WCDMA Phy Ch Info

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    1 26.01.2002 WCDMA Physical Layer

    WCDMA Physical Layer

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    2 26.01.2002 WCDMA Physical Layer

    Introduction

    This lecture presents a general WCDMAor UTRA (UniversalTerrestrial Radio Access) FDD (Frequency Division Duplex)physical layer issues.

    Spreading and Scrambling

    Transport Channels

    Physical Channels Signaling

    Physical Layer Procedures

    Mapping

    to

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    3 26.01.2002 WCDMA Physical Layer

    Some Parameters of WCDMA Physical Layer

    Carrier Spacing 5 MHz (nominal)

    Chip Rate 3.84 Mcps

    Frame Length 10 ms (38400 chips)

    No. of slots/frame 15

    No. of chips/slot 2560 chips (Max. 2560 bits)

    Uplink SF 4 to 256

    Downlink SF 4 to 512

    Channel Rate 7.5 Kbps to 960 Kbps

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    4 26.01.2002 WCDMA Physical Layer

    Spreading and Scrambling

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    5 26.01.2002 WCDMA Physical Layer

    Spreading Operation

    Spreading means increasing the signal bandwidth

    Strickly speaking, spreading includes two operations:

    Channelisation (increases signal bandwidth) - using orthogonalcodes

    Scrambling (does not affect the signal bandwidth) - using pseudo-noise codes

    Data

    channelization codes (SF) scrambling codes

    bit rate chip rate chip rate

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    6 26.01.2002 WCDMA Physical Layer

    Channelisation (1/3)

    Channelisation codes are orthogonal codes, based on OrthogonalVariable Spreading Factor (OVSF) technique

    The codes are fully orthogonal, i.e., they do not interfere with each

    other, only if the codes are time synchronized

    Thus, channelisation codes can separate the transmissions from asingle source

    In the downlink, it can separate different users within one cell/sector Limited orthogonal codes must be reused in every cell

    Problem: Interference if two cells use the same code

    Solution: Scrambling codes to reduce inter-base-station interference

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    7 26.01.2002 WCDMA Physical Layer

    Channelisation (2/3)

    In the uplink, it can only separate the physical channels/services of oneuser because the mobiles are not synchronised in time.

    It is possible that two mobiles are using the same codes. In order to separate different users in the uplink, scrambling codes are

    used.

    The channelisation codes are picked from the code tree as shown innext slide.

    One code tree is used with one scrambling code on top of the tree.

    If c4,4is used, no codes from its subtree can be used (c8,7, c8,8, ).

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    8 26.01.2002 WCDMA Physical Layer

    Channelisation (3/3)

    C ode tree

    (c)

    (c,c)

    (c,-c)

    . . .

    c1,1=(1)

    c2,1=(1,1)

    c2,2=(1,-1)

    c4,1=(1,1,1,1)

    c4,2=(1,1,-1,-1)

    c4,3=(1,-1,1,-1)

    c4,4=(1,-1,-1,1)

    . . .

    SF=1 SF=2 SF=4 SF=8

    c8,1

    c8,2

    c8,3

    c8,4c8,5

    c8,6c8,7

    c8,8

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    9 26.01.2002 WCDMA Physical Layer

    Scrambling

    In the scrambling process the code sequence is multiplied with a

    pseudorandom scrambling code.

    The scrambling code can be a long code (a Gold code with 10 msperiod) or a short code (S(2) code).

    In the downlink scrambling codes are used to reduce the inter-base-

    station interference. Typically, each Node B has only one scramblingcode for UEs to separate base stations. Since a code tree under one

    scrambling code is used by all users in its cell, proper code

    management is needed.

    In the uplink scrambling codes are used to separate the terminals.

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    SummaryChannelisation code Scrambling code

    Usage UL: Separation of physcial data

    and control channels from same UE

    DL: Seperation of different userswithin one cell

    UL: Separation of terminals

    DL: Separation of

    cells/sectors

    Length UL:4 256 chips same as SF

    DL:4 512 chips same as SF

    UL: 10ms=38400 chips

    DL: 10ms=38499 chips

    No. of

    codes

    No. of codes under one scrambling

    code = SF

    UL: Several millions

    DL: 512

    Code

    family

    Orthogonal Variable Spreading

    Factor

    Long 10ms code: Gold code

    Short code: Extended S(2)

    code family

    Spreading Yes, increase transmission

    bandwidth

    No, does not affect

    transmission bandwidth

    Limited codes in eachcell for DL.

    38400

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    11 26.01.2002 WCDMA Physical Layer

    Transport Channels

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    Channel Concepts

    Three separate channels concepts in the UTRA: logical, transport, andphysical channels.

    Logical channels define what type of data is transferred.

    Transport channels define how and with which type of characteristics the

    data is transferred by the physical layer. Physical data define the exact physical characteristics of the radio channel.

    RLC layer

    MAC layer

    PHY layer

    L2

    L1

    Logical Channel

    Transport Channel

    Physical Channel

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    Transport Channels -> Physical Channels

    (1/3) Transport channels contain the data generated at the higher layers,

    which is carried over the air and are mapped in the physical layer todifferent physical channels.

    The data is sent by transport block from MAC layer to physical layer

    and generated by MAC layer every 10 ms.

    The transport format of each transport channel is identified by the

    Transport Format Indicator (TFI), which is used in the interlayercommunication between the MAC layer and physical layer.

    Several transport channels can be multiplexed together by physical

    layer to form a single Coded Composite Transport Channel(CCTrCh).

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    Transport Channels -> Physical Channels

    (2/3) The physical layer combines several TFI information into the

    Transport Format Combination Indicator (TFCI), which indicate

    which transport channels are active for the current frame.

    Two types of transport channels: dedicatedchannels and commonchannels.

    Dedicated channel reserved for a single user only.

    Support fast power control and soft handover. Common channel can be used by any user at any time.

    Dont support soft handover but some support fast power control.

    In addition to the physical channels mapped from the transportchannels, there exist physical channels for signalingpurposes tocarry only information between network and the terminals.

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    Transport Channels -> Physical Channels (3/3)

    Common pilot channel CPICH

    Collision detection/Channel assignment indicator channel

    CD/CA-ICH

    CPCH Status indication channel CSICH

    Paging indication channel PICHAcquisition indication channel AICH

    Synchronisation channel SCH

    Signaling physical channels

    Physical downlink shared channel PDSCH(DL) Downlink shared channelDSCH

    Secondary common control physical channelS-CCPCH(DL) Forward access channel FACH

    (DL) Paging channel PCH

    Primary common control physical channelP-CCPCH(DL) Broadcast channel BCH

    Physical common packet channelPCPCH(UL) Common packet channel CPCH

    Physical random access channel PRACH(UL) Random access channel RACH

    Dedicated physical data channel DPDCH

    Dedicated physical control channelDPCCH

    (UL/DL) Dedicated channel DCHPhysical ChannelTransport Channel

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    UL Dedicated Channel DCH (1/3)

    Due to audible interference to the audio equipment caused from thediscontinuous UL transmission, two dedicated physical channels are

    I-Q/code multiplexing (called dual-channel QPSK modulation)

    instead of time multiplexing.

    Data (DPDCH) Data (DPDCH)DTX Period

    Layer 1 Control Information (DPCCH)

    *j

    Data(DPDCH)

    Control(DPDCH)

    channelization code, cD

    channelization code, cC

    I+jQ

    complex

    scrambling code

    BPSK for each channel

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    17 26.01.2002 WCDMA Physical Layer

    UL Dedicated Channel DCH (2/3)

    Dedicated Physical Control Channel (DPCCH) has a fixed spreading factorof 256 and carries physical layer control information.

    DPCCH has four fields: Pilot, TFCI, FBI, TPC.

    Pilot channel estimation + SIR estimate for PC

    TFCI bit rate, channel decoding, interleaving parameters for everyDPDCH frame

    FBI (Feedback Information) transmission diversity in the DL

    TPC (Transmission Power Control) power control command

    DataDPDCH

    DPCCH PILOT TFCI FBI TPC

    0 21 14Uplink DPCH

    2560 chips

    10 ms

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    UL Dedicated Channel DCH (3/3)

    Dedicated Physical Data Channel (DPDCH) has a spreading factorfrom 4 to 256 and its data rate may vary on a frame-by-frame basis.

    Parallel channel codes can be used in order to provide 2 Mbps userdata

    2.3 Mbps57404, with 6 parallel codes

    480 kbps9604

    240 kbps4808120 kbps24016

    60 kbps12032

    30 kbps6064

    15 kbps30128

    7.5 kbps15256

    Max. user data rate with rate coding (approx.)

    DPDCH channelbit rate (kbps)

    DPDCH SF

    3.84 Mcps/256=15 kbps

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    UL Multiplexing and Channel Coding Chain

    CRC attachment

    TrBlk concatenation/

    code blocksegmenation

    Channel coding

    Radio frameequalization

    1stinterleaving

    Radio framesegmentation

    Rate matching

    TrCH 1

    . . .

    TrCH multiplexing

    PhyCH segmentation

    2nd(intra-frame)interleaving

    PhyCH mapping

    DPDCH#1 DPDCH#2 DPDCH#N

    TrCH 2

    Other TrCHs

    CCTrCh

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    DL Dedicated Channel DCH (1/3)

    In the DL no audible interference is generated with DTX because the

    common channels are continuously transmitting.

    Downlink DCH is transmitted on the Downlink Dedicated Physical

    Channel (Downlink DPCH); thus, DPCCH and DPDCH are time-

    multiplexed and using normal QPSK modulation.

    DPDCH DPCCH

    DATA TFCI DATA PILOT

    0 21 14Downlink

    DPCH

    2560 chips

    10 ms

    TPC

    DPCCH DPDCH DPCCH

    Slot

    No FBI

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    DL Dedicated Channel DCH (2/3)

    A code tree under one scrambling code is shared by several users. Normally,one scrambling code and thus only one code tree is used per sector in the BS.

    DCH SF does not vary on a frame-by-frame basis; thus, data rate is varied by

    rate matching operation, puncturing or repeating bits, or with DTX, where thetransmission is off during part of the slot.

    The SF is the same for all the codes with multicode transmission.

    TrCh A TPC TrCh B PILOTTFCI

    TrCh A TPC TrCh B PILOTTFCI DTX

    Downlink DPCH slot

    A full rate

    A half rate

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    DL Dedicated Channel DCH (3/3)

    UL DPDCH consists of BPSK symbols whereas DL DPDCH consists of QPSKsymbols. The bit rate in the DL DPDCH can be almost double that in the ULDPDCH.

    2.3 Mbps5616576028804, with 3 parallel

    codes

    936 kbps187219209604

    456 kbps9129604808215 kbps43248024016

    105 kbps21024012032

    45 kbps901206064

    20-24 kbps42-516030128

    6-12 kbps12-243015256

    1-3 kbps3-6157.5512

    Max. user data rate

    with rate coding(approx.)

    DPDCH channel

    bit rate range(kbps)

    Channel

    bit rate(kbps)

    Channel

    symbol rate(kbps)

    Spreading factor

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    DL Multiplexing and Channel Coding Chain

    CRC attachment

    TrBlk concatenation/

    code blocksegmenation

    Channel coding

    1stinsertion of DTXindication

    1stinterleaving

    Radio framesegmentation

    Rate matching

    TrCH 1

    . . .

    TrCH multiplexing

    PhyCH segmentation

    2nd(intra-frame)interleaving

    PhyCH mapping

    DPDCH#1 DPDCH#2 DPDCH#N

    TrCH 2

    Other TrCHs

    CCTrCh

    2nd insertion of DTXindication

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    Downlink Shared Channel (DSCH)

    Used for dedicated control or traffic data (bursty traffic).

    Shared by several users. Each user may allocate a DSCH for a shortperiod of time based on a particular packet scheduling algorithm.

    Support the use of fast power control, but not soft-handover.

    Use a variable spreading factor on a frame-by-frame basis so that bitrate can be varied on a frame-by-frame basis.

    Associated with a DL DPCH with the use of DPCCH. Such a DLDPCCH from TFCI provides the power control information, anindication to which terminal to decode the DSCH and spreading

    code of the DSCH. Since the information of DSCH is provided from an associated DL

    DPCH, the PDSCH frame may not be started before 3 slots after theend of that associated DL DPCH.

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    Random Access Channel (RACH)

    A contention-based uplink transport channel; thus, no scheduling isperformed.

    Use of RACH

    Carry control information from the UE to set up an initialconnection. For example, to register the UE after power-on to thenetwork or to perform location update or to initiate a call.

    Send small amount of packet data to network for 1 to 2 frames.

    Since it is needed to be heard from the whole cell for signalingpurposes, the data rate is quite low.

    No power control is supported.

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    RACH Operation

    First, UE sends a preamble. The SF of the preamble is 256 and contain a signature sequence of 16

    symbols a total length of 4096 chips.

    Wait for the acknowledged with the Acquisition (AICH) from the BS.

    In case no AICH received after a period of time, the UE sends anotherpreamble with higher power.

    When AICH is received, UE sends 10 or 20 ms message part.

    The SF for the message is from 32 to 256.

    RACH Preamble AICH Preamble RACH Message

    UE

    BS

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    Common Packet Channel (CPCH)

    A contention-based uplink transport channel for transmission ofbursty data traffic.

    Different from RACH, channel can be reserved for several frames

    and it uses fast power control.

    Information of CPCH is provided by

    DL DPCCH for fast power control information.

    Forward Access Channel (FACH) for higher layer DL signaling. CPCH operation is similar to RACH operation except that it has

    Layer 1 Collision Detection (CD).

    In RACH, one RACH message is lost, whereas in CPCH anundetected collision may lose several frames and cause extrainterference.

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    CPCH Operation After receiving CPCH AICH,

    UE sends a CPCH CD preamble with the same power from anothersignature.

    If no collision after a certain time, the BS echo this signature back to theUE on the CD Indication Channel (CD-ICH).

    Then, the UE sends data over several frames with fast power control.

    The CPCH status indicator channel (CSICH) carries the status of differentCPCH information.

    CPCH Preamble AICH Preamble CPCH Message

    CPCH CD CPCH CD-ICH

    UE

    BS

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    Broadcast Channel (BCH)

    Downlink common transport channel.

    The physical channel of BCH is Primary Common Control PhysicalChannel (Primary CCPCH).

    BCH:

    broadcast the system and cell-specific information, e.g., randomaccess codes or slots.

    terminals must decode the broadcast channel to register to the cell.

    uses high power in order to reach all users within a cell.

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    Forward Access Channel (FACH)

    Downlink common transport channel.

    It can be multiplexed with PCH to the same physical channel,Secondary CCPCH, or standalone.

    FACH:

    carry control information to UEs within a cell.

    carry small amount of packet data. no power control.

    can have several FACHs. But the primary one must have low datarate in order to be received by all terminals.

    In-band signaling is needed to inform for which user the data wasintended.

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    Paging Channel (PCH)

    Downlink common transport channel for transmission of paging and

    notification messages, i.e., when the network wants to initiate

    communication with the terminal.

    It can be multiplexed with FACH to the same physical channel,

    Secondary CCPCH, or standalone.

    The identical paging message can be sent in a single cell or hundreds

    of cells. The paging message has to be reached by all the terminals

    within the whole cell.

    Its transmission is associated with transmission of paging indicator in

    paging indicator channel (PICH).

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    Signaling Physical Channels

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    Common Pilot Channel (CPICH)

    Downlink channel with a fixed rate of 30 Kbps or SF of 256.

    Scrambled with the cell-specific primary scrambling code.

    Use for channel estimation reference at the terminal.

    Two types: primary and secondary CPICH

    Primary CPICH

    the measurements for the handover and cell selection / reselection.

    phase reference for SCH, primary CCPCH, AICH and etc.

    Secondary CPICH may be phase reference for the secondaryCCPCH.

    S h i ti Ch l (SCH) C ll

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    Synchronisation Channel (SCH) CellSearching

    SCH is used for cell search.

    Two subchannels: primary and secondary SCH.

    P-SCH and S-SCH are only sent during the first 256 chips of eachslot in parallel and time-multiplexed with the Primary CCPCH.

    10 ms

    0 1 14

    0 1 142560 chips

    256 chips

    P-SCH

    S-SCH

    Synchronisation Channel (SCH) Cell

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    Synchronisation Channel (SCH)CellSearching

    Cell search using SCH has three basic steps:

    The UE searches the 256-chip primary synchronisation code,which is common to all cells and is the same in every slot. Detect

    peaks in the output of the filter corresponds to the slot boundary(slot synchronisation).

    The UE seeks the largest peak secondary synchronisation code

    (SSC). There are 64 unique SSC sequences. Each SSC sequencehas 15 SSCs. The UE needs to know 15 successive SSCs from theS-SCH, then it can determine the code group in order to know theframe boundary (frame synchronisation).

    Each code group has 8 primary scrambling. The correct one isfound by each possible scrambling code in turn over the CPICHof that cell.

    SSC Sequences

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    SSC SequencesSecondary Synchronisation Code (SSC) and Code Group

    :

    :

    61691213212313167796232

    12131696167912331326231

    41414916716491127115230

    :

    :

    #14#13#12#11#10#9#8#7#6#5#4#3#2#1#0Codegroup

    16 6 9 16 13 12 2 6 2 13 3 3 12 9 7 16 6 9 16 13 12

    Received sequence of SSCs from S-SCHStart Frame

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    Primary Common Control Physical Channel

    (Primary CCPCH)

    Carries broadcast channel (BCH).

    Needs to be demodulated by all terminals within the cell.

    Fixed rate of 30 kbps with a spreading factor of 256.

    Contains no power control information. Primary CCPCH is time-multiplexed with SCH; thus, it does not use

    the first 256 chips. Channel bit rate is reduced to 27 kbps.

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    Secondary Common Control Physical Channel

    (Secondary CCPCH)

    Carries two transport channels: FACH and PCH, which can be

    mapped to the same or separate channels.

    Variable bit rate.

    Fixed spreading factor is used. Data rate may vary with DTX or rate

    matching parameters.

    Contains no power control information.

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    Physical Layer Procedures

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    Power Control Procedure

    BS

    Fast Power Controlif SIRestimate

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    Power Control (PC)(1/2)

    FastClosed Loop PC Inner Loop PC Feedback information.

    Uplink PC is used for near-far problem. Downlink PC is to ensurethat there is enough power for mobiles at the cell edge.

    One PC command per slot 1500 Hz

    Step 1 dB or 0.5 dB (1 PC command in every two slots).

    The SIR target for fast closed loop PC is set by the outer loop PC.

    Two special cases for fast closed loop PC: Soft handover: how to react to multiple power control commands

    from several sources. At the mobile, a power downcommandhas higher priority over power upcommand.

    Compressed mode: Large step size is used after a compressedframe to allow the power level to converge more quickly to thecorrect value after the break.

    P C l (PC) (2/2)

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    Power Control (PC)(2/2)

    Closed Loop PC - Outer Loop PC

    Set the SIR target in order to maintain a certain frame error rate(FER). Operated at radio network controller (RNC).

    Open loop PC

    No feedback information.

    Make a rough estimate of the path loss by means of a downlinkbeacon signal.

    Provide a coarse initial power setting of the mobile at thebeginning of a connection.

    Apply only prior to initiating the transmission on RACH orCPCH.

    T it Di it (BS) (1/2)

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    Transmit Diversity (BS)(1/2)

    Antenna diversity means that the same signal is transmitted orreceived via more than one antenna.

    It can create multipath diversity against fading and shadowing.

    Transmit diversity at the BS - open-loop and closed-loop.

    Open Loop Mode

    No feedback information from the UE to the BS.

    BS decides the appropriate parameters for the TX diversity.

    Normally use for common channels because feedbackinformation from a particular UE may not be good for othersusing the same common channel.

    Uses space-time-block-coding-based transmit diversity (STTD).

    T it Di it (BS) (2/2)

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    Transmit Diversity (BS)(2/2)

    Closed Loop Mode

    Feedback information from the UE to the BS to optimize thetransmission from the diversity antenna.

    Normally use for dedicated channels because they have thefeedback information bits (FBI).

    Based on FBI, the BS can adjust the phase and/or amplitude of

    the antennas.

    C d M d (1/2)

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    Compressed Mode (1/2)

    The compressed mode is needed when making measurement fromanother frequency.

    The transmission and reception are halted for a short time to perform

    measurements on the other frequencies.

    NormalFrame

    NormalFrame

    CompressedMode

    Measurementgap

    Compressed Mode (2/2)

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    Compressed Mode (2/2)

    Three methods for compressed mode:

    Lowering the data rate from higher layers.

    Increasing the data rate by changing the spreading factor. Reducing the symbol rate by puncturing at the physical layermultiplexing chain.

    More power is needed during compressed mode.

    No power control during compressed mode. Large step size is usedafter a compressed frame to allow the power level to converge morequickly to the correct value after the break.

    Handover

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    Handover

    Intra-mode handover

    Include soft handover, softer handover and hard handover.

    Rely on the Ec/No measurement performed from the CPICH. Inter-mode handover

    Handover to the UTRA TDD mode.

    Inter-system handover Handover to other system, such as GSM.

    Make measurement on the frequency during compressed mode.