Workshop on Private Sector Interest and Roles in the IOOS Houston, Texas David L. Martin, Ph.D.

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A National Federation of Regional Associations. Workshop on Private Sector Interest and Roles in the IOOS Houston, Texas David L. Martin, Ph.D. Associate Director, Applied Physics Laboratory, University of Washington, USA March 2, 2004. What will IOOS Look Like?. - PowerPoint PPT Presentation

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  • Workshop on Private Sector Interest and Roles in the IOOSHouston, TexasDavid L. Martin, Ph.D.Associate Director, Applied Physics Laboratory, University of Washington, USAMarch 2, 2004A National Federation of Regional Associations

  • What will IOOS Look Like? Global Component (nearly entirely a Federal responsibility for both operations & research support)Coastal ComponentNational System (backbone) Mostly FederalNetworks regions into a national federations and link environmental changes that propagate across regionsFederation of Regional Observing SystemsFederal, state & local government involvement with academia, Tribal, private industry, NGOs and other stakeholders increase temporal/spatial resolution of backbone & increase variables measured and products produced

  • IOOS Global System Full implementation of Argo and the global ocean time series observatories. Successful completion of the Global Ocean Data Assimilation Experiment (GODAE).Optimizing the global network of observations, andEnhancing the ocean time series observatories with key biological and chemical sensors.

  • The National BackboneWave HeightOcean ColorSurface TemperatureMeasure and process variables needed by all regional systemsSatellite remote sensingReference, sentinel stationsLink to global systemData standards & exchange protocolsCapacity building

  • Primary interface with user groups outside federal agencies.Focal point for data analysis and product development that will have local, regional and national applications.Terrestrial influence measurementsMany national backbone R&D projects will be first done in regional observing systems. Development of regional systems is a very high priority

  • Representative Northwest Observing Systems (non-exhaustive)From: NOAA Coastal Services Center http://www.csc.noaa.gov/coos/northwest.html

  • Representative Northwest Observing Efforts Involving Tribal, State, local governments, Academia, etc.

  • JEMS

    Critical to document water properties of waters entering Puget Sound from Pacific

    Important for assessing: water quality, resource limitation, invasive species vectors

    Monthly boat surveys

    truly joint: KC-DNR - funding Ecology - coordination NOAA - boat UW PRISM - analyses UW FHL - staging, gas

    Interannual variation in upwelling intensity off coast

    Joint Effort to Monitor the Strait

    daily

    7

    -7

    -166

    -57

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    19

    -10

    -32

    -14

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    -221

    -268

    -89

    -35

    -149

    -261

    -538

    -274

    -426

    -30

    -150

    -434

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    -208

    -269

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    38

    2

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    52

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    51

    15

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    63

    44

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    33

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    -18

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    63

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    79

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    57

    Bakun Upwelling Index

    monthly

    -162.8387096774-93.1935483871-102.2580645161

    -178.4444444444-247-83.0689655172

    -9.8-94.1290322581-30.3548387097

    14.066666666734.3214285714-4.3

    21.129032258139.258064516112.4516129032

    52.347782258125.570564516149.8666666667

    46.419354838759.354838709742.7096774194

    58.129032258138.612903225847.5

    44.555.0333333333Sep

    -30.8666666667-34.8148148148Oct

    -144.4666666667-126.6333333333Nov

    -80.7741935484-78.0322580645Dec

    Bakun Upwelling Index

    1998

    1999

    2000

    Sheet1

    1-Jan-9871-Jan-99201-Jan-0010Jan-163-93-102

    2-Jan-98-72-Jan-99442-Jan-0022Feb-178-247-83

    3-Jan-98-1663-Jan-99-23-Jan-00-304Mar-10-94-30

    4-Jan-98-574-Jan-99-314-Jan-0015Apr1434-4

    5-Jan-98-1315-Jan-99-225-Jan-008May213912

    6-Jan-98-486-Jan-99-26-Jan-00-69Jun522650

    7-Jan-98197-Jan-99137-Jan-00-136Jul465943

    8-Jan-98-108-Jan-9908-Jan-00-36Aug583948

    9-Jan-98-329-Jan-99-149-Jan-00-87Sep4555

    10-Jan-98-1410-Jan-99-6410-Jan-00-28Oct-31-35

    11-Jan-98-5411-Jan-99-5911-Jan-00-93Nov-144-127

    12-Jan-98-20012-Jan-99-1112-Jan-00-188Dec-81-78

    13-Jan-98-38013-Jan-99-19313-Jan-00-107

    14-Jan-98-23014-Jan-99-17414-Jan-00-145

    15-Jan-98-10615-Jan-99-20615-Jan-00-102

    16-Jan-98-18116-Jan-99-15716-Jan-00-383

    17-Jan-98-22117-Jan-99-41317-Jan-00-120

    18-Jan-98-26818-Jan-99-30118-Jan-00-26

    19-Jan-98-8919-Jan-99-24419-Jan-00-99

    20-Jan-98-3520-Jan-99-13520-Jan-00-197

    21-Jan-98-14921-Jan-99-4721-Jan-00-84

    22-Jan-98-26122-Jan-99-1222-Jan-00-36

    23-Jan-98-53823-Jan-991123-Jan-00-10

    24-Jan-98-27424-Jan-991224-Jan-00-9

    25-Jan-98-42625-Jan-99325-Jan-004

    26-Jan-98-3026-Jan-9911326-Jan-002

    27-Jan-98-15027-Jan-99-18027-Jan-007

    28-Jan-98-43428-Jan-99-53528-Jan-00-72

    29-Jan-98-10629-Jan-99-27729-Jan-00-187

    30-Jan-98-20830-Jan-99-1930-Jan-00-293

    31-Jan-98-26931-Jan-99-731-Jan-00-427

    -163-93-102

    1-Feb-98-2801-Feb-99-2071-Feb-00-220

    2-Feb-98-372-Feb-99-1132-Feb-00-2

    3-Feb-98-43-Feb-99-2653-Feb-00-144

    4-Feb-98-1424-Feb-99-784-Feb-00-116

    5-Feb-98-2115-Feb-99-5645-Feb-00-274

    6-Feb-98-7456-Feb-99-3246-Feb-00-220

    7-Feb-98-2157-Feb-99-2307-Feb-00-178

    8-Feb-98-558-Feb-99-1118-Feb-00-69

    9-Feb-98-2039-Feb-99-129-Feb-00-3

    10-Feb-98-33410-Feb-99-14110-Feb-0012

    11-Feb-98-33111-Feb-99-65711-Feb-003

    12-Feb-98-34912-Feb-99-38712-Feb-00-7

    13-Feb-98-22413-Feb-99-2813-Feb-00-20

    14-Feb-98-5814-Feb-99-1114-Feb-0021

    15-Feb-98-12315-Feb-99-43415-Feb-00-35

    16-Feb-98-27616-Feb-99-25216-Feb-0017

    17-Feb-98-12417-Feb-99-7717-Feb-007

    18-Feb-98-44218-Feb-99-22018-Feb-001

    20-Feb-98-56519-Feb-99-6419-Feb-00-107

    21-Feb-98-13220-Feb-99-49120-Feb-00-61

    22-Feb-98-4821-Feb-99-34921-Feb-00-189

    23-Feb-9811222-Feb-99-39022-Feb-00-174

    24-Feb-981723-Feb-99-41623-Feb-00-45

    25-Feb-983824-Feb-99-33624-Feb-00-122

    26-Feb-98225-Feb-99-5425-Feb-00-113

    27-Feb-98-2126-Feb-99-27726-Feb-00-190

    28-Feb-98-6827-Feb-99-30727-Feb-0010

    28-Feb-99-12128-Feb-00-174

    29-Feb-00-17

    -178-247-83

    1-Mar-98-61-Mar-99-401-Mar-00-271

    2-Mar-9832-Mar-99-6772-Mar-00-14

    3-Mar-9893-Mar-99-2033-Mar-00-35

    4-Mar-9854-Mar-99214-Mar-00139

    5-Mar-98435-Mar-9925-Mar-00112

    6-Mar-98176-Mar-99156-Mar-006

    7-Mar-98-1017-Mar-99-1377-Mar-00-166

    8-Mar-98-748-Mar-99-2708-Mar-00-57

    9-Mar-98-829-Mar-99-1079-Mar-00-58

    10-Mar-98-11510-Mar-99-4610-Mar-00-298

    11-Mar-98-11311-Mar-99-6111-Mar-00-35

    12-Mar-98-5112-Mar-99-17212-Mar-00-61

    13-Mar-981113-Mar-99-11113-Mar-00-130

    14-Mar-98114-Mar-994214-Mar-00-9

    15-Mar-982615-Mar-993115-Mar-00-87

    16-Mar-987216-Mar-99516-Mar-0028

    17-Mar-982517-Mar-99-5817-Mar-00-91

    18-Mar-982418-Mar-99-1218-Mar-00-120

    19-Mar-98319-Mar-99619-Mar-0021

    20-Mar-98-1420-Mar-99-1320-Mar-003

    21-Mar-98-18121-Mar-99-15521-Mar-00-1

    22-Mar-98-4322-Mar-99-11522-Mar-0038

    24-Mar-98-423-Mar-99-20823-Mar-007

    25-Mar-987324-Mar-99-924-Mar-0015

    26-Mar-98-1125-Mar-99-3525-Mar-006

    27-Mar-98826-Mar-99026-Mar-00-37

    28-Mar-989227-Mar-99-3827-Mar-00-21

    29-Mar-984728-Mar-99-42728-Mar-0014

    30-Mar-98-629-Mar-99-22429-Mar-0031

    31-Mar-984830-Mar-99730-Mar-0054

    31-Mar-997131-Mar-0076

    -10-94-30

    1-Apr-98411-Apr-99931-Apr-0074

    2-Apr-98122-Apr-99992-Apr-0044

    3-Apr-98215-Apr-99-583-Apr-0047

    4-Apr-98126-Apr-99474-Apr-0049

    5-Apr-98-67-Apr-99-95-Apr-0010

    6-Apr-9818-Apr-99496-Apr-001

    7-Apr-98159-Apr-99-1467-Apr-0042

    8-Apr-98-310-Apr-99-178-Apr-00-12

    9-Apr-98-611-Apr-99209-Apr-00-7

    10-Apr-98-2412-Apr-995610-Apr-0011

    11-Apr-98-613-Apr-9912611-Apr-007

    12-Apr-98-5614-Apr-997112-Apr-00-5

    13-Apr-98-215-Apr-99-2913-Apr-00-9

    14-Apr-981816-Apr-99-4914-Apr-00-18

    15-Apr-981517-Apr-991715-Apr-00-3

    16-Apr-98218-Apr-99616-Apr-0045

    17-Apr-98-419-Apr-99-517-Apr-0093

    18-Apr-98-920-Apr-992218-Apr-0038

    19-Apr-983521-Apr-997919-Apr-00-15

    20-Apr-98-422-Apr-9911820-Apr-00-4

    21-Apr-985723-Apr-9910721-Apr-00-13

    22-Apr-988424-Apr-994622-Apr-00-4

    23-Apr-989225-Apr-996723-Apr-00-12

    24-Apr-982026-Apr-99-524-Apr-00-96

    25-Apr-98-627-Apr-994025-Apr-00-46

    26-Apr-981228-Apr-9913126-Apr-00-87

    27-Apr-984729-Apr-998127-Apr-00-112

    28-Apr-985030-Apr-99428-Apr-00-65

    29-Apr-981129-Apr-00-29

    30-Apr-98330-Apr-00-53

    1434-4

    1-May-9861-May-99-141-May-001

    2-May-98112-May-99-252-May-00-53

    3-May-98283-May-99363-May-00-19

    4-May-98194-May-9974-May-00-17

    5-May-9895-May-99-525-May-00-3

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    Sheet2

    Sheet3

    Huge gap in all stuff going on is ignoring Strait of Juan de Fuca. (Logistics and remoteness cant land seaplane!) It is boundary for Puget Sound so cant interpret change in PS without these data. Due to upwelling variation, oxygen and nutrient baseline is not static!This program 2 y old now and based out of Friday Harbor. Great buy-in from all but done on shoestring. We need a mooring!!

  • Criteria for a Regional SystemProof of a Solid Governance Structure that can deliver a Regional IOOSBy incorporating/improving existing assets and engaging regional expertise. It must describe governing and executive bodies, the roles and responsibilities of members, and how decisions are made/modified, etc.Provision of an acceptable business plan that is endorsed by stakeholdersArticulate Regional system goals IAW seven IOOS goals, specify products and customers, conform to protocols, be capable of 24/7 ops providing timely user-driven products, describe sources of funding, provide a budget, etc. This will become the Strategic PlanDescribe the process by which the governance structure and business plan were developed/improvedEasy to list, rigorous to implement, and . . . how do we agree and/or accomplish these? How do we formalize and empower the We in the various US Regions?

  • Regional Associations Provide the Legitimizing Framework For the Individual U.S. Regions:They provide a focal point for a Regional Consortia of stakeholders to whom accountable (performance based) transfers of Federal resources can occur Enhance intra-regional connectivity and collaborationPriorities, technology transfer, science, etc., etc., etc.As Part of a National Federation of Regional AssociationsLessons learned from other RAs (best practices, etc.)Facilitates seamless interconnectivity (interoperability) between RegionsDemonstration to national leadership of maturity (vice internecine bickering)Ease pressure for Congressional earmarks/plus-ups as RAs become the vehicle of choice for directed regional ocean observing resourcesEtc., etc.,

  • Regional Associations are Formed to:Oversee & manage the design and sustained operation of integrated Regional observing systems addressing societal needsAgree and establish Regional geographic boundariesObtain and disperse funds to operate and improve Regional observing systemsEnsure the timely provision of quality controlled data and information to usersSo . . . , if theyre so good, whats the problem?

  • The federal government explored a range of options for its own interagency governance problem for the role and mission of Ocean.US:

    Strong, central management; allocates funds:National Polar Orbiting Environmental Satellite System (NPOESS), Integrated Program Office (IPO) - Line item in NOAA and USAF budgets, IPO has responsibility and authority.Strategic Environmental Research and Development Program (SERDP) - Two agencies (DoD and DoE) provide research dollars at their discretion; agencies mutually determine investment areas. National Ice Center - Joint participation in a budget contributed by agencies to meet a national mission; procurement authority within each agency contributing funds.

    Implementation through memoranda, agreements, or proposals; funds allocated by individual agencies: Sea Grant - Multi-agency at distributed end of the system; collaborative allocation of resources for locally defined programs within national thematic areas; conducts activities (outreach, education, synthesis).National Laboratories - Research priorities established locally within broad-based guidelines.University Corporation for Atmospheric Research (UCAR) - Federally supported consortium with a board of trustees.Joint Oceanographic Institutions (JOI) - Non-profit consortium of academic institutions that manages (principally government funded) programs (e.g., ocean drilling program). Coordination and information role; little direct influence on funding:U.S. Global Change Research Program (USGCRP) - Facilitates interactions, identifies areas of potential collaboration, facilitates collaboration, assembles and disseminates information.University National Oceanographic Laboratory System (UNOLS) - Scheduling and participation in a broad range of oceanographic research ship activities. Remember, Interoperability and Cross-Boundary Governance is Difficult at Many Levels

  • Governance System for RAs: Reaching Consensus A wide range of stakeholders needs to be approached, educated and encouraged to participateTribal leaders, Academia, Federal agencies, industry, other state/local governments, NGOs, etc.Interactions in a number of Region have accelerated during past yearNeed to identify the MANY others a Regions constituents must help.Regional participants must remain engaged with colleagues in other Regional Associations, Ocean.US and others in D.C. and the natione.g., Regional Observing System Summit: Regional Interoperability Forum, attend RA meetings nearby, etc.e.g., NANOOS1 Workshop attendees included Alaskans, Canadians, CaliforniansRegions must develop mechanisms to address the hard issues.

    1NANOOS Northwest Association of Networked Ocean Observing Systems

  • Because RA Governance Means More Than Merely Getting Along . .What is the governance mechanism for the RA? How is the Regional Association to be chartered for a multi-state role (with international connectivity if applicable)?What roles will various entities agree to play? And what will they not do?What is the role of Federal agencies (or Tribal, state, local, etc.) in the Regional Association hierarchy and decisions? What is the role of non-governmental entities (industry, academia, NGOs etc) ? How are differences between stakeholders arbitrated?Prioritization/scheduling of observing systemsAllocations of resourcesHow are boundaries between regions determined? - e.g., For the PNW, what is the geographical extent of Northern California? These issues and others have been identified and discussed at various foraArriving at equitable solutions will take time and discourse ignoring such issues is not an optionOcean.US (e.g., the entire federal structure in Washington, D.C.) will NOT solve Regional governance isues.Regions must do this for themselves

  • The National Federation of Regional Associations Will AssistPromote Regional observing systems nationwideEnhance communications between NOPP agencies and RAAssist in delineation of geographic boundaries Promote inter-RA collaborationGuide the development of the backboneInfluence the development and enable the implementation of national standards and protocols.When mature, certify the RAs themselves

  • SummaryAn IOOS is required to address a wide range of issuesNational effort has the support of both the Executive and Legislative branchesOcean.US plan forwarded to Congress by the White HouseThe IOOS will measure the full spectrum of ocean parameters needed to address a wide range of issuesPhysical, biological, chemical, geological, meteorological etc.The IOOS has global and coastal modules Coastal efforts consist of both national backbone (mostly Federal e.g., NDBC, CMAN, NWLON, PaCOS, etc.) and Regional effortsTo address regional concerns and build regional constituencies WITHIN the construct of an integrated systemThe goal is Regional relevancy with National oversight. Regional Associations, and a National Federation of these Associations will provide the governance structure to enable this portion of the IOOS

    Emphasize Primary rational for national backbone: variable needed by all regionsEmphasize developmnet of the coastal component including the regional building blocks Needed research way to identifyIdentify sources of funds Needed research way to identifyIdentify sources of funds The National Oceanographic Partnership Program (NOPP) will be the U.S. forum for integrating elements of a sustained ocean observing and prediction federation called OCEAN.US. This federation will integrate across long-term research observations, technique development, and operational/routine observations while providing the user community with not only ocean data but also a commons for ocean data observation, assimilation and prediction methods. We have chosen the scope of OCEAN.US to include data assimilation and prediction (modeling) methods as a means to foster productivity and to assure feedback on the utility and approaches to specific observation strategies and elements.

    The existence of this integrated, sustained federation will serve all of the above National Needs from the outset and will greatly improve knowledge, products and value-added activities as OCEAN.US matures to full implementation over the next decade.

    These National Needs are adapted from the reports by Nowlin et al (1999) and Frosch et al (1999). The inspiration, indeed most of the contents, for OCEAN.US stem from these two reports and the many source documents of those reports.

    The OCEAN.US federation will contain the U.S. contributions to the international Global Ocean Observing System (GOOS). It will be larger in scope than the GOOS contribution in order to serve National goals but will not attempt to encompass all US ocean research, observation or operations. Rather, the primary role of OCEAN.US will be to integrate common interests into a shared resource for all users in both the private and public sectors ranging from national to local levels.