What you-need-to-know-to-do successful-upgrades
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What you need to know to do successful
IBM i upgrades to 6.1 or 7.1
Pete Massiello
iTech Solutions
203-744-7854
iTech Solutions because IBM i (AS/400s) don’t come with System Administrators
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In this session
We are going to run through all the steps required to do an upgrade: from when you initially start thinking about the upgrade, what you need to do to prepare for the upgrade, issues & concerns to address before we start the upgrade, the actual upgrade, and then the verification and conversions afterward.
A successful upgrade is one which the users don’t know you worked all weekend, and they don’t realize anything has changed until you start rolling out the new features and functions.
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM i
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM i
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
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Introduction - MAP
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Upgrade Map
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What you need before you start
• Have your Business Partner order V5R4 , 6.1, or 7.1 about 6 weeks before your planned upgrade date.
• Can also download software.
• License Keys.
• Order PSP PTF V5R4: SF98540 V6R1: SF98610 V7R1: SF98710
• i5/OS V5R4 CDs, 6.1 & 7.1primarily on DVDs.
• Manuals.
• PTFs order about 2 weeks before the upgrade.
• Save Media for backups
• Approximately 6 hours of Dedicated system time.
• Bottle of Tums (Optional)
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V5R4: SC41-5120-09 V7R1: SC41-5120-11
V6R1: SC41-5120-10
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Manual – Memo to Users https://publib.boulder.ibm.com/infocenter/systems/topic/rzaq9/rzaq9.pdf
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Example of a change in Memo to Users
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM i
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
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ANZOBJCVN
• MOST IMPORTANT STEP GOING TO 6.1
2 Months before: Run ANZOBJCVN to see what issues you might have .
• For V6R1, unique conversions will occur with programs in libraries, Java™ programs in directories, spooled files, and integrated file system names in files systems that are not case-sensitive. Before you upgrade to a new release, it is strongly recommended that you gather information about specific object types on your system.
• Going from V5R4 to 7.1 (Skipping 6.1) requires you to perform this as well.
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Verify 3rd Party Software
Vendor Product Release Libraries Helpline Serial#
Dependent
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM I
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
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Planning
• Make sure you read both those manuals and understand the
changes in the new release.
• PTF for Latest issues
• V5R4 – SF98540
• V6R1 – SF98610
• V7R1 - SF98710
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Valid Upgrade paths i5/OS V5R4
V5R2
V5R4M0
V5R4M5
V5R3
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Valid Upgrade paths IBM i 6.1
V5R3
6.1 or 6.1.1
V5R4
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Valid Upgrade paths IBM i 7.1
V5R4
7.1
6.1
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Release Support
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Can Still Upgrade From V5R3
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Skipping a release
• Going from V5R2 to V5R4 must read V5R3 install book
• What if you are at V4R5 or V5R1
• What if you are at V4R3 or V4R4
• What if you are at V4R1 or V4R2 (get more tums)
• Note: V5R3M5 of LIC uses V5R3M0 of i5/OS
V5R4M5 of LIC uses V5R4M0 of i5/OS
6.1.1 of LIC uses 6.1 of IBM i
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i5/OS, OS/400 support for Domino
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM i
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
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HMC, FSP, i5/OS
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i5/OS, FSP, & HMC
i5/OS Linux i5/OS
A B
SLIC
A B
SLIC
Power Hypervisor PHYP
Flexible Service Processor (FSP)
Flash Memory
Perm Temp
HMC 1
HMC 2
System Power Cont. Network (SPCN)
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Order of Upgrades
• Upgrade the HMC
• Upgrade the FSP firmware
• Upgrade i5/OS & LIC
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Firmware Requirements (1 of 2)
• V5R3M0 & V5R3M5 of i5/OS requires a minimum Firmware of:
Power 5 – No Minimum.
Power6 & Power7 Not supported.
• V5R4M0
Power5 – SF235_160
Power6 & Power7 Not Supported.
• V5R4M5
Power5 – SF235_160
Power6 – EM310_048, EL320_040, EH330_034
Power7 – Not Supported.
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Firmware Requirements (2 of 2)
• 6.1.0 of IBM i requires a minimum Firmware of: Power5 - SF240_332
Power6 - EM320_040, EL320_040, EH330_034
Power7 - Not supported
• 6.1.1
Power5 – SF240_332
Power6 – EM320_040, EL320_040, EH330_034
Power7 – AL710_043
• 7.1.0
Power5 – SF240_332
Power6 - EM320_040, EL320_040, EH330_034
Power7 – AL710_043
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HMC & FSP Code Combinations Power 7
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HMC & FSP Code Combinations Power 6
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HMC & FSP Code Combinations Power 5
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HMC & FSP Code Combinations Power 5 (Cont.)
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DSPFMWSTS: V5R4M5 and above
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No HMC & V5R4M0
• STRSST and sign in
• Select option 1 – Start Service tool
• Option 4 - Display/Alter/Dump
• Option 1 - Display/Alter Storage
• Option 2 – Licensed Internal Code Data
• Option 14 – Advanced Analysis
• Select FLASHLEVELS press Enter
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Select Flashlevels
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Level & Update Policy
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM i
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
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Supported Models
Type Model V3
R6
V3
R7
V4
R1
V4
R2
V4
R3
V4
R4
V4
R5
V5
R1
V5
R2
V5
R3
V5
R4
6.1 7.1
9401 150 x x x x x x x x
9406 170 x x x x x x x
9406 250 x x x x
9406 270 x x x x x
9402 400 x x x x x x x x
9402 436 x x x x x x x
9406 500 x x x x x x x x
9402 40S x x x x x x x x
9406 50S x x x x x x x x
9406 510 x x x x x x x x
9407 515 x x x
9407-M15 Power 520 x1 x x
9405 520 x x x x
9406 520 x x x x
9408-M25 Power 520 x1 x x
9406 525 x x x
9406 530 x x x x x x x x
9406 53S x x x x x x x x
This table indicates which releases of IBM i, i5/OS or OS/400 are supported by each of the Power and System i models.
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http://www-947.ibm.com/systems/support/i/planning/upgrade/osmapping.html
9406 600 x x x x x x x
9406 620 x x x x x x x
9406 640 x x x x x x x
9406 650 x x x x x x x
9406 720 x x x x x x
9406 730 x x x x x x
9406 740 x x x x x x
9406 800 x x x x
9406 810 x x x x
9406 820 x x x x x
9406 825 x x x x
9406 830 x x x x x
9406 840 x x x x x
9406 870 x x x x
9406 890 x x x x
9406 S10 x x x x x x x
9406 S20 x x x x x x x
9406 S30 x x x x x x x
9406 S40 x x x x x x x
9406 SB1 x x x x x x x
9406 SB2 x x x x x
9406 SB3 x x x x x
Type Model V3
R6
V3
R7
V4
R1
V4
R2
V4
R3
V4
R4
V4
R5
V5
R1
V5
R2
V5
R3
V5
R4
6.1 7.1
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Models Not supported at Release
• V5R4: 150, 170, 250, 400, 40S, 436, 53S, 500, 510, 530,
50S, 600, 620, 640, 650, 720, 730, 740, S10, S20, S30, S40,
SB1
• V6R1: 270, 820, 830, 840, SB2, SB3 or earlier members of
the iSeries family.
• V7R1: 800, 810, 825, 870, and 890.
__________________________________________________________
• V7R1 is supported on POWER5 models 515, 520, 525, 550, 570,
595, POWER6 & POWER7 models.
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SPD – Get Rid of it !!
• Support of SPD I/O i5/OS V5R3 was the final release to support the attachment of SPD towers or SPD Migration Towers. Customers must complete the migration or conversion of I/O attached to their iSeries model 820, 830, or 840 via SPD towers or SPD Migration Towers before upgrading to V5R4. Any SPD I/O cards in these towers or older I/O devices which can only be attached to SPD cards must be replaced by newer I/O. SPD-attached PCI I/O towers #5065 or #5066 must be converted to the HSL-attached #5074 or #5079 PCI Expansion Towers or replaced with newer generation PCI-X towers such as #5094 or #5294. The PCI-X towers offer a higher speed HSL connection and the ability to support 15k rpm disk drives.
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Load Source > 17GB
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If Using Operations Console
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• Upgrade Operations console before
the i5/OS upgrade using the CD/DVD
iSeries Setup and Operations.
• Correct Card location in CEC
• Use Userid of 11111111 & password
of 11111111 for connection of Ops
Console during the upgrade
• Direct attach NOT Supported in 7.1.
Convert to LAN Console before
upgrade.
Model Location
270 C07
800 or 810 C07
820 C06
825 C06
830 or SB2 C02
840 or SB3 C02
870 or 890 C02
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Great website http://www-304.ibm.com/jct01004c/systems/support/i/planning/index.html
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM i
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
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Planning
• Verify what you have received is all the software you
require.
• Already covered Server levels FSP Code
• From V5R1, V5R2, & V5R3: Need to load the CD Prepare
for install PTFs for V5R1, V5R2, and V5R3.
• INSPTF LICPGM(*ALL) DEV(OPTxx) INSTYP(*IMMED)
• Check to see if IPL is required.
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Required PTFs before upgrading
• Here is the PTF list for going to:
V5R3 APAR II14149
V5R4 APAR II14131
6.1 APAR II14310
7.1 APAR II14482
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SF98vrm – READ IT !
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CDs – ReSpin or ReSave
• I_BASE_01 – Version
Resave Identifier LIC Marker PTF (999) OS Marker PTF (SS1)
RSE(LIC 7.1.0) / RS 710-10 RE12066 AP11067 (Has TR-4)
RSH(LIC 6.1.1) / RS 610-10(XPF) RE62108 AP09202
RSG(LIC 6.1.0) / RS 610-10(XPF) RE09202 AP09202
RSG(LIC 5.4.0) / RS 540-30(XPF) RE08281 AP07100
RSF(LIC 5.4.5) / RS 540-30(XPF) RE59055 AP07100
RSF(LIC 5.3.5) / RS 530-10(XPF) RE57131 AP05202
http://www-947.ibm.com/systems/support/i/planning/resave/
DVD installation media for i 7.1
The DVD installation media is consolidated. Previously there were 51 sets of
unique language version media. Now there are three sets of multiple language
version media.
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License Keys
• No longer come printed with your order
• Locate the Customer packing list from your software order to
obtain:
Customer number
Software Order
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https://www-05.ibm.com/servers/eserver/ess/ProtectedServlet.wss
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Select License Keys you want
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These are your Keys
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Enter each Key
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Confirmation on Key
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM i
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
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Lets start to Prepare: GO LICPGM
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Prepare to Install
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Increase License Internal code
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Increase License Internal code
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License Internal Code
• An IPL MUST be done prior to the upgrade to increase this.
• Increases Licensed Internal code area by 4GB
• *** If coming from V5R2 (to V5R4) use the API QLPALCSP.
• If on V5R3M5 you have enough space for V5R4 or V6R1 or V7R1.
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Permanently Apply PTFs
• APYPTF LICPGM(*ALL) APY(*PERM)
DELAYED(*IMMDLY) IPLAPY(*YES)
• Saves Space
• Can’t have any PTFs set for apply when the upgrade starts.
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Timezone Support
• V5R2:
CRTDTAARA QSYS/QWCTIMZON TYPE(*CHAR) LEN(16) Text(‘-
05:00QN0500EST’)
• V5R3:
WRKSYSVAL QTIMZON
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Document these System Values
• WRKSYSVAL
QSYSLIBL __________
QUSRLIBL __________
QALWOBJRST _____ (Needs to be *All)
QVFYOBJRST ______ (Max is 3)
QSTRUPPGM _______________
• Good time to look at your startup program.
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Verify User Profiles & Cross Ref.
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QSECOFR & Libraries
• Make sure the QSECOFR profile:
Does not have a secondary language
• All IBM Libraries are in the SYSTEM ASP.
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Compress Job Tables *NONE
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Arrange the media in this Order
• I_BASE_01
• B29xx_01
• B29xx_02
• B29MM_03
• B29MM_04
• D29xx_01
• D29xx_02
• D29xx_03
• D29xx_04
• D29xx_05
• D29xx_06
• L29xx_01
• L29xx_02
• Any F29xx CDs to follow
xx will be 24 for
US English DVDs for 7.1
I_BASE_01
B_GROUPx_01
B_GROUPx_02
B_GROUPx_03
B_GROUPx_04
B_GROUPx_05
F_MULTI_NLV
F29xx
DVDs for 6.1
I_BASE_01
B29xx_01
B29xx_02
F29xx_01
x will be 1 for
Americas &
western Europe f/c
5817
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Required PTFs Image Catalogues
• Upgrading from V5R2M0 –
SI19886 & MF40360
• Upgrading from V5R3M0 –
SI28698, MF42598, MF43198
• Upgrading from V5R3M5 –
SI28698, MF42599, MF43355
• Upgrading from V5R4M0 –
SI35849, MF42600, MF43154, MF46264
• Upgrading from V5R4M5 –
SI35849, MF42601, MF43157, MF46288
• Upgrading from V6R1M0 –
SI39390, SI35186, SI35189, MF46292
• Upgrading from V6R1M1 –
SI39390, SI35186, SI35189 69
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Create Image Catalogue
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Create Virtual Optical
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Optical Devices Required
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For Each CD in the Order we perform this
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WRKIMGCLGE
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Associate Virtual Optical to Catalogue
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Optical Device loaded and Ready
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Create List for what to upgrade
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Build the list
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Select LPPs
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F11 – Additional Storage
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F11 – Expected release
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F11 – Expected Action
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Our menu
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Software to Delete
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Software not found on Media
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Software for Target release
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Software Licenses
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Accept Software Licenses
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Everyone must display YES
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Estimate Additional Storage
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We have enough Disk space
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Check Directory conversion V5R3
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Set Console Type
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Copyright iTech Solutions 94
Select Console
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Select YOUR console
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ANZOBJCVN
• Collect the data AGAIN and
verify that there are NO
programs on this report that
you expect to run at 6.1 or
7.1 !!!
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM i
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
![Page 98: What you-need-to-know-to-do successful-upgrades](https://reader034.fdocuments.in/reader034/viewer/2022042623/547cf701b47959a2508b47c9/html5/thumbnails/98.jpg)
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If Using two-phase Commit
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No Commitment Definitions
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Most important Step – FULL SAVE
Copyright iTech Solutions 100
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Verify for Upgrade
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Verified
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM I
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
![Page 104: What you-need-to-know-to-do successful-upgrades](https://reader034.fdocuments.in/reader034/viewer/2022042623/547cf701b47959a2508b47c9/html5/thumbnails/104.jpg)
Copyright iTech Solutions 104
Start the Upgrade
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Sit back and relax while Image Catalogues do the work
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Next on the console
Install Licensed Internal Code - Status
Install of the Licensed Internal Code in progress.
+-------------------------------------------------------+
Percent | XX % |
Complete +-------------------------------------------------------+
Elapsed time in minutes . . . . . . . . : x.x
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IBM i being installed
Message ID. . . : CPI2070 i5/OS Installation Status
+---------------------------------------------------+
Stage 2 | XX % |
+---------------------------------------------------+
Installation Objects
Stage Completed Restored
1 Creating needed profiles and libraries . . . . : X
>> 2 Restoring programs to library QSYS . . . . . . : XXXXX
3 Restoring language objects to library QSYS . . :
4 Updating program table . . . . . . . . . . . . :
5 Installing database files. . . . . . . . . . . :
6 Installing base directory objects . . . . . . :
7 Completing installation . . . . . . . . :
i5/OS is a trademark of IBM in the United States and other countries.
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Installing Licensed Programs
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM I
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
![Page 110: What you-need-to-know-to-do successful-upgrades](https://reader034.fdocuments.in/reader034/viewer/2022042623/547cf701b47959a2508b47c9/html5/thumbnails/110.jpg)
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When Complete Check
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Verify Install
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Automatic Installation completed
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Verify
• Check messages in QSYSOPR
• Should not see any license Key messages
• Display LICPGM everything at right release
• Load the PTF (Cumulative, Groups, DB) & then IPL
![Page 114: What you-need-to-know-to-do successful-upgrades](https://reader034.fdocuments.in/reader034/viewer/2022042623/547cf701b47959a2508b47c9/html5/thumbnails/114.jpg)
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Multiple IPLs possible
![Page 115: What you-need-to-know-to-do successful-upgrades](https://reader034.fdocuments.in/reader034/viewer/2022042623/547cf701b47959a2508b47c9/html5/thumbnails/115.jpg)
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INZSYS Started after First IPL
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INZSYS Completed
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What we will cover…
• Map, starting, and documentation
• Analyze Object Conversion
• Release Mapping
• HMC, FSP, firmware, & IBM I
• Models
• Required PTFs, Resaves, and License Keys
• Image Catalogue & Preparing
• Right before the upgrade
• The Upgrade
• Verification
• Conversions & Afterwards
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Afterwards
• Update System Values that you changed.
• CFGACCWEB2
• Enable Service Director
• Check PM400
• Performance Data
• Delete Image Catalogues
• Test SNDPTFORD & SNDSRVRQS
• Cleanup PTF Groups WRKPTFGRP
• Update Client Access Clients
• Update iSeries Integrated Windows Servers
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Conversions
• V6R1 – ALL PROGRAMS
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Conversions
• V5R4
Data Queues
User Queues
*FILES
SQLPGMs
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SAVE – New starting point
• Full Save if have the time
• Otherwise (GO SAVE 22)
SAVSYS
SAVLIB *IBM
SAV ('/QIBM/ProdData') + ('/QOpenSys/QIBM/ProdData'))
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7 Key Points to take home
• ANZOBJCVN, ANZOBJCVN, ANZOBJCVN !!!
• Get the required PTFs on your system before the
upgrade.
• Check FSP Firmware minimum levels.
• Have a Good FULL Backup right before the upgrade.
• Have license keys and new PTFs available.
• Conversions need to complete afterwards.
• SAVE 22 or Full save after the conversions.