What Can Lenin

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RETHINKINGMARXISM Volume 13, Number 2 (Summer 2001)

What Can Lenin Tell Usabout Freedom Today?

Slavoj i ek

Today, even the self-proclaimed post-Marxist radicals endorse the gap between ethics

and politics, relegating politics to the domain of doxa, of pragmatic considerations and

compromises that always and by definition fall short of the unconditional ethical de-

mand. The notion of a politics that would not have been a series of mere pragmatic

interventionsa politics of Truthis dismissed as totalitarian. The breaking out of

this deadlock, the reassertion of a politics of Truth today, should take the form of a

return to Lenin. Why Lenin? Why not simply Marx? Is the proper return not a return toorigins proper? Today, returning to Marx is already a minor academic fashion. Which

Marx do we get in these returns? On one hand, there is the Cultural Studies Marx, the

Marx of the postmodern sophists, of the Messianic promise; on the other hand, there is

the Marx who foretold the dynamic of todays globalization and is evoked as such even

on Wall Street. What both of these Marxes have in common is the denial of politics

proper. The reference to Lenin enables us to avoid these two pitfalls.

Two features distinguish Lenins intervention. First, one cannot emphasize enough

the fact of Lenins externality with regard to Marx. He was not a member of Marxs

inner circle of the initiated; he never met either Marx or Engels. Moreover, he came

from a land at the Eastern borders of European civilization. (This externality is

part of the standard Western racist argument against Lenin: He introduced into Marx-

ism the RussianAsiatic despotic principle. In one further remove, Russians them-

selves disown him, pointing toward his Tatar origins.) Yet it is only possible to re-

trieve the theorys original impulse from this external position, in exactly the way


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that Saint Paul, who formulated the basic tenets of Christianity, was not part of Christs

inner circle; and as Lacan accomplished his return to Freud using a totally distinct

theoretical tradition as leverage. (Freud was aware of this necessity, which is why he

put his trust in Jung as a non-Jew, an outsiderto break out of the Jewish initiaticcommunity. His choice was bad, since Jungian theory functioned in itself as initiatic

Wisdom; it was Lacan who succeeded where Jung failed.) So, in the same way that

Lacan and Saint Paul reinscribe the original teaching into a different context (Saint Paul

reinterprets Christs crucifixion as his triumph; Lacan reads Freud through the mirror-

stage Saussure), Lenin violently displaces Marx: tears his theory out of its original

context, plants it in another historical moment, and thus effectively universalizes it.

Second, it is only through such a violent displacement that the original theory

can be put to work, fulfilling its potential of political intervention. It is significantthat the work in which Lenins unique voice is first clearly heard is WhatIsToBe

Done?a text which exhibits Lenins unconditional will to intervene in the situa-

tion, not in the pragmatic sense of adjusting the theory to realistic claims through

necessary compromises but in the sense of dispelling all opportunistic compromises,

of adopting the unequivocal radical position from which it is only possible to inter-

vene in such a way that our intervention changes the coordinates of the situation.

This contrast is clear with regard to todays Third Way postpolitics which empha-

sizes the need to leave behind old ideological divisions and to confront new issues,

armed with the necessary expert knowledge and free deliberation to take concrete

peoples needs and demands into account.

As such, Lenins politics is the true counterpoint to this Third Way pragmatic

opportunism and to the marginalist Leftist attitude of what Lacan called lenarcissisme

delachoseperdue. What a true Leninist and a political conservative have in com-

mon is the fact that they reject what one could call liberal Leftist irresponsibility:

advocating grand projects of solidarity, freedom, and so on, yet ducking out when

one has to pay the price for it in the guise of concrete and often cruel political

measures. Like an authentic conservative, a true Leninist is not afraid to pass to theact, to assume all of the consequences, unpleasant as they may be, of realizing his

political project. Rudyard Kipling (whom Brecht admired) despised British liberals

who advocated freedom and justice while silently counting on the Conservatives to

do the necessary dirty work for them; and the same can be said for the liberal Leftists

(or democratic Socialists) relationship to Leninist Communists. Liberal Leftists

reject the Social Democratic compromise; they want a true revolution. Yet they

shirk the actual price to be paid for it. They prefer to adopt the attitude of a Beautiful

Soul and to keep their hands clean. In contrast to this false radical Leftists position

(that wants true democracy for the people, but without the secret police to fight coun-

terrevolution and without their academic privileges being threatened), a Leninist, like

a Conservative, is authentic in the sense of assuming the consequences of his choice

that is, being fully aware of what it actually means to take power and to exert it.

The return to Lenin is the endeavor to retrieve the unique moment when a thought

has transposed itself into a collective organization, but has not yet fixed itself into an


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What Can Lenin Tell Us about Freedom Today? 3

Institution (the established Church, the IPA, the Stalinist Party-State). It aims nei-

ther to nostalgically reenact the good old revolutionary times nor to opportunisti-

callypragmatically adjust the old program to new conditions but to repeat, in the

present worldwide conditions, the Leninist gesture of initiating a political project thatwould undermine the totality of the global liberal-capitalist world order and unabash-

edly assert itself as acting on behalf of truth, intervening in the present global situa-

tion from the standpoint of its repressed truth. As Christianity did with regard to the

Roman Empire (that global multiculturalist polity), so we should do with regard

to todays Empire (see Hardt and Negri 2000).

How, then, do things stand with freedom? Here is how Lenin states his position in

a 1922 polemic against the Menshevik and Socialist-Revolutionaries critique of

Bolshevik power:

Indeed, the sermons which . . . the Mensheviks and Socialist-Revolutionaries preachexpress their true nature: The revolution has gone too far. What you are saying nowwe have been saying all the time, permit us to say it again. But we say in reply: Per-mit us to put you before a firing squad for saying that. Either you refrain from express-ing your views, or, if you insist on expressing your political views publicly in the present

circumstances, when our position is far more difficult than it was when the white guardswere directly attacking us, then you will have only yourselves to blame if we treat you

as the worst and most pernicious white guard element. (Lenin 1965, 283)

This Leninist freedom of choicenot Life or money! but Life or critique!

combined with Lenins dismissive attitude toward the liberal notion of freedom,

accounts for his bad reputation among liberals. Their case rests largely upon their

rejection of the standard Marxist-Leninist juxtaposition of formal and actual

freedom. As even Leftist liberals like Claude Lefort emphasize again and again, free-

dom is in its very notion formal, so that actual freedom equals the lack of free-

dom (Lefort 1988). That is to say, with regard to freedom, Lenin is best remembered

for his famous retort, Freedomyes, but for WHOM? To do WHAT? For him,the Mensheviks freedom to criticize the Bolshevik government effectively

amounted to freedom to undermine the workers and peasants government on

behalf of the counterrevolution. Is it not more than obvious today, after the terrify-

ing experience of Really Existing Socialism, wherein the fault of this Leninist rea-

soning resides? First, it reduces a historical constellation to a closed, fully con-

textualized situation in which the objective consequences of ones acts are fully

determined (independently of your intentions, what you are doing now objectively

serves . . .). Second, the position of enunciation of such statements usurps the right

to decide what your acts objectively mean, so that their apparent objectivism

(the focus on objective meaning) is the form of appearance of its opposite, a thor-

ough subjectivism: I decide what your acts objectively mean, since I define the con-

text of a situation (say, if I conceive of my power as the immediate expression of the

power of the working class, than everyone who opposes me is objectively an enemy

of the working class). Against this full contextualization, one should emphasize that


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freedom is actual precisely and only as the capacity to transcend the coordinates

of a given situation, to posit the presuppositions of ones activity (as Hegel would

have put it)that is, to redefine the very situation within which one is active. Fur-

thermore, as many a critic has pointed out, the very term Really Existing Social-ism, although coined to assert Socialisms success, is itself a sign of Socialisms

utter failurenamely, the failure to legitimize Socialist regimes. The term Really

Existing Socialism popped up at the historical moment when the only legitimizing

reason for Socialism was the mere fact of its existence.

Is this, however, the whole story? How does freedom effectively function in lib-

eral democracies themselves? Although Clintons presidency epitomizes the Third

Way of todays (ex-)Left succumbing to Rightist ideological blackmail, his healthcare

reform program would nonetheless amount to a kind of act, at least in todays condi-tions, since it would have been based on a rejection of the hegemonic notion of the

need to curtail Big State expenditure and administration; in a way, it would do the

impossible. No wonder, then, that it failed; and its failureperhaps the only sig-

nificant, albeit negative, event of Clintons presidencybears witness to the mate-

rial force of the ideological notion of free choice. Although a large majority of so-

called ordinary people were not properly acquainted with the reform program, the

medical lobby (twice as strong as the infamous defense lobby!) succeeded in impos-

ing on the public the fundamental idea that, with universal healthcare, their free choice

(in matters concerning medicine) would be threatened. Against this purely fictional

reference to free choice, all enumeration of hard facts (e.g., Canada, healthcare

is less expensive and more effective, with no less free choice) proved ineffective.

Here we are at the very nerve center of the liberal ideology: the notion of free

choice, grounded in the notion of a psychological subject endowed with propensi-

ties that s/he strives to realize. This holds especially today, in the era of what soci-

ologists like Ulrich Beck (1992) call the risk society, when the ruling ideology en-

deavors to sell us the very insecurity caused by the dismantling of the Welfare State

as an opportunity for new freedoms. You have to change jobs every year, relying onshort-term contracts instead of a long-term, stable appointment? Why not see it as

liberation from the constraints of a fixed job, as the chance to reinvent yourself again

and again, to become aware of and realize the hidden potentials of your personality?

You no longer can rely on a standard health insurance and retirement plan, so that

you have to opt for additional coverage for which you have to pay? Why not per-

ceive it as an additional opportunity to choose: better life now versus long-term se-

curity? And if this predicament causes you anxiety, the postmodern or second mo-

dernity ideologist will immediately accuse you of being unable to assume full

freedom, of trying to escape from freedom, of being immature and sticking to old,

stable forms. Even better, when this is inscribed into an ideology of the subject as a

psychological individual pregnant with natural abilities and tendencies, then I can

automatically interpret all these changes as the results of my personality, not as the

result of my being thrown around by market forces.


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Such phenomena make it necessary today to reassertthe opposition of formal

and actual freedom in a new, more precise sense. What we need today, in the era

of the liberal hegemony, is a Leninist traitde la servitude librale, a new version

of La Boties Traitdelaservitudevolontaire that would fully justify the apparentoxymoron liberal totalitarianism. In experimental psychology, Jean-Lon Beauvois

(1994) has taken the first step in this direction with his precise exploration of the

paradoxes created by conferring onto a subject the freedom to choose. Repeated ex-

periments established the following paradox: if, aftergetting agreement from two

groups of volunteers to participate in an experiment, one informs them that the ex-

periment will involve something unpleasant, against their ethics even, and if one then

reminds the first group (but not the second) that they have free choice to say no,

Beauvois finds that in both groups the same (very high) percentage will agree tocontinue their participation in the experiment. This means that in some respects the

conferring of formal freedom does not make any difference: those given the free-

dom to choose will do the same thing as those (implicitly) denied it. This, however,

does not mean that the reminder/bestowal of free choice does not make any differ-

ence at all. Those given freedom of choice may tend to choose the same as those

denied it, but they also tend to rationalize their free decision in a particular way.

Unable to endure the so-called cognitive dissonance (their awareness that theyfreely

acted against their interests, propensities, tastes, or norms), they will tend to change

their opinion about the act they were asked to accomplish. Let us say that an indi-

vidual is first asked to participate in an experiment that entails changing their eating

habits in order to fight against famine. Then, after agreeing to do it, he is asked to

swallow a living worm, with the explicit reminder that if he finds this act repulsive

he can say no, since he has full freedom to choose. In most cases he will do it, but

then rationalize it by saying to himself something like: What I am asked to do is

disgusting, but I am not a coward. I should display some courage and self-control;

otherwise scientists will perceive me as a weak person who pulls out at the first minor

obstacle! Furthermore, a worm does have a lot of proteins and could effectively beused to feed the poor. Who am I to hinder such an important experiment because of

my petty sensitivity? And, finally, maybe my disgust of worms is just a prejudice;

maybe a worm is not so bad. And would tasting it not be a new and daring experi-

ence? What if it will enable me to discover an unexpected, slightly perverse, dimen-

sion of myself that I was hitherto unaware of?

Beauvois enumerates three modes of what brings people to accomplish such an

act which runs against their perceived propensities and/or interests: authoritarian (the

pure command You should do it because I say so, without questioning it!, sustained

by a reward if the subject does it and a punishment if he does not); totalitarian (ref-

erence to some higher Cause or common Good which is larger than the subjects

perceived interest: You should do it because even if it is unpleasant, it serves our

Nation, Party, Humanity!); and liberal (reference to the subjects inner nature: What

is asked of you may appear repulsive, but look deep into yourself and you will dis-


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cover that it is in your true nature to do it; you will find it attractive; you will become

aware of new, unexpected, dimensions of your personality!). At this point, Beauvois

should be corrected: a direct authoritarianism is practically nonexistent. Even the most

oppressive regime publicly legitimizes its reign with reference to some Higher Good.The fact that ultimately you have to obey because I say so reverberates only as its

obscene supplement, discernible between the lines. Indeed, is the nature of authori-

tarianism to refer to some higher Good (whatever your inclinations are, you have to

follow my order for the sake of the higher Good!) whereas totalitarianism, like liber-

alism, interpellates the subject on behalf ofhisown good (what may appear to you as

an external pressure, is really the expression of your objective interests, of what you

reallywantwithout being aware of it!). The difference between these two resides else-

where. Totalitarianism imposes on the subject his/her own good, even if it is againsthis/her will.1 Here we encounter the later Jacobin theme of happiness as a political factor,

as well as the Saint-Justian idea of forcing people to be happy. Liberalism tries to avoid

this paradox (or, rather, to cover it up) by clinging to the fiction of the subjects free

and immediate self-perception (I dont claim to know better than you what you want

just look deep into yourself and decide freely what you want!).

The reason for this fault in Beauvoiss line of argumentation is that he fails to

recognize that the abyssal tautological authority (It is so because I say so! of the

Master) does not operate solely via the sanctions (punishment/reward) it implicitly

or explicitly evokes. That is to say, what, effectively, makes a subject freely choose

what is imposed on him against his interests and/or propensities? An empirical in-

quiry into pathological (in the Kantian sense of the term) motivations is not suffi-

cient here. The enunciation of an injunction that imposes on its addressee a symbolic

engagement/commitment evinces an inherent force of its own, so that what seduces

us into obeying it is the very feature that may appear to be an obstacle: the absence

of a why. Here Lacan can be of some help since the Lacanian Master-Signifier

designates precisely this hypnotic force of the symbolic injunction which relies only

on its own act of enunciation: symbolic efficiency at its purest. The three ways oflegitimizing the exercise of authority (authoritarian, totalitarian, liberal) are

nothing but three ways to cover up, to blind us to the seductive power of, the abyss

of this empty call. In a way, liberalism is even the worst of the three since it natural-

izes the reasons for obedience into the subjects internal psychological structure. So,

the paradox is that liberal subjects are in a way the least free. They change their

very opinion/perception of themselvesaccepting what was imposedon them as

originating in their natureand are no longer even aware of their subordination.

Let us take the situation in the Eastern European countries around 1990, when

Really Existing Socialism was falling apart and people suddenly were thrown into a

situation of free political choice. However, were they really at any point asked the

fundamental question of what kind of new order they wanted? Or, were they not in

1. Recall King Charles (in)famous statement: If any shall be so foolishly unnatural as to oppose theirking, their country and their own good, we will make them happy, by Gods blessingeven againsttheir wills (Charles I to the Earl of Essex, 6 August 1644).


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the exact situation of the subject-victim of a Beauvois experiment? They first were

told that they were entering the promised land of political freedom; then, soon after-

ward, they were informed that this freedom entails wild privatization, the disman-

tling of social security, and so on. They still have the freedom to choose so, if theywant, they can step out. But no, our heroic Eastern Europeans didnt want to disap-

point their Western tutors. So they stoically persisted in the choice they never made,

convincing themselves that they should behave as mature subjects who are aware

that freedom has its price. This is why the notion of the psychological subject en-

dowed with natural propensitieswho has to realize its true Self and its potentials

and who is therefore ultimately responsible for his failure or successis the key

ingredient of liberal freedom. And here one should dare to reintroduce the Leninist

opposition of formal and actual freedom: In an act of actual freedom, one daresprecisely to breakthis seductive power of symbolic efficiency. Therein resides the

moment of truth in Lenins acerbic retort to his Menshevik critics: the truly free choice

is a choice in which I do not merely choose between two or more options within a

pregiven set of coordinates, but one in which I choose to change this set of coordi-

nates itself. The catch of the transition from Really Existing Socialism to capi-

talism was that people never had the chance to choose the adquem of this transi-

tion. Rather, they were (almost literally) thrown into a new situation in which

they were presented with a new set of given choices (pure liberalism, nationalist

conservatism . . .). In such a situation of forced choice, actual freedom as the act

of consciously changing this set of choices occurs only when one actsasifthechoice

isnotforcedand chooses the impossible.

This is what Lenins obsessive tirades against formal freedom are about, and

herein lies their rational kernel worth saving today. When he underlines that there

is no pure democracy, that we should always ask whom does a freedom serve (i.e.,

its role in the class struggle), his point is precisely to maintain the possibility of a

true radical choice. This is what the distinction between formal and actual free-

dom ultimately amounts to: formal freedom is the freedom of choice within thecoordinates of existing power relations while actual freedom designates the site of

an intervention which undermines those very coordinates. In short, Lenins point is

not to limit freedom of choice, but to maintain the fundamental Choice. When he

asks about the role of a freedom within class struggle, he is asking precisely: Does

this freedom contribute to or constrain the fundamental revolutionary Choice?

Did something homologous to the invention of the liberal psychological individual

not take place in the Soviet Union in the late twenties and early thirties? The Russian

avant-garde art of the early twenties (futurism, constructivism) not only zealously

endorsed industrialization, but even endeavored to reinvent a new industrial man:

no longer the old man of sentimental passions with roots in traditions, but the new

man who gladly accepts his role as a bolt or screw in the gigantic industrial Machine.

As such it was subversive in its very ultraorthodoxythat is, in its overidentification

with the core of the official ideology: the image of man that we get in Eisenstein,

Meyerhold, constructivist paintings, and so on, emphasizing the beauty of his/her


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mechanical movements, his/her thorough depsychologization. What was perceived

in the West as the ultimate nightmare of liberal individualismthe ideological coun-

terpoint to Taylorization, to Fordist ribbon workwas in Russia hailed as the uto-

pian prospect of liberation. Recall how Meyerhold violently asserted the behavior-ist approach to actingno longer an emphatic familiarization with the person the

actor is playing but ruthless bodily training aimed at cold bodily discipline, at the

ability of the actor to perform a series of mechanized tasks (see Buck-Morss 2000,

especially chap. 23). This is what was unbearable to andin the official Stalinist

ideology, so that Stalinist socialist realism effectively was an attempt to reassert a

Socialism with a human facethat is, to reinscribe the process of industrializa-

tion into the constraints of the traditional psychological individual. Socialist Realist

texts, paintings, and films render individuals as warm passionate persons, no longeras parts of the global Machine.

The obvious reproach that imposes itself here is this: Are not the basic characteris-

tics of todays postmodern subject (namely, the subject who grounds the authority

of his speech on his status as a victim of circumstances beyond his control) the exact

opposite of the free subject who experiences himself as ultimately responsible for his

fate? Every contact with another human being is today experienced as a potential threat.

If the other smokes, or if he casts a covetous glance at me, he already hurts me. This

logic of victimization is today universalized, reaching well beyond the standard cases

of sexual or racist harassment. Recall the growing financial industry of paying damage

claims, from the tobacco industry deal in the United States and the financial claims of

Holocaust victims and forced laborers in the Nazi Germany, to the idea that the United

States should pay African Americans hundreds of billions of dollars as compensation

for all that they were deprived of due to past slavery. This notion of the subject as an

irresponsible victim involves the extreme Narcissistic perspective from which every

encounter with the Other appears as a potential threat to the subjects precarious imagi-

nary balance. As such it is not the opposite but, rather, the inherent supplement of the

liberal free subject. In todays predominant form of individuality, the self-centeredassertion of the psychological subject paradoxically overlaps with the perception of

oneself as a victim of circumstances.

The case of Muslims as an ethnic, not merely religious, group in Bosnia is exem-

plary here. During the entire history of Yugoslavia, Bosnia was the place of poten-

tial tension and dispute, the locale in which the struggle between Serbs and Croats

was fought. The problem was that the largest group in Bosnia was neither the Ortho-

dox Serbs nor the Catholic Croats but Muslims whose ethnic origins were always

disputed: Were they Serbs or Croats? (This role of Bosnia even left a trace in idiom:

in all ex-Yugoslav nations, the expression So Bosnia is quiet! was used to signal

the successful diffusion of a potential conflict.) To forestall this focus of potential

(and actual) conflicts, the ruling Communists in the sixties imposed a miraculously

simple invention: they proclaimed Muslims to be an autochthonous ethnic commu-

nity, not just a religious group, so that Muslims were able to avoid the pressure to

identify themselves as either Serbs or Croats. What was in the beginning a pragmatic


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political artifice gradually caught on, and Muslims effectively started to perceive

themselves as a nation, systematically manufacturing their tradition. However, even

today, there remains an element of a reflected choice in their identity. During the

post-Yugoslav war in Bosnia, one was ultimately forced to choose his/her ethnicidentity. When a militia stopped a person, asking him/her threateningly, Are you a

Serb or a Muslim? the question did not refer to the persons inherited ethnic be-

longing. There was always an echo of Which side did you choose? (For instance,

the movie director Emir Kusturica, coming from an ethnically mixed MuslimSerb

family, has chosen the Serb identity.) Perhaps the properlyfrustrating dimension of

this choice is best rendered by the situation of having to choose a product in on-line

shopping, where one has to make an almost endless series of choices: If you want it

withX, pressA; if not, pressB; and so on. The paradox is that what is thoroughlyexcluded in these posttraditional reflexive societies in which we are bombarded

by the need to choosein which even such natural features as sexual orientation

and ethnic identification are experienced as a matter of choiceis basic, authentic

choice itself.

References

Beauvois, J.-L. 1994. Traitdelaservitudelibrale.Analysedelasoumission. Paris: Dunod.Beck, U. 1992.Risk society: Towardsanewmodernity. London: Sage.Buck-Morss, S. 2000.Dreamworldandcatastrophe. Cambridge, Mass.: MIT Press.Hardt, M., and A. Negri. 2000.Empire. Cambridge, Mass.: Harvard University Press.Lefort, C. 1988.Democracy and political theory. Minneapolis: University of Minnesota Press.Lenin, V. I. [1922] 1965. Political report of the Central Committee of the R.C.P. (B.), March

27. In Collectedworks, vol. 33. Moscow: Progress Publishers.

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