.67% IndonesiaIndonesia 2,797,374,240 538,662,872 1.000000 0.58%Indonesia 2,086,631,190 467,551,495 1.000000 0.50%Singapore 1,424,728,240 449,511,986 1.000000 0.49% IndonesiaIndonesia 15,078,042,840 447,392,254 1.000000 0.48%Indonesia 14,749,114,000 391,158,121 1.000000 0.42%Indonesia 7,073,788,320 380,777,226 1.000000 0.41%Indonesia 3,338,461,000 319,966,283 1.000000 0.35%Singapore 1,302,740,550 292,854,596 1.000000 0.32% IndonesiaUnited Kingdom 79,426,160 289,821,987 1.000000 0.31% IndonesiaIndonesia 815,090,100 283,943,859 1.000000 0.31%Indonesia 1,066,384,320 259,945,761 1.000000 0.28%Australia 428,592,010 99,972,944 1.000000 0.11% IndonesiaIndonesia 6,900,270,000 83,346,806 1.000000 0.09%Singapore 1,446,483,920 65,033,588 1.000000 0.07% Indonesia

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

BJTM IJ BANK PEMBANGUNAN DAERAH JAWA ID1000123904 B8FQLP0 IndonesiaMYRX IJ HANSON INTERNATIONAL TBK PT ID1000059603 6129813 IndonesiaCMNP IJ CITRA MARGA NUSAPHALA PER PT ID1000070402 6216113 Indonesia

KIJA IJ KAWASAN INDUSTRI JABABEKA TB ID1000072507 6705785 IndonesiaPTPP IJ PEMBANGUNAN PERUMAHAN PERSER ID1000114002 B6277R6 IndonesiaBKSL IJ SENTUL CITY TBK PT ID1000104201 B19HL05 Indonesia

MDLN IJ MODERNLAND REALTY TBK PT ID1000129604 BGDVXL3 IndonesiaPNLF IJ PANIN FINANCIAL TBK PT ID1000095607 6671422 IndonesiaSSIA IJ SURYA SEMESTA INTERNUSA PT ID1000119902 B4N6ZM9 Indonesia

LPCK IJ LIPPO CIKARANG PT ID1000080302 6008666 IndonesiaENRG IJ ENERGI MEGA PERSADA TBK PT ID1000098304 B01BKT0 IndonesiaMLPL IJ MULTIPOLAR CORP TBK PT ID1000115207 6608259 IndonesiaAISA IJ TIGA PILAR SEJAHTERA FOOD TBK ID1000087901 6042954 Indonesia

BEST IJ BEKASI FAJAR INDUSTRIAL ESTATE TBK PT ID1000122609 B7NGK14 IndonesiaEARTH TB ENERGY EARTH PCL TH0551010Y03 6059512 Thailand

ADHI IJ ADHI KARYA PERSERO TBK PT ID1000097207 B00D9M3 IndonesiaTMPI IJ AGIS TBK PT ID1000065303 6212478 IndonesiaBIPI IJ BENAKAT PETROLEUM ENERGY PT ID1000114101 B3LJCZ5 Indonesia

CTRP IJ CIPUTRA PROPERTY TBK PT ID1000107907 B28Z9N6 IndonesiaWSKT IJ WASKITA KARYA PERSERO TBK PT ID1000126105 B7VW3S2 IndonesiaBBKP IJ BANK BUKOPIN TBK PT ID1000103609 B18THH1 IndonesiaBWPT IJ BW PLANTATION TBK PT ID1000113202 B58PM83 IndonesiaERAA IJ ERAJAYA SWASEMBADA TBK PT ID1000121601 B66D0K4 Indonesia

GERL SP GEO ENERGY RESOURCES LTD SG2F24986083 B8QXRM9 SingaporeMAIN IJ MALINDO FEEDMILL TBK PT ID1000119407 B0F1PX5 IndonesiaTAXI IJ EXPRESS TRANSINDO UTAMA TBK PT ID1000125404 B8FZ997 Indonesia

SGRO IJ SAMPOERNA AGRO TBK PT ID1000106107 B1XN0L3 IndonesiaIAU AT INTREPID MINES LTD AU000000IAU4 6902616 Australia

META IJ NUSANTARA INFRASTRUCTURE TBK PT ID1000116304 6378659 IndonesiaVIVA IJ VISI MEDIA ASIA TBK PT ID1000121304 B6XG8K2 Indonesia

ADDITION LCGP IJ EUREKA PRIMA JAKARTA TBK PT ID1000106503 B23BYP6 IndonesiaTOTL IJ TOTAL BANGUN PERSADA TBK PT ID1000104003 B17ZL78 IndonesiaBRAU IJ PT BERAU COAL ENERGY TBK ORD ID1000116502 B51F5K3 IndonesiaBRMS IJ PT BUMI RESOURCES MINERALS TBK ORD ID1000117609 B3R5893 Indonesia

BLUM SP BLUMONT GROUP LTD SG1I69883698 6264888 SingaporeCNKO IJ EXPLOITASI ENERGI INDONESIA ID1000096209 6711674 Indonesia

Bloomberg Ticker

14,917,685,000 605,847,336 0.995912 8.00%8,810,617,880 443,422,780 1.000000 5.88%1,518,000,000 434,473,521 1.000000 5.76%

16,499,524,220 329,268,403 1.000000 4.37%2,082,247,910 299,807,247 1.000000 3.98%

18,524,173,360 298,332,419 1.000000 3.96%7,519,840,200 288,287,965 1.000000 3.82%

12,284,239,140 283,854,628 1.000000 3.76%3,623,042,500 279,061,478 1.000000 3.70%

403,680,000 272,064,419 1.000000 3.61%33,035,472,940 263,127,180 1.000000 3.49%6,844,027,960 256,388,968 1.000000 3.40%1,521,520,000 254,363,518 1.000000 3.37%3,755,343,540 216,938,882 1.000000 2.88%1,123,489,000 214,756,646 1.000000 2.85% Indonesia

882,646,800 208,590,490 1.000000 2.77%5,061,917,280 206,907,253 1.000000 2.74%

22,269,984,920 206,618,678 1.000000 2.74%2,706,000,000 201,321,662 1.000000 2.67%3,082,315,520 199,642,317 1.000000 2.65%3,634,648,000 197,241,291 1.000000 2.62%1,430,787,840 169,690,811 1.000000 2.25%1,160,000,000 159,912,472 1.000000 2.12%

601,666,520 151,864,085 1.000000 2.01% Indonesia389,850,000 124,206,039 1.000000 1.65%901,152,000 122,651,322 1.000000 1.63%623,700,000 111,911,159 1.000000 1.48%428,592,010 99,972,944 1.000000 1.33% Indonesia

4,570,701,600 98,415,106 1.000000 1.30%3,292,854,000 91,075,874 1.000000 1.21%2,364,600,000 90,651,623 1.000000 1.20%1,159,400,000 86,257,330 1.000000 1.14%5,235,000,000 79,727,790 1.000000 1.06%3,324,119,500 68,955,476 1.000000 0.91%1,446,483,920 65,033,588 1.000000 0.86% Indonesia3,045,163,080 63,968,415 1.000000 0.85%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

INFY UN INFOSYS LTD US4567881085 2398822HDFC IB HOUSING DEVELOPMENT FINANCE INE001A01036 6171900

TCS IB TATA CONSULTANCY SVCS LTD INE467B01029 B01NPJ1HDB UN HDFC BANK LTD-ADR US40415F1012 2781648IBN UN ICICI BANK LTD-SPON ADR US45104G1040 2569286RIGD LI RELIANCE INDS-SPONS GDR 144A US7594701077 B16CYP9

ITC IB ITC LTD INE154A01025 B0JGGP5SUNP IB SUN PHARMACEUTICAL INDUS INE044A01036 6582483HUVR IB HINDUSTAN UNILEVER LTD INE030A01027 6261674WIT UN WIPRO LTD-ADR US97651M1099 2646123

ONGC IB OIL & NATURAL GAS CORP LTD INE213A01029 6139362ADDITION AXB LI AXIS BANK LTD- GDR REG S US05462W1099 B06CDW2

TTM UN TATA MOTORS LTD-SPON ADR US8765685024 B02ZP96HCLT IB HCL TECHNOLOGIES LTD INE860A01027 6294896MHID LI MAHINDRA & MAHINDRA USY541641194 B163GT0LTOD LI LARSEN & TOUBRO-GDR REG S USY5217N1183 B15VJF2SBID LI STATE BANK OF INDIA-SPON GDR US8565522039 5131091

BHARTI IB BHARTI AIRTEL LTD INE397D01024 6442327SSLT IB SESA STERLITE LTD INE205A01025 6136040RDY UN DOCTOR REDDYS LAB-ADR US2561352038 2748881KMB IB KOTAK MAHINDRA BANK LTD ORD INE237A01028 6135661

UNSP IB UNITED SPIRITS LTD INE854D01016 6576992TECHM IB TECH MAHINDRA LTD INE669C01028 B1C4TB0

NTPC IB NTPC LTD INE733E01010 B037HF1COAL IB COAL INDIA LTD INE522F01014 B4Z9XF5CAIR IB CAIRN INDIA LTD INE910H01017 B1G2NN0GNP IB GLENMARK PHARMACEUTICALS LTD INE935A01035 6698755LPC IB LUPIN (LAB) LTD ORD INE326A01037 6143761

APNT IB ASIAN PAINTS LTD INE021A01026 BCRWL65BJAUT IB BAJAJ AUTO LTD INE917I01010 B2QKXW0

Z IB ZEE ENTERTAINMENT (TELEFILMS) ORD INE256A01028 6188535UTCEM IB ULTRATECH CEMENT LTD INE481G01011 B01GZF6PWGR IB POWER GRID CORP OF INDIA LTD INE752E01010 B233HS6CIPLA IB CIPLA LTD INE059A01026 B011108

IIB IB INDUSIND BANK LTD INE095A01012 6100454G UN GENPACT LTD BMG3922B1072 B23DBK6

GAIL IB GAIL INDIA LTD INE129A01019 6133405JSTL IB JSW STEEL LTD INE019A01020 6101640

ACEM IB AMBUJA CEMENTS LTD INE079A01024 B09QQ11HMCL IB HERO MOTOCORP LTD INE158A01026 6327327NEST IB NESTLE INDIA LTD INE239A01016 6128605BHEL IB BHARAT HEAVY ELECTRICALS INE257A01026 B6SNRV2UBBL IB UNITED BREWERIES LTD INE686F01025 B1683V6HNDL IB HINDALCO INDUSTRIES LTD INE038A01020 B0GWF48

JSP IB JINDAL STEEL & POWER LTD INE749A01030 6726816ADSEZ IB ADANI PORTS AND SPECIAL ECONOMIC ZONE INE742F01042 B28XXH2

GCPL IB GODREJ CONSUMER PRODUCTS LTD ORD INE102D01028 B1BDGY0VED LN VEDANTA RESOURCES PLC GB0033277061 3327706ADE IB ADANI ENTERPRISES LTD INE423A01024 B01VRK0

BHIN IB BHARTI INFRATEL LTD INE121J01017 B92P9G4TTST LI TATA STEEL LTD-GDR REG S US87656Y4061 B3PPWV5IOCL IB INDIAN OIL CORPORATION LTD INE242A01010 6253767

DLFU IB DLF LTD INE271C01023 B1YLCV0DABUR IB DABUR INDIA LTD ORD INE016A01026 6297356

BPCL IB BHARAT PETROLEUM CORP LTD INE029A01011 6099723ARBP IB AUROBINDO PHARMA LTD INE406A01037 6702634IDEA IB IDEA CELLULAR LTD INE669E01016 B1MP4H4

Bloomberg Ticker

SHTF IB SHRIRAM TRANSPORT FINANCE INE721A01013 6802608TPWR IB TATA POWER CO LTD INE245A01021 B6Z1L73RCOM IB RELIANCE COMMUNICATIONS LTD INE330H01018 B0WNLY7

OINL IB OIL INDIA LTD INE274J01014 B409HQ9MMFS IB MAHINDRA & MAHINDRA FIN SVCS ORD INE774D01024 B8F8822NMDC IB NMDC LTD INE584A01023 6148119RECL IB RURAL ELECTRIFICATION CORP INE020B01018 B2Q7WL3LICHF IB LIC HOUSING FINANCE LTD ORD INE115A01026 6101026

ACC IB ACC LTD INE012A01025 6155915DIVI IB DIVIS LABORATORIES LTD ORD INE361B01024 6602518BOB IB BANK OF BARODA ORD INE028A01013 6099778

GLXO IB GLAXOSMITHKLINE PHARMACEUTIC INE159A01016 6117982SIEM IB SIEMENS INDIA LTD INE003A01024 B15T569

JPA IB JAIPRAKASH ASSOCIATES LTD INE455F01025 B01GVY7CDH IB CADILA HEALTHCARE LTD INE010B01019 6378905

OFSS IB ORACLE FINANCIAL SERVICES INE881D01027 6528443RBXY IB RANBAXY LABORATORIES LTD INE015A01028 B0CMCH4

POWF IB POWER FINANCE CORPORATION INE134E01011 B1S7225RPWR IB RELIANCE POWER LTD INE614G01033 B2NP5J9APHS IB APOLLO HOSPITALS ENTERPRISE INE437A01024 6273583SRCM IB SHREE CEMENT LTD ORD INE070A01015 6100357CLGT IB COLGATE PALMOLIVE (INDIA) LTD ORD INE259A01022 6139696

SKB IB GLAXOSMITHKLINE CONSUMER HEA INE264A01014 6140052RCAPT IB RELIANCE CAPITAL LTD INE013A01015 6101082

UPLL IB UPL LTD INE628A01036 B0L0W35ADDITION MTCL IB MINDTREE LTD INE018I01017 B1LHCW2

SUNTV IB SUN TV NETWORK LTD INE424H01027 B128WL3BHFC IB BHARAT FORGE LTD INE465A01025 B0C1DM3

HZ IB HINDUSTAN ZINC LTD INE267A01025 6139726PIDI IB PIDILITE INDUSTRIES LTD ORD INE318A01026 B0JJV59

CSTRL IB CASTROL INDIA LTD INE172A01019 6114712YES IB YES BANK LTD ORD INE528G01019 B06LL92

TGBL IB TATA GLOBAL BEVERAGES LTD INE192A01025 6121488NHPC IB NHPC LTD INE848E01016 B233LP1

SAIL IB STEEL AUTHORITY OF INDIA INE114A01011 6121499GMRI IB GMR INFRASTRUCTURE LTD INE776C01039 B192HJ1RELI IB RELIANCE INFRASTRUCTURE LTD INE036A01016 6099853BOI IB BANK OF INDIA ORD INE084A01016 6099789ABB IB ABB LTD INE117A01022 B1Y9QS9

EXID IB EXIDE INDUSTRIES LTD INE302A01020 B1D3ZC9IH IB INDIAN HOTELS CO LTD INE053A01029 B1FRT61

HPCL IB HINDUSTAN PETROLEUM CORP INE094A01015 6100476CBK IB CANARA BANK ORD INE476A01014 6580012

MPHL IB MPHASIS LTD INE356A01018 6151593MRF IB MRF LTD INE883A01011 6214128

ADANI IB ADANI POWER LTD INE814H01011 B3WQH49ESSR LN ESSAR ENERGY PLC GB00B5SXPF57 B5SXPF5

JSW IB JSW ENERGY LTD INE121E01018 B4X3ST8IFCI IB IFCI LTD INE039A01010 6121983

TCOM IB TATA COMMUNICATIONS LTD INE151A01013 6114745ESOIL IB ESSAR OIL LTD INE011A01019 6152217

IDBI IB IDBI BANK LTD INE008A01015 6099552WPL IB WOCKHARDT LTD INE049B01025 B00YYS7HDIL IB HOUSING DEVELOPMENT & INFRAS INE191I01012 B1RPZ09BHE IB BHARAT ELECTRONICS LTD INE263A01016 6139715

SUEL IB SUZLON ENERGY LTD INE040H01021 B0DX8R8MMYT UW MAKEMYTRIP LTD MU0295S00016 B552PC2

NKO CT NIKO RESOURCES LTD CA6539051095 2639554JPVL IB JAIPRAKASH POWER VENTURES LT INE351F01018 B0703M5TPW IB TORRENT POWER LTD INE813H01021 B1JLL30IIFL IB INDIA INFOLINE LTD INE530B01024 B0838V7

SINT IB SINTEX INDUSTRIES LTD INE429C01035 B0LMHN6UT IB UNITECH LTD INE694A01020 B17MRV5

MRPL IB MANGALORE REFINERY & PETRO INE103A01014 6121530BRCM IB BALRAMPUR CHINI MILLS LTD INE119A01028 B06KS32PUNJ IB PUNJ LLOYD LTD INE701B01021 B1VJSG4

FTECH IB FINANCIAL TECHN (INDIA) LTD INE111B01023 6257521NACL IB NATIONAL ALUMINIUM CO LTD INE139A01034 6139447SIFY UQ SIFY TECHNOLOGIES-SPON ADR US82655M1071 2987899TTLS IB TATA TELESERVICES MAHARASHTR INE517B01013 6326067

DELETION IDFC IB INFRASTRUCTURE DEV FINANCEDELETION MSIL IB MARUTI SUZUKI INDIA LTD

Country

India 545,524,200 30,554,810,442 0.762243 8.00%India 1,434,829,240 20,040,811,889 1.000000 6.88%India 470,094,720 16,744,494,564 1.000000 5.75%India 391,524,210 14,772,208,443 1.000000 5.07%India 282,874,060 11,750,588,452 1.000000 4.04%India 387,828,000 11,049,219,720 1.000000 3.80%India 1,907,029,920 10,622,063,903 1.000000 3.65%India 1,014,839,980 10,021,062,622 1.000000 3.44%India 1,038,067,680 9,493,522,871 1.000000 3.26%India 591,820,080 7,936,307,273 1.000000 2.73%India 1,283,323,500 6,649,763,082 1.000000 2.28%India 286,346,810 6,488,618,715 1.000000 2.23%India 188,586,300 6,244,092,393 1.000000 2.14%India 209,798,100 5,004,045,253 1.000000 1.72%India 301,787,080 4,864,807,730 1.000000 1.67%India 222,459,120 4,469,203,721 1.000000 1.54%India 74,657,400 3,997,903,770 1.000000 1.37%India 799,480,000 3,918,487,824 1.000000 1.35%India 1,334,103,300 3,829,951,191 1.000000 1.32%India 83,318,130 3,730,985,861 1.000000 1.28%India 284,882,610 3,459,762,894 1.000000 1.19%India 85,743,520 3,456,655,021 1.000000 1.19%India 105,014,700 3,094,171,628 1.000000 1.06%India 1,401,728,880 2,682,345,452 1.000000 0.92%India 631,636,400 2,682,266,807 1.000000 0.92%India 458,616,000 2,470,119,609 1.000000 0.85%India 271,224,000 2,465,592,107 1.000000 0.85%India 147,957,150 2,325,516,067 1.000000 0.80%India 287,759,400 2,322,586,599 1.000000 0.80%India 69,448,080 2,230,218,066 1.000000 0.77%India 470,620,010 2,214,705,029 1.000000 0.76%India 65,817,840 2,112,239,668 1.000000 0.73%India 1,255,581,360 2,020,876,853 1.000000 0.69%India 321,168,400 1,989,991,803 1.000000 0.68%India 257,457,270 1,969,416,056 1.000000 0.68%Bermuda 108,906,990 1,878,645,578 1.000000 0.65% IndiaIndia 304,434,480 1,842,757,448 1.000000 0.63%India 118,443,780 1,830,560,795 1.000000 0.63%India 618,505,200 1,824,649,746 1.000000 0.63%India 53,915,760 1,818,552,340 1.000000 0.62%India 23,139,840 1,813,129,933 1.000000 0.62%India 587,424,000 1,764,648,874 1.000000 0.61%India 126,914,400 1,667,155,277 1.000000 0.57%India 825,833,200 1,547,909,860 1.000000 0.53%India 365,954,400 1,547,457,483 1.000000 0.53%India 496,812,480 1,488,386,594 1.000000 0.51%India 119,132,300 1,416,324,168 1.000000 0.49%United Kingdom 101,439,860 1,403,954,798 1.000000 0.48% IndiaIndia 263,954,400 1,351,543,190 1.000000 0.46%India 396,674,670 1,318,087,656 1.000000 0.45%India 233,091,600 1,275,011,052 1.000000 0.44%India 291,354,360 1,263,444,541 1.000000 0.43%India 427,542,480 1,252,204,770 1.000000 0.43%India 418,515,120 1,181,291,298 1.000000 0.41%India 173,540,160 1,172,302,188 1.000000 0.40%India 142,756,110 1,153,974,882 1.000000 0.40%India 497,897,850 1,153,832,023 1.000000 0.40%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


India 108,903,840 1,145,878,308 1.000000 0.39%India 830,575,200 1,130,426,867 1.000000 0.39%India 577,927,560 1,124,817,526 1.000000 0.39%India 144,272,640 1,102,904,099 1.000000 0.38%India 238,881,300 1,077,489,691 1.000000 0.37%India 515,413,080 1,070,134,649 1.000000 0.37%India 276,488,520 923,022,124 1.000000 0.32%India 247,284,870 919,523,336 1.000000 0.32%India 45,058,800 907,695,318 1.000000 0.31%India 39,820,200 902,940,571 1.000000 0.31%India 85,883,000 901,618,808 1.000000 0.31%India 20,328,720 823,085,919 1.000000 0.28%India 74,785,200 818,978,481 1.000000 0.28%India 998,587,350 788,519,541 1.000000 0.27%India 49,139,760 778,580,102 1.000000 0.27%India 15,985,650 771,769,698 1.000000 0.27%India 127,133,700 754,478,001 1.000000 0.26%India 277,208,400 751,398,254 1.000000 0.26%India 673,230,240 730,820,909 1.000000 0.25%India 51,476,250 726,520,564 1.000000 0.25%India 8,360,880 719,540,743 1.000000 0.25%India 32,638,320 703,937,608 1.000000 0.24%India 10,093,440 694,861,996 1.000000 0.24%India 120,360,170 657,019,835 1.000000 0.23%India 210,015,960 654,760,184 1.000000 0.22%India 25,398,570 617,799,687 1.000000 0.21%India 94,580,400 610,228,550 1.000000 0.21%India 93,117,600 600,942,863 1.000000 0.21%India 295,772,330 573,726,030 1.000000 0.20%India 123,034,080 561,792,104 1.000000 0.19%India 118,694,640 551,097,850 1.000000 0.19%India 86,550,480 516,819,599 1.000000 0.18%India 216,439,650 515,201,913 1.000000 0.18%India 1,722,104,020 503,954,910 1.000000 0.17%India 495,608,520 460,220,933 1.000000 0.16%India 1,167,730,500 429,540,790 1.000000 0.15%India 63,117,600 429,056,249 1.000000 0.15%India 128,452,600 418,007,766 1.000000 0.14%India 31,786,200 412,063,061 1.000000 0.14%India 204,000,000 398,211,469 1.000000 0.14%India 322,989,200 379,925,172 1.000000 0.13%India 81,270,480 372,754,047 1.000000 0.13%India 92,251,800 355,629,614 1.000000 0.12%India 52,533,500 347,489,338 1.000000 0.12%India 1,017,840 346,704,584 1.000000 0.12%India 516,945,960 338,052,698 1.000000 0.12%United Kingdom 299,790,510 336,763,149 1.000000 0.12% IndiaIndia 393,613,200 334,942,037 1.000000 0.12%India 731,296,280 306,064,246 1.000000 0.11%India 62,700,000 294,344,300 1.000000 0.10%India 347,884,080 290,341,804 1.000000 0.10%India 272,669,630 265,013,439 1.000000 0.09%India 32,922,900 239,302,266 1.000000 0.08%India 276,542,640 224,697,253 1.000000 0.08%India 12,800,000 205,473,822 1.000000 0.07%India 1,219,191,540 203,505,875 1.000000 0.07%Mauritius 7,796,040 194,121,396 1.000000 0.07% IndiaCanada 77,172,960 170,547,978 1.000000 0.06% IndiaIndia 705,120,720 160,235,060 1.000000 0.06%India 113,387,520 158,122,458 1.000000 0.05%India 115,469,640 135,918,814 1.000000 0.05%

India 219,177,000 135,087,635 1.000000 0.05%India 627,497,280 131,003,233 1.000000 0.04%India 192,785,890 129,222,569 1.000000 0.04%India 146,904,600 119,003,113 1.000000 0.04%India 235,788,160 111,018,090 1.000000 0.04%India 17,049,230 110,154,178 1.000000 0.04%India 154,634,340 86,838,429 1.000000 0.03%India 24,991,960 50,733,679 1.000000 0.02%India 293,239,200 34,325,298 1.000000 0.01%


Review Q1 2014

NBK KK NATIONAL BANK OF KUWAIT KW0EQ0100010 6889526 KuwaitZAIN KK MOBILE TELECOMMUNICATIONS CO KSC KW0EQ0601058 6600084 KuwaitKFIN KK KUWAIT FINANCE HOUSE KSC KW0EQ0100085 6503138 KuwaitGBK KK GULF BANK KSC KW0EQ0100028 6889515 Kuwait

MABANEE KK MABANEE CO SAKC KW0EQ0400725 B00PQY0 KuwaitAGLTY KK AGILITY KW0EQ0601041 6890302 KuwaitKPROJ KK KUWAIT PROJECTS COMPANY HOLDING KSCC KW0EQ0200653 6503183 Kuwait

BOUBYAN KK BOUBYAN BANK KSC KW0EQ0102065 B15DYL9 KuwaitBURG KK BURQAN BANK KW0EQ0100077 6155818 KuwaitBPCC KK BOUBYAN PETROCHEMICAL COMPANY KSC KW0EQ0500979 6000208 KuwaitNIND KK NATIONAL INDUSTRIES GROUP HOLDING SAK KW0EQ0500813 6890294 Kuwait

ALTIJARI KK COMMERCIAL REAL ESTATE COMPANY KSCC KW0EQ0401632 B0MLB41 KuwaitALQURAIN KK AL-QURAIN PETROCHEMICALS CO KW0EQ0502348 B235R04 Kuwait

KIB KK KUWAIT INTERNATIONAL BANK KW0EQ0100069 6503213 KuwaitWARBABAN KK WARBA BANK KW0EQB010944 BDD2531 Kuwait

NINV KK NATIONAL INVESTMENTS COMPANY KSCC KW0EQ0200281 6614717 KuwaitJAZEERA KK JAZEERA AIRWAYS KW0EQ0602452 B2NP5Q6 KuwaitALAFCO KK AVIATION LEASE AND FINANCE C KW0EQ0602221 B1H5W31 Kuwait

KRE KK KUWAIT REAL ESTATE CO KSC KW0EQ0400618 6503224 KuwaitLOGISTIC KK KGL LOGISTICS CO KSCC KW0EQ0602726 B4VQ4G8 Kuwait

ABYAAR KK ABYAAR REAL EASTATE DEVELOPM KW0EQ0402390 B28ZNF6 KuwaitSENERGY KK AL SAFAT ENERGY HOLDING COMP KW0EQ0601074 6503116 Kuwait

KGL KK KUWAIT & GULF LINK TRANSPORT KW0EQ0601140 6109473 KuwaitHITSTELE KK HITS TELECOM HOLDING KW0EQ0601405 B0WGV24 KuwaitALSALAM KK AL SALAM GROUP HOLDING CO KW0EQ0201941 B0SFQ19 Kuwait

Bloomberg Ticker

2,351,868,190 7,767,178,326 0.098777 8.00%2,550,383,560 5,977,461,469 0.128352 8.00%1,878,413,530 5,603,222,178 0.119809 7.00%1,354,723,580 1,683,782,859 0.370216 6.50%

330,697,170 1,315,272,835 0.437486 6.00%560,581,290 1,313,862,398 0.401459 5.50%477,157,020 1,186,114,751 0.404270 5.00%403,842,340 774,413,578 0.557273 4.50%551,553,440 1,018,493,568 0.423724 4.50%402,633,000 1,015,161,328 0.425114 4.50%958,372,520 769,148,400 0.561088 4.50%

1,504,547,480 555,656,740 0.776666 4.50%671,000,000 548,046,875 0.787450 4.50%508,290,230 514,427,257 0.838913 4.50%490,000,000 469,815,341 0.918573 4.50%876,213,000 441,840,362 0.976732 4.50%197,400,000 329,467,330 1.000000 3.44%272,920,200 242,294,212 1.000000 2.53%598,430,580 212,510,859 1.000000 2.22%236,944,620 144,724,697 1.000000 1.51%719,728,750 140,572,021 1.000000 1.47%464,344,650 76,676,229 1.000000 0.80%216,703,860 76,184,951 1.000000 0.79%180,229,250 44,161,286 1.000000 0.46%71,904,000 28,087,500 1.000000 0.29%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

AMX UN AMERICA MOVIL SAB DE CV US02364W1053 2722670GFNORTEO MM GRUPO FINANCIERO BANORTE SAB DE CV MXP370711014 2421041

FMX UN FOMENTO ECONOMICO MEXICANO SAB DE CV US3444191064 2246039CX UN CEMEX SAB DE CV US1512908898 2488671

WALMEXV MM WAL-MART DE MEXICO SAB DE CV MXP810081010 B02YZ04GMEXICOB MM GRUPO MEXICO SAB DE CV MXP370841019 2643674

TV UN GRUPO TELEVISA SA US40049J2069 2399450SLW UN SILVER WHEATON CORP CA8283361076 B059001

ALFAA MM ALFA S.A.B.-A MXP000511016 2043423FUNO11 MM FIBRA UNO ADMINISTRACION SA MXCFFU000001 B671GT8

TX UN TERNIUM SA-SPONSORED ADR US8808901081 B0XGGY0BIMBOA MM GRUPO BIMBO SAB- SERIES A MXP495211262 2392471

SCCO UN SOUTHERN COPPER CORP US84265V1052 2823777KOF UN COCA-COLA FEMSA SAB-SP ADR US1912411089 2193317

BSMX UN GRUPO FINANCIERO SANTANDER MEXICO SAB DE CV US40053C1053 B84CZX5GFINBURO MM GRUPO FINANCIERO INBURSA SA DE CV MXP370641013 2822398

PINFRA* MM PROMOTORA Y OPERADORA DE INF MX01PI000005 2393388MEXCHEM* MM MEXICHEM SAB DE CV-* MX01ME050007 2434760PE&OLES* MM INDUSTRIAS PENOLES SAB DE CV MXP554091415 2448200

FRES LN FRESNILLO PLC GB00B2QPKJ12 B2QPKJ1GCARSOA1 MM GRUPO CARSO SAB DE CV-SER A1 MXP461181085 2393452

KIMBERA MM KIMBERLY-CLARK DE MEXICO-A MXP606941179 2491914ELEKTRA* MM GRUPO ELEKTRA SAB MX01EL000003 2967084

AC* MM ARCA CONTINENTAL SAB DE CV MX01AC100006 2823885PAAS UW PAN AMERICAN SILVER CORP CA6979001089 2703396LABB MM GENOMMA LAB INTERNACIONAL-B MX01LA010006 B3B1C73

GFREGIO MM BANREGIO GRUPO FINANCIERO SA MX01GF0X0008 B6QL9F6ADDITION GRUMAB MM GRUMA SAB DE CV MXP4948K1056 2392545

GENTERA* MM COMPARTAMOS SAB DE CV MX01GE0E0004 BHWQZW1ASR UN GRUPO AEROPORTUARIO DEL SURESTE SA B DE CV US40051E2028 2639361

FCFS UW FIRST CASH FINANCIAL SERVICES INC US31942D1072 2350101PAC UN GRUPO AEROPORTUARIO PAC-ADR US4005061019 B0YFC60

AG UN FIRST MAJESTIC SILVER CORP CA32076V1031 B01DH95OHLMEX* MM OHL MEXICO SAB DE CV MX01OH010006 B3NWLD3

AGI CT ALAMOS GOLD INC CA0115271086 2411707AUQ UN AURICO GOLD INC CA05155C1059 2354277

MFRISCOA MM MINERA FRISCO SAB DE CV MX01MF010000 B3QHKH2CHDRAUIB MM GRUPO COMERCIAL CHEDRAUI SA MX01CH170002 B457NQ0

CDE UN COEUR D ALENE MINES CORP US1921085049 2208136SORIANAB MM ORGANIZACION SORIANA S.A.B-B MXP8728U1671 B1S9HM6AEROMEX* MM GRUPO AEROMEXICO SAB DE CV MX01AE010005 B3WBBZ3AZTECACP MM TV AZTECA SA DE CV MX01AZ060013 2096911

ALPEKA MM ALPEK SA DE CV MX01AL0C0004 B85H8C9MEGACPO MM MEGACABLE HOLDINGS-CPO MX01ME090003 B292SM8

Bloomberg Ticker

Country

Mexico 1,205,896,120 24,286,747,857 0.540809 8.00%Mexico 2,274,457,780 14,035,547,275 0.935801 8.00%Mexico 162,088,500 13,411,202,490 0.856946 7.00%Mexico 1,032,152,000 12,922,543,040 0.825826 6.50%Mexico 5,464,432,310 12,062,219,210 0.816671 6.00%Mexico 3,736,800,000 10,776,713,301 0.837914 5.50%Mexico 292,587,000 9,146,269,620 0.897530 5.00%Canada 307,361,420 8,006,764,991 0.922738 4.50% MexicoMexico 2,828,375,000 6,535,296,738 1.000000 3.98%Mexico 1,809,013,000 6,112,497,310 1.000000 3.72%Luxembourg 200,474,000 5,827,779,180 1.000000 3.55% MexicoMexico 1,834,248,000 4,744,018,822 1.000000 2.89%United States 158,374,500 4,388,557,395 1.000000 2.67% MexicoMexico 40,778,600 3,867,442,424 1.000000 2.36%Mexico 338,852,670 3,683,328,523 1.000000 2.24%Mexico 1,600,086,720 3,606,780,025 1.000000 2.20%Mexico 247,080,600 3,213,434,586 1.000000 1.96%Mexico 924,000,000 2,936,250,424 1.000000 1.79%Mexico 123,217,560 2,889,604,255 1.000000 1.76%United Kingdom 169,485,620 2,532,877,848 1.000000 1.54% MexicoMexico 457,960,400 2,217,089,336 1.000000 1.35%Mexico 846,036,360 2,079,158,177 1.000000 1.27%Mexico 71,214,300 2,073,200,724 1.000000 1.26%Mexico 338,365,440 1,898,374,529 1.000000 1.16%Canada 128,775,000 1,876,251,750 1.000000 1.14% MexicoMexico 779,034,260 1,810,028,747 1.000000 1.10%Mexico 327,931,000 1,754,104,117 1.000000 1.07%Mexico 216,374,500 1,729,072,454 1.000000 1.05%Mexico 890,034,480 1,569,051,632 1.000000 0.96%Mexico 12,744,300 1,444,438,962 1.000000 0.88%United States 24,316,320 1,302,625,262 1.000000 0.79% MexicoMexico 24,319,350 1,259,985,524 1.000000 0.77%Canada 111,214,600 1,238,930,644 1.000000 0.75% MexicoMexico 450,368,100 1,156,669,193 1.000000 0.70%Canada 107,275,560 1,105,377,239 1.000000 0.67% MexicoCanada 181,023,940 906,929,939 1.000000 0.55% MexicoMexico 559,984,260 891,857,254 1.000000 0.54%Mexico 289,175,100 869,910,856 1.000000 0.53%United States 77,325,000 834,336,750 1.000000 0.51% MexicoMexico 251,978,020 703,909,668 1.000000 0.43%Mexico 457,096,960 685,292,463 1.000000 0.42%Mexico 1,045,338,000 579,627,655 1.000000 0.35%Mexico 317,724,600 538,816,495 1.000000 0.33%Mexico 104,301,050 406,721,840 1.000000 0.25%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

PBKF MK PUBLIC BANK BHD-FOREIGN MKT MYF1295O1009 B012W53 MalaysiaTNB MK TENAGA NASIONAL BHD MYL5347OO009 6904612 MalaysiaMAY MK MALAYAN BANKING BHD MYL1155OO000 6556325 Malaysia

CIMB MK CIMB GROUP HOLDINGS BHD MYL1023OO000 6075745 MalaysiaHLBK MK HONG LEONG BANK BERHAD MYL5819OO007 6436892 MalaysiaSIME MK SIME DARBY BERHAD MYL4197OO009 B29TTR1 Malaysia

AXIATA MK AXIATA GROUP BERHAD MYL6888OO001 B2QZGV5 MalaysiaGENT MK GENTING BERHAD MYL3182OO002 B1VXJL8 MalaysiaAMM MK AMMB HOLDINGS BHD MYL1015OO006 6047023 Malaysia

IOI MK IOI CORPORATION BHD MYL1961OO001 B1Y3WG1 MalaysiaGENM MK GENTING MALAYSIA BHD MYL4715OO008 B1VXKN7 Malaysia

PCHEM MK PETRONAS CHEMICALS GROUP BHD MYL5183OO008 B5KQGT3 MalaysiaSAKP MK SAPURAKENCANA PETROLEUM BHD MYL5218OO002 B7GJ601 Malaysia

DIGI MK DIGI.COM BHD MYL6947OO005 6086242 MalaysiaIHH MK IHH HEALTHCARE BHD MYL5225OO007 B83X6P8 MalaysiaKLK MK KUALA LUMPUR KEPONG BHD MYL2445OO004 6497446 Malaysia

MAXIS MK MAXIS BHD MYL6012OO008 B5387L5 MalaysiaT MK TELEKOM MALAYSIA BHD MYL4863OO006 6868398 Malaysia

PEP MK PPB GROUP BERHAD MYL4065OO008 6681669 MalaysiaYTL MK YTL CORPORATION BERHAD MYL4677OO000 6436126 Malaysia

GAM MK GAMUDA BHD MYL5398OO002 6359881 MalaysiaIJM MK IJM CORP BHD MYL3336OO004 6455217 Malaysia

PTG MK PETRONAS GAS BHD MYL6033OO004 6703972 MalaysiaDLG MK DIALOG GROUP BHD MYL7277OO006 B00MRS2 Malaysia

PETD MK PETRONAS DAGANGAN BHD MYL5681OO001 6695938 MalaysiaROTH MK BRITISH AMERICAN TOBACCO BHD MYL4162OO003 6752349 MalaysiaMISC MK MISC BHD MYL3816OO005 6557997 MalaysiaYTLP MK YTL POWER INTERNATIONAL BHD MYL6742OO000 B01GQS6 Malaysia

ADDITION ASTRO MK ASTRO MALAYSIA HOLDINGS BHD MYL6399OO009 B7W5GK3 MalaysiaBST MK BERJAYA SPORTS TOTO BHD MYL1562OO007 6331566 MalaysiaFGV MK FELDA GLOBAL VENTURES MYL5222OO004 B8L1DR5 Malaysia

RHBC MK RHB CAPITAL BHD MYL1066OO009 6244675 MalaysiaUMWH MK UMW HOLDINGS BHD MYL4588OO009 6910824 Malaysia

AFG MK ALLIANCE FINANCIAL GROUP BHD MYL2488OO004 6556938 MalaysiaAIRA MK AIRASIA BHD MYL5099OO006 B03J9L7 Malaysia

HLFG MK HONG LEONG FINANCIAL GROUP BHD ORD MYL1082OO006 6436450 MalaysiaUEMS MK UEM SUNRISE BHD MYL5148OO001 B3FKMY3 Malaysia

BURSA MK BURSA MALAYSIA BHD MYL1818OO003 B06FV38 MalaysiaSPSB MK SP SETIA BHD MYL8664OO004 6868774 Malaysia

PKS MK PARKSON HOLDINGS BHD MYL5657OO001 6030409 MalaysiaMMHE MK MALAYSIA MARINE AND HEAVY EN MYL5186OO001 B3W5NN7 Malaysia

Bloomberg Ticker

2,801,700,000 16,206,914,234 0.655113 8.00%2,765,369,390 10,025,305,088 1.000000 7.55%3,457,121,460 9,999,156,048 0.929097 7.00%4,443,844,680 9,487,770,576 0.909234 6.50%1,654,903,360 7,106,823,432 1.000000 5.35%2,486,283,870 6,956,755,354 1.000000 5.24%3,332,745,000 6,568,183,577 1.000000 4.95%2,081,455,600 6,279,817,382 0.951025 4.50%2,049,645,800 4,444,639,463 1.000000 3.35%2,920,614,520 4,210,374,947 1.000000 3.17%3,005,861,610 3,830,462,331 1.000000 2.89%1,840,000,000 3,727,007,299 1.000000 2.81%2,816,312,850 3,725,961,344 1.000000 2.81%2,254,750,000 3,483,616,180 1.000000 2.62%2,765,976,160 3,163,038,431 1.000000 2.38%

415,336,740 3,006,391,245 1.000000 2.27%1,350,811,620 2,834,732,414 1.000000 2.14%1,538,282,860 2,713,515,994 1.000000 2.04%

509,765,000 2,520,918,157 1.000000 1.90%5,389,621,640 2,491,552,583 1.000000 1.88%1,725,677,250 2,351,287,737 1.000000 1.77%1,036,998,580 1,841,870,957 1.000000 1.39%

257,235,160 1,805,653,130 1.000000 1.36%1,677,167,130 1,759,801,277 1.000000 1.33%

188,756,260 1,723,376,802 1.000000 1.30%91,369,600 1,647,876,302 1.000000 1.24%

714,206,880 1,513,996,945 1.000000 1.14%3,056,335,650 1,496,563,381 1.000000 1.13%1,507,507,000 1,462,575,222 1.000000 1.10%1,174,438,660 1,396,610,450 1.000000 1.05%

985,001,040 1,378,042,818 1.000000 1.04%560,320,200 1,354,788,805 1.000000 1.02%373,854,080 1,264,372,679 1.000000 0.95%913,382,540 1,213,954,288 1.000000 0.91%

1,501,794,540 1,132,740,407 1.000000 0.85%231,608,960 1,081,968,864 1.000000 0.82%

1,588,102,600 1,038,449,085 1.000000 0.78%303,588,840 700,802,705 1.000000 0.53%516,329,520 469,533,231 1.000000 0.35%526,582,140 438,818,450 1.000000 0.33%304,000,000 328,223,844 1.000000 0.25%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

MCB PK MCB BANK LTD PK0055601014 6611570 PakistanHBL PK HABIB BANK LTD PK0085101019 B282PJ5 PakistanPPL PK PAKISTAN PETROLEUM LTD PK0081801018 B02VH21 Pakistan

LUCK PK LUCKY CEMENT PK0071501016 6537557 PakistanOGDC PK OIL & GAS DEVELOPMENT CORPORATION PK0080201012 6732716 Pakistan

FFC PK FAUJI FERTILIZER COMPANY LTD PK0053401011 6332741 PakistanENGRO PK ENGRO CORP LTD PK0012101017 6317867 Pakistan

PSO PK PAKISTAN STATE OIL CO LTD PK0022501016 6669416 PakistanPOL PK PAKISTAN OIL FIELDS LTD PK0023901017 6677141 Pakistan

HUBC PK HUB POWER COMPANY PK0065001015 6443665 PakistanBAHL PK BANK AL HABIB LTD PK0051601018 6079532 PakistanNBP PK NATIONAL BANK OF PAKISTAN PK0078001010 6419332 Pakistan

FATIMA PK FATIMA FERTILIZER CO LTD PK0091601010 B3M2L89 PakistanUBL PK UNITED BANK LTD PK0081901016 B09RFT5 Pakistan

BAFL PK BANK ALFALAH LTD PK0078701015 B02ZK80 PakistanDGKC PK D.G. KHAN CEMENT PK0052401012 6244932 Pakistan

PTC PK PAKISTAN TELECOMMUNICATION CORP PK0067901022 6672629 PakistanNML PK NISHAT MILLS LTD PK0005501017 6646817 Pakistan

FFBL PK FAUJI FERTILIZER BIN QASIM PK0074601011 6336088 PakistanKAPCO PK KOT ADDU POWER COMPANY LTD PK0083101011 B06N217 Pakistan

FCCL PK FAUJI CEMENT CO LTD PK0074501013 6332581 PakistanAPL PK ATTOCK PETROLEUM LTD PK0082901015 B06HDB6 Pakistan

EFOODS PK ENGRO FOODS LTD PK0096501017 B67ZKR6 PakistanEFERT PK ENGRO FERTILIZER LTD PK0099701010 B668PD7 Pakistan

ATRL PK ATTOCK REFINERY LTD PK0024501014 6059341 PakistanNRL PK NATIONAL REFINERY LTD PK0008201011 6626217 Pakistan

AHCL PK ARIF HABIB CORPORATION LTD PK0077701016 6352017 Pakistan

Bloomberg Ticker

546,396,840 1,580,174,187 0.358554 8.00%653,415,980 1,227,472,129 0.461581 8.00%433,777,080 1,066,715,113 0.464750 7.00%239,297,500 832,519,953 0.552954 6.50%301,064,960 827,647,781 0.513423 6.00%712,453,280 792,173,171 0.491714 5.50%281,197,950 559,521,106 0.632883 5.00%130,903,110 553,067,814 0.576241 4.50%99,349,320 547,180,485 0.582441 4.50%

763,721,640 433,568,089 0.735064 4.50%919,452,170 404,290,117 0.788296 4.50%531,878,250 293,901,952 1.000000 4.15%945,000,000 292,151,511 1.000000 4.13%171,385,200 254,690,514 1.000000 3.60%836,476,720 241,155,687 1.000000 3.41%245,346,640 230,510,210 1.000000 3.25%603,840,000 190,507,615 1.000000 2.69%144,156,000 188,641,497 1.000000 2.66%298,915,200 134,124,502 1.000000 1.89%211,260,720 132,719,636 1.000000 1.87%732,113,800 122,973,263 1.000000 1.74%19,077,120 106,532,692 1.000000 1.50%91,991,520 105,962,118 1.000000 1.50%

155,736,000 94,032,287 1.000000 1.33%37,528,920 85,911,933 1.000000 1.21%19,991,750 45,702,144 1.000000 0.65%

122,512,500 30,084,857 1.000000 0.42%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

PHI UN PHILIPPINE LONG DIST -SP ADR US7182526043 2685654 PhilippinesSM PM SM INVESTMENTS CORP PHY806761029 B068DB9 PhilippinesALI PM AYALA LAND INC PHY0488F1004 6055112 PhilippinesBPI PM BANK OF THE PHILIPPINE ISLANDS PHY0967S1694 6074968 Philippines

JGS PM JG SUMMIT HOLDINGS INC PHY444251177 6466457 PhilippinesAEV PM ABOITIZ EQUITY VENTURES INC PHY0001Z1040 6068411 PhilippinesAGI PM ALLIANCE GLOBAL GROUP INC PHY003341054 6147105 Philippines

BDO PM BDO UNIBANK INC PHY077751022 B5VJH76 PhilippinesAC PM AYALA CORP PHY0486V1154 B09JBT3 Philippines

URC PM UNIVERSAL ROBINA CORP PHY9297P1004 6919519 PhilippinesSMPH PM SM PRIME HOLDINGS INC PHY8076N1120 6818843 Philippines

MBT PM METROPOLITAN BANK & TRUST CO PHY6028G1361 6514442 PhilippinesICT PM INTL CONTAINER TERM SVCS INC PHY411571011 6455819 PhilippinesAP PM ABOITIZ POWER CORP PHY0005M1090 B1Z9Q99 Philippines

JFC PM JOLLIBEE FOODS CORPORATION PHY4466S1007 6474494 PhilippinesMER PM MANILA ELECTRIC CO PHY5764J1483 B247XZ6 Philippines

GTCAP PM GT CAPITAL HOLDINGS INC PHY290451046 B77H110 PhilippinesDMC PM DMCI HOLDINGS INC PHY2088F1004 6272483 PhilippinesLTG PM LT GROUP INC PHY5342M1000 B92RW83 Philippines

MEG PM MEGAWORLD CORP PHY594811127 6563648 PhilippinesGLO PM GLOBE TELECOM INC PHY272571498 6284864 PhilippinesMPI PM METRO PACIFIC INVESTMENTS CO PHY603051020 B1L8838 PhilippinesPNB PM PHILIPPINE NATIONAL BANK PHY7027H1583 6685694 PhilippinesSCC PM SEMIRARA MINING CORP PHY7627Y1552 6147127 PhilippinesEDC PM ENERGY DEVELOPMENT CORP PHY2292T1026 B1GHQN6 Philippines

PGOLD PM PUREGOLD PRICE CLUB INC PHY716171079 B725S29 PhilippinesRLC PM ROBINSONS LAND CO PHY731961264 6744722 Philippines

SECB PM SECURITY BANK CORP PHY7571C1000 6792334 PhilippinesRCB PM RIZAL COMMERCIAL BANKING PHY7311H1463 6850124 PhilippinesSMC PM SAN MIGUEL CORP PHY751061151 B56DTZ5 Philippines

MWC PM MANILA WATER COMPANY PHY569991086 B0684C7 PhilippinesPX PM PHILEX MINING CORP PHY689911352 B1FHVG5 Philippines

FPH PM FIRST PHILIPPINE HLDGS PHY2558N1203 6204237 PhilippinesMML AT MEDUSA MINING LTD AU000000MML0 6727165 Australia

DELETION TFHI PM TOP FRONTIER INVESTMENT HOLDINGS INC

Bloomberg Ticker

86,422,400 5,403,128,448 0.863766 8.00%318,508,800 5,114,115,096 0.912580 8.00%

5,669,314,400 3,618,306,134 1.000000 6.20%1,571,636,000 3,230,907,733 1.000000 5.54%2,806,876,800 3,064,275,983 1.000000 5.25%2,208,748,800 2,975,170,537 1.000000 5.10%4,107,931,200 2,750,579,843 1.000000 4.71%1,432,350,000 2,716,830,030 0.966276 4.50%

215,792,640 2,706,166,799 0.970084 4.50%850,785,780 2,694,012,077 0.974461 4.50%

7,511,165,370 2,435,599,027 1.000000 4.17%1,097,920,400 2,017,341,145 1.000000 3.46%

814,425,200 1,823,816,370 1.000000 3.13%1,692,478,920 1,572,900,575 1.000000 2.70%

420,985,600 1,565,909,935 1.000000 2.68%214,148,810 1,350,449,108 1.000000 2.31%69,720,000 1,259,191,132 1.000000 2.16%

823,203,140 1,257,249,001 1.000000 2.16%2,813,561,140 1,212,247,595 1.000000 2.08%

12,792,310,800 1,160,202,861 1.000000 1.99%29,168,260 1,092,789,139 1.000000 1.87%

10,410,490,000 1,056,085,986 1.000000 1.81%499,656,000 955,002,566 1.000000 1.64%110,437,500 952,154,014 1.000000 1.63%

7,500,000,000 940,544,172 1.000000 1.61%912,913,980 906,678,648 1.000000 1.55%

1,596,594,090 743,682,837 1.000000 1.27%241,132,400 599,388,566 1.000000 1.03%510,263,600 571,339,828 1.000000 0.98%427,848,840 536,547,644 1.000000 0.92%805,788,000 428,562,647 1.000000 0.73%

1,974,798,400 384,744,062 1.000000 0.66%221,015,200 359,820,962 1.000000 0.62%141,299,920 306,776,680 1.000000 0.53% Philippines

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

PKO PW POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA PLPKO0000016 B03NGS5PZU PW POWSZECHNY ZAKLAD UBEZPIECZE PLPZU0000011 B63DG21PEO PW BANK POLSKA KASA OPIEKI SA PLPEKAO00016 5473113KGH PW KGHM POLSKA MIEDZ SA PLKGHM000017 5263251PGE PW PGE POLSKA GRUPA ENERGETYCZNA SA PLPGER000010 B544PW9BZW PW BANK ZACHODNI WBK SA PLBZ00000044 7153639PKN PW POLSKI KONCERN NAFTOWY ORLEN SA PLPKN0000018 5810066JMT PL JERONIMO MARTINS SGPS SA PTJMT0AE0001 B1Y1SQ7

PGN PW POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA PLPGNIG00014 B0L9113OPL PW ORANGE POLSKA SA PLTLKPL00017 5552551MBK PW MBANK SA PLBRE0000012 4143053TPE PW TAURON POLSKA ENERGIA SA PLTAURN00011 B5P7L41

ADDITION ALR PW ALIOR BANK SA PLALIOR00045 B8W8F13BHW PW BANK HANDLOWY W WARSZAWIE SA PLBH00000012 5256068

MIL PW BANK MILLENNIUM SA PLBIG0000016 4077323EUR PW EUROCASH SA PLEURCH00011 B064B91GNB PW GETIN NOBLE BANK SA PLGETBK00012 B7F0DW6CPS PW CYFROWY POLSAT SA PLCFRPT00013 B2QRCM4ACP PW ASSECO POLAND SA PLSOFTB00016 5978953LWB PW LUBELSKI WEGIEL BOGDANKA SA PLLWBGD00016 B543NN3LTS PW GRUPA LOTOS SA PLLOTOS00025 B0B8Z41ENA PW ENEA SA PLENEA000013 B3F97B2SNS PW SYNTHOS SA PLDWORY00019 B057555JSW PW JASTRZEBSKA SPOLKA WEGLOWA S PLJSW0000015 B6R2S06TVN PW TVN SA PLTVN0000017 B1LGB11

GPW PW WARSAW STOCK EXCHANGE PLGPW0000017 B55XKV9GTC PW GLOBE TRADE CENTRE SA PLGTC0000037 B1BFM59GTN PW GETIN HOLDING SA PLGSPR000014 7127935NET PW NETIA SA PLNETIA00014 5784246

Bloomberg Ticker

Country

Poland 712,500,000 9,698,707,513 0.315543 8.00%Poland 51,811,200 7,162,559,953 0.427271 8.00%Poland 118,111,500 7,077,406,245 0.378361 7.00%Poland 136,000,000 4,602,436,979 0.540266 6.50%Poland 710,509,180 4,343,928,323 0.528385 6.00%Poland 28,063,500 3,776,687,287 0.557101 5.50%Poland 265,179,580 3,538,169,655 0.540597 5.00%Portugal 213,959,620 3,479,389,410 0.494756 4.50% PolandPoland 1,652,000,000 2,330,777,959 0.738573 4.50%Poland 656,178,500 2,211,971,001 0.778243 4.50%Poland 10,544,000 1,785,854,998 0.963936 4.50%Poland 946,376,460 1,525,083,339 1.000000 3.99%Poland 41,265,190 1,207,834,479 1.000000 3.16%Poland 32,665,000 1,161,293,309 1.000000 3.04%Poland 351,785,950 1,021,580,892 1.000000 2.67%Poland 77,534,800 994,477,233 1.000000 2.60%Poland 980,552,910 993,242,551 1.000000 2.60%Poland 138,526,700 943,966,989 1.000000 2.47%Poland 55,610,000 857,564,304 1.000000 2.24%Poland 20,748,540 812,704,887 1.000000 2.12%Poland 61,040,310 739,754,797 1.000000 1.93%Poland 132,432,900 639,374,796 1.000000 1.67%Poland 383,742,500 633,544,588 1.000000 1.66%Poland 37,571,840 556,043,214 1.000000 1.45%Poland 107,785,760 552,992,898 1.000000 1.45%Poland 27,165,000 332,521,435 1.000000 0.87%Poland 137,330,390 310,282,268 1.000000 0.81%Poland 248,619,900 250,202,060 1.000000 0.65%Poland 153,080,840 239,137,681 1.000000 0.63%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Changes Name ISIN

Review Q1 2014

QNBK QD QATAR NATIONAL BANK SAQ QA0006929895MARK QD MASRAF AL RAYAN QSC QA000A0M8VM3IQCD QD INDUSTRIES QATAR QSC QA000A0KD6K3

ORDS QD OOREDOO QSC QA0007227737VFQS QD VODAFONE QATAR QA000A0Q5NE9

QEWS QD QATAR ELECTRICITY & WATER CO QA0006929812QFLS QD QATAR FUEL CO QA0001200771CBQK QD COMMERCIAL BANK OF QATAR QSC QA0007227752DHBK QD DOHA BANK QSC QA0006929770QIBK QD QATAR ISLAMIC BANK SAQ QA0006929853

BRES QD BARWA REAL ESTATE CO QSC QA000A0KD6J5GISS QD GULF INTERNATIONAL SERVICES QA000A0Q6LH4

QGTS QD QATAR GAS TRANSPORT COMPANY LIMITED (NAKILAT) QSC QA000A0KD6L1QNNS QD QATAR NAVIGATION QA0007227695

QATI QD QATAR INSURANCE CO QA0006929838QIIK QD QATAR INTERNATIONAL ISLAMIC QA0006929879

KCBK QD AL KHALIJI BANK QA000A0M6MD5UDCD QD UNITED DEVELOPMENT CO QA000A0KD6M9QIGD QD QATARI INVESTORS GROUP QA000A0NA0T7AHCS QD AAMAL CO QA000A0NCQB1

GWCS QD GULF WAREHOUSING COMPANY QA000A0KD6H9NLCS QD NATIONAL LEASING QA000A0KD6Q0

MRDS QD MAZAYA QATAR REAL ESTATE DEV QA000A1C6VZ0WDAM QD WIDAM FOOD CO QA000A0KD6N7

Bloomberg Ticker

SEDOL Country

6148197 Qatar 83,967,480 4,208,231,638 0.277676 8.00%B0VR7W0 Qatar 367,500,000 3,875,379,313 0.301526 8.00%6673570 Qatar 72,600,000 3,548,806,107 0.288114 7.00%6158174 Qatar 67,267,200 2,567,697,154 0.369758 6.50%B3WYBN0 Qatar 464,970,000 1,530,980,873 0.572440 6.00%6566614 Qatar 27,500,000 1,283,829,244 0.625754 5.50%6516556 Qatar 16,891,800 1,112,837,694 0.656276 5.00%6150448 Qatar 49,489,200 1,028,802,384 0.638894 4.50%6273420 Qatar 64,593,000 1,011,081,025 0.650092 4.50%6713982 Qatar 49,621,530 1,008,387,653 0.651829 4.50%B0YTG26 Qatar 97,281,250 869,572,475 0.755884 4.50%B39HD70 Qatar 32,707,994 839,829,584 0.782654 4.50%B0MLBC9 Qatar 134,400,000 789,839,212 0.832190 4.50%6148205 Qatar 28,631,250 723,358,827 0.908672 4.50%6148045 Qatar 40,135,000 692,163,287 0.949626 4.50%6571544 Qatar 28,760,110 580,501,747 1.000000 3.97%B23X0G5 Qatar 90,000,000 506,419,146 1.000000 3.47%6651093 Qatar 84,306,250 504,710,006 1.000000 3.46%B1CFJN5 Qatar 31,081,750 436,166,204 1.000000 2.99%B29VJZ5 Qatar 60,000,000 235,620,426 1.000000 1.61%B00LQ59 Qatar 11,890,250 135,834,462 1.000000 0.93%6693329 Qatar 12,370,000 96,984,306 1.000000 0.66%B502312 Qatar 25,000,000 84,856,307 1.000000 0.58%B00H5Q1 Qatar 4,140,000 48,091,282 1.000000 0.33%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

OGZD LI GAZPROM OAO-SPON ADR US3682872078 5140989 RussiaLKOD LI LUKOIL OAO-SPON ADR US6778621044 3189876 RussiaSBER LI SBERBANK-SPONSORED ADR US80585Y3080 B5SC091 RussiaNVTK LI NOVATEK OAO-SPONS GDR REG S US6698881090 B0DK750 Russia

MNOD LI MMC NORILSK NICKEL JSC-ADR US46626D1081 B114RK6 RussiaMGNT LI MAGNIT OJSC-SPON GDR REGS US55953Q2021 B2QKYZ0 RussiaROSN LI ROSNEFT OJSC-REG S GDR US67812M2070 B17FSC2 RussiaATAD LI TATNEFT-SPONSORED ADR US6708312052 B1G50G1 RussiaMBT UN MOBILE TELESYSTEMS-SP ADR US6074091090 2603225 RussiaSGGD LI SURGUTNEFTEGAS-SP ADR US8688612048 B01WHG9 RussiaURKA LI URALKALI-SPON GDR-REG S US91688E2063 B1FLM08 Russia

YNDX UW YANDEX NV NL0009805522 B5BSZB3 NetherlandsSNGSP RX SURGUTNEFTEGAS-PFD RU0009029524 B5BHR47 Russia

SSA LI SISTEMA JSFC-REG S SPONS GDR US48122U2042 B05N809 RussiaTRNFP RX AK TRANSNEFT OAO-PFD RU0009091573 B59NHY7 Russia

VTBR LI VTB BANK OJSC-GDR-REG S US46630Q2021 B1W7FX3 RussiaRKMD LI ROSTELEKOM OAO US7785291078 B114RM8 RussiaMFON LI MEGAFON OAO US58517T2096 B8PQQ77 RussiaPGIL LN POLYUS GOLD INTERNATIONAL LIMITED JE00B5WLXH36 B5WLXH3 JerseyHYDR LI FEDERAL HYDROGENERATING-ADR US4662941057 B450MG2 RussiaPOLY LN POLYMETAL INTERNATIONAL JE00B6T5S470 B6T5S47 Jersey

MAIL LI MAIL.RU GROUP-GDR REGS US5603172082 B53NQB3 British Virgin IslandsVIP UW VIMPELCOM LTD US92719A1060 B62HR76 Bermuda

SBERP RX SBERBANK-PFD RU0009029557 5036323 RussiaFIVE LI X 5 RETAIL GROUP NV-REGS GDR US98387E2054 B07T3T9 Netherlands

SVST LI SEVERSTAL - GDR REG S US8181503025 B1G4YH7 RussiaNLMK LI NOVOLIPET STEEL-GDR REG S US67011E2046 B0RTNX3 RussiaGLTR LI GLOBALTRA-SPONS GDR REG S US37949E2046 B2QTGT5 CyprusEDCL LI EURASIA DRILLIN-GDR REGS US29843U2024 B289L09 Cayman Islands

EONR RX E.ON RUSSIA JSC RU000A0JNGA5 B196FC2 RussiaGLPR LI GLOBAL PORTS INVESTMENTS PLC US37951Q2021 B50P0M1 Cyprus

CTCM UW CTC MEDIA INC US12642X1063 B142B27 United StatesPHST LI PHARMSTANDARD-REG S GDR US7171402065 B1W4MH7 Russia

IRAO RX INTER RAO JSC RU000A0JPNM1 B5B2VL7 RussiaTMKS LI TMK-GDR REG S US87260R2013 B1FY0V4 Russia

486 HK UNITED CO RUSAL PLC JE00B5BCW814 B5BCW81 JerseyLSRG LI LSR GROUP OJSC-GDR REGS US50218G2066 B288CR0 Russia

FEES RX FEDERAL GRID CO UNIFIED ENER RU000A0JPNN9 B59RSV3 RussiaRSTI RX RUSSIAN GRIDS OAO RU000A0JPVJ0 B5B27G4 RussiaOKEY LI O'KEY GROUP-GDR REGS US6708662019 B572PM0 LuxembourgEVR LN EVRAZ PLC GB00B71N6K86 B71N6K8 United KingdomMTL UN MECHEL-SPONSORED ADR US5838401033 B0389K3 RussiaPOG LN PETROPAVLOVSK PLC GB0031544546 3154454 United KingdomMMK LI MAGNITOGORS-SPON GDR REGS US5591892048 B1VX446 Russia

MSNG RX MOSENERGO RU0008958863 B59MBC0 RussiaRASP RX RASPADSKAYA RU000A0B90N8 B5800Q2 Russia

Bloomberg Ticker

Final Float Shares

5,918,378,500 39,215,175,941 0.267395 8.00%484,820,910 24,919,794,774 0.420788 8.00%

2,590,433,760 21,394,392,424 0.428861 7.00%148,779,190 15,621,814,950 0.545381 6.50%901,999,350 14,837,889,307 0.530026 6.00%288,412,270 14,045,677,549 0.513261 5.50%

1,589,726,700 9,770,460,298 0.670769 5.00%243,335,960 8,239,355,606 0.715875 4.50%506,271,430 8,039,590,308 0.733663 4.50%893,150,000 6,519,995,000 0.904656 4.50%270,113,380 5,953,298,895 0.990770 4.50%184,117,680 5,862,306,931 1.000000 4.47% Russia

5,622,458,540 3,950,610,853 1.000000 3.01%173,700,000 3,501,792,000 1.000000 2.67%

1,555,000 3,256,555,654 1.000000 2.48%1,620,067,750 2,786,516,530 1.000000 2.13%

209,129,320 2,720,772,453 1.000000 2.08%99,200,000 2,544,480,000 1.000000 1.94%

667,073,000 2,051,967,412 1.000000 1.57% Russia1,313,268,700 1,851,708,867 1.000000 1.41%

198,631,230 1,843,733,810 1.000000 1.41% Russia48,858,120 1,749,120,696 1.000000 1.33% Russia

193,240,410 1,698,583,204 1.000000 1.30% Russia1,000,000,000 1,684,164,390 1.000000 1.28%

86,903,360 1,307,895,568 1.000000 1.00% Russia175,920,990 1,225,289,695 1.000000 0.93%83,905,220 977,495,813 1.000000 0.75%

101,882,370 967,882,515 1.000000 0.74% Russia32,293,140 808,620,226 1.000000 0.62% Russia

11,348,767,260 616,950,633 1.000000 0.47%47,764,250 592,276,700 1.000000 0.45% Russia57,613,070 533,497,028 1.000000 0.41% Russia69,538,200 531,967,230 1.000000 0.41%

2,401,200,230,000 523,919,759 1.000000 0.40%65,631,160 498,796,816 1.000000 0.38%

1,519,301,500 487,140,588 1.000000 0.37% Russia169,999,830 386,749,613 1.000000 0.30%

253,428,200,000 386,063,244 1.000000 0.29%24,161,828,850 343,516,643 1.000000 0.26%

37,670,360 320,198,060 1.000000 0.24% Russia331,435,940 310,672,224 1.000000 0.24% Russia145,694,850 254,965,987 1.000000 0.19%152,181,260 219,846,375 1.000000 0.17% Russia120,302,840 209,326,942 1.000000 0.16%

5,962,403,850 118,497,565 1.000000 0.09%126,574,380 62,932,221 1.000000 0.05%

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

TRNFP RX AK TRANSNEFT OAO-PFD RU0009091573 B59NHY7 RussiaAFLT RX AEROFLOT-RUSSIAN INTERNATION RU0009062285 B58X588 Russia

PIK LI PIK GROUP-GDR REG S US69338N2062 B1WTLH5 RussiaPHST LI PHARMSTANDARD-REG S GDR US7171402065 B1W4MH7 Russia

IRAO RX INTER RAO JSC RU000A0JPNM1 B5B2VL7 RussiaTMKS LI TMK-GDR REG S US87260R2013 B1FY0V4 RussiaGLTR LI GLOBALTRA-SPONS GDR REG S US37949E2046 B2QTGT5 Cyprus

QIWI UW QIWI PLC-SPONSORED ADR US74735M1080 B8SCPH5 CyprusCTCM UW CTC MEDIA INC US12642X1063 B142B27 United States

ITE LN ITE GROUP PLC GB0002520509 0252050 United KingdomRUS LN RAVEN RUSSIA LTD GB00B0D5V538 B0D5V53 GuernseyLSRG LI LSR GROUP OJSC-GDR REGS US50218G2066 B288CR0 Russia

ADDITION FEES RX FEDERAL GRID CO UNIFIED ENER RU000A0JPNN9 B59RSV3 RussiaVNIL SS VOSTOK NAFTA INVESTMENT-SDR SE0005191475 BBBTS86 BermudaRSTI RX RUSSIAN GRIDS OAO RU000A0JPVJ0 B5B27G4 RussiaETLN LI ETALON GROUP LTD US29760G1031 B5TWX80 GuernseyOKEY LI O'KEY GROUP-GDR REGS US6708662019 B572PM0 Luxembourg

ADDITION O2C GY CAT OIL AG AT0000A00Y78 B138ND1 AustraliaMTL UN MECHEL-SPONSORED ADR US5838401033 B0389K3 RussiaPOG LN PETROPAVLOVSK PLC GB0031544546 3154454 United KingdomMMK LI MAGNITOGORS-SPON GDR REGS US5591892048 B1VX446 RussiaTCS LI TCS GROUP HOLDING -REG S US87238U2033 BF233S0 Cyprus

AKRN RX ACRON RU0009028674 B5902M1 RussiaOGKB RX OGK-2 RU000A0JNG55 B57MPJ7 Russia

HGM LN HIGHLAND GOLD MINING LTD GB0032360173 3236017 JerseyEXI LN EXILLON ENERGY PLC IM00B58FMW76 B58FMW7 Isle of Man

MSNG RX MOSENERGO RU0008958863 B59MBC0 RussiaRASP RX RASPADSKAYA RU000A0B90N8 B5800Q2 Russia1029 HK IRC LTD HK0000068244 B3ND017 Hong Kong

DELETION RPO LN RUSPETRO PLC

Bloomberg Ticker

Final Float Shares

1,555,000 3,256,555,654 0.240129 8.00%355,397,120 570,021,747 1.000000 5.83%250,988,860 552,175,492 1.000000 5.65%69,538,200 531,967,230 1.000000 5.44%

2,401,200,230,000 523,919,759 1.000000 5.36%65,631,160 498,796,816 1.000000 5.10%

101,882,370 967,882,515 0.454468 4.50% Russia17,197,510 616,014,808 0.714060 4.50% Russia57,613,070 533,497,028 0.824507 4.50% Russia

129,854,920 494,426,049 0.889661 4.50% Russia301,393,600 389,110,817 1.000000 3.98% Russia169,999,830 386,749,613 1.000000 3.96%

253,428,200,000 386,063,244 1.000000 3.95%44,951,500 346,174,767 1.000000 3.54% Russia

24,161,828,850 343,516,643 1.000000 3.51%84,688,700 322,663,947 1.000000 3.30% Russia37,670,360 320,198,060 1.000000 3.28% Russia14,166,500 303,357,181 1.000000 3.10% Russia

145,694,850 254,965,987 1.000000 2.61%152,181,260 219,846,375 1.000000 2.25% Russia120,302,840 209,326,942 1.000000 2.14%30,274,960 201,328,484 1.000000 2.06% Russia6,485,440 185,956,897 1.000000 1.90%

29,819,114,280 168,353,966 1.000000 1.72%146,349,900 151,883,756 1.000000 1.55% Russia50,068,410 125,123,585 1.000000 1.28% Russia

5,962,403,850 118,497,565 1.000000 1.21%126,574,380 62,932,221 1.000000 0.64%610,338,300 60,516,298 1.000000 0.62% Russia

Float MCap (USD)

Capping Factor

Weight (Capped)


Changes Name ISIN

Review Q1 2014

HEXW IB HEXAWARE TECHNOLOGIES LTD INE093A01033APTY IB APOLLO TYRES LTD INE438A01022TRCL IB THE RAMCO CEMENTS LTD INE331A01037

VKI IB VAKRANGEE LTD INE051B01021ARVND IB ARVIND LTD INE034A01011

IFCI IB IFCI LTD INE039A01010HATH IB HATHWAY CABLE AND DATACOM INE982F01028

DEWH IB DEWAN HOUSING FINANCE CORP INE202B01012JI IB JAIN IRRIGATION SYSTEMS LTD INE175A01038

KPIT IB KPIT TECHNOLOGIES LTD INE836A01035SKSM IB SKS MICROFINANCE LTD INE180K01011

SPADV IB SUN PHARMA ADVANCED RESEARCH COMPANY (SPARC) LTD INE232I01014SOBHA IB SOBHA DEVELOPERS LTD INE671H01015

VOLT IB VOLTAS LTD INE226A01021HDIL IB HOUSING DEVELOPMENT & INFRAS INE191I01012DEN IB DEN NETWORKS LTD INE947J01015

MCLR IB MCLEOD RUSSEL INDIA LTD INE942G01012SUEL IB SUZLON ENERGY LTD INE040H01021

NITEC IB NIIT TECHNOLOGIES LTD INE591G01017AMTK IB AMTEK AUTO LTD INE130C01021

MMYT UW MAKEMYTRIP LTD MU0295S00016GDPL IB GATEWAY DISTRIPARKS LTD INE852F01015

AL IB ASHOK LEYLAND LTD ORD INE208A01029PTCIN IB PTC INDIA LTD INE877F01012

ADDITION STR IB STRIDES ARCOLAB LTD INE939A01011NKO CT NIKO RESOURCES LTD CA6539051095

KBL IB KARNATAKA BANK LTD INE614B01018TVSL IB TVS MOTOR CO LTD INE494B01023

IRB IB IRB INFRASTRUCTURE DEVELOPERS LTD INE821I01014TV18 IB TV18 BROADCAST LTD INE886H01027

COXK IB COX AND KINGS LTD INE008I01026IGL IB INDRAPRASTHA GAS LTD INE203G01019

WLCO IB WELSPUN CORP LTD INE191B01025GVKP IB GVK POWER & INFRASTRUCTURE INE251H01024

AJP IB AJANTA PHARMA LTD INE031B01031MGFL IB MANAPPURAM FINANCE LTD INE522D01027

IIFL IB INDIA INFOLINE LTD INE530B01024SINT IB SINTEX INDUSTRIES LTD INE429C01035

TTKPT IB TTK PRESTIGE LTD INE690A01010ALBK IB ALLAHABAD BANK ORD INE428A01015

ADDITION UT IB UNITECH LTD INE694A01020CENT IB CENTURY TEXTILES AND INDUSTRIES LTD INE055A01016BRCM IB BALRAMPUR CHINI MILLS LTD INE119A01028

POL IB POLARIS FINANCIAL TECHNOLOGY INE763A01023DCBB IB DCB BANK LTD INE503A01015

ESC IB ESCORTS LTD INE042A01014ICEM IB THE INDIA CEMENTS LTD INE383A01012SHRS IB SHREE RENUKA SUGARS LTD INE087H01022ANDB IB ANDHRA BANK LTD ORD INE434A01013ARCP IB ANANT RAJ LTD INE242C01024PUNJ IB PUNJ LLOYD LTD INE701B01021

FTECH IB FINANCIAL TECHN (INDIA) LTD INE111B01023JETIN IB JET AIRWAYS INDIA LTD INE802G01018RLTA IB ROLTA INDIA LTD INE293A01013

BJH IB BAJAJ HINDUSTAN LTD INE306A01021DELTA IB DELTA CORP LTD INE124G01033IBREL IB INDIABULLS REAL ESTATE LTD INE069I01010

Bloomberg Ticker

RJEX IB RAJESH EXPORTS LTD INE343B01030EDA IB ESS DEE ALUMINIUM LTD INE825H01017

DBNK IB DENA BANK INE077A01010ABAN IB ABAN OFFSHORE LTD INE421A01028CARE IB CREDIT ANALYSIS & RESEARCH LTD INE752H01013GSFC IB GUJARAT STATE FERT & CHEMICA INE026A01025

JM IB JM FINANCIAL LTD INE780C01023HCC IB HINDUSTAN CONSTRUCTION CO LTD INE549A01026

ALOK IB ALOK INDUSTRIES LTD INE270A01011PCJL IB PC JEWELLER LTD INE785M01013

JFI IB JAI CORP LTD INE070D01027RW IB RAYMOND LTD INE301A01014

LANCI IB LANCO INFRATECH LTD INE785C01048CHMB IB CHAMBAL FERTILISERS AND CHEMICALS LTD INE085A01013SJET IB SPICEJET LTD INE285B01017

EROS IB EROS INTERNATIONAL MEDIA LTD INE416L01017DBRL IB DB REALTY LTD INE879I01012TMKN IB TIMKEN INDIA LTD INE325A01013SREI IB SREI INFRASTRUCTURE FINANCE LTD INE872A01014

BD IB BOMBAY DYEING & MANUFACTURING CO LTD INE032A01023VIP IB V.I.P. INDUSTRIES LTD INE054A01027

ABGS IB ABG SHIPYARD LTD INE067H01016BEML IB BEML LTD INE258A01016

VJYBK IB VIJAYA BANK INE705A01016PARSV IB PARSVNATH DEVELOPERS LTD INE561H01026

IPAP IN INTERNATIONAL PAPER APPM LTD INE435A01028BGRL IB BGR ENERGY SYSTEMS LTD INE661I01014

PRJ IB PRAJ INDUSTRIES LTD INE074A01025GITG IB GITANJALI GEMS LTD INE346H01014STC IB THE STATE TRADING CORPORATION OF INDIA LTD INE655A01013

MTNL IB MAHANAGAR TELEPHONE NIGAM INE153A01019

DELETION MTCL IB MINDTREE LTDDELETION WEPL IB WELSPUN ENTERPRISES LTD - WLCO SPIN-OFFDELETION REIA IB REI AGRO LTD

SEDOL Country

B07LTC0 India 168,149,520 429,806,310 1.000000 3.49%6168902 India 201,610,000 424,034,438 1.000000 3.45%6698153 India 130,882,950 422,920,915 1.000000 3.44%B7T1QT3 India 236,636,540 358,044,906 1.000000 2.91%6099712 India 126,506,240 314,158,628 1.000000 2.55%6121983 India 731,296,280 306,064,246 1.000000 2.49%B604M63 India 74,479,510 299,415,727 1.000000 2.43%6727585 India 77,052,000 272,848,542 1.000000 2.22%6312345 India 261,372,000 256,383,210 1.000000 2.08%B1LQJY0 India 95,049,220 249,947,554 1.000000 2.03%B4TL227 India 75,749,100 247,677,607 1.000000 2.01%B1WT346 India 94,644,800 242,617,479 1.000000 1.97%B1BL581 India 39,225,600 235,638,970 1.000000 1.92%B1FCQX2 India 99,265,500 228,740,299 1.000000 1.86%B1RPZ09 India 276,542,640 224,697,253 1.000000 1.83%B56ZWH4 India 87,318,000 222,408,050 1.000000 1.81%B0FLHS4 India 43,782,400 207,325,331 1.000000 1.69%B0DX8R8 India 1,219,191,540 203,505,875 1.000000 1.65%B02PD81 India 29,726,830 198,381,363 1.000000 1.61%B02ZJ27 India 111,498,240 196,228,153 1.000000 1.59%B552PC2 Mauritius 7,796,040 194,121,396 1.000000 1.58% IndiaB06N154 India 79,283,110 193,776,514 1.000000 1.57%B01NFT1 India 638,562,480 185,824,370 1.000000 1.51%B00L819 India 177,604,800 183,215,971 1.000000 1.49%6690535 India 29,187,340 174,549,049 1.000000 1.42%2639554 Canada 77,172,960 170,547,978 1.000000 1.39% India6130064 India 92,321,390 163,685,858 1.000000 1.33%6726548 India 114,020,880 161,895,017 1.000000 1.32%B2NXWC5 India 96,385,560 158,127,943 1.000000 1.29%B1CKQW8 India 410,798,400 154,802,847 1.000000 1.26%B42PBH4 India 60,072,320 152,764,939 1.000000 1.24%6726753 India 33,600,000 149,907,058 1.000000 1.22%B07PYG1 India 128,844,520 148,818,659 1.000000 1.21%B0XXJX1 India 836,981,300 140,802,511 1.000000 1.14%B7FF901 India 8,436,240 137,396,204 1.000000 1.12%6570400 India 378,543,150 136,459,336 1.000000 1.11%B0838V7 India 115,469,640 135,918,814 1.000000 1.10%B0LMHN6 India 219,177,000 135,087,635 1.000000 1.10%6907484 India 2,793,840 131,857,555 1.000000 1.07%6708289 India 98,029,620 131,416,665 1.000000 1.07%B17MRV5 India 627,497,280 131,003,233 1.000000 1.06%6099905 India 22,331,040 123,725,662 1.000000 1.01%B06KS32 India 146,904,600 119,003,113 1.000000 0.97%6241029 India 49,775,000 116,854,375 1.000000 0.95%B0ZJXW4 India 122,659,250 116,207,194 1.000000 0.94%6099875 India 60,062,730 115,770,562 1.000000 0.94%6150062 India 122,871,600 114,801,356 1.000000 0.93%B0LNXC0 India 328,946,800 113,740,546 1.000000 0.92%6580368 India 117,923,000 112,491,226 1.000000 0.91%B0BP4L2 India 118,038,400 111,925,895 1.000000 0.91%B1VJSG4 India 235,788,160 111,018,090 1.000000 0.90%6257521 India 17,049,230 110,154,178 1.000000 0.90%B05NYN4 India 27,263,280 104,364,197 1.000000 0.85%6143318 India 87,117,660 102,047,335 1.000000 0.83%B00YYR6 India 409,216,000 92,791,530 1.000000 0.75%B00HR98 India 54,618,480 92,195,333 1.000000 0.75%B1TRMQ8 India 101,762,640 90,670,109 1.000000 0.74%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


B0JJVB5 India 70,862,400 89,436,012 1.000000 0.73%B1CWSZ1 India 7,691,520 88,203,976 1.000000 0.72%6100001 India 93,728,400 84,584,259 1.000000 0.69%B07Y0K4 India 10,444,080 82,820,141 1.000000 0.67%B98B6W1 India 6,852,720 82,472,389 1.000000 0.67%B71NQN1 India 95,634,720 80,206,991 1.000000 0.65%6330637 India 181,282,560 79,279,168 1.000000 0.64%B0NSG79 India 297,238,900 75,029,527 1.000000 0.61%6143040 India 674,786,840 73,471,702 1.000000 0.60%B97DLD4 India 42,984,000 69,605,022 1.000000 0.57%B0VFLZ5 India 60,672,660 69,086,537 1.000000 0.56%6143255 India 14,731,440 68,831,415 1.000000 0.56%B1BQS32 India 577,873,200 64,431,197 1.000000 0.52%6099938 India 99,880,560 63,030,034 1.000000 0.51%6300403 India 256,934,880 61,369,495 1.000000 0.50%B3S0Q37 India 22,073,520 59,615,736 1.000000 0.48%B3P3PC1 India 58,382,160 55,072,557 1.000000 0.45%6143857 India 16,320,000 52,721,331 1.000000 0.43%6296212 India 110,678,920 48,945,351 1.000000 0.40%B842290 India 49,568,400 44,489,396 1.000000 0.36%B7648C2 India 33,916,080 42,861,209 1.000000 0.35%B00CWW1 India 10,693,620 42,666,088 1.000000 0.35%6139704 India 9,994,800 40,155,673 1.000000 0.33%6701686 India 66,536,760 39,812,734 1.000000 0.32%B11Y5Y6 India 95,739,820 38,895,402 1.000000 0.32%6312583 India 9,544,800 36,287,951 1.000000 0.29%B29NPH5 India 17,318,880 32,405,212 1.000000 0.26%B0FHS89 India 42,591,600 31,194,731 1.000000 0.25%B0Z3SK9 India 22,095,600 22,360,202 1.000000 0.18%6384054 India 6,000,000 15,238,484 1.000000 0.12%6117807 India 37,800,000 8,775,248 1.000000 0.07%

Comment

Deletion at a price of 0 if company does not start trading until or on March 21st


Review Q1 2014

KBANK TB KASIKORNBANK PCL TH0016010009 6888783 ThailandSCC TB SIAM CEMENT PCL TH0003010Z04 6609917 ThailandBBL TB BANGKOK BANK PCL TH0001010006 6077008 ThailandSCB TB THE SIAM COMMERCIAL BANK PCL TH0015010000 6889924 ThailandPTT TB PTT PCL TH0646010007 6420389 Thailand

ADVANC TB ADVANCED INFO SERVICE PCL TH0268010Z03 6412568 ThailandPTTEP TB PTT EXPLORATION AND PRODUCTION PCL TH0355A10Z04 B1359K1 ThailandCPALL TB CP ALL PCL TH0737010Y08 B08YDG0 ThailandPTTGC TB PTT GLOBAL CHEMICAL PCL TH1074010006 B67QFW9 Thailand

BAY TB BANK OF AYUDHYA PCL TH0023010000 6075938 ThailandCPF TB CHAROEN POKPHAND FOODS PCL TH0101A10Z01 B4V9B00 ThailandCPN TB CENTRAL PATTANA PUB CO LTD TH0481B10Z00 B6SR7L4 Thailand

INTUCH TB SHIN CORP PCL TH0201010Y05 B6V9M23 ThailandKTB TB KRUNG THAI BANK PCL TH0150010Z03 6492827 ThailandBGH TB BANGKOK DUSIT MED SERVICE TH0264010Z02 B013SS1 Thailand6479 JT MINEBEA CO LTD ORD JP3906000009 6642406 JapanAOT TB AIRPORTS OF THAILAND PCL TH0765010002 6741187 Thailand

DTAC TB TOTAL ACCESS COMMUNICATION TH0554010Z06 B1Z4V22 ThailandBTS TB BTS GROUP HOLDINGS PCL TH0221A10Z06 B74B7B7 ThailandTUF TB THAI UNION FROZEN PROD PUB TH0450A10Z08 6422705 Thailand

BANPU TB BANPU PCL TH0148A10Z06 BJFHBV6 ThailandBEC TB BEC WORLD PUBLIC CO LTD TH0592010Z06 6728328 Thailand

BIGC TB BIG C SUPERCENTER PCL TH0280010008 6777728 ThailandMINT TB MINOR INTERNATIONAL PCL TH0128B10Z09 B018C06 ThailandTOP TB THAI OIL PCL TH0796010005 B0300P1 ThailandTMB TB TMB BANK PCL TH0068010Z07 6887876 Thailand

LH TB LAND & HOUSES PUB CO LTD TH0143010Z08 6581907 ThailandTRUE TB TRUE CORP PCL TH0375010004 6875934 Thailand

BLA TB BANGKOK LIFE ASSURANCE PCL TH1016010007 B2R7SH0 ThailandHMPRO TB HOME PRODUCT CENTER PCL TH0661010007 6418544 ThailandTHBEV SP THAI BEVERAGE PCL TH0902010014 B15F664 Thailand

JAS TB JASMINE INTERNATIONAL PCL TH0418E10Z05 B9GHRJ5 ThailandRATCH TB RATCHABURI ELEC GEN HODG PUB TH0637010008 6294238 Thailand

IVL TB INDORAMA VENTURES PCL TH1027010004 B5VSK29 ThailandTCAP TB THANACHART CAPITAL PCL TH0083010Z06 B82BL81 ThailandEGCO TB ELECTRICITY GENERATING PCL TH0465010005 6304632 ThailandGLOW TB GLOW ENERGY PCL TH0834010009 B074394 Thailand

KKP TB KIATNAKIN BANK PCL TH0121010001 6491084 ThailandIRPC TB IRPC PCL TH0471010Y04 6905295 Thailand

TISCO TB TISCO FINANCIAL GROUP PCL TH0999010Z03 B3L0Q89 ThailandBH TB BUMRUNGRAD HOSPITAL PUB CO TH0168A10Z01 B0166D1 Thailand

ADDITION THCOM TB THAICOM PCL TH0380010Y07 B014JZ8 ThailandBLAND TB BANGKOK LAND PUBLIC CO LTD TH0285010Z07 6712901 Thailand

ROBINS TB ROBINSON DEPARTMENT STORE PCL ORD TH0279010Z00 6745093 ThailandADDITION STPI TB STP & I PUBLIC CO LTD TH0566A10Z09 BCT5JG8 Thailand

BJC TB BERLI JUCKER PCL ORD TH0002010Z06 6094018 ThailandSCCC TB SIAM CITY CEMENT PUBLIC CO LTD ORD TH0021010Z06 6806376 ThailandSTEC TB SINO THAI ENGR & CONSTR PCL TH0307010Z09 6541406 Thailand

GLOBAL TB SIAM GLOBAL HOUSE PCL TH0991010008 B435YH4 ThailandSMDR LN SALAMANDER ENERGY PLC GB00B1GC5238 B1GC523 United Kingdom

THAI TB THAI AIRWAYS INTERNATIONAL TH0245010002 6888857 ThailandKCN AT KINGSGATE CONSOLIDATED LTD AU000000KCN1 6492731 Australia

Bloomberg Ticker

2,177,866,600 11,549,038,236 1.000000 7.70%840,000,000 11,084,322,491 1.000000 7.39%

1,908,843,000 10,416,686,018 1.000000 6.94%1,900,684,240 9,170,867,383 1.000000 6.11%

971,142,000 8,832,646,524 1.000000 5.89%1,070,314,200 6,929,735,841 1.000000 4.62%1,389,494,750 6,682,940,681 1.000000 4.45%5,120,368,140 6,590,885,458 1.000000 4.39%2,299,512,990 5,104,514,730 1.000000 3.40%4,555,608,000 5,021,211,222 1.000000 3.35%4,955,482,880 4,545,263,317 1.000000 3.03%3,276,240,000 4,444,413,751 1.000000 2.96%1,859,723,600 4,228,599,214 1.000000 2.82%6,289,227,900 3,567,806,177 1.000000 2.38%

898,475,680 3,559,553,719 1.000000 2.37%379,209,600 3,403,565,356 1.000000 2.27% Thailand428,571,000 2,550,152,705 1.000000 1.70%686,665,190 2,296,999,325 1.000000 1.53%

7,982,534,100 2,116,534,400 1.000000 1.41%998,406,780 2,093,160,507 1.000000 1.39%

2,452,785,050 1,909,444,196 1.000000 1.27%1,200,000,000 1,905,349,160 1.000000 1.27%

338,250,000 1,871,924,618 1.000000 1.25%2,400,813,000 1,828,274,429 1.000000 1.22%1,040,414,280 1,676,018,071 1.000000 1.12%

21,367,098,760 1,660,092,150 1.000000 1.11%5,514,257,100 1,623,590,421 1.000000 1.08%6,974,503,200 1,601,974,683 1.000000 1.07%

751,320,340 1,517,233,922 1.000000 1.01%4,794,775,500 1,426,532,560 1.000000 0.95%3,013,203,000 1,426,030,762 1.000000 0.95%5,281,672,300 1,359,702,904 1.000000 0.91%

797,500,000 1,198,647,295 1.000000 0.80%1,733,132,520 1,159,518,288 1.000000 0.77%1,013,431,440 1,085,763,605 1.000000 0.72%

268,497,150 1,084,418,889 1.000000 0.72%453,488,150 1,073,075,860 1.000000 0.72%763,478,170 970,971,929 1.000000 0.65%

9,399,833,200 956,357,316 1.000000 0.64%712,553,580 889,730,846 1.000000 0.59%320,566,840 889,502,562 1.000000 0.59%646,603,420 837,285,144 1.000000 0.56%

16,515,112,800 824,864,583 1.000000 0.55%510,904,060 823,022,572 1.000000 0.55%

1,226,278,520 790,171,761 1.000000 0.53%477,137,700 720,818,477 1.000000 0.48%64,400,000 700,884,847 1.000000 0.47%

1,281,089,880 635,904,026 1.000000 0.42%1,071,418,970 554,951,093 1.000000 0.37%

240,244,110 404,909,225 1.000000 0.27% Thailand742,142,480 313,468,536 1.000000 0.21%134,606,280 153,971,581 1.000000 0.10% Thailand

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

GARAN TI TURKIYE GARANTI BANKASI AS TRAGARAN91N1 B03MYP5 TurkeyAKBNK TI AKBANK TAS TRAAKBNK91N6 B03MN70 TurkeyBIMAS TI BIM BIRLESIK MAGAZALAR AS TREBIMM00018 B0D0006 Turkey

KCHOL TI KOC HOLDING AS TRAKCHOL91Q8 B03MVJ8 TurkeyTKC UN TURKCELL ILETISIM HIZMET-ADR US9001112047 2801687 Turkey

HALKB TI TURKIYE HALK BANKASI AS TRETHAL00019 B1WTMP0 TurkeySAHOL TI HACI OMER SABANCI HOLDING TRASAHOL91Q5 B03N0C7 Turkey

EGO UN ELDORADO GOLD CORP CA2849021035 2304625 CanadaISCTR TI TURKIYE IS BANKASI AS TRAISCTR91N2 B03MYS8 TurkeyENKAI TI ENKA INSAAT VE SANAYI AS TREENKA00011 B03MS64 Turkey

TUPRS TI TURKIYE PETROL RAFINERILERI AS TRATUPRS91E8 B03MYT9 TurkeyAEFES TI ANADOLU EFES BIRACILIK VE TRAAEFES91A9 B03MNV4 TurkeyTHYAO TI TURK HAVA YOLLARI AO TRATHYAO91M5 B03MYK0 TurkeyEKGYO TI EMLAK KONUT GAYRIMENKUL YATI TREEGYO00017 B586565 TurkeyEREGL TI EREGLI DEMIR VE CELIK FABRIK TRAEREGL91G3 B03MS97 TurkeyCCOLA TI COCA-COLA ICECEK AS TRECOLA00011 B058ZV4 TurkeyTTKOM TI TURK TELEKOMUNIKASYON AS TRETTLK00013 B2RCGV5 TurkeyARCLK TI ARCELIK AS TRAARCLK91H5 B03MP18 TurkeyYKBNK TI YAPI VE KREDI BANKASI AS TRAYKBNK91N6 B03MZJ6 TurkeyTAVHL TI TAV HAVALIMANLARI HOLDING AS TRETAVH00018 B1RMFT9 TurkeyVAKBN TI TURKIYE VAKIFLAR BANKASI T-D TREVKFB00019 B0N6YC4 TurkeyYAZIC TI YAZICILAR HOLDING AS-A TRAYAZIC91Q6 B03MZM9 TurkeyASR CT ALACER GOLD CORP CA0106791084 B40B271 Canada

TOASO TI TOFAS TURK OTOMOBIL FABRIKA TRATOASO91H3 B03MY33 TurkeySISE TI TURK SISE VE CAM FABRIKALARI TRASISEW91Q3 B03MXR0 Turkey

FROTO TI FORD OTOMOTIV SANAYI AS TRAOTOSN91H6 B03MSR5 TurkeyTSKB TI TURKIYE SINAI KALKINMA BANK TRATSKBW91N0 B03MY88 Turkey

ASYAB TI ASYA KATILIM BANKASI AS TREAYKB00014 B13ZG00 TurkeyPETKM TI PETKIM PETROKIMYA HOLDING AS TRAPETKM91E0 B03MWY0 TurkeyULKER TI ULKER BISKUVI SANAYI AS TREULKR00015 B03MYX3 TurkeyKOZAL TI KOZA ALTIN ISLETMELERI AS. TREKOAL00014 B3LP189 Turkey

KRDMD TI KARDEMIR KARABUK DEMIR-CL D TRAKRDMR91G7 B03MV32 TurkeyTKFEN TI TEKFEN HOLDING AS TRETKHO00012 B29D241 TurkeyAYGAZ TI AYGAZ AS TRAAYGAZ91E0 B03MPL8 TurkeyDOHOL TI DOGAN SIRKETLER GRUBU HLDGS TRADOHOL91Q8 B03MRG7 Turkey

TAT UA TRANSATLANTIC PETROLEUM LTD BMG899821133 BK0TLG9 BermudaAKFEN TI AKFEN HOLDING AS TREAKFH00010 B3WJ7X7 TurkeyCIMSA TI CIMSA CIMENTO SANAYI VE TIC TRACIMSA91F9 B03MQV5 Turkey

TRGYO TI TORUNLAR GAYRIMENKUL YATIRIM TRETRGY00018 B4WW142 TurkeySAFGY TI SAF GAYRIMENKUL YATIRIM ORTAKLIGI A.S. TRESGYO00017 B1RCZT9 TurkeyIHLAS TI IHLAS HOLDING TRAIHLAS91D5 B03MTP0 Turkey

DYHOL TI DOGAN YAYIN HOLDING AS TRADYHOL91Q7 B03MRH8 TurkeyBRISA TI BRISA BRIDGESTONE SABANCI TRABRISA91E3 B03MQ60 Turkey

AKENR TI AKENERJI ELEKTRIK URETIM AS TRAAKENR91L9 B03MN47 TurkeyVESTL TI VESTEL ELEKTRONIK SANAYI TRAVESTL91H6 B03MZB8 Turkey

HURGZ TI HURRIYET GAZETECILIK VE MATB TRAHURGZ91D9 B03MTH2 Turkey

Bloomberg Ticker

2,310,000,000 6,518,390,985 0.734307 8.00%1,960,000,000 5,232,743,778 0.914720 8.00%

227,700,000 4,633,119,424 0.903967 7.00%1,090,436,140 3,988,895,032 0.974964 6.50%

316,800,000 3,880,800,000 0.925034 6.00%612,500,000 2,971,904,836 1.000000 4.97%856,969,680 2,786,114,337 1.000000 4.66%530,000,580 3,789,504,147 0.710490 4.50% Turkey

1,439,980,800 2,665,975,231 1.000000 4.46%960,000,000 2,575,855,824 1.000000 4.31%110,184,360 2,044,876,659 1.000000 3.42%195,394,650 2,009,738,591 1.000000 3.36%703,800,000 1,945,077,030 1.000000 3.25%

1,938,000,000 1,932,669,991 1.000000 3.23%1,365,000,000 1,599,311,316 1.000000 2.67%

76,311,300 1,580,043,016 1.000000 2.64%525,000,000 1,319,455,314 1.000000 2.21%250,019,360 1,269,020,296 1.000000 2.12%782,469,180 1,259,704,871 1.000000 2.11%167,109,260 1,199,429,208 1.000000 2.00%625,000,000 930,729,155 1.000000 1.56%100,800,000 782,094,224 1.000000 1.31%232,195,200 663,325,460 1.000000 1.11% Turkey120,000,000 584,933,927 1.000000 0.98%549,850,000 528,666,458 1.000000 0.88%63,163,800 516,914,134 1.000000 0.86%

584,991,000 468,275,335 1.000000 0.78%846,000,000 438,861,436 1.000000 0.73%390,000,000 432,529,124 1.000000 0.72%68,400,000 428,236,031 1.000000 0.72%45,750,000 415,323,212 1.000000 0.69%

685,948,450 355,834,896 1.000000 0.59%173,900,000 342,955,079 1.000000 0.57%90,000,000 333,653,825 1.000000 0.56%

808,500,000 253,091,251 1.000000 0.42%19,416,800 171,644,512 1.000000 0.29% Turkey93,120,000 156,577,689 1.000000 0.26%29,718,480 153,499,740 1.000000 0.26%

125,000,000 152,606,042 1.000000 0.26%292,578,660 146,541,198 1.000000 0.24%719,264,000 112,578,494 1.000000 0.19%485,710,000 108,604,074 1.000000 0.18%39,665,860 98,625,844 1.000000 0.16%

182,291,000 78,259,222 1.000000 0.13%73,800,320 54,785,471 1.000000 0.09%

121,440,000 30,412,271 1.000000 0.05%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Changes Name ISIN

Review Q1 2014

ADDITION MSN VM MASAN GROUP CORP. VN000000MSN4VIC VM VINGROUP JSC VN000000VIC9

VCB VM JOINT STOCK COMMERCIAL BANK FOR FOREIGN TRADE OF VIETNAM VN000000VCB4BVH VM BAOVIET HOLDINGS VN000000BVH3DPM VM PETROVIETNAM FERTILIZER AND CHEMICALS CORP VN000000DPM1PVS VH PETROVIETNAM TECHNICAL SERVICES CORP VN000000PVS0

MINT TB MINOR INTERNATIONAL PCL TH0128B10Z09ONGC IB OIL & NATURAL GAS CORP LTD INE213A01029

CPF TB CHAROEN POKPHAND FOODS PCL TH0101A10Z01PMO LN PREMIER OIL PLC GB00B43G0577GAM MK GAMUDA BHD MYL5398OO002STB VM SAIGON THUONG TIN COMMERCIAL JOINT STOCK BANK (SACOMBANK) VN000000STB4

SIA LN SOCO INTERNATIONAL PLC GB00B572ZV91ITA VM TAN TAO INVESTMENT INDUSTRY CORP VN000000ITA7

VCG VH VIETNAM CONSTRUCTION AND IMPORT - EXPORT JOINT STOCK CORP VN000000VCG3PVD VM PETROVIETNAM DRILLING & WELL SERVICES JOINT STOCK CO VN000000PVD2SHB VH SAIGON - HANOI COMMERCIAL JOINT STOCK BANK VN000000SHB9HAG VM HAGL JOINT STOCK CO VN000000HAG6OGC VM OCEAN GROUP JSC VN000000OGC8

ADDITION PVT VM PETROVIETNAM TRANSPORTATION VN000000PVT8VOF LN VINACAPITAL VIETNAM OPP FUND LTD KYG9361Y1026

GMD VM GEMADEPT CORP VN000000GMD0PPC VM PHA LAI THERMAL POWER JOINT STOCK CO VN000000PPC6DRC VM DANANG RUBBER JSC VN000000DRC8PKS MK PARKSON HOLDINGS BHD MYL5657OO001

105630 KP HANSAE CO LTD KR7105630008

DELETION HPG VM HOA PHAT GROUP JOINT STOCK CO

Bloomberg Ticker

SEDOL Country

B59R0P1 Vietnam 95,538,430 448,260,881 0.462638 8.00%B27Y417 Vietnam 81,788,670 298,470,502 0.694817 8.00%B622TR5 Vietnam 185,393,360 268,864,304 0.674911 7.00%B61NT57 Vietnam 74,851,810 180,921,437 0.931333 6.50%B291F68 Vietnam 72,187,460 150,190,972 1.000000 5.79%B2QMMQ3 Vietnam 102,741,000 139,260,313 1.000000 5.37%B018C06 Thailand 2,400,813,000 1,828,274,429 0.063805 4.50% Vietnam6139362 India 1,283,323,500 6,649,763,082 0.017542 4.50% VietnamB4V9B00 Thailand 4,955,482,880 4,545,263,317 0.025665 4.50% VietnamB43G057 United Kingdom 460,422,270 2,374,633,843 0.049124 4.50% Vietnam6359881 Malaysia 1,725,677,250 2,351,287,737 0.049612 4.50% VietnamB19HJ45 Vietnam 114,251,200 110,460,876 1.000000 4.26%B572ZV9 United Kingdom 192,462,560 1,342,253,140 0.073813 3.82% VietnamB1H4JB5 Vietnam 236,964,750 96,582,789 1.000000 3.73%B3D0PX5 Vietnam 128,096,190 92,884,915 1.000000 3.58%B1HMTK8 Vietnam 22,020,640 83,490,578 1.000000 3.22%B3V86Y9 Vietnam 168,355,770 74,204,202 1.000000 2.86%B3KLW63 Vietnam 57,452,400 73,245,003 1.000000 2.83%B64TKK4 Vietnam 102,000,000 60,426,540 1.000000 2.33%B1LB990 Vietnam 76,758,000 53,112,171 1.000000 2.05%3351642 Cayman Islands 245,603,300 604,184,118 0.073813 1.72% VietnamB16GK97 Vietnam 24,028,620 41,907,735 1.000000 1.62%B1CH6Z2 Vietnam 34,997,050 40,968,111 1.000000 1.58%B1W6B87 Vietnam 15,784,060 33,139,045 1.000000 1.28%6030409 Malaysia 526,582,140 438,818,450 0.073813 1.25% VietnamB3KT2S9 South Korea 12,800,000 248,717,829 0.073813 0.71% Vietnam

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)



Review Q1 2014

NPN SJ NASPERS LTD-N SHS ZAE000015889 6622691 South AfricaSSL UN SASOL LTD US8038663006 2777294 South AfricaMTN SJ MTN GROUP LTD ZAE000042164 6563206 South AfricaSBK SJ STANDARD BANK GROUP LTD ZAE000109815 B030GJ7 South AfricaAAL LN ANGLO AMERICAN PLC GB00B1XZS820 B1XZS82 United Kingdom

OML LN OLD MUTUAL PLC GB00B77J0862 B77J086 United KingdomFSR SJ FIRSTRAND LTD ZAE000066304 6606996 South AfricaSLM SJ SANLAM LTD ZAE000070660 B0L6750 South AfricaAPN SJ ASPEN PHARMACARE HOLDINGS LT ZAE000066692 B09C0Z1 South AfricaREM SJ REMGRO LTD ZAE000026480 6290689 South AfricaBVT SJ BIDVEST GROUP LTD ZAE000117321 6100089 South AfricaAU UN ANGLOGOLD ASHANTI-SPON ADR US0351282068 2257495 South AfricaIMP SJ IMPALA PLATINUM HOLDINGS LTD ZAE000083648 B1FFT76 South AfricaSHF SJ STEINHOFF INTL HOLDINGS LTD ZAE000016176 6127936 South AfricaBGA SJ BARCLAYS AFRICA GROUP LTD ZAE000174124 B844WD0 South AfricaSHP SJ SHOPRITE HOLDINGS LTD ZAE000012084 6801575 South AfricaVOD SJ VODACOM GROUP LTD ZAE000132577 B65B4D0 South AfricaWHL SJ WOOLWORTHS HOLDINGS LTD ZAE000063863 B06KZ97 South AfricaTBS SJ TIGER BRANDS LTD ZAE000071080 B0J4PP2 South Africa

INVP LN INVESTEC PLC GB00B17BBQ50 B17BBQ5 United KingdomLHC SJ LIFE HEALTHCARE GROUP HOLDIN ZAE000145892 B4K90R1 South AfricaGFI UN GOLD FIELDS LTD-SPONS ADR US38059T1060 2416326 South AfricaIPL SJ IMPERIAL HOLDINGS LTD ZAE000067211 B095WZ4 South Africa

GRT SJ GROWTHPOINT PROPERTIES LTD ZAE000179420 BBGB5W0 South AfricaDSY SJ DISCOVERY HOLDINGS LTD ZAE000022331 6177878 South AfricaCML SJ CORONATION FUND MANAGERS LTD ZAE000047353 6622710 South AfricaNED SJ NEDBANK GROUP ZAE000004875 6628008 South AfricaRDF SJ REDEFINE PROPERTIES LTD ZAE000143178 6208842 South AfricaMPC SJ MR PRICE GROUP LTD ZAE000026951 6820365 South AfricaRMH SJ RMB HOLDINGS LTD ZAE000024501 6755821 South AfricaAMS SJ ANGLO PLATINUM LTD ZAE000013181 6761000 South AfricaMMI SJ MMI HOLDINGS LTD ZAE000149902 B4PXV75 South Africa

MDC SJ MEDICLINIC INTL (MEDI CLINIC) ORD ZAE000074142 B0PGJF0 South AfricaKIO SJ KUMBA IRON ORE LTD ZAE000085346 B1G4262 South Africa

ADDITION MND SJ MONDI LTD ZAE000156550 B41LJ57 South AfricaRMI SJ RMI HOLDINGS ZAE000153102 B50NQ61 South AfricaLMI LN LONMIN PLC GB0031192486 3119248 United Kingdom

TRU SJ TRUWORTHS INTERNATIONAL LTD ZAE000028296 6113485 South AfricaSBGL UN SIBANYE GOLD- SPON ADR US8257242060 B9G7XT7 South Africa

SAP SJ SAPPI LIMITED ZAE000006284 6777007 South AfricaEXX SJ EXXARO RESOURCES LTD ZAE000084992 6418801 South AfricaTFG SJ THE FOSCHINI GROUP LTD ZAE000148466 6349688 South AfricaBAW SJ BARLOWORLD LTD ZAE000026639 6079123 South AfricaNPK SJ NAMPAK LTD ZAE000071676 B0KS382 South AfricaINL SJ INVESTEC LTD ZAE000081949 B17BBR6 South Africa

PPC SJ PRETORIA PORTLAND CEMENT CO ZAE000170049 B7C6V89 South AfricaNTC SJ NETCARE LTD ZAE000011953 6636421 South AfricaARI SJ AFRICAN RAINBOW MINERALS LTD ZAE000054045 6041122 South AfricaLBH SJ LIBERTY HOLDINGS LTD ZAE000127148 6515058 South AfricaSPP SJ SPAR GROUP LIMITED/THE ZAE000058517 B038WK4 South AfricaBAT SJ BRAIT SE LU0011857645 6896292 Malta

HMY UN HARMONY GOLD MNG-SPON ADR US4132163001 2411202 South AfricaABL SJ AFRICAN BANK INVESTMENTS LTD ZAE000030060 6040776 South AfricaTKG SJ TELKOM SA LTD ZAE000044897 6588577 South AfricaPIK SJ PICK N PAY STORES LTD ZAE000005443 6688068 South Africa

MSM SJ MASSMART HOLDINGS LTD ZAE000152617 B3V5GG2 South AfricaRLO SJ REUNERT LTD ZAE000057428 6728726 South Africa

Bloomberg Ticker

AEG SJ AVENG LTD ZAE000111829 6153339 South AfricaACL SJ ARCELORMITTAL SOUTH AFRICA ZAE000134961 6182117 South Africa

MUR SJ MURRAY & ROBERTS HOLDINGS ZAE000073441 B0N3K50 South AfricaAQP LN AQUARIUS PLATINUM LTD BMG0440M1284 0845580 Bermuda

286,999,980 35,025,787,372 0.509728 8.00%513,381,500 27,332,431,060 0.653202 8.00%

1,367,493,670 25,711,198,568 0.607592 7.00%986,972,070 11,193,319,608 1.000000 5.02%

1,226,956,720 28,920,348,388 0.347252 4.50% South Africa4,113,788,280 13,088,091,461 0.767312 4.50% South Africa2,649,832,740 8,383,692,974 1.000000 3.76%1,449,000,000 7,014,777,563 1.000000 3.14%

269,186,910 6,937,073,367 1.000000 3.11%394,506,920 6,923,947,095 1.000000 3.10%278,761,750 6,776,603,912 1.000000 3.04%346,259,220 6,492,360,375 1.000000 2.91%550,026,180 5,965,329,529 1.000000 2.67%

1,139,519,360 5,583,718,334 1.000000 2.50%389,965,460 4,864,780,501 1.000000 2.18%296,701,080 3,987,168,423 1.000000 1.79%312,470,340 3,516,406,571 1.000000 1.58%542,448,000 3,233,103,996 1.000000 1.45%134,082,900 3,154,906,294 1.000000 1.41%420,041,640 3,062,630,918 1.000000 1.37% South Africa906,722,700 3,044,122,908 1.000000 1.36%716,581,740 3,009,643,308 1.000000 1.35%182,661,720 2,868,547,781 1.000000 1.29%

1,264,437,300 2,692,621,385 1.000000 1.21%366,960,640 2,619,457,456 1.000000 1.17%290,333,170 2,513,707,100 1.000000 1.13%132,678,520 2,505,212,913 1.000000 1.12%

2,886,719,320 2,408,923,003 1.000000 1.08%168,293,280 2,359,082,093 1.000000 1.06%536,447,140 2,285,224,300 1.000000 1.02%53,936,400 2,232,421,485 1.000000 1.00%

926,184,360 2,055,912,598 1.000000 0.92%305,974,090 1,941,189,585 1.000000 0.87%54,754,620 1,855,917,856 1.000000 0.83%

100,566,050 1,831,900,867 1.000000 0.82%668,559,600 1,708,192,254 1.000000 0.77%335,977,860 1,639,084,453 1.000000 0.73% South Africa256,913,090 1,631,588,612 1.000000 0.73%172,743,800 1,599,607,588 1.000000 0.72%470,250,000 1,589,589,666 1.000000 0.71%111,014,410 1,449,618,947 1.000000 0.65%162,063,650 1,359,412,048 1.000000 0.61%138,775,200 1,356,819,331 1.000000 0.61%413,323,320 1,341,578,134 1.000000 0.60%175,419,700 1,288,059,177 1.000000 0.58%478,250,200 1,270,400,273 1.000000 0.57%634,835,230 1,260,080,981 1.000000 0.56%64,938,600 1,217,187,538 1.000000 0.55%

105,894,740 1,185,158,871 1.000000 0.53%112,595,600 1,164,950,147 1.000000 0.52%267,089,160 1,156,230,130 1.000000 0.52% South Africa270,130,280 956,261,191 1.000000 0.43%870,633,940 801,108,323 1.000000 0.36%255,184,160 765,764,017 1.000000 0.34%168,138,950 712,387,556 1.000000 0.32%60,790,520 701,915,777 1.000000 0.31%

112,351,200 617,274,485 1.000000 0.28%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


300,175,260 572,868,323 1.000000 0.26%129,268,080 484,234,394 1.000000 0.22%146,762,880 306,854,322 1.000000 0.14%487,783,000 305,761,286 1.000000 0.14% South Africa


Review Q1 2014

ARCC UW ARES CAPITAL CORP US04010L1035 B032FN0 United StatesACAS UW AMERICAN CAPITAL LTD US02503Y1038 2101990 United StatesPSEC UW PROSPECT CAPITAL CORP US74348T1025 B020VX7 United StatesMAIN UN MAIN STREET CAPITAL CORP US56035L1044 B28BNR6 United StatesFSC UW FIFTH STREET FINANCE CORP US31678A1034 B39W7B7 United States

AINV UW APOLLO INVESTMENT CORP US03761U1060 B00NWP7 United StatesHTGC UN HERCULES TECHNOLOGY GROWTH US4270965084 B07LT08 United StatesTCAP UN TRIANGLE CAPITAL CORP US8958481090 B1RP510 United StatesSLRC UW SOLAR CAPITAL LTD US83413U1007 B61FRC6 United StatesPNNT UW PENNANTPARK INVESTMENT CORP US7080621045 B1W5VY0 United StatesBKCC UW BLACKROCK KELSO CAPITAL CORP US0925331086 B1VRDC9 United States

MCC UN MEDLEY CAPITAL CORP US58503F1066 B451X51 United StatesGBDC UW GOLUB CAPITAL BDC INC US38173M1027 B60K6F8 United StatesTICC UW TICC CAPITAL CORP US87244T1097 2182478 United States

TCPC UW TCP CAPITAL CORP US87238Q1031 B40RQ77 United StatesNMFC UN NEW MOUNTAIN FINANCE CORP US6475511001 B61WWF5 United StatesTCRD UW THL CREDIT INC US8724381061 B64XDW9 United States

TAXI UW MEDALLION FINANCIAL CORP US5839281061 2580447 United StatesMVC UN MVC CAPITAL INC US5538291023 2593218 United States

KCAP UW KCAP FINANCIAL INC US48668E1010 B8J9661 United StatesMCGC UW MCG CAPITAL CORP US58047P1075 2823391 United States

GAIN UW GLADSTONE INVESTMENT CORP US3765461070 B0C1G46 United StatesGLAD UW GLADSTONE CAPITAL CORP US3765351008 2793331 United StatesSUNS UW SOLAR SENIOR CAPITAL LTD US83416M1053 B4085D9 United StatesNGPC UW NGP CAPITAL RESOURCES CO US62912R1077 B03PGK3 United StatesHRZN UW HORIZON TECHNOLOGY FINANCE C US44045A1025 B5BD5P2 United States

TINY UQ HARRIS & HARRIS GROUP INC US4138331040 2411934 United States

Bloomberg Ticker

297,971,000 5,199,593,950 0.731661 15.23%234,307,600 3,559,132,444 0.731661 10.43%294,829,650 3,187,108,517 0.731661 9.34%39,914,000 1,385,015,800 0.901516 5.00%

139,138,000 1,312,071,340 0.951636 5.00%189,392,800 1,619,308,440 0.771079 5.00%61,828,000 941,640,440 1.193399 4.50%27,877,000 749,891,300 1.462640 4.39%32,095,180 714,117,755 1.462640 4.18%63,240,550 712,720,998 1.462640 4.17%70,048,800 671,067,504 1.462640 3.93%46,200,000 629,706,000 1.462640 3.69%31,194,720 591,139,944 1.462640 3.46%53,326,000 551,924,100 1.462640 3.23%28,960,000 483,342,400 1.462640 2.83%26,152,500 389,149,200 1.462640 2.28%26,445,900 380,820,960 1.462640 2.23%19,310,060 272,271,846 1.462640 1.59%17,868,220 248,368,258 1.462640 1.45%29,332,160 239,057,104 1.462640 1.40%59,933,500 222,353,285 1.462640 1.30%22,769,360 188,985,688 1.462640 1.11%18,690,000 185,778,600 1.462640 1.09%10,148,160 181,144,656 1.462640 1.06%20,499,000 150,667,650 1.462640 0.88%8,365,050 103,977,572 1.462640 0.61%

29,289,460 101,927,321 1.462640 0.60%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Review Q1 2014

LVS UN LAS VEGAS SANDS CORP US5178341070 B02T2J7 United StatesMPEL UQ MELCO CROWN ENTERTAINME-ADR US5854641009 B1KYHF2 Cayman Islands

27 HK GALAXY ENTERTAINMENT GP. HK0027032686 6465874 Hong Kong1928 HK SANDS CHINA KYG7800X1079 B5B23W2 Cayman Islands

WYNN UW WYNN RESORTS LTD US9831341071 2963811 United States2282 HK MGM CHINA HOLDINGS LTD KYG607441022 B4P8HQ1 Cayman Islands1128 HK WYNN MACAU KYG981491007 B4JSTL6 Cayman Islands

MGM UN MGM RESORTS INTERNATIONAL US5529531015 2547419 United StatesGENT MK GENTING BERHAD MYL3182OO002 B1VXJL8 MalaysiaGENS SP GENTING SINGAPORE PLC GB0043620292 6366795 Isle of Man

880 HK SJM HOLDINGS HK0880043028 B2NR3Y6 Hong KongCWN AT CROWN RESORTS LTD AU000000CWN6 B29LCJ0 Australia6460 JT SEGA SAMMY HOLDINGS INC JP3419050004 B02RK08 Japan

WMH LN WILLIAM HILL PLC GB0031698896 3169889 United Kingdom035250 KP KANGWON LAND INC KR7035250000 6683449 South KoreaGENM MK GENTING MALAYSIA BHD MYL4715OO008 B1VXKN7 Malaysia

TTS AT TATTS GROUP LTD AU000000TTS5 B0CRCP7 AustraliaIGG LN IG GROUP HOLDINGS PLC GB00B06QFB75 B06QFB7 United Kingdom

OPAP GA OPAP S.A. GRS419003009 7107250 GreeceGLPI UW GAMING AND LEISURE PROPERTIES INC US36467J1088 BFPK4S5 United States

IGT UN INTL GAME TECHNOLOGY US4599021023 2464972 United StatesPAP LN PADDY POWER PLC IE0002588105 0258810 Ireland6417 JT SANKYO CO LTD JP3326410002 6775432 JapanGTK IM GTECK SPA IT0003990402 B0V3WR8 Italy200 HK MELCO INTERNATIONAL DEVELOP. HK0200030994 B092QP3 Hong KongTAH AT TABCORP HOLDINGS LTD AU000000TAH8 6873262 AustraliaBYI UN BALLY TECHNOLOGIES US05874B1070 2380818 United StatesLAD LN LADBROKES PLC GB00B0ZSH635 B0ZSH63 United KingdomALL AT ARISTOCRAT LEISURE LTD AU000000ALL7 6253983 Australia

SKC NZ SKY CITY ENTERTAINMENT GROUP NZSKCE0001S2 6823193 New ZealandEGP AT ECHO ENTERTAINMENT GROUP LTD AU000000EGP0 B3SVQF2 Australia

PTEC LN PLAYTECH LTD IM00B7S9G985 B7S9G98 Isle of ManBST MK BERJAYA SPORTS TOTO BHD MYL1562OO007 6331566 Malaysia

BPTY LN BWIN.PARTY GI000A0MV757 B53TNH6 GibraltarBETSB SS BETSSON AB SE0005217379 B9B3FB6 Sweden034230 KQ PARADISE CO LTD KR7034230003 6560939 South Korea

PNK UN PINNACLE ENTERTAINMENT INC US7234561097 2432225 United StatesBYD UN BOYD GAMING CORP US1033041013 2117232 United States

SUI SJ SUN INTERNATIONAL LTD ZAE000097580 B0KS490 South AfricaMAG MK MAGNUM BHD MYL3859OO005 6609627 Malaysia

PENN UW PENN NATIONAL GAMING INC US7075691094 2682105 United StatesSGMS UW SCIENTIFIC GAMES CORP-A US80874P1093 2919290 United States

GCA UN GLOBAL CASH ACCESS HOLDINGS US3789671035 B0LFXJ3 United StatesINLOT GA INTRALOT S.A.-INTEGRATED LOT GRS343313003 5799284 Greece

Bloomberg Ticker

390,031,680 33,199,496,602 0.408451 8.00%527,766,800 22,583,141,372 0.600464 8.00%

2,240,963,490 21,440,484,597 0.553407 7.00%2,419,156,500 19,967,927,741 0.551774 6.50%

70,848,400 16,971,025,736 0.599272 6.00%3,306,198,360 13,261,662,138 0.702985 5.50%1,452,514,000 7,088,764,346 1.000000 4.18%

259,927,900 7,005,056,905 1.000000 4.13%2,081,455,600 6,279,817,382 1.000000 3.70%5,874,141,600 6,139,168,339 1.000000 3.62%1,721,686,990 5,320,793,958 1.000000 3.14%

313,209,420 4,917,427,045 1.000000 2.90%199,671,750 4,542,544,461 1.000000 2.68%659,160,160 4,174,558,190 1.000000 2.46%136,922,240 4,061,171,582 1.000000 2.40%

3,005,861,610 3,830,462,331 1.000000 2.26%1,417,118,000 3,775,961,219 1.000000 2.23%

307,234,200 3,168,108,436 1.000000 1.87%178,640,000 3,065,242,673 1.000000 1.81%78,753,910 2,950,909,008 1.000000 1.74%

189,959,000 2,938,665,730 1.000000 1.73%30,535,000 2,530,551,483 1.000000 1.49%61,486,740 2,528,902,180 1.000000 1.49%71,340,820 2,308,370,276 1.000000 1.36%

599,328,990 2,168,615,750 1.000000 1.28%595,877,250 1,897,799,026 1.000000 1.12%24,638,040 1,741,909,428 1.000000 1.03%

616,959,450 1,644,260,173 1.000000 0.97%325,336,620 1,497,322,590 1.000000 0.88%446,613,090 1,485,926,412 1.000000 0.88%619,254,750 1,422,244,861 1.000000 0.84%117,397,200 1,407,452,725 1.000000 0.83%

1,174,438,660 1,396,610,450 1.000000 0.82%596,510,010 1,209,406,448 1.000000 0.71%30,838,520 1,059,010,117 1.000000 0.62%32,739,480 995,534,657 1.000000 0.59%37,886,720 987,706,790 1.000000 0.58%62,533,280 876,091,253 1.000000 0.52%95,868,360 825,614,043 1.000000 0.49%

799,299,760 734,150,023 1.000000 0.43%49,998,080 648,475,098 1.000000 0.38%43,452,000 602,244,720 1.000000 0.36%50,607,480 414,981,336 1.000000 0.24%

106,504,540 365,793,570 1.000000 0.22%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Review Q1 2014

BAYN GY BAYER DE000BAY0017 5069211 GermanyBAS GY BASF DE000BASF111 5086577 GermanyDD UN DU PONT (E.I.) DE NEMOURS US2635341090 2018175 United States

MON UN MONSANTO CO US61166W1018 2654320 United StatesDOW UN DOW CHEMICAL US2605431038 2278719 United States

AI FP AIR LIQUIDE SA FR0000120073 B1YXBJ7 FranceSYT UN SYNGENTA AG-ADR US87160A1007 2674986 SwitzerlandLIN GY LINDE DE0006483001 5740817 Germany

LYB UN LYONDELLBASELL INDU-CL A NL0009434992 B3SPXZ3 NetherlandsPX UN PRAXAIR INC US74005P1049 2699291 United States

4063 JT SHIN-ETSU CHEMICAL CO LTD JP3371200001 6804585 JapanPPG UN PPG INDUSTRIES INC US6935061076 2698470 United States

AKZA NA AKZO NOBEL NV NL0000009132 5458314 NetherlandsHEN3 GY HENKEL KGAA VZ DE0006048432 5076705 Germany

APD UN AIR PRODUCTS & CHEMICALS INC US0091581068 2011602 United StatesSHW UN SHERWIN-WILLIAMS CO US8243481061 2804211 United States1301 TT FORMOSA PLASTICS CORP TW0001301000 6348544 Taiwan

CF UN CF INDUSTRIES HO US1252691001 B0G4K50 United StatesAGU UN AGRIUM INC CA0089161081 2015530 CanadaGIVN VX GIVAUDAN SA CH0010645932 5980613 Switzerland1303 TT NAN YA PLASTIC TW0001303006 6621580 TaiwanHEN GY HENKEL AG & CO KGAA BEARER SH DE0006048408 5002465 Germany3402 JT TORAY INDUSTRIES INC ORD JP3621000003 6897143 Japan

DSM NA KONINKLIJKE DSM NV NL0000009827 B0HZL93 NetherlandsEMN UN EASTMAN CHEMICAL CO US2774321002 2298386 United States3407 JT ASAHI KASEI CORP JP3111200006 6054603 Japan

SOLB BB SOLVAY SA BE0003470755 4821100 Belgium051910 KP LG CHEM LTD KR7051910008 6346913 South Korea

BNR GY BRENNTAG DE000A1DAHH0 B4YVF56 Germany6988 JT NITTO DENKO CORP JP3684000007 6641801 JapanORI AT ORICA LTD ORD AU000000ORI1 6458001 Australia

FMC UN FMC CORP US3024913036 2328603 United StatesSIAL UW SIGMA-ALDRICH US8265521018 2807566 United StatesGRA UN WR GRACE & CO US38388F1084 2232685 United States1326 TT FORMOSA CHEM & FIBRE TW0001326007 6348715 Taiwan4188 JT MITSUBISHI CHEMICAL HOLDINGS JP3897700005 B0JQTJ0 JapanYAR NO YARA INTL ASA NO0010208051 7751259 Norway4005 JT SUMITOMO CHEMICAL CO LTD JP3401400001 6858560 Japan

ALFAA MM ALFA S.A.B.-A MXP000511016 2043423 MexicoAKE FP ARKEMA SA FR0010313833 B0Z5YZ2 France

ARG UN AIRGAS INC US0093631028 2011561 United StatesIFF UN INT'L FLAVORS & FRAG US4595061015 2464165 United States

LXS GY LANXESS DE0005470405 B05M8B7 GermanyCLN VX CLARIANT AG CH0012142631 7113990 Switzerland

MEOH UQ METHANEX CORP CA59151K1084 2578378 CanadaPTTGC TB PTT GLOBAL CHEMICAL PCL TH1074010006 B67QFW9 Thailand

ASH UN ASHLAND INC US0442091049 B0BVFJ5 United StatesCRDA LN CRODA INTERNATIONAL PLC GB0002335270 0233527 United KingdomHUN UN HUNTSMAN CORP US4470111075 B0650B9 United States

CE UN CELANESE CORP US1508701034 B05MZT4 United StatesVAL UN VALSPAR CORP US9203551042 2926739 United States

RPM UN RPM INTERNATIONAL INC US7496851038 2756174 United StatesSY1 GY SYMRISE DE000SYM9999 B1JB4K8 Germany3405 JT KURARAY CO LTD JP3269600007 6497662 Japan1402 TT FAR EASTERN NEW CENTURY CORP TW0001402006 6331470 Taiwan

IPL AT INCITEC PIVOT LT AU000000IPL1 6673042 AustraliaROC UN ROCKWOOD HOLDINGS INC US7744151033 B0GWF93 United States

Bloomberg Ticker

ICL IT ISRAEL CHEMICALS IL0002810146 6455530 IsraelNEU UN NEWMARKET CORP US6515871076 B01CGF1 United States

PCHEM MK PETRONAS CHEMICALS GROUP BHD MYL5183OO008 B5KQGT3 Malaysia4613 JT KANSAI PAINT CO LTD JP3229400001 6483746 Japan4185 JT JSR CORP JP3385980002 6470986 Japan

FPE3 GY FUCHS PETROLUB SE DE0005790430 4354350 Germany4612 JT NIPPON PAINT CO LTD JP3749400002 6640507 Japan

010060 KP OCI KR7010060002 6497004 South KoreaALB UN ALBEMARLE CORP US0126531013 2046853 United States4182 JT MITSUBISHI GAS CHEMICAL CO JP3896800004 6596923 Japan

MEXCHEM* MM MEXICHEM SAB DE CV-* MX01ME050007 2434760 Mexico4202 JT DAICEL CORP JP3485800001 6250542 Japan

ADDITION WLK UN WESTLAKE CHEMICAL CORP US9604131022 B01ZP20 United States4088 JT AIR WATER INC JP3160670000 6441465 Japan

EMSN SE EMS-CHEMIE HOLDING AG-REG CH0016440353 7635610 Switzerland001300 KP CHEIL INDUSTRIES INC ORD KR7001300003 6189538 South Korea

4021 JT NISSAN CHEMICAL INDUSTRIES JP3670800006 6641588 Japan4091 JT TAIYO NIPPON SANSO CORP JP3711600001 6640541 JapanCBT UN CABOT CORP US1270551013 2162500 United States

ADDITION POL UN POLYONE CORPORATION US73179P1066 2624561 United States4631 JT DIC CORP JP3493400000 6250821 Japan4042 JT TOSOH CORP JP3595200001 6900289 Japan4183 JT MITSUI CHEMICALS INC JP3888300005 6597368 Japan

WCH GY WACKER CHEMIE DE000WCH8881 B11Y568 Germany3401 JT TEIJIN LTD JP3544000007 6880507 Japan

011170 KP LOTTE CHEMICAL CORP KR7011170008 6440020 South Korea4118 JT KANEKA CORP JP3215800008 6483360 Japan4114 JT NIPPON SHOKUBAI CO LTD JP3715200006 6470588 Japan4004 JT SHOWA DENKO K K JP3368000000 6805469 Japan4205 JT ZEON CORP JP3725400000 6644015 JapanCYT UN CYTEC INDUSTRIES INC US2328201007 2242952 United States4208 JT UBE INDUSTRIES LTD JP3158800007 6910705 Japan4061 JT DENKI KAGAKU KOGYO K K JP3549600009 6309820 Japan

AXLL UN AXIALL CORP US05463D1000 B9F5TH2 United StatesSQM UN QUIMICA Y MINERA CHIL-SP ADR US8336351056 2771122 ChileFUL UN H.B. FULLER CO. US3596941068 2354664 United States

009830 KP HANWHA CHEMICAL KR7009830001 6407768 South Korea4217 JT HITACHI CHEMICAL CO LTD JP3785000005 6429126 Japan1722 TT TAIWAN FERTILIZE TW0001722007 6109439 Taiwan

KRA1V FH KEMIRA FI0009004824 4513612 Finland4043 JT TOKUYAMA CORPORATION JP3625000009 6895761 JapanIVL TB INDORAMA VENTURES PCL TH1027010004 B5VSK29 Thailand336 HK HUABAO INTERNATIONAL HOLDINGS LTD BMG4639H1227 B00HLY1 Bermuda4203 JT SUMITOMO BAKELITE CO LTD JP3409400003 6858504 Japan

ALPEKA MM ALPEK SA DE CV MX01AL0C0004 B85H8C9 MexicoBAK UN BRASKEM SA-SPON ADR US1055321053 2222835 BrazilLNZ AV LENZING AG AT0000644505 4512330 Austria

SKPC EC SIDI KERIR PETROCHEMICALS CO EGS380S1C017 B1R9JX2 Egypt297 HK SINOFERT HOLDING BMG8403G1033 B0CJMD1 BermudaAFX SJ AFRICAN OXYGEN LTD ZAE000067120 B09BYK1 South Africa

DELETION URKA LI URALKALI-SPON GDR-REG SDELETION SDF GY K + SDELETION IPI UN INTREPID POTASHDELETION POT UN POTASH CORP OF SASKATCHEWAN INCDELETION MOS UN MOSAIC CO/THE

727,714,240 96,584,580,811 0.833057 8.00%872,555,050 94,879,105,727 0.848032 8.00%825,668,130 54,849,133,876 1.000000 5.45%440,896,680 49,649,375,135 1.000000 4.94%984,821,490 48,285,797,655 1.000000 4.80%312,968,000 42,391,079,010 1.000000 4.21%465,631,000 34,670,884,260 1.000000 3.45%165,227,610 33,348,066,146 1.000000 3.32%360,723,660 32,522,845,186 1.000000 3.23%234,756,000 31,006,572,480 1.000000 3.08%406,180,580 22,213,896,309 1.000000 2.21%108,166,500 21,331,515,465 1.000000 2.12%242,626,000 19,408,979,691 1.000000 1.93%178,163,000 18,666,881,341 1.000000 1.86%152,404,560 18,250,446,060 1.000000 1.81%77,088,550 15,744,565,452 1.000000 1.57%

5,283,565,030 13,066,703,288 1.000000 1.30%48,255,420 12,340,841,111 1.000000 1.23%

127,896,560 12,099,014,576 1.000000 1.20%7,387,200 11,503,963,412 1.000000 1.14%

5,392,958,960 11,452,246,617 1.000000 1.14%119,506,160 11,234,977,860 1.000000 1.12%

1,631,481,000 10,863,304,979 1.000000 1.08%154,211,250 10,130,780,459 1.000000 1.01%117,399,590 10,027,098,982 1.000000 1.00%

1,332,485,200 9,274,538,019 1.000000 0.92%59,290,700 9,163,619,295 1.000000 0.91%38,437,180 8,653,706,740 1.000000 0.86%43,260,000 7,840,947,461 1.000000 0.78%

163,332,520 7,538,179,385 1.000000 0.75%344,959,320 7,257,311,955 1.000000 0.72%89,033,620 7,144,948,005 1.000000 0.71%75,256,020 7,104,168,288 1.000000 0.71%68,586,070 7,012,239,797 1.000000 0.70%

2,871,981,140 7,007,950,286 1.000000 0.70%1,506,288,000 6,701,130,357 1.000000 0.67%

161,530,580 6,687,092,289 1.000000 0.66%1,655,446,000 6,607,280,214 1.000000 0.66%2,828,375,000 6,535,296,738 1.000000 0.65%

56,745,000 6,216,051,015 1.000000 0.62%56,950,740 6,101,702,284 1.000000 0.61%59,327,830 5,580,375,690 1.000000 0.55%79,042,850 5,565,795,959 1.000000 0.55%

265,551,200 5,340,779,337 1.000000 0.53%77,890,410 5,333,156,373 1.000000 0.53%

2,299,512,990 5,104,514,730 1.000000 0.51%52,908,080 5,046,372,670 1.000000 0.50%

127,635,080 5,016,573,652 1.000000 0.50%203,182,560 4,807,299,370 1.000000 0.48%86,719,600 4,668,983,264 1.000000 0.46%62,611,400 4,624,478,004 1.000000 0.46%

107,872,560 4,593,213,605 1.000000 0.46%87,448,020 4,477,790,074 1.000000 0.45%

382,864,000 4,248,867,948 1.000000 0.42%3,910,212,920 4,035,733,250 1.000000 0.40%1,447,528,720 3,999,843,205 1.000000 0.40%

49,624,220 3,875,651,582 1.000000 0.39%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)

432,698,280 3,786,133,340 1.000000 0.38%9,960,720 3,776,108,952 1.000000 0.38%

1,840,000,000 3,727,007,299 1.000000 0.37%272,623,000 3,548,278,910 1.000000 0.35%199,897,320 3,500,757,154 1.000000 0.35%35,490,000 3,477,119,619 1.000000 0.35%

225,591,700 3,399,522,527 1.000000 0.34%17,171,280 3,312,503,452 1.000000 0.33%50,083,740 3,255,943,937 1.000000 0.32%

483,478,000 2,988,644,731 1.000000 0.30%924,000,000 2,936,250,424 1.000000 0.29%346,695,850 2,899,116,429 1.000000 0.29%20,000,100 2,690,813,454 1.000000 0.27%

188,769,750 2,646,176,101 1.000000 0.26%7,016,700 2,615,417,562 1.000000 0.26%

42,999,160 2,526,645,022 1.000000 0.25%165,000,000 2,526,600,146 1.000000 0.25%342,143,470 2,514,658,748 1.000000 0.25%45,705,540 2,501,464,204 1.000000 0.25%67,283,150 2,491,495,045 1.000000 0.25%

864,209,680 2,481,789,784 1.000000 0.25%601,162,000 2,387,676,768 1.000000 0.24%899,377,600 2,346,392,765 1.000000 0.23%17,732,020 2,339,150,183 1.000000 0.23%

915,825,870 2,282,320,980 1.000000 0.23%13,367,250 2,278,969,709 1.000000 0.23%

332,500,000 2,152,470,187 1.000000 0.21%173,400,000 2,115,066,439 1.000000 0.21%

1,497,113,000 2,113,228,377 1.000000 0.21%222,709,920 2,074,795,750 1.000000 0.21%21,460,200 2,027,988,900 1.000000 0.20%

1,062,001,000 2,005,628,562 1.000000 0.20%481,884,000 1,838,875,911 1.000000 0.18%39,154,080 1,738,832,693 1.000000 0.17%52,965,880 1,632,938,080 1.000000 0.16%33,537,520 1,575,257,314 1.000000 0.16%81,364,720 1,531,598,027 1.000000 0.15%

102,098,850 1,419,295,768 1.000000 0.14%676,200,000 1,402,502,102 1.000000 0.14%90,098,940 1,396,900,723 1.000000 0.14%

328,691,680 1,190,297,444 1.000000 0.12%1,733,132,520 1,159,518,288 1.000000 0.12%2,201,935,780 952,697,286 1.000000 0.09%

210,361,600 778,168,975 1.000000 0.08%317,724,600 538,816,495 1.000000 0.05%34,500,200 450,572,612 1.000000 0.04%7,168,500 437,586,387 1.000000 0.04%

147,000,000 420,702,982 1.000000 0.04%1,756,114,000 251,007,493 1.000000 0.02%

95,998,840 168,977,411 1.000000 0.02%


Review Q1 2014

OXY UN OCCIDENTAL PETROLEUM CORP US6745991058 2655408 United StatesAPC UN ANADARKO PETROLEUM CORP US0325111070 2032380 United StatesEOG UN EOG RESOURCES INC US26875P1012 2318024 United StatesHES UN HESS CORP US42809H1077 2023748 United StatesDVN UN DEVON ENERGY CORPORATION US25179M1036 2480677 United StatesCVE UN CENOVUS ENERGY INC CA15135U1093 B5BQMT4 CanadaPXD UN PIONEER NATURAL RESOURCES CO US7237871071 2690830 United StatesNBL UN NOBLE ENERGY INC US6550441058 2640761 United StatesECA UN ENCANA CORP CA2925051047 2793182 CanadaCPG CT CRESCENT POINT ENERGY CORP CA22576C1014 B67C8W8 CanadaCHK UN CHESAPEAKE ENERGY CORP US1651671075 2182779 United StatesSWN UN SOUTHWESTERN ENERGY CO US8454671095 2828619 United StatesEQT UN EQT CORP US26884L1098 2319414 United StatesCOG UN CABOT OIL & GAS CORP US1270971039 2162340 United StatesLINE UW LINN ENERGY LLC US5360201009 B0WFZT6 United StatesHSE CT HUSKY ENERGY INC CA4480551031 2623836 CanadaTLM UN TALISMAN ENERGY INC CA87425E1034 2125600 CanadaXEC UN CIMAREX ENERGY CO US1717981013 2987521 United StatesRRC UN RANGE RESOURCES CORP US75281A1097 2523334 United StatesARX CT ARC RESOURCES LTD CA00208D4084 B6463M8 CanadaTOU CT TOURMALINE OIL CORP CA89156V1067 B3QJ0H8 CanadaCLR UN CONTINENTAL RESOURCES INC/OK US2120151012 B1XGWS3 United StatesWLL UN WHITING PETROLEUM CORP US9663871021 2168003 United StatesCXO UN CONCHO RESOURCES INC US20605P1012 B1YWRK7 United States

GPOR UW GULFPORT ENERGY CORP US4026353049 2398684 United StatesNFG UN NATIONAL FUEL GAS COMPANY US6361801011 2626103 United StatesEGN UN ENERGEN CORP US29265N1081 2012672 United StatesBTE UN BAYTEX ENERGY CORP CA07317Q1054 B51ZNJ8 CanadaDNR UN DENBURY RESOURCES INC US2479162081 2418474 United StatesPEY CT PEYTO EXPLORATION & DEVELOPMENT CORP CA7170461064 B6775F5 Canada

PWE UN PENN WEST PETROLEUM CA7078871059 B64P7L2 CanadaMEG CT MEG ENERGY CORP CA5527041084 B4XF9J1 CanadaERF UN ENERPLUS CORP CA2927661025 B521G07 CanadaOAS UN OASIS PETROLEUM INC US6742151086 B64R5J2 United States

SM UN SM ENERGY CO US78454L1008 2764188 United StatesQEP UN QEP RESOURCES INC US74733V1008 B60X657 United StatesNFX UN NEWFIELD EXPLORATION CO US6512901082 2635079 United States

ADDITION LNCO UW LINNCO LLC US5357821066 B87LHJ9 United StatesPGH UN PENGROWTH ENERGY CORP CA70706P1045 B63QGH5 Canada

ADDITION ATH CT ATHABASCA OIL SANDS CORP CA04682R1073 B8DG7Z4 CanadaWPX UN WPX ENERGY INC US98212B1035 B40PCD9 United States

AR UN ANTERO RESOURCES CORP US03674X1063 BFD2WR8 United StatesUPL UN ULTRA PETROLEUM CORP CA9039141093 2714440 Canada

ADDITION BBEP UW BREITBURN ENERGY PARTNERS LP US1067761072 B18P229 United StatesKOG UN KODIAK OIL & GAS CORP CA50015Q1000 B06MB40 CanadaVNR UW VANGUARD NATURAL RESOURCES LLC US92205F1066 B27Y8G0 United States

ADDITION BNP CT BONAVISTA ENERGY CORP CA09784Y1088 B67JFX9 CanadaADDITION WCP CT WHITECAP RESOURCES INC CA96467A2002 B418WK4 CanadaADDITION FANG UW DIAMONDBACK ENERGY INC US25278X1090 B7Y8YR3 United StatesADDITION POU CT PARAMOUNT RESOURCES LTD CL A CA6993202069 B073FP1 Canada

ROSE UW ROSETTA RESOURCES INC US7777793073 B0YV6N3 United StatesAEF CT AURORA OIL & GAS LTD AU000000AUT1 B59JLW1 AustraliaBIR CT BIRCHCLIFF ENERGY LTD CA0906971035 B0B55N1 CanadaLTS CT LIGHTSTREAM RESOURCES LTD CA53227K1012 B9782W5 Canada

XCO UN EXCO RESOURCES INC US2692794025 B0YBGD3 United StatesNOG UA NORTHERN OIL AND GAS INC US6655311099 B0WRP81 United StatesFST UN FOREST OIL CORP US3460917053 2712121 United States

Bloomberg Ticker

699,378,240 67,413,068,554 0.522546 8.00%448,352,630 36,868,036,765 0.955474 8.00%196,646,400 36,405,148,032 0.846670 7.00%309,048,300 24,974,193,123 1.000000 5.67%338,142,000 21,329,997,360 1.000000 4.84%710,752,800 18,735,443,808 1.000000 4.25%92,896,050 17,341,834,614 1.000000 3.94%

251,934,200 17,181,912,440 1.000000 3.90%696,395,240 13,865,229,228 1.000000 3.15%364,822,320 13,109,547,500 1.000000 2.98%512,984,010 12,896,418,011 1.000000 2.93%261,168,200 11,123,153,638 1.000000 2.53%109,392,480 11,022,386,285 1.000000 2.50%312,456,860 10,967,235,786 1.000000 2.49%331,417,000 9,627,663,850 1.000000 2.19%295,047,300 8,707,095,904 1.000000 1.98%849,264,160 8,331,281,410 1.000000 1.89%74,830,320 8,232,083,503 1.000000 1.87%94,938,460 8,177,049,560 1.000000 1.86%

298,771,200 7,858,797,768 1.000000 1.78%159,424,400 6,951,857,680 1.000000 1.58%59,399,040 6,864,153,062 1.000000 1.56%95,164,800 6,435,043,776 1.000000 1.46%54,684,240 6,381,103,966 1.000000 1.45%72,435,300 4,588,051,902 1.000000 1.04%61,991,280 4,543,960,824 1.000000 1.03%55,262,640 4,280,644,094 1.000000 0.97%

108,448,580 4,102,609,781 1.000000 0.93%252,747,930 4,033,856,963 1.000000 0.92%127,545,270 3,989,692,585 1.000000 0.91%456,340,770 3,860,642,914 1.000000 0.88%126,834,690 3,789,715,483 1.000000 0.86%203,121,000 3,786,175,440 1.000000 0.86%89,057,760 3,659,383,358 1.000000 0.83%48,950,880 3,504,393,499 1.000000 0.80%

118,359,120 3,418,211,386 1.000000 0.78%119,958,960 3,374,445,545 1.000000 0.77%118,222,760 3,317,330,646 1.000000 0.75%470,574,000 2,846,972,700 1.000000 0.65%336,798,000 2,571,785,474 1.000000 0.58%145,250,640 2,538,981,187 1.000000 0.58%41,928,000 2,525,742,720 1.000000 0.57%

100,973,400 2,509,188,990 1.000000 0.57%119,202,000 2,390,000,100 1.000000 0.54%207,679,680 2,365,471,555 1.000000 0.54%79,365,000 2,344,442,100 1.000000 0.53%

146,657,940 2,061,893,510 1.000000 0.47%187,900,360 1,951,334,646 1.000000 0.44%29,322,480 1,852,007,837 1.000000 0.42%45,745,570 1,846,014,467 1.000000 0.42%36,192,960 1,672,114,752 1.000000 0.38%

390,443,820 1,466,159,249 1.000000 0.33%139,649,930 1,244,510,898 1.000000 0.28%199,846,000 980,244,495 1.000000 0.22%171,852,660 914,256,151 1.000000 0.21%34,637,680 465,530,419 1.000000 0.11%82,163,130 145,428,740 1.000000 0.03%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Review Q1 2014

SMF CT SEMAFO INC CA8169221089 2795371P CT PRIMERO MINING CORP CA74164W1068 B4Z8FV2

SSRI UW SILVER STANDARD RESOURCES INC CA82823L1067 2592260AR CT ARGONAUT GOLD INC CA04016A1012 B50H726

OGC CT OCEANAGOLD CORP CA6752221037 B1Z7L21TXG CT TOREX GOLD RESOURCES INC CA8910541082 B1B25H3CGG CT CHINA GOLD INTERNATIONAL RES CA16890P1036 2750488MUX UN MCEWEN MINING INC US58039P1075 B7M5FL7CNL CT CONTINENTAL GOLD LTD BMG238501032 B3Q4KP1

SAND UA SANDSTORM GOLD LTD CA80013R2063 B84QSS3EXK UN ENDEAVOUR SILVER CORP CA29258Y1034 B018TM7NST AT NORTHERN STAR RESOURCES LTD AU000000NST8 6717456

DPM CT DUNDEE PRECIOUS METALS INC CA2652692096 B00VD03R CT ROMARCO MINERALS INC CA7759032062 2261883

ANV UA ALLIED NEVADA GOLD CORP US0193441005 B1VPN45BDR AT BEADELL RESOURCES LTD AU000000BDR9 B243L72EDV CT ENDEAVOUR MINING CORP KYG3040R1092 2983682PIR AT PAPILLON RESOURCES LTD AU000000PIR8 B1N5B72

EVN AT EVOLUTION MINING LTD AU000000EVN4 B3X0F91FVI CT FORTUNA SILVER MINES INC CA3499151080 2383033

MAG CT MAG SILVER CORP CA55903Q1046 2581332AKG CT ASANKO GOLD INC CA04341Y1051 B7Y5P59RMX CT RUBICON MINERALS CORP CA7809111031 2123864SVM UN SILVERCORP METALS INC CA82835P1036 B01DQT8LSG CT LAKE SHORE GOLD CORP CA5107281084 2962830MML AT MEDUSA MINING LTD AU000000MML0 6727165

SA UN SEABRIDGE GOLD INC CA8119161054 B00VFP2RIO CT RIO ALTO MINING LTD CA76689T1049 2783741PG CT PREMIER GOLD MINES LTD CA74051D1042 B1CF5B5

TRX UA TANZANIAN ROYALTY EXPLORATION CORPORATION CA87600U1049 B01DZX51194 HK CHINA PRECIOUS METAL RESOURC KYG2158B1041 B031J02POG LN PETROPAVLOVSK PLC GB0031544546 3154454SAR AT SARACEN MINERAL HOLDINGS LTD AU000000SAR9 6168838SUE CT SULLIDEN GOLD CORP LTD CA8651261064 2249481TRY AT TROY RESOURCES LTD AU000000TRY7 6905400

GORO UA GOLD RESOURCE CORP US38068T1051 B1DZ912SLR AT SILVER LAKE RESOURCES LTD AU000000SLR6 B28RMY4

GUY CT GUYANA GOLDFIELDS INC CA4035301080 B07J7D1RSG AT RESOLUTE MINING LTD AU000000RSG6 6410636KGI CT KIRKLAND LAKE GOLD INC CA49740P1062 2503938

PRU CT PERSEUS MINING LTD AU000000PRU3 B605PH8PZG UA PARAMOUNT GOLD AND SILVER US69924P1021 B0884L4TMM CT TIMMINS GOLD CORP CA88741P1036 B19HL50KCN AT KINGSGATE CONSOLIDATED LTD AU000000KCN1 6492731HGM LN HIGHLAND GOLD MINING LTD GB0032360173 3236017GPL UA GREAT PANTHER SILVER LTD CA39115V1013 B03NNF1GSS UA GOLDEN STAR RESOURCES LTD CA38119T1049 2376613DRD UN DRDGOLD LTD US26152H3012 2288343

IRN AT INDOPHIL RESOURCES NL AU000000IRN3 6526674MDW UA MIDWAY GOLD CORP CA5981531042 B01DLW6SBM AT ST BARBARA LTD AU000000SBM8 6317072SBB CT SABINA GOLD & SILVER CORP CA7852461093 2764779GBU CT GABRIEL RESOURCES LTD CA3619701061 2842374LYD CT LYDIAN INTERNATIONAL LTD JE00B29LFF73 B29LFF7BAA CT BANRO CORPORATION CA0668001039 2714019IAU AT INTREPID MINES LTD AU000000IAU4 6902616

AXU UA ALEXCO RESOURCE CORP CA01535P1062 B12G7Z6

Bloomberg Ticker

PGD LN PATAGONIA GOLD PLC GB0003049409 304940LIGO SP LIONGOLD CORP LTD BMG5521X1092 B6SZHB8BCM CV BEAR CREEK MINING CORP CA07380N1042 2578668BSX CT BELO SUN MINING CORP CA0805581091 2942973FML AT FOCUS MINERALS LTD AU000000FML4 6289665815 HK CHINA SILVER GROUP LTD KYG211771038 B8Q7VH4

DELETION AUN CV AURCANA CORPORATIONDELETION FOR CT FORTUNE BAY CORP

Country

Canada 211,570,590 868,595,963 1.000000 4.69%Canada 117,875,250 794,200,579 1.000000 4.29%Canada 69,448,440 759,765,934 1.000000 4.10% SilverCanada 144,881,260 748,387,230 1.000000 4.04%Canada 276,322,000 680,161,955 1.000000 3.67%Canada 573,800,700 649,498,165 1.000000 3.50%Canada 218,027,700 601,307,137 1.000000 3.24%United States 164,409,740 555,704,921 1.000000 3.00%Bermuda 108,947,380 504,046,182 1.000000 2.72%Canada 81,634,400 500,418,872 1.000000 2.70%Canada 90,803,440 486,706,438 1.000000 2.63% SilverAustralia 421,254,400 464,851,914 1.000000 2.51%Canada 90,479,350 450,303,732 1.000000 2.43%Canada 539,279,560 436,016,354 1.000000 2.35%United States 74,910,960 435,232,678 1.000000 2.35%Australia 624,713,830 417,544,199 1.000000 2.25%Cayman Islands 413,043,000 374,768,387 1.000000 2.02%Australia 289,759,900 373,039,865 1.000000 2.01%Australia 432,277,720 364,548,879 1.000000 1.97%Canada 80,623,360 350,552,093 1.000000 1.89% SilverCanada 42,099,400 347,566,353 1.000000 1.88% SilverCanada 144,651,360 339,163,679 1.000000 1.83%Canada 248,380,040 339,161,533 1.000000 1.83%Canada 152,084,090 339,147,521 1.000000 1.83% SilverCanada 387,456,600 334,149,338 1.000000 1.80%Australia 141,299,920 306,776,680 1.000000 1.66%Canada 29,190,220 270,009,535 1.000000 1.46%Canada 111,363,840 256,112,321 1.000000 1.38%Canada 112,107,040 249,764,595 1.000000 1.35%Canada 92,849,160 249,764,240 1.000000 1.35%Cayman Islands 1,827,305,760 240,006,165 1.000000 1.30%United Kingdom 152,181,260 219,846,375 1.000000 1.19%Australia 698,500,680 219,330,960 1.000000 1.18%Canada 254,480,440 217,182,247 1.000000 1.17%Australia 169,790,640 201,834,166 1.000000 1.09%United States 33,880,770 196,847,274 1.000000 1.06%Australia 442,845,920 194,676,616 1.000000 1.05%Canada 70,656,880 189,789,401 1.000000 1.02%Australia 314,182,610 188,852,182 1.000000 1.02%Canada 46,299,660 180,931,160 1.000000 0.98%Australia 421,324,800 174,108,977 1.000000 0.94%United States 123,027,490 168,547,661 1.000000 0.91%Canada 107,830,140 165,646,624 1.000000 0.89%Australia 134,606,280 153,971,581 1.000000 0.83%Jersey 146,349,900 151,883,756 1.000000 0.82%Canada 128,831,970 146,868,446 1.000000 0.79% SilverCanada 178,783,140 135,875,186 1.000000 0.73%South Africa 30,830,400 131,029,200 1.000000 0.71%Australia 806,107,820 130,175,934 1.000000 0.70%Canada 93,066,400 119,124,992 1.000000 0.64%Australia 336,771,060 114,810,979 1.000000 0.62%Canada 135,814,000 112,248,017 1.000000 0.61%Canada 103,719,150 110,879,745 1.000000 0.60%Jersey 97,299,180 107,512,906 1.000000 0.58%Canada 168,907,670 101,664,770 1.000000 0.55%Australia 428,592,010 99,972,944 1.000000 0.54%Canada 53,187,900 99,461,373 1.000000 0.54% Silver

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)

Pure-Play Silver

United Kingdom 552,904,960 87,219,375 1.000000 0.47%Bermuda 878,803,950 83,873,859 1.000000 0.45%Canada 33,500,520 68,617,155 1.000000 0.37% SilverCanada 175,501,260 67,006,275 1.000000 0.36%Australia 4,660,061,760 66,892,391 1.000000 0.36%Cayman Islands 235,608,360 37,013,617 1.000000 0.20% Silver

Comment


Review Q1 2014

1088 HK CHINA SHENHUA ENERGY CO-H CNE1000002R0 B09N7M0AZJ AT AURIZON HOLDINGS LTD AU000000AZJ1 B87CVM3

JOY UN JOY GLOBAL US4811651086 2781905CNX UN CONSOL ENERGY INC US20854P1093 2413758BTU UN PEABODY ENERGY CORP US7045491047 2753454

ADDITION UNTR IJ UNITED TRACTORS TBK PT ID1000058407 6230845WTE CT WESTSHORE TERMINALS INVESTME CA96145A2002 B8KB138

BANPU TB BANPU PCL TH0148A10Z06 BJFHBV61898 HK CHINA COAL ENERGY CO-H CNE100000528 B1JNK84

ARLP UW ALLIANCE RESOURCE PARTNERS LP US01877R1086 2478650EXX SJ EXXARO RESOURCES LTD ZAE000084992 6418801

ADRO IJ ADARO ENERGY TBK PT ID1000111305 B3BQFC4SXC UN SUNCOKE ENERGY INC US86722A1034 B3R0638NRP UN NATURAL RESOURCE PARTNERS LP US63900P1030 2019015

S CT SHERRITT INTERNATIONAL CORP CA8239011031 2804158ITMG IJ INDO TAMBANGRAYA MEGAH TBK PT ID1000108509 B29SK75

LWB PW LUBELSKI WEGIEL BOGDANKA SA PLLWBGD00016 B543NN3WHC AT WHITEHAVEN COAL LTD AU000000WHC8 B1XQXC4YZC UN YANZHOU COAL MINING-SP ADR US9848461052 2230117CLD UN CLOUD PEAK ENERGY INC US18911Q1022 B57LN89

AHGP UW ALLIANCE HOLDINGS GP LP US01861G1004 B14WZB4ACI UN ARCH COAL INC US0393801008 2037181PTBA IJ TAMBANG BATUBARA BUKIT ASAM TBK PT ID1000094006 6565127639 HK SHOUGANG FUSHAN RESOURCES GROUP LTD HK0639031506 6354671

JSW PW JASTRZEBSKA SPOLKA WEGLOWA S PLJSW0000015 B6R2S06NHC AT NEW HOPE CORP LTD AU000000NHC7 6681960ANR UN ALPHA NATURAL RESOURCES INC US02076X1028 B066NX5BUMI IJ BUMI RESOURCES TBK PT ID1000068703 6043485

WLT UN WALTER ENERGY INC US93317Q1058 2951805RAIL UW FREIGHTCAR AMERICA INC US3570231007 B06T0P5BORN IJ BORNEO LUMBUNG ENERGI & META ID1000117401 B3LBTT41393 HK HIDILI INDUSTRY INTL DEVELOP KYG444031069 B2471B8

RASP RX RASPADSKAYA RU000A0B90N8 B5800Q2NWR LN NEW WORLD RESOURCES NV-A-DI GB00B42CTW68 B42CTW6

Bloomberg Ticker

Country

China 3,228,653,850 8,023,979,256 0.375982 8.00%Australia 1,068,642,000 4,927,883,355 0.612204 8.00%United States 76,103,360 4,223,736,480 0.624982 7.00%United States 105,414,980 4,115,400,819 0.595618 6.50%United States 211,613,220 3,349,837,273 0.675451 6.00%Indonesia 1,529,355,350 2,610,278,269 0.794589 5.50%Canada 61,627,500 2,052,865,921 0.918493 5.00%Thailand 2,452,785,050 1,909,444,196 0.888735 4.50%China 3,819,196,590 1,858,980,422 0.912860 4.50%United States 21,438,540 1,765,892,540 0.960981 4.50%South Africa 111,014,410 1,449,618,947 1.000000 3.84%Indonesia 15,992,981,500 1,322,833,039 1.000000 3.51%United States 51,595,760 1,118,596,077 1.000000 2.97%United States 73,574,040 1,118,325,408 1.000000 2.97%Canada 297,300,000 884,034,497 1.000000 2.34%Indonesia 395,473,750 851,523,345 1.000000 2.26%Poland 20,748,540 812,704,887 1.000000 2.16%Australia 533,360,360 811,064,699 1.000000 2.15%China 119,462,400 766,948,608 1.000000 2.03%United States 38,364,480 765,755,021 1.000000 2.03%United States 11,972,600 725,539,560 1.000000 1.92%United States 167,701,200 690,928,944 1.000000 1.83%Indonesia 806,446,200 654,686,081 1.000000 1.74%Hong Kong 2,014,698,440 568,152,821 1.000000 1.51%Poland 37,571,840 556,043,214 1.000000 1.47%Australia 174,495,930 522,873,739 1.000000 1.39%United States 108,324,300 479,876,649 1.000000 1.27%Indonesia 14,749,114,000 391,158,121 1.000000 1.04%United States 36,320,760 334,877,407 1.000000 0.89%United States 7,590,870 185,976,315 1.000000 0.49%Indonesia 6,900,270,000 83,346,806 1.000000 0.22%Cayman Islands 552,311,460 63,297,282 1.000000 0.17%Russia 126,574,380 62,932,221 1.000000 0.17%United Kingdom 95,273,280 51,810,920 1.000000 0.14%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Review Q1 2014

SUNE UN SUNEDISON INC US86732Y1091 BBC39953800 HK GCL-POLY ENERGY HOLDINGS LTD KYG3774X1088 B28XTR4

FSLR UW FIRST SOLAR INC US3364331070 B1HMF22566 HK HANERGY SOLAR GROUP LTD BMG4288G1024 B948HW3

MBTN SE MEYER BURGER TECHNOLOGY AG CH0108503795 B5NC0D0GTAT UW GT ADVANCED TECHNOLOGIES INC. US36191U1060 B6TB704SCTY UQ SOLARCITY CORP US83416T1007 B8BZJC4

SPWR UW SUNPOWER CORP-CLASS A US8676524064 B59DK93REC NO REC SILICON ASA NO0010112675 B01VHW2

CSIQ UW CANADIAN SOLAR INC CA1366351098 B1GKCH1ADDITION 1165 HK SHUNFENG PHOTOVOLTAIC INTERNATIONAL LTD KYG811701054 B6R4MK0

5483 TT SINO-AMERICAN SILICON PRODUC TW0005483002 6335278JKS UN JINKOSOLAR HOLDING CO-ADR US47759T1007 B64H9N4TSL UN TRINA SOLAR LTD-SPON ADR US89628E1047 B1L87F3

ADDITION 968 HK XINYI SOLAR HOLDINGS LTD KYG9829N1025 BGQYNN13576 TT NEO SOLAR POWER CORP TW0003576005 B284BT3750 HK CHINA SINGYES SOLAR TECH BMG2161E1113 B3KSQY0

YGE UN YINGLI GREEN ENERGY HOLD-ADR US98584B1035 B1XG3916244 TT MOTECH INDUSTRIES INC TW0006244007 6609445S92 GY SMA SOLAR DE000A0DJ6J9 B3B20H2

AEIS UW ADVANCED ENERGY INDUSTRIES INC US0079731008 20491753691 TT GIGASOLAR MATERIALS CORP TW0003691002 B5BTL30

RECSOL NO REC SOLAR AS NO0010686934 BFDTGG6JASO UW JA SOLAR HOLDINGS CO LTD US4660902069 B7Y9K23

686 HK UNITED PHOTOVOLTAICS GROUP LTD BMG9261Q1006 BJTMJB3SOL UN RENESOLA LTD-ADR US75971T1034 B2NPSL23514 TT GINTECH ENERGY CORP TW0003514006 B28TNP83452 TT E-TON SOLAR TECH CO LTD TW0003452009 B06BMV13519 TT GREEN ENERGY TECHNOLOGY INC TW0003519005 B1CDRR93561 TT SOLARTECH ENERGY CORP TW0003561007 B1YLN843686 TT DANEN TECHNOLOGY CORP TW0003686002 B58MWR3

103130 KP WOONGJIN ENERGY CO LTD KR7103130001 B617W72LDK UN LDK SOLAR CO LTD -ADR US50183L1070 B1XG3H9

110570 KP NEXOLON CO LTD KR7110570009 B4R44N3

DELETION 036930 KQ JUSUNG ENGINEERING CO LTD

Bloomberg Ticker

Country

United States 189,676,500 3,863,710,305 0.619015 8.00%Cayman Islands 8,516,586,650 3,279,047,893 0.729387 8.00%United States 52,741,890 2,832,239,493 0.738897 7.00%Bermuda 11,156,296,710 1,723,900,932 1.000000 5.77%Switzerland 80,120,150 1,589,394,698 1.000000 5.32%United States 86,056,320 1,462,957,440 1.000000 4.89%United States 18,288,380 1,435,637,830 1.000000 4.80%United States 42,547,400 1,401,085,882 0.960204 4.50%Norway 1,712,226,060 1,338,874,022 1.000000 4.48%Canada 37,544,500 1,283,271,010 1.000000 4.29%Cayman Islands 1,001,144,180 1,049,378,191 1.000000 3.51%Taiwan 523,119,000 1,014,274,552 1.000000 3.39%Cayman Islands 30,763,000 1,002,873,800 1.000000 3.35%Cayman Islands 60,009,600 970,955,328 1.000000 3.25%Cayman Islands 2,565,000,000 832,336,447 1.000000 2.78%Taiwan 639,813,720 819,638,370 1.000000 2.74%Bermuda 436,867,200 694,185,601 1.000000 2.32%Cayman Islands 111,611,950 645,117,071 1.000000 2.16%Taiwan 350,767,200 625,740,046 1.000000 2.09%Germany 10,063,000 624,349,879 1.000000 2.09%United States 22,562,100 579,394,728 1.000000 1.94%Taiwan 21,312,480 548,158,686 1.000000 1.83%Norway 28,000,000 486,702,999 1.000000 1.63%Cayman Islands 43,255,000 459,368,100 1.000000 1.54%Bermuda 2,922,098,680 447,767,782 1.000000 1.50%British Virgin Islands 101,644,000 408,608,880 1.000000 1.37%Taiwan 392,207,000 368,585,214 1.000000 1.23%Taiwan 506,642,500 310,736,501 1.000000 1.04%Taiwan 277,091,940 258,575,896 1.000000 0.86%Taiwan 341,958,480 258,218,033 1.000000 0.86%Taiwan 349,823,000 193,791,779 1.000000 0.65%South Korea 43,373,850 91,573,545 1.000000 0.31%Cayman Islands 77,792,400 78,570,324 1.000000 0.26%South Korea 68,324,480 71,806,287 1.000000 0.24%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Review Q1 2014

MON UN MONSANTO CO US61166W1018 2654320 United StatesSYT UN SYNGENTA AG-ADR US87160A1007 2674986 SwitzerlandDE UN DEERE & CO US2441991054 2261203 United States

POT UN POTASH CORP OF SASKATCHEWAN INC CA73755L1076 2696377 CanadaADM UN ARCHER-DANIELS-MIDLAND CO US0394831020 2047317 United States6326 JT KUBOTA CORP JP3266400005 6497509 JapanZTS UN ZOETIS INC US98978V1035 B95WG16 United States

MOS UN MOSAIC CO/THE US61945C1036 B3NPHP6 United StatesCF UN CF INDUSTRIES HO US1252691001 B0G4K50 United States

AGU UN AGRIUM INC CA0089161081 2015530 CanadaBG UN BUNGE LTD BMG169621056 2788713 BermudaWIL SP WILMAR INTERNATIONAL LTD SG1T56930848 B17KC69 Singapore

TSN UN TYSON FOODS INC US9024941034 2909730 United StatesCNHI UN CNH INDUSTRIAL NV NL0010545661 BDX85Z1 Netherlands

TSCO UW TRACTOR SUPPLY COMPANY US8923561067 2900335 United StatesADDITION FMC UN FMC CORP US3024913036 2328603 United States

YAR NO YARA INTL ASA NO0010208051 7751259 NorwayURKA LI URALKALI-SPON GDR-REG S US91688E2063 B1FLM08 RussiaSDF GY K + S DE000KSAG888 B54C017 GermanyCPF TB CHAROEN POKPHAND FOODS PCL TH0101A10Z01 B4V9B00 ThailandIOI MK IOI CORPORATION BHD MYL1961OO001 B1Y3WG1 MalaysiaIPL AT INCITEC PIVOT LT AU000000IPL1 6673042 AustraliaICL IT ISRAEL CHEMICALS IL0002810146 6455530 Israel

AGCO UN AGCO CORP US0010841023 2010278 United States2282 JT NIPPON MEAT PACKERS INC JP3743000006 6640767 JapanKLK MK KUALA LUMPUR KEPONG BHD MYL2445OO004 6497446 Malaysia

MHG NO MARINE HARVEST NO0003054108 B02L486 NorwayTTC UN TORO CO US8910921084 2897040 United StatesGGR SP GOLDEN AGRI-RESOURCES LTD MU0117U00026 6164472 MauritiusNUO NA NUTRECO NV NL0010395208 B8Y6CF8 NetherlandsPEP MK PPB GROUP BERHAD MYL4065OO008 6681669 Malaysia

IDXX UW IDEXX LABORATORIES INC US45168D1046 2459202 United StatesSQM UN QUIMICA Y MINERA CHIL-SP ADR US8336351056 2771122 Chile1722 TT TAIWAN FERTILIZE TW0001722007 6109439 TaiwanCPIN IJ CHAROEN POKPHAND INDONESI PT ID1000117708 6315344 Indonesia

FGV MK FELDA GLOBAL VENTURES MYL5222OO004 B8L1DR5 MalaysiaANDE UW ANDERSONS INC/THE US0341641035 2274922 United States

FR SP FIRST RESOURCES LTD SG1W35938974 B2927P4 SingaporeAALI IJ ASTRA AGRO LESTARI TBK PT ID1000066004 6092498 Indonesia

3983 HK CHINA BLUECHEM-H CNE1000002D0 B1DN3X6 ChinaNUF AT NUFARM LTD AU000000NUF3 6335331 AustraliaTON SJ TONGAAT HULETT LTD ORD ZAE000096541 B1ZBDG1 South AfricaLNN UN LINDSAY CORP US5355551061 2516613 United StatesLSIP IJ PP LONDON SUMATRA INDONES PT ID1000118409 6535670 Indonesia

CQB UN CHIQUITA BRANDS INTL US1700328099 2855468 United StatesKER PW KERNEL HOLDING SA LU0327357389 B28ZQ24 Luxembourg

TTRAK TI TURK TRAKTOR VE ZIRAAT MAKIN TRETTRK00010 B03MYM2 TurkeyIFAR SP INDOFOOD AGRI RESOURCES LTD SG1U47933908 B1QNF48 Singapore

CRESY UW CRESUD S.A.-SPONS ADR US2264061068 2226893 Argentina297 HK SINOFERT HOLDING BMG8403G1033 B0CJMD1 Bermuda

Bloomberg Ticker

440,896,680 49,649,375,135 0.494771 8.00%465,631,000 34,670,884,260 0.708521 8.00%314,246,700 27,917,676,828 0.769922 7.00%813,294,050 27,830,922,391 0.717156 6.50%500,361,960 21,480,538,943 0.857697 6.00%

1,181,033,860 16,130,352,938 1.000000 5.25%465,006,510 13,810,693,347 1.000000 4.50%268,734,300 12,977,179,347 1.000000 4.23%48,255,420 12,340,841,111 1.000000 4.02%

127,896,560 12,099,014,576 1.000000 3.94%137,187,090 10,756,839,727 1.000000 3.50%

3,839,446,800 10,508,660,984 1.000000 3.42%235,139,250 9,516,085,448 1.000000 3.10%837,045,260 9,140,534,239 1.000000 2.98%118,625,150 8,551,687,064 1.000000 2.78%89,033,620 7,144,948,005 1.000000 2.33%

161,530,580 6,687,092,289 1.000000 2.18%270,113,380 5,953,298,895 1.000000 1.94%162,690,000 5,546,925,311 1.000000 1.81%

4,955,482,880 4,545,263,317 1.000000 1.48%2,920,614,520 4,210,374,947 1.000000 1.37%1,447,528,720 3,999,843,205 1.000000 1.30%

432,698,280 3,786,133,340 1.000000 1.23%70,266,750 3,711,489,735 1.000000 1.21%

228,445,000 3,667,128,790 1.000000 1.19%415,336,740 3,006,391,245 1.000000 0.98%270,849,480 2,929,405,647 1.000000 0.95%42,865,520 2,837,697,424 1.000000 0.92%

5,776,897,050 2,779,545,039 1.000000 0.91%59,701,450 2,658,551,091 1.000000 0.87%

509,765,000 2,520,918,157 1.000000 0.82%19,608,000 2,514,922,080 1.000000 0.82%52,965,880 1,632,938,080 1.000000 0.53%

676,200,000 1,402,502,102 1.000000 0.46%3,771,540,000 1,383,173,089 1.000000 0.45%

985,001,040 1,378,042,818 1.000000 0.45%21,291,000 1,206,773,880 1.000000 0.39%

491,062,630 948,969,430 1.000000 0.31%314,949,000 756,704,597 1.000000 0.25%

1,399,090,000 738,653,077 1.000000 0.24%176,696,420 622,996,149 1.000000 0.20%61,496,960 617,405,235 1.000000 0.20%6,461,000 541,044,140 1.000000 0.18%

2,797,374,240 538,662,872 1.000000 0.18%34,188,090 398,975,010 1.000000 0.13%49,403,460 376,945,808 1.000000 0.12%13,342,250 333,235,544 1.000000 0.11%

425,184,900 310,219,303 1.000000 0.10%31,096,720 285,778,857 1.000000 0.09%

1,756,114,000 251,007,493 1.000000 0.08%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Review Q1 2014

NLY UN ANNALY CAPITAL MANAGEMENT INC US0357104092 2113456 United StatesAGNC UW AMERICAN CAPITAL AGENCY CORP US02503X1054 B2R8TC5 United States

NRF UN NORTHSTAR REALTY FINANCE COR US66704R1005 B03DSG7 United StatesSTWD UN STARWOOD PROPERTY TRUST INC US85571B1052 B3PQ520 United States

TWO UN TWO HARBORS INVESTMENT CORP US90187B1017 B563MS9 United StatesCIM UN CHIMERA INVESTMENT CORP US16934Q1094 B295NH7 United States

CLNY UN COLONY FINANCIAL INC US19624R1068 B4K0074 United StatesMFA UN MFA FINANCIAL INC US55272X1028 2418162 United StatesNCT UN NEWCASTLE INVESTMENT CORP US65105M1080 2971814 United StatesIVR UN INVESCO MORTGAGE CAPITAL US46131B1008 B5ZW0F0 United States

NRZ UN NEW RESIDENTIAL INVESTMENT CORP US64828T1025 B8319F3 United StatesPMT UN PENNYMAC MORTGAGE INVESTMENT US70931T1034 B3V8JL7 United StatesARR UN ARMOUR RESIDENTIAL REIT INC US0423151010 B59YHZ1 United StatesHTS UN HATTERAS FINANCIAL CORP US41902R1032 B2R5SY1 United StatesCYS UN CYS INVESTMENTS INC. US12673A1088 B6YB1G3 United States

CMO UN CAPSTEAD MORTGAGE CORP US14067E5069 2771984 United StatesADDITION BXMT UN BLACKSTONE MORTGAGE TRUST INC US09257W1009 B94QHZ0 United States

RWT UN REDWOOD TRUST INC US7580754023 2730877 United StatesMTGE UW AMERICAN CAPITAL MORTGAGE INVESTMENT US02504A1043 B6QB581 United States

RSO UN RESOURCE CAPITAL CORP US76120W3025 B0WR859 United StatesANH UN ANWORTH MORTGAGE ASSET CORP US0373471012 2581901 United StatesRAS UN RAIT FINANCIAL TRUST US7492276099 2138716 United StatesARI UN APOLLO COMMERCIAL REAL ESTAT US03762U1051 B4JTYX6 United StatesDX UN DYNEX CAPITAL INC US26817Q5062 2718680 United States

DELETION FUR UN WINTHROP REALTY TRUSTDELETION STAR UN ISTAR FINANCIAL INC

Bloomberg Ticker

890,616,160 9,992,713,315 0.882998 17.27%329,435,760 7,392,538,454 0.882998 12.77%287,365,760 4,643,830,682 0.882998 8.02%146,634,750 3,479,642,618 0.882998 6.01%325,778,270 3,427,187,400 0.882998 5.92%729,587,480 2,298,200,562 1.000579 4.50%81,275,920 1,832,771,996 1.170348 4.20%

227,316,180 1,791,251,498 1.170348 4.10%351,453,000 1,665,887,220 1.170348 3.82%94,766,980 1,622,410,698 1.170348 3.72%

240,526,700 1,563,423,550 1.170348 3.58%59,833,200 1,412,063,520 1.170348 3.23%

307,554,920 1,316,335,058 1.170348 3.01%64,732,050 1,259,038,373 1.170348 2.88%

139,031,900 1,216,529,125 1.170348 2.79%80,444,280 1,034,513,441 1.170348 2.37%31,028,830 896,112,610 1.170348 2.05%42,918,200 893,556,924 1.170348 2.05%38,003,440 754,748,318 1.170348 1.73%

102,736,800 594,846,072 1.170348 1.36%110,599,830 578,437,111 1.170348 1.32%69,585,250 560,161,263 1.170348 1.28%27,843,750 463,598,437 1.170348 1.06%47,068,660 410,909,402 1.170348 0.94%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Review Q1 2014

DUK UN DUKE ENERGY CORP US26441C2044 B7VD3F26501 JT HITACHI LTD JP3788600009 6429104NEE UN NEXTERA ENERGY INC US65339F1012 2328915

SO UN SOUTHERN COMPANY THE US8425871071 2829601D UN DOMINION RESOURCES INC US25746U1097 2542049

7011 JT MITSUBISHI HEAVY INDUSTRIES LTD JP3900000005 6597067PPL UN PPL CORP US69351T1060 2680905PEG UN PUBLIC SVC ENTERPRISE US7445731067 2707677EXC UN EXELON CORP US30161N1019 2670519PCG UN P G & E CORP US69331C1080 2689560XEL UN XCEL ENERGY INC US98389B1008 2614807EDF FP ELECTRICITE DE FRANCE SA FR0010242511 B0NJJ17KEP UN KOREA ELEC POWER CORP US5006311063 2480495AME UN AMETEK INC US0311001004 2089212DTE UN DTE ENERGY CO US2333311072 2280220

FUM1V FH FORTUM OYJ FI0009007132 55795509503 JT KANSAI ELECTRIC POWER CO ORD JP3228600007 6483489CCJ UN CAMECO CORP CA13321L1085 21586841963 JT JGC CORP ORD JP3667600005 6473468

FE UN FIRSTENERGY US3379321074 2100920FLR UN FLUOR CORP US3434121022 2696838FLS UN FLOWSERVE CORP US34354P1057 2288406AEE UN AMEREN CORP US0236081024 2050832ETR UN ENTERGY CORP US29364G1031 2317087CBI UN CHICAGO BRIDGE & IRON CO NV US1672501095 2200530BAB LN BABCOCK INTERNATIONAL GROUP PLC GB0009697037 9697037013 JT IHI CORP JP3134800006 64669859508 JT KYUSHU ELECTRIC POWER CO INC ORD JP3246400000 64998069506 JT TOHOKU ELECTRIC POWER CO INC ORD JP3605400005 6895266ALO FP ALSTOM SA FR0010220475 B0DJ8Q5

AMEC LN AMEC PLC GB0000282623 00282629504 JT CHUGOKU ELECTRIC POWER CO INC ORD JP3522200009 6195900LTOD LI LARSEN & TOUBRO-GDR REG S USY5217N1183 B15VJF2CEZ CP CEZ AS CZ0005112300 5624030

PNW UN PINNACLE WEST CAPITAL CORP US7234841010 20488041812 JT KAJIMA CORP ORD JP3210200006 64813209507 JT SHIKOKU ELECTRIC POWER CO INC JP3350800003 68043479501 JT TOKYO ELECTRIC POWER CO INC JP3585800000 6895404

SPW UN SPX CORP US7846351044 27871859505 JT HOKURIKU ELECTRIC POWER CO INC ORD JP3845400005 64331279509 JT HOKKAIDO ELECTRIC POWER CO INC ORD JP3850200001 6431325SRP LN SERCO GROUP PLC GB0007973794 797379

034020 KP DOOSAN HEAVY INDUSTRIES & CONSTRUCTION CO LTD KR7034020008 62946706330 JT TOYO ENGINEERING CORP JP3607800004 6899718DML CT DENISON MINES CORP CA2483561072 2003223

052690 KP KEPCO ENGINEERING CONST (KOREA) ORD KR7052690005 B4LW1M11983 JT TOSHIBA PLANT SYST & SERVICES ORD JP3594200002 6897295

U CT URANIUM PARTICIPATION CORP CA9170171057 B085ST1PDN CT PALADIN ENERGY LTD AU000000PDN8 B081NC71968 JT TAIHEI DENGYO KAISHA LTD JP3447200001 6869948ERA AT ENERGY RESOURCES OF AUSTRALIA LTD AU000000ERA9 6317715UEC UA URANIUM ENERGY CORP US9168961038 B0VLLY2

Bloomberg Ticker

Country

United States 628,744,950 44,238,494,682 0.872546 8.00%Japan 4,838,222,000 37,914,516,523 1.000000 7.86%United States 400,552,360 36,926,922,068 0.914647 7.00%United States 799,146,900 34,067,632,347 0.920598 6.50%United States 471,001,230 32,489,664,845 0.891056 6.00%Japan 3,373,648,000 20,361,759,649 1.000000 4.22%United States 586,566,810 18,881,585,614 1.000000 3.91%United States 506,165,000 18,115,645,350 1.000000 3.75%United States 557,323,000 16,820,008,140 1.000000 3.49%United States 315,787,470 13,762,017,943 1.000000 2.85%United States 408,596,160 12,225,197,107 1.000000 2.53%France 295,818,720 11,807,397,875 1.000000 2.45%South Korea 629,124,720 10,726,576,476 1.000000 2.22%United States 200,954,940 10,696,831,456 1.000000 2.22%United States 145,155,580 10,330,722,629 1.000000 2.14%Finland 435,299,830 10,005,351,357 1.000000 2.07%Japan 854,247,030 9,712,928,021 1.000000 2.01%Canada 395,607,000 9,585,557,610 1.000000 1.99%Japan 259,053,000 9,217,217,960 1.000000 1.91%United States 297,301,140 9,216,335,340 1.000000 1.91%United States 113,568,760 8,682,331,702 1.000000 1.80%United States 108,693,730 8,497,675,811 1.000000 1.76%United States 198,960,700 7,996,230,533 1.000000 1.66%United States 123,209,160 7,762,177,080 1.000000 1.61%Netherlands 92,304,660 7,657,594,594 1.000000 1.59%United Kingdom 296,900,680 6,971,070,609 1.000000 1.44%Japan 1,480,879,000 6,818,746,819 1.000000 1.41%Japan 474,184,000 6,480,937,805 1.000000 1.34%Japan 502,883,000 5,805,979,440 1.000000 1.20%France 197,563,520 5,382,983,101 1.000000 1.12%United Kingdom 280,213,060 5,034,478,766 1.000000 1.04%Japan 315,396,750 4,596,241,759 1.000000 0.95%India 222,459,120 4,469,203,721 1.000000 0.93%Czech Republic 161,397,000 4,274,721,709 1.000000 0.89%United States 78,237,740 4,243,615,018 1.000000 0.88%Japan 1,057,312,000 3,808,278,802 1.000000 0.79%Japan 223,086,000 3,635,395,123 1.000000 0.75%Japan 723,158,100 3,090,449,315 1.000000 0.64%United States 29,618,820 3,079,172,527 1.000000 0.64%Japan 199,817,300 2,647,372,551 1.000000 0.55%Japan 204,527,400 2,070,659,489 1.000000 0.43%United Kingdom 269,637,660 1,992,413,338 1.000000 0.41%South Korea 48,832,680 1,503,140,554 1.000000 0.31%Japan 148,450,610 687,880,169 1.000000 0.14%Canada 411,349,920 657,775,554 1.000000 0.14%South Korea 11,083,800 640,933,458 1.000000 0.13%Japan 39,062,800 533,512,859 1.000000 0.11%Canada 77,136,180 411,614,705 1.000000 0.09%Australia 838,999,290 391,932,472 1.000000 0.08%Japan 40,684,000 255,846,814 1.000000 0.05%Australia 165,672,000 234,839,563 1.000000 0.05%United States 68,284,480 118,814,995 1.000000 0.02%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Review Q1 2014

ILU AT ILUKA RESOURCES LTD AU000000ILU1 6957575 AustraliaASR SJ ASSORE LTD ZAE000146932 6134464 South Africa

TROX UN TRONOX LTD-CL A AU000XINEOA7 B883PF6 AustraliaERA FP ERAMET FR0000131757 4017017 France

MOLYMET CC MOLIBDENOS Y METALES S.A. CLP6877L1036 2543837 ChileMCP UN MOLYCORP INC US6087531090 B458HM7 United States2626 HK HUNAN NON-FERROUS METALS-H CNE1000003F3 B0ZSH52 China3993 HK CHINA MOLYBDENUM CO LTD-H CNE100000114 B1VRCG6 ChinaKMR LN KENMARE RESOURCES PLC IE0004879486 0487948 IrelandLYC AT LYNAS CORP LTD AU000000LYC6 6121176 AustraliaRTI UN RTI INTERNATIONAL METALS INC US74973W1071 2296993 United States433 HK NORTH MINING SHARES CO LTD BMG6661B1211 6220998 BermudaTC UN THOMPSON CREEK METALS CO INC CA8847681027 B3CNQF4 Canada

5726 JT OSAKA TITANIUM TECHNOLOGIES JP3407200009 6447719 Japan5727 JT TOHO TITANIUM CO LTD JP3601800000 6894627 Japan769 HK CHINA RARE EARTH HLDGS LTD KYG210891001 6181006 Cayman Islands

FESA4 BS CIA FERRO LIGAS DA BAHIA -FE BRFESAACNPR5 B07C6Z5 BrazilVNP CT 5N PLUS INC CA33833X1015 B2B3VZ3 CanadaALK AT ALKANE RESOURCES LTD AU000000ALK9 6014027 Australia

GMO UA GENERAL MOLY INC US3703731022 B01S2H3 United StatesAUTLANB MM CIA MINERA AUTLAN-SER B MXP0598H1110 2176976 Mexico

Bloomberg Ticker

263,781,630 2,203,227,228 0.122076 8.00%34,901,750 1,307,794,965 0.205661 8.00%49,896,000 1,175,050,800 0.200282 7.00%9,820,910 969,574,250 0.225389 6.50%

67,000,000 907,533,798 0.222274 6.00%161,173,860 781,693,221 0.236552 5.50%

1,469,455,200 438,990,718 0.382927 5.00%1,088,259,480 421,803,284 0.358677 4.50%1,641,324,540 369,294,329 0.409676 4.50%1,666,986,850 366,406,627 0.412905 4.50%

13,445,080 356,966,874 0.423824 4.50%8,515,244,030 345,397,074 0.438021 4.50%

130,303,520 311,425,413 0.485802 4.50%19,136,000 282,778,759 0.535016 4.50%29,933,820 179,209,533 0.844214 4.50%

1,103,944,380 147,839,857 1.000000 4.40%25,318,400 125,212,944 1.000000 3.72%36,919,520 124,375,152 1.000000 3.70%

260,847,300 81,906,704 1.000000 2.44%63,207,450 72,688,567 1.000000 2.16%64,241,760 53,141,562 1.000000 1.58%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Review Q1 2014

RIO UN RIO TINTO PLC-SPON ADR US7672041008 2740434 United Kingdom5401 JT NIPPON STEEL & SUMITOMO METAL JP3381000003 6642569 Japan

VALE/P UN VALE SA-SP PREF ADR US91912E2046 2933900 BrazilRIO AT RIO TINTO LTD AU000000RIO1 6220103 Australia

PKX UN POSCO-ADR US6934831099 2692795 South KoreaVALE UN VALE SA-SP ADR US91912E1055 2857334 Brazil

MT UN ARCELORMITTAL-NY REGISTERED US03938L1044 B295F26 Luxembourg5411 JT JFE HOLDINGS INC JP3386030005 6543792 JapanNUE UN NUCOR CORP US6703461052 2651086 United States2002 TT CHINA STEEL CORP TW0002002003 6190950 TaiwanTKA GY THYSSEN KRUPP DE0007500001 5636927 Germany

TS UN TENARIS SA-ADR US88031M1099 2167367 LuxembourgFMG AT FORTESCUE METALS GROUP LTD AU000000FMG4 6086253 Australia

TX UN TERNIUM SA-SPONSORED ADR US8808901081 B0XGGY0 LuxembourgVK FP VALLOUREC FR0000120354 B197DR6 France

GGB UN GERDAU SA -SPON ADR US3737371050 2297606 BrazilVOE AV VOESTALPINE AG AT0000937503 4943402 Austria5406 JT KOBE STEEL LTD JP3289800009 6496023 JapanRS UN RELIANCE STEEL & ALUMINUM US7595091023 2729068 United States

004020 KP HYUNDAI STEEL CO KR7004020004 6461850 South KoreaSTLD UW STEEL DYNAMICS INC US8581191009 2849472 United States

SID UN CIA SIDERURGICA NACL-SP ADR US20440W1053 2220936 BrazilX UN UNITED STATES STEEL CORP US9129091081 2824770 United States

BSL AT BLUESCOPE STEEL LTD AU000000BSL0 6533232 Australia5463 JT MARUICHI STEEL TUBE LTD JP3871200006 6569505 Japan267 HK CITIC PACIFIC LTD HK0267001375 6196152 Hong Kong

CRS UN CARPENTER TECHNOLOGY US1442851036 2177504 United StatesCLF UN CLIFFS NATURAL RESOURCES INC US18683K1016 2202707 United States

WOR UN WORTHINGTON INDUSTRIES US9818111026 2981932 United StatesKIO SJ KUMBA IRON ORE LTD ZAE000085346 B1G4262 South Africa

5471 JT DAIDO STEEL CO LTD JP3491000000 6250627 Japan5631 JT JAPAN STEEL WORKS LTD JP3721400004 6470685 JapanLIF CT LABRADOR IRON ORE ROYALTY CO CA5054401073 B8L02P3 Canada

CMC UN COMMERCIAL METALS CO US2017231034 2213260 United StatesEREGL TI EREGLI DEMIR VE CELIK FABRIK TRAEREGL91G3 B03MS97 Turkey

ARI AT ARRIUM LTD AU000000ARI0 B7NKJX1 AustraliaSZG GY SALZGITTER DE0006202005 5465358 GermanyACX SQ ACERINOX SA ES0132105018 B01ZVZ5 Spain

SSABA SS SSAB AB SE0000171100 B17H0S8 SwedenKCO GY KLÖCKNER & CO. DE000KC01000 B170DQ6 GermanyTTST LI TATA STEEL LTD-GDR REG S US87656Y4061 B3PPWV5 IndiaSVST LI SEVERSTAL - GDR REG S US8181503025 B1G4YH7 Russia

USIM5 BS USINAS SIDER MINAS GER-PF A BRUSIMACNPA6 2386009 BrazilGOAU4 BS METALURGICA GERDAU SA BRGOAUACNPR8 2648862 BrazilBRAP4 BS BRADESPAR SA BRBRAPACNPR2 B01SCS4 BrazilOUT1V FH OUTOKUMPU OYJ FI0009002422 4665148 Finland

NLMK LI NOVOLIPET STEEL-GDR REG S US67011E2046 B0RTNX3 RussiaCAP CC CAP SA CLP256251073 2174312 Chile

RTRKS FH RAUTARUUKKI OYJ FI0009003552 4727662 Finland5413 JT NISSHIN STEEL CO LTD JP3676200003 B89C2N9 JapanAKS UN AK STEEL HOLDING CORP US0015471081 2067735 United StatesAGO AT ATLAS IRON LTD AU000000AGO1 B04NW20 AustraliaACL SJ ARCELORMITTAL SOUTH AFRICA ZAE000134961 6182117 South Africa

GGBR3 BS GERDAU S.A. BRGGBRACNOR1 2645443 BrazilUSIM3 BS USINAS SIDERURGICAS DE MINAS BRUSIMACNOR3 2193696 Brazil

SIMECB MM GRUPO SIMEC S.A.-SER B MXP4984U1083 2375546 MexicoAMI LN AFRICAN MINERALS LTD BMG0114P1005 B00Z305 Bermuda

Bloomberg Ticker

MTL UN MECHEL-SPONSORED ADR US5838401033 B0389K3 RussiaMMK LI MAGNITOGORS-SPON GDR REGS US5591892048 B1VX446 Russia

1,229,645,820 64,900,706,380 0.332881 8.00%9,503,214,000 26,180,672,299 0.825197 8.00%2,108,580,000 23,573,924,400 0.801890 7.00%

413,972,000 22,799,937,810 0.769889 6.50%275,510,130 17,888,872,741 0.905768 6.00%

1,335,256,840 17,091,287,552 0.869034 5.50%1,015,889,120 15,482,150,189 0.872142 5.00%

614,438,000 11,675,667,812 1.000000 4.32%213,305,220 10,441,290,519 1.000000 3.87%

12,186,211,360 10,266,852,431 1.000000 3.80%396,156,600 10,179,814,303 1.000000 3.77%206,593,800 8,637,686,778 1.000000 3.20%

1,650,312,940 7,358,473,923 1.000000 2.72%200,474,000 5,827,779,180 1.000000 2.16%105,091,200 5,392,171,672 1.000000 2.00%893,904,180 5,291,912,746 1.000000 1.96%108,642,870 4,521,462,568 1.000000 1.67%

3,334,879,560 4,480,052,366 1.000000 1.66%58,178,250 4,009,644,990 1.000000 1.48%62,937,000 3,856,945,397 1.000000 1.43%

178,404,000 3,016,811,640 1.000000 1.12%758,144,400 2,797,552,836 1.000000 1.04%109,962,880 2,733,677,197 1.000000 1.01%474,923,900 2,637,422,677 1.000000 0.98%94,000,000 2,542,964,225 1.000000 0.94%

1,532,766,480 2,155,309,459 1.000000 0.80%35,551,540 2,132,381,369 1.000000 0.79%

110,222,640 2,029,198,802 1.000000 0.75%49,288,400 1,972,521,768 1.000000 0.73%54,754,620 1,855,917,856 1.000000 0.69%

404,073,840 1,852,701,666 1.000000 0.69%371,463,000 1,761,036,564 1.000000 0.65%58,240,000 1,643,370,974 1.000000 0.61%85,637,030 1,639,949,124 1.000000 0.61%

1,365,000,000 1,599,311,316 1.000000 0.59%1,279,780,860 1,521,305,903 1.000000 0.56%

38,462,080 1,491,867,063 1.000000 0.55%95,144,020 1,477,104,488 1.000000 0.55%

180,574,500 1,357,129,007 1.000000 0.50%91,770,000 1,343,055,097 1.000000 0.50%

233,091,600 1,275,011,052 1.000000 0.47%175,920,990 1,225,289,695 1.000000 0.45%325,400,960 1,172,888,918 1.000000 0.43%159,536,540 1,151,430,300 1.000000 0.43%129,404,250 1,034,686,547 1.000000 0.38%

4,985,575,200 983,713,565 1.000000 0.36%83,905,220 977,495,813 1.000000 0.36%65,757,120 944,577,287 1.000000 0.35%84,171,000 914,665,846 1.000000 0.34%92,268,960 836,236,571 1.000000 0.31%

116,181,400 738,913,704 1.000000 0.27%833,101,360 687,623,534 1.000000 0.25%129,268,080 484,234,394 1.000000 0.18%97,516,760 459,994,447 1.000000 0.17%

101,052,200 342,006,388 1.000000 0.13%88,791,840 330,590,480 1.000000 0.12%

136,085,970 304,495,590 1.000000 0.11%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)

145,694,850 254,965,987 1.000000 0.09%120,302,840 209,326,942 1.000000 0.08%


Review Q1 2014

CBA AT COMMONWEALTH BANK OF AUSTRAL AU000000CBA7 6215035 AustraliaBHP AT BHP BILLITON LTD AU000000BHP4 6144690 Australia

WBC AT WESTPAC BANKING CORP AU000000WBC1 6076146 AustraliaANZ AT AUST AND NZ BANKING GROUP AU000000ANZ3 6065586 AustraliaNAB AT NATIONAL AUSTRALIA BANK LTD AU000000NAB4 6624608 AustraliaTLS AT TELSTRA CORP LTD AU000000TLS2 6087289 Australia

WES AT WESFARMERS LTD AU000000WES1 6948836 AustraliaWOW AT WOOLWORTHS LTD AU000000WOW2 6981239 Australia

CSL AT CSL LTD ORD AU000000CSL8 6185495 AustraliaRIO AT RIO TINTO LTD AU000000RIO1 6220103 Australia

WPL AT WOODSIDE PETROLEUM LTD AU000000WPL2 6979728 AustraliaSGT AT SINGAPORE TELECOMM-CDI AU000000SGT2 6398226 Singapore

WDC AT WESTFIELD GROUP AU000000WDC7 B01BTX7 AustraliaORG AT ORIGIN ENERGY LTD AU000000ORG5 6214861 AustraliaMQG AT MACQUARIE GROUP LTD ORD AU000000MQG1 B28YTC2 AustraliaSUN AT SUNCORP GROUP (SUNCORP METWAY) ORD AU000000SUN6 6585084 AustraliaAMP AT AMP LTD ORD AU000000AMP6 6709958 AustraliaSTO AT SANTOS LTD AU000000STO6 6776703 AustraliaBXB AT BRAMBLES LTD AU000000BXB1 B1FJ0C0 AustraliaQBE AT QBE INSURANCE GROUP LTD AU000000QBE9 6715740 AustraliaIAG AT INSURANCE AUSTRALIA GROUP LTD ORD AU000000IAG3 6271026 Australia

AMC AT AMCOR LTD ORD AU000000AMC4 6066608 AustraliaAGK AT AGL ENERGY LTD AU000000AGK9 B0ZNPN1 AustraliaFMG AT FORTESCUE METALS GROUP LTD AU000000FMG4 6086253 AustraliaORI AT ORICA LTD ORD AU000000ORI1 6458001 Australia

NCM AT NEWCREST MINING LTD AU000000NCM7 6637101 AustraliaSGP AT STOCKLAND AU000000SGP0 6850856 AustraliaASX AT ASX LTD ORD AU000000ASX7 6129222 AustraliaTCL AT TRANSURBAN GROUP AU000000TCL6 6200882 Australia

RHC AT RAMSAY HEALTH CARE LTD ORD AU000000RHC8 6041995 AustraliaCPU AT COMPUTERSHARE LTD ORD AU000000CPU5 6180412 AustraliaLLC AT LEND LEASE GROUP ORD AU000000LLC3 6512004 Australia

WRT AT WESTFIELD RETAIL TRUST AU000000WRT1 B624885 AustraliaRMD AT RESMED INC-CDI AU000000RMD6 6221667 United StatesSHL AT SONIC HEALTHCARE (TECH AUST) ORD AU000000SHL7 6821120 Australia

GMG AT GOODMAN GROUP ORD UNIT AU000000GMG2 B03FYZ4 AustraliaCCL AT COCA-COLA AMATIL LTD AU000000CCL2 6123451 AustraliaSYD AT SYDNEY AIRPORT AU000000SYD9 B70DWB2 AustraliaAZJ AT AURIZON HOLDINGS LTD AU000000AZJ1 B87CVM3 Australia

CWN AT CROWN RESORTS LTD AU000000CWN6 B29LCJ0 AustraliaMGR AT MIRVAC GROUP AU000000MGR9 6161978 AustraliaAPA AT APA GROUP AU000000APA1 6247306 AustraliaBEN AT BENDIGO AND ADELAIDE BANK AU000000BEN6 6091280 Australia

IPL AT INCITEC PIVOT LT AU000000IPL1 6673042 AustraliaTTS AT TATTS GROUP LTD AU000000TTS5 B0CRCP7 AustraliaAIO AT ASCIANO (ASCIANO GROUP) LTD ORD AU000000AIO7 B1YC5L4 AustraliaSEK AT SEEK LTD ORD AU000000SEK6 B0767Y3 AustraliaGPT AT GPT GROUP AU000000GPT8 6365866 AustraliaBOQ AT BANK OF QUEENSLAND LTD AU000000BOQ8 6076243 Australia

CFXDA AT CFS RETAIL PROPERTY TRUST GROUP AU0000CFXDA2 6361370 AustraliaWOR AT WORLEYPARSONS LTD ORD AU000000WOR2 6562474 Australia

LEI AT LEIGHTON HOLDINGS LTD ORD AU000000LEI5 6511227 AustraliaTOL AT TOLL HOLDINGS LTD ORD AU000000TOL1 6693749 AustraliaDXS AT DEXUS PROPERTY GROUP ORD AU000000DXS1 B033YN6 AustraliaBSL AT BLUESCOPE STEEL LTD AU000000BSL0 6533232 AustraliaCTX AT CALTEX AUSTRALIA LTD ORD AU000000CTX1 6161503 AustraliaCGF AT CHALLENGER (CHALLENGER FIN SVC) ORD AU000000CGF5 6726300 Australia

Bloomberg Ticker

MTS AT METCASH LTD AU000000MTS0 B0744W4 AustraliaALQ AT ALS LTD AU000000ALQ6 B86SZR5 AustraliaCOH AT COCHLEAR LTD AU000000COH5 6211798 AustraliaAWC AT ALUMINA LTD AU000000AWC3 6954985 Australia

ILU AT ILUKA RESOURCES LTD AU000000ILU1 6957575 AustraliaBLD AT BORAL LTD ORD AU000000BLD2 6218670 AustraliaPPT AT PERPETUAL LTD AU000000PPT9 6682394 AustraliaTAH AT TABCORP HOLDINGS LTD AU000000TAH8 6873262 AustraliaHVN AT HARVEY NORMAN HOLDINGS LTD ORD AU000000HVN7 6173508 AustraliaARI AT ARRIUM LTD AU000000ARI0 B7NKJX1 AustraliaALL AT ARISTOCRAT LEISURE LTD AU000000ALL7 6253983 AustraliaDJS AT DAVID JONES LTD AU000000DJS0 6256465 AustraliaTPM AT TPG TELECOM LTD ORD AU000000TPM6 6351876 AustraliaQAN AT QANTAS AIRWAYS LTD ORD AU000000QAN2 6710347 AustraliaSGM AT SIMS METAL MANAGEMENT LTD AU000000SGM7 B0LCW75 AustraliaORA AT ORORA LTD AU000000ORA8 BH4TCW7 Australia

SWM AT SEVEN WEST MEDIA LTD AU000000SWM4 6949431 AustraliaUGL AT UGL LTD ORD AU000000UGL5 6914871 AustraliaREC AT RECALL HOLDINGS LTD AU000000REC5 BH23HT3 Australia

Float MCap (AUD)

1,611,929,000 122,103,621,750 0.615542 8.00%3,211,691,000 115,588,759,090 0.650235 8.00%3,109,048,000 105,521,089,120 0.623239 7.00%2,744,119,000 88,305,749,420 0.691545 6.50%2,353,760,000 81,322,408,000 0.693166 6.00%

12,443,074,000 63,210,815,920 0.817462 5.50%1,086,111,250 46,822,255,987 1.000000 4.98%1,254,639,000 45,731,591,550 0.924469 4.50%

459,431,400 33,308,776,500 1.000000 3.55%413,972,000 25,413,741,080 1.000000 2.71%634,411,470 24,336,023,989 1.000000 2.59%

7,652,724,480 24,029,554,867 1.000000 2.56% Australia1,641,691,100 16,975,085,974 1.000000 1.81%1,101,229,000 16,033,894,240 1.000000 1.71%

285,756,750 15,982,375,028 1.000000 1.70%1,286,601,000 15,953,852,400 1.000000 1.70%2,780,273,720 13,762,354,914 1.000000 1.46%

972,341,000 13,398,858,980 1.000000 1.43%1,374,658,560 13,018,016,563 1.000000 1.39%

961,502,850 12,268,776,366 1.000000 1.31%2,224,537,100 12,034,745,711 1.000000 1.28%1,086,016,500 11,077,368,300 1.000000 1.18%

558,385,000 8,476,284,300 1.000000 0.90%1,650,312,940 8,202,055,312 1.000000 0.87%

344,959,320 8,089,296,054 1.000000 0.86%628,539,020 7,529,897,460 1.000000 0.80%

1,884,852,990 7,256,684,012 1.000000 0.77%193,595,000 7,068,153,450 1.000000 0.75%969,705,750 7,049,760,803 1.000000 0.75%129,331,840 6,350,193,344 1.000000 0.68%511,706,760 6,207,002,999 1.000000 0.66%542,109,280 6,131,255,957 1.000000 0.65%

1,996,073,380 6,068,063,075 1.000000 0.65%1,175,189,530 5,887,699,545 1.000000 0.63% Australia

328,645,340 5,813,736,065 1.000000 0.62%1,226,657,060 5,728,488,470 1.000000 0.61%

496,333,500 5,583,751,875 1.000000 0.59%1,351,891,760 5,583,312,969 1.000000 0.59%1,068,642,000 5,492,819,880 1.000000 0.58%

313,209,420 5,481,164,850 1.000000 0.58%3,027,320,280 5,222,127,483 1.000000 0.56%

735,460,880 4,824,623,373 1.000000 0.51%415,351,000 4,643,624,180 1.000000 0.49%

1,447,528,720 4,458,388,458 1.000000 0.47%1,417,118,000 4,208,840,460 1.000000 0.45%

731,539,500 4,045,413,435 1.000000 0.43%231,442,760 4,010,903,031 1.000000 0.43%

1,045,183,600 3,877,631,156 1.000000 0.41%293,535,970 3,660,393,546 1.000000 0.39%

1,780,650,090 3,507,880,677 1.000000 0.37%219,132,900 3,490,787,097 1.000000 0.37%155,128,100 3,450,048,944 1.000000 0.37%638,249,260 3,357,191,108 1.000000 0.36%

3,054,190,530 3,252,712,914 1.000000 0.35%474,923,900 2,939,778,941 1.000000 0.31%135,000,000 2,876,850,000 1.000000 0.31%424,690,400 2,726,512,368 1.000000 0.29%

Final Float Shares

Capping Factor

Weight (Capped)


799,504,200 2,550,418,398 1.000000 0.27%350,884,280 2,547,419,873 1.000000 0.27%43,937,740 2,529,495,692 1.000000 0.27%

2,104,669,500 2,515,080,053 1.000000 0.27%263,781,630 2,455,806,975 1.000000 0.26%412,732,200 2,389,719,438 1.000000 0.25%46,529,000 2,349,714,500 1.000000 0.25%

595,877,250 2,115,364,238 1.000000 0.23%573,651,180 1,921,731,453 1.000000 0.20%

1,279,780,860 1,695,709,639 1.000000 0.18%325,336,620 1,668,976,861 1.000000 0.18%478,052,820 1,577,574,306 1.000000 0.17%285,770,880 1,574,597,549 1.000000 0.17%

1,383,687,900 1,508,219,811 1.000000 0.16%141,077,400 1,348,699,944 1.000000 0.14%

1,013,615,400 1,337,972,328 1.000000 0.14%619,479,820 1,238,959,640 1.000000 0.13%158,185,450 1,034,532,843 1.000000 0.11%156,418,000 697,624,280 1.000000 0.07%


Review Q1 2014

CBA AT COMMONWEALTH BANK OF AUSTRAL AU000000CBA7 6215035 AustraliaBHP AT BHP BILLITON LTD AU000000BHP4 6144690 Australia

WBC AT WESTPAC BANKING CORP AU000000WBC1 6076146 AustraliaANZ AT AUST AND NZ BANKING GROUP AU000000ANZ3 6065586 AustraliaNAB AT NATIONAL AUSTRALIA BANK LTD AU000000NAB4 6624608 AustraliaTLS AT TELSTRA CORP LTD AU000000TLS2 6087289 Australia

WES AT WESFARMERS LTD AU000000WES1 6948836 AustraliaWOW AT WOOLWORTHS LTD AU000000WOW2 6981239 Australia

CSL AT CSL LTD ORD AU000000CSL8 6185495 AustraliaRIO AT RIO TINTO LTD AU000000RIO1 6220103 Australia

WPL AT WOODSIDE PETROLEUM LTD AU000000WPL2 6979728 AustraliaSGT AT SINGAPORE TELECOMM-CDI AU000000SGT2 6398226 Singapore

WDC AT WESTFIELD GROUP AU000000WDC7 B01BTX7 AustraliaORG AT ORIGIN ENERGY LTD AU000000ORG5 6214861 AustraliaMQG AT MACQUARIE GROUP LTD ORD AU000000MQG1 B28YTC2 AustraliaSUN AT SUNCORP GROUP (SUNCORP METWAY) ORD AU000000SUN6 6585084 AustraliaAMP AT AMP LTD ORD AU000000AMP6 6709958 AustraliaSTO AT SANTOS LTD AU000000STO6 6776703 AustraliaBXB AT BRAMBLES LTD AU000000BXB1 B1FJ0C0 AustraliaQBE AT QBE INSURANCE GROUP LTD AU000000QBE9 6715740 AustraliaIAG AT INSURANCE AUSTRALIA GROUP LTD ORD AU000000IAG3 6271026 Australia

AMC AT AMCOR LTD ORD AU000000AMC4 6066608 AustraliaAGK AT AGL ENERGY LTD AU000000AGK9 B0ZNPN1 AustraliaFMG AT FORTESCUE METALS GROUP LTD AU000000FMG4 6086253 AustraliaORI AT ORICA LTD ORD AU000000ORI1 6458001 Australia

NCM AT NEWCREST MINING LTD AU000000NCM7 6637101 AustraliaSGP AT STOCKLAND AU000000SGP0 6850856 AustraliaASX AT ASX LTD ORD AU000000ASX7 6129222 AustraliaTCL AT TRANSURBAN GROUP AU000000TCL6 6200882 Australia

RHC AT RAMSAY HEALTH CARE LTD ORD AU000000RHC8 6041995 AustraliaCPU AT COMPUTERSHARE LTD ORD AU000000CPU5 6180412 AustraliaLLC AT LEND LEASE GROUP ORD AU000000LLC3 6512004 Australia

WRT AT WESTFIELD RETAIL TRUST AU000000WRT1 B624885 AustraliaRMD AT RESMED INC-CDI AU000000RMD6 6221667 United StatesSHL AT SONIC HEALTHCARE (TECH AUST) ORD AU000000SHL7 6821120 Australia

GMG AT GOODMAN GROUP ORD UNIT AU000000GMG2 B03FYZ4 AustraliaCCL AT COCA-COLA AMATIL LTD AU000000CCL2 6123451 AustraliaSYD AT SYDNEY AIRPORT AU000000SYD9 B70DWB2 AustraliaAZJ AT AURIZON HOLDINGS LTD AU000000AZJ1 B87CVM3 Australia

CWN AT CROWN RESORTS LTD AU000000CWN6 B29LCJ0 AustraliaMGR AT MIRVAC GROUP AU000000MGR9 6161978 AustraliaAPA AT APA GROUP AU000000APA1 6247306 AustraliaBEN AT BENDIGO AND ADELAIDE BANK AU000000BEN6 6091280 Australia

IPL AT INCITEC PIVOT LT AU000000IPL1 6673042 AustraliaTTS AT TATTS GROUP LTD AU000000TTS5 B0CRCP7 AustraliaAIO AT ASCIANO (ASCIANO GROUP) LTD ORD AU000000AIO7 B1YC5L4 AustraliaSEK AT SEEK LTD ORD AU000000SEK6 B0767Y3 AustraliaGPT AT GPT GROUP AU000000GPT8 6365866 AustraliaBOQ AT BANK OF QUEENSLAND LTD AU000000BOQ8 6076243 Australia

CFXDA AT CFS RETAIL PROPERTY TRUST GROUP AU0000CFXDA2 6361370 AustraliaWOR AT WORLEYPARSONS LTD ORD AU000000WOR2 6562474 Australia

LEI AT LEIGHTON HOLDINGS LTD ORD AU000000LEI5 6511227 AustraliaTOL AT TOLL HOLDINGS LTD ORD AU000000TOL1 6693749 AustraliaDXS AT DEXUS PROPERTY GROUP ORD AU000000DXS1 B033YN6 AustraliaBSL AT BLUESCOPE STEEL LTD AU000000BSL0 6533232 AustraliaCTX AT CALTEX AUSTRALIA LTD ORD AU000000CTX1 6161503 AustraliaCGF AT CHALLENGER (CHALLENGER FIN SVC) ORD AU000000CGF5 6726300 Australia

Bloomberg Ticker

MTS AT METCASH LTD AU000000MTS0 B0744W4 AustraliaALQ AT ALS LTD AU000000ALQ6 B86SZR5 AustraliaCOH AT COCHLEAR LTD AU000000COH5 6211798 AustraliaAWC AT ALUMINA LTD AU000000AWC3 6954985 Australia

ILU AT ILUKA RESOURCES LTD AU000000ILU1 6957575 AustraliaBLD AT BORAL LTD ORD AU000000BLD2 6218670 AustraliaPPT AT PERPETUAL LTD AU000000PPT9 6682394 AustraliaTAH AT TABCORP HOLDINGS LTD AU000000TAH8 6873262 AustraliaHVN AT HARVEY NORMAN HOLDINGS LTD ORD AU000000HVN7 6173508 AustraliaARI AT ARRIUM LTD AU000000ARI0 B7NKJX1 AustraliaALL AT ARISTOCRAT LEISURE LTD AU000000ALL7 6253983 AustraliaDJS AT DAVID JONES LTD AU000000DJS0 6256465 AustraliaTPM AT TPG TELECOM LTD ORD AU000000TPM6 6351876 AustraliaQAN AT QANTAS AIRWAYS LTD ORD AU000000QAN2 6710347 AustraliaSGM AT SIMS METAL MANAGEMENT LTD AU000000SGM7 B0LCW75 AustraliaORA AT ORORA LTD AU000000ORA8 BH4TCW7 Australia

SWM AT SEVEN WEST MEDIA LTD AU000000SWM4 6949431 AustraliaUGL AT UGL LTD ORD AU000000UGL5 6914871 AustraliaREC AT RECALL HOLDINGS LTD AU000000REC5 BH23HT3 Australia

Float MCap (AUD)

1,611,929,000 122,103,621,750 1.000000 10.77%3,211,691,000 115,588,759,090 1.000000 10.19%3,109,048,000 105,521,089,120 1.000000 9.31%2,744,119,000 88,305,749,420 1.000000 7.79%2,353,760,000 81,322,408,000 1.000000 7.17%

12,443,074,000 63,210,815,920 1.000000 5.58%1,086,111,250 46,822,255,987 1.000000 4.13%1,254,639,000 45,731,591,550 1.000000 4.03%

459,431,400 33,308,776,500 1.000000 2.94%413,972,000 25,413,741,080 1.000000 2.24%634,411,470 24,336,023,989 1.000000 2.15%

7,652,724,480 24,029,554,867 1.000000 2.12% Australia1,641,691,100 16,975,085,974 1.000000 1.50%1,101,229,000 16,033,894,240 1.000000 1.41%

285,756,750 15,982,375,028 1.000000 1.41%1,286,601,000 15,953,852,400 1.000000 1.41%2,780,273,720 13,762,354,914 1.000000 1.21%

972,341,000 13,398,858,980 1.000000 1.18%1,374,658,560 13,018,016,563 1.000000 1.15%

961,502,850 12,268,776,366 1.000000 1.08%2,224,537,100 12,034,745,711 1.000000 1.06%1,086,016,500 11,077,368,300 1.000000 0.98%

558,385,000 8,476,284,300 1.000000 0.75%1,650,312,940 8,202,055,312 1.000000 0.72%

344,959,320 8,089,296,054 1.000000 0.71%628,539,020 7,529,897,460 1.000000 0.66%

1,884,852,990 7,256,684,012 1.000000 0.64%193,595,000 7,068,153,450 1.000000 0.62%969,705,750 7,049,760,803 1.000000 0.62%129,331,840 6,350,193,344 1.000000 0.56%511,706,760 6,207,002,999 1.000000 0.55%542,109,280 6,131,255,957 1.000000 0.54%

1,996,073,380 6,068,063,075 1.000000 0.54%1,175,189,530 5,887,699,545 1.000000 0.52% Australia

328,645,340 5,813,736,065 1.000000 0.51%1,226,657,060 5,728,488,470 1.000000 0.51%

496,333,500 5,583,751,875 1.000000 0.49%1,351,891,760 5,583,312,969 1.000000 0.49%1,068,642,000 5,492,819,880 1.000000 0.48%

313,209,420 5,481,164,850 1.000000 0.48%3,027,320,280 5,222,127,483 1.000000 0.46%

735,460,880 4,824,623,373 1.000000 0.43%415,351,000 4,643,624,180 1.000000 0.41%

1,447,528,720 4,458,388,458 1.000000 0.39%1,417,118,000 4,208,840,460 1.000000 0.37%

731,539,500 4,045,413,435 1.000000 0.36%231,442,760 4,010,903,031 1.000000 0.35%

1,045,183,600 3,877,631,156 1.000000 0.34%293,535,970 3,660,393,546 1.000000 0.32%

1,780,650,090 3,507,880,677 1.000000 0.31%219,132,900 3,490,787,097 1.000000 0.31%155,128,100 3,450,048,944 1.000000 0.30%638,249,260 3,357,191,108 1.000000 0.30%

3,054,190,530 3,252,712,914 1.000000 0.29%474,923,900 2,939,778,941 1.000000 0.26%135,000,000 2,876,850,000 1.000000 0.25%424,690,400 2,726,512,368 1.000000 0.24%

Final Float Shares

Capping Factor

Weight (Capped)


799,504,200 2,550,418,398 1.000000 0.22%350,884,280 2,547,419,873 1.000000 0.22%43,937,740 2,529,495,692 1.000000 0.22%

2,104,669,500 2,515,080,053 1.000000 0.22%263,781,630 2,455,806,975 1.000000 0.22%412,732,200 2,389,719,438 1.000000 0.21%46,529,000 2,349,714,500 1.000000 0.21%

595,877,250 2,115,364,238 1.000000 0.19%573,651,180 1,921,731,453 1.000000 0.17%

1,279,780,860 1,695,709,639 1.000000 0.15%325,336,620 1,668,976,861 1.000000 0.15%478,052,820 1,577,574,306 1.000000 0.14%285,770,880 1,574,597,549 1.000000 0.14%

1,383,687,900 1,508,219,811 1.000000 0.13%141,077,400 1,348,699,944 1.000000 0.12%

1,013,615,400 1,337,972,328 1.000000 0.12%619,479,820 1,238,959,640 1.000000 0.11%158,185,450 1,034,532,843 1.000000 0.09%156,418,000 697,624,280 1.000000 0.06%


Review Q1 2014

WPL AT WOODSIDE PETROLEUM LTD AU000000WPL2 6979728 AustraliaORG AT ORIGIN ENERGY LTD AU000000ORG5 6214861 AustraliaSTO AT SANTOS LTD AU000000STO6 6776703 AustraliaAGK AT AGL ENERGY LTD AU000000AGK9 B0ZNPN1 AustraliaAZJ AT AURIZON HOLDINGS LTD AU000000AZJ1 B87CVM3 AustraliaAPA AT APA GROUP AU000000APA1 6247306 Australia

WOR AT WORLEYPARSONS LTD ORD AU000000WOR2 6562474 AustraliaCTX AT CALTEX AUSTRALIA LTD ORD AU000000CTX1 6161503 AustraliaDUE AT DUET GROUP AU000000DUE7 B01WT63 AustraliaBPT AT BEACH ENERGY (BEACH PETROLEUM) ORD AU000000BPT9 6088204 AustraliaSKI AT SPARK INFRASTRUCTURE GROUP AU000000SKI7 B0T9JZ5 Australia

AUT AT AURORA OIL & GAS LTD AU000000AUT1 6079695 AustraliaSPN AT SP AUSNET ORD AU000000SPN6 B0RF609 Australia

WHC AT WHITEHAVEN COAL LTD AU000000WHC8 B1XQXC4 AustraliaMRM AT MERMAID MARINE AUSTRALIA LTD AU000000MRM7 6156941 AustraliaAWE AT AWE (AUSTRALIAN WORLDWIDE) ORD AU000000AWE9 6003843 AustraliaNHC AT NEW HOPE CORP LTD AU000000NHC7 6681960 AustraliaKAR AT KAROON GAS AUSTRALIA LTD ORD AU000000KAR6 B00SV00 AustraliaPDN AT PALADIN ENERGY LTD AU000000PDN8 6668468 AustraliaBRU AT BURU ENERGY LIMITED AU000000BRU3 B3CCKH1 AustraliaERA AT ENERGY RESOURCES OF AUSTRALIA LTD AU000000ERA9 6317715 Australia

DELETION NXS AT NEXUS ENERGY LTD

Bloomberg Ticker

634,411,470 24,336,023,989 0.048835 8.00%1,101,229,000 16,033,894,240 0.074120 8.00%

972,341,000 13,398,858,980 0.077610 7.00%558,385,000 8,476,284,300 0.113919 6.50%

1,068,642,000 5,492,819,880 0.162272 6.00%735,460,880 4,824,623,373 0.169350 5.50%219,132,900 3,490,787,097 0.212781 5.00%135,000,000 2,876,850,000 0.232371 4.50%

1,024,257,120 2,099,727,096 0.318373 4.50%1,039,425,210 1,725,445,849 0.387434 4.50%1,021,585,180 1,695,831,399 0.394200 4.50%

390,443,820 1,612,532,977 0.414563 4.50%745,053,540 976,020,137 0.684921 4.50%533,360,360 904,045,810 0.739450 4.50%284,558,820 631,720,580 1.000000 4.25%423,383,760 620,257,208 1.000000 4.18%174,495,930 582,816,406 1.000000 3.92%166,297,300 462,306,494 1.000000 3.11%838,999,290 440,474,627 1.000000 2.97%247,759,980 343,147,572 1.000000 2.31%165,672,000 261,761,760 1.000000 1.76%

Final Float Shares

Float MCap (AUD)

Capping Factor

Weight (Capped)



Review Q1 2014

PPT AT PERPETUAL LTD AU000000PPT9 6682394DOW AT DOWNER EDI LTD ORD AU000000DOW2 6465573

IFL AT IOOF HOLDINGS LTD AU000000IFL2 6714394MIN AT MINERAL RESOURCES LTD ORD AU000000MIN4 B17ZL56BPT AT BEACH ENERGY (BEACH PETROLEUM) ORD AU000000BPT9 6088204CRZ AT CARSALES COM LTD ORD AU000000CRZ0 B41C3S1ARI AT ARRIUM LTD AU000000ARI0 B7NKJX1ALL AT ARISTOCRAT LEISURE LTD AU000000ALL7 6253983AUT AT AURORA OIL & GAS LTD AU000000AUT1 6079695SUL AT SUPER RETAIL GROUP (CHEAP AUTO) ORD AU000000SUL0 B01C7R0DJS AT DAVID JONES LTD AU000000DJS0 6256465

MFG AT MAGELLAN FINANCIAL GROUP LTD AU000000MFG4 B015YX4MND AT MONADELPHOUS GROUP LTD ORD AU000000MND5 6600471DLX AT DULUXGROUP ORD AU000000DLX6 B3VL4P5IOF AT INVESTA OFFICE FUND AU000000IOF6 6205694

ADDITION ORA AT ORORA LTD AU000000ORA8 BH4TCW7MYR AT MYER HOLDINGS LTD AU000000MYR2 B50YPZ6

CMW AT CROMWELL PROPERTY GROUP AU000000CMW8 6225476SWM AT SEVEN WEST MEDIA LTD AU000000SWM4 6949431NVT AT NAVITAS LTD AU000000NVT2 B0498J7JBH AT JB HI-FI LTD ORD AU000000JBH7 6702623

BWP AT BWP TRUST AU000000BWP3 6127453QUB AT QUBE HOLDINGS LTD AU000000QUB5 B1L4BC6PRY AT PRIMARY HEALTH CARE LTD ORD AU000000PRY5 6117766CSR AT CSR LTD ORD AU000000CSR5 6238645NHF AT NIB HOLDINGS LIMITED AU000000NHF0 B28ZM60RRL AT REGIS RESOURCES LTD AU000000RRL8 6476542ENV AT ENVESTRA LTD AU000000ENV4 6037079

IIN AT IINET LIMITED AU000000IIN2 6174482UGL AT UGL LTD ORD AU000000UGL5 6914871TPI AT TRANSPACIFIC INDUSTRIES GROUP LTD AU000000TPI4 B0736T2IVC AT INVOCARE LTD AU000000IVC8 6715267

CQR AT CHARTER HALL RETAIL REIT AU000000CQR9 6225595MTU AT M2 GROUP LIMITED AU000000MTU6 B030D63CDD AT CARDNO LIMITED AU000000CDD7 B00T062GEM AT G8 EDUCATION LTD AU000000GEM7 B296314ALZ AT AUSTRALAND PROPERTY GROUP AU000000ALZ7 6003467

MQA AT MACQUARIE ATLAS ROADS GROUP AU000000MQA4 B5W7K25WHC AT WHITEHAVEN COAL LTD AU000000WHC8 B1XQXC4

FXJ AT FAIRFAX MEDIA LTD ORD AU000000FXJ5 6467074IRE AT IRESS LIMITED AU000000IRE2 6297497

AAD AT ARDENT LEISURE GROUP AU000000AAD7 6117960GWA AT GWA GROUP LTD AU000000GWA4 6392949CHC AT CHARTER HALL GROUP AU000000CHC0 B15F6S6SCP AT SHOPPING CENTRES AUSTRALASIA PROPERTY GROUP AU000000SCP9 B8K7J65PNA AT PANAUST (PAN AUSTRALIAN RES) ORD AU000000PNA4 6703949SRX AT SIRTEX MEDICAL LTD AU000000SRX1 6286008AGO AT ATLAS IRON LTD AU000000AGO1 B04NW20SXL AT SOUTHERN CROSS MEDIA GROUP L AU000000SXL4 B5M7371FXL AT FLEXIGROUP LIMITED AU000000FXL1 B1L2QW5

MSB AT MESOBLAST LTD ORD AU000000MSB8 B04SF48SXY AT SENEX ENERGY LTD ORD AU000000SXY7 6929325DMP AT DOMINO'S PIZZA ENTERPRISES L AU000000DMP0 B07SFG7GFF AT GOODMAN FIELDER LTD AU000000GFF8 B0T0H76

ADDITION REC AT RECALL HOLDINGS LTD AU000000REC5 BH23HT3NUF AT NUFARM LTD AU000000NUF3 6335331BKN AT BRADKEN LTD ORD AU000000BKN3 B013SX6

Bloomberg Ticker

IGO AT INDEPENDENCE GROUP NL AU000000IGO4 6439567SGH AT SLATER & GORDON LTD AU000000SGH7 B1WW141MRM AT MERMAID MARINE AUSTRALIA LTD AU000000MRM7 6156941DLS AT DRILLSEARCH ENERGY LTD AU000000DLS6 6280271AHE AT AUTOMOTIVE HOLDINGS GROUP LT AU000000AHE0 B0H1MB0AWE AT AWE (AUSTRALIAN WORLDWIDE) ORD AU000000AWE9 6003843BRG AT BREVILLE GROUP LTD AU000000BRG2 6158709ARP AT ARB CORPORATION LTD AU000000ARP5 6002215ABP AT ABACUS PROPERTY GROUP AU000000ABP9 6565707OZL AT OZ MINERALS LTD AU000000OZL8 6397825

MMS AT MCMILLAN SHAKESPEARE LTD AU000000MMS5 B00G1Q0VAH AT VIRGIN AUSTRALIA HOLDINGS LTD ORD AU000000VAH4 B43DQC7SAI AT SAI GLOBAL LTD ORD AU000000SAI8 6716958

WSA AT WESTERN AREAS NL AU000000WSA9 6261243NST AT NORTHERN STAR RESOURCES LTD AU000000NST8 6717456SFR AT SANDFIRE RESOURCES NL ORD AU000000SFR8 6739739

ADDITION PGH AT PACT GROUP HOLDINGS LTD AU000000PGH3 BH57VC3CAB AT CABCHARGE AUSTRALIA LTD AU000000CAB7 6194695SKE AT SKILLED GROUP LIMITED AU000000SKE6 6799517SIR AT SIRIUS RESOURCES NL AU000000SIR2 6233639SIP AT SIGMA PHARMACEUTICALS LIMITED AU000000SIP6 6552594

BDR AT BEADELL RESOURCES LTD AU000000BDR9 B243L72SDF AT STEADFAST GROUP LTD AU000000SDF8 BCT5FD7KAR AT KAROON GAS AUSTRALIA LTD ORD AU000000KAR6 B00SV00PDN AT PALADIN ENERGY LTD AU000000PDN8 6668468BBG AT BILLABONG INTL LTD AU000000BBG6 6277916SEA AT SUNDANCE ENERGY AUSTRALIA LTD AU000000SEA7 B079203SGN AT STW COMMUNICATIONS GROUP LTD. AU000000SGN5 6795979TOX AT TOX FREE SOLUTIONS LTD AU000000TOX6 6292027PIR AT PAPILLON RESOURCES LTD AU000000PIR8 B1N5B72LYC AT LYNAS CORP LTD AU000000LYC6 6121176

KMD AT KATHMANDU HOLDINGS LTD NZKMDE0001S3 B59HM77EVN AT EVOLUTION MINING LTD AU000000EVN4 B3X0F91AGI AT AINSWORTH GAME TECHNOLOGY LT AU000000AGI3 6427829

PMV AT PREMIER INVESTMENTS LTD AU000000PMV2 6699781ADDITION CVO AT COVER-MORE GROUP LTD AU000000CVO6 BH7JB61

AOG AT AVEO GROUP AU000000AOG1 BGDW134CCP AT CREDIT CORP GROUP LTD AU000000CCP3 6287658VRT AT VIRTUS HEALTH LTD AU000000VRT3 BB36CD8GUD AT G.U.D. HOLDINGS LTD AU000000GUD2 6358004

ADDITION VET AT VOCATION LTD AU000000VET1 BGY6544BRU AT BURU ENERGY LIMITED AU000000BRU3 B3CCKH1MML AT MEDUSA MINING LTD AU000000MML0 6727165TEN AT TEN NETWORK HLDGS AU000000TEN8 6108373NXT AT NEXTDC LTD AU000000NXT8 B5LMKP4OFX AT OZFOREX GROUP LTD AU000000OFX5 BFG1Q58

AMM AT AMCOM TELECOMMUNICATIONS LTD AU000000AMM3 6174448HIL AT HILLS LTD AU000000HIL8 6428190

RCR AT RCR TOMLINSON LTD AU000000RCR7 6719634NWH AT NRW HOLDINGS LTD ORD AU000000NWH5 B23XW70EWC AT ENERGY WORLD (EQUITY CORP) ORD AU000000EWC5 6317726MGX AT MOUNT GIBSON IRON LTD ORD AU000000MGX7 6963743CCV AT CASH CONVERTERS INTL LTD AU000000CCV1 6179603APN AT APN NEWS & MEDIA LIMITED AU000000APN4 6068574ACR AT ACRUX LTD AU000000ACR3 B031K65PBG AT PACIFIC BRANDS LTD AU000000PBG6 B00G290ERA AT ENERGY RESOURCES OF AUSTRALIA LTD AU000000ERA9 6317715HZN AT HORIZON OIL LTD AU000000HZN8 6106485BCI AT BC IRON LTD AU000000BCI0 B1J0VB5

SAR AT SARACEN MINERAL HOLDINGS LTD AU000000SAR9 6168838SLX AT SILEX SYSTEMS LTD AU000000SLX4 6111735

TRY AT TROY RESOURCES LTD AU000000TRY7 6905400WTF AT WOTIF.COM HOLDINGS AU000000WTF6 B14W0S6SLR AT SILVER LAKE RESOURCES LTD AU000000SLR6 B28RMY4RSG AT RESOLUTE MINING LTD AU000000RSG6 6410636SDL AT SUNDANCE RESOURCES LTD ORD AU000000SDL6 6246518TSE AT TRANSFIELD SERVICES LTD ORD AU000000TSE7 6349224ASL AT AUSDRILL LTD ORD AU000000ASL2 6059910

ADDITION HPI AT HOTEL PROPERTY INVESTMENTS LTD AU000000HPI9 BGSHGN9SMX AT SMS MANAGEMENT & TECH LTD AU000000SMX2 6029054AQA AT AQUILA RESOURCES LTD ORD AU000000AQA9 6267984CDI AT CHALLENGER DIVERSIFIED PROPE AU000000CDI6 B1FH0M4TRS AT REJECT SHOP LTD/THE AU000000TRS9 B0126H3CDU AT CUDECO LTD AU000000CDU1 6698807PRU AT PERSEUS MINING LTD AU000000PRU3 B02FBC1DCG AT DECMIL GROUP LTD AU000000DCG0 B06GQ47

ADDITION DSH AT DICK SMITH HOLDINGS LTD AU000000DSH4 BGQYJ88ADDITION IDR AT INDUSTRIA REIT AU000000IDR4 BGHQFH4

KCN AT KINGSGATE CONSOLIDATED LTD AU000000KCN1 6492731MDL AT MINERAL DEPOSITS LTD AU000000MDL9 6637479ISU AT ISELECT LTD AU000000ISU6 BBGBFG4IRN AT INDOPHIL RESOURCES NL AU000000IRN3 6526674IMD AT IMDEX LIMITED AU000000IMD5 6462154

MAD AT MAVERICK DRILLING & EXPLORAT AU000000MAD2 B41TRQ8FWD AT FLEETWOOD CORPORATION LTD AU000000FWD0 6341855SBM AT ST BARBARA LTD AU000000SBM8 6317072GRR AT GRANGE RESOURCES LTD AU000000GRR8 6135876MAH AT MACMAHON HOLDINGS LTD AU000000MAH3 6551160

IAU AT INTREPID MINES LTD AU000000IAU4 6902616BLY AT BOART LONGYEAR LTD ORD AU000000BLY8 B1PPRK5EHL AT EMECO HOLDINGS AU000000EHL7 B1978V5CPL AT COALSPUR MINES LTD ORD AU000000CPL4 6984993ALK AT ALKANE RESOURCES LTD AU000000ALK9 6014027RFE AT RED FORK ENERGY LTD AU000000RFE8 B0LN2G7FML AT FOCUS MINERALS LTD AU000000FML4 6289665GBG AT GINDALBIE METALS LTD AU000000GBG5 6369545CDA AT CODAN LTD AU000000CDA3 6712611

DELETION BSL AT BLUESCOPE STEEL LTDDELETION CFE AT CAPE LAMBERT RESOURCES LTDDELETION NXS AT NEXUS ENERGY LTD

Country

Australia 46,529,000 2,349,714,500 1.000000 2.44%Australia 382,566,800 1,889,879,992 1.000000 1.96%Australia 204,263,840 1,822,033,453 1.000000 1.89%Australia 145,323,360 1,726,441,517 1.000000 1.79%Australia 1,039,425,210 1,725,445,849 1.000000 1.79%Australia 147,419,880 1,701,225,415 1.000000 1.76%Australia 1,279,780,860 1,695,709,639 1.000000 1.76%Australia 325,336,620 1,668,976,861 1.000000 1.73%Australia 390,443,820 1,612,532,977 1.000000 1.67%Australia 139,679,720 1,595,142,402 1.000000 1.65%Australia 478,052,820 1,577,574,306 1.000000 1.64%Australia 112,361,040 1,534,851,806 1.000000 1.59%Australia 86,769,520 1,442,109,422 1.000000 1.50%Australia 262,954,860 1,422,585,793 1.000000 1.48%Australia 442,113,840 1,414,764,288 1.000000 1.47%Australia 1,013,615,400 1,337,972,328 1.000000 1.39%Australia 474,404,850 1,304,613,338 1.000000 1.35%Australia 1,276,479,280 1,289,244,073 1.000000 1.34%Australia 619,479,820 1,238,959,640 1.000000 1.28%Australia 161,429,310 1,209,105,532 1.000000 1.25%Australia 63,242,550 1,182,003,260 1.000000 1.23%Australia 488,484,150 1,138,168,070 1.000000 1.18%Australia 521,602,480 1,116,229,307 1.000000 1.16%Australia 217,131,510 1,094,342,810 1.000000 1.13%Australia 328,900,000 1,072,214,000 1.000000 1.11%Australia 399,493,640 1,066,648,019 1.000000 1.11%Australia 419,784,960 1,053,660,250 1.000000 1.09%Australia 880,435,920 1,043,316,565 1.000000 1.08%Australia 135,440,760 1,042,893,852 1.000000 1.08%Australia 158,185,450 1,034,532,843 1.000000 1.07%Australia 836,638,390 978,866,916 1.000000 1.02%Australia 85,823,400 959,505,612 1.000000 1.00%Australia 258,328,700 940,316,468 1.000000 0.98%Australia 154,342,480 939,945,703 1.000000 0.97%Australia 146,779,000 939,385,600 1.000000 0.97%Australia 223,261,700 924,303,438 1.000000 0.96%Australia 237,383,850 921,049,338 1.000000 0.96%Australia 287,466,290 914,142,802 1.000000 0.95%Australia 533,360,360 904,045,810 1.000000 0.94%Australia 940,782,400 893,743,280 1.000000 0.93%Australia 93,565,150 855,185,471 1.000000 0.89%Australia 344,297,600 846,972,096 1.000000 0.88%Australia 288,141,960 826,967,425 1.000000 0.86%Australia 194,838,560 798,838,096 1.000000 0.83%Australia 473,498,440 797,844,871 1.000000 0.83%Australia 507,514,400 786,647,320 1.000000 0.82%Australia 48,813,960 773,701,266 1.000000 0.80%Australia 833,101,360 766,453,251 1.000000 0.79%Australia 528,825,000 756,219,750 1.000000 0.78%Australia 200,703,360 738,588,365 1.000000 0.77%Australia 128,484,000 732,358,800 1.000000 0.76%Australia 950,398,970 722,303,217 1.000000 0.75%Australia 33,507,240 717,054,936 1.000000 0.74%Australia 1,134,224,220 714,561,259 1.000000 0.74%Australia 156,418,000 697,624,280 1.000000 0.72%Australia 176,696,420 694,416,931 1.000000 0.72%Australia 155,701,720 666,403,362 1.000000 0.69%

Final Float Shares

Float MCap (AUD)

Capping Factor

Weight (Capped)


Australia 160,993,560 653,633,854 1.000000 0.68%Australia 140,637,180 648,337,400 1.000000 0.67%Australia 284,558,820 631,720,580 1.000000 0.66%Australia 393,999,060 628,428,501 1.000000 0.65%Australia 172,050,780 621,103,316 1.000000 0.64%Australia 423,383,760 620,257,208 1.000000 0.64%Australia 65,047,500 619,902,675 1.000000 0.64%Australia 49,295,240 617,669,357 1.000000 0.64%Australia 262,341,560 611,255,835 1.000000 0.63%Australia 172,977,900 607,152,429 1.000000 0.63%Australia 56,638,240 576,577,283 1.000000 0.60%Australia 1,581,671,700 561,493,454 1.000000 0.58%Australia 132,787,620 551,068,623 1.000000 0.57%Australia 163,002,240 549,317,549 1.000000 0.57%Australia 421,254,400 518,142,912 1.000000 0.54%Australia 93,384,600 517,350,684 1.000000 0.54%Australia 152,930,960 512,318,716 1.000000 0.53%Australia 120,431,000 507,014,510 1.000000 0.53%Australia 167,031,050 496,082,219 1.000000 0.51%Australia 196,485,000 491,212,500 1.000000 0.51%Australia 727,970,100 473,180,565 1.000000 0.49%Australia 624,713,830 465,411,803 1.000000 0.48%Australia 285,553,470 464,024,389 1.000000 0.48%Australia 166,297,300 462,306,494 1.000000 0.48%Australia 838,999,290 440,474,627 1.000000 0.46%Australia 762,509,440 438,442,928 1.000000 0.45%Australia 426,798,720 422,530,733 1.000000 0.44%Australia 282,680,300 419,780,246 1.000000 0.44%Australia 122,591,840 419,264,093 1.000000 0.43%Australia 289,759,900 415,805,457 1.000000 0.43%Australia 1,666,986,850 408,411,778 1.000000 0.42%New Zealand 124,293,260 406,438,960 1.000000 0.42% AustraliaAustralia 432,277,720 406,341,057 1.000000 0.42%Australia 93,435,970 405,512,110 1.000000 0.42%Australia 48,147,650 397,218,113 1.000000 0.41%Australia 177,940,000 387,909,200 1.000000 0.40%Australia 195,043,290 384,235,281 1.000000 0.40%Australia 42,902,760 383,121,647 1.000000 0.40%Australia 50,139,810 379,056,964 1.000000 0.39%Australia 67,678,950 377,648,541 1.000000 0.39%Australia 140,000,000 376,600,000 1.000000 0.39%Australia 247,759,980 343,147,572 1.000000 0.36%Australia 141,299,920 341,945,806 1.000000 0.35%Australia 1,026,084,150 338,607,770 1.000000 0.35%Australia 151,290,370 335,864,621 1.000000 0.35%Australia 98,400,000 331,608,000 1.000000 0.34%Australia 156,516,480 330,249,773 1.000000 0.34%Australia 186,929,010 328,060,413 1.000000 0.34%Australia 101,371,860 311,211,610 1.000000 0.32%Australia 278,888,000 310,960,120 1.000000 0.32%Australia 1,092,525,210 305,907,059 1.000000 0.32%Australia 370,798,560 300,346,834 1.000000 0.31%Australia 289,886,040 292,784,900 1.000000 0.30%Australia 473,358,860 279,281,727 1.000000 0.29%Australia 146,539,360 272,563,210 1.000000 0.28%Australia 492,974,640 263,741,432 1.000000 0.27%Australia 165,672,000 261,761,760 1.000000 0.27%Australia 871,769,160 261,530,748 1.000000 0.27%Australia 53,332,470 251,729,258 1.000000 0.26%Australia 698,500,680 244,475,238 1.000000 0.25%Australia 110,739,200 232,552,320 1.000000 0.24%

Australia 169,790,640 224,972,598 1.000000 0.23%Australia 95,281,200 224,863,632 1.000000 0.23%Australia 442,845,920 216,994,501 1.000000 0.23%Australia 314,182,610 210,502,349 1.000000 0.22%Australia 2,278,733,060 207,364,708 1.000000 0.22%Australia 266,478,160 203,855,792 1.000000 0.21%Australia 234,207,750 203,760,743 1.000000 0.21%Australia 95,666,400 199,942,776 1.000000 0.21%Australia 52,575,000 199,259,250 1.000000 0.21%Australia 82,360,800 197,665,920 1.000000 0.21%Australia 74,935,350 196,330,617 1.000000 0.20%Australia 18,736,900 192,802,701 1.000000 0.20%Australia 121,697,160 191,064,541 1.000000 0.20%Australia 421,324,800 189,596,160 1.000000 0.20%Australia 91,075,320 184,882,900 1.000000 0.19%Australia 85,143,960 179,653,756 1.000000 0.19%Australia 91,250,000 177,481,250 1.000000 0.18%Australia 134,606,280 171,623,007 1.000000 0.18%Australia 68,335,740 155,122,130 1.000000 0.16%Australia 133,053,900 153,011,985 1.000000 0.16%Australia 806,107,820 145,099,408 1.000000 0.15%Australia 210,473,000 143,121,640 1.000000 0.15%Australia 411,844,400 142,086,318 1.000000 0.15%Australia 50,839,320 131,673,839 1.000000 0.14%Australia 336,771,060 127,973,003 1.000000 0.13%Australia 462,839,200 120,338,192 1.000000 0.12%Australia 958,892,000 115,067,040 1.000000 0.12%Australia 428,592,010 111,433,923 1.000000 0.12%Australia 401,211,810 108,327,189 1.000000 0.11%Australia 413,776,440 103,444,110 1.000000 0.11%Australia 397,664,280 101,404,391 1.000000 0.11%Australia 260,847,300 91,296,555 1.000000 0.09%Australia 475,999,400 80,919,898 1.000000 0.08%Australia 4,660,061,760 74,560,988 1.000000 0.08%Australia 955,943,040 66,916,013 1.000000 0.07%Australia 74,327,400 53,515,728 1.000000 0.06%


Review Q1 2014

WDC AT WESTFIELD GROUP AU000000WDC7 B01BTX7 AustraliaSGP AT STOCKLAND AU000000SGP0 6850856 AustraliaWRT AT WESTFIELD RETAIL TRUST AU000000WRT1 B624885 AustraliaGMG AT GOODMAN GROUP ORD UNIT AU000000GMG2 B03FYZ4 AustraliaMGR AT MIRVAC GROUP AU000000MGR9 6161978 AustraliaGPT AT GPT GROUP AU000000GPT8 6365866 Australia

CFXDA AT CFS RETAIL PROPERTY TRUST GROUP AU0000CFXDA2 6361370 AustraliaDXS AT DEXUS PROPERTY GROUP ORD AU000000DXS1 B033YN6 AustraliaFDC AT FEDERATION CENTRES AU000000FDC2 B9510B1 AustraliaIOF AT INVESTA OFFICE FUND AU000000IOF6 6205694 Australia

BWP AT BWP TRUST AU000000BWP3 6127453 AustraliaCQR AT CHARTER HALL RETAIL REIT AU000000CQR9 6225595 AustraliaALZ AT AUSTRALAND PROPERTY GROUP AU000000ALZ7 6003467 Australia

CHC AT CHARTER HALL GROUP AU000000CHC0 B15F6S6 AustraliaABP AT ABACUS PROPERTY GROUP AU000000ABP9 6565707 AustraliaCDI AT CHALLENGER DIVERSIFIED PROPE AU000000CDI6 B1FH0M4 Australia

Bloomberg Ticker

1,641,691,100 16,975,085,974 0.222407 10.00%1,884,852,990 7,256,684,012 0.520262 10.00%1,996,073,380 6,068,063,075 0.622172 10.00%1,226,657,060 5,728,488,470 0.659053 10.00%3,027,320,280 5,222,127,483 0.722958 10.00%1,045,183,600 3,877,631,156 0.973631 10.00%1,780,650,090 3,507,880,677 1.000000 9.29%3,054,190,530 3,252,712,914 1.000000 8.62%

970,796,560 2,320,203,778 1.000000 6.15%442,113,840 1,414,764,288 1.000000 3.75%488,484,150 1,138,168,070 1.000000 3.01%258,328,700 940,316,468 1.000000 2.49%237,383,850 921,049,338 1.000000 2.44%194,838,560 798,838,096 1.000000 2.12%262,341,560 611,255,835 1.000000 1.62%74,935,350 196,330,617 1.000000 0.52%

Final Float Shares

Float MCap (AUD)

Capping Factor

Weight (Capped)



Review Q1 2014

CBA AT COMMONWEALTH BANK OF AUSTRAL AU000000CBA7 6215035 AustraliaWBC AT WESTPAC BANKING CORP AU000000WBC1 6076146 AustraliaANZ AT AUST AND NZ BANKING GROUP AU000000ANZ3 6065586 AustraliaNAB AT NATIONAL AUSTRALIA BANK LTD AU000000NAB4 6624608 Australia

MQG AT MACQUARIE GROUP LTD ORD AU000000MQG1 B28YTC2 AustraliaBEN AT BENDIGO AND ADELAIDE BANK AU000000BEN6 6091280 AustraliaBOQ AT BANK OF QUEENSLAND LTD AU000000BOQ8 6076243 Australia

Bloomberg Ticker

Float MCap (AUD)

1,611,929,000 122,103,621,750 0.198900 20.00%3,109,048,000 105,521,089,120 0.230157 20.00%2,744,119,000 88,305,749,420 0.275026 20.00%2,353,760,000 81,322,408,000 0.298643 20.00%

285,756,750 15,982,375,028 1.000000 13.16%415,351,000 4,643,624,180 1.000000 3.82%293,535,970 3,660,393,546 1.000000 3.01%

Final Float Shares

Capping Factor

Weight (Capped)



Review Q1 2014

DUE AT DUET GROUP AU000000DUE7 B01WT63 AustraliaBPT AT BEACH ENERGY (BEACH PETROLEUM) ORD AU000000BPT9 6088204 AustraliaSKI AT SPARK INFRASTRUCTURE GROUP AU000000SKI7 B0T9JZ5 AustraliaARI AT ARRIUM LTD AU000000ARI0 B7NKJX1 Australia

AUT AT AURORA OIL & GAS LTD AU000000AUT1 6079695 AustraliaMND AT MONADELPHOUS GROUP LTD ORD AU000000MND5 6600471 AustraliaRRL AT REGIS RESOURCES LTD AU000000RRL8 6476542 Australia

WHC AT WHITEHAVEN COAL LTD AU000000WHC8 B1XQXC4 AustraliaPNA AT PANAUST (PAN AUSTRALIAN RES) ORD AU000000PNA4 6703949 AustraliaAGO AT ATLAS IRON LTD AU000000AGO1 B04NW20 AustraliaSXY AT SENEX ENERGY LTD ORD AU000000SXY7 6929325 AustraliaBKN AT BRADKEN LTD ORD AU000000BKN3 B013SX6 AustraliaIGO AT INDEPENDENCE GROUP NL AU000000IGO4 6439567 Australia

MRM AT MERMAID MARINE AUSTRALIA LTD AU000000MRM7 6156941 AustraliaDLS AT DRILLSEARCH ENERGY LTD AU000000DLS6 6280271 Australia

AWE AT AWE (AUSTRALIAN WORLDWIDE) ORD AU000000AWE9 6003843 AustraliaOZL AT OZ MINERALS LTD AU000000OZL8 6397825 Australia

WSA AT WESTERN AREAS NL AU000000WSA9 6261243 AustraliaNST AT NORTHERN STAR RESOURCES LTD AU000000NST8 6717456 AustraliaSFR AT SANDFIRE RESOURCES NL ORD AU000000SFR8 6739739 AustraliaSIR AT SIRIUS RESOURCES NL AU000000SIR2 6233639 Australia

BDR AT BEADELL RESOURCES LTD AU000000BDR9 B243L72 AustraliaKAR AT KAROON GAS AUSTRALIA LTD ORD AU000000KAR6 B00SV00 AustraliaPDN AT PALADIN ENERGY LTD AU000000PDN8 6668468 AustraliaSEA AT SUNDANCE ENERGY AUSTRALIA LTD AU000000SEA7 B079203 AustraliaPIR AT PAPILLON RESOURCES LTD AU000000PIR8 B1N5B72 AustraliaLYC AT LYNAS CORP LTD AU000000LYC6 6121176 AustraliaEVN AT EVOLUTION MINING LTD AU000000EVN4 B3X0F91 AustraliaBRU AT BURU ENERGY LIMITED AU000000BRU3 B3CCKH1 AustraliaMML AT MEDUSA MINING LTD AU000000MML0 6727165 AustraliaRCR AT RCR TOMLINSON LTD AU000000RCR7 6719634 AustraliaNWH AT NRW HOLDINGS LTD ORD AU000000NWH5 B23XW70 AustraliaEWC AT ENERGY WORLD (EQUITY CORP) ORD AU000000EWC5 6317726 AustraliaMGX AT MOUNT GIBSON IRON LTD ORD AU000000MGX7 6963743 AustraliaERA AT ENERGY RESOURCES OF AUSTRALIA LTD AU000000ERA9 6317715 AustraliaHZN AT HORIZON OIL LTD AU000000HZN8 6106485 AustraliaBCI AT BC IRON LTD AU000000BCI0 B1J0VB5 Australia

SAR AT SARACEN MINERAL HOLDINGS LTD AU000000SAR9 6168838 AustraliaTRY AT TROY RESOURCES LTD AU000000TRY7 6905400 AustraliaSLR AT SILVER LAKE RESOURCES LTD AU000000SLR6 B28RMY4 AustraliaRSG AT RESOLUTE MINING LTD AU000000RSG6 6410636 AustraliaSDL AT SUNDANCE RESOURCES LTD ORD AU000000SDL6 6246518 AustraliaASL AT AUSDRILL LTD ORD AU000000ASL2 6059910 AustraliaAQA AT AQUILA RESOURCES LTD ORD AU000000AQA9 6267984 AustraliaCDU AT CUDECO LTD AU000000CDU1 6698807 AustraliaPRU AT PERSEUS MINING LTD AU000000PRU3 B02FBC1 AustraliaKCN AT KINGSGATE CONSOLIDATED LTD AU000000KCN1 6492731 AustraliaMDL AT MINERAL DEPOSITS LTD AU000000MDL9 6637479 AustraliaIRN AT INDOPHIL RESOURCES NL AU000000IRN3 6526674 AustraliaIMD AT IMDEX LIMITED AU000000IMD5 6462154 Australia

MAD AT MAVERICK DRILLING & EXPLORAT AU000000MAD2 B41TRQ8 AustraliaSBM AT ST BARBARA LTD AU000000SBM8 6317072 AustraliaGRR AT GRANGE RESOURCES LTD AU000000GRR8 6135876 AustraliaMAH AT MACMAHON HOLDINGS LTD AU000000MAH3 6551160 Australia

IAU AT INTREPID MINES LTD AU000000IAU4 6902616 AustraliaBLY AT BOART LONGYEAR LTD ORD AU000000BLY8 B1PPRK5 AustraliaEHL AT EMECO HOLDINGS AU000000EHL7 B1978V5 Australia

Bloomberg Ticker

CPL AT COALSPUR MINES LTD ORD AU000000CPL4 6984993 AustraliaALK AT ALKANE RESOURCES LTD AU000000ALK9 6014027 AustraliaRFE AT RED FORK ENERGY LTD AU000000RFE8 B0LN2G7 AustraliaFML AT FOCUS MINERALS LTD AU000000FML4 6289665 AustraliaGBG AT GINDALBIE METALS LTD AU000000GBG5 6369545 AustraliaCDA AT CODAN LTD AU000000CDA3 6712611 Australia

DELETION NXS AT NEXUS ENERGY LTD

1,024,257,120 2,099,727,096 1.000000 7.02%1,039,425,210 1,725,445,849 1.000000 5.77%1,021,585,180 1,695,831,399 1.000000 5.67%1,279,780,860 1,695,709,639 1.000000 5.67%

390,443,820 1,612,532,977 1.000000 5.39%86,769,520 1,442,109,422 1.000000 4.82%

419,784,960 1,053,660,250 1.000000 3.52%533,360,360 904,045,810 1.000000 3.02%507,514,400 786,647,320 1.000000 2.63%833,101,360 766,453,251 1.000000 2.56%950,398,970 722,303,217 1.000000 2.42%155,701,720 666,403,362 1.000000 2.23%160,993,560 653,633,854 1.000000 2.19%284,558,820 631,720,580 1.000000 2.11%393,999,060 628,428,501 1.000000 2.10%423,383,760 620,257,208 1.000000 2.07%172,977,900 607,152,429 1.000000 2.03%163,002,240 549,317,549 1.000000 1.84%421,254,400 518,142,912 1.000000 1.73%93,384,600 517,350,684 1.000000 1.73%

196,485,000 491,212,500 1.000000 1.64%624,713,830 465,411,803 1.000000 1.56%166,297,300 462,306,494 1.000000 1.55%838,999,290 440,474,627 1.000000 1.47%426,798,720 422,530,733 1.000000 1.41%289,759,900 415,805,457 1.000000 1.39%

1,666,986,850 408,411,778 1.000000 1.37%432,277,720 406,341,057 1.000000 1.36%247,759,980 343,147,572 1.000000 1.15%141,299,920 341,945,806 1.000000 1.14%101,371,860 311,211,610 1.000000 1.04%278,888,000 310,960,120 1.000000 1.04%

1,092,525,210 305,907,059 1.000000 1.02%370,798,560 300,346,834 1.000000 1.00%165,672,000 261,761,760 1.000000 0.88%871,769,160 261,530,748 1.000000 0.87%53,332,470 251,729,258 1.000000 0.84%

698,500,680 244,475,238 1.000000 0.82%169,790,640 224,972,598 1.000000 0.75%442,845,920 216,994,501 1.000000 0.73%314,182,610 210,502,349 1.000000 0.70%

2,278,733,060 207,364,708 1.000000 0.69%234,207,750 203,760,743 1.000000 0.68%82,360,800 197,665,920 1.000000 0.66%

121,697,160 191,064,541 1.000000 0.64%421,324,800 189,596,160 1.000000 0.63%134,606,280 171,623,007 1.000000 0.57%68,335,740 155,122,130 1.000000 0.52%

806,107,820 145,099,408 1.000000 0.49%210,473,000 143,121,640 1.000000 0.48%411,844,400 142,086,318 1.000000 0.48%336,771,060 127,973,003 1.000000 0.43%462,839,200 120,338,192 1.000000 0.40%958,892,000 115,067,040 1.000000 0.38%428,592,010 111,433,923 1.000000 0.37%401,211,810 108,327,189 1.000000 0.36%413,776,440 103,444,110 1.000000 0.35%

Final Float Shares

Float MCap (AUD)

Capping Factor

Weight (Capped)


397,664,280 101,404,391 1.000000 0.34%260,847,300 91,296,555 1.000000 0.31%475,999,400 80,919,898 1.000000 0.27%

4,660,061,760 74,560,988 1.000000 0.25%955,943,040 66,916,013 1.000000 0.22%74,327,400 53,515,728 1.000000 0.18%


Review Q1 2014

BHP AT BHP BILLITON LTD AU000000BHP4 6144690 AustraliaRIO AT RIO TINTO LTD AU000000RIO1 6220103 Australia

WPL AT WOODSIDE PETROLEUM LTD AU000000WPL2 6979728 AustraliaORG AT ORIGIN ENERGY LTD AU000000ORG5 6214861 AustraliaSTO AT SANTOS LTD AU000000STO6 6776703 AustraliaAGK AT AGL ENERGY LTD AU000000AGK9 B0ZNPN1 AustraliaFMG AT FORTESCUE METALS GROUP LTD AU000000FMG4 6086253 AustraliaAPA AT APA GROUP AU000000APA1 6247306 AustraliaORI AT ORICA LTD ORD AU000000ORI1 6458001 Australia

NCM AT NEWCREST MINING LTD AU000000NCM7 6637101 AustraliaAZJ AT AURIZON HOLDINGS LTD AU000000AZJ1 B87CVM3 Australia

WOR AT WORLEYPARSONS LTD ORD AU000000WOR2 6562474 AustraliaCTX AT CALTEX AUSTRALIA LTD ORD AU000000CTX1 6161503 Australia

AWC AT ALUMINA LTD AU000000AWC3 6954985 AustraliaILU AT ILUKA RESOURCES LTD AU000000ILU1 6957575 Australia

DUE AT DUET GROUP AU000000DUE7 B01WT63 AustraliaBPT AT BEACH ENERGY (BEACH PETROLEUM) ORD AU000000BPT9 6088204 AustraliaSKI AT SPARK INFRASTRUCTURE GROUP AU000000SKI7 B0T9JZ5 AustraliaARI AT ARRIUM LTD AU000000ARI0 B7NKJX1 Australia

AUT AT AURORA OIL & GAS LTD AU000000AUT1 6079695 AustraliaMND AT MONADELPHOUS GROUP LTD ORD AU000000MND5 6600471 AustraliaRRL AT REGIS RESOURCES LTD AU000000RRL8 6476542 AustraliaSPN AT SP AUSNET ORD AU000000SPN6 B0RF609 Australia

WHC AT WHITEHAVEN COAL LTD AU000000WHC8 B1XQXC4 AustraliaPNA AT PANAUST (PAN AUSTRALIAN RES) ORD AU000000PNA4 6703949 AustraliaAGO AT ATLAS IRON LTD AU000000AGO1 B04NW20 AustraliaOZL AT OZ MINERALS LTD AU000000OZL8 6397825 AustraliaNHC AT NEW HOPE CORP LTD AU000000NHC7 6681960 AustraliaPDN AT PALADIN ENERGY LTD AU000000PDN8 6668468 AustraliaLYC AT LYNAS CORP LTD AU000000LYC6 6121176 AustraliaERA AT ENERGY RESOURCES OF AUSTRALIA LTD AU000000ERA9 6317715 AustraliaPRU AT PERSEUS MINING LTD AU000000PRU3 B02FBC1 Australia

Bloomberg Ticker

Float MCap (AUD)

3,211,691,000 115,588,759,090 0.054959 8.00%413,972,000 25,413,741,080 0.249969 8.00%634,411,470 24,336,023,989 0.228409 7.00%

1,101,229,000 16,033,894,240 0.321914 6.50%972,341,000 13,398,858,980 0.355589 6.00%558,385,000 8,476,284,300 0.515255 5.50%

1,650,312,940 8,202,055,312 0.484074 5.00%735,460,880 4,824,623,373 0.740652 4.50%344,959,320 8,089,296,054 0.441740 4.50%628,539,020 7,529,897,460 0.474557 4.50%

1,068,642,000 5,492,819,880 0.650552 4.50%219,132,900 3,490,787,097 1.000000 4.40%135,000,000 2,876,850,000 1.000000 3.62%

2,104,669,500 2,515,080,053 1.000000 3.17%263,781,630 2,455,806,975 1.000000 3.09%

1,024,257,120 2,099,727,096 1.000000 2.64%1,039,425,210 1,725,445,849 1.000000 2.17%1,021,585,180 1,695,831,399 1.000000 2.14%1,279,780,860 1,695,709,639 1.000000 2.14%

390,443,820 1,612,532,977 1.000000 2.03%86,769,520 1,442,109,422 1.000000 1.82%

419,784,960 1,053,660,250 1.000000 1.33%745,053,540 976,020,137 1.000000 1.23%533,360,360 904,045,810 1.000000 1.14%507,514,400 786,647,320 1.000000 0.99%833,101,360 766,453,251 1.000000 0.97%172,977,900 607,152,429 1.000000 0.76%174,495,930 582,816,406 1.000000 0.73%838,999,290 440,474,627 1.000000 0.55%

1,666,986,850 408,411,778 1.000000 0.51%165,672,000 261,761,760 1.000000 0.33%421,324,800 189,596,160 1.000000 0.24%

Final Float Shares

Capping Factor

Weight (Capped)



Review Q1 2014

CBA AT COMMONWEALTH BANK OF AUSTRAL AU000000CBA7 6215035BHP AT BHP BILLITON LTD AU000000BHP4 6144690

WBC AT WESTPAC BANKING CORP AU000000WBC1 6076146ANZ AT AUST AND NZ BANKING GROUP AU000000ANZ3 6065586NAB AT NATIONAL AUSTRALIA BANK LTD AU000000NAB4 6624608TLS AT TELSTRA CORP LTD AU000000TLS2 6087289

WES AT WESFARMERS LTD AU000000WES1 6948836WOW AT WOOLWORTHS LTD AU000000WOW2 6981239

CSL AT CSL LTD ORD AU000000CSL8 6185495RIO AT RIO TINTO LTD AU000000RIO1 6220103

WPL AT WOODSIDE PETROLEUM LTD AU000000WPL2 6979728SGT AT SINGAPORE TELECOMM-CDI AU000000SGT2 6398226

WDC AT WESTFIELD GROUP AU000000WDC7 B01BTX7ORG AT ORIGIN ENERGY LTD AU000000ORG5 6214861MQG AT MACQUARIE GROUP LTD ORD AU000000MQG1 B28YTC2SUN AT SUNCORP GROUP (SUNCORP METWAY) ORD AU000000SUN6 6585084AMP AT AMP LTD ORD AU000000AMP6 6709958STO AT SANTOS LTD AU000000STO6 6776703BXB AT BRAMBLES LTD AU000000BXB1 B1FJ0C0QBE AT QBE INSURANCE GROUP LTD AU000000QBE9 6715740IAG AT INSURANCE AUSTRALIA GROUP LTD ORD AU000000IAG3 6271026

AMC AT AMCOR LTD ORD AU000000AMC4 6066608AGK AT AGL ENERGY LTD AU000000AGK9 B0ZNPN1FMG AT FORTESCUE METALS GROUP LTD AU000000FMG4 6086253ORI AT ORICA LTD ORD AU000000ORI1 6458001

NCM AT NEWCREST MINING LTD AU000000NCM7 6637101SGP AT STOCKLAND AU000000SGP0 6850856ASX AT ASX LTD ORD AU000000ASX7 6129222TCL AT TRANSURBAN GROUP AU000000TCL6 6200882

RHC AT RAMSAY HEALTH CARE LTD ORD AU000000RHC8 6041995CPU AT COMPUTERSHARE LTD ORD AU000000CPU5 6180412LLC AT LEND LEASE GROUP ORD AU000000LLC3 6512004

WRT AT WESTFIELD RETAIL TRUST AU000000WRT1 B624885RMD AT RESMED INC-CDI AU000000RMD6 6221667SHL AT SONIC HEALTHCARE (TECH AUST) ORD AU000000SHL7 6821120

GMG AT GOODMAN GROUP ORD UNIT AU000000GMG2 B03FYZ4CCL AT COCA-COLA AMATIL LTD AU000000CCL2 6123451SYD AT SYDNEY AIRPORT AU000000SYD9 B70DWB2AZJ AT AURIZON HOLDINGS LTD AU000000AZJ1 B87CVM3

CWN AT CROWN RESORTS LTD AU000000CWN6 B29LCJ0MGR AT MIRVAC GROUP AU000000MGR9 6161978APA AT APA GROUP AU000000APA1 6247306BEN AT BENDIGO AND ADELAIDE BANK AU000000BEN6 6091280

IPL AT INCITEC PIVOT LT AU000000IPL1 6673042TTS AT TATTS GROUP LTD AU000000TTS5 B0CRCP7AIO AT ASCIANO (ASCIANO GROUP) LTD ORD AU000000AIO7 B1YC5L4SEK AT SEEK LTD ORD AU000000SEK6 B0767Y3GPT AT GPT GROUP AU000000GPT8 6365866BOQ AT BANK OF QUEENSLAND LTD AU000000BOQ8 6076243

CFXDA AT CFS RETAIL PROPERTY TRUST GROUP AU0000CFXDA2 6361370WOR AT WORLEYPARSONS LTD ORD AU000000WOR2 6562474

LEI AT LEIGHTON HOLDINGS LTD ORD AU000000LEI5 6511227TOL AT TOLL HOLDINGS LTD ORD AU000000TOL1 6693749DXS AT DEXUS PROPERTY GROUP ORD AU000000DXS1 B033YN6BSL AT BLUESCOPE STEEL LTD AU000000BSL0 6533232CTX AT CALTEX AUSTRALIA LTD ORD AU000000CTX1 6161503CGF AT CHALLENGER (CHALLENGER FIN SVC) ORD AU000000CGF5 6726300

Bloomberg Ticker

MTS AT METCASH LTD AU000000MTS0 B0744W4ALQ AT ALS LTD AU000000ALQ6 B86SZR5COH AT COCHLEAR LTD AU000000COH5 6211798AWC AT ALUMINA LTD AU000000AWC3 6954985

ILU AT ILUKA RESOURCES LTD AU000000ILU1 6957575BLD AT BORAL LTD ORD AU000000BLD2 6218670PPT AT PERPETUAL LTD AU000000PPT9 6682394TAH AT TABCORP HOLDINGS LTD AU000000TAH8 6873262HVN AT HARVEY NORMAN HOLDINGS LTD ORD AU000000HVN7 6173508ARI AT ARRIUM LTD AU000000ARI0 B7NKJX1ALL AT ARISTOCRAT LEISURE LTD AU000000ALL7 6253983DJS AT DAVID JONES LTD AU000000DJS0 6256465TPM AT TPG TELECOM LTD ORD AU000000TPM6 6351876QAN AT QANTAS AIRWAYS LTD ORD AU000000QAN2 6710347SGM AT SIMS METAL MANAGEMENT LTD AU000000SGM7 B0LCW75ORA AT ORORA LTD AU000000ORA8 BH4TCW7

SWM AT SEVEN WEST MEDIA LTD AU000000SWM4 6949431UGL AT UGL LTD ORD AU000000UGL5 6914871REC AT RECALL HOLDINGS LTD AU000000REC5 BH23HT3

Country Float MCap (AUD)

Australia 1,611,929,000 122,103,621,750 0.005713 1.32%Australia 3,211,691,000 115,588,759,090 0.006035 1.32%Australia 3,109,048,000 105,521,089,120 0.006611 1.32%Australia 2,744,119,000 88,305,749,420 0.007900 1.32%Australia 2,353,760,000 81,322,408,000 0.008579 1.32%Australia 12,443,074,000 63,210,815,920 0.011036 1.32%Australia 1,086,111,250 46,822,255,987 0.014899 1.32%Australia 1,254,639,000 45,731,591,550 0.015255 1.32%Australia 459,431,400 33,308,776,500 0.020944 1.32%Australia 413,972,000 25,413,741,080 0.027451 1.32%Australia 634,411,470 24,336,023,989 0.028666 1.32%Singapore 7,652,724,480 24,029,554,867 0.029032 1.32% AustraliaAustralia 1,641,691,100 16,975,085,974 0.041097 1.32%Australia 1,101,229,000 16,033,894,240 0.043509 1.32%Australia 285,756,750 15,982,375,028 0.043650 1.32%Australia 1,286,601,000 15,953,852,400 0.043728 1.32%Australia 2,780,273,720 13,762,354,914 0.050691 1.32%Australia 972,341,000 13,398,858,980 0.052066 1.32%Australia 1,374,658,560 13,018,016,563 0.053589 1.32%Australia 961,502,850 12,268,776,366 0.056862 1.32%Australia 2,224,537,100 12,034,745,711 0.057968 1.32%Australia 1,086,016,500 11,077,368,300 0.062977 1.32%Australia 558,385,000 8,476,284,300 0.082303 1.32%Australia 1,650,312,940 8,202,055,312 0.085055 1.32%Australia 344,959,320 8,089,296,054 0.086240 1.32%Australia 628,539,020 7,529,897,460 0.092647 1.32%Australia 1,884,852,990 7,256,684,012 0.096135 1.32%Australia 193,595,000 7,068,153,450 0.098700 1.32%Australia 969,705,750 7,049,760,803 0.098957 1.32%Australia 129,331,840 6,350,193,344 0.109859 1.32%Australia 511,706,760 6,207,002,999 0.112393 1.32%Australia 542,109,280 6,131,255,957 0.113782 1.32%Australia 1,996,073,380 6,068,063,075 0.114967 1.32%United States 1,175,189,530 5,887,699,545 0.118488 1.32% AustraliaAustralia 328,645,340 5,813,736,065 0.119996 1.32%Australia 1,226,657,060 5,728,488,470 0.121782 1.32%Australia 496,333,500 5,583,751,875 0.124938 1.32%Australia 1,351,891,760 5,583,312,969 0.124948 1.32%Australia 1,068,642,000 5,492,819,880 0.127007 1.32%Australia 313,209,420 5,481,164,850 0.127277 1.32%Australia 3,027,320,280 5,222,127,483 0.133590 1.32%Australia 735,460,880 4,824,623,373 0.144597 1.32%Australia 415,351,000 4,643,624,180 0.150233 1.32%Australia 1,447,528,720 4,458,388,458 0.156475 1.32%Australia 1,417,118,000 4,208,840,460 0.165752 1.32%Australia 731,539,500 4,045,413,435 0.172448 1.32%Australia 231,442,760 4,010,903,031 0.173932 1.32%Australia 1,045,183,600 3,877,631,156 0.179910 1.32%Australia 293,535,970 3,660,393,546 0.190587 1.32%Australia 1,780,650,090 3,507,880,677 0.198873 1.32%Australia 219,132,900 3,490,787,097 0.199847 1.32%Australia 155,128,100 3,450,048,944 0.202207 1.32%Australia 638,249,260 3,357,191,108 0.207800 1.32%Australia 3,054,190,530 3,252,712,914 0.214475 1.32%Australia 474,923,900 2,939,778,941 0.237305 1.32%Australia 135,000,000 2,876,850,000 0.242496 1.32%Australia 424,690,400 2,726,512,368 0.255867 1.32%

Final Float Shares

Capping Factor

Weight (Capped)


Australia 799,504,200 2,550,418,398 0.273533 1.32%Australia 350,884,280 2,547,419,873 0.273855 1.32%Australia 43,937,740 2,529,495,692 0.275796 1.32%Australia 2,104,669,500 2,515,080,053 0.277377 1.32%Australia 263,781,630 2,455,806,975 0.284071 1.32%Australia 412,732,200 2,389,719,438 0.291927 1.32%Australia 46,529,000 2,349,714,500 0.296897 1.32%Australia 595,877,250 2,115,364,238 0.329789 1.32%Australia 573,651,180 1,921,731,453 0.363019 1.32%Australia 1,279,780,860 1,695,709,639 0.411406 1.32%Australia 325,336,620 1,668,976,861 0.417995 1.32%Australia 478,052,820 1,577,574,306 0.442213 1.32%Australia 285,770,880 1,574,597,549 0.443049 1.32%Australia 1,383,687,900 1,508,219,811 0.462548 1.32%Australia 141,077,400 1,348,699,944 0.517257 1.32%Australia 1,013,615,400 1,337,972,328 0.521404 1.32%Australia 619,479,820 1,238,959,640 0.563073 1.32%Australia 158,185,450 1,034,532,843 0.674337 1.32%Australia 156,418,000 697,624,280 1.000000 1.32%


Review Q1 2014

GILD UW GILEAD SCIENCES INC US3755581036 2369174 United StatesAMGN UW AMGEN INC US0311621009 2023607 United States

BIIB UW BIOGEN IDEC INC US09062X1037 2455965 United StatesCELG UW CELGENE CORP US1510201049 2182348 United StatesREGN UW REGENERON PHARMACEUTICALS US75886F1075 2730190 United StatesALXN UW ALEXION PHARMACEUTICALS INC US0153511094 2036070 United StatesILMN UW ILLUMINA INC US4523271090 2613990 United StatesVRTX UW VERTEX PHARMACEUTICALS INC US92532F1003 2931034 United StatesALKS UW ALKERMES PLC IE00B56GVS15 B3P6D26 Ireland

BMRN UW BIOMARIN PHARMACEUTICAL INC US09061G1013 2437071 United StatesINCY UW INCYTE CORP US45337C1027 2471950 United StatesISIS UW ISIS PHARMACEUTICALS INC US4643301090 2459785 United States

QGEN UW QIAGEN N.V. NL0000240000 2437907 NetherlandsPCYC UW PHARMACYCLICS INC US7169331060 2689690 United StatesMDVN UQ MEDIVATION INC US58501N1019 B033T75 United StatesCBST UW CUBIST PHARMACEUTICALS INC US2296781071 2240934 United States

CVD UN COVANCE INC US2228161004 2229029 United StatesUTHR UW UNITED THERAPEUTICS CORP US91307C1027 2430412 United States

ADDITION ICPT UW INTERCEPT PHARMACEUTICALS INC US45845P1084 B7N59F8 United StatesCRL UN CHARLES RIVER LABORATORIES US1598641074 2604336 United States

CPHD UW CEPHEID INC US15670R1077 2589143 United StatesADDITION NPSP UW NPS PHARMACEUTICALS INC US62936P1030 2651785 United States

SGEN UW SEATTLE GENETICS INC US8125781026 2738127 United StatesMYGN UW MYRIAD GENETICS INC US62855J1043 2614153 United States

ARIA UW ARIAD PHARMACEUTICALS INC US04033A1007 2066624 United States

DELETION THRX UW THERAVANCE INCDELETION ARNA UW ARENA PHARMACEUTICALS INC

Replacement ListALNY US ALNYLAM PHARMACEUTICALS US02043Q1076 B00FWN1 United StatesCLDX US CELLDEX THERAPEUTICS US15117B1035 2868444 United States

OPK US OPKO HEALTH US68375N1037 2115902 United StatesQ US QUINTILES TRANSNATIONAL US74876Y1010 B7VM917 United States

CLVS US CLOVIS ONCOLOGY US1894641000 B6RS2B3 United States

Bloomberg Ticker

1,046,012,040 83,388,079,829 0.590945 12.18%573,805,320 72,287,994,214 0.590945 10.56%179,659,440 61,003,362,852 0.590945 8.91%361,357,800 57,065,623,776 0.590945 8.34%73,431,000 24,948,182,250 0.810521 5.00%

116,719,700 20,764,434,630 0.973830 5.00%69,228,000 11,687,070,960 1.557185 4.50%

148,536,360 11,863,599,073 1.534014 4.50%143,854,000 6,735,244,280 2.699989 4.50%81,179,840 6,368,558,448 2.699989 4.25%94,356,090 6,166,170,481 2.699989 4.12%

117,270,000 5,757,957,000 2.699989 3.84%220,548,840 4,752,827,502 2.699989 3.17%35,898,240 4,732,823,962 2.699989 3.16%51,907,120 3,605,468,555 2.699989 2.41%45,626,780 3,568,926,732 2.699989 2.38%32,849,460 3,399,262,121 2.699989 2.27%32,305,280 3,083,215,923 2.699989 2.06%6,767,600 3,041,968,524 2.699989 2.03%

36,220,840 2,185,203,277 2.699989 1.46%35,401,650 1,961,605,427 2.699989 1.31%54,485,060 1,850,857,488 2.699989 1.24%30,745,750 1,599,393,915 2.699989 1.07%39,405,960 1,386,695,732 2.699989 0.93%

156,511,320 1,216,092,956 2.699989 0.81%

Final Float Shares

Float MCap (USD)

Capping Factor

Weight (Capped)


Review Q1 2014

SLB UN SCHLUMBERGER LTD AN8068571086 2779201 CuracaoHAL UN HALLIBURTON CO US4062161017 2405302 United StatesNOV UN NATIONAL OILWELL VARCO INC US6370711011 2624486 United StatesBHI UN BAKER HUGHES INC US0572241075 2072085 United States

SDRL UN SEADRILL LTD BMG7945E1057 B0HWHV8 BermudaESV UN ENSCO PLC-CL A GB00B4VLR192 B4VLR19 United KingdomCAM UN CAMERON INTERNATIONAL CORP US13342B1052 2222233 United StatesRIG UN TRANSOCEAN LTD CH0048265513 B3KFWW1 SwitzerlandTS UN TENARIS SA-ADR US88031M1099 2167367 LuxembourgHP UN HELMERICH & PAYNE US4234521015 2420101 United StatesFTI UN FMC TECHNOLOGIES INC US30249U1016 2763561 United States

WFT UN WEATHERFORD INTL LTD CH0038838394 B5KL6S7 SwitzerlandNE UN NOBLE CORP GB00BFG3KF26 BFG3KF2 United KingdomOII UN OCEANEERING INTL INC US6752321025 2655583 United States

CLB UN CORE LABORATORIES N.V. NL0000200384 2182531 NetherlandsNBR UN NABORS INDUSTRIES LTD BMG6359F1032 2963372 BermudaSPN UN SUPERIOR ENERGY SERVICES INC US8681571084 2806109 United StatesDO UN DIAMOND OFFSHORE DRILLING US25271C1027 2261021 United States

RDC UN ROWAN COMPANIES PLC GB00B6SLMV12 B840261 United KingdomPTEN UW PATTERSON-UTI ENERGY INC US7034811015 2672537 United States

DRC UN DRESSER-RAND GROUP INC US2616081038 B0G0V77 United StatesOIS UN OIL STATES INTERNATIONAL INC US6780261052 2724472 United States

TDW UN TIDEWATER INC US8864231027 2891859 United StatesCRR UN CARBO CERAMICS INC US1407811058 2238821 United StatesMDR UN MCDERMOTT INTERNATIONAL INC PA5800371096 2550310 Panama

Replacement ListDRQ US DRIL-QUIP INC US2620371045 2116767 United StatesATW US ATWOOD OCEANICS US0500951084 2062440 United StatesPDS US PRECISION DRILLING CA74022D3085 B5TQB99 CanadaBRS US BRISTOW GROUP US1103941035 2656229 United StatesHLX US HELIX ENERGY SOLUTIONS US42330P1075 2037062 United States

Bloomberg Ticker

Float MCap (USD)

1,162,731,600 106,006,239,972 0.615249 20.00%799,814,980 44,301,751,742 0.864494 11.74%402,814,440 31,141,584,356 0.864494 8.26%318,411,400 19,639,615,152 0.830213 5.00%398,863,350 13,876,455,946 1.175017 5.00%203,204,160 10,225,233,331 1.435132 4.50%179,929,060 11,252,763,412 1.304085 4.50%274,378,240 11,191,888,410 1.311178 4.50%206,593,800 8,637,686,778 1.516927 4.02%84,952,650 8,359,340,760 1.516927 3.89%

148,687,560 7,632,132,455 1.516927 3.55%424,150,650 7,036,659,284 1.516927 3.27%208,393,980 6,326,841,233 1.516927 2.94%87,639,570 6,244,319,363 1.516927 2.90%27,362,160 5,301,418,500 1.516927 2.47%

237,206,400 5,292,074,784 1.516927 2.46%128,476,530 3,689,845,942 1.516927 1.72%69,517,500 3,224,221,650 1.516927 1.50%96,909,540 3,129,209,047 1.516927 1.46%

103,846,320 3,025,043,302 1.516927 1.41%51,114,300 2,875,179,375 1.516927 1.34%27,737,320 2,631,439,548 1.516927 1.22%41,201,200 1,954,996,940 1.516927 0.91%14,554,260 1,758,591,236 1.516927 0.82%

173,117,310 1,346,852,672 1.516927 0.63%

Final Float Shares

Capping Factor

Weight (Capped)


Review Q1 2014

JNJ UN JOHNSON & JOHNSON US4781601046 2475833 United StatesNVS UN NOVARTIS AG-ADR US66987V1098 2620105 SwitzerlandPFE UN PFIZER INC US7170811035 2684703 United States

MRK UN MERCK & CO. INC. US58933Y1055 2778844 United StatesSNY UN SANOFI-ADR US80105N1054 2964557 France

ABBV UN ABBVIE INC US00287Y1091 B92SR70 United StatesGSK UN GLAXOSMITHKLINE PLC-SPON ADR US37733W1053 2374112 United KingdomNVO UN NOVO-NORDISK A/S-SPONS ADR US6701002056 2651202 DenmarkBMY UN BRISTOL-MYERS SQUIBB CO US1101221083 2126335 United StatesAZN UN ASTRAZENECA PLC-SPONS ADR US0463531089 2989044 United KingdomLLY UN ELI LILLY & CO US5324571083 2516152 United StatesABT UN ABBOTT LABORATORIES US0028241000 2002305 United StatesAGN UN ALLERGAN INC US0184901025 2017213 United States

TEVA UN TEVA PHARMACEUTICAL-SP ADR US8816242098 2883878 IsraelVRX UN VALEANT PHARMACEUTICALS INTE CA91911K1021 B41NYV4 CanadaACT UN ACTAVIS PLC IE00BD1NQJ95 BD1NQJ9 Ireland

SHPG UW SHIRE PLC-ADR US82481R1068 B39JBM7 JerseyPRGO UN PERRIGO CO PLC IE00BGH1M568 BGH1M56 Ireland

MYL UW MYLAN INC US6285301072 2613804 United StatesFRX UN FOREST LABORATORIES INC US3458381064 2346508 United StatesZTS UN ZOETIS INC US98978V1035 B95WG16 United States

ENDP UW ENDO INTERNATIONAL PLC IE00BJ3V9050 BJ3V905 IrelandHSP UN HOSPIRA INC US4410601003 B00PWV9 United States

SLXP UW SALIX PHARMACEUTICALS LTD US7954351067 2693981 United StatesQCOR UW QUESTCOR PHARMACEUTICALS US74835Y1010 2242941 United States

Replacement ListMCK US MCKESSON CORP US58155Q1031 2378534 United StatesJAZZ US JAZZ PHARMACEUTICALS IE00B4Q5ZN47 B4Q5ZN4 IrelandABC US AMERISOURCEBERGEN US03073E1055 2795393 United StatesMNK US MALLINCKRODT IE00BBGT3753 BBJTYC4 Ireland

MDCO US MEDICINES COMP US5846881051 2616773 United States

Bloomberg Ticker

Float MCap (USD)

2,517,208,360 235,610,702,496 0.655191 8.96%2,706,193,000 223,964,532,680 0.655191 8.52%5,999,949,500 191,878,385,010 0.655191 7.30%2,411,310,860 136,986,569,957 0.655191 5.21%2,410,264,220 122,417,319,734 0.703303 5.00%1,509,093,050 77,929,565,102 1.104798 5.00%2,307,912,900 126,889,051,242 0.678517 5.00%2,212,564,000 101,822,195,280 0.845557 5.00%1,402,698,050 77,485,040,282 1.000022 4.50%1,084,431,620 72,299,056,105 1.071754 4.50%

850,981,880 50,378,127,296 1.538104 4.50%1,465,916,500 58,138,248,390 1.332802 4.50%

270,680,960 34,823,105,504 2.225154 4.50%701,350,000 34,197,826,000 2.240964 4.45%239,863,680 33,820,778,880 2.240964 4.40%153,296,000 32,557,004,480 2.240964 4.24%166,585,550 26,560,400,092 2.240964 3.46%109,656,140 18,186,470,819 2.240964 2.37%319,845,180 16,970,985,251 2.240964 2.21%151,738,160 14,351,395,173 2.240964 1.87%465,006,510 13,810,693,347 2.240964 1.80%116,864,440 8,490,201,566 2.240964 1.10%123,181,880 5,282,039,014 2.240964 0.69%37,367,060 4,173,900,602 2.240964 0.54%45,438,000 2,904,851,340 2.240964 0.38%

Final Float Shares

Capping Factor

Weight (Capped)


Review Q1 2014

WFC UN WELLS FARGO & CO US9497461015 2649100 United StatesJPM UN JPMORGAN CHASE & CO US46625H1005 2190385 United States

HSBC UN HSBC HOLDINGS PLC-SPONS ADR US4042804066 2400341 United KingdomBAC UN BANK OF AMERICA CORP US0605051046 2295677 United States

C UN CITIGROUP INC US1729674242 2297907 United StatesSAN UN BANCO SANTANDER SA-SPON ADR US05964H1059 2018186 Spain

RY UN ROYAL BANK OF CANADA CA7800871021 2756196 CanadaMTU UN MITSUBISHI UFJ FINL GRP-ADR US6068221042 2747327 JapanUBS UN UBS AG-REG CH0024899483 B17MV57 Switzerland

TD UN TORONTO-DOMINION BANK CA8911605092 2042516 CanadaBBVA UN BANCO BILBAO VIZCAYA-SP ADR US05946K1016 2042152 Spain

USB UN US BANCORP US9029733048 2736035 United StatesGS UN GOLDMAN SACHS GROUP INC US38141G1040 2407966 United States

BNS UN BANK OF NOVA SCOTIA CA0641491075 2957665 CanadaBCS UN BARCLAYS PLC-SPONS ADR US06738E2046 2077756 United KingdomING UN ING GROEP N.V.-SPONSORED ADR US4568371037 2452643 NetherlandsDB UN DEUTSCHE BANK AG-REGISTERED DE0005140008 2803025 GermanyCS UN CREDIT SUISSE GROUP-SPON ADR US2254011081 2159762 Switzerland

ADDITION PNC UN PNC FINANCIAL SERVICES GROUP US6934751057 2692665 United StatesMS UN MORGAN STANLEY US6174464486 2262314 United States

BMO UN BANK OF MONTREAL CA0636711016 2073174 CanadaITUB UN ITAU UNIBANCO HLDNG-PREF ADR US4655621062 2849739 Brazil

SCHW UN SCHWAB (CHARLES) CORP US8085131055 2779397 United StatesBBD UN BANCO BRADESCO-ADR US0594603039 B00FSK0 BrazilIBN UN ICICI BANK LTD-SPON ADR US45104G1040 2569286 India

DELETION BSBR UN BANCO SANTANDER BRASIL-ADS

Replacement ListCOF US CAPITAL ONE FINANCIAL US14040H1059 2654461 United States

BK US BANK NY MELLON US0640581007 B1Z77F6 United StatesSTT US STATE STREET CORP US8574771031 2842040 United StatesLYG US LLOYDS BANKING GROUP US5394391099 2544346 United KingdomFITB US FIFTH THIRD BANCORP US3167731005 2336747 United States

Bloomberg Ticker

Float MCap (USD)

4,525,184,980 217,751,901,238 0.978190 10.61%3,521,747,250 203,979,600,720 0.978190 9.93%3,769,653,000 189,274,277,130 0.978190 9.22%

10,039,729,200 173,486,520,576 0.978190 8.45%2,856,088,480 137,035,125,270 0.978190 6.67%

11,561,067,000 105,090,099,030 0.978190 5.12%1,355,663,300 88,280,794,096 1.022805 4.50%

14,163,761,000 80,450,162,480 1.022805 4.10%3,608,840,480 75,821,738,485 1.022805 3.86%1,602,410,370 74,640,275,035 1.022805 3.80%5,785,955,000 72,035,139,750 1.022805 3.67%1,601,648,400 67,413,381,156 1.022805 3.43%

353,146,560 59,936,034,163 1.022805 3.05%1,020,460,560 59,788,784,210 1.022805 3.04%3,597,207,680 56,152,411,885 1.022805 2.86%3,840,894,000 55,001,602,080 1.022805 2.80%

968,525,000 43,893,553,000 1.022805 2.24%1,324,210,220 41,898,011,361 1.022805 2.13%

491,339,800 41,007,219,708 1.022805 2.09%1,224,917,260 38,511,398,654 1.022805 1.96%

547,908,300 36,118,115,136 1.022805 1.84%2,334,127,950 30,110,250,555 1.022805 1.53%

973,925,250 25,964,847,165 1.022805 1.32%1,998,455,150 23,062,172,431 1.022805 1.17%

282,874,060 11,750,588,452 1.022805 0.60%

Final Float Shares

Capping Factor

Weight (Capped)


Review Q1 2014

AMZN UW AMAZON.COM INC US0231351067 2000019 United States 344,448,750WMT UN WAL-MART STORES INC US9311421039 2936921 United States 1,650,243,720

HD UN HOME DEPOT INC US4370761029 2434209 United States 1,126,581,600CVS UN CVS CAREMARK CORP US1266501006 2577609 United States 1,111,481,380

WAG UN WALGREEN CO US9314221097 2934839 United States 741,133,380COST UW COSTCO WHOLESALE CORP US22160K1051 2701271 United States 408,941,460

LOW UN LOWE'S COS INC US5486611073 2536763 United States 868,038,070TJX UN TJX COMPANIES INC US8725401090 2989301 United States 554,735,220

MCK UN MCKESSON CORP US58155Q1031 2378534 United States 181,800,330TGT UN TARGET CORP US87612E1064 2259101 United States 537,274,800

M UN MACY'S INC US55616P1049 2345022 United States 324,264,160KR UN KROGER CO US5010441013 2497406 United States 413,220,800

CAH UN CARDINAL HEALTH INC US14149Y1082 2175672 United States 246,880,080SYY UN SYSCO CORP US8718291078 2868165 United States 485,523,440

WFM UW WHOLE FOODS MARKET INC US9668371068 2963899 United States 308,735,100DG UN DOLLAR GENERAL CORP US2566771059 B5B1S13 United States 269,014,200

AZO UN AUTOZONE INC US0533321024 2065955 United States 23,348,500ABC UN AMERISOURCEBERGEN CORP US03073E1055 2795393 United States 185,652,810

ROST UW ROSS STORES US7782961038 2746711 United States 163,335,400BBBY UW BED BATH & BEYOND INC US0758961009 2085878 United States 166,083,060

LB UN L BRANDS INC US5017971046 B9M2WX3 United States 200,294,580GPS UN GAP INC/THE US3647601083 2360326 United States 246,936,250KSS UN KOHLS CORP US5002551043 2496113 United States 167,029,200

SPLS UW STAPLES INC US8550301027 2841489 United States 514,069,590BBY UN BEST BUY CO INC US0865161014 2094670 United States 200,684,640

Replacement ListORLY US O'REILLY AUTOMOTIVE US67103H1077 B65LWX6 United StatesDLTR US DOLLAR TREE INC US2567461080 2272476 United StatesFAST US FASTENAL CO US3119001044 2332262 United StatesTSCO US TRACTOR SUPPLY US8923561067 2900335 United StatesSWY US SAFEWAY INC US7865142084 2767165 United States

Bloomberg Ticker

Final Float Shares

Float MCap (USD)

127,666,484,700 0.709921 10.54%124,642,908,172 0.709921 10.29%90,757,413,696 0.709921 7.49%81,004,762,974 0.709921 6.69%49,604,057,123 0.867029 5.00%47,114,145,607 0.912850 5.00%42,863,719,897 1.003370 5.00%34,121,763,382 1.134389 4.50%33,387,630,605 1.159332 4.50%32,827,490,280 1.179114 4.50%19,053,762,042 1.600423 3.55%18,127,996,496 1.600423 3.37%17,908,681,003 1.600423 3.33%17,575,948,528 1.600423 3.27%17,128,623,348 1.600423 3.19%15,949,851,918 1.600423 2.97%12,629,437,135 1.600423 2.35%12,564,982,181 1.600423 2.34%11,822,216,252 1.600423 2.20%11,489,626,091 1.600423 2.14%11,430,811,681 1.600423 2.13%10,198,467,125 1.600423 1.90%9,215,000,964 1.600423 1.71%5,911,800,285 1.600423 1.10%5,165,622,634 1.600423 0.96%

Capping Factor

Weight (Capped)


Review Q1 2014

INTC UW INTEL CORP US4581401001 2463247 United StatesTSM UN TAIWAN SEMICONDUCTOR-SP ADR US8740391003 2113382 TaiwanTXN UW TEXAS INSTRUMENTS INC US8825081040 2885409 United StatesMU UW MICRON TECHNOLOGY INC US5951121038 2588184 United States

ASML UW ASML HOLDING NV-NY REG SHS USN070592100 B908F01 NetherlandsARMH UW ARM HOLDINGS PLC-SPONS ADR US0420681068 2230010 United KingdomAMAT UW APPLIED MATERIALS INC US0382221051 2046552 United StatesBRCM UW BROADCOM CORP-CL A US1113201073 2235822 United States

ADI UW ANALOG DEVICES INC US0326541051 2032067 United StatesXLNX UW XILINX INC US9839191015 2985677 United StatesAVGO UW AVAGO TECHNOLOGIES LTD SG9999006241 B3WS2X9 Singapore

ADDITION NXPI UW NXP SEMICONDUCTOR NV NL0009538784 B505PN7 NetherlandsALTR UW ALTERA CORP US0214411003 2021690 United StatesNVDA UW NVIDIA CORP US67066G1040 2379504 United StatesKLAC UW KLA-TENCOR CORPORATION US4824801009 2480138 United StatesLRCX UW LAM RESEARCH CORP US5128071082 2502247 United States

MCHP UW MICROCHIP TECHNOLOGY INC US5950171042 2592174 United StatesLLTC UW LINEAR TECHNOLOGY CORP US5356781063 2516839 United StatesMXIM UW MAXIM INTEGRATED PRODUCTS US57772K1016 2573760 United States

SWKS UW SKYWORKS SOLUTIONS INC US83088M1027 2961053 United StatesMRVL UW MARVELL TECHNOLOGY GROUP LTD BMG5876H1051 2594653 BermudaCREE UW CREE INC US2254471012 2232351 United StatesONNN UW ON SEMICONDUCTOR CORPORATION US6821891057 2583576 United States

TER UN TERADYNE INC US8807701029 2884183 United StatesAMD UN ADVANCED MICRO DEVICES US0079031078 2007849 United States

DELETION ATML UW ATMEL CORP

Replacement ListLSI US LSI CORP US5021611026 2498993 United States

ATML US ATMEL CORP US0495131049 2062310 United StatesHIMX US HIMAX TECHNOLOGIES ADR US43289P1066 B126TB6 Cayman Islands

FSL US FREESCALE SEMICONDUCTOR BMG3727Q1015 B4349B0 BermudaSTM US STMICROELECTRONICS US8610121027 2430025 Netherlands

Bloomberg Ticker

Float MCap (USD)

4,474,800,000 110,796,048,000 0.689863 17.42%4,096,672,190 79,598,340,652 0.689863 12.51%

693,896,960 32,217,635,853 0.689863 5.07%944,183,200 23,453,510,688 0.935418 5.00%236,815,660 21,536,016,120 1.018705 5.00%436,761,480 21,493,032,431 1.020742 5.00%

1,005,186,440 19,611,187,444 1.006821 4.50%493,830,000 15,116,136,300 1.306217 4.50%246,897,120 12,771,988,018 1.545958 4.50%216,152,550 11,358,816,503 1.567322 4.06%157,312,260 9,938,988,587 1.567322 3.55%168,673,170 9,703,767,470 1.567322 3.47%244,524,280 8,802,874,080 1.567322 3.14%426,402,000 7,811,684,640 1.567322 2.79%113,272,360 7,660,609,707 1.567322 2.74%126,604,140 6,792,312,111 1.567322 2.43%143,376,480 6,655,536,202 1.567322 2.38%125,038,130 5,986,825,664 1.567322 2.14%160,777,620 5,204,371,559 1.567322 1.86%137,918,900 5,147,133,348 1.567322 1.84%314,944,000 5,004,460,160 1.567322 1.79%71,785,890 4,213,831,743 1.567322 1.51%

325,912,280 3,066,834,555 1.567322 1.10%126,085,700 2,482,627,433 1.567322 0.89%601,599,220 2,352,252,950 1.567322 0.84%

Final Float Shares

Capping Factor

Weight (Capped)

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