Why Think Causally

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    Why Care AboutCounterfactual

    Support?The Cognitive Uses of Causal Order

    Lecture 2

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    You Do Care About

    Counterfactual

    Su ort

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    Two Regularities

    All uranium spheres are less than a mile in

    diameterAll gold spheres are less than a mile indiameter

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    Two Regularities

    All uranium spheres are less than a mile in

    diameterAll gold spheres are less than a mile indiameter

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    Two More Regularities

    All ravens are black

    All members of the 1964 GreenburySchool Board are bald

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    Two More Regularities

    All ravens are black

    All members of the 1964 GreenburySchool Board are bald

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    Conclusion

    Some true generalizations are law-like;

    some are notBut what is lawlikeness?

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    Answer

    A lawlike generalization supports

    counterfactuals

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    Two Counterfactuals

    If these two ravens were to mate, their

    offspring would be blackIf Hilary Clinton were elected to the 1964Greenbury School Board, her hair would

    fall out

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    Counterfactuals andLawlikeness

    The baldness of the school board members

    is a coincidence; if things had gonedifferently, baldness would not be universal

    The blackness of ravens is not a

    coincidence; if things had gone (somewhat)differently, blackness would still beuniversal

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    Counterfactuals andLawlikeness

    The baldness of the school board members

    is a coincidence; if things had gonedifferently, baldness would not be universal

    The blackness of ravens is not a

    coincidence; if things had gone (somewhat)differently, blackness would still beuniversal

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    Counterfactual Support

    A generalizationAll Fs are Goffers

    counterfactual support if1. Actual Fs in non-actual circumstances

    would still be G

    2. Non-actual Fs would be G

    A matter of degree

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    You Care AboutCounterfactual Support

    If you care about the distinction between

    law-like and accidental regularitiesThere are other reasons, too

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    The Empiricist CaseAgainst Caring

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    The Logical Empiricists

    Rudolf Carnap

    Hans Reichenbach

    Carl Hempel

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    The Actual and the Modal

    Actual fact: a fact about what happens in

    the actual (even observable) worldModal fact: facts about possibilities,necessities, what might but did not happen,

    what could not happen

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    Two Positivist Theses

    Only the actual is knowable

    Only the actual has practical significance

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    Only the Actual HasPractical Significance

    Modal facts cannot make a difference to

    our realizing the goals of science

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    The Goals of Science

    1. Explanation

    2. Prediction

    3. Control

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    The Empiricist Theoryof Explanation

    Hempel: To understand a phenomenon is to

    be able to predict the phenomenon (atleast in retrospect)

    In order to explain, learn how to predict

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    The Goals of Science

    1. Explanation

    2. Prediction

    3. Control

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    The Actual and the ModalAspects of a Regularity

    1. Actual: All actual ravens are actually

    black2. (a) In some counterfactual

    circumstances, some actual ravens

    would be black(b) Some non-actual ravens, if theyexisted, would be black

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    Prediction and Control

    Are about actual outcomes

    Thus they are covered by the actual part ofa regularity

    Nothing else matters

    In particular, the modal part does notmatter

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    The Empiricist Position

    We may care about counterfactual

    supportbut we should not

    Find a new definition of law-likeness

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    Against the Empiricists

    But Not Against

    Empiricism

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    My Claims

    Paying attention to counterfactual facts can

    make a difference to prediction and controlEven given all empiricist assumptions

    Because counterfactual facts are at bottom

    facts about the actual world importantfacts!

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    Explaining Caring aboutCounterfactual Support

    I will put one piece of an explanation in

    place: explain practical significance ofcaring

    What then must be added: evolution?

    something else?

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    Some AttemptsTo Care

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    Two Failed Attempts toExplain Caring

    1. Planning explanation

    2. Induction explanation

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    Planning Explanation

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    Planning Explanation

    Planning my actions requires counterfactual

    thinking

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    Planning Explanation

    When I plan what to do, I select from

    several possible actions the one that willbest realize my goal

    For each action I ask: what would happen

    if I were to do that?I decide by the counterfactual answers

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    Empiricist Reply

    This may be the way that humans actually

    plan, but there is another way to plan thatdoes not require counterfactual thinking

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    Empiricist Planning

    Look at actual frequencies

    Perform the action that most often leads tothe goal (other things being equal)

    Claim: this is for practical purposes

    identical to counterfactual planning

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    Induction Explanation

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    Induction Explanation

    In order to learn the actual part of a

    regularity, I must learn its modal partIf the actual part is the practical end, themodal part is the means to that end

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    Inductive Argument

    From the fact that

    ! All observed Fs are G

    infer that

    !

    AllFs are

    G

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    Thesis

    In order to perform this inference, you must

    have reason to believe that! All observed Fs are G

    is not an accident or a coincidence

    So: require counterfactual knowledge

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    Problem

    The thesis is implausibly strong

    A better thesis: in order to make theinference, you should lack reason tobelieve that the G-ness of observed Fs is a

    coincidence

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    The Theses Contrasted

    To inferAll Fs are G, must have reasonto

    believe that the G-ness of observed Fs isnot an accident

    To inferAll Fs are G, must lack reasonto

    believe that the G-ness of observed Fs is anaccident

    O h i H C

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    Otherwise, How CanInduction Get Started?

    We cannot have reason to believe that a

    pattern is not an accident until we havedone some inductive inference

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    Lets look for something else

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    What Is

    Counterfactual

    Su ort, Reall ?

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    How Counterfactuals Work

    Robert Stalnaker

    David Lewis

    Jonathan Bennett

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    Closest Possible Worlds?

    Sounds like the truth or falsity of the

    counterfactual depends on the spatialstructure of some hyper-universe full of non-actual worlds

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    World Proximity

    1. Same history as actual world

    2. Something in recent past goes slightlydifferently, so that pen is dropped

    3. Same fundamental laws as actual world

    Note that (2) implies partial exceptions to(1) and (3): make these very small

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    Very Small

    The thing that happens, so that the pen is

    dropped, must1. Change as little as possible about past

    history

    2. Violate the laws as little as possible

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    Putting it all together

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    E l ti W ld f A

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    Evaluation Worlds forA(Lewis, Bennett)

    1. Same history as actual world until

    shortly before occurrence ofA

    2. Then there is a conservative deviationfrom actual history that brings aboutA

    3. From then on, actual laws determinewhat occurs

    C ti D i ti

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    Conservative Deviation(Lewis, Bennett)

    1. Happens as close toAas possible

    2. Has as few side effects as possible

    3. If possible, violates no laws and is nottoo improbable

    4. If violation is necessary, it is discreet

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    Restrictions

    This story is correct for ordinary

    counterfactuals

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    Closest Possible Worlds?

    Sounds like the truth or falsity of the

    counterfactual depends on the spatialstructure of some hyper-universe full of non-actual worlds

    Wrong

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    Closest Possible Worlds

    What happens in the closest worlds

    depends on:1. Actual history

    2. Actual laws

    3. Criteria for conservative deviation

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    Closest Possible Worlds

    What makes counterfactual claims true or

    false are facts about the actual worldSpecifically: Ordinary occurrent facts andfacts about laws

    Empiricists are OK with both

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    Thesis

    If the facts that make a counterfactual claim

    true are actual facts, then the modalaspect of a regularity is something actual

    And so can make a difference even in the

    empiricists sense prediction & control

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    Question

    Still, even if an interest in counterfactuals is

    an interest in actual facts, whythese

    actualfacts? They look like a rather arbitraryselection

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    The Modal Aspectof a Regularity

    The Actual and the Modal

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    The Actual and the ModalAspects of a Regularity

    1. Actual: All actual ravens are actuallyblack

    2. (a) In some counterfactualcircumstances, some actual ravens

    would be black(b) Some non-actual ravens, if theyexisted, would be black

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    All Ravens Are Black

    ! If these two ravens had mated, theiroffspring would have been black

    ! If this raven had been fed a diet ofworms, it would still have been black

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    Some Raven Physiology

    Tyrosinase helps to covert tyrosine tomelanin inside the melanosomes

    Melanosomes are incorporated intofeather-producing cells

    Much physical structure: bundle it togetherand call it P

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    All Ravens Have P

    That is, they all have this complicatedphysical structure that makes them black

    Include in Pthe physical structure thatensures that Pis passed from parents to

    offspring

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    A Raven Counterfactual

    If these two ravens had mated, theiroffspring would have been black

    Find the closest worlds where the ravensmate

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    Closest Mating Worlds

    1. Same history as actual world untilshortly before mating

    2. Conservative deviation brings aboutmating

    3. From then on, actual laws apply

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    Closest Mating Worlds

    1. Same history, so raven parents have P

    2. Deviation brings about mating conservative, so does not undermine theP-hood of the parents

    3. Actual laws apply, so parentsP-hoodcauses P-hood, blackness, of offspring

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    Separability

    1. Physical separability: the fact of matingconsists of physical facts distinct from P

    2. Causal separability: the fact of matingconsists of physical facts that are not

    creating or sustaining causes ofP

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    Contrast Case

    If this raven had had some genetic defects,it still would have been black

    Blackness not present in every evaluationworld because genetic defects not

    separable fromP

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    Why You Care About

    Counterfactual

    Su ort

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    Overview

    Regularities in the real world are very fine-grained

    Knowledge of reasons for a regularityscounterfactual support provides compact

    basis for knowledge of fine-graineddetails

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    Overview

    We care about regularities that offercounterfactual support because we careabout having a compact basis for learninga regularitys fine-grained details

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    Fineness of Grain

    All ravens are not black

    Bleached ravensAlbino ravens

    f

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    Fineness of Grain

    All ravens for which conditions Zhold, areblack

    Zis very complex

    Learning Zis learning fine-grained details

    about a regularity

    This is one-half of fineness of grain

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    What Counterfactual Support

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    What Counterfactual SupportDepends On

    1. All actual ravens have P

    2. Causal inertia of P3. Causal and physical separability of P

    from relevant antecedents

    4. Causal laws in virtue of which Pcausesblackness

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    Simpler Case:Causal Antecedents

    A d

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    Antecedents

    Antecedent of a generalization:All Fsare G

    Antecedent of a counterfactual:IfAhad occurred, then Bwould have

    occurred

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    G d Thi K

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    Good Things to Know

    1. It is hotter above than beside a fire

    2. Short term exposure may not causedamage

    3. Damage more severe with length of

    exposure

    H T K Th

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    How To Know Them

    Dont just memorize factoids. Learn aboutmechanisms:

    1. Damage comes from heat accumulation

    2. Heat accumulation falls off with distance

    3. Heat rises

    What Counterfactual Support

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    What Counterfactual SupportDepends On

    1. All actual ravens have P

    2. Causal inertia of P3. Causal and physical separability of P

    from relevant antecedents

    4. Causal laws in virtue of which Pcausesblackness

    S i l G li i

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    Social Generalizations

    If you have more material possessions thanother people, they will tend to envy you

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    Non-CausalAntecedents

    Roasted Raven Is

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    oas ed ave sGood to Eat

    The antecedent, ravenhood, does not dothe causing

    It is some physical property Pof ravens thatmakes them edible

    To Know Fine-Grained

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    wDetails

    1. Learn conditions under which ravenshave P

    2. Learn conditions under which Phas itscharacteristic effect (taste, nutrition)

    To Know Fine-Grained

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    Details

    1. Learn conditions under which ravenshave P

    2. Learn conditions under which Phas itscharacteristic effect (taste, nutrition)

    Learning Fine-Grained

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    gDetails

    In conditions Z, ravens have PHow to learn Z?

    Method 1: learn about the mechanism thatcauses ravens to have P

    Problem: Pis unobservable

    Learning Fine-Grained

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    gDetails

    Method 2: Assume that most ravens innormal circumstances have P

    Worry about the final phase, where theraven is removed from normalcircumstances: killing, dressing, cooking

    Do these actions interfere with P?

    It All Ab t I t f

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    Its All About Interference

    What actions interfere with or undermine aravens P-hood?

    Those that manipulate things that are notseparable from P

    What Counterfactual Support

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    ppDepends On

    1. All actual ravens have P

    2. Causal inertia of P3. Causal and physical separability of P

    from relevant antecedents

    4. Causal laws in virtue of which Pcausesblackness

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    Summary

    A ti

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    Assumptions

    1. All actual ravens have P

    2. Causal inertia of P3. Causal and physical separability of P

    from relevant antecedents

    4. Causal laws in virtue of which Pcausesblackness

    Source of Knowledge of Fine-

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    gGrained Details

    1. All actual ravens have P

    2. Causal inertia of P3. Causal and physical separability of P

    from relevant antecedents

    4. Causal laws in virtue of which Pcausesblackness

    C l i P t 1

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    Conclusion, Part 1

    To learn or predict fine-grained details of aregularity, learn the facts in virtue of whichit provides counterfactual support

    These are actual facts that predict otheractual facts

    Concl sion Part 2

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    Conclusion, Part 2

    Pay special attention to regularities thatprovide counterfactual support, becausewith these regularities, there is a compactbasis for learning fine-grained details

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