World Bank Operations Evaluation Department Presentation at 2 nd Meeting of DAC Network on...

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Operations Operations Evaluation Evaluation World Bank Operations Evaluation Department Presentation at 2 nd Meeting of DAC Network on Development Evaluation Paris, November 9-10, 2004 Country Assistance Country Assistance Evaluation at OED: Evaluation at OED: Methodology and Methodology and Challenges Challenges

Transcript of World Bank Operations Evaluation Department Presentation at 2 nd Meeting of DAC Network on...

Page 1: World Bank Operations Evaluation Department Presentation at 2 nd Meeting of DAC Network on Development Evaluation Paris, November 9-10, 2004 Country Assistance.

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World Bank Operations Evaluation DepartmentPresentation at 2nd Meeting of DAC Network on Development Evaluation

Paris, November 9-10, 2004

Country Assistance Country Assistance Evaluation at OED:Evaluation at OED:

Methodology and ChallengesMethodology and Challenges

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Operations Evaluation Department

Outline of PresentationOutline of Presentation

1. Background

2. Country Assistance Evaluation Methodology

3. Rethinking the Approach

4. Relevant Developments in Country Evaluations at the World Bank

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Operations Evaluation Department

BackgroundBackground

Since FY95, OED has undertaken 70 Country Assistance Evaluations, covering nearly three quarters of the Bank’s operational program.Roughly two-thirds of Bank country assistance programs have been rated satisfactory.The usefulness of country evaluations illustrated by disconnect with aggregate portfolio performance.

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Operations Evaluation Department

Satisfactory Project Outcomes do not Satisfactory Project Outcomes do not automatically translate into Satisfactory automatically translate into Satisfactory Assistance Outcomes…Assistance Outcomes…

Satisfactory Unsatisfactory

Satisfactory 53% 33%

Unsatisfactory 7% 7%

Country Portfolio Outcomes

Outcomes of Bank Assistance Programs

CAE Outcome Ratings and Project Outcome Ratings

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Operations Evaluation Department

OED MethodologyOED Methodology

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Operations Evaluation Department

Country development performance;

Assistance program performance; and

Donor (World Bank) performance

The first step is to clarify the The first step is to clarify the object of evaluation…object of evaluation…

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Operations Evaluation Department

Country Assistance Programs are assessed across three dimensions:

Development Impact Products and Services Attribution

MethodologyMethodology

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Loans, Credits, and Grants

Analytical and Advisory Services

Aid Coordination and Resource Mobilization

Dimension I: Products and ServicesDimension I: Products and Services (Bottom-up)(Bottom-up)

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Operations Evaluation Department

Main Country-level Program Objectives are derived from: The country assistance strategy agreed with

the Client. The evaluator’s ex-post assessment of

fundamental development constraints.

Major Ratings Same as in Project Evaluations Relevance Efficacy Efficiency Outcome Institutional Development Sustainability

Dimension II: Development ImpactDimension II: Development Impact (Top-Down)(Top-Down)

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Bank Performance

Borrower Performance

Partner Performance

Exogenous Factors

Dimension III: AttributionDimension III: Attribution

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Individual donor attribution not possible using our current counterfactuals.

Bank performance currently measured against our best practice corporate standards.

Attributing Program Results Is a Key Attributing Program Results Is a Key ChallengeChallenge

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Professional Services Strategy consistent with key development

constraints, and corporate priorities Quality at entry Implementation and follow-up

Selectivity

Participation and partnership

Creativity, initiative, and efficiency

Bank PerformanceBank Performance

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Ownership of assistance program

Support for national and international development priorities (MDGs, national development plan, etc.)

Respect for safeguards

Client performanceClient performance

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Impact on design of assistance program

Impact on implementation of assistance program

Aid Partner PerformanceAid Partner Performance

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World economic shocks

Events of nature

War/civil disturbances

Other

Exogenous FactorsExogenous Factors

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Ongoing Review of Methodology…Staff Ongoing Review of Methodology…Staff and Board Viewsand Board Views

Usage Surveys of Board and Bank Staff revealed:

High awareness of CAEs and CAE findings

Incorporation of recommendations

Frequent mention in strategies and Board discussions

But, Staff views negative overall…timing,

accountability, consistency Board views more positive, but need to focus

more on results and less on compliance

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…….External Evaluator’s view.External Evaluator’s view

Methodology reviewed by independent, external reviewer:The approach may place too much emphasis on instruments rather than impactDifferent sections of CAE appear to lead to different conclusions, ie project outcomesFocus shifts from country to bank to country—may be confusingNeed to ensure consistency of terminology

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Operations Evaluation Department

……Other Agencies MethodsOther Agencies Methods

OED made a brief examination of methods employed by other agencies:

OED has completed the most country evaluations by far

Only about half the agencies have formal, codified methodologies

OED is only agency to rate; very few attempt to construct counterfactuals or attribute

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Operations Evaluation Department

Contemplated Changes to the Contemplated Changes to the Methodology…Methodology…

Based on our ongoing self-assessment, we are considering:Making the CAEs more-results based, by organizing by objectives Establishing what the program attempted to

accomplish by objective Analyzing the product dimension by objective

rather than overall Preparing sub-ratings by objectives,

disaggregating the overall rating Changing attribution to the notion of “plausible association” or Bank contribution.

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Other Relevant Developments in Other Relevant Developments in the Bank…the Bank…

More institution-wide attention to evaluating the impact of country programs

Mainstreaming of Results-based CASs, which will: Contain a CAS Completion Report (self-evaluation), to be

validated by OED More clearly set out what the country program intended to

achieve

The Quality Assurance Group (internal assessments) is also moving to higher-level assessments, such as country-wide ESW or lending reviews.