Wade Brorby Financial Disclosure Report for 2009

download Wade Brorby Financial Disclosure Report for 2009

of 10

Transcript of Wade Brorby Financial Disclosure Report for 2009

  • 8/3/2019 Wade Brorby Financial Disclosure Report for 2009

    1/10

    ~ o I oI

    FINANCIAL DISCLOSURE REPORT a e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978R e v , 1 / 2 0 t 0 FOR CALENDAR YEAR 2009 ( ~ u . s . c , o p p . b lot.l t O1. Perm n Report ing (I .~ t nam e, f i rs t , mi l le ini t ia l) 2. Cour t o r Organ~nllon 3 . D a t e o f R e p o r tBRO RBY , W~E T e n ~ C i ~ u i t ~ / 0 6~0 1 0

    4. Tt t~ (A~ic te I~ judges ind icate ac t ive or ~ ior ~a~s ; 5a . Repe~ Type ( ch~k app r o~ i a t e ~ ) 6 . RepoS ing P tHodmag i s ~ t j ~g~ in d i~ t e ~11 - o r p o a .~me ) ~ Nominatio~ D a l e 01/01 /2~9C i ~ u i t Ju d g e . S e n i o r ~ lni~al ~ Annul ~ Fill to1 2 / 3 1 1 2 0 0 97 . C h a m b e ~ o r O ~ c e A d d ~ s S. On the basis of the Informat ion on f i ned I n th l~ Repo~ I~d anym o d l f lc a ~ o n s p e r t a in i n g t h e r e t o . I t I s , I n m y o p i n i o n , I n comp l i a n ceP.O. Box 1028 wl~ a pp l i c a b l e l aws a nd r e gu la t i o n s .C h y c m ~ . ~ 8 2 00 3

    Rev i ew ing O~ce r D a t e

    IM P O R T A N T N O T E S : The ins truc t ions accompanying th l s form must be fo l l owe tL Comple te a l l par~s,checking the NO NE box for each part where you have no re portable inform at lor~ Sign on last page.

    D NONE (No reportablepo~it ions . )P O S I T I O N NAMI~ OF ORGANIZATION/ENTITY

    I. Co-Trus tee Trust #1

    ~ NO~ ~ o repo~able agreements.) ~" ~ PARTIES A~

  • 8/3/2019 Wade Brorby Financial Disclosure Report for 2009

    2/10

    FINANCIAL DISCLOSURE REPORT I , ~ a m e o f P e r s o n R e p o r t i n g Date of Repor, [Ia g e 2 o f 1 O BRORBY, WADE 0 4 / 0 6 / 2 0 1 0I II . N O N - IN V E S T M E N T I N C O M E . (R, ,o~a.# J~a ,ut~ot , ,d ,~oRs,: ~ ,e rp. 17.:~ o~ i~r~,~o~7A. Filers N o n - In v e s t m e n t I n c o m e

    N O N E (N o re p o ~ a ble n o n - in v e s ~ e n t i n c o m e . )SO~CE A~ ~E (y oun , n o t s ~us e s )

    1 .2.3.4.

    B. Spouses Non-Inves tment Incom e - lf ~u ~ ma~&d during any po~ion of the ~po~ing ~,ear, compile thl~(DolOr a~nt not requ~ ~cept for honoraria,)~ NO~ ~o reportable non-in~es~ent incomeO

    S O ~ C E1. 11~5/09 P~denfial Insurance - Policy Dividend - See PaO VIII

    2.

    3,4,

    I V . R EIM B U R SEM EN T S -~R ~p o , ~ io , . to d~ , .~ -o ~ . , ~ t , m i . .. . ~(Includes those to s,~use and dependent children; see pp. 25-27 of fil ing instructionx.)

    NONE (70 repor table re imbursemen ts. )~ DATES L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED

    1 .2.3.4.

    5.

  • 8/3/2019 Wade Brorby Financial Disclosure Report for 2009

    3/10

    N a m e o f P e r so n R e p o r t i n g D a t e o f R c p o r tFI N A N C I A L D I SC L O S U R E R E PO R TI

    Pa ge 3 o f 1 0 ~ / o 6 , ~ o ~ o

    V . G I F T S . a . ~ t , ~ , n o , , t o , ~ o ~ , . ~ a , ~ , . a ,~ , children; see p p . 2 8 - 3 1 of filYn~N O N E (No reportab& g~s.)

    ~ DESCR~QN1.2.3.4.5.

    V I . L I A B I L I T I E S . a , ~ a ~ , t, ~ ~ h o ~ o [ ~ p . .. .. . ~ ~ , ~ ,~ ~ t Z , ~ , : ~ o p , . Z : . ~ o ~ 1 ~ , ~N O N E ( N o reportable liabilities.)

    C R E D I T O R D E S C R I P T I O N V A L U E C O D E1.2.3.4.5.

  • 8/3/2019 Wade Brorby Financial Disclosure Report for 2009

    4/10

    F IN A N C I A L DI SC L O S U R E R E P O R TP a g e 4 o f 1 0 0 4 / 0 6 / 2 0 1 0V I I . I N V E S T M E N T S a nd T R U S T S - i~.o.,., ~.ru., t .... ,tons and~,~ ,ho.e oI~o ..... ~ ~.~., .~it~

    NONE ~o reportable income, ~sets, or trm~actions.)A. B. C. D.D e s c r i p t i o n o f A s s e ~ I n c o m e d u r i n g Gross va lue a t ~d T ~ s a c f io n s d u ~ n g ~ i n g( i nc l ud i ng ~ t a s s e~ ) r e po s in g p e r i~ of ~ing ~

    P i a ~ (X ) a ~e r ~ ch a s s e t ~o~t] Type(e.g., V a I ~ e ] Va~ T ~ e ( e . g . , [ Datee x e m p t f ro m p r i o r d ~ e ] o s ~ e C ~ e 1 div. , r ea~ C o d e 2 i M e th o d ~ m~d~ C~ 2 ] Code I buyer /se l le r(A-H) ~ ~ i n t . ) ( J - P ) C~ e 3 ~buy, sell,~dempt i on ) ~ ( J - P ) ( A - H ) ( i fpr ivate

    - -A~d ian Emerg ing M arke ts( A E M ~ X )- -A~o ln t l Equi ty Fund

    4. - -Dodge & Cox I n t l S t ock Fund (DODEX) Bu y 11/04/09 J( a d d l )5. --Exxon Mobil Corp . ( s tock) (XOb/D S o l d 07/22/09 J A6. --Federa ted To ta l Ret n Bond (FTRFX) Bu y 07/22/09 K7. - - I sha r e s TR Bar c l ays Agg . Bond Fund

    9 . - - J o h n s o n & J o h n s o n { s ~ o c k ) ( J N J ) S o l d 0 7 / 2 2 / 0 9 J

    " 1 0 . - -L o o m i s S a y l e s Bo n d F u n d ( L SBR X)1 I . --Mannhag & Napie r Wor ld Oppty . Bu y 01/20/09 J(EXWAX) ( add2)1 2 . Bu y 02/20/09 J( a d d l )1 3 . Bu y 03/20/09( a d d l )

    1 4 . Bu y IM/20/09 J( a d d I )1 5 . --Merr i l lLynch 6.45% (MER+K) S o l d !07/22/09~ J1 6 . --Morgan Stanley 6.6% Cap Trus t (MSZ) S o l d 07/22/09 J1 7 . --Nuveen Mul t i St ra t (JPC) S o l d 07/22/09 J

    P3 ~$25,~0,~1 - $50,0~,~0 P4 =M~e than $50,~,~V a l u e M e t h ~ C o d m Q ~App~l R -Cost (R~I E~late ~ly) S =A~s~sm~t T ~sh M~et(S~ Cd~n C2) U ~B~k Value V ~ W =E~ima~

  • 8/3/2019 Wade Brorby Financial Disclosure Report for 2009

    5/10

    N .... f P . . . . . R e p o r t i n g

    I

    D a t e o f R e p o r tF I N A N C I A L D IS C L O S U R E R E P O R TP a g e 5 o f 1 0 n R O R ~ V , W A D E 0 4 1 0 6 / 2 0 1 0V I I . IN V E S T M E N T S a n d T R U S T S - ~o~,,, ~,1,,, , ..... aio,, (1~1~1d~ hosg" of $t~ ...... d de~nd, nt children; $ep g g . 1 6 0 of fill,#

    NO~ (No repo~able income, assets, or transaction.)~scr ipt ion of Assets [ I n c o m e d u r i n g G r o s s v a l u e a t e n d T ~ ns a c t i o n s d u r i n g ~ i n g p e6 od( i nc l ~ i ng tm~ ~ s e~ )

    [ ~ i n g p e r i o do f ~ p o a i n g p ~ i o d

    T~ ( e . g . , Value Value T y p e { e . g .. I de n f i~ o fl a c e " ( X ) " a ~ e r e a c h ~ s e t [ A~ u n t D a t e ] V a l u e Gainexemp t from ~or d isc losure I , C o d e I div . , ~nt , C o d e 2 M e th o d ~ y , s e l l m ~ d & ~ C~ e 2 C~ I buyeds e l l e r~ H) o r i n t . ) ( J - P ) C~ e 3 r~ emp t i on ) ( J - P ) ( A - H ) ( i f p r i v a t e1 8 . - - P a m ~ s u s E qu i ~ I n . m e F u n d ( P ~ L X ) Bu y 01~0/~ J( add l )

    Buy 0~20/~ J( add l )2 0 . Bu y 03~0/~ J( add l )

    21. " " Bu y ~0/09 J( a d d l )2 2 . - - P i mc o T o t a l Rem m F ~ d C I ~ s D23. -Royce Pe~lv~ia(PE~) Bu y 1 1 / 1 6 1 0 9 J2 4 . --Royce TR Fund ( RYTR.X)

    2 5 . - -Schwab P r em i e r Equ i t y Se l e c t (I nv e s t o r ) S o l d 07/22/09 KSh a r e s ( SW P SX )2 6 . - -Sec t o r SPDR Tech Se l e c t Sha r e s (XLK) Bu y 07/22/09 J

    2 7 . -~SPDR. S& P Div. ETF (SDY) Bu y 07/2209 K2 8 . - -UMB Scou t I n t e r na t i ona l Fund (UMBWX)29. - -Va l ue L ine Eme rg i ng Opp ty . Fund Bu y 01/20/09 J(VLEOX) ( add l )3 0 . Bu y 02/20/09 J( a d d J )3 1 . Bu y 03/20/09 J(addl)3 2 . Bu y 04/20/09 J( add l )3 3 . S o l d 1/13/09 J A

    3 4 .F ln t . /Div. 0 TRUST # h

    I , I ncome G a i n Code s : A-$l,0OOvrless B-$1,001-$2,500 C-$2,501 -$5,0~0 D-$5,001 -S15,000 E3$15 ,001 - $50 ,009( 5 Co lu m ns B[ a n d D4 ) F =$5 0.001 - $1 00.000 G =$1 00.001 - $1 .000.000 H l ~$1 .000 .001 - $5 .000 .000 H2 =More tha n 55 .000 .0002. Va lu e Co d e s J -$ I 5 .~ 00 o r le s s K ~ I 5 .001 - $50 .000 L = $50.001 - $ 100.000 M - -$ 100 .001 - S 250 .000( S e e C o l t t m ~ CI and D3) N *$250.001 - $500.000 O ~$5ff) .00| - $1.0~(I .000 PI ~$1 .000 .001 - $5 .000 .000 P2 =$5.000.001 - $25.000.000P3 ~$25.000.001 - $50.000.0(~0 P4 ~ Mor~ th~ n $50 .000.0003, Va l~ M e thod Code s Q -Ap p r a is a l R -Co s t (Re a l Es t a t e On ly ) S ~ A s s ~ s m e n t T ~ a s h M a r "k ~( S e e C o l u m n C 2 ) O ~ B o o k V a l u e V ~01h~ W =Es t ima t e d

  • 8/3/2019 Wade Brorby Financial Disclosure Report for 2009

    6/10

    N a m e o f P e r s o n R e p o r t l n gP a g e F I N A N C I A L 6 o f i0 D I S C L O S U R E R E P O R T

    VI I . IN VESTMENTS a nd TRUSTS - i.co,~e,NONE (No reportable income, assets, or transactions.)

    A, B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a I u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r c p o r t l n g p e r i o d(5 )P l a c e I Type (e .g. , Value Value T y p e ( e . g . , Date I Value , , Ga in I d e n t i t y o f

    (A-H) ~ o r i n t , ) ( I - P ) C o d e 3 r e d e m p t i o n ) ! [ (J-P) . (A-H) ( i f p r i v a t e

    3 5 . - -Ame r ic a n Cen tu r y Tax Fr e e Bd . I n v . "OWTIX) Bu y 07/22/09 K36. --Avonworth PA School Bond Matured 06/01/09 K37. C o . i A C ) Sold 11/04/09138 . - D a v i s N Y V e n t u r e F d (N Y ~X) Bu y 01/07/09 K

    "39. -.Fidelity AZ~4~uni Income Fd. (FsAzK) [" Sold 07122/09 K40 . - I sha r e s TR Rus s e l l 2000 I nd ex Fund( I \VM) S o l d I 1 1 0 4 / 0 9 J41 . - l sha r e s Tru s t S& P 500 ( IVV) Bu y 07/22/09 K( add l )

    4 2 . - -Janu s Grow th & I ncom e Fund ( JAGIX) S o l d 11/04/09 J~ . 3 . - -Laudu s Grow th i nv , U.S . Lg . Cap ~ r o w thFd, (LG1LX) Bu y 1/04/09 K44 , --Loomis Say l e s Bon d Fund CI R (LSBRX) S o l d 11/04/09 K45 . --Mar icopa Co unty AZ 3.25% Bond Matu r ed 07/01/09 J46. --INB Socially Responsive (NBSR.X) Buy 01107/091 j( add l )4 7. Bu y 02/20/09 J( a d d l )4 8. Buy 03/20/09 J

    = l ( add l )49 . Bu y 0 4 / 2 0 , ; 0 9 J( a d d q )5 ( I . So l d 11/04/09, K5 1 . -Oppenhe imer In t l Grov, , th (OiGAX) Bu y 11/04/09 K

    3. V~ue Method C~ Q "App r a i sa l ~ "Ct,sl (R~ Esate ~ly) S -A~~ment T

  • 8/3/2019 Wade Brorby Financial Disclosure Report for 2009

    7/10

    FINANCIAL DISCLOSURE REPORT I N a m e e f P e r s o n R e p o r t i n g [ Date of ReportP a g e 7 o f 10I BRORB, WADE ]

    04/06/2010V I I . I N V E S T M E N T S a n d T R U S T S - ~ , ~ o ~ . e . ~ e ~ , , tr ..... ctions (Includes those of spogs and dependenl cl, ildren; ,epp. 34-60 of fillng instructions.)

    NONE (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u ~ ~ s e t s ) r q x ~ r t i n g p e r i o d o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t t T y p e ( e .g . , V a l u e V a l u e T . v p ( ~ g . , Date I V~lue [ GainI l d e o l i l y o fe x e m p t f r o m p r i o r d i s c lo s u r c Cd*lI div.,rcn~. C o ~ l e 2 M e t ho d b u y , s d l , mm /dd /~ , ,y Code2 ICndc lI b u y e r / s e l l e r(A-H) ! or in t.) O - P ) C o d e 3 r e d e m p t i o n ) ] O-P) " , (A-H) ] ( i f p r i v a t L .... ~_ (Q-W) j. J transaction) __

    52. --Parnassu s Equ. Inc . Fd. (PP, BLX) B u y 11/04/09 K53. - -Schwab Dividend Equ i ty Se l e c t Sh~re s -(SWDSX) So l d 07/22/09 K B5 4 . -Schwab Large Cap Growth Fund(SWLSX) So l d 11/04/09 K55 . - -Schwab Muni Money Fund (SWTXX) So l d 01/07/09 J( p a r t )56. - -Schwab Muni Money Fund Sweep(SWXXX) **57 . - -Sector SPDR Tech . Select Sh~res (XLK) B u y 1/04/09 J58 . - -LIMB Scout In ternat ional Fun d (UMBWX So l d I 1/04/09 K. 5 9 . --Vanguard ]nterterrn Tax Exempt Fund Buy 11/04/091 ji (VWITX) (add l ), " 6 0 . - -Vanguard Shor t Ter ra Tax Ex. Fd . Inv .Sha re s (VWSTX) B u y 07/22/09 K6 1 . --Vanguard Small Cap (VB) Buy 1/04/09 J62. -Wel l s Fargo Advantag e Bd. (STSMX) So l d 07/22/09 K A(par t)63. I P , A # 2 : A Int ./Div. K T6 4 . - -Gabel l i Smal l Cap Gro~a .h Fd. (GABSX) B u y 07/23/09 J65. - - Ishatcs TR Barclays Agg . Bond Fund( A G G )

    ~6. - -Laudus US Discovery Inv. (RDIVX) So l d 07/22/09 .16 7 . - -Schwab Cash Res e rve s Swee p ( sw sxx )

    ~ 8 . --UMB Scout In tl Fund (U MBWX)

    ( S e e C o ] ~ , n a s B I a o d D 4 ] F =$50,001. $ 100,0o0 G =$ I (~,001 - $I,000,000 HI =$l,0O0,0Ol - $5,000,000 F[2 =More Ihan

    V a l u e M e t h o d C o d e s Q = A p p r a i s al R - C o s ~ ( R e a l E s t a t~ O n l y ) $ = A s . s e sg a e n t T ~ a~ h Mar k~(See Column C2) U ~Book Value V ~

  • 8/3/2019 Wade Brorby Financial Disclosure Report for 2009

    8/10

    N a m e o f P e r s o n R e p o r t in gI N A N C I A L DI SC L O S U R E R E P O R TI B R O R B Y , W A D E

    D a , e o f R e p o r tPage 8 of 1O 0 4 / 0 6 1 2 0 ~ o

    NONE ~o reportable income, ~sets, or tra~actions.)D e s c r i p t i o n o f A s s ~ ~ c o m e d ~ n g ~ G r o s s v a l u e a t ~ d T~sac~ons duriag ~ning p~( i ~ l ud i ng

    P l ~ " ( X ) " a ~ e r e a c h a s s e t A m o ~ t T ~ < * , g . , l v,~, v~t,, I D a t e j V ~ l u I G a i n l I d c n t i ~ o fe x e m p t # o m p d o r d i s l o s u r e ]~el div..~nt. [ C~2 I Mcth~ T ~ ( e . g . .~ ( A - H ) orint.) } ( J - p ) C o d 3

    b~,sell, m~d~ I~e2 C~c I / b uye r / s e l l .~ e m p t i o n ) I / ( J -P ) I ( A -H) ; ( i f p r i v a t e69. TRU ST # 2: A Divided J T70. --Schwab C~h R~es Sweep (SWS~)

    71 . ~ m pb e l l Co~ ~ W A b s ~ c t ( S t o c k ) " D D i ~ d e n d K W1 7 2 . ~mpbell Co~w Oil Royd~ D R o y a l ~ J W7 3 . C l i p p e r F ~d A Divided 3 T74 . F~eml Homeo~er ~nding Mo~ge A l n t e r ~ t J T75 . Federal Home ~ Bank ~ot~) B D i v i d e nd K T7 6 . F ~e ~ l N a t i o n a l Mo ~g a g e A l n t ~ e ~ K T

    7 7 . F i ~ t N a t iom l B ank o f G i l l e t te ( V ad o~ B In te res t L TBmk Attune)7 8 . J e n s ~ P o ~ o l i o ( Fu n d ) A D i ~ d e n d K T7 9 . P eo r i a , A Z ( ~ nd ) A l n t e r ~ t K T8 0 . P~dential ~ce Co. (S~ock) A D i v i d e nd J T8 I . Ra~ier S~llAiid Cap ~ui~ Fund A D i v i d e nd J T(~S~ (See Section VIII)

    8 2 , Rydex Techno logy Fund A Divided J T8 3 . Wells Fargo (V~ous Bank A~o~) A ~resl L T8 4 . W y o . B ~ k & T ~ t ( V a r io u s A c e o ~ ) C I n i ~ e s t M T

    Value Method Codes Q =Appraisal R -Cost (Rea l Esta te On ly) S =Asse ssme n t T = C a s h M a r k ~See Column CZ) U ~Book Value V -O th e r W =Est imated

  • 8/3/2019 Wade Brorby Financial Disclosure Report for 2009

    9/10

    F IN A N C I A L D IS C L O S U R E R E PO R T ~.=. ore . . .. , . p o . ~ . gPage 9 of 1 0 B R O R B Y , W A D E I M / 0 6 1 2 0 1 0

    V I I I. A D D IT I O N A L I N FO R M A T I O N O R E XP LA N A T I O N S .

    1 . Pa r t I I I - My.~ q , a s t r u s t e e , owns a who l e l i f e po l i cy i n su r i ng my l i f e . The i n su r e r i s P r ud en t i a l I n su r anc e Com pany . As t h i s po l i cy i s no t he l d a s ani nv e s tmen t , t he ~ i l cy i ncome r e ce i v ed i s r epo r t ed und e r Pa r t I I I .B (Non- l nv e s tmen t I ncom e ) .2 . P a r t Vl l - M o s t o f o u r i n v e s t m e n t s a r e m a n a g e d b y C h a r l e s S ch w a b & C o . u n d e r a s e r v i c e d e s c r i b e d a s S ch w a b P r i v a t e C l ie n t .3 . P a n V I I - i l i s t o w n e r s h ip o f m o s t o f m y a s s e t s u n d e r Ag g r e g a t e Ow n e r s h i p A r ra n g e m e n t s . A ll a s s e t s n o t o w n e d u n d e r s u ch a n a r r a n g e m e n t a r e l i st e ds e p a r a l e ly .4 . Pa r t VI I - The f und s d e s i gna t ed w i t h ** a r e me r e l y ho l d i ng f und s . I t s hou l d be no t ed t ha t when i ncom e i s r e ce i v ed f r om a p a r t i cu l a r inv e s tm en t i t i s p l a ced i no n e t h e s e S ch w a b " s w e e p " f u n d s . W he n n e w i n v e s t m e n t s a x e p u r ch a s e d , f u n d s a r e t a ke n f r o m o n e o f t h e s e f u n d s t o p a y f o r t h e n e w i n v e s t m e n t . Th e s e f u n d s a r et h e ( 1 ) S c hwab M u r d M oney F und S weep ( S W X XX ) ; a nd ( 2 ) S c hwab Ca s h Re s e r v e s S weep F und ( S W S X X ).5 . Pa r~ VI I - Wher e pos s i b l e I hav e inc l ud ed t he comm on ly known s t ock sym bo l s and s t ock nam es .6 . Pa r t VI I - Und e r IRA #1 , t he 2008 Repo r t shou l d hav e r e f l e c t ed a f u l l r ed em p t i on o f S chwab Cash Rese r v e s Sw eep sha r e s (S WSXX) on 12/23/08 , w i t h a Va l ueCode o f K i n Co l umn D(3) , and no ga i n .7 . P a r t V I I - Un d e r T r u s t # 1 , S ch w a b L a r g e C a p G r o w t h F u n d ( SW L SX ) w a s p r e v i o u s l y i n c o r r e c tl y i d e n t i fi e d w i t h s t o ck s y m bo l ( SW L NX ).8 . Pa r l Vl l - Unde r IRA #2 , Schwab Cash Rese r v e s Swee p (SWSXX) was p r e v i ou s l y i nco r r e c t l y i d en t i f i ed w i t h s t ock sy~n l : ~ l ( SWXXX) .9 . Pan VI I - The Ra i n i e r Sm a l l /Mid Cap (Fund ) and Ra i n i e r Sm a l l /Mid Cap Equ it y Fund we r e p r ev i ou s l y i nco r r e c t l y l i s t ed a s two s epa r a t e f und s bu t shou l d hav ebeen r epoa ed a s one f un d : t he Ra i n i e r Sm a l l !Mid Cap Equ i t y Fund (RIMSX) , a s r e f l e c t ed i n t h i s r epo r t .

  • 8/3/2019 Wade Brorby Financial Disclosure Report for 2009

    10/10

    FINANCIAL DISCLOSURE REPORT I N a ~ n f f o f P . . . . . ~ p ~ r t [ n g D.te of Repor tP a g e 1 0 o f 1 0 enom ~v , WADE 0 4 1 0 6 / 2 0 1 0I X. C E R T I FI C A T I O N .

    I c e r t if y t h a t a l l In f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a in i n g t o m y t p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , I f a n ) ) ha c c u r a t e , t ru e , a nd c om p l e t e t o th e b e s t o f my know l e d g e a nd b e l i e f , a nd t h a t a ny i n f o r m a t i o n n o t r e p o r t e d wa s w i t hh e l d b e c a u s e I t m e t a p p l i c a b l e s t a t u to r yp r o i s i o n s p e r m i t ti n g n on - d i s c l o s u r e .

    I f u r th e r c e r ti f y th a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc om p l i a n c e w i t h t h e p r ov i s i o n s o f 5 U . S . C . a pp . 501 e t . s eq . , 5 U . S .C . 7 353, a nd J u d i c i a l Con f e r e n c e r e gu l a t i o a s .

    Signature_

    NOTE: ANY INDIVIDUAL ~ ,VI IO K NOWINGLY AND WILFULLY FALSIFIE~AND CRIMINAL SANCTIONS (5 U .S .C. app . 104 ) __. 1"O CIVIL

    FILING INSTRUCTIONSM a i l s ig n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

    C o m m i tt e e o n F in a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sSu i t e 2 -301O n e C o l u m b u s C i r c l e , N .E .W as h i n g t o n , D . C . 205 4 4