W. James Denvil, What Happens to Executives Who Are Sanctioned ...

Appendix 1

Current Status of Individuals Who Received Prison Sentences in Cartel Cases Between 1990

and 2008

Name1 Cartel Fine in millions

$

Sentence in

months2

Later of date of fine or release

from confinement

Position in 2010-11 Position during cartel

Number of articles

mentioning involvement

in cartel3

Affected sales4

Source of information regarding current or former employment,

sentencing, or release date

Date source published or website checked

Keith H. Packer

Airlines, Cargo, Fuel Surcharge

.02 8 9/4/2009 Self-Employed: KPI Consultant

Commercial GM:5 British Airways 58 281.18 http://uk.linkedin.com/pub/keith

-packer/4/686/701 7/31/2010

Timothy Pfeil

Airlines, Cargo, Fuel Surcharge

None 6 7/2/2009 VP Sales and Airline Relations: Platinum

Air Cargo

Director Sales: SAS Cargo 64 281.18

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=timothy&Middle=&LastName=pfeil&Race=U&Sex=U&Age=&x=0&y=0 http://www.aircargonews.com/090831/FT090831.html

11/10/2010 8/31/2009

1 The names in Apps. 1-4 are listed as they appear on Dep’t of Justice court filings or press releases. 2 We have not included home confinement or parole when listing the length of a sentence. 3 We entered the following search string into the LexisNexis All News database: ((Full name) & (Last Name w/s (antitrust or fixing or indict! or collusion or rigging or convict! or guilty )). If the search string was modified in any way—to eliminate non-relevant hits for instance—we have noted this with a footnote linked to the number of hits recorded. We did not count any hits that represented identical or nearly identical articles published in the same publication on the same day. Articles published by the same author on the same day with the same title were considered identical if their word lengths differed by less than 1%. We also excluded any hits that referenced individuals with names identical to those of the cartel participants who were involved in non-cartel criminal activities. 4 This figure represents the affected U.S. sales in millions divided by the product of the cartel’s life in years and the number of firms in the cartel. 5 “GM” is shorthand for General Manager in Apps. 1-4.

Name Cartel Fine in millions

$

Sentence in

months


from confinement


Number of articles


in cartel

Affected sales




A. Alfred Taubman

Auction Houses 7.5 12 Unknown

In March of 2010 he was ranked as the

655th richest person in the world by Forbes. His net

worth was listed at 1.5 billion dollars. He apparently still has a stake in Sotheby’s.

Chairman: Sotheby's 1718 39.25

http://www.forbes.com/lists/2010/10/billionaires-2010_A-Alfred-Taubman_LWZ4.html

3/10/2010

Rene Friedrich

California Post-Tensioning Bridge

0.04 18 11/17/2001 President: AVAR Project Manager: AVAR 2 N/A6

http://wa.14thstory.com/avar-construction-systems-inc.html

11/10/2010

Chris A. Beaver

Concrete, ready-mix .005 27 3/13/2009 President: Beaver

Materials, Corp.

Operations Manager: Beaver Materials, Corp.

20 22.17 http://www.alpsystemsllc.com/beaver/staff.html 8/1/2010

Ricky J. Beaver

Concrete, ready-mix .005 27 3/13/2009

Area Manager: Commercial Team

Construction

Commercial Sales Manager: Beaver Materials, Corp.

20 22.17

http://www.linkedin.com/pub/rick-beaver/11/558/532 http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=ricky&Middle=&LastName=beaver&Race=U&Sex=U&Age=&x=0&y=0

8/1/2010

8/1/2010

John J. Blatzheim


Executive VP: Builders Concrete &

Supply Inc.

Executive VP: Builders Concrete

& Supply Inc. 15 22.17

http://www.linkedin.com/pub/john-blatzheim/14/871/337 http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=John&Middle=&LastName=blatzheim&Race=U&Sex=U&Age=&x=0&y=0

8/1/2010

9/25/2010

6 We did not have data reflecting the total U.S. affected sales for this entry and all other entries with “N/A” in this column.


$

Sentence in

months


from confinement


Number of articles


in cartel

Affected sales




Gus B. Nuckols III


President: Builders Concrete & Supply

Inc.

President: Builders Concrete & Supply Inc.

7 22.17

http://www.irmca.com/pdfs/The%20Concrete%20Word%20April%202009%20%20Electronic.pdf (April 2009)

4/2010

T. Rudd Corwin DRAMs .25 4 Unknown Consultant: Infineon VP, Sales:

Infineon 80 522.79

http://www.linkedin.com/ppl/webprofile?vmi=&id=4335192&pvs=pp&authToken=LRjx&authType=name&locale=en_US&trk=ppro_viewmore&lnk=vw_pprofile

8/8/2010

Heinrich Florian DRAMs .25 6 8/12/2005

Managing Director: Qeron Technology

(Germany) (It appears as though he has started his own

companies)

Director/VP: Infineon 79 522.79

http://www.xing.com/profile/Heinrich_Florian http://www.qeron.com/english/legal.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=heinrich&Middle=&LastName=florian&Race=U&Sex=U&Age=&x=0&y=0

8/8/2010

8/8/2010

8/8/2010

Günter Hefner DRAMs .25 5 7/13/2005

Managing Director: Qeron Technology

(Germany

VP Memory Sales: Infineon 71 522.79

http://www.qeron.com/english/legal.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=gunter&Middle=&LastName=hefner&Race=U&Sex=U&Age=&x=0&y=0

8/8/2010

8/8/2010

Sun Woo Lee DRAMs .25 8 12/20/2006

He may be involved in a civil suit

involving Rambus. A deposition of his is

being used.

Senior Manager DRAM Sales:

Samsung 37 522.79

http://www.investorvillage.com/mbthread.asp?mb=3666&nhValue=539401&nmValue=539425&sync=1&tid=9349280&showall=1 http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=sun&Middle=&LastName=lee&Race=U&Sex=U&Age=&x=0&y=0

9/25/2010

9/25/2010


$

Sentence in

months


from confinement


Number of articles


in cartel

Affected sales




Thomas Quinn DRAMs .25 8 Probably

9/6/2007

According to his Linkedin profile, he

is Account Executive at Cablevision &

President of KELCON, Inc.

Corporate Acct. Manager: Samsung

Electronics

487 522.79

http://www.linkedin.com/in/quinntom http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=thomas&Middle=&LastName=quinn&Race=U&Sex=U&Age=&x=0&y=0

8/12/2010

8/12/2010

Peter Schaefer DRAMs .25 4 6/13/2005 VP Mtkg Sales:

Infineon

VP, GM Microcontroller:

Infineon 778 522.79

http://www.electronicsweekly.com/Articles/2010/08/02/49186/infineon-mcus-first-for-euro-emissions-standards.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=peter&Middle=&LastName=schaefer&Race=U&Sex=U&Age=&x=0&y=0

8/2/2010

8/2/2010

George Marchelos E-Rate None 18 12/18/2009 Global Acct Mgr:

Cotendo Sales Rep: VNCI 7 .82

http://www.linkedin.com/pub/george-marchelos/1/105/958 http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=george&Middle=&LastName=marchelos&Race=U&Sex=U&Age=&x=0&y=0

8/8/2010

8/8/2010

Mark E. Whitacre Lysine .35 30 6/13/2007 COO: Cypress

Systems, Inc.

President Bioproducts

Division: ADM 255 33.94

http://www.cypsystems.com/contactus.html http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=mark&Middle=&LastName=whitacre&Race=U&Sex=U&Age=&x=0&y=0

8/9/2010

8/9/2010

7 Added “ & Samsung” to the search string. 8 Added “ & Infineon” to the search string.


$

Sentence in

months


from confinement


Number of articles


in cartel

Affected sales




Gerald Thermos

Marine Fenders .05 4 11/5/2008 President: Marine

Fenders Int’l President: Marine

Fenders Int'l 37 N/A http://www.marinefendersintl.com/about.html 8/9/2010

Bryan Allison

Marine Hose .1 36 12/2007

Maybe in prison. Sentence handed

down in 2008

Managing Director: Dunlop

Oil & Marine 65 2.67

http://www.justice.gov/atr/public/press_releases/2008/239884.htm

12/1/2008

David Brammar

Marine Hose .075 20 12/2007

Maybe in prison. His sentence handed

down in 2007

Sales Director: Dunlop Oil &

Marine 63 2.67

http://www.justice.gov/atr/public/press_releases/2008/239884.htm

12/1/2008

Christian Caleca

Marine Hose .075 14 7/17/2008 COO: Manitou BF

VP Industrial Fluids System:

Trelleborg 47 2.67

http://www.forkliftaction.com/news/newsdisplay.aspx?nwid=6933 http://www.reuters.com/finance/stocks/companyOfficers?symbol=MANP.PA http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=christian&Middle=&LastName=caleca&Race=U&Sex=U&Age=&x=0&y=0

4/2/2009

8/9/2010

8/9/2010

Misao Hioki

Marine Hose 0.08 24 11/23/2010 In prison Manager:

Bridgestone 20 2.67

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=misao&Middle=&LastName=hioki&Race=U&Sex=U&Age=&x=0&y=0

8/10/2010


$

Sentence in

months


from confinement


Number of articles


in cartel

Affected sales




Erik Nilsen

Parcel Tankers .025 3 4/9/2004 VP: Odfjell VP: Odfjell 20 160

http://www.odfjell.com/PressRoom/OdfjellQuarterlyMagazine/Documents/Odfjell_Quarterly%20Sept%2009.pdf http://www.odfjell.com/PressRoom/OdfjellQuarterlyMagazine/Documents/Odfjell-Quarterly-2010-01.pdf http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=erik&Middle=&LastName=nilsen&Race=U&Sex=U&Age=&x=0&y=0

9/2009

1/2010

9/25/2010

Bjorn Sjaastad

Parcel Tankers .25 4 5/18/2004 Working in the

tanker industry CEO: Odfjell 16 160

http://www.auxnavalia.org/en/contenido/sjaastad-is-back-in-the-tanker-fray http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=bjorn&Middle=&LastName=sjaastad&Race=U&Sex=U&Age=&x=0&y=0

6/11/2010

8/2/2010

Clement Izzi

Plastic Dinnerware .09 21 11/8/1996

Advisory Board: New Hampshire

National Spinal Cord Injury Association

President: Comet Plastics 17 20

http://www.gsil.org/NHNSCIA_Advisory_Board.htm http://www.justice.gov/opa/pr/Pre_96/March95/141.txt.html

8/11/2010

3/16/1995

James Nurmi

Plastic Dinnerware .02 5 1/24/1996 President Emeritus:

Plastocon VP: Plastics Inc 4 20

http://www.plastocon.com/contactPlastoconMoldingSolutions.asp http://www.justice.gov/opa/pr/Pre_96/March95/141.txt.html

8/11/2010

3/16/1995

Martin Petersen

Rubber Chemicals .05 4 3/16/2006

Regional President: Cheminova (joined in

2008)

Head of Marketing and Sales: Bayer

AG 46 77.14

http://www.auriga.dk/en/auriga_industries/management_02/top_management/martin_petersen.htm http://www.highbeam.com/doc/1G1-136839687.html

8/11/2010

9/26/2005


$

Sentence in

months


from confinement


Number of articles


in cartel

Affected sales




Peter Baci Shipping, US-Puerto Rico

.02 48 11/9/2011 In prison Senior VP: Seastar 26 N/A

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=peter&Middle=&LastName=baci&Race=U&Sex=U&Age=&x=0&y=0 http://www.jonesday.com/newsknowledge/publicationdetail.aspx?publication=6182

8/12/2010

April 2009

Alexander G. Chisholm

Shipping, US-Puerto Rico

0.004 7 3/16/2010 He appears to be unemployed Asst. VP: Sea Star 239 N/A

http://www.linkedin.com/pub/alex-chisholm/1b/569/10a http://www.jonesactquestions.com/newsgeneral/generalmaritimenews/166-horizon-seastar-sentenced.html

8/12/2010

9/27/2009

R. Kevin Gill


.02 29 9/4/2011 In prison VP: Horizon Lines 2910 N/A

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=r&Middle=kevin&LastName=gill&Race=U&Sex=U&Age=&x=0&y=0 http://www.jonesactquestions.com/newsgeneral/generalmaritimenews/166-horizon-seastar-sentenced.html

9/25/2010

9/27/2009

Gregory Glova


.02 20 1/7/2011 In prison Mktg & Pricing Mgr.: Horizon 27 N/A

http://www.joc.com/maritime/four-more-prison-price-fixing http://www.jonesactquestions.com/newsgeneral/generalmaritimenews/166-horizon-seastar-sentenced.html

8/12/2010

9/27/2009

9 Used “Alexander Chisholm” in search string. 10 Used “Kevin Gill” in search string.


$

Sentence in

months


from confinement


Number of articles


in cartel

Affected sales




Gabriel Serra


.02 34 11/9/2011 In prison Senior VP: Horizon 27 N/A

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=gabriel&Middle=&LastName=serra&Race=U&Sex=U&Age=&x=0&y=0 http://www.jonesactquestions.com/newsgeneral/generalmaritimenews/166-horizon-seastar-sentenced.html

8/12/2010

9/27/2009

Hitoshi Hayashi Sorbates .02 3 12/23/2004

Managing Director: Topas Advanced

Polymers

Salesman: Daicel Chemicals 11 7.76

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=hitoshi&Middle=&LastName=hayashi&Race=U&Sex=U&Age=&x=0&y=0 http://www.topas.com/index/contact/imprint.htm

11/10/2010

11/10/2010

Gerald Profita

Steel, specialty piping

0.025 72 1/2/1991 Dead President:

Benjamin F. Shaw Co.

3 .3

http://www.ogmhognj.com/Obits2002.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=gerald&Middle=&LastName=profita&Race=U&Sex=U&Age=&x=0&y=0 http://www.seattlepi.com/archives/1987/8701110177.asp

8/12/2010

8/12/2010

5/1/1987


$

Sentence in

months


from confinement


Number of articles


in cartel

Affected sales




Dr. Roland Brönnimann

Vitamins, All Sixteen .15 5 4/21/2000 Consultant: Synthes

President Vitamins and Fine

Chemicals: Roche 32 50.57

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=roland+&Middle=&LastName=bronnimann&Race=U&Sex=U&Age=&x=0&y=0 http://www.synthes.com/html/News-Details.8013.0.html?&tx_synthesnewsbyxml_pi1%5BshowUid%5D=41 http://www.icis.com/Articles/1999/09/06/94511/former-roche-executive-sentenced.html

11/10/2010

3/2/2010

9/6/1999

Dr. Kuno Sommer

Vitamins, All Sixteen .1 4 Sentenced on

7/23/1999 CEO: RCC, Ltd.

Director of Worldwide Marketing:

Hoffmann-La Roche

54 50.57

http://www.justice.gov/atr/public/press_releases/2000/4494.htm http://investing.businessweek.com/research/stocks/private/person.asp?personId=1163877&privcapId=9156571&previousCapId=47015154&previousTitle=Kenta%20Biotech%20Ltd http://www.justice.gov/atr/public/4523d.htm

4/6/2000

11/10/2010

1/24/2011

Appendix 2

Current Status of Individuals Who Only Received Fines in Cartel Cases Between 1990 and

2008


$

Date of fine

Current Position

Position during Cartel

Number of articles


in cartel

Affected sales Source of Information regarding current or former employment


Ian G. Hutchinson

Carbon Cathode .03 2002

Chief Technology

Officer: Cloud

Systems

Director of Marketing Operations

and Business Development:

Hepworth Refractories

011 1.5 http://www.linkedin.com/in/ianhutchinson 7/31/2010

Charles Zak Ferrosilicon .03 Unknown

Maybe Executive

VP: CCMA

Executive VP: SKW 6 17.45 http://www.linkedin.com/pub/charlie-zak/12/532/412 9/25/2010

Robert J. Koehler

Graphite Electrodes 10 May-99 CEO: SGL

Group CEO: SGL

Group 912 29.58 http://www.sglgroup.com/cms/international/company/board-of-management/index.html?__locale=en 8/8/2010

Roger Jacobi

Metal Sling Hoist .02 April

2008

President: Jacobi

Industries

President: Jacobi

Industries 30 N/A

http://www.jacobiindustries.com/contacts.php http://www.justice.gov/opa/pr/2008/December/08-at-1107.html

8/10/2010

12/15/2008

11 Used “Ian Hutchinson” and “Ian G. Hutchinson” in separate searches. 12 Used “Robert J. Koehler” and “Robert Koehler” in separate searches.

Appendix 3

Individuals Who Received Fines or Prison Sentences in Cartel Cases Between 1990 and 2008,

but Whose Current Whereabouts Could Not Be Determined


$

Sentence in

months

Later of date of fine or

release from confinement

Position during cartel

Number of articles


in cartel

Affected sales

Source of information regarding current or former employment, sentencing, or release date


Rolf Geiss13

Aluminum Phosphide .05 0 Unknown Unknown 0 4

Diana D. Brooks

Auction Houses .35 0 April 2002 President:

Sotheby’s 196 39.25 http://www.nytimes.com/2002/04/30/nyregion/ex-chief-of-sotheby-s-gets-probation-and-fine.html?ref=dianadbrooks

4/30/2002

John H. Browning

Cable-Stayed Bridges

.025 0 February 2000 President/CEO:

Dywidag Systems Int’l USA, Inc.

2 N/A http://www.justice.gov/atr/cases/f4000/4015.htm http://www.oecd.org/dataoecd/52/1/39554298.pdf

12/15/1999

12/27/2010

Adam S. Allan

California Post-Tensioning Bridge

.03 0 Unknown Western Division Mgr.: DSI 1 N/A http://www.justice.gov/atr/cases/f4000/4018.htm 12/15/1999

F. Scott Brown

Carbon and Graphite Electrical

.2 6 7/9/2004

Director/President: Morgan Advanced

Materials and Technology, Inc.

10 3.29

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=f&Middle=&LastName=brown&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f201300/201327.pdf

12/27/2010

9/24/2003

Michael Coniglio


.1 0 March 2000

President/CEO: Caribone of

America Industries Corp.

0 3.29 http://www.oecd.org/dataoecd/52/1/39554298.pdf 12/27/2010

13 We could not find any Department of Justice filings or press releases for Mr. Geiss.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Robin D. Emerson


..02 5 6/24/2004

Marketing: Morganite

Electrical Carbon Ltd.

1514 3.29

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=robin&Middle=&LastName=emerson&Race=U&Sex=U&Age=&x=0&y=0 http://findarticles.com/p/articles/mi_pjus/is_200309/ai_2340457936/

12/27/2010

9/24/2003

Jacobus Johan Anton Kroef


.02 4 Approx. 9/2003

Managing Director/Chairman

: Industrial and Traction Division Morgan Crucible

Company

10 3.29 http://www.justice.gov/atr/cases/f201300/201329.htm http://www.oecd.org/dataoecd/37/61/34722567.pdf

9/24/2003

4/14/2005

John F. Casewell

Carbon Cathode .028 0 9/27/2002

Sales Director: Hepworth

Refractories, Ltd. 215 1.5

http://findarticles.com/p/articles/mi_pjus/is_200209/ai_684742744/ http://www.justice.gov/atr/cases/f200300/200371.htm

9/27/2002

9/27/2002

Antonio Felix

Choline Chloride .02 0 3/2/1999

VP Basic Products and Int’l Division:

DuCoa, L.P. 0 9.3 http://www.justice.gov/atr/cases/f2300/2315.htm 3/2/1999

John L. “Pete” Fischer


President, Basic Products and Int’l Division: DuCoa,

L.P.

016 9.3

http://www.justice.gov/atr/cases/f2200/2282.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=john&Middle=&LastName=fischer&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/public/4523d.htm

3/2/1999

12/27/2010

1/24/2011

Lindell Hilling

Choline Chloride .02 12 12/7/2000 President: DuCoa,

L.P. 0 9.3

http://www.justice.gov/atr/cases/f2200/2281.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=lindell&Middle=&LastName=hilling&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/public/4523d.htm

3/2/1999

12/27/2010

1/24/2011

14 Used “Robin D Emerson” and “Robin Emerson” in separate search strings. 15 Used “John Casewell” and “John F. Casewell” in separate search strings. 16 Used “John L Fischer”, “John Fischer”, and “Pete Fischer” in separate search strings.


$

Sentence in

months




Number of articles


in cartel

Affected sales



John Kennedy


Product Manager: BioProducts, Inc., VP Marketing and

Sales: Chinook Group, Inc.

0 9.3

http://www.justice.gov/atr/cases/f2200/2277.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=john&Middle=&LastName=kennedy&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/public/4523d.htm

3/2/1999

12/27/2010

1/24/2011

Daniel T. Rose

Choline Chloride ..02 27 5/25/2007 President: DuCoa,

L.P., 617 9.3

http://www.justice.gov/atr/cases/f201100/201133.htm http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=daniel&Middle=&LastName=rose&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f217100/217161.htm

6/4/2003

12/27/2010

7/18/2006

Robert Samuelson

Choline Chloride .02 24 Unknown

National Sales Manager: Chinook

Group, Inc. 0 9.3 http://www.justice.gov/atr/cases/f214000/214075.htm 3/2/1999

Rainer Bichlbauer Citric Acid .15 0 1997 President:

Jungbunglauer 6 58.32

John M. Connor, Private International Cartels: Effectiveness, Welfare, and Anticartel Enforcement, available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=611909 http://www.justice.gov/atr/public/4523d.htm

6/18/2003

12/27/2010

Udo Haas Citric Acid .15 0 1997 Managing

Director: SA Citrique Belge NV

6 58.32 http://www.justice.gov/atr/cases/f1000/1077.htm http://www.justice.gov/atr/public/4523d.htm

3/26/1997

12/27/2010

Hans Hartmann Citric Acid .15 0 1997

Director: Haarmann &

Reimer 27 58.32

http://www.justice.gov/atr/cases/f1000/1064.pdf http://www.justice.gov/atr/public/4523d.htm

1/29/1997

12/27/2010

Silvio Kluzer Citric Acid .04 0 1998

Managing Director: Cerestar Bioproducts BV


6/23/1998

12/27/2010

17 Used “Daniel T Rose” and “Daniel Rose” in separate search strings.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Daniel C. Butler

Concrete, Ready-Mix .1 5 7/28/2006 VP (Sales): Irving

Materials, Inc. 718 22.17

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=daniel&Middle=&LastName=butler&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f209800/209862.htm

12/27/2010

6/29/2005

John Huggins

Concrete, Ready-Mix .1 5 7/28/2006

Executive VP: Irving Materials,

Inc. 8 22.17

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=john&Middle=&LastName=huggins&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f209800/209862.htm

12/27/2010

6/29/2005

Scott D. Hughey

Concrete, Ready-Mix .03 14 2/12/2008 President:

Hughey, Inc. 14 22.17

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=scott&Middle=&LastName=hughey&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f216000/216019.htm

12/27/2010

4/27/2006

Fred R. “Pete” Irving


President/CEO: Irving Materials,

Inc. 2619 22.17

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=fred&Middle=&LastName=irving&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f209800/209862.htm

12/27/2010

6/29/2005

Price Irving Concrete, Ready-Mix .1 5 6/29/2006

VP (Operations): Irving Materials,

Inc. 35 22.17

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=price&Middle=&LastName=irving&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f209800/209862.htm

12/27/2010

6/29/2005

Larry L. Lee


President: Lee’s Ready Mix & Trucking Inc.

1620 22.17

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=larry&Middle=&LastName=lee&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f208800/208845.htm

12/27/2010

4/28/2005

18 Used “Daniel C Butler” and “Daniel Butler” in separate search strings. 19 Used “Fred R ‘Pete’ Irving” and “Fred ‘Pete’ Irving” in separate search strings. 20 Used “Larry L Lee” in one search string and “Larry Lee” with “& concrete” appended to another string.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Jan Meek Construction Heavy-Lift Marine

.1 0 1997 Commercial

Director: HeereMac

11 N/A

http://www.justice.gov/atr/public/4523d.htm http://findarticles.com/p/articles/mi_pjus/is_199712/ai_3784357681/

12/27/2010

12/22/1997

Littleton E. Walker

Construction Heavy-Lift Marine

.05 0 Unknown Sr. VP Business Development:

JRM 121 N/A http://www.justice.gov/atr/cases/f2600/2624.htm 7/16/1999

Kenneth L. Rains

Construction Natural Gas Pipelines

.01 0 8/10/2003 Regional

Manager: Flint Energy Services

2022 N/A

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=kenneth&Middle=&LastName=rains&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f217800/217830.htm

12/27/2010

7/11/2006

Elmore Roy Anderson

Construction USAID .025 36 Unknown

President: Bilhar International

Establishment 12 9.09

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=elmore&Middle=&LastName=anderson&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f200100/200199.htm

12/27/2006

8/21/2002

Choon Yub Choi DRAM .25 5 10/30/2006

General Manager, Marketing and Sales Support:

Hynix Semiconductor

Inc.

34 522.79

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=choon&Middle=&LastName=choi&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215400/215462.htm

12/27/2010

3/15/2006

Chae Kyun Chung DRAM .25 7 5/14/2007

Director, Global Strategic Account Sales for Memory Products: Hynix Semiconductor

Inc.

34 522.79

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=chae&Middle=&LastName=chung&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215400/215463.htm

12/27/2010

3/15/2006

Yeongho Kang DRAM .25 7 12/24/2006

Assoc. Director, DRAM

Marketing: Samsung

Semiconductor

39 522.79

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=yeongho&Middle=&LastName=kang&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215300/215327.htm

12/27/2010

3/22/2006

21 Used “Littleton E Walker”, “Littleton Edwards Walker”, and “Littleton Walker” in separate search strings. 22 Used “Kenneth L Rains” and “Kenneth Rains” in separate search strings.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Dae Soo Kim DRAM .25 8 12/24/2007

Senior VP/GM, Worldwide Sales

& Marketing: Hynix

Semiconductor Inc.

34 522.79

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=dae&Middle=&LastName=kim&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215400/215464.htm

12/27/2010

3/15/2006

Il Ung Kim DRAM .25 14 6/20/2008

VP, Marketing Memory Division:

Samsung Electronics, Ltd.

49 522.79

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=il&Middle=&LastName=kim&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f219300/219361.htm

12/27/2010

10/18/2006

Young-Woo Lee DRAM .25 7 10/31/2007 Sales Director:

Samsung Europe 39 522.79

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=young&Middle=&LastName=lee&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215300/215327.htm

12/27/2010

3/22/2006

Young Hwan Park DRAM .25 10 1/18/2008

VP Sales for Memory Products:

Samsung Semiconductor

34 522.79

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=young&Middle=&LastName=park&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f220600/220658.htm

12/27/2010

12/21/2006

D. James Sogas DRAM .25 7 8/22/2007 VP Sales: Elpida

Memory 2023 522.79

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=d&Middle=&LastName=sogas&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f220300/220397.htm

12/27/2010

11/16/2006

Kun Chul Suh DRAM .25 6 8/6/2007

VP Product Marketing &

Operations: Hynix Semiconductor America Inc.

34 522.79

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=d&Middle=&LastName=sogas&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f215400/215465.htm

12/27/2010

3/15/2006

23 Used “James Sogas” in the search string.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Rafael Gongora Adame

E-Rate .107 36 9/8/2010 President: ATE Tel Solutions Inc. 2424 .82

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=rafael&Middle=&LastName=adame&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/2007/February/07_at_080.html

12/27/2010

2/9/2007

William Holman E-Rate .25 0 10/16/2008

Senior VP Sales: NEC Business

Network Solutions 1 .82

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=william&Middle=&LastName=holman&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f213600/213626.htm

12/27/2010

12/8/2005

Mary Jo LaDuron E-Rate .0037 0 10/3/2009 Employee:

Elephantine 19 .82 http://www.justice.gov/atr/cases/f260500/260527.htm 7/15/2010

Earl Nelson E-Rate 0.03 0 8/17/2011 Branch Manager:

Inter-Tel Technologies

3 .82

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=earl&Middle=&LastName=nelson&Race=U&Sex=U&Age=&x=0&y=0

11/10/2010

Steven Newton E-Rate 0 6 3/2/2010 VP: Premio

Computer Inc. 9 .82

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=steven&Middle=&LastName=newton&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/2005/April/05_at_169.htm http://www.fcc.gov/eb/Orders/2009/DA-09-2030A1.html

12/27/2010

4/7/2005

9/11/2009

Withers Waller Caldwell

Explosives .05 0 1995 Senior VP Sales: ICI Explosives

USA Inc. 22 38.1

http://www.justice.gov/atr/public/4523d.htm http://www.justice.gov/opa/pr/Pre_96/August95/451.txt.html

12/27/2010

8/22/1995

Joseph H. Longmire Explosives .05 0 Unknown VP: ICI 0 38.1

http://www.justice.gov/atr/cases/f1200/1272.htm http://www.justice.gov/atr/public/4523d.htm

11/5/1997

1/24/2011

24 Used “Rafael Adame” and “Rafael G Adame” in separate search strings.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Thomas F. Mechtenberg Explosives .02 0 1996

Regional Manager: Austin Powder Company


9/26/1996

12/27/2010

Robert J. Hart

Graphite Electrodes 1 9 12/22/2000

VP/GM Operations:

UCAR Carbon Company

1425 29.58

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=robert&Middle=&LastName=hart&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f3800/3803.htm

12/27/2010

9/23/1999

Robert P. Krass

Graphite Electrodes 1.25 17 4/30/2001 President: UCAR

Carbon Company 1926 29.58

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=robert&Middle=&LastName=krass&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f3800/3808.htm

12/27/2010

9/29/1999

Takeshi Takagi

Graphite Isostatic .01 3 2001

Director/GM International

Division: Toyo Tanso Company

Ltd.

5 10.81

http://www.lawseminars.com%2Fmaterials%2F06FCARTDC%2F06fcartdc%2520m%2520balto-b%2520brand.doc&ei=XlIZTZz0N8P98AbK78W9Dg&usg=AFQjCNEvWBJ3OMIs41W-Jh6ZdeyrOSGA4A http://www.justice.gov/atr/cases/f7700/7736.pdf

9/7/2006

3/22/2001

Gary D. Cooley Ice .0001 .033 2010

VP Sales and Marketing: Arctic

Glacier International Inc.

1527 1.86

http://www.justice.gov/atr/cases/f250900/250958.htm http://www.legaldirections.info/FromDB.cfm?ThisFeed=6

9/10/2009

12/27/2010

Keith E. Corbin Ice .2 .033 Unknown

VP Sales and Marketing: Arctic

Glacier International Inc.

928 1.86 http://www.justice.gov/atr/cases/f251000/251075.pdf 9/10/2009

Frank G. Larson Ice .06 .0323 Unknown

Executive VP, Operations: Arctic

glacier International Inc.

13 1.86 http://www.justice.gov/atr/cases/f250900/250966.htm 9/10/2009

25 Used “Robert J Hart” and “Robert Hart” in separate search strings. 26 Used “Robert P Krass” and “Robert Krass” in separate search strings. 27 Used “Gary D Cooley” and “Gary Cooley” in separate search strings. 28 Used “Keith Corbin” with “& ice” appended to the search string.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Michael D. Andreas Lysine .35 36 5/15/2002

Vice Chairman/Executive VP Sales and

Marketing: Archer-Daniels

Midland Company

30629 33.94

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=michael&Middle=&LastName=andreas&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f3700/3757.htm

12/28/2010

10/19/1999

Jhom Su Kim Lysine .075 0 1996 President: Sewon

America Inc. 4 33.94 http://www.justice.gov/atr/public/4523d.htm http://www.justice.gov/opa/pr/1997/March97/123at.htm

12/28/2010

3/26/1997

Kanji Mimoto Lysine .075 0 1996

General Manager, Feed Additives

Division: Ajinomoto Co.

Inc.

22 33.94

http://www.justice.gov/atr/public/press_releases/1996/0857.htm http://www.justice.gov/atr/public/4523d.htm

8/27/1996

12/28/2010

Terrance S. Wilson Lysine .35 33 Approx. 2002

Head Corn Processing

Division: Archer-Daniels Midland

Company

367 33.94

http://www.nytimes.com/2000/09/23/business/longer-sentences-for-ex-archer-officers.html?ref=terranceswilson http://articles.latimes.com/1996-04-13/business/fi-58044_1_price-fixing-suit

9/23/2000

4/13/1996

Masaru Yamamoto Lysine .05 0 1996

General Manager, Agricultural

Products Department:

Kyowa Hakko Kogyo Co. Ltd.

8 33.94

http://www.justice.gov/atr/public/press_releases/1996/0857.htm http://www.justice.gov/atr/public/press_releases/1997/1893.htm

8/27/1996

1/29/1997

William L. Girvin

Magnetic Iron Oxide Powder

.02 0 Approx. 1999 President: ISK Magnetics Inc. 330 N/A

http://www.justice.gov/opa/pr/2001/July/354at.htm http://www.thefreelibrary.com/U.S.+jury+indicts+Ishihara+Sangyo+for+price-fixing.-a077292522

7/25/2001

7/25/2001

Donald L. Murray

Marine Fenders .075 18 8/7/2009

CFO: Virginia Harbor Services

Inc. 1231 N/A

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=donald&Middle=&LastName=murray&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/2009/April/09-at-369.html

12/28/2010

4/20/2009

29 Used “Michael D Andreas” and “Michael Andreas” in separate search strings. 30 Used “William L Girvin” and “William Girvin” in separate search strings. 31 Used “Donald L Murray” and “Donald Murray” in separate search strings.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Frank A. March

Marine Fenders .1 18 Projected

3/2/2011 CEO: Seaward

International, Inc. 7 N/A

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=frank&Middle=&LastName=MARCH&Race=U&Sex=U&Age=&x=0&y=0 http://www.deweyleboeuf.com/~/media/Files/newsletters/Antitrust/20100930_AntitrustEnforcement.ashx

12/28/2010

9/2010

William Alan Potts

Marine Fenders .06 6 12/24/2008 VP: Seaward

International, Inc. 8 N/A

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=william&Middle=&LastName=potts&Race=U&Sex=U&Age=&x=0&y=0 http://www.highbeam.com/doc/1G1-167644985.html

12/28/2010

8/13/2007

Robert B. Taylor

Marine Fenders .3 24 Unknown

President: Seaward

International, Inc. 932 N/A http://www.highbeam.com/doc/1G1-160270563.html 3/5/2007

Jacques Cognard

Marine Hose .1 14 7/17/2008

Product Area Manager: Trelleborg

Industrie, S.A.S.

50 2.67

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=jacques&Middle=&LastName=cognard&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f228600/228654.htm

12/28/2010

11/15/2007

Robert L. Furness

Marine Hose .075 14 1/29/2010

President: Subsidiary of

Manuli Rubber Industries

15 2.67

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=robert&Middle=&LastName=furness&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f235800/235835.htm

12/28/2010

7/28/2008

Charles J. Gillespie

Marine Hose .02 13 1/14/2010

Regional Manager: Manuli Rubber Industries

22 2.67

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=charles&Middle=&LastName=gillespie&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f233600/233618.htm

12/28/2010

4/10/2008

32 Used “Robert B Taylor” in one search string and “Robert Taylor” with “& seaward” appended to another search string.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Giovanni Scodeggio

Marine Hose .02 0 8/21/2008

Manager Oil & Gas Business

Unit: Parker ITR 15 2.67

http://cleanupcityofstaugustine.blogspot.com/2008/12/doj-press-release-guilty-plea-in.html http://www.mayerbrown.com/public_docs/Leniency_PleaBargaining_CartelInvestigations.pdf

12/1/2008

2008

Erik Anders Brostrom

MCAA .02 3 11/16/2001

Sub-Business Unit Manager: AKZO Nobel Chemicals

BV

9 2.33

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=erik&Middle=&LastName=brostrom&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f8500/8508.htm

12/28/2010

6/27/2001

Jacques Jourdan MCAA .05 3 12/13/2002 Elf Atochem S.A. 6 2.33

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=jacques&Middle=&LastName=jourdan&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/2002/August/02_at_463.htm

12/28/2010

8/7/2002

Patrick Stainton MCAA .05 3 8/2/2002

Department Head- Chlorine,

Bromine, and Derivatives

Division: Elf Atochem S.A.

11 2.33

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=patrick&Middle=&LastName=stainton&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f204400/204495.htm

12/28/2010

3/14/2002

Richard Barko

Metal Sling Hoist .01 6 9/2008

(sentenced)

General Manager: Total Industrial &

Packaging 46 N/A

http://www.justice.gov/opa/pr/2008/December/08-at-1107.html http://www.justice.gov/atr/cases/f222200/222226.htm

12/15/2008

2/22/2007

Thomas Cunningham

Metal Sling Hoist .01 6 9/2008

(sentenced)

VP: Total Industrial & Packaging

1633 N/A http://www.justice.gov/atr/cases/f222200/222225.htm http://www.justice.gov/opa/pr/2009/May/09-at-422.html

2/22/2007

5/1/2009

Robert Fischetti

Metal Sling Hoist .01 0 2007 Sales Director:

Peck & Hale, LLC 33 N/A

http://www.washingtontimes.com/news/2007/jul/11/defense-contractor-admits-to-bid-rigging/ http://www.justice.gov/atr/cases/f224900/224980.htm

7/11/2007

7/10/2007

33 We appended “& packaging” to the search string to find relevant results.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Wilson Freire

Metal Sling Hoist .01 12 6/18/2010

Government Contracts

Manager: Peck & Hale, LLC

21 N/A

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=wilson&Middle=&LastName=freire&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f233900/233904.htm

12/28/2010

5/30/2008

Frank Granizo

Metal Sling Hoist .028 0 5/1/2009

President: Freight forwarding company

16 N/A http://www.justice.gov/atr/cases/f234200/234236.htm http://www.justice.gov/opa/pr/2009/May/09-at-422.html

6/13/2008

5/1/2009

Ransom Soper III

Metal Sling Hoist .02 12 9/29/2010 Sales employee:

Peck & Hale LLC 26 N/A

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=ransom&Middle=&LastName=soper&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/2009/May/09-at-422.html

12/28/2010

5/1/2009

Kazuhiko Watanabe

Paper, Thermal Fax Rolls

.165 0 1995 President: Kanzaki Specialty Papers 13 12.48 http://www.justice.gov/atr/public/press_releases/1995/051

3.htm 12/13/1995

Hendrikus van Westenbrugge

Parcel Tankers .075 3 2004

Co-Managing Director: JO Tankers B.V.

10 160 http://www.justice.gov/atr/cases/f202200/202231.htm http://www.justice.gov/atr/cases/f202200/202229.htm

1/8/2004

12/8/2003

Basem Atallah

Plastic Dinnerware .05 4 3/5/1996 VP: Polar Plastics

Mfg. Ltd. 8 20

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=basem+&Middle=&LastName=atallah&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/public/press_releases/1995/0221.htm

12/28/2010

3/16/1995

Lloyd Gordon

Plastic Dinnerware .03 21 10/23/1998 President: Amcel

Corp. 8 20

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=lloyd&Middle=&LastName=gordon&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f0700/0714.htm

12/28/2010

6/26/1996


$

Sentence in

months




Number of articles


in cartel

Affected sales



Russell Greer

Plastic Dinnerware .02 5 2/14/1996 VP: Comet

Products Inc. 3 20

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=russell&Middle=&LastName=greer&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/Pre_96/March95/141.txt.html

12/28/2010

3/16/1995

Andrew Liebmann

Plastic Dinnerware .05 4 8/25/1995 VP: Polar Plastics

Mfg. Ltd. 6 20

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=andrew&Middle=&LastName=liebmann&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/Pre_96/March95/141.txt.html

12/28/2010

3/16/1995

Robert Westbrook

Plastic Dinnerware .075 15 5/31/1996 President: Plastics

Inc. 1134 20

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=robert&Middle=&LastName=westbrook&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/opa/pr/Pre_96/March95/141.txt.html

12/28/2010

3/16/1995

Warren White

Plastic Dinnerware .01

8 (4 in halfway house)

12/14/1995 VP: Plastics Inc. 1135 20 http://multinationalmonitor.org/hyper/issues/1994/06/names.html 6/1994

Troy F. Stanley Sr.

Polyester Staple Fiber

.2 8 2002 (guilty plea)

Director of Textile Staples: Arteva

Specialties 836 261.94

http://www.justice.gov/atr/cases/f200700/200709.htm http://www.theengineer.co.uk/news/guilty-plea-brings-$285-million-fine/280434.article

10/31/2002

10/31/2002

James J. Conway


Executive VP: Crompton

Corporation 4037 77.14

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=james&Middle=&LastName=conway&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f205500/205586.htm

12/28/2010

9/21/2004

34 We appended “& plastic” to the search string to find relevant results. 35 We appended “& plastic” to the search string to find relevant results. 36 Used “Troy F Stanley” and “Troy Stanley” in separate search strings. 37 Used “James J Conway” in one search string and “James Conway” with “& rubber” appended to another string.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Joseph B. Eisenberg


Executive VP: Crompton

Corporation 3738 77.14

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=joseph&Middle=&LastName=eisenberg&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f205900/205903.htm

12/28/2010

9/14/2010

Wolfgang Koch

Rubber Chemicals .05 4 12/8/2005 Product Manager:

Bayer AG 31 77.14

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=wolfgang&Middle=&LastName=koch&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f210100/210144.htm

12/28/2010

6/24/2005

Bertrand Dufour

Sodium Gluconate .05 0 1997 Commercial

Director: Roquette 1 2.55 http://www.justice.gov/atr/public/4523d.htm http://www.justice.gov/atr/cases/f1300/1310.htm

12/28/2010

12/17/1997

Marcel van Eekhout

Sodium Gluconate .1 0 9/24/1997 Managing

Director: Glucona 2 2.55

http://www.justice.gov/atr/cases/f1200/1230.pdf http://www.justice.gov/opa/pr/1997/September97/402at.htm.html

9/24/1997

9/24/1997

Akira Nakao

Sodium Gluconate .2 0 1998

Assoc. Exec. Director of Chemical

Division: Fujisawa Pharmaceutical

Co., Ltd.

3 2.55 http://www.justice.gov/atr/public/4523d.htm http://www.justice.gov/atr/cases/f1600/1633.htm

12/28/2010

2/25/1998

Cornelis R. Nederveen

Sodium Gluconate .1 0 1997 Managing

Director: Glucona 3 2.55 http://www.aae.wisc.edu/fsrg/publications/conference/conner.pdf 12/2002

Carlton Gary Walker

Spun Yarn Products .5 0 3/8/2005

(guilty plea)

VP Sales: Harriet & Henderson Yarns, Inc.

3 150 http://www.justice.gov/atr/cases/f207800/207825.htm http://www.justice.gov/atr/cases/f208300/208357.htm

2/10/2005

3/8/2005

38 Used “Joseph B Eisenberg” and “Joseph Eisenberg” in separate search strings.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Allen S. Miller39

Steel, Specialty Piping

0 24 Unknown VP: Capitol Pipe and Steel Products 0 .3 http://www.seattlepi.com/archives/1986/8601230807.asp 10/22/1986

Daniel M. Petrone40

Steel, Specialty Piping

0 24 Unknown President:

Standard Pipe and Supply Company

0 .3 http://www.seattlepi.com/archives/1986/8601230807.asp 10/22/1986

Bastiaan Albertus de Jong

Transport Services .075 0 1997

GM Commercial Department:

Dockwise N.V. 0 N/A

http://www.justice.gov/atr/public/4523d.htm http://www.justice.gov/opa/pr/1997/December97/546.htm.html

12/28/2010

12/22/1997

Christiaan Bernardus van der Zwan

Transport Services .15 0 1997 President:

Dockwise N.V. 0 N/A http://www.justice.gov/opa/pr/1997/December97/546.htm.html 12/22/1997

Roger Noack Vitamin B .05 8 9/5/2001 President: Nepera,

Inc. 4 10.82

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=roger&Middle=&LastName=noack&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f4600/4690.htm

12/28/2010

5/5/2000

David Purpi Vitamin B .1 12 2/13/2002 VP Sales: Nepera,

Inc. 5 10.82

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=david+&Middle=&LastName=purpi&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f4600/4691.htm

12/28/2010

5/5/2000

Andreas Hauri

Vitamins, All Sixteen .35 4 11/1/2000

Director of Worldwide

Marketing-Fine Chemical

Division: Roche

20 50.57

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=andreas&Middle=&LastName=hauri&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f4400/4495.htm

12/28/2010

4/6/2000

39 We could not find any Dep’t of Justice filings or press releases for Mr. Miller. 40 We could not find any Dep’t of Justice filings or press releases for Mr. Petrone.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Reinhard Steinmetz

Vitamins, All Sixteen .125 3.5 9/18/2000

President-Fine Chemicals

Division: BASF 7 50.57

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=reinhard&Middle=&LastName=steinmetz&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f4500/4500.htm

12/28/2010

4/6/2000

Hugo Strotmann


Global Marketing Director-Vitamins:

BASF 7 50.57

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=hugo&Middle=&LastName=strotmann&Race=U&Sex=U&Age=&x=0&y=0 http://www.icis.com/Articles/1999/07/19/91462/BASF-Targets-Vitamins-and-Nutraceuticals.html

12/28/2010

7/19/1999

Dieter Suter


President-Fine Chemicals

Division: BASF 7 50.57

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=dieter&Middle=&LastName=suter&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/public/press_releases/2000/4494.pdf

12/28/2010

4/6/2000

Todd M. Markey

Window Blinds .05 .1 Unknown

COO: Window blind slat

manufacturing company

5 279.98 http://www.justice.gov/opa/pr/2007/June/07_at_464.html 6/27/2007

Appendix 4

Stamp Dealers, Sole-Proprietors, Co-Owners, and Consultants Who Received Fines or Prison

Sentences in Cartel Cases Between 1990 and 2008


$

Sentence in

months




Number of articles


in cartel

Affected sales



Haider Bokhari E-Rate .65 72 6/22/2009 Consultant 19 .82

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=Haider&Middle=&LastName=bokhari&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f203200/203200.htm

12/27/2010

3/16/2004

Qasim Bokhari E-Rate .65 72 10/24/2008 Consultant 19 .82

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=qasim&Middle=&LastName=bokhari&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f203200/203200.htm

12/27/2010

3/16/2004

Judy Green E-Rate None 90 6/14/2015 Co-Owner: ADJ 1241 .82

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=judy&Middle=&LastName=green&Race=U&Sex=U&Age=&x=0&y=0

9/25/2010

Leonard Douglas “Doug” LaDuron

E-Rate 0.239 57 3/29/2014 Owner: Serious ISP 2542 .82 http://www.justice.gov/atr/cases/f260500/260527.htm 7/15/2010

Benjamin Rowner E-Rate 2.53 27 5/16/2012 Co-Owner:

DeltaNet 34 .82

http://www.fcc.gov/eb/Orders/2010/DA-10-584A1.html http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=benjamin&Middle=&LastName=rowner&Race=U&Sex=U&Age=&x=0&y=0

4/7/2010

8/1/2010

41 We appended “& e-rate” to the search string to find relevant results. 42 Used “Douglas LaDuron” and “Doug Laduron” in separate search strings.


$

Sentence in

months




Number of articles


in cartel

Affected sales



Jay H. Soled E-Rate 2.53 27 8/14/2012

projected Co-Owner: DeltaNet 28 .82

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=jay&Middle=&LastName=soled&Race=U&Sex=U&Age=&x=0&y=0 http://www.fcc.gov/eb/Orders/2010/DA-10-1113A1.html

12/27/2010

6/23/2010

Peter Whittle

Marine Hose .1 36 5/3/2007

Sole proprietor of a consulting

business 70 2.67

http://www.bop.gov/iloc2/InmateFinderServlet?Transaction=NameSearch&needingMoreList=false&FirstName=peter&Middle=&LastName=whittle&Race=U&Sex=U&Age=&x=0&y=0 http://www.justice.gov/atr/cases/f228500/228540.htm

12/28/2010

12/3/2007

John Apfelbaum

Stamp Auctions .02 0 Unknown

Executive VP: Earl P.L.

Apfelbaum, Inc. 2 10.47 http://johndapfelbaum.com/ 8/12/2010

Davitt Felder

Stamp Auctions .2075 0 Unknown President: Davitt

Felder, Inc. 1 10.47 http://california.14thstory.com/davitt-felder-inc.html 11/10/2010

Dana Okey Stamp Auctions .06 4 Unknown Stamp Dealer 1 10.47 http://www.justice.gov/atr/cases/f11500/11593.htm 6/26/2002

• This research was conducted by W. James Denvil, who is a law student, not a private

investigator. He conducted his searches between July 15, 2010, and March 26, 2011

using Google, Bing, Linkedin, Facebook, corporate websites, and the Federal Bureau

of Prisons Inmate Locator. He searched for the individuals by using their names

(including potential nicknames), the names of their employers, descriptions of their

cartels, the date of their convictions, “DOJ”, the current year (2010), and recent

years (e.g. 2008 and 2009) as search terms.

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