Vote Summary Report Emerging Markets May 2020 · Capitalization of Capital Reserves Mgmt For For...

May 2020 Emerging Markets Voting Report

Voting report Legal & General Investment Management

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Authorised and Regulated by the Financial Conduct Authority Copyright© Legal & General Investment Management 2020

Vote Summary Report

Date range covered: 05/01/2020 to 05/31/2020

CVC Brasil Operadora e Agencia de Viagens SA

Meeting Date: 05/04/2020 Country: Brazil

Meeting Type: Special

Primary Security ID: P3R154102

Ticker: CVCB3

Primary ISIN: BRCVCBACNOR1

Proposal Vote

Number Proposal Text Proponent Mgmt Rec Instruction

1

Do You Wish to Adopt Cumulative Voting for

the Election of the Members of the Board of

Directors, Under the Terms of Article 141 of

the Brazilian Corporate Law?

Mgmt

None

For

2.1 Elect Silvio Jose Genesini Junior as

Independent Director

Mgmt For For

2.2 Elect Deli Koki Matsuo as Independent

Director

Mgmt For For

2.3 Elect Cristina Helena Zingaretti Junqueira as


Mgmt For For

2.4 Elect Eduardo Cunha Monnerat Solon de

Pontes as Independent Director

Mgmt For For

2.5 Elect Henrique Teixeira Alvares as


Mgmt For For

2.6 Elect Flavio Uchoa Teles de Menezes as


Mgmt For For

2.7 Elect Igor Xavier Correia Lima as Independent

Director

Mgmt For For

3 In Case Cumulative Voting Is Adopted, Do

You Wish to Equally Distribute Your Votes

Amongst the Nominees below?

Mgmt None For

APPLIES ONLY IF CUMULATIVE VOTING IS

ADOPTED - If You Vote FOR on Item 3, Votes

Will Be Automatically Distributed in Equal %

Amongst The Nominees voted FOR below. If

You Vote AGST, Contact Your Client Service

Rep to Disproportionately Allocate % of Votes

Mgmt

4.1 Percentage of Votes to Be Assigned - Elect

Silvio Jose Genesini Junior as Independent

Director

Mgmt None For


Deli Koki Matsuo as Independent Director

Mgmt None For


Cristina Helena Zingaretti Junqueira as


Mgmt None For


Eduardo Cunha Monnerat Solon de Pontes as


Mgmt None For


Henrique Teixeira Alvares as Independent

Director

Mgmt None For

Vote Summary Report


CVC Brasil Operadora e Agencia de Viagens SA

Proposal Vote


4.6

Percentage of Votes to Be Assigned - Elect

Flavio Uchoa Teles de Menezes as


Mgmt

None

For


Igor Xavier Correia Lima as Independent

Director

Mgmt None For

5 Elect Silvio Jose Genesini Junior as Board

Chairman and Deli Koki Matsuo as Board

Vice-Chairman

Mgmt For For

6 Approve Classification of Independent

Directors

Mgmt For For

Westports Holdings Berhad

Meeting Date: 05/05/2020 Country: Malaysia

Meeting Type: Annual

Primary Security ID: Y95440106

Ticker: 5246

Primary ISIN: MYL5246OO003

Proposal Vote


1

Approve Directors' Fees and Benefits

Mgmt

For

For

2 Elect Gnanalingam A/L Gunanath Lingam as

Director

Mgmt For For

3 Elect Ibrahim Kamil bin Tan Sri Nik Ahmad

Kamil as Director

Mgmt For For

4 Elect Chan Soo Chee as Director Mgmt For For

5 Elect Shanthi Kandiah as Director Mgmt For For

6 Approve Deloitte PLT as Auditors and

Authorize Board to Fix Their Remuneration

Mgmt For For

7 Approve Issuance of Equity or Equity-Linked

Securities without Preemptive Rights

Mgmt For For





Ticker: 5246


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Proposed Acquisition Mgmt For For

Beijing OriginWater Technology Co., Ltd.

Meeting Date: 05/06/2020 Country: China


Primary Security ID: Y0772Q101

Ticker: 300070

Primary ISIN: CNE100000N95

Proposal Vote


1

Approve External Provision of Counter

Guarantee (1)

Mgmt

For

For

2 Approve External Provision of Counter

Guarantee (2)

Mgmt For For

3 Approve Early Termination of Guarantee

Provision for Zhangjiajie Bishuiyuan Water

Technology Co., Ltd.

Mgmt For For


Provision for Qitai County Bishuiyuan

Industrial Water Treatment Co., Ltd.

Mgmt For For


Provision for Pingdingshan Yuyuan Water


Mgmt For For


Provision for Shanghe Shangtong Bishui

Environmental Protection Technology Co.,

Ltd.

Mgmt For For


Provision for De'an Bishuiyuan Environmental

Protection Technology Co., Ltd.

Mgmt For For


Provision for Zhongxing Instrument

(Shenzhen) Co., Ltd. (1)

Mgmt For For


Provision for Zhongxing Instrument

(Shenzhen) Co., Ltd. (2)

Mgmt For For

10 Approve Guarantee Provision for Dongfang

Bishuiyuan Water Co., Ltd.

Mgmt For For

11 Approve Guarantee Provision for Dalian

Bishuiyuan Renewable Water Technology Co.,

Ltd.

Mgmt For For

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

12

Approve Guarantee Provision for Dangshan

Qingyuan Environmental Technology Co., Ltd.

Mgmt

For

For

13 Approve Guarantee Provision for Linzhou

Bishuiyuan Water Treatment Co., Ltd.

Mgmt For For

14 Approve Guarantee Provision for Xi'an

Bishuiyuan Environmental Protection


Mgmt For For

15 Approve Guarantee Provision for Beijing

Bitong Taima Water Environmental Treatment

Co., Ltd.

Mgmt For For

Jinke Property Group Co., Ltd.




Ticker: 000656

Primary ISIN: CNE000000073

Proposal Vote


1

Approve Report of the Board of Directors

Mgmt

For

For

2 Approve Report of the Board of Supervisors Mgmt For For

3 Approve Financial Statements Mgmt For For

4 Approve Remuneration of Chairman of the

Board

Mgmt For For

5 Approve Annual Report and Summary Mgmt For For

6 Approve Profit Distribution Mgmt For For

7 Approve Appointment of Financial and

Internal Control Auditor

Mgmt For For

8 Approve Additional Guarantee Provision to

Controlled Subsidiary

Mgmt For For

9 Approve Additional Guarantee Provision Plan Mgmt For For

Tianma Microelectronics Co. Ltd.




Ticker: 000050

Primary ISIN: CNE000000HT1

Vote Summary Report


Tianma Microelectronics Co. Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

APPROVE AMENDMENT TO PRIVATE

PLACEMENT OF SHARES

Mgmt

1.1 Approve Target Subscribers and Subscription

Method

Mgmt For For

1.2 Approve Pricing Reference Date, Issue Price

and Pricing Principles

Mgmt For For

1.3 Approve Lock-up Period Mgmt For For

2 Approve Plan for Private Placement of Shares

(Revised)

Mgmt For For

3 Approve Signing of Supplementary Agreement

to the Conditional Share Subscription

Agreement with Hubei Changjiang Tianma

Dingzeng Investment Fund Partnership

Enterprise (Limited Partnership)

Mgmt For For



Agreement with Hubei Science and

Technology Investment Group Co., Ltd.

Mgmt For For

China TransInfo Technology Co., Ltd.



Primary Security ID: Y8310S109

Ticker: 002373

Primary ISIN: CNE100000MJ1

Proposal Vote


1


Mgmt

For

For



4 Approve Allocation of Income and

Capitalization of Capital Reserves

Mgmt For For

5 Approve Comprehensive Credit Line Mgmt For For

6 Approve External Guarantee Mgmt For Against

Blended Rationale: A vote AGAINST Item 6 is warranted because the level of guarantee to be provided to some of its

subsidiaries is disproportionate to the level of ownership in the said subsidiaries. The company has failed to provide any

justifications in the meeting circular.

Vote Summary Report



Proposal Vote


APPROVE DAILY RELATED PARTY

TRANSACTIONS PLAN

Mgmt

7.1 Approve Daily Related Party Transactions with

Alibaba (China) Network Technology Co., Ltd.

Mgmt For For

7.2 Approve Daily Related Party Transactions with

Other Related Parties

Mgmt For For

8 Approve to Appoint Auditor Mgmt For For

9 Amend Articles of Association Mgmt For For

10 Approve Use of Funds for Foreign Exchange

Hedging Business

Mgmt For For

11 Approve Use of Funds For Investment and

Wealth Management

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the proposed investment could expose the company to unnecessary

risks.


GD Power Development Co., Ltd.



Primary Security ID: Y2685C112

Ticker: 600795

Primary ISIN: CNE000000PC0

Proposal Vote


1


Mgmt

For

For


3 Approve Provision for Asset Impairment Mgmt For For

4 Approve Financial Statements and Financial

Budget Report

Mgmt For For



Mgmt For For

6 Approve Report of the Independent Directors Mgmt For For

7 Approve Daily Related Party Transaction Mgmt For Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted since:- The proposed related-party transactions

include a financial service agreement with the group finance company, which may expose the company to unnecessary risks.-

There are inherent risks associated with the financial services to be provided under this proposal.

8 Approve Appointment of Auditor Mgmt For For

9 Approve Provision of Financing Guarantee

Mgmt

For

For

Vote Summary Report


GD Power Development Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

10

Approve Financing from Financial Institutions

Mgmt

For

For

11 Approve Financing of Company's Unit from

Financial Institutions

Mgmt For For

12 Approve Issuance of Debt Financing

Instruments

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted due to lack of sufficient disclosure.

13 Approve Amendments to Articles of

Association

Mgmt For For

14 Amend Rules and Procedures Regarding

Meetings of Board of Directors

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the proposed bylaw amendments are not considered to adequately

provide for accountability and transparency to shareholders.


Meetings of Board of Supervisors

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the proposed bylaw amendments are not considered to adequately

provide for accountability and transparency to shareholders.

Hengli Petrochemical Co., Ltd.



Primary Security ID: Y1963X103

Ticker: 600346

Primary ISIN: CNE0000018V0

Proposal Vote


1


Mgmt

For

For





6 Approve Remuneration of Directors Mgmt For For

7 Approve to Adjust the Allowance of

Independent Directors

Mgmt For For

8 Approve Daily Related Party Transaction Mgmt For For

9 Approve Foreign Exchange Derivatives

Transaction

Mgmt For For

Vote Summary Report


Hengli Petrochemical Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

10 Approve Entrusted Financial Investment Plan Mgmt For Against


risks.

11 Approve Additional Guarantee Provision Plan Mgmt For For

12 Approve Application to Increase the

Comprehensive Credit Lines

Mgmt For For

13 Approve Shareholder Return Plan Mgmt For For

14 Approve Remuneration of Supervisors Mgmt For For

Poly Developments & Holdings Group Co., Ltd.




Ticker: 600048

Primary ISIN: CNE000001ND1

Proposal Vote


1


Mgmt

For

For


3 Approve Investment Plan Mgmt For For





8 Approve External Guarantees Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because there is lack of disclosure on the pertinent details of this loan

guarantee request.

9 Approve Loan Application and Guarantees Mgmt For For

10 Approve Related Party Transactions

Mgmt

For

Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted given the proposed related-party transactions

include provisions of financial assistance and guarantees, which may expose the company to disproportionate risks.

11 Approve Issuance of Medium-term Notes Mgmt For For

12 Approve Purchase of Liability Insurance for

Directors, Supervisors and Senior

Management Members

Mgmt For For

Vote Summary Report


Sangfor Technologies, Inc.



Primary Security ID: Y7496N108

Ticker: 300454

Primary ISIN: CNE1000033T1

Proposal Vote


1

Approve Annual Report and Summary

Mgmt

For

For

2 Approve Report of the Board of Directors Mgmt For For



5 Approve Financial Budget Report Mgmt For For



Mgmt For For

7 Approve Use of Funds for Cash Management Mgmt For Against


risks.


9 Approve Allowance of Independent Directors Mgmt For For

10 Approve Remuneration of Directors,

Supervisors and Senior Management Members

Mgmt For For


12 Approve Company's Eligibility for Private

Placement of Shares

Mgmt For For

APPROVE PLAN FOR PRIVATE PLACEMENT

OF NEW SHARES

Mgmt

13.1 Approve Share Type and Par Value Mgmt For For

13.2 Approve Issue Manner and Issue Time Mgmt For For


Method

Mgmt For For


and Pricing Basis

Mgmt For For

13.5 Approve Issue Size Mgmt For For


13.7 Approve Amount and Use of Proceeds Mgmt For For

13.8 Approve Distribution Arrangement of

Undistributed Earnings

Mgmt For For

13.9 Approve Listing Exchange Mgmt For For

Vote Summary Report


Sangfor Technologies, Inc.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

13.10 Approve Resolution Validity Period Mgmt For For

14 Approve Private Placement of Shares Mgmt For For

15 Approve Demonstration Analysis Report in

Connection to Private Placement

Mgmt For For

16 Approve Feasibility Analysis Report on the

Use of Proceeds

Mgmt For For

17 Approve Report on the Usage of Previously

Raised Funds

Mgmt For For

18 Approve Establishing a Special Storage

Account for Raised Funds

Mgmt For For

19 Approve Impact of Dilution of Current Returns

on Major Financial Indicators and the

Relevant Measures to be Taken

Mgmt For For

20 Approve Undertakings of Remedial Measures

by the Relevant Parties in Relation to the

Dilution of Current Returns

Mgmt For For


22 Approve Authorization of Board to Handle All

Related Matters Regarding Private Placement

of Shares

Mgmt For For

Sansteel MinGuang Co., Ltd.




Ticker: 002110

Primary ISIN: CNE000001QF9

Proposal Vote


1


Mgmt

For

For



Budget Report

Mgmt For For


5 Approve Investment Plan (Draft) Mgmt For For



Vote Summary Report


Sansteel MinGuang Co., Ltd.

Proposal Vote


8

Approve Related Party Transaction with Fujian

Sangang (Group) Co., Ltd. and Its

Subsidiaries

Mgmt

For

For

9 Approve Related Party Transaction with

Associate Company

Mgmt For For

10 Approve Related Party Transaction with Fujian

Metallurgical (Holding) Co., Ltd. and Its

Subsidiaries

Mgmt For For

11 Approve Related Party Transaction with Fujian

San'an Group Co., Ltd. and Its Subsidiaries

Mgmt For For

Shanghai Electric Group Company Limited




Ticker: 2727


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

EGM BALLOT FOR HOLDERS OF H SHARES Mgmt

1 Amend Articles of Association

Mgmt

For

For

2 Approve Maximum Outstanding Amount for SH

Provision of External Guarantees

For

Against

Blended Rationale: A vote AGAINST this resolution is warranted since the company may be taking in a disproportionate amount

of risk relative to its ownership stake without compelling justification.

3 Approve Compliance of the Spin-Off and

Listing of Subsidiary on the Science and

Technology Innovation Board with Relevant

Laws and Regulations

SH For For

4 Approve Plan on the Spin-Off and Listing of

Shanghai Electric Wind Power Group Co., Ltd.

on the Science and Technology Innovation

Board

SH For For

5 Approve Proposal of the Spin-Off and Listing

of Shanghai Electric Wind Power Group Co.,

Ltd. on the Science and Technology

Innovation Board by Shanghai Electric

(Revised Version)

SH For For

6 Approve Compliance of Spin-Off and Listing

of Subsidiary on the Science and Technology

Innovation Board Under Certain Provisions

SH For For

Vote Summary Report



Proposal Vote


7

Approve Spin-Off and Listing of a Subsidiary


Board which Benefits the Safeguarding of

Legal Rights and Interests of Shareholders

and Creditors

SH

For

For

8 Approve Ability to Maintain Independence and

Sustainable Operation of the Company

SH For For

9 Approve Affirmation of Capability of Shanghai

Electric Wind Power Group Co., Ltd. to

Implement Regulated Operation

SH For For

10 Approve Explanation of the Completeness of

and Compliance with Statutory Procedures of

the Spin-Off and the Validity of Legal

Documents Submitted

SH For For

11 Approve Analysis on the Objectives,

Commercial Reasonableness, Necessity and

Feasibility of the Spin-Off

SH For For

12 Approve Authorization by the General Meeting

to the Board and Its Authorized Persons to

Deal with Matters Relating to the Spin-Off of

the Company

SH For For





Ticker: 2727


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

EGM BALLOT FOR HOLDERS OF A SHARES Mgmt


Mgmt

For

For

2 Approve Maximum Outstanding Amount for SH

Provision of External Guarantees

For

Against

Blended Rationale: A vote AGAINST this resolution is warranted since the company may be taking in a disproportionate amount


3 Approve Compliance of the Spin-Off and

Listing of Subsidiary on the Science and

Technology Innovation Board with Relevant

Laws and Regulations

SH For For

4 Approve Plan on the Spin-Off and Listing of

Shanghai Electric Wind Power Group Co., Ltd.


Board

SH For For

Vote Summary Report



Proposal Vote


5

Approve Proposal of the Spin-Off and Listing

of Shanghai Electric Wind Power Group Co.,

Ltd. on the Science and Technology

Innovation Board by Shanghai Electric

(Revised Version)

SH

For

For

6 Approve Compliance of Spin-Off and Listing

of Subsidiary on the Science and Technology

Innovation Board Under Certain Provisions

SH For For

7 Approve Spin-Off and Listing of a Subsidiary


Board which Benefits the Safeguarding of

Legal Rights and Interests of Shareholders

and Creditors

SH For For

8 Approve Ability to Maintain Independence and

Sustainable Operation of the Company

SH For For

9 Approve Affirmation of Capability of Shanghai

Electric Wind Power Group Co., Ltd. to

Implement Regulated Operation

SH For For

10 Approve Explanation of the Completeness of

and Compliance with Statutory Procedures of

the Spin-Off and the Validity of Legal

Documents Submitted

SH For For

11 Approve Analysis on the Objectives,

Commercial Reasonableness, Necessity and

Feasibility of the Spin-Off

SH For For

12 Approve Authorization by the General Meeting

to the Board and Its Authorized Persons to

Deal with Matters Relating to the Spin-Off of

the Company

SH For For

Shanghai Shibei Hi-Tech Co., Ltd.



Primary Security ID: Y7681P116

Ticker: 900902

Primary ISIN: CNE0000003Y6

Proposal Vote


AGM BALLOT FOR HOLDERS OF B SHARES

Mgmt





Vote Summary Report


Shanghai Shibei Hi-Tech Co., Ltd.

Proposal Vote


5

Approve Daily Related Party Transaction

Mgmt

For

For


Budget Report

Mgmt For For



Mgmt For For

8 Approve Special Report on the Deposit and

Usage of Raised Funds

Mgmt For For

9 Approve External Financing Plan Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because there is lack of disclosure on the pertinent details of the financial

assistance.

10 Approve Authorization of Chairman of the

Board to Handle All Related Matters

Regarding Land Reserves

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted given the authorization may involve unfair related-party transactions which

might be detrimental to shareholders' interests and no safeguard measures have been provided.

Shanxi Securities Co., Ltd.



Primary Security ID: Y7700J109

Ticker: 002500

Primary ISIN: CNE100000WJ0

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Extension of Resolution Validity

Period and Authorization of the Board on

Rights Issue Scheme

Mgmt For For

Shengyi Technology Co., Ltd.




Ticker: 600183

Primary ISIN: CNE000000XL5

Vote Summary Report


Shengyi Technology Co., Ltd.

Proposal Vote


1

Approve the Spin-off of Subsidiaries to be

Listed on the Science and Technology Board

in Compliance with Relevant Laws and

Regulations

Mgmt

For

For

2 Approve to Spin-off the Subsidiary Shengyi

Electronics Co., Ltd. to the Science and

Technology Board Listing Plan

Mgmt For For

3 Approve the Spin-off Plan of the Subsidiary

Shengyi Electronics Co., Ltd. to be Listed on

the Science and Technology Board (Revised

Draft)

Mgmt For For

4 Approve the Spin-off of the Subsidiary's

Listing Complies with the "Several Provisions

on the Pilot Domestic Listing of Subsidiaries

of Listed Companies"

Mgmt For For

5 Approve to Spin-off the Listing of Its

Subsidiaries to the Science and Technology

Board is Conducive to Safeguarding the

Legitimate Rights and Interests of

Shareholders and Creditors

Mgmt For For

6 Approve the Company's Ability to Maintain

Independence and Continuous Operation

Mgmt For For

7 Approve Shengyi Electronics Co., Ltd. has the

Corresponding Standard Operation

Capabilities

Mgmt For For

8 Approve Completeness and Compliance of

Implementation of Legal Proceedings of the

Transactions and Validity of the Submitted

Legal Documents Regarding this Transaction

Mgmt For For

9 Approve the Purpose, Commercial Rationality,

Necessity and Feasibility Analysis of this

Spin-off

Mgmt For For

10 Approve Authorization of the Board and Its

Authorized Persons to Handle All Related

Matters

Mgmt For For

11 Approve Change of Business Scope and

Amend Articles of Association

Mgmt For For

Shenzhen Everwin Precision Technology Co., Ltd.



Primary Security ID: Y7744V100

Ticker: 300115


Vote Summary Report



Proposal Vote


1


Mgmt

For

For



4 Approve Audited Financial Report Mgmt For For


6 Approve Allocation of Income and Dividends Mgmt For For

7 Approve Special Report on the Usage of

Previously Raised Funds

Mgmt For For


9 Approve Application of Bank Credit Lines Mgmt For For

10 Approve Provision of Guarantee Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the level of guarantee to be provided to one of the guaranteed

entities is disproportionate to the level of ownership in the said entity. The company has failed to provide any justifications in

the meeting circular.

11 Approve Forward Foreign Exchange

Settlement and Sales

Mgmt For For


Association to Expand Business Scope

Mgmt For For

Shenzhen MTC Co., Ltd.




Ticker: 002429

Primary ISIN: CNE100000Q50

Proposal Vote


1


Mgmt

For

For






Mgmt For For

Vote Summary Report


Shenzhen MTC Co., Ltd.

Proposal Vote


6

Approve Report on the Deposit and Usage of

Raised Funds

Mgmt

For

For



Mgmt For For



Blended Rationale: A vote AGAINST is warranted because the level of guarantee to be provided to some of the guaranteed

entities is disproportionate to the level of ownership in the said entities. The company has failed to provide any justifications in



11 Approve Provision of Guarantee by Controlled SH

Subsidiary

For

For

Tebian Electric Apparatus Stock Co., Ltd.



Primary Security ID: Y8550D101

Ticker: 600089

Primary ISIN: CNE000000RB8

Proposal Vote


1


Mgmt

For

For





Mgmt For For




8 Approve Hedging and Forward Foreign

Exchange Transactions

Mgmt For For

9 Approve Related Party Transaction Mgmt For For

Vote Summary Report


Tonghua Dongbao Pharmaceutical Co., Ltd.



Primary Security ID: Y8864T107

Ticker: 600867

Primary ISIN: CNE000000H87

Proposal Vote


1


Mgmt

For

For






Mgmt For For



Mgmt For For

7 Approve 2019 Daily Related Party Transaction

and 2020 Daily Related Party Transactions

Mgmt For For

ELECT NON-INDEPENDENT DIRECTORS VIA

CUMULATIVE VOTING

Mgmt

8.1 Elect Leng Chunsheng as Non-Independent

Director

SH For Against

Blended Rationale: Remuneration Committee: A vote against has been applied because LGIM expects the Committee to

comprise independent directors.

8.2 Elect Li Jiahong as Non-Independent Director SH For For

8.3 Elect Wang Junye as Non-Independent SH

Director

For

Against

Blended Rationale: Audit Committee: A vote against is applied as LGIM expects the Committee to be comprised of independent

directors.

8.4 Elect Zhang Guodong as Non-Independent

Director

SH For For

8.5 Elect Zhang Wenhai as Non-Independent

Director

SH For For

8.6 Elect Chang Xiaohui as Non-Independent

Director

SH For For

ELECT INDEPENDENT DIRECTORS VIA

CUMULATIVE VOTING

Mgmt

9.1 Elect Shi Wei as Independent Director SH For For

9.2 Elect Wang Yanming as Independent Director SH For For

9.3 Elect An Yaren as Independent Director SH For For

ELECT SUPERVISORS VIA CUMULATIVE

VOTING

Mgmt

Vote Summary Report


Tonghua Dongbao Pharmaceutical Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

10.1 Elect Cheng Jianqiu as Supervisor SH For For

10.2 Elect Cao Fubo as Supervisor

SH For

For

Yifan Pharmaceutical Co., Ltd.




Ticker: 002019

Primary ISIN: CNE000001K65

Proposal Vote


1


Mgmt

For

For



4 Approve Annual Report Mgmt For For


6 Approve Application of Credit Lines and

Guarantee Amount within the Scope of the

Company's Consolidated Statements

Mgmt For For




Mgmt For For

9 Approve Termination of Partial Raised Funds

Investment Project to Supplement Working

Capital

Mgmt For For

10 Approve Use of Own Funds to Invest in

Financial Products

Mgmt For Against


risks.


Trading Business

Mgmt For For

APPROVE REPURCHASE CANCELLATION OF

PERFORMANCE SHARES

Mgmt

12.1 Approve Repurchase Cancellation of

Performance Shares (October 2019)

Mgmt For For


Performance Shares (December 2019)

Mgmt For For


Performance Shares (February 2020)

Mgmt For For

Vote Summary Report


Yifan Pharmaceutical Co., Ltd.

Proposal Vote


13 Approve Decrease in Registered Capital and


14 Approve Adjustment to Company's

Organization Structure

Mgmt

Mgmt

For

For

For

For

Bank of Jiangsu Co., Ltd.



Primary Security ID: Y0698M101

Ticker: 600919

Primary ISIN: CNE100002G76

Proposal Vote


1


Mgmt

For

For


3 Approve Performance Evaluation Report on

Directors and Senior Management Members

Mgmt For For

4 Approve Performance Evaluation Report on

Supervisors

Mgmt For For



Budget Report

Mgmt For For


8 Approve 2019 Related Party Transactions Mgmt For For

APPROVE 2020 RELATED PARTY

TRANSACTIONS

Mgmt

9.1 Approve Related-party Transaction with

Jiangsu International Trust Co., Ltd.

Mgmt For For


Huatai Securities Co., Ltd.

Mgmt For For

9.3 Approve Related-party Transaction with Wuxi

Construction Development Investment Co.,

Ltd.

Mgmt For For


Suzhou International Development Group Co.,

Ltd.

Mgmt For For


Jiangsu Shagang Group Co., Ltd.

Mgmt For For


Dongxing Securities Co., Ltd.

Mgmt For For

Vote Summary Report



Proposal Vote


9.7

Approve Related-party Transaction with Wuxi

Rural Commercial Bank Co., Ltd.

Mgmt

For

For


Suzhou Bank Co., Ltd.

Mgmt For For


Soochow Securities Co., Ltd

Mgmt For For


Huatai Securities (Shanghai) Asset

Management Co., Ltd.

Mgmt For For


Dalian Bank Co., Ltd.

Mgmt For For


Jiangsu Zijin Rural Commercial Bank Co., Ltd.

Mgmt For For

9.13 Approve Related-party Transaction with Suyin

Financial Leasing Co., Ltd.

Mgmt For For


Jiangsu Financial Leasing Co., Ltd

Mgmt For For

9.15 Approve Related-party Transaction with China

Orient Asset Management Co., Ltd.

Mgmt For For


Jiangsu Communication Holdings Group

Finance Co., Ltd.

Mgmt For For


Jiangsu Communication Holdings Co., Ltd.

Mgmt For For


Taihu Xincheng Development Group Co., Ltd.

Mgmt For For


Taihu International Technology Park

Investment Development Co., Ltd.

Mgmt For For


Jiangsu Guoxin Group Co., Ltd.

Mgmt For For


Jiangsu Rugao Rural Commercial Bank Co.,

Ltd.

Mgmt For For


Jiangsu Nantong Rural Commercial Bank Co.,

Ltd.

Mgmt For For


Jiangsu Haimen Rural Commercial Bank Co.,

Ltd.

Mgmt For For


Jiangsu Ninghu Expressway Co., Ltd.

Mgmt For For


Eastern Airport Group Co., Ltd.

Mgmt For For

Vote Summary Report



Proposal Vote


9.26

Approve Related-party Transaction with China

Life City Development Industrial Investment

Enterprise

Mgmt

For

For


Jiangsu Guoxin Co., Ltd.

Mgmt For For


Jiangsu Guoxin Group Finance Co., Ltd.

Mgmt For For


Jiangsu Railway Group Co., Ltd.

Mgmt For For


Jiangsu Zhangjiagang Rural Commercial Bank

Co., Ltd.

Mgmt For For


Suzhou Trust Co., Ltd.

Mgmt For For


Metro Group Co., Ltd.

Mgmt For For


Sunan International Airport Group Co., Ltd.

Mgmt For For


Jiangsu Yixing Rural Commercial Bank Co.,

Ltd.

Mgmt For For


Related Natural Persons

Mgmt For For


11 Approve to Postpone the Election of Board of

Directors

Mgmt For For

12 Approve to Postpone the Election of the

Supervisory Board

Mgmt For For

Beijing Enlight Media Co., Ltd.



Primary Security ID: Y0773B103

Ticker: 300251


Proposal Vote


1


Mgmt

For

For



Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


5 Approve Annual Report and Summary

Mgmt

For

For

6 Approve Appointment of Auditor

Mgmt

For

For

7 Approve Use of Idle Own Funds to Invest in

Financial Products

Mgmt

For

Against


risks.



China West Construction Co., Ltd.




Ticker: 002302


Proposal Vote


1


Mgmt

For

For





6 Approve Special Report on the Usage of


Mgmt For For

7 Approve Financing from Financial Institutions Mgmt For For

8 Approve Provision of Guarantee Mgmt For For


Association

Mgmt For For

10 Approve Financing Credit from China

Construction Finance Co., Ltd.

Mgmt For For


Vote Summary Report


GoerTek Inc.




Ticker: 002241

Primary ISIN: CNE100000BP1

Proposal Vote


1


Mgmt

For

For






Mgmt For For

6 Approve Comprehensive Credit Line

Application

Mgmt For For

7 Approve Provision of Internal Insurance and

External Loans

Mgmt For For

8 Approve Financial Derivate Trading Business Mgmt For For


10 Approve Report on the Deposit and Usage of

Raised Funds

Mgmt For For

11 Approve Employee Share Purchase Plan

(Draft) and Summary

SH For Against

Blended Rationale: Remuneration: Performance period. A vote against is applied as LGIM expects remuneration to be measured

over at least a 3 year performance period. We encourage a period longer than 3 years to be set, excluding any holding period

to align with long-term value creation.Remuneration: A vote against is applied as the award of incentive remuneration to

non-executive directors may impair their independence.Remuneration: A vote against is applied as LGIM expects all incentive

plans to be capped either as a percentage of salary or a fixed number of shares.

12 Approve Methods to Assess the Performance SH

of Plan Participants

For Against






13 Approve Authorization of Board to Handle All SH

Related Matters

For Against






Vote Summary Report


Hubei Biocause Pharmaceutical Co., Ltd.




Ticker: 000627

Primary ISIN: CNE000000F48

Proposal Vote


1


Mgmt

For

For




5 Approve Profit Distribution and Capitalization

of Capital Reserves

Mgmt For For

6 Approve Payment of Audit Fees of Financial

Auditor and Internal Control Auditor

Mgmt For For

7 Approve Appointment of Financial Auditor and


Mgmt For For


Raised Funds

Mgmt For For

9 Approve Related Party Transaction Mgmt For Against

Blended Rationale: Related party transaction: A vote AGAINST Item 9 is warranted since the proposed related-party

transactions include financial product investments which may expose the company to unnecessary risks.

Inner Mongolia Yitai Coal Co., Ltd.




Ticker: 900948

Primary ISIN: CNE000000SK7

Proposal Vote



Mgmt

1 Approve 2019 Financial Report Mgmt For For

2 Approve 2019 Report of the Board of

Directors

Mgmt For For

3 Approve 2019 Report of the Supervisory

Committee

Mgmt For For

4 Approve 2019 Performance Report of the


Mgmt For For

Vote Summary Report



Proposal Vote


5

Approve 2019 Profit Distribution Plan

Mgmt

For

For

6 Approve 2020 Capital Expenditure Mgmt For For

7 Approve Financial Auditors Mgmt For For

8 Approve Internal Control Auditor Mgmt For For

9 Approve Provision of Guarantee for

Commercial Acceptance Bill Financing

Business of Its Certain Holding Subsidiaries

Mgmt For Against

Blended Rationale: A vote AGAINST these resolutions is warranted since the company will be taking in a disproportionate

amount of risk relative to its ownership stake without compelling justification.

10 Approve Provision of Guarantee by the

Company for Its Holding Subsidiaries

Mgmt For Against



11 Approve the Entrusted Wealth Management

with Idle Self-Owned Funds

Mgmt For Against


risks.

12 Approve Remuneration of Directors SH For For

13 Approve Remuneration of Supervisors SH For For


General Meetings of Shareholders

SH For For


Securities without Preemptive Rights for H

Shares

Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST this resolution is warranted for the following:- The H share issuance

limit is greater than 10 percent.- The company has not specified the discount limit.

16 Amend Articles of Association SH For For

ELECT EXECUTIVE DIRECTORS VIA

CUMULATIVE VOTING

Mgmt

17.1 Elect Zhang Jingquan as Director SH For Against



17.2 Elect Liu Chunlin as Director SH For Against



17.3 Elect Ge Yaoyong as Director SH For For

17.4 Elect Zhang Dongsheng as Director SH

For

For

Vote Summary Report



Proposal Vote


17.5 Elect Liu Jian as Director SH For Against

Blended Rationale: Future World Protection List: A vote against is applied as the company meets the criteria for inclusion in

LGIM’s Future World Protection List. Companies are incorporated into the List if they fail to meet minimum standards of

globally accepted business practices. This includes: companies involved in the manufacture and production of controversial

weapons; perennial violators of the United Nations Global Compact (UNGC); and pure coal miners.

17.6 Elect Lv Guiliang as Director SH For For

17.7 Elect Lv Junjie as Director

SH For

Against

Blended Rationale: Remuneration Committee: A vote against has been applied because LGIM expects the Committee to comprise independent directors.

ELECT INDEPENDENT NON-EXECUTIVE

DIRECTORS VIA CUMULATIVE VOTING

Mgmt

18.1 Elect Zhang Zhiming as Director SH For For

18.2 Elect Huang Sujian as Director SH For For

18.3 Elect Wong Hin Wing as Director SH For Against

Blended Rationale: Board mandates: A vote against is applied as LGIM expects non-executive directors not to hold too many

external roles to ensure they can undertake their duties effectively.

18.4 Elect Du Yingfen as Director SH For For


VOTING

Mgmt

19.1 Elect Zhang Zhenjin as Supervisor SH For For

19.2 Elect Liu Xianghua as Supervisor SH For For

19.3 Elect Wang Yongliang as Supervisor SH For For

19.4 Elect Wu Qu as Supervisor SH For For

Inspur Electronic Information Industry Co., Ltd.




Ticker: 000977

Primary ISIN: CNE0000012M2

Proposal Vote


1


Mgmt

For

For




Vote Summary Report


Inspur Electronic Information Industry Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

5

Approve Financial Statements

Mgmt

For

For


7 Approve Daily Related Party Transactions Mgmt For For

8 Approve Appointment of Auditor and Payment

of Their Remuneration

Mgmt For For

9 Approve Increase Financial Institution

Business-Related Grants

Mgmt For For

10 Approve Handling Transfer of Accounts

Receivable and Non-Recourse Factoring

Business

Mgmt For For

11 Approve Financial Derivative Trading Business Mgmt For For



CUMULATIVE VOTING

Mgmt

13.1 Elect Zhang Lei as Non-Independent Director Mgmt For Against

Blended Rationale: Diversity: A vote against is applied as LGIM expects a company to have a diverse board, including at least

one woman. We expect companies to increase female participation both on the board and in leadership positions over time.

13.2 Elect Peng Zhen as Non-Independent Director Mgmt For Against


directors.

13.3 Elect Yuan Anjun as Non-Independent Mgmt For For Director

13.4 Elect Wu Long as Non-Independent Director Mgmt For For


CUMULATIVE VOTING

Mgmt

14.1 Elect Wang Aiguo as Independent Director Mgmt For For

14.2 Elect Wang Peizhi as Independent Director Mgmt For For


VOTING

Mgmt

15.1 Elect Wang Chunsheng as Supervisor Mgmt For For

15.2 Elect Chen Bin as Supervisor Mgmt For For

NanJi E-Commerce Co., Ltd.




Ticker: 002127


Vote Summary Report


NanJi E-Commerce Co., Ltd.

Proposal Vote


1


Mgmt

For

For




5 Approve Remuneration of Directors and

Supervisors

Mgmt For For



8 Approve Application of Comprehensive Credit

Lines

Mgmt For For

Shanghai M&G Stationery, Inc.



Primary Security ID: Y7689W105

Ticker: 603899


Proposal Vote


1


Mgmt

For

For





6 Approve 2019 Daily Related Party

Transactions and 2020 Daily Related Party

Transactions

Mgmt For For


8 Approve Remuneration of Directors Mgmt For Against

Blended Rationale: A vote AGAINST is warranted due to lack of disclosure.



10 Approve Shareholder Return Plan

Mgmt

Mgmt

For

For

For

For

Vote Summary Report



Proposal Vote



12 Approve Allowance of Independent Directors

Mgmt

For

For

13 Approve Draft and Summary of Performance

Shares Incentive Plan

Mgmt

For

Against




non-executive directors may impair their independence.Additionally, a vote AGAINST is warranted because directors eligible to

receive performance shares under the scheme are involved in the administration of the scheme.

14 Approve Methods to Assess the Performance


Mgmt For Against






15 Approve Authorization of the Board to Handle

All Related Matters

Mgmt For Against







CUMULATIVE VOTING

16.1 Elect Chen Huwen as Non-Independent

Director

Mgmt

Mgmt

For

Against


directors.

16.2 Elect Chen Huxiong as Non-Independent

Director

Mgmt For Against



16.3 Elect Chen Xueling as Non-Independent Mgmt For For Director

16.4 Elect Fu Chang as Non-Independent Director Mgmt For For


CUMULATIVE VOTING

Mgmt

17.1 Elect Zhang Jingzhong as Independent

Director

Mgmt For For

17.2 Elect Chen Jingfeng as Independent Director Mgmt For For

17.3 Elect Cheng Bo as Independent Director Mgmt For For


VOTING

Mgmt

Vote Summary Report



Proposal Vote


18.1 Elect Zhu Yiping as Supervisor Mgmt For For

18.2 Elect Han Lianhua as Supervisor

Mgmt

For

For

Shanghai Tunnel Engineering Co., Ltd.



Primary Security ID: Y7692K106

Ticker: 600820

Primary ISIN: CNE000000B83

Proposal Vote


1


Mgmt

For

For



Budget Report

Mgmt For For



6 Approve Authorization on Continuous Related

Party Transactions

Mgmt For For



Mgmt For Against


SINOPEC Engineering (Group) Co., Ltd.




Ticker: 2386

Primary ISIN: CNE100001NV2

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

ORDINARY RESOLUTIONS Mgmt

1 Approve 2019 Report of the Board

Mgmt

For

For


Committee

Mgmt

For

For

Vote Summary Report



Proposal Vote


3

Approve 2019 Audited Financial Statements

Mgmt

For

For

4 Approve 2019 Final Dividend Distribution Plan Mgmt For For

5 Approve 2020 Interim Profit Distribution Plan Mgmt For For

6 Approve 2020 Business Operation Plan,

Investment Plan and Financial Budget

Mgmt For For

7 Approve BDO China Shu Lun Pan Certified

Public Accountants LLP as Domestic Auditor

and BDO Limited as International Auditor and


Mgmt For For

SPECIAL RESOLUTIONS Mgmt

1 Amend Articles of Association and Authorize

Board to Deal with All Matters in Relation to

the Amendments to the Articles

Mgmt For For


General Meetings of Shareholders and

Authorize Board to Deal with All Matters in

Relation to the Amendments to the Rules and

Procedures for the Shareholders Meetings

Mgmt For For


General Meetings of Board and Authorize

Board to Deal with All Matters in Relation to

the Amendments to the Rules and Procedures

for the Board Meetings

Mgmt For For

4 Approve Grant of General Mandate to the

Board to Repurchase Domestic Shares and/or

H Shares

Mgmt For For


Securities without Preemptive Rights for

Domestic Shares and/or H Shares

Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST this resolution is warranted for the following:- The share issuance






Ticker: 2386

Primary ISIN: CNE100001NV2

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

CLASS MEETING FOR HOLDERS OF H SHARES Mgmt

Vote Summary Report



Proposal Vote



Board to Repurchase Domestic Shares and/or

H Shares

Mgmt For For

Yantai Jereh Oilfield Services Group Co. Ltd.



Primary Security ID: Y9729Z106

Ticker: 002353

Primary ISIN: CNE100000L55

Proposal Vote


1


Mgmt

For

For





Mgmt For For




8 Approve Credit Line and Provision of

Guarantee

Mgmt For Against


guarantee request.

9 Approve Foreign Exchange Hedging Business Mgmt For For

China National Software & Service Co., Ltd.




Ticker: 600536

Primary ISIN: CNE000001BB0

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Vote Summary Report


China National Software & Service Co., Ltd.

Proposal Vote



3 Approve to Appoint Auditor

Mgmt

For

For

4 Approve Report of the Independent Directors

Mgmt

For

For

5 Approve Report of the Board of Directors

Mgmt

For

For

6 Approve Report of the Board of Supervisors

Mgmt

For

For

7 Approve Annual Report

Mgmt

For

For

8

9.1

9.2

Approve Amendments to Articles of

Association


CUMULATIVE VOTING

Elect Chen Ximing as Non-Independent

Director

Elect Fu Xingbin as Non-Independent Director

Mgmt

Mgmt

Mgmt

Mgmt

For

For

For

For

For

For

9.3 Elect Sun Yingxin as Non-Independent

Director

9.4 Elect Bai Lifang as Non-Independent Director

Mgmt

Mgmt

For

For

For

For


CUMULATIVE VOTING

10.1 Elect Cui Jin as Independent Director

Mgmt

Mgmt

For

For

10.2 Elect Jing Jiwu as Independent Director

Mgmt

For

For

10.3 Elect Chen Shangyi as Independent Director

Mgmt

For

For


VOTING

11.1 Elect Liu Xin as Supervisor

Mgmt

Mgmt

For

For

11.2 Elect Tang Dalong as Supervisor

Mgmt

For

For

EVE Energy Co., Ltd.



Primary Security ID: Y2303F109

Ticker: 300014

Primary ISIN: CNE100000GS4

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Vote Summary Report


EVE Energy Co., Ltd.

Proposal Vote


2


Mgmt

For

For

3 Approve Audit Report Mgmt For For



Mgmt For For




Mgmt For For

7 Approve Special Report Usage of Raised

Funds

Mgmt For For

8 Approve Verification Report on the Usage of


Mgmt For For

9 Approve Assessment Plan and Remuneration

of Directors and Senior Management

Members

Mgmt For For



12 Approve Repurchase and Cancellation of

Stock Option and Performance Shares

Mgmt For For




16 Approve Provision of Guarantee SH For For

Guangdong Haid Group Co., Ltd.




Ticker: 002311

Primary ISIN: CNE100000HP8

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve External Guarantee Mgmt For For

2 Approve Application of Comprehensive Bank

Credit Lines

Mgmt

For

Against

Blended Rationale: A vote AGAINST is warranted because the proposed borrowing is considered excessive and may add to the

company's financial burden, which is deemed not in the best interests of shareholders.

3 Approve Development of Hedging Business Mgmt For For

Vote Summary Report


Guangdong Haid Group Co., Ltd.

Proposal Vote


4

Amend Special Reserve and Use Management

System of Raised Funds

Mgmt

For

For







11 Approve Repurchase Cancellation of

Performance Shares

Mgmt For For

12 Approve Use of Idle Raised Funds and Own

Funds for Cash Management

Mgmt For Against


risks

IRB Brasil Resseguros SA



Primary Security ID: P5876C106

Ticker: IRBR3

Primary ISIN: BRIRBRACNOR4

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Elect Directors Mgmt For For

Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.



Primary Security ID: Y4449E103

Ticker: 002223

Primary ISIN: CNE1000009X3

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For

Vote Summary Report


Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.

Proposal Vote


3

Approve Financial Statements and Financial

Budget Report

Mgmt

For

For




Mgmt For For




Mgmt For For

Jiangxi Zhengbang Technology Co., Ltd.



Primary Security ID: Y4448A102

Ticker: 002157


Proposal Vote


1


Mgmt

For

For



Budget Report

Mgmt For For


of Capital Reserves

Mgmt For For


6 Approve Special Report on Usage of


Mgmt For For


8 Approve to Adjust the Remuneration

Management System of Directors, Supervisors

and Senior Management Members

Mgmt For For

9 Approve to Adjust the Remuneration of

Directors and Senior Management

Mgmt For For

10 Approve Additional Guarantee Provision Plan Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the level of guarantee to be provided to some of its subsidiaries is

disproportionate to the level of ownership in the said subsidiaries. The company has failed to provide any justifications in the

meeting circular.

11 Approve Transfer Guarantees Between

Subsidiaries

12 Approve Capital Injection

Mgmt

SH

For

For

For

For

Vote Summary Report


Jiangxi Zhengbang Technology Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

13 Approve Loan Application SH For For

OFILM Group Co., Ltd.




Ticker: 002456

Primary ISIN: CNE100000S33

Proposal Vote


1


Mgmt

For

For




5 Approve Internal Control Self-Evaluation

Report

Mgmt For For



Mgmt For For



Mgmt For For


9 Approve Credit Line and Guarantee Mgmt For Against



meeting circular.

10 Approve Financial Leasing Business and SH

Provision of Guarantee

For Against

Blended Rationale: A vote AGAINST is warranted because the level of guarantee to be provided to the one of the guaranteed

entities is disproportionate to the level of ownership in the said entity. The company has failed to provide any justifications in


SG Micro Corp.




Ticker: 300661

Primary ISIN: CNE100002NT4

Vote Summary Report


SG Micro Corp.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Company's Eligibility for Issuance of

Shares and Purchase of Asset by Cash

Payment as well as Raising Supporting Funds

Mgmt For Against

Blended Rationale: M&A: A vote AGAINST the proposed transaction is warranted given the proposed acquisition, once

approved, will allow the company to issue shares to the transaction counterparties at a deep discount to the market price,

which is deemed not in the best interests of minority shareholders.

APPROVE COMPANY'S ISSUANCE OF SHARES

AND PURHCASE OF ASSET BY CASH

PAYMENT AS WELL AS RAISING SUPPORTING

FUNDS

2.1 Approve Overview of this Transaction Plan

Mgmt

Mgmt

For

Against




2.2 Approve Target Asset and Transaction Parties Mgmt For Against




2.3 Approve Transaction Price and Consideration

Payment

Mgmt For Against




2.4 Approve Share Type and Par Value Mgmt For Against




2.5 Approve Issue Manner Mgmt For Against




2.6 Approve Pricing Reference Date, Pricing Basis

and Issue Price

Mgmt For Against





Method

Mgmt For Against




Vote Summary Report


SG Micro Corp.

Proposal Vote


2.8 Approve Number of Shares Issued Mgmt For Against




2.9 Approve Lock-Up Period Arrangement Mgmt For Against




2.10 Approve Listing Exchange Mgmt For Against




2.11 Approve Price Adjustment Mechanism Mgmt For Against






Mgmt For Against




2.13 Approve Transitional Profit and Loss Mgmt For Against




2.14 Approve Performance Commitments and

Compensation Arrangements

Mgmt For Against




2.15 Approve Resolution Validity Period Mgmt For Against




2.16 Approve Issue Manner and Target Subscribers Mgmt For Against




2.17 Approve Issue Price and Pricing Basis Mgmt For Against




Vote Summary Report


SG Micro Corp.

Proposal Vote


2.18 Approve Issue Amount and Number of Shares

Issued

Mgmt For Against




2.19 Approve Lock-Up Period Mgmt For Against




2.20 Approve Use of Funds and Other

Arrangements

Mgmt For Against




2.21 Approve Listing Location Mgmt For Against




2.22 Approve Resolution Validity Mgmt For Against




3 Approve Draft Report and Summary on

Company's Acquisition by Cash and Issuance

of Shares as well as Raising Supporting Funds

(Revised)

Mgmt For Against




4 Approve This Transaction Does Not Constitute

as Related-party Transaction

Mgmt For Against




5 Approve Transaction Constitutes as Major

Asset Restructuring

Mgmt For Against




6 Approve Transaction Does Not Constitute

Article 13 of the Management Approach

Regarding Major Asset Restructuring of Listed

Companies

Mgmt For Against




Vote Summary Report


SG Micro Corp.

Proposal Vote


7 Approve Transaction Complies with Article 4

of Provisions on Several Issues Regulating the

Major Asset Restructuring of Listed

Companies

Mgmt For Against




8 Approve The Main Body of This Transaction Mgmt For Against Does Not Exist Strengthening the Supervision

over Abnormal Stock Trading Related to the

Material Asset Reorganizations of Listed

Companies of Article 13








Mgmt For Against




10 Approve Stock Price Volatility Does Not Mgmt For Against Achieve the Standards of Article 5 Regulating

the Information Disclosure of Listed

Companies and the Acts of All the Related

Parties




11 Approve Signing of Conditional Transaction

Documents

Mgmt For Against





to Asset Purchase Agreement

Mgmt For Against





to Profit Forecast Compensation Agreement

Mgmt For Against




Vote Summary Report


SG Micro Corp.

Proposal Vote



All Related Matters

Mgmt For Against




15 Approve Relevant Audit Report, Asset

Assessment Report and Preparation Review

Report

Mgmt For Against




16 Approve Independence of Appraiser, the

Validity of Hypothesis, the Relevance of

Valuation Purpose and Approach as Well as

the Fairness of Pricing

Mgmt For Against




17 Approve Basis and Fairness of Pricing for This

Transaction

Mgmt For Against







Mgmt For Against





of the Management Approach Regarding


Companies

Mgmt For Against





of the Management Approach Regarding


Companies

Mgmt For Against




Vote Summary Report


SG Micro Corp.

Proposal Vote


21 Approve Transaction Does Not Exist in the

"Interim Measures for the Administration of

Securities Issuance of Listed Companies on

the Growth Enterprise Market" Explanation of

the Situation in Article 10 Where No Private

Placement of Shares is Required

Mgmt For Against




Sinolink Securities Co., Ltd.




Ticker: 600109

Primary ISIN: CNE000000SV4

Proposal Vote


1


Mgmt

For

For







TRANSACTIONS

Mgmt

7.1 Approve Related Party Transactions with

Changsha Yongjin (Group) Co., Ltd., Yongjin

Investment Holding Co., Ltd., Yunnan

International Trust Co., Ltd. and the Ultimate

Controlling Shareholder

Mgmt For For


National Gold Fund Management Co., Ltd.,

Guojin Yongfu Asset Management Co., Ltd.

and Joint Venture Companies

Mgmt For For


Directors, Supervisors, Senior Management

and Related Natural Persons

Mgmt For For

8 Approve Special Report on the Remuneration

of Directors

Mgmt For For

9 Approve Special Report on the Remuneration

of Supervisors

Mgmt For For

Vote Summary Report


Sinolink Securities Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


TECO Electric & Machinery Co., Ltd.

Meeting Date: 05/11/2020 Country: Taiwan



Ticker: 1504

Primary ISIN: TW0001504009

Proposal Vote


1

Approve Business Report and Financial

Statements

Mgmt

For

For


3 Amend Procedures for Lending Funds to

Other Parties

Mgmt For For

4 Amend Procedures for Endorsement and

Guarantees

Mgmt For For


Association

Mgmt For For

6 Approve Capital Reduction by Returning Cash

to Shareholders

SH Against Against

Tongkun Group Co., Ltd.



Primary Security ID: Y8851U109

Ticker: 601233


Proposal Vote


1


Mgmt

For

For





Vote Summary Report


Tongkun Group Co., Ltd.

Proposal Vote


6

Approve Remuneration of Directors

Mgmt

For

For


8 Approve to Appoint Financial Auditor Mgmt For For

9 Approve Issuance of Super Short-term

Commercial Papers

Mgmt For For


11 Approve Guarantee Provision Between

Company and Subsidiary

Mgmt For For

12 Approve to Authorized Company and

Subsidiary for the Financing Application

Mgmt For Against



APPROVE 2019 DAILY RELATED PARTY

TRANSACTIONS

Mgmt

13.1 Approve Related Party Transaction with

Controlling Shareholders and Its Subsidiaries

Mgmt For For


Zhejiang Hengchuang Advanced Functional

Fiber Innovation Center Co., Ltd.

Mgmt For For


Jiaxinggang Antong Public Pipe Gallery Co.,

Ltd.

Mgmt For For


TRANSACTIONS

Mgmt


Controlling Shareholders and Its Subsidiaries

Mgmt For For


Zhejiang Petroleum & Chemical Co., Ltd.

Mgmt For For


Zhejiang Hengchuang Advanced Functional

Fiber Innovation Center Co., Ltd.

Mgmt For For


Jiaxinggang Antong Public Pipe Gallery Co.,

Ltd.

Mgmt For For

ZhongAn Online P&C Insurance Co., Ltd.



Primary Security ID: Y989DF109

Ticker: 6060

Primary ISIN: CNE100002QY7

Vote Summary Report


ZhongAn Online P&C Insurance Co., Ltd.

Proposal Vote


1

Approve 2019 Report of the Board of

Directors

Mgmt

For

For


Committee

Mgmt For For

3 Approve 2019 Report of Auditors and Audited

Financial Statements

Mgmt For For

4 Approve PricewaterhouseCoopers as Auditors Mgmt For For

5 Elect Weibiao Zhan as Director Mgmt For For

6 Approve 2019 Performance Evaluation of the

Directors

Mgmt For For

7 Approve Five-Year Development Plan of the

Company (2020-2024)

Mgmt For For



Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST this resolution is warranted for the following:- The share issuance limit

is greater than 10 percent.- The company has not specified the discount limit.


Association

Mgmt For For

10 Approve Proposed Issue of Offshore Senior

Bonds

Mgmt For For

China Pacific Insurance (Group) Co. Ltd.




Ticker: 2601


Proposal Vote


AGM BALLOT FOR HOLDERS OF A SHARES

Mgmt


Directors

Mgmt For For


Supervisors

Mgmt For For

3 Approve 2019 Annual Report of A shares Mgmt For For

4 Approve 2019 Annual Report of H Shares Mgmt For For

Vote Summary Report


China Pacific Insurance (Group) Co. Ltd.

Proposal Vote


5

Approve 2019 Financial Statements and

Report

Mgmt

For

For

6 Approve 2019 Profit Distribution Plan Mgmt For For

7 Approve PricewaterhouseCoopers Zhong Tian

LLP as PRC Auditor and Internal Control

Auditor and to PricewaterhouseCoopers as

Hong Kong Auditor

Mgmt For For

8 Approve 2019 Due Diligence Report Mgmt For For

9 Approve 2019 Report on Performance of


Mgmt For For



Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST the general share issuance mandate is warranted for the following:-

The share issuance limit exceeds 10 percent.- The company has not specified a discount limit.


Association

Mgmt For For



Mgmt For For


14 Approve 2020-2022 Development Plan Mgmt For For

15 Approve 2020 Donations Mgmt For For

16.1 Elect Kong Qingwei as Director Mgmt For For

16.2 Elect Fu Fan as Director Mgmt For For

16.3 Elect Wang Tayu as Director Mgmt For For

16.4 Elect Wu Junhao as Director Mgmt For For

16.5 Elect Zhou Donghui as Director Mgmt For For

16.6 Elect Huang Dinan as Director Mgmt For For

16.7 Elect Lu Qiaoling as Director Mgmt For For

16.8 Elect Liu Xiaodan as Director Mgmt For For

16.9 Elect Chen Jizhong as Director Mgmt For For

16.10 Elect Lam Tyng Yih, Elizabeth as Director Mgmt For For

16.11 Elect Woo Ka Biu, Jackson as Director Mgmt For For

16.12 Elect Jiang Xuping as Director Mgmt For For

17.1 Elect Lu Ning as Supervisor Mgmt For For

17.2 Elect Lu Guofeng as Supervisor Mgmt For For

18 Elect Zhu Yonghong as Supervisor SH For For

Vote Summary Report


China Pacific Insurance (Group) Co., Ltd.




Ticker: 2601


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

AGM BALLOT FOR HOLDERS OF H SHARES

Mgmt


Directors

Mgmt For For


Supervisors

Mgmt For For

3 Approve 2019 Annual Report of A shares Mgmt For For

4 Approve 2019 Annual Report of H Shares Mgmt For For

5 Approve 2019 Financial Statements and

Report

Mgmt For For



LLP as PRC Auditor and Internal Control

Auditor and to PricewaterhouseCoopers as

Hong Kong Auditor

Mgmt For For

8 Approve 2019 Due Diligence Report Mgmt For For

9 Approve 2019 Report on Performance of


Mgmt For For

10 Approve 2020-2022 Development Plan Mgmt For For

11 Approve 2020 Donations Mgmt For For

12.1 Elect Kong Qingwei as Director Mgmt For For

12.2 Elect Fu Fan as Director Mgmt For For

12.3 Elect Wang Tayu as Director Mgmt For For

12.4 Elect Wu Junhao as Director Mgmt For For

12.5 Elect Zhou Donghui as Director Mgmt For For

12.6 Elect Huang Dinan as Director Mgmt For For

12.7 Elect Lu Qiaoling as Director Mgmt For For

12.8 Elect Liu Xiaodan as Director Mgmt For For

12.9 Elect Chen Jizhong as Director Mgmt For For

12.10 Elect Lam Tyng Yih, Elizabeth as Director Mgmt For For

12.11 Elect Woo Ka Biu, Jackson as Director Mgmt For For

Vote Summary Report


China Pacific Insurance (Group) Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

12.12

Elect Jiang Xuping as Director

Mgmt

For

For

13.1 Elect Lu Ning as Supervisor Mgmt For For

13.2 Elect Lu Guofeng as Supervisor Mgmt For For


Association

Mgmt For For



Mgmt For For



Mgmt For Against


The share issuance limit exceeds 10 percent.- The company has not specified a discount limit

18 Elect Zhu Yonghong as Supervisor SH For For

Chongqing Brewery Co., Ltd.




Ticker: 600132

Primary ISIN: CNE000000TL3

Proposal Vote


1


Mgmt

For

For







8 Approve to Appoint Financial and Internal

Control Auditor

Mgmt For For

Guangzhou Haige Communications Group Inc. Co.




Ticker: 002465


Vote Summary Report


Guangzhou Haige Communications Group Inc. Co.

Proposal Vote


1


Mgmt

For

For






7 Approve Use of Idle Funds to Invest in

Low-risk Short-term Financial Products

Mgmt For For

8 Approve Termination of Raised Funds

Investment Project and Replenish Working

Capital

Mgmt For For

9 Approve Compensation of Shares and

Handling of Cancellation and Capital

Reduction

Mgmt For For


Hangzhou Tigermed Consulting Co., Ltd.



Primary Security ID: Y3043G100

Ticker: 300347

Primary ISIN: CNE100001KV8

Proposal Vote


1


Mgmt

For

For






Mgmt For For


7 Approve Comprehensive Credit Line Bank

Application

Mgmt For For

Vote Summary Report


Hangzhou Tigermed Consulting Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

8 Approve Use of Own Idle Funds to Purchase

Short-term Bank Guaranteed Financial

Products


Mgmt

Mgmt

For

For

For

For

Huagong Tech Co., Ltd.




Ticker: 000988


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For


Mgmt

For

For

4 Approve Financial Statements

Mgmt

For

For

5 Approve Financial Budget Report

Mgmt

For

For

6 Approve Remuneration of Directors

Mgmt

For

For

7 Approve Remuneration of Supervisors

Mgmt

For

For


Mgmt

For

For

9 Approve Allocation of Income and Dividends

Mgmt

For

For

10 Approve Provision of Guarantees

Mgmt

For

For

Iflytek Co., Ltd.




Ticker: 002230


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Vote Summary Report


Iflytek Co., Ltd.

Proposal Vote


2

Approve Report of the Board of Supervisors

Mgmt

For

For




Mgmt For For



Mgmt For For





Blended Rationale: A vote AGAINST is warranted because:- the level of guarantee to be provided to some of its subsidiaries is


meeting circular; and- there is lack of disclosure on the pertinent details of the guarantee request.


Performance Shares

Mgmt For For


Association

Mgmt For For

12 Amend Management System of Raised Funds Mgmt For For

Ningbo Joyson Electronic Corp.




Ticker: 600699

Primary ISIN: CNE000000DJ1

Proposal Vote


1


Mgmt

For

For




5 Approve Daily Related-party Transactions Mgmt For For

6 Approve Issuance of Super-short-term

Commercial Papers, Commercial Papers and

Medium-term Notes

Mgmt For For


Line

Mgmt For For

Vote Summary Report



Proposal Vote


8

Approve Appointment of Auditor

Mgmt

For

For




Management Members

Mgmt For For


Association

Mgmt For For


Placement of Shares

Mgmt For For

APPROVE PRIVATE PLACEMENT OF SHARES Mgmt




Method

Mgmt For For

13.4 Approve Issue Price and Pricing Principle Mgmt For For


13.6 Approve Use of Proceeds Mgmt For For





Mgmt For For


14 Approve Plan on Private Placement of Shares Mgmt For For


Use of Proceeds

Mgmt For For


Raised Funds

Mgmt For For




Mgmt For For


Related Matters

Mgmt For For


CUMULATIVE VOTING

Mgmt

19.1 Elect Wang Jianfeng as Non-Independent

Director

Mgmt For Against


comprise independent directors.Joint Chair/CEO: A vote against is applied as LGIM expects the roles of Board Chair and CEO to

be separate. These two roles are substantially different and a division of responsibilities ensures there is a proper balance of

authority and responsibility on the board.

Vote Summary Report



Proposal Vote


19.2

Elect Zhu Xuesong as Non-Independent

Director

Mgmt

For

For

19.3 Elect Fan Jinhong as Non-Independent

Director

Mgmt For For

19.4 Elect Chen Wei as Non-Independent Director Mgmt For For

19.5 Elect Liu Yuda as Non-Independent Director Mgmt For For

19.6 Elect Yu Kai as Non-Independent Director Mgmt For Against


directors.


CUMULATIVE VOTING

Mgmt

20.1 Elect Zhu Tian as Independent Director Mgmt For For

20.2 Elect Wei Yunzhu as Independent Director Mgmt For For

20.3 Elect Cheng Yisun as Independent Director Mgmt For For


VOTING

Mgmt

21.1 Elect Zhou Xingyou as Supervisor SH For For

21.2 Elect Wang Xiaowei as Supervisor SH For For

Shandong Nanshan Aluminum Co., Ltd.



Primary Security ID: Y7680L108

Ticker: 600219


Proposal Vote


1


Mgmt

For

For

2 Approve Work Report of the General Manager Mgmt For For






of Remuneration

Mgmt For For

Vote Summary Report


Shandong Nanshan Aluminum Co., Ltd.

Proposal Vote


8

Approve Remuneration of Directors and

Senior Management Members

Mgmt

For

For



11 Approve Guarantee Provision Plan Mgmt For For

12 Approve Comprehensive Service Agreement

Schedule and Daily Related Party Transactions

Mgmt For For

13 Approve Daily Related Party Transactions with

Financial Companies

Mgmt For Against




14 Approve Increase in the Amount of Guarantee

Provision

Mgmt For For

Tongwei Co., Ltd.




Ticker: 600438

Primary ISIN: CNE000001GS3

Proposal Vote


1


Mgmt

For

For






Mgmt For For




Application

Mgmt For For



guarantee request.

10 Approve Provision of Guarantee for Company

Customer

Mgmt For For

Vote Summary Report


Tongwei Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

11 Approve Bill Pool Business Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because there is lack of disclosure on the pertinent details for shareholder to

effectively assess the associated risks.

12 Approve Use Funds for Financial Management Mgmt For Against


risks.

13 Approve Hedging Plan Mgmt For For

14 Approve Loan Related Transactions Mgmt For For

15 Approve Super Short-term Commercial Papers Mgmt For For



Placement of Shares

Mgmt For For


OF NEW SHARES

Mgmt

18.1 Approve Type, Par Value and Listing

Exchange

Mgmt For For



Method

Mgmt For For


18.5 Approve Issue Price and Pricing Basis Mgmt For For





Mgmt For For




Use of Proceeds

Mgmt For For


Raised Funds

Mgmt For For




Mgmt For For


Related Matters

Mgmt For For


CUMULATIVE VOTING

Mgmt

24.1 Elect Ding Yi as Non-Independent Director Mgmt For For

Vote Summary Report


Wanda Film Holding Co., Ltd.




Ticker: 002739

Primary ISIN: CNE100001WW1

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1


Mgmt

For

For







Mgmt For For

7 Approve Internal Control Evaluation Report Mgmt For For



10 Approve Realization of Performance

Commitments and Performance

Compensation Plan in Connection to

Acquisition by Issuance of Shares as well as

Repurchase Cancellation of Corresponding

Compensation Shares

Mgmt For For



Placement of Shares

Mgmt For For





Method

Mgmt For For


and Pricing Principle

Mgmt For For


13.6 Approve Amount and Usage of Raised Funds Mgmt For For





Mgmt For For

Vote Summary Report


Wanda Film Holding Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction




Use of Proceeds

Mgmt For For


Raised Funds

Mgmt For For




Mgmt For For



Related Matters

Mgmt For For

20 Approve Appointment of Auditor SH For For

Wingtech Technology Co., Ltd.




Ticker: 600745


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Company's Eligibility for Acquisition

by Cash and Issuance of Shares as well as

Raising Supporting Funds

Mgmt For Against

Blended Rationale: M&A: A vote AGAINST is warranted because the issue price of the stock consideration for the acquisition is

at a significant discount to the unaffected price, which is deemed not in the best interests of the company and shareholders.

APPROVE ACQUISITION BY CASH AND

ISSUANCE OF SHARES AS WELL AS RAISING

SUPPORTING FUNDS

2.1 Approve Specific Plan

Mgmt

Mgmt

For

Against



2.2 Approve Counterparty and Underlying Assets Mgmt For Against



2.3 Approve Transaction Price and Payment

Manner

Mgmt For Against



Vote Summary Report



Proposal Vote


2.4 Approve Issue Type and Par Value Mgmt For Against



2.5 Approve Pricing Reference Date and Issue

Price

Mgmt For Against



2.6 Approve Issue Scale Mgmt For Against





Mgmt For Against



2.8 Approve Listing Location Mgmt For Against






2.10 Approve Issue Type and Par Value of Raising

Supporting Funds

Mgmt For Against



2.11 Approve Target Parties and Issue Manner of

Raising Supporting Funds

Mgmt For Against




Price of Raising Supporting Funds

Mgmt For Against



2.13 Approve Raised Funds Amount and Issue

Scale of Raising Supporting Funds

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the issue price of the stock consideration for the acquisition is at a

significant discount to the unaffected price, which is deemed not in the best interests of the company and shareholders.

2.14 Approve Listing Location of Raising

Supporting Funds

Mgmt For Against



Vote Summary Report



Proposal Vote


2.15 Approve Lock-up Period of Raising Supporting

Funds

Mgmt For Against




Undistributed Earnings of Raising Supporting

Funds

Mgmt For Against



2.17 Approve Usage of Raised Funds of Raising

Supporting Funds

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the issue price of the stock consideration for the acquisition is at a

significant discount to the unaffected price, which is deemed not in the best interests of the company and shareholders.

2.18 Approve Resolution Validity Period of Raising

Supporting Funds

Mgmt For Against



3 Approve Transaction Does Not Constitute as

Related Party Transaction

Mgmt For Against



4 Approve Report (Draft) and Summary on

Company's Acquisition by Cash and Issuance

of Shares as well as Raising Supporting Funds

Mgmt For Against



5 Approve Signing of Agreement on Issuance of

Shares and Cash Payment to Purchase Assets

and Issuance of Shares to Purchase Asset and

Related Supplementary Agreements

Mgmt For Against



6 Approve Audit Report, Evaluation Report and

Preparation Review Report

Mgmt For Against



7 Approve Independence of Appraiser, the

Validity of Hypothesis, the Relevance of

Valuation Purpose and Approach as Well as

the Fairness of Pricing

Mgmt For Against



Vote Summary Report



Proposal Vote






Mgmt For Against



9 Approve Whether the Company's Stock Price Mgmt For Against Fluctuations Meet the Relevant Standards in

Article 5 of the Notice on Regulating

Information Disclosure of Listed Companies

and the Actions of Related Parties






Mgmt For Against



11 Approve Transaction Complies with Article IV

of Provisions on Issues Concerning Regulating

the Material Asset Reorganizations of Listed

Companies

Mgmt For Against



12 Approve Transaction Does Not Comply with

Article 13 of Administrative Measures for the


Companies

Mgmt For Against



13 Approve Transaction Complies with Relevant

Articles of Administrative Measures for the


Companies

Mgmt For Against




All Related Matters

Mgmt For Against



Yealink Network Technology Corp. Ltd.




Ticker: 300628


Vote Summary Report



Proposal Vote


1


Mgmt

For

For






Mgmt For For

6 Approve Use of Partial Raised Funds and

Excess Raised Funds to Replenish Working

Capital

Mgmt For For


of Capital Reserves

Mgmt For For

8 Approve Changes in Registered Capital and


Mgmt For For



Mgmt For Against

Blended Rationale: Remuneration: A vote against is applied as the award of incentive remuneration to non-executive directors

may impair their independence.Remuneration: Performance period. A vote against is applied as LGIM expects remuneration to

be measured over at least a 3 year performance period. We encourage a period longer than 3 years to be set, excluding any

holding period to align with long-term value creation.



Mgmt For Against






All Related Matters

Mgmt For Against





12 Approve Change in Accounting Policies Mgmt For For


14 Approve Change of Chief Financial Officer Mgmt For For

15 Approve Use of Idle Raised Funds to Conduct

Cash Management

Mgmt For For

16 Approve Use of Idle Own Funds to Conduct

Cash Management

Mgmt For Against


risks.

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Application

18 Approve Amendment of Draft and Summary

of Performance Shares Incentive Plan

Mgmt

SH

For

For

For

Against





19 Approve Amendment of Methods to Assess SH

the Performance of Plan Participants

For Against





Zhejiang Dahua Technology Co. Ltd.



Primary Security ID: Y988AP102

Ticker: 002236

Primary ISIN: CNE100000BJ4

Proposal Vote


1


Mgmt

For

For






Supervisors

Mgmt For For


8 Approve Forward Foreign Exchange Hedging

Transactions

Mgmt For For

9 Approve Credit Line Bank Application and Bill

Pool Business

Mgmt For Against



Vote Summary Report


Zhejiang Dahua Technology Co. Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction




meeting circular.


Performance Shares

Mgmt For For

12 Amend Articles of Association to Reduce

Registered Capital

Mgmt For For



SH For Against




non-executive directors may impair their independence.



For

Against






Related Matters

For

Against





Hefei Meiya Optoelectronic Technology Inc.




Ticker: 002690

Primary ISIN: CNE100001JZ1

Proposal Vote


1


Mgmt

For

For





Vote Summary Report


Hefei Meiya Optoelectronic Technology Inc.

Proposal Vote


6

Approve Allocation of Income and Dividends

Mgmt

For

For



Mgmt For For



Mgmt For For

9 Amend Articles of Association and Amend

Rules and Procedures Regarding Meetings of

Board of Directors

Mgmt For For


11 Approve Credit Line Bank Application Mgmt For For

12 Approve Use of Idle Raised Funds and Own

Funds to Conduct Cash Management

Mgmt For Against


risks.


CUMULATIVE VOTING

13.1 Elect Tian Ming as Non-Independent Director

Mgmt

Mgmt

For

Against

Blended Rationale: Joint Chair/CEO: A vote against is applied as LGIM expects the roles of Board Chair and CEO to be separate.

These two roles are substantially different and a division of responsibilities ensures there is a proper balance of authority and

responsibility on the board.

13.2 Elect Shen Haibin as Non-Independent

Director

Mgmt For Against

Blended Rationale: Remuneration Committee: A vote against is applied as LGIM expects the Committee to be comprised of

independent directors.

13.3 Elect Hao Xianjin as Non-Independent

Director

Mgmt For Against


directors.


CUMULATIVE VOTING

Mgmt

14.1 Elect Zhang Benzhao as Independent Director Mgmt For For

14.2 Elect Chu Yuming as Independent Director Mgmt For For

14.3 Elect Yang Morong as Independent Director Mgmt For For


VOTING

Mgmt

15.1 Elect Han Liming as Supervisor Mgmt For For

15.2 Elect Ni Yingjiu as Supervisor Mgmt For For

Vote Summary Report


LONGi Green Energy Technology Co., Ltd.




Ticker: 601012

Primary ISIN: CNE100001FR6

Proposal Vote


1


Mgmt

For

For







Mgmt For For



Mgmt For For



Supervisors

Mgmt For For

10 Approve Adjustment on the Quantity and

Repurchase Price of Performance Shares

Mgmt For For


Performance Shares

Mgmt For For

12 Approve Additional Guarantee Mgmt For For


Raised Funds

Mgmt For For

Luxshare Precision Industry Co. Ltd.




Ticker: 002475

Primary ISIN: CNE100000TP3

Proposal Vote


1


Mgmt

For

For



Vote Summary Report


Luxshare Precision Industry Co. Ltd.

Proposal Vote


4


Mgmt

For

For



Mgmt For For




9 Approve Comprehensive Credit Line Mgmt For For

10 Approve Use of Funds to Purchase Financial

Products

Mgmt For Against


risks.


Commercial Papers

Mgmt For For




MMC Norilsk Nickel PJSC

Meeting Date: 05/13/2020 Country: Russia


Primary Security ID: X5424N118

Ticker: GMKN

Primary ISIN: RU0007288411

Proposal Vote


1

Approve Annual Report

Mgmt

For

For


3 Approve Consolidated Financial Statements Mgmt For For


of RUB 557.20 per Share

Mgmt For For

Elect 13 Directors by Cumulative Voting Mgmt

5.1 Elect Nikolai Abramov as Director Mgmt None For

5.2 Elect Sergei Barbashev as Director Mgmt None Against

5.3 Elect Sergei Batekhin as Director Mgmt None Against

5.4 Elect Aleksei Bashkirov as Director Mgmt None Against

Vote Summary Report


MMC Norilsk Nickel PJSC

Proposal Vote


5.5

Elect Sergei Bratukhin as Director

Mgmt

None

Against

5.6 Elect Sergei Volk as Director Mgmt None For

5.7 Elect Marianna Zakharova as Director Mgmt None Against

5.8 Elect Roger Munnings as Director Mgmt None For

5.9 Elect Gareth Penny as Director Mgmt None Against

5.10 Elect Maksim Poletaev as Director Mgmt None Against

5.11 Elect Viacheslav Solomin as Director Mgmt None Against

5.12 Elect Evgenii Shvarts as Director Mgmt None For

5.13 Elect Robert Edwards as Director Mgmt None Against

Elect Five Members of Audit Commisson Mgmt

6.1 Elect Aleksei Dzybalov as Member of Audit

Commission

Mgmt For For

6.2 Elect Anna Masalova as Member of Audit

Commission

Mgmt For For

6.3 Elect Georgii Svanidze as Members of Audit

Commission

Mgmt For For

6.4 Elect Vladimir Shilkov as Member of Audit

Commission

Mgmt For For

6.5 Elect Elena Ianevich as Member of Audit

Commission

Mgmt For For

7 Ratify KPMG as RAS Auditor Mgmt For Against

Blended Rationale: Auditor fees: A vote against is applied as LGIM does not expect excessive non-audit work to be conducted

by the company's external auditors as this brings into question the independence of their judgement.

8 Ratify KPMG as IFRS Auditor Mgmt For Against


by the company's external auditors as this brings into question the independence of their judgement.


Blended Rationale: A vote AGAINST is warranted because - The proposed life insurance to the chairman and unconditional

payments in case of termination of his powers as a chairman before 2020 AGM are not common market practices in Russia; -

The proposed fee for an independent board chairman is excessive in comparison with other comparable companies in the

Russian market.

10 Approve Remuneration of Members of Audit

Commission

Mgmt For For

11 Approve Related-Party Transactions Re:

Indemnification Agreements with Directors

and Executives

Mgmt For For

12 Approve Related-Party Transaction Re:

Liability Insurance for Directors and

Executives

Mgmt For For

Vote Summary Report


Shanghai Baosight Software Co., Ltd.




Ticker: 900926

Primary ISIN: CNE000000GG0

Proposal Vote



Mgmt













Association

Mgmt For For





Ticker: 900926


Proposal Vote



Mgmt






Vote Summary Report



Proposal Vote


6

Approve Financial Budget Report

Mgmt

For

For







Association

Mgmt For For

Shenzhen Sunway Communication Co., Ltd.




Ticker: 300136

Primary ISIN: CNE100000W94

Proposal Vote


1


Mgmt

For

For






7 Approve Use of Funds to Purchase Financial

Products

Mgmt For Against


risks.


Performance Shares

Mgmt For For

9 Approve Decrease in Registered Capital Mgmt For For



Application and Provision of Guarantee for

Wholly-owned Subsidiary

Mgmt For For

Vote Summary Report


SinoPac Financial Holdings Co., Ltd.




Ticker: 2890


Proposal Vote


1

Approve Business Operations Report and


Mgmt

For

For


ELECT NON-INDEPENDENT DIRECTORS AND

INDEPENDENT DIRECTORS VIA CUMULATIVE

VOTING

Mgmt

3.1 Elect Shi-Kuan CHEN, Representative of

Hsinex International Corp., with Shareholder

No. 398816, as Non-Independent Director

Mgmt For For

3.2 Elect Stanley CHU, Representative of Hsinex

International Corp., with Shareholder No.

398816, as Non-Independent Director

Mgmt For For

3.3 Elect Wei-Thyr TSAO, Representative of Xing

Yuan Co., Ltd., with Shareholder No. 945346,

as Non-Independent Director

Mgmt For For

3.4 Elect Chi-Hsing YEH, Representative of Xing

Yuan Co., Ltd., with Shareholder No. 945346,


Mgmt For For

3.5 Elect Chi SCHIVE, with ID No. Q100446XXX,

as Independent Director

Mgmt For For

3.6 Elect James J. SHEU, with ID No.

N102581XXX, as Independent Director

Mgmt For For

3.7 Elect Wei-Ta PAN, with ID No. A104289XXX,


Mgmt For For

4 Approve Release of Restrictions of

Competitive Activities of Directors

Mgmt For For

Tianfeng Securities Co., Ltd.




Ticker: 601162


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

APPROVE ISSUANCE OF DOMESTIC DEBT

FINANCING INSTRUMENTS

Mgmt

1.1 Approve Variety Mgmt For For

1.2 Approve Term Mgmt For For

1.3 Approve Interest Rate Mgmt For For

1.4 Approve Issue Subject, Issuance Method and

Issuance Scale

Mgmt For For

1.5 Approve Issue Price Mgmt For For

1.6 Approve Guarantees and Other Credit

Enhancement Arrangements

Mgmt For For


1.8 Approve Target Subscribers and Placing

Arrangement for Shareholders

Mgmt For For

1.9 Approve Safeguard Measures of Debts

Repayment

Mgmt For For


1.11 Approve Authorization Matters Mgmt For For

Tianjin Capital Environmental Protection Group Company Limited




Ticker: 1065


Proposal Vote



Mgmt


1 Approve 2019 Annual Report and Summary of

the Report Announced within the PRC and

Overseas

Mgmt For For

2 Approve 2019 Working Report of the Board of

Directors and 2020 Operating Strategy

Mgmt For For

3 Approve 2019 Final Financial Accounts and

2020 Financial Budget

Mgmt For For

Vote Summary Report


Tianjin Capital Environmental Protection Group Company Limited

Proposal Vote


4

Approve 2019 Profit Appropriation Plan

Mgmt

For

For

5 Approve 2019 Working Report of the

Supervisory Committee

Mgmt For For

6 Approve 2019 Working Report of Independent

Directors

Mgmt For For


LLP and PricewaterhouseCoopers as PRC and

International Auditors, Respectively, and


Mgmt For For

8 Elect Gu Wenhui as Director SH For For

9 Approve Remuneration of Gu Wenhui SH For For


1 Approve Additional Guarantees for the

Financing Granted to Its Subsidiaries

Mgmt For For


Association

Mgmt For For

Tongling Nonferrous Metals Group Co., Ltd.



Primary Security ID: Y8883H118

Ticker: 000630


Proposal Vote


1


Mgmt

For

For


3 Approve Report on the 2019 Financial Budget

Implementation and 2020 Financial Budget

Arrangements

Mgmt For For




Credit Lines

Mgmt For For

7 Approve Foreign Exchange Trading Business Mgmt For For



Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

10



Mgmt

For

For

11 Approve Signing of Financial Services

Agreement and Continued Related Party

Transactions

Mgmt For Against






CUMULATIVE VOTING

Mgmt

13.1 Elect Yang Jun as Non-independent Director Mgmt For For

13.2 Elect Gong Huadong as Non-independent

Director

Mgmt For For

13.3 Elect Xu Wuqi as Non-independent Director Mgmt For For

13.4 Elect Hu Xinfu as Non-independent Director Mgmt For For

13.5 Elect Ding Shiqi as Non-independent Director Mgmt For For

13.6 Elect Jiang Peijin as Non-independent Director Mgmt For For

13.7 Elect Zhou Jun as Non-independent Director Mgmt For For

13.8 Elect Wu Heping as Non-independent Director Mgmt For Against


directors.


CUMULATIVE VOTING

Mgmt

14.1 Elect Yao Lushi as Independent Director Mgmt For For

14.2 Elect Wang Chang as Independent Director Mgmt For For

14.3 Elect Wang Li as Independent Director Mgmt For For

14.4 Elect Liu Fanglai as Independent Director Mgmt For For


VOTING

Mgmt

15.1 Elect Chen Mingyong as Supervisor Mgmt For For

15.2 Elect Wang Nongsheng as Supervisor Mgmt For For

15.3 Elect Xie Shuorong as Supervisor Mgmt For For

Vote Summary Report


Xinhu Zhongbao Co., Ltd.




Ticker: 600208

Primary ISIN: CNE000000ZH8

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


2 Approve Subscription to H Shares

Mgmt

For

For

Zhejiang Juhua Co., Ltd.




Ticker: 600160

Primary ISIN: CNE000000WQ6

Proposal Vote


1


Mgmt

For

For







Internal Control Auditor and Payment of

Remuneration

Mgmt For For

8 Approve Daily Related Party Transactions Mgmt For Against





Association

Mgmt For For

Vote Summary Report


360 Security Technology, Inc.




Ticker: 601360

Primary ISIN: CNE100002RZ2

Proposal Vote


1


Mgmt

For

For







8 Approve Appointment of Financial Report

Auditor and Internal Control Auditor

Mgmt For For


10 Approve Provision of Guarantee for Company

and Subsidiary

Mgmt For For

China Zhonghua Geotechnical Engineering Group Co., Ltd.




Ticker: 002542

Primary ISIN: CNE100000ZV8

Proposal Vote


1


Mgmt

For

For






Mgmt For For


Report

Mgmt For For

Vote Summary Report


China Zhonghua Geotechnical Engineering Group Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

Against

Blended Rationale: Governance Concerns: Party Committee. A vote against is warranted due to concerns regarding the primacy

of the board and the role of the committee.


Supervisors

Mgmt For For


Raised Funds

Mgmt For For




Hang Zhou Great Star Industrial Co. Ltd.




Ticker: 002444

Primary ISIN: CNE100000RC5

Proposal Vote


1


Mgmt

For

For







8 Approve Bank Credit Line Application Mgmt For For

9 Approve Appointment of Financial Auditor Mgmt For For

10 Approve Financial Assistance Provision Mgmt For For


Raised Funds

SH For For

Vote Summary Report


Hesteel Co., Ltd.




Ticker: 000709


Proposal Vote


1


Mgmt

For

For





Mgmt For For



7 Approve Financial Business Mgmt For Against






Association

Mgmt For For


CUMULATIVE VOTING

Mgmt

10.1 Elect Liu Jian as Non-Independent Director Mgmt For For

10.2 Elect Xu Bin as Non-Independent Director Mgmt For For

10.3 Elect Guo Jingrui as Non-Independent

Director

Mgmt For For

10.4 Elect Geng Litang as Non-Independent

Director

Mgmt For For

10.5 Elect Zhu Huaming as Non-Independent

Director

Mgmt For For

10.6 Elect Chang Guangshen as Non-Independent

Director

Mgmt For For





Ticker: 000656


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Overseas Listing of Company's

Subsidiary Complies with Circular on Issues

Relevant to Regulating the Subsidiaries of

Domestic Listed Companies to List Overseas

Mgmt For For

2 Approve Overseas Listing of Company's

Subsidiary Jinke Property Services Group Co.,

Ltd.

3 Approve Application for Full Circulation of

Shares

4 Approve Company to Maintain Independent

Listing

5 Approve Description of Sustainable

Profitability and Prospects

6 Approve Authorization of the Board for

Overseas Listing of Subsidiary

7 Approve Directors and Senior Executives to

Hold Shares in Jinke Property Services Group

Co., Ltd.


Association

Mgmt

Mgmt

Mgmt

Mgmt

Mgmt

Mgmt

Mgmt

For

For

For

For

For

For

For

For

For

For

For

For

For

For

Liberty Holdings Ltd.

Meeting Date: 05/14/2020 Country: South Africa


Primary Security ID: S44440121

Ticker: LBH

Primary ISIN: ZAE000127148

Proposal Vote


Ordinary Resolutions

Mgmt

1 Accept Financial Statements and Statutory

Reports for the Year Ended 31 December

2019

Mgmt For For

2.1 Re-elect Nooraya Khan as Director Mgmt For For

2.2 Re-elect Carol Roskruge Cele as Director Mgmt For For

2.3 Re-elect Yunus Suleman as Director Mgmt For For

2.4 Elect Nick Criticos as Director Mgmt For For

3 Reappoint PwC Inc as Auditors Mgmt For For

Vote Summary Report



Proposal Vote


4

Place Authorised but Unissued Ordinary

Shares under Control of Directors

Mgmt

For

For

5 Place Authorised but Unissued Preference

Shares under Control of Directors

Mgmt For For

6 Authorise Board to Issue Shares for Cash Mgmt For For

7.1 Re-elect Yunus Suleman as Chairman of the

Group Audit and Actuarial Committee

Mgmt For For

7.2 Re-elect Nooraya Khan as Member of the


Mgmt For For

7.3 Elect Simon Ridley as Member of the Group

Audit and Actuarial Committee

Mgmt For For

7.4 Elect Carol Roskruge Cele as Member of the


Mgmt For For

7.5 Re-elect Jim Sutcliffe as Member of the Group


Mgmt For Against

Blended Rationale: Remuneration: A vote against is applied because LGIM has had concerns with the remuneration for more

than a year.

7.6

8

Elect Howard Walker as Member of the Group


Approve Remuneration Policy

Mgmt

Mgmt

For

For

For

Against

Blended Rationale: Remuneration: Performance conditions: A vote against is applied as the level of disclosures in respect of

performance conditions does not allow shareholders to make a fully informed assessment of remuneration.Remuneration:

Performance conditions. A vote against is applied as LGIM expects the long-term incentive plan to be assessed against

performance conditions that are aligned with company performance.Remuneration: A vote against is applied as LGIM expects

all incentive plans to be capped either as a percentage of salary or a fixed number of shares.

9 Approve Implementation Report Mgmt For For

10 Approve Restricted Share Plan Mgmt For For

11 Approve Equity Growth Scheme Mgmt For For

Special Resolutions Mgmt

1 Authorise Directors to Issue Any Ordinary

Shares of the Company for the

Implementation of Any Share Incentive

Scheme

Mgmt For Against

Blended Rationale: A vote AGAINST this item is warranted because the number of shares reserved for use in share incentive

schemes is considered excessive.

2.1 Approve Fees for the Chairman of the Board Mgmt For For

2.2 Approve Fees for the Lead Independent

Director

Mgmt For For

2.3 Approve Fees for the Board Member Mgmt For For

2.4 Approve Fees for the International Board

Member, Member of Committees and

Subsidiary Board and Chairman of a

Sub-committee

Mgmt For For

Vote Summary Report



Proposal Vote


2.5

Approve Fees for the International Board

Member, Member of Committees and

Subsidiary Board and Chairman of a

Committee

Mgmt

For

For

2.6 Approve Fees for the Chairman of the Group


Mgmt For For

2.7 Approve Fees for the Member of the Group


Mgmt For For


Actuarial Committee

Mgmt For For


Actuarial Committee

Mgmt For For


Risk Committee

Mgmt For For


Risk Committee

Mgmt For For


Remuneration Committee

Mgmt For For


Remuneration Committee

Mgmt For For


Social, Ethics and Transformation Committee

Mgmt For For


Social, Ethics and Transformation Committee

Mgmt For For


Directors' Affairs Committee

Mgmt For For


IT Committee

Mgmt For For

2.18 Approve Fees for the Member of the Group IT

Committee

Mgmt For For

2.19 Approve Fees for the Chairman of the

STANLIB Limited Board

Mgmt For For

2.20 Approve Fees for the Member of the STANLIB

Limited Board

Mgmt For For

2.21 Approve Fee Per Ad Hoc Board Meeting Mgmt For For

2.22 Approve Fee Per Ad Hoc Board Committee

Meeting

Mgmt For For

3.1 Approve Financial Assistance to Related or

Inter-related Company

Mgmt For For

3.2 Approve Financial Assistance to Any

Employee, Director, Prescribed Officer or

Other Person or Any Trust Established for

their Benefit in Terms of Any Share Incentive

Scheme

Mgmt For For

4 Authorise Repurchase of Issued Share Capital Mgmt For For

Vote Summary Report


Pangang Group Vanadium Titanium & Resources Co., Ltd.




Ticker: 000629


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For


Mgmt

For

For

4 Approve Financial Budget

Mgmt

For

For


Mgmt

For

For


Mgmt

For

For

7 Approve Investment Plan Draft

Mgmt

For

For


Mgmt

For

For

9 Approve Allowance of Independent Directors

Mgmt

For

For

10 Elect Chen Liexi as Supervisor

SH For

For


CUMULATIVE VOTING

11.1 Elect Xie Junyong as Non-independent

Director

11.2 Elect Shen Changchun as Non-independent

Director

Mgmt

SH

SH

For

For

For

For

Ping An Bank Co., Ltd.




Ticker: 000001


Proposal Vote


1


Mgmt

For

For



Vote Summary Report


Ping An Bank Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

4

Approve Financial Statements and Financial

Budget Report

Mgmt

For

For


6 Approve Related Party Transactions and

Implementation of Related Party Transaction

Management System

Mgmt For For


8 Approve Composition of Board of the


Mgmt For For

9 Elect Che Guobao as Supervisor Mgmt For For

ELECT SUPERVISOR VIA CUMULATIVE

VOTING

Mgmt

10.1 Elect Wang Chunhan as Supervisor Mgmt For For

10.2 Elect Wang Songqi as Supervisor Mgmt For For

10.3 Elect Han Xiaojing as Supervisor Mgmt For For

Sanan Optoelectronics Co. Ltd.




Ticker: 600703

Primary ISIN: CNE000000KB3

Proposal Vote


1


Mgmt

For

For





Raised Funds

Mgmt For For




Mgmt For Against


Vote Summary Report


AECC Aviation Power Co. Ltd.




Ticker: 600893

Primary ISIN: CNE000000JW1

Proposal Vote


1


Mgmt

For

For








9 Approve Related Party Transactions Mgmt For Against



There are inherent risks associated with the financial services to be provided under this proposal

10 Approve Issuance of Shares and Raising

Supporting Funds as well as Special Report on

the Deposit and Usage of Raised Funds

Mgmt For For



Mgmt For For


13 Approve Related Party Transactions in

Connection with Transfer of Land Use Rights

and Its Property

Mgmt For For

14 Elect Yan Jianxing as Non-Independent

Director

SH For For

A-Living Services Co., Ltd.




Ticker: 3319

Primary ISIN: CNE100002RY5

Vote Summary Report



Proposal Vote


1


Directors

Mgmt

For

For


Committee

Mgmt For For

3 Approve 2019 Audited Consolidated Financial

Statements

Mgmt For For

4 Approve 2019 Annual Report Mgmt For For

5 Approve 2020 Annual Financial Budget Mgmt For For

6 Approve Final Dividend Mgmt For For

ELECT DIRECTORS Mgmt

7.1 Elect Chan Cheuk Hung as Director Mgmt For For

7.2 Elect Huang Fengchao as Director Mgmt For Against


comprise independent directors.Joint Chair/CEO: A vote against is applied as LGIM expects the roles of Chair and CEO to be

separate. These two roles are substantially different and a division of responsibilities ensures there is a proper balance of

authority and responsibility on the board.

7.3 Elect Li Dalong as Director Mgmt For For

7.4 Elect Wei Xianzhong as Director

Mgmt

For

Against

Blended Rationale: A vote AGAINST Wei Xianzhong is warranted as he failed to attend at least 75 percent of board meetings in

the most recent fiscal year, without a satisfactory explanation.

7.5 Elect Yue Yuan as Director Mgmt For For

7.6 Elect Wan Kam To as Director

Mgmt

For

Against

Blended Rationale: Board mandates: A vote against is applied as LGIM expects non-executive directors not to hold too many

external roles to ensure they can undertake their duties effectively.

7.7 Elect Wong Chui Ping Cassie as Director Mgmt For For

7.8 Elect Wang Peng as Director Mgmt For For

ELECT SUPERVISORS Mgmt

8.1 Elect Shi Zhengyu as Supervisor Mgmt For For

8.2 Elect Wang Gonghu as Supervisor Mgmt For For

8.3 Elect Wang Shao as Supervisor Mgmt For For

9 Authorize Board to Fix Remuneration of

Directors

Mgmt For For

10 Authorize Supervisory Committee to Fix

Remuneration of Supervisors

Mgmt For For

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

11 Approve PricewaterhouseCoopers as Auditor

and Authorize Board to Fix Their

Remuneration

Mgmt For Against


by the company's external auditors as this will bring into question the independence of their judgement.



Domestic Shares/Unlisted Foreign Shares/H

Shares

Mgmt For Against



13 Approve Expansion of Business Scope Mgmt For For


Mgmt

For

For

Beijing Dabeinong Technology Group Co., Ltd.




Ticker: 002385


Proposal Vote


1


Mgmt

For

For







8 Approve Authorization to the Chairman of the

Board

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted due to absence of check and balance in the decision-making policy.

9 Approve Provision of Guarantee

Mgmt

For

Against



meeting circular.

Vote Summary Report


Beijing Dabeinong Technology Group Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

10 Approve Continued Use of Own Idle Funds to

Purchase Low-risk Financial Products

Mgmt For Against


risks.





Ticker: 300251


Proposal Vote


1

Approve Employee Share Purchase Plan Draft

and Summary

Mgmt

For

For

2 Approve Management Method of Employee

Share Purchase Plan

Mgmt For For


All Matters Related to Employee Share

Purchase Plan

Mgmt For For

Beijing Oriental Yuhong Waterproof Technology Co., Ltd.




Ticker: 002271

Primary ISIN: CNE100000CS3

Proposal Vote


1


Mgmt

For

For







Vote Summary Report


Beijing Oriental Yuhong Waterproof Technology Co., Ltd.

Proposal Vote


8

Approve Remuneration of Directors

Mgmt

For

For



Lines

Mgmt For For



Commercial Papers

Mgmt For For

13 Approve External Guarantee Mgmt For For

14 Approve Use of Idle Own Funds for Cash

Management

Mgmt For Against


risks.

15 Approve Change of Registered Capital and


Mgmt For For

China International Capital Corporation Limited



Primary Security ID: Y1R99Y109

Ticker: 3908


Proposal Vote


1

Approve 2019 Work Report of the Board of

Directors

Mgmt

For

For

2 Approve 2019 Work Report of the Supervisory

Committee

Mgmt For For



5 Approve Deloitte Touche Tohmatsu Certified

Public Accountants LLP as Domestic

Accounting Firm and Deloitte Touche

Tohmatsu as International Accounting Firm


Remuneration

Mgmt For For

6 Approve Plan on Authorization of the

Shareholders' General Meeting to the Board of

Directors

Mgmt For For

Vote Summary Report


China National Accord Medicines Corp. Ltd.




Ticker: 200028


Proposal Vote



Mgmt







Mgmt For For


7 Approve Provision of Guarantee by Controlled

Subsidiary to its Wholly-owned Subsidiary

Mgmt For For


9 Approve Provision of Financial Services Mgmt For Against




China Satellite Communications Co., Ltd.



Primary Security ID: Y1R121105

Ticker: 601698

Primary ISIN: CNE100003PX9

Proposal Vote


1


Mgmt

For

For




Vote Summary Report


China Satellite Communications Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

5 Approve Financial Budget Report Mgmt For Against


6 Approve Financial Services Agreement and

Related Party Transactions

Mgmt

For

Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted since:- The proposed financial service agreements

with the group finance company may expose the company to unnecessary risks.- There are inherent risks associated with the

financial services to be provided under this proposal.

7 Approve Appointment of Financial Auditor and Mgmt For For

8


Approve Report of the Independent Directors

Mgmt

For

For

9 Approve Daily Related-Party Transactions Mgmt For For


FangDa Carbon New Material Co., Ltd.




Ticker: 600516

Primary ISIN: CNE000001CC6

Proposal Vote


1


Mgmt

For

For







Mgmt For For

ELECT NON-INDEPENDENT DIRECTOR VIA

CUMULATIVE VOTING

Mgmt

7.1 Elect Qiu Yapeng as Non-Independent

Director

Mgmt For For

Vote Summary Report


Federal Grid Co. of Unified Energy System PJSC



Primary Security ID: X2393G109

Ticker: FEES

Primary ISIN: RU000A0JPNN9

Proposal Vote


1


Mgmt

For

For


3 Approve Allocation of Income Mgmt For For

4 Approve Dividends of RUB 0.009 per Share Mgmt For For


Blended Rationale: A vote AGAINST this item is warranted because the proposal is based on the regulations that the base fee

of non-executive directors is linked to the performance indicator, the company's revenue, which is uncommon in Russia and is

in deviation of the local corporate governance code recommending against performance-based remuneration for non-executive

directors.

6 Approve Remuneration of Members of Audit

Commission

Mgmt For Against

Blended Rationale: A vote AGAINST this item is warranted because the remuneration of the audit commission members

contains performance-based variable base fee.

Elect 11 Directors by Cumulative Voting Mgmt

7.1 Elect Pavel Grachev as Director Mgmt None For

7.2 Elect Pavel Grebtsov as Director Mgmt None Against

7.3 Elect Igor Kamenskoi as Director Mgmt None Against

7.4 Elect Pavel Livinskii as Director Mgmt None Against

7.5 Elect Iurii Manevich as Director Mgmt None Against

7.6 Elect Andrei Murov as Director Mgmt None Against

7.7 Elect Leonid Neganov as Director Mgmt None Against

7.8 Elect Larisa Romanovskaia as Director Mgmt None Against

7.9 Elect Nikolai Roshchenko as Director Mgmt None Against

7.10 Elect Ernesto Ferlenghi as Director Mgmt None For

7.11 Elect Vladimir Furgalskii as Director Mgmt None Against

Elect Five Members of Audit Commission Mgmt

8.1 Elect Evgenii Bodriashov as Member of Audit

Commission

Mgmt For For

8.2 Elect Andrei Gabov as Member of Audit

Commission

Mgmt For For

Vote Summary Report


Federal Grid Co. of Unified Energy System PJSC

Proposal Vote


8.3

Elect Tatiana Zobkova as Member of Audit

Commission

Mgmt

For

For

8.4 Elect Svetlana Kim as Member of Audit

Commission

Mgmt For For

8.5 Elect Dmitrii Ponomarev as Member of Audit

Commission

Mgmt For For

9 Ratify Ernst and Young as Auditor Mgmt For For

10 Approve Early Termination of Powers of Sole

Executive Body

Mgmt For Against

Blended Rationale: A vote AGAINST this resolution is warranted, because:- The person(s) acting on behalf of the general

director (CEO) is no longer directly accountable to shareholders, but instead to a legal entity controlled by the majority

shareholder only; and- The company does not provide a compelling rationale for the proposed appointment.

11 Approve Transfer of Powers of Sole Executive

Body to Managing Company PJSC Rosseti

Mgmt For Against

Blended Rationale: A vote AGAINST this resolution is warranted, because: - The person(s) acting on behalf of the general

director (CEO) is no longer directly accountable to shareholders, but instead to a legal entity controlled by the majority

shareholder only; and - The company does not provide a compelling rationale for the proposed appointment.

12 Approve New Edition of Charter Mgmt For Against

Blended Rationale: Governance Concerns: A vote AGAINST is warranted because the proposed amendments could have a

negative impact on shareholders' rights.

13 Approve New Edition of Regulations on

General Meetings

14 Approve New Edition of Regulations on Board

of Directors


Remuneration of Directors

16 Approve New Edition of Regulations on Audit

Commission


Remuneration of Members of Audit

Commission


Management

Mgmt

Mgmt

Mgmt

Mgmt

Mgmt

Mgmt

For

For

For

For

For

For

For

For

For

For

For

For

Gemdale Corp.




Ticker: 600383


Vote Summary Report


Gemdale Corp.

Proposal Vote


1


Mgmt

For

For






7 Approve External Guarantee Mgmt For Against


guarantee request.


Instruments

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted as the proposal include authorization on issuance of dilutive financial

instruments without further disclosure on pertinent details.

GRG Banking Equipment Co., Ltd.




Ticker: 002152


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Change of Business Scope Mgmt For For



Mgmt

For

For

Guanghui Energy Co., Ltd.




Ticker: 600256


Vote Summary Report


Guanghui Energy Co., Ltd.

Proposal Vote


1


Mgmt

For

For






7 Approve Termination of Performance Shares

and Stock Option Incentive Plan as well as

Repurchase Cancellation of Relevant

Performance Shares and Stock Options

Mgmt For For

8 Approve Formulation of Shareholder Return

Plan

Mgmt For For


Raised Funds

Mgmt For For

10 Approve Related Party Transactions Mgmt For For

Guangzhou Shiyuan Electronic Technology Co. Ltd.




Ticker: 002841


Proposal Vote


1


Mgmt

For

For







Credit Lines

Mgmt For For

8 Approve Foreign Exchange Hedging Business Mgmt For For

Vote Summary Report


Guangzhou Shiyuan Electronic Technology Co. Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

9 Approve Use of Idle Own Funds to Purchase

Low-risk Financial Products

Mgmt For Against


risks.


Performance Shares

Mgmt For For

11 Approve Shareholder Dividend Return Plan Mgmt For For



Mgmt For For

13 Amend Company System Mgmt For For



Management Members

Mgmt For For

Guosen Securities Co., Ltd.




Ticker: 002736

Primary ISIN: CNE100001WS9

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Association

Mgmt For For

Hangzhou Hikvision Digital Technology Co., Ltd.




Ticker: 002415

Primary ISIN: CNE100000PM8

Proposal Vote


1


Mgmt

For

For



Vote Summary Report


Hangzhou Hikvision Digital Technology Co., Ltd.

Proposal Vote


4


Mgmt

For

For



Report

Mgmt For For



9 Approve Application of Credit Lines Mgmt For For




meeting circular.

11 Approve Financial Services Agreement Mgmt For Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted since the proposed financial service agreement with

the group finance company may expose the company to unnecessary risks.

12 Approve Provision of Guarantee to Controlled

Subsidiary

Mgmt For For


Performance Shares

Mgmt For For

14 Approve Foreign Exchange Hedging

Transactions

Mgmt For For

15 Approve to Adjust the Third Unlocking Period

Performance Evaluation Benchmarking

Enterprise in Connection to Performance

Share Incentive Plan

Mgmt For For

16 Amend the Company's Performance

Evaluation Indicators in Connection to

Performance Share Incentive Plan

Mgmt For For

17 Approve Financial Assistance Provision Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the level of loan to be provided to the receiving entities is

disproportionate to the company's ownership in the said entities. The company has failed to provide any justifications in the

meeting circular.


Subsidiary

Mgmt For For

Holitech Technology Co. Ltd.




Ticker: 002217


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1


Mgmt

For

For


3 Approve Internal Control Self-evaluation

Report

Mgmt For For



Mgmt For For

5 Approve Authorization of Chairman to Handle

Application of Loan from Financial Institution

Mgmt For For


7 Approve Profit Distribution for First Quarter SH For For


Financial Products

Mgmt For For



11 Approve Authorization of Chairman to Handle

the Borrowings from Shareholder and

Related-party Transaction

Mgmt For For



CUMULATIVE VOTING

Mgmt

13.1 Elect Chen Guisheng as Non-independent

Director

SH For For

13.2 Elect Huang Xuhui as Non-independent

Director

SH For For

13.3 Elect Zheng Shu as Non-independent Director SH For For

13.4 Elect Lin Weijie as Non-independent Director SH For For

13.5 Elect Su Qiying as Non-independent Director SH For For

13.6 Elect Ma Xiaojun as Non-independent Director SH For For

13.7 Elect Wang Yongyong as Non-independent

Director

Mgmt For For


CUMULATIVE VOTING

Mgmt

14.1 Elect Li Lu as Independent Director Mgmt For For

14.2 Elect Xu Bo as Independent Director Mgmt For For

14.3 Elect Lin Liyong as Independent Director Mgmt For For

14.4 Elect Yan Hui as Independent Director Mgmt For For

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


VOTING

15.1 Elect Wang Zuo as Supervisor

Mgmt

SH

For

For

15.2 Elect Wu Binbin as Supervisor

SH For

For

16 Approve Profit Distribution

SH For

For

Hua Xia Bank Co., Ltd.




Ticker: 600015

Primary ISIN: CNE000001FW7

Proposal Vote


1


Mgmt

For

For







of Remuneration

Mgmt For For

7 Approve Issuance of Financial Bonds and

Related Authorizations

Mgmt For For

8 Approve Report on the Implementation of the

Related Party Transaction Management

System and Related Party Transactions

Mgmt For For

APPROVE RELATED PARTY TRANSACTIONS Mgmt


Shougang Group Co., Ltd.

Mgmt For For


State Grid Yingda International Holdings

Group Co., Ltd.

Mgmt For For


People's Insurance Company of China Co.,

Ltd.

Mgmt For For


Beijing Infrastructure Investment Co., Ltd.

Mgmt For For

Vote Summary Report


Hua Xia Bank Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

9.5

Approve Related Party Transactions with

Huaxia Financial Leasing Co., Ltd.

Mgmt

For

For


on the Evaluation of the Performance of the

Board of Directors and its Members

Mgmt For For


on the Performance Evaluation of Supervisors

Mgmt For For

Huapont Life Sciences Co., Ltd.




Ticker: 002004

Primary ISIN: CNE000001JJ6

Proposal Vote


1


Mgmt

For

For







Mgmt For For



9 Amend Provision of Financial Assistance

Management Method

Mgmt For For

10 Amend Management System of Usage of

Raised Funds

Mgmt For For

11 Amend Management System for Providing

External Guarantees

Mgmt For For


13 Approve Provision of Financial Assistance Mgmt For For


15 Approve Overseas Issuance of Bonds Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because there is lack of disclosure on the pertinent details of the embedded

guarantee request under the bond issuance proposal.

Vote Summary Report


Hundsun Technologies, Inc.




Ticker: 600570

Primary ISIN: CNE000001GD5

Proposal Vote


1


Mgmt

For

For





Report

Mgmt For For


7 Approve Appointment of Auditor and Its

Remuneration

Mgmt For For

8 Approve Construction and Development of the

Second Phase Project

Mgmt For For

9 Approve Related Party Transaction in

Connection to Merger by Absorption

Mgmt For For

10 Approve Application of Liquidation Mgmt For For



Lines

Mgmt For For

13 Approve Overall Plan for Financial Products

Investment

Mgmt For Against


risks.

Hypera SA



Primary Security ID: P5230A101

Ticker: HYPE3

Primary ISIN: BRHYPEACNOR0

Vote Summary Report


Hypera SA

Proposal Vote


1

Approve Agreement to Acquire All Shares of

the Company to Be Incorporated in Brazil and

Held by Takeda Pharmaceutical International

AG (Takeda) and Affiliates

Mgmt

For

For

2 Ratify Planconsult Planejamento e Consultoria

Ltda. as the Independent Firm to Appraise

Proposed Transaction

Mgmt For For

3 Approve Independent Firm's Appraisal Mgmt For For

Jiangsu Zhongnan Construction Group Co., Ltd.




Ticker: 000961

Primary ISIN: CNE0000011P7

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


2 Approve Provision of Loan

Mgmt

For

For

NAURA Technology Group Co., Ltd.




Ticker: 002371

Primary ISIN: CNE100000ML7

Proposal Vote


1


Mgmt

For

For





of Capital Reserves

Mgmt For For

Vote Summary Report


NAURA Technology Group Co., Ltd.

Proposal Vote


6

Approve Appointment of Auditor

Mgmt

For

For



Application

Mgmt For For



Commercial Papers and Medium-term Notes

Mgmt For For

Northeast Securities Co., Ltd.




Ticker: 000686


Proposal Vote


1


Mgmt

For

For







Mgmt For For


TRANSACTIONS

Mgmt


Yinhua Fund Management Co., Ltd.

Mgmt For For

7.2 Approve Related Party Transaction with Bank

of Jilin

Mgmt For For



CUMULATIVE VOTING

Mgmt

9.1 Elect Li Fuchun as Non-Independent Director Mgmt For For

9.2 Elect He Junyan as Non-Independent Director Mgmt For For

9.3 Elect Cui Wei as Non-Independent Director Mgmt For For

9.4 Elect Song Shanglong as Non-Independent

Director

Mgmt For For

Vote Summary Report


Northeast Securities Co., Ltd.

Proposal Vote


9.5

Elect Sun Xiaofeng as Non-Independent

Director

Mgmt

For

For

9.6 Elect Liu Shusen as Non-Independent Director Mgmt For For

9.7 Elect Tai Ge as Non-Independent Director Mgmt For For

9.8 Elect Zhang Hongdong as Non-Independent

Director

Mgmt For For


CUMULATIVE VOTING

Mgmt

10.1 Elect Shi Jichun as Independent Director Mgmt For For

10.2 Elect Li Dongfang as Independent Director Mgmt For For

10.3 Elect Cui Jun as Independent Director Mgmt For For

10.4 Elect Wang Wensheng as Independent

Director

Mgmt For For

10.5 Elect Ren Chong as Independent Director Mgmt For For


VOTING

Mgmt

11.1 Elect Yang Shucai as Supervisor Mgmt For For

11.2 Elect Wang Huamin as Supervisor Mgmt For For

11.3 Elect Tian Kuiwu as Supervisor Mgmt For For

11.4 Elect Qin Yin as Supervisor Mgmt For For

11.5 Elect Cui Xuebin as Supervisor Mgmt For For

11.6 Elect Wei Yihua as Supervisor Mgmt For For

Orient Securities Co., Ltd.




Ticker: 3958


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

AGM BALLOT FOR HOLDERS OF H SHARES Mgmt


Directors

2 Approve 2019 Report of Supervisory

Committee

Mgmt

Mgmt

For

For

For

For

Vote Summary Report



Proposal Vote


3

Approve 2019 Final Accounts Report

Mgmt

For

For

4 Approve 2019 Profit Distribution Proposal Mgmt For For


6 Approve 2020 Company Proprietary Business

Scale

Mgmt For For

7 Approve Conduction of Asset-Backed

Securitization Business with the Company's

Credit Assets from Its Financing Businesses

Mgmt For For

RESOLUTIONS IN RELATION TO THE

PROJECTED ROUTINE RELATED-PARTY

TRANSACTIONS OF THE COMPANY IN 2020

Mgmt

8.01 Approve Routine Related-Party Transactions

with Shenergy (Group) Company Limited and

Its Related Companies

Mgmt For For


with Other Related Parties

Mgmt For For

9 Approve 2020 Provision of Guarantees Mgmt For For

10 Approve 2020 Appointment of Auditors Mgmt For For

11 Elect Zhou Donghui as Director Mgmt For For

12 Approve Shareholders' Returns in the Next

Three Years (2020-2022)

Mgmt For For


GENERAL MANDATE TO ISSUE ONSHORE

DEBT FINANCING INSTRUMENTS OF THE

COMPANY

Mgmt

13.01 Approve Issue Size of the Debt Financing

Instruments

Mgmt For For

13.02 Approve Issue Type of the Debt Financing

Instruments

Mgmt For For

13.03 Approve Issue Term of the Debt Financing

Instruments

Mgmt For For

13.04 Approve Interest Rate and Basis of

Determination of the Debt Financing

Instruments

Mgmt For For

13.05 Approve Issue Method and Issue Target Mgmt For For



13.08 Approve Validity Period of Resolution Mgmt For For


Vote Summary Report



Proposal Vote




Additional A and/or H Shares

Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST the general A and/or H share issuance mandate is warranted for the

following:- The share issuance limit exceeds 10 percent.- The company has not specified the discount limit.





Ticker: 3958


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Mgmt


Directors

Mgmt For For

2 Approve 2019 Report of Supervisory

Committee

Mgmt For For

3 Approve 2019 Final Accounts Report Mgmt For For



6 Approve 2020 Company Proprietary Business

Scale

Mgmt For For


GENERAL MANDATE TO ISSUE ONSHORE

DEBT FINANCING INSTRUMENTS OF THE

COMPANY

Mgmt

7.1 Approve Issue Size of the Debt Financing

Instruments

Mgmt For For

7.2 Approve Issue Type of the Debt Financing

Instruments

Mgmt For For

7.3 Approve Issue Term of the Debt Financing

Instruments

Mgmt For For

7.4 Approve Interest Rate and Basis of

Determination of the Debt Financing

Instruments

Mgmt For For

7.5 Approve Issue Method and Issue Target Mgmt For For



Vote Summary Report



Proposal Vote


7.08

Approve Validity Period of Resolution

Mgmt

For

For

8 Approve Conduction of Asset-Backed

Securitization Business with the Company's

Credit Assets from Its Financing Businesses

Mgmt For For


PROJECTED ROUTINE RELATED-PARTY

TRANSACTIONS OF THE COMPANY IN 2020

Mgmt


with Shenergy (Group) Company Limited and

Its Related Companies

Mgmt For For


with Other Related Parties

Mgmt For For

10 Approve 2020 Provision of Guarantees Mgmt For For

11 Approve 2020 Appointment of Auditors Mgmt For For


13 Elect Zhou Donghui as Director Mgmt For For




Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST the general A and/or H share issuance mandate is warranted for the

following:- The share issuance limit exceeds 10 percent.- The company has not specified the discount limit.


PT Perusahaan Gas Negara Tbk

Meeting Date: 05/15/2020 Country: Indonesia


Primary Security ID: Y7136Y118

Ticker: PGAS

Primary ISIN: ID1000111602

Proposal Vote


1

Accept Annual Report and Report of the

Partnership and Community Development

Program (PCDP)

Mgmt

For

For

2 Approve Financial Statements, Financial

Report of the Partnership and Community

Development Program (PCDP), and Discharge

of Directors and Commissioners

Mgmt For For


Vote Summary Report


PT Perusahaan Gas Negara Tbk

Proposal Vote


4

Approve Remuneration and Tantiem of

Directors and Commissioners

Mgmt

For

For

5 Approve Auditors of the Company and the

Partnership and Community Development

Program (PCDP)

Mgmt For For

6 Approve Changes in Boards of Company Mgmt For Against

Blended Rationale: A vote AGAINST this resolution is warranted given the lack of information to make an informed voting

decision.

7 Amend Article 3 of the Articles of Association Mgmt For Against


decision.

Shandong Chenming Paper Holdings Limited




Ticker: 200488

Primary ISIN: CNE000000QM7

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

CLASS MEETING FOR HOLDERS OF B SHARES Mgmt

1 Approve 2020 Restricted Share Incentive

Scheme (Draft) of Shandong Chenming Paper

Holdings Limited (Draft) and Its Summary

Mgmt

For

Against

Blended Rationale: A vote AGAINST these proposals is warranted given the following: - the Incentive Scheme permits shares to

be issued with a grant price at a discount of more than 10 percent to recent market prices; and - the board was not able to

provide a compelling justification as to why the company will be issuing shares at a discount.

2 Approve Assessment Management Measures

for the Implementation of the 2020 Restricted

Share Incentive Scheme (Draft) of Shandong

Chenming Paper Holdings Limited

Mgmt For Against




3 Authorize Board to Deal with All Matters in

Relation to the Share Incentive Scheme of the

Company

Mgmt For Against




Vote Summary Report






Ticker: 200488


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction





Mgmt

For

Against








Mgmt For Against






Company

Mgmt For Against








Ticker: 200488


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction





Mgmt

For

Against




Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction





Mgmt For Against






Company

Mgmt For Against




Shandong Sunpaper Co., Ltd.




Ticker: 002078


Proposal Vote


1


Mgmt

For

For






6.1 Approve Daily Related-party Transaction with

Shandong Sun Plaza International Hotel Co.,

Ltd.

Mgmt For For


Wanguo Sun Paper White Cardboard Co., Ltd.

Mgmt For For


Shandong International Sun Paper Paperboard

Co., Ltd.

Mgmt For For


Shandong Wanguo Sun Food Packaging

Materials Co., Ltd.

Mgmt For For


Vote Summary Report


Shandong Sunpaper Co., Ltd. Proposal

Number Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Association

Mgmt

For

For

9 Approve Investment and Construction of

Guangxi Beihai 3.5 Million Tons

Forest-pulp-paper Integration (Phase I)

Project

Mgmt For For





Ticker: 300115


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


CUMULATIVE VOTING

Mgmt

1.1 Elect Chen Qixing as Non-independent

Director

Mgmt For For

1.2 Elect Chen Xiaoshuo as Non-independent

Director

Mgmt For For

1.3 Elect Zhu Shouli as Non-independent Director Mgmt For For

1.4 Elect Peng Jianchun as Non-independent

Director

Mgmt For For


CUMULATIVE VOTING

Mgmt

2.1 Elect Zhan Weizai as Independent Director Mgmt For For

2.2 Elect Liang Rong as Independent Director Mgmt For For

2.3 Elect Kong Xiangyun as Independent Director Mgmt For For


VOTING

Mgmt

3.1 Elect Chen Hang as Supervisor Mgmt For For

3.2 Elect Zhan Min as Supervisor Mgmt For For

Vote Summary Report


Shenzhen Kaifa Technology Co., Ltd.




Ticker: 000021

Primary ISIN: CNE000000FK4

Proposal Vote


1


Mgmt

For

For






Control Auditor

Mgmt For For


Application

Mgmt For For


Soochow Securities Co., Ltd.




Ticker: 601555


Proposal Vote


1


Mgmt

For

For





6 Approve Daily Related-party Transactions Mgmt For Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted since the proposed purchase of financial products

may expose the company to unnecessary risks.

7 Approve Proprietary Investment Scale Mgmt For For

Vote Summary Report


Soochow Securities Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

8


Association

Mgmt

For

For



Mgmt For For

10 Approve Implementing Rules for Cumulative

Voting System

Mgmt For For

11 Elect Liu Fan as Director Mgmt For For

APPROVE PUBLIC ISSUANCE OF CORPORATE

BONDS

Mgmt

12.1 Approve Issue Scale Mgmt For For

12.2 Approve Placing Arrangements for

Shareholders

Mgmt For For

12.3 Approve Bond Maturity Mgmt For For

12.4 Approve Bond Interest Rate and

Determination Method

Mgmt For For



12.7 Approve Guarantee Matters Mgmt For For



12.10 Approve Safeguard Measures for Debt

Repayment

Mgmt For For

Suzhou Gold Mantis Construction & Decoration Co., Ltd.




Ticker: 002081


Proposal Vote


1


Mgmt

For

For





Vote Summary Report


Suzhou Gold Mantis Construction & Decoration Co., Ltd.

Proposal Vote


6 Approve Credit Line Application Mgmt For For


Subsidiaries within the Scope of Consolidated

Statements

Mgmt

For

Against


disproportionate to the level of ownership in the said subsidiaries. The company has failed to provide any justifications in the meeting circular.

8 Approve Provision of Guarantee for Business

Undertake of Subsidiary

Mgmt For For

9 Approve Provision of Guarantee for Loan of

Singapore Gold Mantis Pte. Ltd.

Mgmt For For




11 Approve Accounts Receivable Factoring

Business

Mgmt For For

12 Approve Financial Asset Transfer and

Repurchase Business

Mgmt For For

13 Approve Use of Own Funds to Purchase

Financial and Trust Products

Mgmt For Against


risks.

14 Approve to Appoint Financial Auditor Mgmt For For

15 Elect Zhang Xinhong as Non-Independent

Director

SH For For


Performance Shares

Mgmt For For



Mgmt For For

18 Approve Merger by Absorption Mgmt For For

Taiji Computer Corp. Ltd.




Ticker: 002368


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Vote Summary Report


Taiji Computer Corp. Ltd.

Proposal Vote


2


Mgmt

For

For




6 Approve Daily Related-party Transaction Mgmt For Against


potentially include a financial service agreement with the group finance company, which may expose the company to

unnecessary risks.- Absent sufficient details, there are inherent risks associated with the financial services to be provided under

this proposal.

7 Approve Financial Service Agreement Mgmt For Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted since:- The proposed financial service agreement



8 Approve Application of Credit Lines Mgmt For Against



9 Approve Provision of Guarantee for Subsidiary Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the level of guarantee to be provided to one of the guaranteed entity

is disproportionate to the level of ownership in the said entity. The company has failed to provide any justifications in the

meeting circular

Wangsu Science & Technology Co., Ltd.




Ticker: 300017

Primary ISIN: CNE100000GQ8

Proposal Vote


1


Mgmt

For

For





Vote Summary Report


Wangsu Science & Technology Co., Ltd.

Proposal Vote


6

Approve Adjustment on Number of Incentive

Objects and Scale of Grant of 2017 Stock

Options and Performance Shares and

Repurchase and Cancellation of Performance

Shares

Mgmt

For

For

7 Approve Repurchase and Cancellation of 2017

Stock Option and Performance Shares,

Exercise Period, Unlocking Period Has Not

Reached the Right to Exercise, Unlocking

Conditions Corresponding to Stock Options

and Performance Shares

Mgmt For For


Stock Option and Performance Shares,

Reservation of Exercise Period, Unlocking

Period Has Not Reached the Right to Exercise,

Unlocking Conditions Corresponding to Stock

Options and Performance Shares

Mgmt For For

9 Approve Change in Registered Capital and

Amendments to Articles of Association

Mgmt For For

10 Approve Provision for Asset Impairment and

Write-off

Mgmt For For

Wen's Foodstuff Group Co., Ltd.



Primary Security ID: Y2R30P108

Ticker: 300498


Proposal Vote


1


Mgmt

For

For





Report

Mgmt For For


Raised Funds

Mgmt For For



Mgmt For For


Vote Summary Report


Wen's Foodstuff Group Co., Ltd.

Proposal Vote





meeting circular.


Supervisors

Mgmt For For



Management Members

Mgmt For For


Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.




Ticker: 002555


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Association

Mgmt For For

2 Approve to Adjust the Remuneration Plan of

Directors

Mgmt For For

WuXi AppTec Co., Ltd.




Ticker: 2359


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Directors


Committee

Mgmt

Mgmt

For

For

For

For

Vote Summary Report



Proposal Vote


3 Approve 2019 Annual Report, Annual Report

Summary and Annual Results Announcements

4 Approve 2019 Financial Report

Mgmt

Mgmt

For

For

For

For

5 Approve Provision of External Guarantees for

Subsidiaries

Mgmt

For

Against

Blended Rationale: A vote AGAINST this resolution is warranted given the possibility that the company could be taking in a

disproportionate amount of risk relative to its ownership stake without compelling justification.

6 Approve Deloitte Touche Tohmatsu (a Special

General Partnership) as PRC Financial Report

and Internal Control Report Auditors and

Deloitte Touche Tohmatsu as Offshore

Financial Report Auditors and Authorize Board

to Fix their Remuneration

Mgmt For For

7 Approve Foreign Exchange Hedging Limit Mgmt For For



10 Approve the Proposal in Relation to the

Compliance with Conditions for the Proposed

Non-Public Issuance of A Shares

Mgmt For For

11 Approve the Remedial Measures Regarding

Dilution on Returns for the Current Period

Due to the Proposed Non-Public Issuance of A

Shares

Mgmt For For

12 Approve the Shareholders' Dividend and

Return Plan (2020-2022)

Mgmt For For

ELECT EXECUTIVE AND NON-EXECUTIVE


Mgmt

13.1 Elect Ge Li as Director Mgmt For Against

Blended Rationale: Joint Chair/CEO: A vote against is applied as LGIM expects the roles of Chair and CEO to be separate. These

two roles are substantially different and a division of responsibilities ensures there is a proper balance of authority and


13.2 Elect Edward Hu as Director Mgmt For For

13.3 Elect Zhaohui Zhang as Director

Mgmt

For

For

13.4 Elect Ning Zhao as Director

Mgmt

For

Against



13.5 Elect Xiaomeng Tong as Director Mgmt For For

13.6 Elect Yibing Wu as Director Mgmt For For

13.7 Elect Steve Qing Yang as Director Mgmt For For



Mgmt

14.1 Elect Jiangnan Cai as Director Mgmt For For

Vote Summary Report



Proposal Vote


14.2

Elect Yan Liu as Director

Mgmt

For

For

14.3 Elect Dai Feng as Director Mgmt For For

14.4 Elect Hetong Lou as Director Mgmt For For

14.5 Elect Xiaotong Zhang as Director Mgmt For For


VOTING

Mgmt

15.1 Approve Harry Liang He as Supervisor Mgmt For For

15.2 Approve Jichao Wang as Supervisor Mgmt For For


17 Approve Increase in Registered Capital Mgmt For For


Association

Mgmt For For



Mgmt For For



Mgmt For For


Securities without Preemptive Rights for A

Shares and/or H Shares

Mgmt For Against



22 Authorize Repurchase of Issued A and H

Share Capital

Mgmt For For


PROPOSED NON-PUBLIC ISSUANCE OF A

SHARES UNDER GENERAL MANDATE

Mgmt

23.1 Approve Class and Par Value of Shares to be

Issued

Mgmt For For

23.2 Approve Method and Time of Issuance Mgmt For For

23.3 Approve Target Subscribers and Method of

Subscription

Mgmt For For

23.4 Approve Issue Price and Pricing Principles Mgmt For For

23.5 Approve Number of A Shares to be Issued Mgmt For For


23.7 Approve Place of Listing Mgmt For For

23.8 Approve Arrangement for the Retained

Undistributed Profits Prior to the Proposed


Mgmt For For

Vote Summary Report



Proposal Vote


23.9 Approve Validity Period of the Resolutions in

Relation to the Proposed Non-Public Issuance

of A Shares

23.10 Approve Amount and Use of Proceeds

Mgmt

Mgmt

For

For

For

For

24 Approve Feasibility Report

Mgmt

For

For

25 Approve the Report on the Use of Proceeds

from Previous Fund Raising

26 Approve the Authorization to the Board, the

Chairman and/or Authorized Persons of the

Chairman in Relation to the Proposed


27 Approve the Proposed Issuance of H Shares

Under Specific Mandate

Mgmt

Mgmt

Mgmt

For

For

For

For

For

For





Ticker: 2359


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


1 Approve 2019 Profit Distribution Plan

Mgmt

For

For


Share Capital



Mgmt

Mgmt

For

For

For

For





Ticker: 2359


Vote Summary Report



Proposal Vote



Mgmt


Directors

Mgmt For For


Committee

Mgmt For For

3 Approve 2019 Annual Report, Annual Report

Summary and Annual Results Announcements

Mgmt For For



6 Approve Provision of External Guarantees for

Subsidiaries

Mgmt For Against

Blended Rationale: A vote AGAINST this resolution is warranted given the possibility that the company could be taking in a

disproportionate amount of risk relative to its ownership stake without compelling justification.

7 Approve Deloitte Touche Tohmatsu (a Special

General Partnership) as PRC Financial Report

and Internal Control Report Auditors and

Deloitte Touche Tohmatsu as Offshore

Financial Report Auditors and Authorize Board

to Fix their Remuneration

Mgmt For For

8 Approve Foreign Exchange Hedging Limit Mgmt For For



Association

Mgmt For For



Mgmt For For



Mgmt For For





Shares and/or H Shares

Mgmt For Against




Share Capital

Mgmt For For

17 Approve the Proposal in Relation to the

Compliance with Conditions for the Proposed


Mgmt For For

Vote Summary Report



Proposal


Vote

Instruction Proponent Mgmt Rec


PROPOSED NON-PUBLIC ISSUANCE OF A

SHARES UNDER GENERAL MANDATE

Mgmt

18.1 Approve Class and Par Value of Shares to be

Issued

Mgmt For For

18.2 Approve Method and Time of Issuance Mgmt For For

18.3 Approve Target Subscribers and Method of

Subscription

Mgmt For For

18.4 Approve Issue Price and Pricing Principles Mgmt For For

18.5 Approve Number of A Shares to be Issued Mgmt For For



18.8 Approve Arrangement for the Retained

Undistributed Profits Prior to the Proposed


Mgmt For For

18.9 Approve Validity Period of the Resolutions in

Relation to the Proposed Non-Public Issuance

of A Shares

Mgmt For For


19 Approve Feasibility Report Mgmt For For

20 Approve the Report on the Use of Proceeds

from Previous Fund Raising

Mgmt For For

21 Approve the Remedial Measures Regarding

Dilution on Returns for the Current Period

Due to the Proposed Non-Public Issuance of A

Shares

Mgmt For For

22 Approve the Shareholders' Dividend and

Return Plan (2020-2022)

Mgmt For For

23 Approve the Authorization to the Board, the

Chairman and/or Authorized Persons of the

Chairman in Relation to the Proposed


Mgmt For For



Mgmt For For

ELECT EXECUTIVE AND NON-EXECUTIVE


Mgmt

25.1 Elect Ge Li as Director Mgmt For Against




25.2 Elect Edward Hu as Director Mgmt For For

25.4 Elect Zhaohui Zhang as Director

Mgmt

For

For

Vote Summary Report



Proposal


Vote


25.5 Elect Ning Zhao as Director

Mgmt

For

Against



25.6 Elect Xiaomeng Tong as Director Mgmt

25.7 Elect Yibing Wu as Director Mgmt

25.3 Elect Steve Qing Yang as Director Mgmt

For

For

For

For

For

For

ELECT INDEPENDENT NON-EXECUTIVE Mgmt


26.1 Elect Jiangnan Cai as Director Mgmt For

For

26.2 Elect Yan Liu as Director Mgmt For

For

26.3 Elect Hetong Lou as Director Mgmt For

For

26.4 Elect Xiaotong Zhang as Director Mgmt For

For

26.5 Elect Dai Feng as Director Mgmt For

For

ELECT SUPERVISORS VIA CUMULATIVE Mgmt

VOTING

27.1 Approve Harry Liang He as Supervisor Mgmt For

For

27.2 Approve Jichao Wang as Supervisor Mgmt For

For




Meeting Type: Special Ticker: 2359


Proposal Vote


CLASS MEETING FOR HOLDERS OF A SHARES

Mgmt



Share Capital

Mgmt For For



Mgmt For For

Vote Summary Report


Yang Quan Coal Industry (Group) Co., Ltd.




Ticker: 600348

Primary ISIN: CNE000001FP1

Proposal Vote


1


Mgmt

For

For





6 Approve 2019 Daily Related-party

Transactions

Mgmt For For

7 Approve 2020 Daily Related-party

Transactions

Mgmt For Against





9 Approve Performance Report of Audit Mgmt

Committee

For

For


11 Approve Internal Control Audit Report Mgmt For

For

12 Approve Signing of Coal Sales Contract Mgmt For

For

13 Approve Signing of Comprehensive Service Mgmt

Contract

For

For

14 Approve Provision of Counter Guarantee Mgmt For For

15 Approve to Appoint Auditor Mgmt For

For

Yango Group Co., Ltd.



Meeting Type: Annual Ticker: 000671


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1


Mgmt

For

For








Mgmt For For



Mgmt For For



Mgmt For For



All Related Matters Regarding Bidding for

Land

Mgmt For For

12 Approve Guarantee Plan Mgmt For For

13 Approve Provision of Shareholder Loans to

Some Real Estate Project Companies

Mgmt For For


CUMULATIVE VOTING

Mgmt

14.1 Elect Lin Tengjiao as Non-independent

Director

Mgmt For For

14.2 Elect Zhu Rongbin as Non-independent

Director

Mgmt For For

14.3 Elect He Mei as Non-independent Director Mgmt For Against



14.4 Elect Lin Yihui as Non-independent Director Mgmt For Against


directors.

14.5 Elect Liao Jianfeng as Non-independent Mgmt For For Director

14.6 Elect Zhong Changhao as Non-independent

Director

Mgmt For For


CUMULATIVE

Mgmt

15.1 Elect Lu Xiaoma as Independent Director Mgmt For For

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

15.2

Elect Liu Jingdong as Independent Director

Mgmt

For

For

15.3 Elect Wu Xiangdong as Independent Director Mgmt For For

15.4 Elect Guo Yongqing as Independent Director Mgmt For For


VOTING

Mgmt

16.1 Elect Wu Jie as Supervisor Mgmt For For

16.2 Elect Yu Meng as Supervisor Mgmt For For

Zhejiang Expressway Co., Ltd.




Ticker: 576


Proposal Vote


1

Approve 2019 Report of the Directors

Mgmt

For

For


Committee

Mgmt For For

3 Approve 2019 Audited Financial Statements Mgmt For For

4 Approve 2019 Final Dividend Mgmt For For

5 Approve 2019 Final Accounts and 2020

Financial Budget

Mgmt For Against



Public Accountants Hong Kong as the Hong

Kong Auditors and Authorize Board to Fix

Their Remuneration

Mgmt For For

7 Approve Pan China Certified Public

Accountants as the PRC Auditors and


Mgmt For For

8 Elect Chen Ninghui as Director Mgmt For For

9 Elect Fan Ye as Director Mgmt For For

10 Authorize Board to Approve the Proposed

Directors' Service Contracts and Relevant

Documents and Authorize Any One Executive

Director to Sign Such Contracts and Relevant

Documents

Mgmt For For

Vote Summary Report


Zhejiang Expressway Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Shares and Related Transactions

Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST this resolution is warranted for the following:- The aggregate H share

issuance limit is greater than 10 percent.- The company has not specified the discount limit.


Bank of Beijing Co., Ltd.




Ticker: 601169


Proposal Vote


1


Mgmt

For

For


3 Approve Financial Report Mgmt For For





7 Approve Related-party Credit Line to Beijing

State-owned Assets Management Co., Ltd

Mgmt For For

8 Approve Related-party Credit Line to Beijing

Energy Holding Co., Ltd.

Mgmt For For

9 Approve Related-party Credit Line to China

Three Gorges Corporation

Mgmt For For

10 Approve Related-party Transaction Special

Report

Mgmt For Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted due to lack of disclosure.

Bank of Guiyang Co., Ltd.




Ticker: 601997

Primary ISIN: CNE100002FX2

Vote Summary Report


Bank of Guiyang Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For


Budget Report

Mgmt

For

Against

Blended Rationale: A vote AGAINST Item 3 is warranted due to a lack of disclosure.



6 Amend Authorization Plan of the Board of

Directors on Shareholder Meetings

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted due to a lack of disclosure.

7 Approve Special Report on Daily Related-party

Transactions

Mgmt For For


TRANSACTIONS

Mgmt

8.1 Approve Related Party Transaction Between

Guiyang Investment Holding Group Co., Ltd.

and Related Parties

Mgmt For For


Guizhou Wujiang Energy Investment Co., Ltd.

and Related Parties

Mgmt For For


Guizhou Shenqi Investment Co., Ltd. and

Related Parties

Mgmt For For


Guizhou Gas Group Co., Ltd. and Related

Parties

Mgmt For For


Guizhou Steel Rope (Group) Co., Ltd.

Mgmt For For


Qianhai Life Insurance Co., Ltd.

Mgmt For For


Related Natural Persons

Mgmt For For

9 Elect Zhang Ruixin as Supervisor Mgmt For For

10 Approve Performance Evaluation Report of

Board of Directors and Senior Management

Mgmt For For

11 Approve Performance Evaluation Report of

Board of Supervisors

Mgmt For For

Vote Summary Report


Bank of Ningbo Co., Ltd.




Ticker: 002142


Proposal Vote


1


Mgmt

For

For



Budget Report

Mgmt For For



Mgmt For For



Association

Mgmt For For



Mgmt For For

8 Amend Related-Party Transaction

Management System

Mgmt For For



Mgmt For For



Management Members

Mgmt For For

11 Approve Remuneration Management System

of Directors

Mgmt For For


of Chairman and Vice Chairman

Mgmt For For


of Supervisors

Mgmt For For


of Board of Supervisors

Mgmt For For


16 Approve Performance Report of the Board of

Directors and Directors

Mgmt For For

17 Approve Performance Report of the Board of

Supervisors and Supervisors

Mgmt For For

18 Approve Performance Report of the Senior

Management and Senior Management

Members

Mgmt For For

19 Approve Performance Report of the Capital

Management

Mgmt For For

Vote Summary Report


Beijing Kunlun Tech Co., Ltd.



Primary Security ID: Y0R7Z5109

Ticker: 300418

Primary ISIN: CNE100001YF2

Proposal Vote


1


Mgmt

For

For


APPROVE REPORT OF INDEPENDENT

DIRECTORS

Mgmt

3.1 Approve Report of Zhao Baoqing Mgmt For For

3.2 Approve Report of Chen Hao Mgmt For For

3.3 Approve Report of Xue Lei Mgmt For For





Mgmt For For





Management Members

Mgmt For For

10 Elect Zhang Donghai as Supervisor SH For For

Beijing New Building Materials Public Co., Ltd.




Ticker: 000786

Primary ISIN: CNE000000QS4

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Company's Eligibility for Corporate

Bond Issuance

APPROVE CORPORATE BOND ISSUANCE

Mgmt For For

Mgmt


Vote Summary Report


Beijing New Building Materials Public Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

2.2

Approve Par Value and Issue Price

Mgmt

For

For

2.3 Approve Issue Manner and Target Subscribers Mgmt For For

2.4 Approve Variety and Bond Maturity Mgmt For For

2.5 Approve Bond Interest Rate and Payment

Method

Mgmt For For

2.6 Approve Guarantee Method Mgmt For For


2.8 Approve Listing Arrangement Mgmt For For


Repayment

Mgmt For For

2.10 Approve Underwriting Manner Mgmt For For







Ticker: 300070


Proposal Vote


1


Mgmt

For

For






TRANSACTIONS

Mgmt


Deyang Jinghui Investment Co., Ltd.

Mgmt For For

6.2 Approve Related Party Transaction with Fujian

Zhangfa Bishuiyuan Technology Co., Ltd.

Mgmt For For


Guangdong Haiyuan Environmental Protection


Mgmt For For

Vote Summary Report



Proposal Vote


6.4

Approve Related Party Transaction with

Guizhou Bishuiyuan Environmental


Mgmt

For

For


Guizhou Guishui Investment Development

Co., Ltd.

Mgmt For For

6.6 Approve Related Party Transaction with Jilin

Bishuiyuan Water Technology Co., Ltd.

Mgmt For For


Nanjing Urban Construction Environmental

Protection Water Co., Ltd.

Mgmt For For


Qingdao Water Affairs Bishuiyuan Technology

Development Co., Ltd.

Mgmt For For


Tianjin Bihai Sponge City Co., Ltd.

Mgmt For For


Xinjiang Bishuiyuan Environmental Resources

Co., Ltd.

Mgmt For For

6.11 Approve Related Party Transaction with China

Urban and Rural Holdings Group Co., Ltd.

Mgmt For For

6.12 Approve Related Party Transaction with ZTE

Instrument (Shenzhen) Co., Ltd.

Mgmt For For


Beijing North Drainage Investment Co., Ltd.

Mgmt For For


8 Approve Guarantee Provision to Dingyuan

Bishuiyuan Environmental Protection


Mgmt For For

9 Approve Guarantee Provision to Henan

Bishuiyuan Ecological Technology Co., Ltd.

Mgmt For For

10 Approve Guarantee Provision to Beijing

Deqingyuan Agricultural Technology Co., Ltd.

(1)

Mgmt For For



(2)

Mgmt For For



(3)

Mgmt For For



(4)

Mgmt For For

Vote Summary Report


Bright Dairy & Food Co., Ltd.




Ticker: 600597

Primary ISIN: CNE000001C99

Proposal Vote


1


Mgmt

For

For

2 Approve Report of the Board of Independent

Directors

Mgmt For For


4 Approve Financial Statement and Financial

Budget

Mgmt For For



7 Approve to Appoint Internal Control Auditor Mgmt For For

8 Approve Loan and Guarantee Provision Mgmt For For

Changzhou Xingyu Automotive Lighting Systems Co. Ltd.




Ticker: 601799


Proposal Vote


1


Mgmt

For

For






7 Approve Appointment of Internal Control

Auditor

Mgmt For For



Mgmt For For

Vote Summary Report


Changzhou Xingyu Automotive Lighting Systems Co. Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


10 Approve Use of Funds for Cash Management

Mgmt

For

Against


risks.

China Northern Rare Earth (Group) High-Tech Co., Ltd.




Ticker: 600111


Proposal Vote


1


Mgmt

For

For




Directors

Mgmt For For



7 Approve Investment Plan Mgmt For Against



9 Approve Related Party Transaction on Rare

Earth Concentrate Supply Contract

Mgmt For For









12 Approve Application of Credit Lines Mgmt For For

Vote Summary Report


China Northern Rare Earth (Group) High-Tech Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction




meeting circular.

14 Approve Shareholder Return Plan Mgmt For Against

Blended Rationale: Dividend approval: A vote AGAINST is warranted due to non-disclosure.



VOTING

Mgmt

16.1 Elect Zhang Weijiang as Supervisor SH For For

16.2 Elect Zhang Dayong as Supervisor SH For For

China Spacesat Co., Ltd.




Ticker: 600118

Primary ISIN: CNE000000SM3

Proposal Vote


1


Mgmt

For

For







Mgmt For For






9 Approve Appointment of Auditor and Internal

Control Auditor

Mgmt

For

For

Vote Summary Report


Contemporary Amperex Technology Co., Ltd.



Primary Security ID: Y1R48E105

Ticker: 300750


Proposal Vote


1


Mgmt

For

For





Mgmt For For







Management Members

Mgmt For For


11 Approve Guarantee Plan Mgmt For Against



meeting circular.

12 Investment in Financial Products Mgmt For Against


risks.

13 Approve Credit Line Bank Application Mgmt For Against




Performance Shares

Mgmt For For


Performance Shares

Mgmt For For




Mgmt For For

18 Approve Additional Overseas Corporate Bonds

and Provision of Guarantee

Mgmt For For

Vote Summary Report


COSCO SHIPPING Holdings Co., Ltd.




Ticker: 1919

Primary ISIN: CNE1000002J7

Proposal Vote



Mgmt

1 Approve 2019 Report of the Board Mgmt For For


Committee

Mgmt For For


Statutory Report

Mgmt For For


5 Approve Guarantees Mandate to the Company

and Its Subsidiaries for the 2019 Provision of

External Guarantees

Mgmt For For

6 Approve PricewaterhouseCoopers as

International Auditors and ShineWing

Certified Public Accountants as Domestic

Auditors and Authorize Board to Fix Their

Remuneration

Mgmt For For

7 Approve Five Shipbuilding Contracts Mgmt For For

8 Approve Proposed Amendments to the Share

Option Incentive Scheme and Summary

Thereof Regarding the Scope of the

Participants

Mgmt For Against

Blended Rationale: Remuneration: Performance period: A vote against is applied as LGIM expects remuneration to be measured

over at least a 3 year performance period.

9 Approve Proposed Amendments to the

Appraisal Measures on the Share Option

Incentive Scheme

Mgmt For Against







Ticker: 1919


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction





Participants

Mgmt

For

Against





Incentive Scheme

Mgmt For Against







Ticker: 1919


Proposal Vote



Mgmt

1 Approve 2019 Report of the Board Mgmt For For


Committee

Mgmt For For


Statutory Report

Mgmt For For


5 Approve Guarantees Mandate to the Company

and Its Subsidiaries for the 2019 Provision of

External Guarantees

Mgmt For For

6 Approve PricewaterhouseCoopers as

International Auditors and ShineWing

Certified Public Accountants as Domestic


Remuneration

Mgmt For For

7 Approve Five Shipbuilding Contracts Mgmt For For

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction




Participants

Mgmt For Against





Incentive Scheme

Mgmt For Against







Ticker: 1919


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

CLASS MEETING FOR HOLDERS OF A SHARES Mgmt




Participants

Mgmt

For

Against





Incentive Scheme

Mgmt For Against



DLF Limited

Meeting Date: 05/18/2020 Country: India



Ticker: 532868

Primary ISIN: INE271C01023

Vote Summary Report


DLF Limited

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

Postal Ballot Mgmt

1 Reelect Amarjit Singh Minocha as Director

Mgmt

For

For

Jilin Aodong Pharmaceutical Group Co., Ltd.




Ticker: 000623


Proposal Vote


1


Mgmt

For

For



4 Approve Report of the Finance Auditor Mgmt For For



Mgmt For For

6 Approve Change in Raised Funds Investment

Project and Use of Remaining Funds and

Interest to Replenish Working Capital

Mgmt For For



Association

Mgmt For For



Mgmt For For



Mgmt For For

Jointown Pharmaceutical Group Co., Ltd.



Primary Security ID: Y444BD102

Ticker: 600998


Vote Summary Report


Jointown Pharmaceutical Group Co., Ltd.

Proposal Vote


1


Mgmt

For

For




5 Approve Report of the Supervisors Mgmt For For



8 Approve Change in Usage of Share

Repurchase

Mgmt For For

APPROVE REMUNERATION OF DIRECTORS,

SUPERVISORS AND SENIOR MANAGERS

Mgmt

9.1 Approve Remuneration of Directors and

Senior Management

Mgmt For For

9.2 Approve Remuneration of Supervisors Mgmt For For


11 Approve to Carry-out Online Non-recovery

Factoring Business

Mgmt For For



Mgmt For For

Muyuan Foods Co., Ltd.




Ticker: 002714

Primary ISIN: CNE100001RQ3

Proposal Vote


1


Mgmt

For

For




5 Approve Financial Budget Mgmt For For

Vote Summary Report


Muyuan Foods Co., Ltd.

Proposal Vote


6

Approve Profit Distribution

Mgmt

For

For


Raised Funds

Mgmt For For


9 Approve Financial Leasing Mgmt For For




meeting circular.



Mgmt For For


13 Approve Loan from Shareholder Mgmt For For

14 Approve Issuance of Overseas Bonds Mgmt For For

15 Approve Authorization on Issuance of

Overseas Bonds

Mgmt For For

16 Approve Provision of Guarantee to Overseas

Bonds

Mgmt For For

17 Approve Company's Eligibility for Renewable

Corporate Bond Issuance

Mgmt For For

18 Approve Issuance of Renewable Corporate

Bond Issuance

Mgmt For For


All Related Matters on Issuance of Renewable

Corporate Bond Issuance

Mgmt For For

20 Approve to Carry-out Accounts Payable Asset

Backed Business

Mgmt For For


All Related Matters on Accounts Payable Asset

Backed Business

Mgmt For For



All Related Matters on Issuance of

Medium-term Notes

Mgmt For For

24 Approve Issuance of Short-term Commercial

Papers

Mgmt For For


All Related Matters on Issuance of Short-term

Commercial Papers

Mgmt For For


Performance Shares

Mgmt For For


Association

Mgmt For For

Vote Summary Report


Offshore Oil Engineering Co., Ltd.




Ticker: 600583


Proposal Vote


1


Mgmt

For

For


3 Approve Provision for Impairment Mgmt For For






Mgmt For For


Association

Mgmt For For



Mgmt For For

PT Hanjaya Mandala Sampoerna Tbk




Ticker: HMSP


Proposal Vote


1

Accept Financial Statements and Statutory

Reports

Mgmt

For

For


3 Approve Tanudiredja, Wibisana, Rintis &

Rekan as Auditor

Mgmt For For

4 Approve Changes in Boards of Company Mgmt For For

Vote Summary Report


PT Kalbe Farma Tbk




Ticker: KLBF


Proposal Vote


1

Approve Financial Statements, Statutory

Reports, and Discharge of Directors and

Commissioners

Mgmt

For

For

2 Approve Allocation of Income Mgmt For For

3 Elect Directors and Commissioners Mgmt For For


Commissioners

Mgmt For For

5 Approve Auditors and Authorize Board to Fix

Their Remuneration

Mgmt For For

PT Tower Bersama Infrastructure Tbk




Ticker: TBIG


Proposal Vote


1



Commissioners

Mgmt

For

For


3 Approve Auditors Mgmt For For


Commissioners

Mgmt For For

5 Elect Directors and Commissioners Mgmt For For

6 Amend Articles of Association Mgmt For Against

Blended Rationale: Governance Concerns: A vote AGAINST this resolution is warranted due to lack of information to make an

informed voting decision.

7 Accept Report on the Use of Proceeds Mgmt

Vote Summary Report


PT XL Axiata Tbk




Ticker: EXCL


Proposal Vote


1



Commissioners

Mgmt

For

For


3 Accept Report on the Use of Proceeds Mgmt

4 Approve Tanudiredja, Wibisana, Rintin dan

Rekan as Auditors and Authorize Board to Fix

Their Remuneration

Mgmt For For

5 Grant Authority to Commissioners to Adjust

the Issued and Paid-Up Capital in Relation to

Implementation of Long Term Incentive

Program 2016 - 2020

Mgmt For Against

Blended Rationale: A vote AGAINST this resolution is warranted given the performance conditions for the grants under the plan

were not disclosed by the company and no further information regarding the proposed issuance, which adversely affect the

ability of shareholders to make an informed voting decision.

6a Elect Mohd Izzaddin Idris and Hans

Wijayasuriya as Commissioners and Approve

Resignation and Discharge of Kenneth Shen

and Peter J. Chambers as Commissioners

Mgmt For For

6b Elect David Arcelus Oses as Director and

Approve Resignation and Discharge of Allan

Russell Bonke as Director

Mgmt For For


Commissioners

Mgmt For For

Shenzhen Kangtai Biological Products Co., Ltd.




Ticker: 300601


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For

Vote Summary Report


Shenzhen Kangtai Biological Products Co., Ltd.

Proposal Vote


3


Mgmt

For

For



6 Approve Bank Credit Line Application and Its

Relevant Guarantee

Mgmt For For

7 Approve Use of Idle Raised Funds for Cash

Management

Mgmt For For

8 Approve Use of Own Funds to Invest in

Financial Products

Mgmt For Against


risks.

SIASUN Robot & Automation Co., Ltd.




Ticker: 300024

Primary ISIN: CNE100000GH7

Proposal Vote


1


Mgmt

For

For





Mgmt For For







9 Elect Zhao Liguo as Non-Independent Director Mgmt For For



Mgmt

For

For

Vote Summary Report


Songcheng Performance Development Co., Ltd.




Ticker: 300144

Primary ISIN: CNE100000XG4

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



of Capital Reserves


Mgmt

Mgmt

For

For

For

For



Mgmt

For

For


Mgmt

For

For


Mgmt

For

For

Suning.com Co., Ltd.




Ticker: 002024

Primary ISIN: CNE000001KF2

Proposal Vote


1


Mgmt

For

For







Mgmt For For


8 Amend Articles of Association to Expand

Business Scope

Mgmt For For

Vote Summary Report


Tasly Pharmaceutical Group Co., Ltd.



Primary Security ID: Y8T28F109

Ticker: 600535


Proposal Vote


1


Mgmt

For

For





Mgmt For For





meeting circular.




Commercial Papers

Mgmt For For


Tongding Interconnection Information Co., Ltd.



Primary Security ID: Y444BB106

Ticker: 002491

Primary ISIN: CNE100000VR5

Proposal Vote


1


Mgmt

For

For





Vote Summary Report


Tongding Interconnection Information Co., Ltd.

Proposal Vote


6

Approve Provision of Guarantee to Subsidiary

Mgmt

For

For

7 Approve Application of Financing from

Financial Institutions and Relevant

Authorization

Mgmt For For


9 Elect He Zhongliang as Non-Independent

Director

Mgmt For For

10 Approve Provision of Guarantee to

Wholly-Owned Subsidiary

Mgmt For For


12 Approve Performance Compensation Mgmt For For





Ticker: 000630


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Increase Allowance of Independent

Directors

Mgmt For For





Ticker: 000671


Proposal Vote


1

Approve Provision of Guarantee to Affiliate

Company Guangzhou Dangdai Tengxin

Mgmt

For

For

2 Approve Provision of Guarantee to Subsidiary

Guangzhou Libihuize Real Estate

Mgmt For For


Kunming Tongying Real Estate

Mgmt For For

Vote Summary Report



Proposal Vote


4

Approve Provision of Guarantee to Subsidiary

Nanning Yangzheng Shengguang Real Estate

Mgmt

For

For


Yichang Tengshun Real Estate

Mgmt For For

6 Approve Provision of Guarantee to Subsidiaries

Bengbu Guangrui Real Estate and Hangzhou

Biguang Real Estate

Mgmt For For

Zhejiang Longsheng Group Co., Ltd.




Ticker: 600352

Primary ISIN: CNE000001FJ4

Proposal Vote


1


Mgmt

For

For







Mgmt For For


Supervisors

Mgmt For For

8 Approve Guarantee Mgmt For Against



meeting circular.


10 Approve Employee Share Purchase Plan SH

(Draft) and Summary

For

Against



to align with long-term value creation.Remuneration: Performance conditions. A vote against is applied as LGIM expects a

sufficient portion of executive remuneration to be assessed against performance conditions that are aligned with company

performance.Remuneration: A vote against is applied as LGIM expects all incentive plans to be capped either as a percentage

of salary or a fixed number of shares.Additionally, a vote AGAINST is warranted because the terms in the ESPP is deemed not

in the best interest of shareholders.

Vote Summary Report


Zhejiang Longsheng Group Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



For Against









Related Matters

For Against








Aier Eye Hospital Group Co., Ltd.




Ticker: 300015

Primary ISIN: CNE100000GR6

Proposal Vote


1


Mgmt

For

For



4 Approve Equity Distribution Plan Mgmt For For


6 Approve Social Responsibility Report Mgmt For For



9 Approve Increase in Registered Capital,

Amend Articles of Association and Business

Registration Change

Mgmt For For


Application

Mgmt For For

Vote Summary Report


Aier Eye Hospital Group Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For

Autobio Diagnostics Co., Ltd.




Ticker: 603658

Primary ISIN: CNE100002GC4

Proposal Vote


1


Mgmt

For

For










Mgmt For For


10 Approve Borrowings from Controlling

Shareholder and Related-party Transaction

Mgmt For For



Mgmt For For

Baoshan Iron & Steel Co., Ltd.




Ticker: 600019

Primary ISIN: CNE0000015R4

Vote Summary Report


Baoshan Iron & Steel Co., Ltd.

Proposal Vote


1


Mgmt

For

For






Supervisors and Senior Management

Mgmt For For





8 Approve 2020 Annual Budget Mgmt For

For

9 Approve Appointment of Independent Mgmt

Accountant and Internal Control Auditor

For

For

BBMG Corporation





Proposal Vote



Mgmt


Directors

Mgmt For For


Board

Mgmt For For

3 Approve 2019 Audited Accounts Mgmt For For


5 Appoint Ernst & Young Hua Ming Certified

Public Accountants as Auditor and Authorize

Board to Fix Their Remuneration

Mgmt For For


Vote Summary Report


BBMG Corporation

Proposal Vote


7 Approve 2020 Guarantee Authorization to

Subsidiaries

Mgmt For Against

Blended Rationale: A vote AGAINST this resolution is warranted as the company has failed to disclose pertinent details

regarding this proposal.



Shares and H Shares

Mgmt For Against

Blended Rationale: Pre-emption rights: Use A vote AGAINST this resolution is warranted for the following:- The A and/or H

share issuance limit is greater than 10 percent.- The company has not specified the discount limit.

9 Approve Qualifying Conditions for Public

Issuance of Corporate Bonds

Mgmt For For

RESOLUTION IN RELATION TO THE

PROPOSAL REGARDING PUBLIC ISSUANCE

OF CORPORATE BONDS

Mgmt

10.01 Approve Type of Securities Under this Public

Issuance

Mgmt For For

10.02 Approve Size of the Issuance Mgmt For For

10.03 Approve Par Value and Price of Issuance Mgmt For For

10.04 Approve Term and Types of the Bonds Mgmt For For

10.05 Approve Coupon Rate of the Bonds Mgmt For For

10.06 Approve Method and Target Investors of

Issuance

Mgmt For For


10.08 Approve Arrangements of Placement for

Shareholders of the Company

Mgmt For For


10.10 Approve Arrangement of Guarantee Mgmt For For

10.11 Approve Measures for Protection of

Repayment

Mgmt For For

10.12 Approve Validity Period of the Proposal Mgmt For For

11 Authorize the Board to Handle Relevant

Matters in Connection with the Public


Mgmt For For

12 Approve Application for Centralized

Registration and Issuance of Various Debt

Financing Instruments ("DFI") of

Non-Financial Enterprises

Mgmt For For

13 Authorize the Board or Executive Directors to

Complete the Application for Centralized


Financing Instruments (DFI) of Non-Financial

Enterprises and Related Matters

Mgmt For For

Vote Summary Report


BBMG Corporation

Proposal Vote


14 Amend Articles of Association and Related

Transactions

Mgmt For For

BBMG Corporation




Ticker: 2009


Proposal Vote



Mgmt


Directors

Mgmt For For


Board

Mgmt For For

3 Approve 2019 Audited Accounts Mgmt For For


5 Appoint Ernst & Young Hua Ming Certified

Public Accountants as Auditor and Authorize


Mgmt For For


7 Approve 2020 Guarantee Authorization to

Subsidiaries

Mgmt For Against

Blended Rationale: A vote AGAINST this resolution is warranted as the company has failed to disclose pertinent details

regarding this proposal.



Shares and H Shares

Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST this resolution is warranted for the following:- The A and/or H share


9 Approve Qualifying Conditions for Public


Mgmt For For

RESOLUTION IN RELATION TO THE

PROPOSAL REGARDING PUBLIC ISSUANCE

OF CORPORATE BONDS

Mgmt

10.01 Approve Type of Securities Under this Public

Issuance

Mgmt For For

10.02 Approve Size of the Issuance Mgmt For For

10.03 Approve Par Value and Price of Issuance Mgmt For For

Vote Summary Report


BBMG Corporation

Proposal Vote


10.04

Approve Term and Types of the Bonds

Mgmt

For

For

10.05 Approve Coupon Rate of the Bonds Mgmt For For

10.06 Approve Method and Target Investors of

Issuance

Mgmt For For


10.08 Approve Arrangements of Placement for

Shareholders of the Company

Mgmt For For


10.10 Approve Arrangement of Guarantee Mgmt For For

10.11 Approve Measures for Protection of

Repayment

Mgmt For For

10.12 Approve Validity Period of the Proposal Mgmt For For

11 Authorize the Board to Handle Relevant

Matters in Connection with the Public


Mgmt For For

12 Approve Application for Centralized


Financing Instruments ("DFI") of

Non-Financial Enterprises

Mgmt For For

13 Authorize the Board or Executive Directors to

Complete the Application for Centralized


Financing Instruments (DFI) of Non-Financial

Enterprises and Related Matters

Mgmt For For

14 Amend Articles of Association and Related

Transactions

Mgmt For For

Beijing Shunxin Agriculture Co., Ltd.




Ticker: 000860

Primary ISIN: CNE000000XH3

Proposal Vote


1


Mgmt

For

For




Vote Summary Report


Beijing Shunxin Agriculture Co., Ltd.

Proposal Vote



6 Approve to Appoint Financial Auditor

Mgmt

For

For


Auditor

8 Approve Daily Related-party Transactions

Mgmt

Mgmt

For

For

For

For

China Merchants Securities Co., Ltd.




Ticker: 6099

Primary ISIN: CNE1000029Z6

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Mgmt

1 Approve 2019 Working Report of the Board Mgmt For For



Mgmt For For

3 Approve 2019 Duty Report of Independent

Directors

Mgmt For For



6 Approve 2020 Budget for Proprietary

Investment

Mgmt For For

RESOLUTIONS IN RELATION TO THE 2020

CONTEMPLATED ORDINARY RELATED PARTY

TRANSACTIONS

Mgmt

7.01 Approve Contemplated Ordinary Related Party

Transactions with China Merchants Bank Co.,

Ltd.

Mgmt For For


Transactions with China Merchants Group

Limited and Its Associates

Mgmt For For


Transactions with China Merchants Fund


Mgmt For For


Transactions with Bosera Asset Management

Co., Ltd.

Mgmt For For

Vote Summary Report



Proposal Vote


7.05

Approve Contemplated Ordinary Related Party

Transactions with Great Wall Securities Co.,

Ltd.

Mgmt

For

For


Transactions with China COSCO Shipping

Corporation Limited Its Concerted Parties and

Related Parties Where Huang Jian, Wang

Daxiong Being the Director and Senior

Management

Mgmt For For


Transactions with PICC Life Insurance

Company Limited and China-US Insurance

Advisory Co., Ltd.

Mgmt For For


Transactions with Connected Person

Mgmt For For


Transactions with Other Related Parties

Mgmt For For

8 Approve Appointment of Auditors Mgmt For For

9 Approve Provision of Guarantees by China

Merchants Securities International Company

Limited for Its Wholly-Owned Subsidiaries

Mgmt For For


Blended Rationale: Governance Concerns: Party Committee: A vote against is warranted due to concerns regarding the primacy




Mgmt For For



Mgmt For For


Meetings of Supervisory Committee

Mgmt For For



Additional H Shares

Mgmt For Against



RESOLUTIONS IN RELATION TO THE GRANT

OF GENERAL MANDATE TO ISSUE DEBT


Mgmt

15.01 Approve Issuer of Debt Financing Instruments Mgmt For For

15.02 Approve Issue Size of Debt Financing

Instruments

Mgmt For For

15.03 Approve Type of Debt Financing Instruments Mgmt For For

15.04 Approve Maturity of Debt Financing

Instruments

Mgmt For For

Vote Summary Report



Proposal Vote


15.05

Approve Interest Rate of Debt Financing

Instruments

Mgmt

For

For

15.06 Approve Security and Other Credit


Mgmt For For



15.09 Approve Issue Target Mgmt For For

15.10 Approve Listing of Debt Financing

Instruments

Mgmt For For

15.11 Approve Guarantee Measures for Repayment

of Debt Financing Instruments

Mgmt For For

15.12 Approve Authorization for Issuance of the

Company's Onshore and Offshore Debt

Financing Instruments

Mgmt For For

15.13 Approve Validity Period of the Resolution Mgmt For For


17 Approve Extension of the Validity Period of

the Resolution on the Rights Issue Plan

Mgmt For For


the Full Authorization to the Board to Deal

with Relevant Matters in Relation to the

Rights Issue Plan

Mgmt For For

19 Approve Use of Previous Proceeds SH For For





Ticker: 6099


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction







Rights Issue Plan

Mgmt

Mgmt

For

For

For

For

Vote Summary Report






Ticker: 6099


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Mgmt

1 Approve 2019 Working Report of the Board Mgmt For For



Mgmt For For

3 Approve 2019 Duty Report of Independent

Directors

Mgmt For For



6 Approve 2020 Budget for Proprietary

Investment

Mgmt For For

RESOLUTIONS IN RELATION TO THE 2020

CONTEMPLATED ORDINARY RELATED PARTY

TRANSACTIONS

Mgmt


Transactions with China Merchants Bank Co.,

Ltd.

Mgmt For For


Transactions with China Merchants Group

Limited and Its Associates

Mgmt For For


Transactions with China Merchants Fund


Mgmt For For


Transactions with Bosera Asset Management

Co., Ltd.

Mgmt For For


Transactions with Great Wall Securities Co.,

Ltd.

Mgmt For For


Transactions with China COSCO Shipping

Corporation Limited Its Concerted Parties and

Related Parties Where Huang Jian, Wang

Daxiong Being the Director and Senior

Management

Mgmt For For


Transactions with PICC Life Insurance

Company Limited and China-US Insurance

Advisory Co., Ltd.

Mgmt For For

Vote Summary Report



Proposal Vote


7.08

Approve Contemplated Ordinary Related Party

Transactions with Connected Person

Mgmt

For

For


Transactions with Other Related Parties

Mgmt For For


9 Approve Provision of Guarantees by China

Merchants Securities International Company

Limited for Its Wholly-Owned Subsidiaries

Mgmt For For






Mgmt For For



Mgmt For For



Mgmt For For



Additional H Shares

Mgmt For Against



RESOLUTIONS IN RELATION TO THE GRANT

OF GENERAL MANDATE TO ISSUE DEBT


Mgmt

15.01 Approve Issuer of Debt Financing Instruments Mgmt For For

15.02 Approve Issue Size of Debt Financing

Instruments

Mgmt For For

15.03 Approve Type of Debt Financing Instruments Mgmt For For

15.04 Approve Maturity of Debt Financing

Instruments

Mgmt For For

15.05 Approve Interest Rate of Debt Financing

Instruments

Mgmt For For

15.06 Approve Security and Other Credit


Mgmt For For



15.09 Approve Issue Target Mgmt For For

15.10 Approve Listing of Debt Financing

Instruments

Mgmt For For

15.11 Approve Guarantee Measures for Repayment

of Debt Financing Instruments

Mgmt For For

Vote Summary Report



Proposal Vote


15.12

Approve Authorization for Issuance of the

Company's Onshore and Offshore Debt


Mgmt

For

For

15.13 Approve Validity Period of the Resolution Mgmt For For




Mgmt For For




Rights Issue Plan

Mgmt For For

19 Approve Use of Previous Proceeds SH For For





Ticker: 6099


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction







Rights Issue Plan

Mgmt

Mgmt

For

For

For

For

China Petroleum & Chemical Corp.




Ticker: 386


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Vote Summary Report



Proposal Vote


1


Directors of Sinopec Corp.

Mgmt

For

For


Supervisors of Sinopec Corp.

Mgmt For For

3 Approve 2019 Audited Financial Reports of

Sinopec Corp.

Mgmt For For

4 Approve 2019 Profit Distribution Plan of

Sinopec Corp.

Mgmt For For

5 Approve 2020 Interim Profit Distribution Plan

of Sinopec Corp.

Mgmt For For


LLP and PricewaterhouseCoopers as External

Auditors of Sinopec Corp. and Authorize


Mgmt For For


Instruments

Mgmt For For


Securities without Preemptive Rights for New

Domestic Shares and/or Overseas-Listed

Foreign Shares

Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST the general A or H share issuance mandate is warranted for the

following:- The A or H share issuance limit is greater than 10 percent.- The company has not specified the discount limit.

9 Elect Liu Hongbin as Director Mgmt For Against





10 Approve Provision of External Guarantees SH For For





Ticker: 386


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

AGM BALLOT FOR HOLDERS OF A SHARES Mgmt


Directors


Supervisors

Mgmt

Mgmt

For

For

For

For

Vote Summary Report



Proposal Vote


3

Approve 2019 Audited Financial Reports

Mgmt

For

For

4 Approve 2019 Profit Distribution Plan of

Sinopec Corp.

Mgmt For For

5 Approve 2020 Interim Profit Distribution Plan

of Sinopec Corp.

Mgmt For For


LLP and PricewaterhouseCoopers as External


Remuneration

Mgmt For For


Instruments

Mgmt For For



Domestic Shares and/or Overseas-Listed

Foreign Shares

Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST the general A or H share issuance mandate is warranted for the

following:- The A or H share issuance limit is greater than 10 percent.- The company has not specified the discount limit.

9 Elect Liu Hongbin as Director Mgmt For Against





10 Approve Provision of External Guarantees SH For For

DHC Software Co., Ltd.




Ticker: 002065

Primary ISIN: CNE000001NL4

Proposal Vote


1


Mgmt

For

For






Vote Summary Report


DHC Software Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

7 Approve Bank Credit and Guarantee Matters

(1)

Mgmt For For

Gosuncn Technology Group Co., Ltd.




Ticker: 300098


Proposal Vote


1


Mgmt

For

For






Mgmt For For

APPROVE REMUNERATION OF DIRECTORS Mgmt

6.1 Approve Remuneration of Liu Shuangguang Mgmt For For

6.2 Approve Remuneration of Hou Yuqing Mgmt For For

6.3 Approve Remuneration of Jia Youyao Mgmt For For

6.4 Approve Remuneration of Fang Yingjie Mgmt For For

6.5 Approve Remuneration of Kan Yulun Mgmt For For

6.6 Approve Remuneration of Gu Yongcheng Mgmt For For

6.7 Approve Remuneration of Niu Yanping Mgmt For For

6.8 Approve Remuneration of Jiang Bin Mgmt For For

6.9 Approve Remuneration of Hu Zhiyong Mgmt For For

APPROVE REMUNERATION OF SUPERVISORS Mgmt

7.1 Approve Remuneration of Huang Haitao Mgmt For For

7.2 Approve Remuneration of Liu Yingying Mgmt For For

7.3 Approve Remuneration of Zhou Jieying Mgmt For For

Vote Summary Report


Hangzhou Robam Appliances Co., Ltd.




Ticker: 002508

Primary ISIN: CNE100000WY9

Proposal Vote


1


Mgmt

For

For








Mgmt For For

7 Approve Investment in Financial Products Mgmt For Against


risks.


Application


Mgmt

Mgmt

For

For

For

For

Leo Group Co., Ltd.




Ticker: 002131


Proposal Vote


1


Mgmt

For

For





Vote Summary Report


Leo Group Co., Ltd.

Proposal Vote


6

Approve Special Report on the Deposit and


Mgmt

For

For

7 Approve Summary Report of Audit work and

Appointment of Auditor

Mgmt For For

8 Approve Credit Scale and External Guarantee Mgmt For For



Mgmt For For

10 Approve Use of Idle Own Funds for Cash

Management

Mgmt For For

11 Approve Usage of Funds by Controlling

Shareholder and Other Related Parties

Mgmt For For

Rongsheng Petrochemical Co., Ltd.




Ticker: 002493


Proposal Vote


1


Mgmt

For

For







TRANSACTIONS AND 2020 DAILY RELATED

PARTY TRANSACTIONS

Mgmt

7.1 Approve Signing of Purchase and Sale

Contract with Ningbo Hengyi Trading Co., Ltd.

Mgmt For For

7.2 Approve Signing of Purchase Contract with

Zhejiang Rongsheng Holding Group Co., Ltd.

Mgmt For For


Contract with Zhejiang Yisheng Petrochemical

Co., Ltd.

Mgmt For For


Contract with Hainan Yisheng Petrochemical

Co., Ltd.

Mgmt For For

Vote Summary Report


Rongsheng Petrochemical Co., Ltd.

Proposal Vote


7.5

Approve Signing of Purchase and Sale

Contract with Zhejiang Refined Oil Trading

Co., Ltd.

Mgmt

For

For

7.6 Approve Signing of Housing and Parking

Contract with Daishan Chenyu Real Estate

Co., Ltd.

Mgmt For For

7.7 Approve Signing of Cargo Transportation

Contract with Zhejiang Rongtong Logistics

Co., Ltd.

Mgmt For For

7.8 Approve Signing of Purchase Contract with

Suzhou Shenghui Equipment Co., Ltd.

Mgmt For For

7.9 Approve Handling of Deposits, Credits and

Settlements in Zhejiang Xiaoshan Rural

Commercial Bank Co., Ltd.

Mgmt For For

7.10 Approve Loan from Controlling Shareholder Mgmt For For

8 Approve Provision of Guarantee and Related

Party Transactions

Mgmt For For

9 Approve Futures Hedging Business Mgmt For For


Trading Business

Mgmt For For


Raised Funds

Mgmt For For

Seazen Holdings Co. Ltd.




Ticker: 601155

Primary ISIN: CNE100002BF8

Proposal Vote


1


Mgmt

For

For








Mgmt For For

Vote Summary Report


Seazen Holdings Co. Ltd.

Proposal Vote





meeting circular.


Blended Rationale: A vote AGAINST is warranted due to lack of sufficient information to judge the effects and fairness of the

proposal.

10 Approve Loan from Related Party Mgmt For For

11 Approve Daily Related-Party Transactions

Mgmt

For

For





Ticker: 002500


Proposal Vote


1


Mgmt

For

For





Mgmt For For


TRANSACTIONS AND 2020 DAILY RELATED

PARTY TRANSACTIONS

Mgmt


Shanxi Financial Investment Holdings Ltd.

Mgmt For For


Taiyuan Iron and Steel Group and Shanxi

International Electricity Group Co., Ltd.

Mgmt For For


Deutsche Bank

Mgmt For For


Related Natural Person and Related Natural

Persons Directly or Indirectly Controlled, or

Directors and Senior Management Members

Mgmt For For

5.5 Approve Related Party Transaction with Legal

Persons or Natural Persons

Mgmt For For

Vote Summary Report



Proposal Vote


6

Approve to Appoint Auditor

Mgmt

For

For


Raised Funds

Mgmt For For



10 Approve Remuneration of Senior Management

Members

Mgmt For For






Mgmt For For



Mgmt For Against





Mgmt For For

15 Approve Detailed Rules for Online Voting of

the Shareholders General Meeting

Mgmt For For

Shanxi Xinghuacun Fen Wine Factory Co., Ltd.




Ticker: 600809

Primary ISIN: CNE000000DH5

Proposal Vote


1


Mgmt

For

For







Vote Summary Report


Shanxi Xinghuacun Fen Wine Factory Co., Ltd.

Proposal Vote


8 Approve Appointment of Auditors, Internal

Control Auditors and Payment of Audit Fees

Mgmt For For

Shenzhen Goodix Technology Co., Ltd.



Primary Security ID: Y774BW100

Ticker: 603160


Proposal Vote


1


Mgmt

For

For






Directors

Mgmt For For

Shijiazhuang Changshan Beiming Technology Co., Ltd.




Ticker: 000158


Proposal Vote


1


Mgmt

For

For






Vote Summary Report


Shijiazhuang Changshan Beiming Technology Co., Ltd.

Proposal Vote


7

Approve to Appoint Financial Auditor and


Mgmt

For

For



10 Amend Remuneration Management System of


Management Members

Mgmt For For



Mgmt For For


Association

Mgmt For For



Mgmt For For



Mgmt For For

15 Approve Termination of Construction of

Comprehensive Textile and Apparel Project

Mgmt For For

Sichuan Chuantou Energy Co., Ltd.




Ticker: 600674

Primary ISIN: CNE000000BQ0

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For


Mgmt

For

For

4 Approve Production and Operation Plan and

Financial Budget Report

Mgmt

For

Against





8 Approve Proposal Report for Financing of

Company Headquarters

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because there is lack of disclosure.

Vote Summary Report


Sichuan Chuantou Energy Co., Ltd.

Proposal Vote


9

Approve Appointment of Auditor and Payment

of Remuneration

Mgmt

For

For


Association

Mgmt For For

11 Elect Zhang Hao as Non-independent Director Mgmt For For

12 Elect Gong Yuan as Non-independent Director Mgmt For For

Sichuan Kelun Pharmaceutical Co., Ltd.




Ticker: 002422

Primary ISIN: CNE100000PW7

Proposal Vote


1


Mgmt

For

For






Mgmt For For




Mgmt For For


Performance Shares that Has been Granted

but not Lifted the Restriction

Mgmt For For


Performance Shares

Mgmt For For


11 Approve Financing Mgmt For For


Instruments

Mgmt For For



Period of Corporate Bonds Issuance

Mgmt For For

15 Approve Additional Financial Assistance Mgmt For For

Vote Summary Report


Wuchan Zhongda Group Co., Ltd.




Ticker: 600704

Primary ISIN: CNE000000KF4

Proposal Vote


1


Mgmt

For

For






7 Approve External Guarantee Plan Mgmt For Against


guarantee request.


Supervisors

Mgmt For For



Management Members

Mgmt For For

Wuhan Guide Infrared Co., Ltd.




Ticker: 002414

Primary ISIN: CNE100000RK8

Proposal Vote


1


Mgmt

For

For






Mgmt For For


Vote Summary Report


Wuhan Guide Infrared Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

7


Association

Mgmt

For

For


CUMULATIVE VOTING

Mgmt

8.1 Elect Huang Li as Non-Independent Director Mgmt For For

8.2 Elect Zhang Yan as Non-Independent Director Mgmt For For

8.3 Elect Huang Sheng as Non-Independent

Director

Mgmt For For

8.4 Elect Wang Fuyuan as Non-Independent

Director

Mgmt For For


CUMULATIVE VOTING

Mgmt

9.1 Elect Wen Hao as Independent Director Mgmt For For

9.2 Elect Zhang Huide as Independent Director Mgmt For For

9.3 Elect Guo Dong as Independent Director Mgmt For For


VOTING

Mgmt

10.1 Elect Sun Lin as Supervisor Mgmt For For

10.2 Elect Gao Jianfei as Supervisor Mgmt For For

Yonghui Superstores Co., Ltd.




Ticker: 601933

Primary ISIN: CNE100000XX9

Proposal Vote


1


Mgmt

For

For




Budget Report

Mgmt For For




Instruments

Mgmt For For

Vote Summary Report


Yonghui Superstores Co., Ltd.

Proposal Vote


8

Approve 2019 Credit Line and Loan and 2020

Credit Line Application

Mgmt

For

For

9 Approve Capital Injection Agreement Mgmt For For

10 Approve 2019 and 2020 Remuneration of

Directors and Supervisors

Mgmt For For



Performance Shares

Mgmt For For



Mgmt For For

Yuan Longping High-Tech Agriculture Co., Ltd.




Ticker: 000998


Proposal Vote


1


Mgmt

For

For






Mgmt For For

6 Approve Deposits and Loans with Related

Party

Mgmt For Against




Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.




Ticker: 600436


Vote Summary Report


Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.

Proposal Vote


1


Mgmt

For

For






Budget Report

Mgmt For For


8 Approve Appointment of Auditor and to Fix

Their Remuneration

Mgmt For For


Association, Rules and Procedures Regarding

General Meetings of Shareholders, Rules and

Procedures Regarding Meetings of Board of

Directors

Mgmt For Against





Mgmt For For

11 Elect Zheng Zhenlong as Independent

Director

SH For For

Zhejiang Sanhua Intelligent Controls Co., Ltd.




Ticker: 002050


Proposal Vote


1


Mgmt

For

For





Vote Summary Report


Zhejiang Sanhua Intelligent Controls Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Lines

7 Approve Bill Pool Business

Mgmt

Mgmt

For

For

For

Against

Blended Rationale: A vote AGAINST is warranted because there is lack of disclosure on the pertinent details for shareholder to effectively assess the associated risks.



10 Approve Use Remaining Raised Funds to

Replenish Working Capital

Mgmt For For

11 Approve Adjustment of Remuneration and

Allowance of Directors

Mgmt For For

12 Approve Revision of Terms of Performance


Mgmt For Against

Blended Rationale: A vote AGAINST is warranted given the amendment to the original 2018 equity-based incentive plan under

this proposal does not address the original concerns raised.


CUMULATIVE VOTING

Mgmt

13.1 Elect Shi Jianhui as Independent Director Mgmt For For

13.2 Elect Zhu Hongjun as Independent Director Mgmt For For

Beijing Sanju Environmental Protection & New Materials Co Ltd.



Primary Security ID: Y0773K103

Ticker: 300072

Primary ISIN: CNE100000NP6

Proposal Vote


1


Mgmt

For

For




of Capital Reserves

Mgmt For For



7 Approve Guarantee Provision to Penglai Jutao

Offshore Engineering Heavy Industry Co., Ltd.

Mgmt For For

Vote Summary Report


Beijing Sanju Environmental Protection & New Materials Co Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

8 Approve Provision of Guarantee to Inner

Mongolia Sanju Jiajing New Energy Co., Ltd.

9 Elect Sun Yanhong as Non-independent

Director

Mgmt

SH

For

For

For

For

CGN Power Co., Ltd.




Ticker: 1816


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Mgmt


Directors

Mgmt For For


Committee

Mgmt For For


4 Approve 2019 Audited Financial Report Mgmt For For


6 Approve 2020 Investment Plan and Capital

Expenditure Budget

Mgmt For For

7 Approve KPMG Huazhen (Special General

Partnership) as Financial and Internal Control

Auditor and Authorize Board to Fix their

Remuneration

Mgmt For For

8 Approve Change in the Use of Certain Funds

Raised from H Shares

Mgmt For For

ELECT DIRECTORS Mgmt

9.1 Elect Yang Changli as Director SH For For

9.2 Elect Wang Wei as Director SH For For

APPROVE REMUNERATION OF DIRECTORS

AND SUPERVISORS

Mgmt

10.1 Approve Remuneration of Zhang Shanming Mgmt For For

10.2 Approve Remuneration of Yang Changli Mgmt For For

10.3 Approve Remuneration of Gao Ligang Mgmt For For

Vote Summary Report


CGN Power Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

10.4

Approve Remuneration of Tan Jiansheng

Mgmt

For

For

10.5 Approve Remuneration of Shi Bing Mgmt For For

10.6 Approve Remuneration of Wang Wei Mgmt For For

10.7 Approve Remuneration of Zhang Yong Mgmt For For

10.8 Approve Remuneration of Na Xizhi Mgmt For For

10.9 Approve Remuneration of Hu Yiguang Mgmt For For

10.10 Approve Remuneration of Francis Siu Wai

Keung

Mgmt For For

10.11 Approve Remuneration of Chen Sui Mgmt For For

10.12 Approve Remuneration of Chen Rongzhen Mgmt For For

10.13 Approve Remuneration of Yang Lanhe Mgmt For For

10.14 Approve Remuneration of Zhu Hui Mgmt For For

10.15 Approve Remuneration of Wang Hongxin Mgmt For For

11 Approve Donation of Epidemic Prevention and

Control Funds

Mgmt For For





Mgmt For Against



14 Approve Grant of General Mandate to the Mgmt

Board to Repurchase A Shares and/or H

Shares

For

For

CGN Power Co., Ltd.



Meeting Type: Special Ticker: 1816


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction




Shares

Mgmt

For

For

Vote Summary Report


CGN Power Co., Ltd.




Ticker: 1816


Proposal Vote



Mgmt






Mgmt For Against





Shares

Mgmt For For



Directors

Mgmt For For


Committee

Mgmt For For




9 Approve 2020 Investment Plan and Capital

Expenditure Budget

Mgmt For For

10 Approve KPMG Huazhen (Special General

Partnership) as Financial and Internal Control

Auditor and Authorize Board to Fix their

Remuneration

Mgmt For For

11 Approve Change in the Use of Certain Funds

Raised from H Shares

Mgmt For For

APPROVE REMUNERATION OF DIRECTORS

AND SUPERVISORS

Mgmt

12.1 Approve Remuneration of Zhang Shanming Mgmt For For

12.2 Approve Remuneration of Yang Changli Mgmt For For

12.3 Approve Remuneration of Gao Ligang Mgmt For For

12.4 Approve Remuneration of Tan Jiansheng Mgmt For For

Vote Summary Report


CGN Power Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

12.5 Approve Remuneration of Shi Bing Mgmt For For

12.6 Approve Remuneration of Wang Wei

Mgmt

For

For

12.7 Approve Remuneration of Zhang Yong

Mgmt

For

For

12.8 Approve Remuneration of Na Xizhi

Mgmt

For

For

12.9 Approve Remuneration of Hu Yiguang

Mgmt

For

For

12.10 Approve Remuneration of Francis Siu Wai

Keung

12.11 Approve Remuneration of Chen Sui

Mgmt

Mgmt

For

For

For

For

12.12 Approve Remuneration of Chen Rongzhen

Mgmt

For

For

12.13 Approve Remuneration of Yang Lanhe

Mgmt

For

For

12.14 Approve Remuneration of Zhu Hui

Mgmt

For

For

12.15 Approve Remuneration of Wang Hongxin

Mgmt

For

For

13

14.1

Approve Donation of Epidemic Prevention and

Control Funds

ELECT DIRECTORS VIA CUMULATIVE

VOTING

Elect Yang Changli as Director

Mgmt

Mgmt

SH

For

For

For

For

14.2 Elect Wang Wei as Director

SH For

For

CGN Power Co., Ltd.




Ticker: 1816


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction




Shares

Mgmt

For

For

Vote Summary Report


Changjiang Securities Co., Ltd.




Ticker: 000783

Primary ISIN: CNE000000SH3

Proposal Vote


1


Mgmt

For

For







TRANSACTIONS

Mgmt


Guohua Life Insurance Co., Ltd. and Related

Enterprises

Mgmt For For

7.2 Approve Related Party Transaction with Three

Gorges Capital Holdings Co., Ltd. and Related

Enterprises

Mgmt For For


Changxin Fund Management Co., Ltd.

Mgmt For For

7.4 Approve Related Party Transaction with Other

Related Parties

Mgmt For For

8 Approve Risk Control Indicators Report Mgmt For For

9 Approve 2020 Risk Appetite Authorization Mgmt For For

10 Approve Remuneration and Assessment of

Directors

Mgmt For For


Supervisors

Mgmt For For


Senior Management

Mgmt For For

13 Approve Shareholder Return Plan in the Next

Three Years

Mgmt For For

14 Elect Zhao Lin as Non-independent Director Mgmt For For


Association

Mgmt For Against





Mgmt For For

Vote Summary Report


Changjiang Securities Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction





Mgmt

Mgmt

For

For

For

For

China CITIC Bank Corporation Limited




Ticker: 998


Proposal Vote



Mgmt




4 Approve 2020 Financial Budget Plan Mgmt For For

5 Approve 2020 Engagement of Accounting

Firms and Their Fees

Mgmt For For

6 Approve 2019 Special Report of Related Party

Transactions

Mgmt For For


Directors

Mgmt For For


Supervisors

Mgmt For For

9 Approve Wei Guobin as an External

Supervisor

Mgmt For For

10 Approve Improvement of Management on the

Remuneration of Independent Directors

Mgmt For For


Remuneration of External Directors

Mgmt For For






Mgmt For For

Vote Summary Report



Proposal Vote




Mgmt For Against





Mgmt For For

16 Approve Change of Office and Residence and

Amendments to the Related Terms of the

Articles of Association

Mgmt For For

17 Approve Extension of the Authorization Period

to the Board of Directors for Handling Matters

in Relation to the Non-public Offering of

Preference Shares by the General Meeting

Mgmt For For





Ticker: 998


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction






Mgmt

For

For





Ticker: 998


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

AGM BALLOT FOR HOLDERS OF A SHARES Mgmt

1 Approve 2019 Annual Report

Mgmt

For

For

Vote Summary Report



Proposal Vote


2

Approve 2019 Financial Report

Mgmt

For

For


4 Approve 2020 Financial Budget Plan Mgmt For For

5 Approve 2020 Engagement of Accounting

Firms and Their Fees

Mgmt For For

6 Approve 2019 Special Report of Related Party

Transactions

Mgmt For For


Directors

Mgmt For For


Supervisors

Mgmt For For


Association

Mgmt For Against





Mgmt For For



Mgmt For Against





Mgmt For For

13 Approve Wei Guobin as an External

Supervisor

Mgmt For For


Remuneration of Independent Directors

Mgmt For For


Remuneration of External Supervisor

Mgmt For For

16 Approve Change of Office and Residence and

Amendments to the Related Terms of the

Articles of Association

Mgmt For For





Mgmt For For





Ticker: 998


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction






Mgmt

For

For

China Fortune Land Development Co., Ltd.




Ticker: 600340


Proposal Vote


1


Mgmt

For

For







Mgmt For For






Performance Shares

Mgmt For For

12 Approve Estimated Purchase of Operational

Land from May to June 2020

SH For Against

Blended Rationale: A vote AGAINST is warranted due to lack of pertinent disclosure and concerns over potential conflict of

interests.


CUMULATIVE VOTING

Mgmt

Vote Summary Report


China Fortune Land Development Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

13.1 Elect Wang Wenxue as Non-independent SH

Director

For Against



13.2 Elect Wu Xiangdong as Non-independent SH

Director

13.3 Elect Meng Jing as Non-independent Director SH

For

For

For

Against

Blended Rationale: Remuneration Committee: A vote against is applied as LGIM expects the Committee to be comprised of independent directors.

13.4 Elect Zhao Hongjing as Non-independent

Director

SH For For

13.5 Elect Meng Sen as Non-independent Director SH For For

13.6 Elect Wang Wei as Non-independent Director SH For For


CUMULATIVE VOTING

Mgmt

14.1 Elect Chen Shimin as Independent Director SH For Against

Blended Rationale: Board mandates: A vote against is applied as LGIM expects a CEO/CFO/FD or a non-executive director not

to hold too many external roles to ensure they can undertake their duties effectively.

14.2 Elect Chen Qi as Independent Director SH For For

14.3 Elect Xie Jichuan as Independent Director SH For For


VOTING

Mgmt

15.1 Elect Chang Dongjuan as Supervisor SH For For

15.2 Elect Zhang Yi as Supervisor SH For For

China South Publishing & Media Group Co., Ltd.




Ticker: 601098


Proposal Vote


1


Mgmt

For

For




Vote Summary Report


China South Publishing & Media Group Co., Ltd.

Proposal Vote


5

Approve Remuneration of Supervisors

Mgmt

For

For




Mgmt For For




Blended Rationale: Related party transaction: A vote AGAINST is warranted since:- The proposed financial service agreement





Mgmt For Against




12 Approve Completion of Raised Funds

Investment Project

Mgmt For For


CUMULATIVE VOTING

Mgmt

13.1 Elect Li Guilan as Independent Director Mgmt For For

Chongqing Rural Commercial Bank Co. Ltd.




Ticker: 3618


Proposal Vote



Mgmt

1 Approve 2019 Work Report of the Board of

Directors

Mgmt For For


Supervisors

Mgmt For For

3 Approve 2019 Financial Final Proposal Mgmt For For


5 Approve 2020 Financial Budget Proposal Mgmt For For

Vote Summary Report


Chongqing Rural Commercial Bank Co. Ltd.

Proposal Vote


6 Approve 2019 Annual Report and Its

Summary and Results Announcement

7 Approve External Auditors and Fix Their

Remuneration

Mgmt

Mgmt

For

For

For

Against



8 Approve Related Party Transaction Regarding

to Group Credit Limits of Chongqing Yufu

Holding Group Co., Ltd.

Mgmt For For


to Credit Limits of Chongqing City

Construction Investment (Group) Company

Limited

Mgmt For For


to Group Credit Limits of Chongqing Casin

Group Co., Ltd.

Mgmt For For


to Group Credit Limits of Chongqing

Development Investment Co., Ltd.

Mgmt For For



Mgmt For For



Mgmt For Against






Daqin Railway Co., Ltd.




Ticker: 601006

Primary ISIN: CNE000001NG4

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For


Budget Report

Mgmt

For

For

Vote Summary Report



Proposal Vote


4

Approve Profit Distribution

Mgmt

For

For




Auditor

Mgmt For For


Convertible Bonds

Mgmt For For

APPROVE PLAN ON ISSUANCE OF

CONVERTIBLE BONDS

Mgmt

9.1 Approve Type Mgmt For For


9.3 Approve Par Value and Issue Price Mgmt For For


9.5 Approve Bond Interest Rate Mgmt For For

9.6 Approve Period and Manner of Repayment of

Capital and Interest

Mgmt For For

9.7 Approve Conversion Period Mgmt For For

9.8 Approve Determination and Adjustment of

Conversion Price

Mgmt For For

9.9 Approve Terms for Downward Adjustment of

Conversion Price

Mgmt For For

9.10 Approve Method on Handling Fractional

Shares Upon Conversion

Mgmt For For

9.11 Approve Terms of Redemption Mgmt For For

9.12 Approve Terms of Sell-Back Mgmt For For

9.13 Approve Attribution of Dividends During the

Conversion Year

Mgmt For For


9.15 Approve Placing Arrangement for

Shareholders

Mgmt For For

9.16 Approve Matters Relating to Meetings of

Bondholders

Mgmt For For


9.18 Approve Rating Matters Mgmt For For


9.20 Approve Depository of Raised Funds Mgmt For For


Vote Summary Report



Proposal Vote


10

Approve Issuance of Convertible Bonds

Mgmt

For

For

11 Approve Issuance of Convertible Bonds to

Raise Funds for the Acquisition of the

Authorized Land Use Rights and Signing of

Land Use Right Transfer Agreement

Mgmt For For

12 Approve Issuance of Convertible Bonds to

Raise Funds for the Acquisition of 51% Equity

of Taiyuan Railway Hub Southwest Loop Co.,

Ltd. and Signing of Equity Transfer

Agreement

Mgmt For For


Use of Proceeds

Mgmt For For

14 Approve There is No Need to Prepare for

Report on the Deposit and Usage of Raised

Funds

Mgmt For For




Mgmt For For


17 Approve Principles of Bondholders Meeting Mgmt For For


All Related Matters

Mgmt For For


CUMULATIVE VOTING

Mgmt

19.1 Elect Cheng Xiandong as Non-Independent

Director

SH For For

19.2 Elect Bi Shoufeng as Non-Independent

Director

SH For For

19.3 Elect Han Hongchen as Non-Independent

Director

SH For For

19.4 Elect Tian Huimin as Non-Independent

Director

SH For For

19.5 Elect Zhang Lirong as Non-Independent

Director

SH For For

19.6 Elect Yang Wensheng as Non-Independent

Director

SH For For


CUMULATIVE VOTING

Mgmt

20.1 Elect Li Menggang as Independent Director Mgmt For For

20.2 Elect Yang Wandong as Independent Director Mgmt For For

20.3 Elect Zan Zhihong as Independent Director Mgmt For For

20.4 Elect Chen Lei as Independent Director Mgmt For For

Vote Summary Report



Proposal Vote



VOTING

Mgmt

21.1 Elect Zheng Jirong as Supervisor Mgmt For For

21.2 Elect Zhang Yongqing as Supervisor Mgmt For For

21.3 Elect Yang Jie as Supervisor Mgmt For For

21.4 Elect Gu Tianye as Supervisor Mgmt For For

Financial Street Holdings Co., Ltd.




Ticker: 000402

Primary ISIN: CNE000000KT5

Proposal Vote


1


Mgmt

For

For






7 Approve Provision of Financial Assistance Mgmt For For

8 Approve Issuance of Corporate Bonds Mgmt For For


Instruments

Mgmt For For



Blended Rationale: Related party transaction: A vote AGAINST is warranted since the proposed financial service agreement

with the group finance company may expose the company to unnecessary risks.



Mgmt For For

Vote Summary Report


Founder Securities Co., Ltd.



Primary Security ID: Y261GX101

Ticker: 601901


Proposal Vote


1


Mgmt

For

For






7 Approve Performance Assessment and

Remuneration of Directors

Mgmt For For


Remuneration of Supervisors

Mgmt For For


Remuneration of Senior Management

Members

Mgmt For For

10 Approve Credit Line Applications from Various

Financial Institutions

Mgmt For Against



11 Approve to Appoint Auditor and Internal

Control Auditor

Mgmt For For



Management Members

Mgmt For For


Association

Mgmt For For

Greenland Holdings Corp. Ltd.




Ticker: 600606


Vote Summary Report


Greenland Holdings Corp. Ltd.

Proposal Vote


1


Mgmt

For

For






7 Approve Investment Amount of the

Company's Real Estate Reserves

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted due to lack of sufficient information so that the effects and fairness of the

proposal cannot be effectively gauged.

8 Approve Guarantee Provision Mgmt For Against



meeting circular.

9 Elect Liu Yanping as Non-independent SH

Director

10 Elect Chen Hua as Supervisor SH

For

For

For

For

Guangdong Electric Power Development Co., Ltd.




Ticker: 200539

Primary ISIN: CNE000000HW5

Proposal Vote



Mgmt


2 Approve Report of the General Manager Mgmt For For





Vote Summary Report


Guangdong Electric Power Development Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Application

Mgmt

For

For

HLA Corp. Ltd.




Ticker: 600398


Proposal Vote


1


Mgmt

For

For






Internal Control Auditor and Fix Their

Remuneration

Mgmt For For



Mgmt For For



CUMULATIVE VOTING

Mgmt

9.1 Elect Zhou Jianping as Non-Independent

Director

SH For For

9.2 Elect Zhou Lichen as Non-Independent

Director

SH For For

9.3 Elect Gu Dongsheng as Non-Independent

Director

SH For For

9.4 Elect Qian Yaping as Non-Independent

Director

SH For Against



9.5 Elect Xu Qinghua as Non-Independent SH

Director

9.6 Elect Huang Kai as Non-Independent Director SH

For

For

For

For

Vote Summary Report


HLA Corp. Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


CUMULATIVE VOTING

Mgmt

10.1 Elect Jin Jian as Independent Director Mgmt For For

10.2 Elect Sha Die as Independent Director Mgmt For For

10.3 Elect Liu Gang as Independent Director Mgmt For For


VOTING

Mgmt

11.1 Elect Tan Longying as Supervisor Mgmt For For

11.2 Elect Zhu Yun as Supervisor Mgmt For For

Inner Mongolia Yili Industrial Group Co., Ltd.



Primary Security ID: Y408DG116

Ticker: 600887

Primary ISIN: CNE000000JP5

Proposal Vote


1


Mgmt

For

For



4 Approve Operating Strategy and Investment

Plan

Mgmt For For


Budget Report

Mgmt For For



INDEPENDENT DIRECTORS

Mgmt

7.1 Elect Pan Gang as Non-Independent Director Mgmt For Against


independent directors.Joint Chair/CEO: A vote against is applied as LGIM expects the roles of Board Chair and CEO to be

separate and not to be recombined once separated. These two roles are substantially different and a division of responsibilities

ensures there is a proper balance of authority and responsibility on the board.

7.2 Elect Zhao Chengxia as Non-Independent

Director

Mgmt For Against


directors.Remuneration Committee: A vote against is applied as LGIM expects the Committee to be comprised of independent

directors.

Vote Summary Report


Inner Mongolia Yili Industrial Group Co., Ltd.

Proposal Vote


7.3

Elect Yan Junrong as Non-Independent

Director

Mgmt

For

For

7.4 Elect Wang Xiaogang as Non-Independent

Director

Mgmt For For

7.5 Elect Yang Huicheng as Non-Independent

Director

Mgmt For For

7.6 Elect Zhang Junping as Non-Independent

Director

Mgmt For For

7.7 Elect Lv Gang as Non-Independent Director Mgmt For For

7.8 Elect Peng Heping as Independent Director Mgmt For For

7.9 Elect Ji Shao as Independent Director Mgmt For For

7.10 Elect Cai Yuanming as Independent Director Mgmt For For

7.11 Elect Shi Fang as Independent Director Mgmt For For


8.1 Elect Gao Debu as Supervisor Mgmt For For

8.2 Elect Zhang Xinling as Supervisor Mgmt For For

9 Approve Allowance of Directors Mgmt For For

10 Approve Allowance of Supervisors Mgmt For For



13 Approve Issuance of Super-short-term

Commercial Papers and Medium-term Notes

Mgmt For For


15 Approve Cancellation of Partial Stock Options

and Repurchase Cancellation of Performance

Shares

Mgmt For For

16 Approve 2019 Repurchase and Cancellation of

Performance Shares

Mgmt For For



Jiangsu Hengli Hydraulic Co., Ltd.



Primary Security ID: Y443AC107

Ticker: 601100


Vote Summary Report


Jiangsu Hengli Hydraulic Co., Ltd.

Proposal Vote


1


Mgmt

For

For







Supervisors and Senior Management

Mgmt For For


9 Approve Mutual Guarantee Mgmt For Against


guarantee request.


Connection with Loan

Mgmt For For

KingClean Electric Co., Ltd.




Ticker: 603355


Proposal Vote


1


Mgmt

For

For





6 Approve Allowance of Directors Mgmt For For



Mgmt For For

8 Approve to Appoint Auditor and Audit Work

Evaluation

Mgmt For For

Vote Summary Report


KingClean Electric Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

9 Approve Application of Bank Credit Lines Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the proposed credit line is considered excessive and may add to the



11 Approve Use of Own Funds for Cash

Management

Mgmt

For

Against


risks.


Association

Mgmt For For


CUMULATIVE VOTING

Mgmt

13.1 Elect Ni Zugen as Non-independent Director Mgmt For For

13.2 Elect Wang Pingping as Non-independent

Director

Mgmt For For

13.3 Elect Xue Feng as Non-independent Director Mgmt For For

13.4 Elect Han Jian as Non-independent Director Mgmt For For

13.5 Elect Ni Hantao as Non-independent Director Mgmt For For


CUMULATIVE VOTING

Mgmt

14.1 Elect Gu Jianping as Independent Director Mgmt For For

14.2 Elect Zhou Zhongsheng as Independent

Director

Mgmt For For

14.3 Elect Xu Yuzhou as Independent Director Mgmt For For


VOTING

Mgmt

15.1 Elect Xu Dagan as Supervisor Mgmt For For

15.2 Elect Wei Wei as Supervisor Mgmt For For

Lingyi iTech (Guangdong) Co.



Primary Security ID: Y446BS104

Ticker: 002600

Primary ISIN: CNE1000015L5

Vote Summary Report


Lingyi iTech (Guangdong) Co.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For


Mgmt

For

For


Mgmt

For

For


Mgmt

For

For

6 Approve Daily Related Party Transaction

Mgmt

For

For


Application

8 Approve Provision of Guarantees

Mgmt

Mgmt

For

For

For

For

9 Approve Extension of Resolution Validity SH

Period of Private Placement of Shares


Related Matters

For

For

For

For

Ninestar Corp.




Ticker: 002180


Proposal Vote


1


Mgmt

For

For







Mgmt For For


Report

Mgmt For For



Vote Summary Report


Ninestar Corp.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


11 Approve Termination of Fund-raising

Investment Project and Use Its Remaining

Raised Funds to Replenish Working Capital

Mgmt

For

For

Pacific Securities Co., Ltd.



Primary Security ID: Y6S73B107

Ticker: 601099


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1

Approve Report of the Board of Directors and

Supervisors

Mgmt

For

For






APPROVE AUTHORIZATION ON ISSUANCE OF

DOMESTIC AND FOREIGN DEBT FINANCING

INSTRUMENTS

Mgmt

7.1 Approve Debt Financing Entity Mgmt For For


7.3 Approve Issue Manner Mgmt For For

7.4 Approve Variety Mgmt For For

7.5 Approve Duration Mgmt For For

7.6 Approve Interest Rates Mgmt For For

7.7 Approve Guarantees and Other Credit


Mgmt For For





Mgmt For For

7.11 Approve Listing Mgmt For For

Vote Summary Report


Pacific Securities Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Repayment

7.13 Approve Authorization Matters

Mgmt

Mgmt

For

For

For

For

7.14 Approve Resolution Validity Period

Mgmt

For

For


Mgmt

For

For


Mgmt

For

For


Association





Mgmt

Mgmt

Mgmt

For

For

For

For

For

For

PT Adaro Energy Tbk




Ticker: ADRO


Proposal Vote


1


Reports

Mgmt

For

For


3 Approve Tanudiredja, Wibisana, Rintis dan

Rekan as Auditor

Mgmt For For


Commissioners

Mgmt For For

5 Amend Articles of Association in Relation to

Online Single Submission Integrated

Mgmt For Against


decision.

Shanghai RAAS Blood Products Co., Ltd.




Ticker: 002252


Vote Summary Report


Shanghai RAAS Blood Products Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1


Mgmt

For

For








Association

Mgmt For For


CUMULATIVE VOTING

Mgmt

9.1 Elect Chen Jie as Non-independent Director Mgmt For For

9.2 Elect Zheng Yuewen as Non-independent

Director

Mgmt For For

9.3 Elect Tomás Dagá Gelabert as

Non-independent Director

Mgmt For For

9.4 Elect David Ian Bell as Non-independent

Director

Mgmt For For

9.5 Elect Tommy Trong Hoang as

Non-independent Director

Mgmt For For

9.6 Elect Xu Jun as Non-independent Director Mgmt For For


CUMULATIVE VOTING

Mgmt

10.1 Elect Yang Cuihua as Independent Director Mgmt For For

10.2 Elect Tan Jinsong as Independent Director Mgmt For For

10.3 Elect Peng Ling as Independent Director Mgmt For For


VOTING

Mgmt

11.1 Elect Binh Hoang as Supervisor Mgmt For For

11.2 Elect Li Yao as Supervisor Mgmt For For

Vote Summary Report


Shenzhen Overseas Chinese Town Co., Ltd.




Ticker: 000069

Primary ISIN: CNE000000SS0

Proposal Vote


1


Mgmt

For

For




5 Approve Application of Credit Lines Mgmt For Against



6 Approve Application of Entrusted Loans Mgmt For For


8 Approve Provision of Financial Aid to

Associate Company

Mgmt For For

9 Approve Provision of Financial Aid to Project

Company

Mgmt For For




Association

Mgmt For Against



13 Approve Development of Independent

Director Compensation and Treatment

Standards

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted due to non-disclosure.

Sunwoda Electronic Co., Ltd.




Ticker: 300207


Vote Summary Report


Sunwoda Electronic Co., Ltd.

Proposal Vote


1


Mgmt

For

For






Raised Funds

Mgmt For For



9 Elect Zhang Jianjun as Independent Director Mgmt For For


Period and Authorization of the Board on

Issuance of Convertible Bonds

Mgmt For For

Tianjin Chase Sun Pharmaceutical Co., Ltd.




Ticker: 300026

Primary ISIN: CNE100000GF1

Proposal Vote


1


Mgmt

For

For






Performance Shares

Mgmt For For

7 Approve Changes in Registered Capital Mgmt For For




Vote Summary Report


Tianjin Chase Sun Pharmaceutical Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Xinhu Zhongbao Co., Ltd.




Ticker: 600208

Primary ISIN: CNE000000ZH8

Proposal Vote


1


Mgmt

For

For







Mgmt For For

7 Approve Provision of Guarantee for Subsidiary Mgmt For Against



meeting circular.

8 Approve Provision of Guarantee for Franchise Mgmt For For

9 Approve Provision of Guarantee for Associate

Company

Mgmt For For

10 Approve to Appoint Auditors and to Fix Their

Remuneration

Mgmt For For


Supervisors

Mgmt For For


Association

Mgmt For For

Youngor Group Co., Ltd.




Ticker: 600177

Primary ISIN: CNE000000XR2

Vote Summary Report



Proposal Vote


1


Mgmt

For

For





6 Approve to Appoint Financial Auditor and


Mgmt For For


Connection to Bank Business

Mgmt For Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted because the proposed investment could expose the

company to unnecessary risks.

8 Approve Authorization on Disposal of

Financial Assets

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted due to lack of sufficient disclosure.

9 Approve Authorization of Management to

Exercise Decision-Making Power on the

Acquisition of Project Reserves

Mgmt For For

10 Approve Authorization of the Chairman to

Handle Bank Credit Application

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because there is lack of disclosure on the pertinent details of this credit line

application request.


CUMULATIVE VOTING

Mgmt

11.1 Elect Li Rucheng as Non-Independent Director SH For For

11.2 Elect Li Hanqiong as Non-Independent

Director

SH For Against



11.3 Elect Hu Ganggao as Non-Independent

Director

SH For For

11.4 Elect Shao Hongfeng as Non-Independent

Director

SH For For

11.5 Elect Xu Peng as Non-Independent Director SH For For

11.6 Elect Yang Ke as Non-Independent Director SH For For


CUMULATIVE VOTING

Mgmt

12.1 Elect Yang Baiyin as Independent Director SH For For

12.2 Elect Lv Changjiang as Independent Director SH For For

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

12.3

Elect Song Xiangqian as Independent Director

SH

For

For

13 Approve Remuneration and Allowance of

Directors

Mgmt For For


VOTING

Mgmt

14.1 Elect Li Ruxiang as Supervisor SH For For

14.2 Elect Liu Jianting as Supervisor SH For For

14.3 Elect Yu Minxia as Supervisor SH For For

15 Approve Remuneration and Allowance of

Supervisors

Mgmt For For


Association

Mgmt For For

Zhejiang Supor Co., Ltd.




Ticker: 002032

Primary ISIN: CNE000001KS5

Proposal Vote


1


Mgmt

For

For






Mgmt For For



8 Approve Use of Funds for Short-term

Financial Products

Mgmt For Against


risk.


Performance Shares

Mgmt For For


11 Elect Philippe SUMEIRE as Supervisor Mgmt For For

Vote Summary Report


Zhejiang Supor Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


CUMULATIVE VOTING

12.1 Elect Thierry de LA TOUR D'ARTAISE as

Non-Independent Director

Mgmt

Mgmt

For

Against



12.2 Elect Harry TOURET as Non-Independent Mgmt

Director

For For

12.3 Elect Stanislas de GRAMONT as Mgmt


For

For

12.4 Elect Nathalie LOMON as Non-Independent Mgmt

Director

For

For

12.5 Elect Dai Huaizong as Non-Independent Mgmt

Director

For

For

12.6 Elect Su Xianze as Non-Independent Director Mgmt For

For

ELECT INDEPENDENT DIRECTORS VIA Mgmt

CUMULATIVE VOTING

13.1 Elect Hervé MACHENAUD as Independent SH

Director

For

For

13.2 Elect Jean-Michel PIVETEAU as Independent SH

Director

For

For

13.3 Elect Chen Jun as Independent Director Mgmt For

For

Alpek SAB de CV

Meeting Date: 05/21/2020 Country: Mexico

Primary Security ID: P01703100

Meeting Type: Special Ticker: ALPEKA

Primary ISIN: MX01AL0C0004

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

Ordinary Business Mgmt

1 Amend or Revoke Resolutions Approved by

AGM on Feb. 27, 2020 Re: Dividends

2 Appoint Legal Representatives

Mgmt

Mgmt

For

For

For

For

3 Approve Minutes of Meeting Mgmt For For

Vote Summary Report


Bank of Nanjing Co., Ltd.




Ticker: 601009


Proposal Vote


1


Mgmt

For

For



Budget Report

Mgmt For For



Mgmt For For

5 Approve Special Report on Related Party

Transactions

Mgmt For For



8 Approve to Appoint Internal Auditor Mgmt For For

9 Approve Capital Planning Mgmt For For

10 Approve Credit Asset Securitization Business Mgmt For For


Association

Mgmt For For

12 Approve External Supervisory System Mgmt For For

13 Elect Lin Jingran as Non-Independent Director Mgmt For For

14 Elect Guo Zhiyi as Non-Independent Director Mgmt For For

15 Approve Evaluation Report on the

Performance Report of the Supervisors

Mgmt For For

16 Approve Evaluation Report of the Board of

Supervisors on the Performance of Directors

and Senior Management Members

Mgmt For For

Chengdu Westone Information Industry, Inc.




Ticker: 002268

Primary ISIN: CNE100000CM6

Vote Summary Report


Chengdu Westone Information Industry, Inc.

Proposal Vote


1


Mgmt

For

For






China Greatwall Technology Group Co., Ltd.




Ticker: 000066

Primary ISIN: CNE000000RL7

Proposal Vote


1


Mgmt

For

For






7 Approve Application of Bank Credit Lines and

Its Guarantee Provision

Mgmt For For


9 Approve Provision of Guarantees to

Customers

Mgmt For For

10 Approve Application of Entrusted Loan to

Controlling Shareholder and Use Equity in

Subsidiary as Pledge Guarantee

Mgmt For For

11 Approve Use of Own Idle Funds for Cash

Management

Mgmt For Against


risks.

Vote Summary Report


China Greatwall Technology Group Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

APPROVE DAILY RELATED-PARTY

TRANSACTONS

Mgmt


China Electronics Corporation

Mgmt For For


Hunan Great Wall Galaxy Technology Co., Ltd.

Mgmt For For


China Super Cloud (Beijing) Technology Co.,

Ltd.

Mgmt For For


CLP Data Service Co., Ltd.

Mgmt For For


Scutech Corporation

Mgmt For For

13 Approve Handling of Factoring Business and

Related Transaction of Accounts Receivable

Mgmt For For

14 Elect Liu Chenhui as Supervisor SH For For

15 Approve Adjustment of Stock Incentive Plan

to Target Enterprises

Mgmt For For

China Merchants Energy Shipping Co., Ltd.




Ticker: 601872

Primary ISIN: CNE000001PQ8

Proposal Vote


1


Mgmt

For

For





6 Approve Comprehensive Bank Credit Line

Application

Mgmt For For

7 Approve Appointments of Financial and


Mgmt For For

8 Approve Additional 2019 Related Party

Transaction

Mgmt For For

Vote Summary Report


China Merchants Energy Shipping Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

APPROVE 2019 and 2020 DAILY RELATED

PARTY TRANSACTIONS

Mgmt


Shekou Youlian Shipyard and Its Subsidiaries

Mgmt For For


Petrochemical Corporation and Its

Subsidiaries

Mgmt For For


Merchants Energy Trading Co., Ltd.

Mgmt For For


Merchants Hoi Tung Trading Co., Ltd. and Its

Subsidiaries

Mgmt For For


Shenzhen Haishun Marine Services Co., Ltd.

Mgmt For For


Sinotrans Changhang Group and Its

Subsidiaries

Mgmt For For


Sinotrans Limited and Its Subsidiaries

Mgmt For For


Liaoning Port Group Co., Ltd. and Its

Subsidiaries

Mgmt For For

10 Approve to Adjust the Allowance Standard of


Mgmt For For

11 Approve Change of Registered Capital Mgmt For For


Association

Mgmt For For


General Meetings of Shareholders and Rules

and Procedures Regarding Meetings of Board

of Directors

Mgmt For Against

Blended Rationale: A vote AGAINST these items is warranted due to non-disclosure.



Mgmt

For

Against

Blended Rationale: A vote AGAINST these items is warranted due to non-disclosure.

15 Approve Signing of COA Agreement to

Provide Performance Guarantee

Mgmt For For

16 Approve Guarantee Provision to Associate

Company

Mgmt For For



Connection to Building 4 Multi-purpose Ships

Mgmt For For

Vote Summary Report


China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.




Ticker: 000999


Proposal Vote


1


Mgmt

For

For



Mgmt For For





7 Approve Business Cooperation Mgmt For Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted since the proposed related-party transactions

include investments in financial products which may expose the company to unnecessary risks.

China Tower Corp. Ltd.




Ticker: 788


Proposal Vote


1


Reports

Mgmt

For

For

2 Approve Profit Distribution Proposal and

Declaration of Final Dividend

Mgmt For For

3 Approve PricewaterhouseCoopers and

PricewaterhouseCoopers Zhong Tian LLP

(Special General Partnership) as International

Auditors and Domestic Auditors, Respectively,


Remuneration

Mgmt For For

4 Elect Mai Yanzhou as Director and Authorize

Board to Sign on Behalf of the Company the

Director's Service Contract with Mai Yanzhou

Mgmt For For

Vote Summary Report


China Proposal

Number

Tower Corp. Ltd.

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

5

Elect Deng Shiji as Director, Authorize Board

to Sign on Behalf of the Company the

Director's Service Contract with Deng Shiji

and Authorize Board to Fix His Remuneration

Mgmt

For

For




Domestic Shares and H Shares and Authorize

Board to Amend Articles of Association to

Reflect New Capital Structure

Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST this resolution is warranted for the following:- The A and/or H share


China Tower Corp. Ltd.




Ticker: 788


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For

China Yangtze Power Co., Ltd.




Ticker: 600900


Proposal Vote


1


Mgmt

For

For




Vote Summary Report


China Yangtze Power Co., Ltd.

Proposal Vote


5

Approve Financial Auditor

Mgmt

For

For

6 Approve Internal Control Auditor Mgmt For For

7 Approve Short-term Fixed Income Investment Mgmt For Against


risks.

8 Approve Issuance of Debt Financing Mgmt

Instruments

For

For

ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt

CUMULATIVE VOTING

9.1 Elect Li Qinghua as Non-Independent Director Mgmt For

For

CSG Holding Co., Ltd.


Primary Security ID: Y1R16V105



Proposal Vote



Mgmt








Performance Shares

Mgmt For For


Performance Shares that Has Not Reached

the Unlocking Condition

Mgmt For For


CUMULATIVE VOTING

Mgmt

9.1 Elect Chen Lin as Non-independent Director Mgmt For For

9.2 Elect Wang Jian as Non-independent Director Mgmt For For

Vote Summary Report


CSG Holding Co., Ltd.

Proposal Vote


9.3

Elect Zhang Jinshun as Non-independent

Director

Mgmt

For

For

9.4 Elect Cheng Xibao as Non-independent

Director

Mgmt For For

9.5 Elect Cheng Jinggang as Non-independent

Director

Mgmt For For

9.6 Elect Yao Zhuanghe as Non-independent

Director

Mgmt For For


CUMULATIVE VOTING

Mgmt

10.1 Elect Zhu Guilong as Independent Directors Mgmt For For

10.2 Elect Zhu Qianyu as Independent Directors Mgmt For For

10.3 Elect Xu Nianxing as Independent Directors Mgmt For For


VOTING

Mgmt

11.1 Elect Meng Lili as Supervisor SH For For

Focus Media Information Technology Co., Ltd.




Ticker: 002027

Primary ISIN: CNE000001KK2

Proposal Vote


1


Mgmt

For

For






Auditor

Mgmt For For

7 Approve Use of Idle Own Funds to Purchase

Financial Products

Mgmt For Against


risks.

8 Approve Change in Registered Address Mgmt For For

Vote Summary Report


Focus Media Information Technology Co., Ltd.

Proposal Vote


9


Association

Mgmt

For

For



Mgmt For For



Mgmt For For



Mgmt For For

13 Amend Working System for Independent

Directors

Mgmt For For

14 Amend Working Rules of President of the

Company

Mgmt For For

Guoxuan High-tech Co., Ltd.




Ticker: 002074

Primary ISIN: CNE000001NY7

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1


Mgmt

For

For





Raised Funds

Mgmt For For



Mgmt For For


8 Approve Guarantee Mgmt For For



11 Approve Change of Company Name Mgmt For For

AMEND ARTICLES OF ASSOCIATION AND

RELATED COMPANY SYSTEMS

Mgmt

12.1 Approve Amendments to Articles of

Association

Mgmt For For

Vote Summary Report


Guoxuan High-tech Co., Ltd.

Proposal Vote


12.2

Amend Rules and Procedures Regarding


Mgmt

For

For

12.3 Amend Rules and Procedures Regarding


Mgmt For For

12.4 Amend Rules and Procedures Regarding


Mgmt For For

12.5 Amend Management System of Raised Funds Mgmt For For

Hunan Valin Steel Co., Ltd.




Ticker: 000932


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1

Approve Company's Eligibility for Issuance of

Convertible Bonds

Mgmt

For

For

APPROVE ISSUANCE OF CONVERTIBLE

BONDS

Mgmt

2.1 Approve Issue Type Mgmt For For





2.6 Approve Method and Term for the Repayment

of Principal and Interest

Mgmt For For



2.9 Approve Determination and Adjustment of

Conversion Price

Mgmt For For


Conversion Price

Mgmt For For

2.11 Approve Method for Determining the Number

of Shares for Conversion

Mgmt For For



Vote Summary Report


Hunan Valin Steel Co., Ltd.

Proposal Vote


2.14

Approve Dividend Distribution Post

Conversion

Mgmt

For

For



Shareholders

Mgmt For For

2.17 Approve Matters Related to Bondholders

Meeting

Mgmt For For


2.19 Approve Safekeeping of Raised Funds Mgmt For For

2.20 Approve Validity Period Mgmt For For

3 Approve Plan for Issuance of Convertible

Bonds

Mgmt For For


Intended Usage of Raised Funds

Mgmt For For


Raised Funds

Mgmt For For

6 Approve Formulation of Rules and Procedures

Regarding Convertible Corporate Bondholders

Meeting

Mgmt For For




Mgmt For For

8 Approve Authorization of Board and Its


Matters

Mgmt For For

Inner Mongolia Baotou Steel Union Co. Ltd.




Ticker: 600010


Proposal Vote


1


Mgmt

For

For





Vote Summary Report



Proposal Vote




7 Approve Related Party Transaction

Mgmt

Mgmt

For

For

For

Against






10 Approve Signing of Rare Earth Concentrate

Related Party Agreement

Mgmt For For





12 Approve Purchase Agreement Mgmt For For


APPROVE ISSUANCE OF EPIDEMIC

PREVENTION AND CONTROL DEBT

Mgmt



14.3 Approve Bond Maturity and Type Mgmt For For




14.7 Approve Issue Manner Mgmt For For




Mgmt For For

14.10 Approve Underwriting Manner Mgmt For For

14.11 Approve Listing Transfer Arrangement Mgmt For For

14.12 Approve Company Credit Status and

Safeguard Measures of Debts Repayment

Mgmt For For


14.14 Approve Authorization of Board to Handle All

Related Matters

Mgmt For For



Vote Summary Report



Proposal Vote



CUMULATIVE VOTING

Mgmt

17.1 Elect Li Degang as Non-Independent Director SH For For

17.2 Elect Wang Shengping as Non-Independent

Director

SH For For

17.3 Elect Shi Kai as Non-Independent Director SH For For

17.4 Elect Liu Zhengang as Non-Independent

Director

SH For For

17.5 Elect Li Xiao as Non-Independent Director SH For For

17.6 Elect Song Longtang as Non-Independent

Director

SH For For

17.7 Elect Zhai Jinjie as Non-Independent Director SH For For

17.8 Elect Lang Jilong as Non-Independent

Director

SH For For

17.9 Elect Bai Baosheng as Non-Independent

Director

SH For For


CUMULATIVE VOTING

Mgmt

18.1 Elect Wu Zhenping as Independent Director SH For For

18.2 Elect Dong Fang as Independent Director SH For For

18.3 Elect Cheng Mingwang as Independent

Director

SH For For

18.4 Elect Sun Hao as Independent Director SH For For

18.5 Elect Wei Zheyan as Independent Director SH For For


VOTING

Mgmt

19.1 Elect Hu Yongcheng as Supervisor SH For For

19.2 Elect Xing Liguang as Supervisor SH For For

19.3 Elect Zhang Weijiang as Supervisor SH For For

Luenmei Quantum Co., Ltd.




Ticker: 600167


Vote Summary Report


Luenmei Quantum Co., Ltd.

Proposal Vote


1


Mgmt

For

For








Meinian Onehealth Healthcare Holdings Co., Ltd.



Primary Security ID: Y5S4DH102

Ticker: 002044

Primary ISIN: CNE000001LV7

Proposal Vote


1


Mgmt

For

For








Mgmt For For


8 Approve Provision for Goodwill Impairment Mgmt For For

9 Approve Performance Commitments and

Performance Compensation Plan

Mgmt For For


11 Approve Credit Line Application and Provision

of Guarantee

Mgmt For For

Vote Summary Report


Meinian Onehealth Healthcare Holdings Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


13 Elect Zhu Shunyan as Non-Independent

Director

Mgmt

For

For

MTN Group Ltd.



Primary Security ID: S8039R108

Ticker: MTN


Proposal Vote


1

Elect Lamido Sanusi as Director

Mgmt

For

For

2 Elect Vincent Rague as Director Mgmt For For

3 Re-elect Stan Miller as Director Mgmt For For

4 Re-elect Paul Hanratty as Director Mgmt For For

5 Re-elect Nkululeko Sowazi as Director Mgmt For For

6 Re-elect Azmi Mikati as Director Mgmt For Against

Blended Rationale: Committee independence: A vote against is applied as LGIM expects the Committee to be comprised of

independent directors.Diversity: A vote against is applied as LGIM expects a company to have a diverse board, with at least

25% of board members being women. We expect companies to increase female participation both on the board and in

leadership positions over time.

7 Re-elect Christine Ramon as Member of the

Audit Committee

Mgmt For For

8 Elect Swazi Tshabalala as Member of the

Audit Committee

Mgmt For For

9 Elect Vincent Rague as Member of the Audit

Committee

Mgmt For For

10 Re-elect Paul Hanratty as Member of the

Audit Committee

Mgmt For For

11 Elect Lamido Sanusi as Member of the Social

and Ethics Committee

Mgmt For For

12 Elect Stanley Miller as Member of the Social


Mgmt For For

13 Elect Nkunku Sowazi as Member of the Social


Mgmt For For

Vote Summary Report


MTN Group Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

14 Elect Khotso Mokhele as Member of the Social


Mgmt For Against


than a year.Future World Protection List: A vote against is applied as the company meets the criteria for inclusion in LGIM’s

Future World Protection List. Companies are incorporated into the List if they fail to meet minimum standards of globally

accepted business practices. This includes: companies involved in the manufacture and production of controversial weapons;

perennial violators of the United Nations Global Compact (UNGC); and pure coal miners.

15 Reappoint PricewaterhouseCoopers Inc as

Auditors of the Company

Mgmt For For

16 Reappoint SizweNtsalubaGobodo Grant

Thornton Inc as Auditors of the Company

Mgmt For For

17 Appoint Ernst & Young Inc as Auditors of the

Company

Mgmt For For

18 Place Authorised but Unissued Shares under

Control of Directors

Mgmt For For


20 Approve Remuneration Policy Mgmt For Against

Blended Rationale: Remuneration: Performance conditions. A vote against is applied as LGIM expects the long-term incentive

plan to be assessed against performance conditions that are aligned with company performance.Remuneration: Performance

conditions: A vote against is applied as the level of disclosures in respect of performance conditions does not allow

shareholders to make a fully informed assessment of remuneration.

21 Approve Remuneration Implementation

Report

Mgmt For Against


plan to be assessed against performance conditions that are aligned with company performance.

22 Approve Non-executive Directors'

Remuneration

Mgmt For Against

Blended Rationale: A vote AGAINST this item is warranted as the Company is introducing a number of new fees for

international Board members. These are generally positioned significantly higher than the fees paid to local NED. No

explanation has been provided by the Company for these fees.


24 Approve Financial Assistance to Subsidiaries

and Other Related and Inter-related Entities

Mgmt For For

25 Approve Financial Assistance to Directors,

Prescribed Officers and Employee Share

Scheme Beneficiaries

Mgmt For For

Shaanxi Coal Industry Co., Ltd.




Ticker: 601225


Vote Summary Report


Shaanxi Coal Industry Co., Ltd.

Proposal Vote


1


Mgmt

For

For





Mgmt For For






7 Approve Provision of Guarantee SH For For

ELECT INDEPENDENT DIRECTOR VIA

CUMULATIVE VOTING

Mgmt

8.1 Elect Dan Yong as Independent Director Mgmt For Against




weapons; perennial violators of the United Nations Global Compact (UNGC); and pure coal miners.Additionally, a vote AGAINST

is warranted because there is lack of disclosure on the profile of both director candidates.


CUMULATIVE VOTING

9.1 Elect Yang Zhaoqian as Non-Independent

Director

Mgmt

SH

For

Against




weapons; perennial violators of the United Nations Global Compact (UNGC); and pure coal miners.Additionally, a vote AGAINST

is warranted because there is lack of disclosure on the profile of both director candidates.

ELECT SUPERVISOR VIA CUMULATIVE Mgmt

VOTING

10.1 Elect Che Jianhong as Supervisor SH For

For

STO Express Co., Ltd.




Ticker: 002468


Vote Summary Report


STO Express Co., Ltd.

Proposal Vote


1


Mgmt

For

For






Mgmt For For


Taiwan High Speed Rail Corp.




Ticker: 2633


Proposal Vote


1


Statements

Mgmt

For

For

2 Approve Plan on Profit Distribution Mgmt For For

3 Approve Amendments to Rules and

Procedures Regarding Shareholders' General

Meeting

Mgmt For For


Guarantees

Mgmt For For

5 Amend Procedures for Lending Funds to

Other Parties

Mgmt For For



VOTING

Mgmt

6.1 Elect Yao-Chung Chiang, a Representative of

CHINA AVIATION DEVELOPMENT

FOUNDATION with Shareholder No. 51400, as


Mgmt For For

Vote Summary Report



Proposal Vote


6.2 Elect Kwo-Tsai Wang, a Representative of

MINISTRY OF TRANSPORTATION AND

COMMUNICATIONS with Shareholder No.


Mgmt For Against

Blended Rationale: A vote AGAINST the non-independent director nominees under Items 6.2-6.9 is warranted because the

independence level will be 30.77 percent, which does not meet the minimum requirement of one-third.

6.3 Elect Min-Ching Liu, a Representative of

MINISTRY OF TRANSPORTATION AND

COMMUNICATIONS with Shareholder No.


Mgmt For Against



6.4 Elect Lee-Ching Ko, a Representative of

CHINA AVIATION DEVELOPMENT

FOUNDATION with Shareholder No. 51400, as


Mgmt For Against



6.5 Elect Chao-Tung Wong, a Representative of

CHINA STEEL CORPORATION with

Shareholder No. 43831, as Non-Independent

Director

Mgmt For Against



6.6 Elect Chao-Yih Chen, a Representative of

Taiwan Sugar Corporation with Shareholder

No. 5762, as Non-Independent Director

Mgmt For Against



6.7 Elect Shien-Quey Kao, a Representative of Mgmt For Against Management Committee of National

Development Fund Executive Yuan with


Director



6.8 Elect Mao-Hsiung Huang, a Representative of

TECO Electric and Machinery Co Ltd with


Director

Mgmt For Against



6.9 Elect Kuo-Chih Liu, a Representative of Taipei

Fubon Commercial Bank Co Ltd with


Director

Mgmt For Against



Vote Summary Report



Proposal Vote


6.10

Elect Kenneth Huang-Chuan Chiu with ID No.

E100588XXX as Independent Director

Mgmt

For

For

6.11 Elect Pai-Ta Shih with ID No. U120155XXX as


Mgmt For For

6.12 Elect Yung-Cheng (Rex) Lai with ID No.

M121529XXX as Independent Director

Mgmt For For

6.13 Elect Duei Tsai with ID No. L100933XXX as


Mgmt For For


Competitive Activities of Director Yao Chung

Chiang, a Representative of CHINA AVIATION

DEVELOPMENT FOUNDATION

Mgmt For For


Competitive Activities of Director Kwo-Tsai

Wang, a Representative of MINISTRY OF

TRANSPORTATION AND COMMUNICATIONS

Mgmt For Against

Blended Rationale: A vote AGAINST Items 8-13 is warranted because the election of the directors in question do not warrant

shareholder support.


Competitive Activities of Director Lee-Ching

Ko, a Representative of CHINA AVIATION

DEVELOPMENT FOUNDATION

Mgmt For Against




Competitive Activities of Director Chao-Tung

Wong, a Representative of CHINA STEEL

CORPORATION

Mgmt For Against




Competitive Activities of Director Chao-Yih

Chen, a Representative of Taiwan Sugar

Corporation

Mgmt For Against




Competitive Activities of Director Mao-Hsiung

Huang, a Representative of TECO Electric and

Machinery Co Ltd

Mgmt For Against




Competitive Activities of Director Kuo-Chih

Liu, a Representative of Taipei Fubon

Commercial Bank Co Ltd

Mgmt For Against



Vote Summary Report



Proposal Vote


14

Approve Release of Restrictions of

Competitive Activities of Director Independent

Director Kenneth Huang-Chuan Chiu

Mgmt

For

For



Director Pai-Ta Shih

Mgmt For For



Director Duei Tsai

Mgmt For For

Xinhua Winshare Publishing & Media Co., Ltd.




Ticker: 811


Proposal Vote



Mgmt


Directors

Mgmt For For


Reports

Mgmt For For


4 Approve 2019 Profit Distribution Plan and

Final Dividend

Mgmt For For


Public Accountants LLP as the Auditor and

Internal Control Auditor and Authorize the

Board to Fix Their Remunerations

Mgmt For For


Committee

Mgmt For For

7 Amend Articles of Association Regarding Party

Committee

Mgmt For Against





Mgmt For For



Mgmt For For

Vote Summary Report


Zhejiang Huahai Pharmaceutical Co., Ltd.




Ticker: 600521

Primary ISIN: CNE000001DL5

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For


Mgmt

For

For




Mgmt

Mgmt

For

For

For

For



Mgmt

For

For

Zhejiang NHU Co. Ltd.




Ticker: 002001


Proposal Vote


1


Mgmt

For

For





6 Approve Use of Raised Funds for Cash

Management

Mgmt For For





9 Approve Change in Registered Address

Mgmt

For

For

Vote Summary Report


Zhejiang NHU Co. Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

10


Association

Mgmt

For

For



Mgmt For For



Mgmt For For



Mgmt For For

14 Amend Working System for Independent

Directors

Mgmt For For

15 Amend Information Disclosure Management

System

Mgmt For For

16 Amend Management System for Providing

External Guarantees

Mgmt For For

17 Amend Related-Party Transaction

Management System

Mgmt For For


Anhui Expressway Company Limited




Ticker: 995


Proposal Vote



Mgmt

1 Approve 2019 Working Report of the Board of

Directors

Mgmt For For



Mgmt For For


4 Approve 2019 Profit Appropriation Proposal Mgmt For For

5 Approve Auditors and Authorize Board to Fix

Their Remuneration

Mgmt For For

6 Approve Donation in Support of the Fight

Against the Outbreak of the Pneumonia

Caused By the Novel Coronavirus

Mgmt For For

Vote Summary Report


Anhui Expressway Company Limited

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



A Shares and/or H Shares

Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST this resolution is warranted for the following:- The aggregate share


AviChina Industry & Technology Company Limited




Ticker: 2357


Proposal Vote


1


Directors

Mgmt

For

For


Committee

Mgmt For For



Distribution of Final Dividend

Mgmt For For

5 Approve ShineWing (HK) CPA Ltd. and

ShineWing Certified Public Accountant LLP as

International and Domestic Auditors

Respectively and Authorize Board to Fix Their

Remuneration

Mgmt For For

6 Other Business by Way of Ordinary Resolution Mgmt For Against

Blended Rationale: Governance Concerns: An against vote is applied as the detail of the resolution is unknown at the time of

voting.



Shares

Mgmt For Against



8 Authorize Repurchase of Issued H Share

Capital

9 Other Business by Way of Special Resolution

Mgmt

Mgmt

For

For

For

Against

Blended Rationale: Governance Concerns: An against vote is applied as the detail of the resolution is unknown at the time of

voting.

Vote Summary Report


Chaozhou Three-Circle (Group) Co., Ltd.



Primary Security ID: Y1R99A101

Ticker: 300408


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Elect Chen Guixu as Supervisor Mgmt For For

China Grand Automotive Services Group Co., Ltd.




Ticker: 600297


Proposal Vote


1


Mgmt

For

For






7 Approve Authorization on Guarantee Provision

Plan

Mgmt For Against



meeting circular.

8 Approve Authorization on Internal Financing

Plan

Mgmt For For

9 Approve Use of Own Funds to Conduct

Entrusted Asset Management

Mgmt For Against


risks.




Mgmt

Mgmt

For

For

For

For

Vote Summary Report


China Grand Automotive Services Group Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

12

Approve Purchase of Liability Insurance for


Management Members

Mgmt

For

For

13 Approve to Appoint Financial Auditor and


Mgmt For For


Raised Funds

Mgmt For For

15 Approve Termination of Employee Share

Purchase Plan

Mgmt For For

China International Travel Service Corp. Ltd.




Ticker: 601888


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1


Mgmt

For

For






7 Elect Liu Defu as Supervisor SH For For

8 Approve Equity Acquisition SH For For


CUMULATIVE VOTING

Mgmt

9.1 Elect Peng Hui as Non-Independent Director SH For For

9.2 Elect Chen Guoqiang as Non-Independent

Director

SH For For

9.3 Elect Xue Jun as Non-Independent Director SH For For

9.4 Elect Zhang Yin as Non-Independent Director SH For For


CUMULATIVE VOTING

Mgmt

10.1 Elect Zhang Rungang as Independent Director SH For For

Vote Summary Report


China International Travel Service Corp. Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

10.2 Elect Wang Bin as Independent Director SH For For

10.3 Elect Liu Yan as Independent Director SH

For

For

China Jushi Co. Ltd.




Ticker: 600176

Primary ISIN: CNE000000YM1

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Change in the Number of Members

of the Board of Supervisors

Mgmt For For


China National Building Material Company Limited




Ticker: 3323


Proposal Vote


1


Directors

Mgmt

For

For


Committee

Mgmt For For

3 Approve 2019 Auditors' Report and Audited


Mgmt For For


Final Dividend Distribution Plan

Mgmt For For

5 Authorize Board to Deal With All Matters in

Relation to the Company's Distribution of

Interim Dividend

Mgmt For For

Vote Summary Report



Proposal Vote


6

Approve Baker Tilly China Certified Public

Accountants as Domestic Auditor and Baker

Tilly Hong Kong Limited as International

Auditor and Authorize Board to Fix Their

Remuneration

Mgmt

For

For

7 Elect Li Jun as Director and Authorize Board

to Fix His Remuneration

Mgmt For For

8 Elect Wang Yumeng as Supervisor and

Authorize Board to Fix His Remuneration

Mgmt For For



Unlisted Shares and H Shares

Mgmt For Against




Instruments and Related Transactions

Mgmt For For

11a Amend Articles of Association Mgmt For For

11b Amend Rules and Procedures Regarding


Mgmt For For





Ticker: 3323


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


1a Amend Articles of Association

Mgmt

For

For

1b Amend Rules and Procedures Regarding


Mgmt

For

For

China National Chemical Engineering Co., Ltd.




Ticker: 601117

Primary ISIN: CNE100000KC0

Vote Summary Report



Proposal Vote


1


Mgmt

For

For



4 Approve Guarantee Provision Plan Mgmt For Against



meeting circular.


of Remuneration

Mgmt For For









Management Members

Mgmt For For


Placement of Shares

Mgmt For For



Mgmt For For





Method

Mgmt For For


and Pricing Principles

Mgmt For For





Mgmt For For

14.8 Approve Listing Location Mgmt For For

14.9 Approve Raised Funds Amount and

Investment Project

Mgmt For For

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


15 Approve Plan for Private Placement of New

Shares

Mgmt For For


Use of Proceeds

Mgmt For For

17 Approve Subscription Agreement Mgmt For For




Mgmt For For

19 Approve the Notion that the Company Does

Not Need to Prepare Report on the Usage of


Mgmt For For


21 Approve Authorization of Board and Its


Matters

Mgmt For For

China United Network Communications Ltd.




Ticker: 600050

Primary ISIN: CNE000001CS2

Proposal Vote


1


Mgmt

For

For






APPROVE ANNUAL SHAREHOLDERS'

MEETING INFILTRATION VOTING

Mgmt

7.1 Approve Profit Distribution Matters Mgmt For For

7.2 Approve Election of Directors and Authorize

the Board to Determine the Director's

Remuneration

Mgmt For For

Vote Summary Report


China United Network Communications Ltd.

Proposal Vote


7.3

Approve Authorization of Board to Handle All

Related Matters Regarding the Repurchase of

Shares in Accordance with All Applicable Laws

on the to Hong Kong Stock Exchange

Mgmt

For

For

7.4 Approve Authorization of Board to Handle All

Related Matters Regarding the Exercise

Allotment During the Period, Power to

Reissue and Handle Additional Shares

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted given the company has not specified discount limits for the issuance of shares

without preemptive rights and that the aggregate issuance request is 30 percent (20 percent under the General Issuance

Mandate, and 10 percent under the Share Reissuance Mandate), which is deemed excessive.

8 Approve Postponement on Partial Raised Mgmt For For Funds Investment Project


Performance Shares

Mgmt For For

APPROVE RELATED PARTY TRANSACTION Mgmt


China Tower Co., Ltd.

Mgmt For For


China Guangfa Bank Co., Ltd.

Mgmt For For



Mgmt For For

Chongqing Changan Automobile Co. Ltd.




Ticker: 200625


Proposal Vote



Mgmt





Budget Report

Mgmt For For



Vote Summary Report



Proposal Vote



8 Approve Bill Pool Business

Mgmt

For

Against



9 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor


Placement of Shares

Mgmt For For


OF NEW SHARES

Mgmt



11.3 Approve Target Subscriber and Method of

Subscription

Mgmt For For


and Pricing Basis

Mgmt For For





Cumulative Earnings

Mgmt For For





Use of Proceeds

Mgmt For For


Raised Funds

Mgmt For For



Mgmt For For

16 Approve Whitewash Waiver and Related

Transactions

Mgmt For For

17 Approve Share Subscription Agreement Mgmt For For




Mgmt For For

19 Approve Undertakings by the Controlling

Shareholder, Actual Controller, Directors and

Senior Management of the Company to the

Implementation of the Remedial Measures

Mgmt For For

Vote Summary Report



Proposal Vote




Related Matters

22 Amend Management System of Raised Funds

Mgmt

Mgmt

For

For

For

For





Ticker: 200625


Proposal Vote



Mgmt





Budget Report

Mgmt For For









Mgmt For For


Placement of Shares

Mgmt For For


OF NEW SHARES

Mgmt



11.3 Approve Target Subscriber and Method of

Subscription

Mgmt For For


and Pricing Basis

Mgmt For For

Vote Summary Report



Proposal Vote


11.5

Approve Issue Size

Mgmt

For

For




Cumulative Earnings

Mgmt For For





Use of Proceeds

Mgmt For For


Raised Funds

Mgmt For For



Mgmt For For

16 Approve Whitewash Waiver and Related

Transactions

Mgmt For For

17 Approve Share Subscription Agreement Mgmt For For




Mgmt For For

19 Approve Undertakings by the Controlling

Shareholder, Actual Controller, Directors and

Senior Management of the Company to the

Implementation of the Remedial Measures

Mgmt For For



Related Matters

Mgmt For For


Fiberhome Telecommunication Technologies Co., Ltd.




Ticker: 600498


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Vote Summary Report


Fiberhome Telecommunication Technologies Co., Ltd.

Proposal Vote



3 Approve Report of the Independent Directors

Mgmt

For

For


Mgmt

For

For


Mgmt

For

For


Mgmt

For

For


Mgmt

For

For

GEM Co., Ltd.




Ticker: 002340

Primary ISIN: CNE100000KT4

Proposal Vote


1


Mgmt

For

For






Raised Funds

Mgmt For For


Grandjoy Holdings Group Co., Ltd.




Ticker: 000031

Primary ISIN: CNE000000BJ5

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Vote Summary Report



Proposal Vote


2


Mgmt

For

For

3 Approve Audited Financial Report and Audit

Report

Mgmt For For


of Capital Reserves

Mgmt For For


6 Approve Application of Loan Credit Lines Mgmt For For


Subsidiary

Mgmt For For

8 Approve Provision of Guarantees to Joint

Venture Real Estate Project

Mgmt For For

9 Approve External Financial Assistance

Provision

Mgmt For For

10 Approve Authorization to Provide Financial

Assistance to a Project Company

Mgmt For For


12 Approve Deposit and Loans Related Party

Transactions with Finance Company

Mgmt For Against




13 Approve Loan Application from COFCO Land

Management Co., Ltd. and Other Related

Matters

Mgmt For For

14 Approve Loan Application from Yu Chuan Co.,

Ltd. and Other Related Matters

Mgmt For For

15 Approve Loan Application from Pengli

International Group Co., Ltd. and Other

Related Matters

Mgmt For For

16 Approve Financing Cooperation with China

Taiping Insurance Group

Mgmt For For

17 Approve Financial Derivatives Trading

Business

Mgmt For For

18 Approve Authorization for Issuance of Debt


Mgmt For For



Mgmt For For


CUMULATIVE VOTING

Mgmt

20.1 Elect Zhou Zheng as Non-independent

Director

Mgmt For For

20.2 Elect Ma Dewei as Non-independent Director Mgmt For For

20.3 Elect Zhu Laibin as Non-independent Director Mgmt For For

Vote Summary Report



Proposal Vote


20.4 Elect Jiang Yong as Non-independent Director Mgmt For For

20.5 Elect Zhang Zuoxue as Non-independent

Director

20.6 Elect Cao Ronggen as Non-independent

Director

Mgmt

Mgmt

For

For

For

Against


directors.

20.7 Elect Li Jinyang as Non-independent Director Mgmt For For


CUMULATIVE VOTING

Mgmt

21.1 Elect Liu Hongyu as Independent Director Mgmt For For

21.2 Elect Wang Yong as Independent Director Mgmt For For

21.3 Elect Liu Yuan as Independent Director Mgmt For For

21.4 Elect Yuan Chun as Independent Director Mgmt For For


VOTING

Mgmt

22.1 Elect Yu Fuping as Supervisor Mgmt For For

22.2 Elect Wu Lipeng as Supervisor Mgmt For For

Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.



Primary Security ID: Y444AE101

Ticker: 002304

Primary ISIN: CNE100000HB8

Proposal Vote


1


Mgmt

For

For






Vote Summary Report


Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

7 Approve Use of Funds for Financial Products Mgmt For Against


risks.

8 Elect Li Minfu as Non-Independent Director Mgmt For For

Nedbank Group Ltd.



Primary Security ID: S5518R104

Ticker: NED


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Mgmt

1.1 Elect Tshilidzi Marwala as Director Mgmt For For

2.1 Re-elect Hubert Brody as Director Mgmt For For

2.2 Re-elect Errol Kruger as Director Mgmt For For

2.3 Re-elect Linda Makalima as Director Mgmt For For

2.4 Re-elect Mpho Makwana as Director Mgmt For For

2.5 Re-elect Dr Mantsika Matooane as Director Mgmt For For

3.1 Reappoint Deloitte & Touche as Auditors with

Lito Nunes as the Designated Registered

Auditor

Mgmt For Against

Blended Rationale: Auditor tenure: A vote against is applied as LGIM expects the role of the external auditor to be put to tender

on a regular basis.

3.2 Reappoint Ernst & Young as Auditors with

Farouk Mohideen as the Designated

Registered Auditor

Mgmt For For

4.1 Elect Stanley Subramoney as Member of the

Audit Committee

Mgmt For For

4.2 Elect Hubert Brody as Member of the Audit

Committee

Mgmt For For

4.3 Elect Neo Dongwana as Member of the Audit

Committee

Mgmt For For

4.4 Elect Errol Kruger as Member of the Audit

Committee

Mgmt For For



Mgmt For For

Vote Summary Report


Nedbank Group Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

6.1 Adopt and Publicly Disclose an Energy Policy Mgmt For For

6.2 Report on the Company's Approach to

Measuring, Disclosing and Assessing its

Exposure to Climate-related Risks

Mgmt For For

Advisory Endorsement Mgmt

7.1 Approve Remuneration Policy Mgmt For Against

Blended Rationale: Remuneration: A vote against is applied as LGIM expects all incentive plans to be capped either as a

percentage of salary or a fixed number of shares.

7.2 Approve Remuneration Implementation Mgmt

Report

For For


1.1 Approve Fees for the Non-executive Chairman Mgmt For

For

1.2 Approve Fees for the Lead Independent Mgmt

Director

For

For

1.3 Approve Fees for the Nedbank Group Board Mgmt

Member

For For

1.4 Approve Fees for the Group Audit Committee Mgmt For For

1.5 Approve Fees for the Group Credit Committee Mgmt For

For

1.6 Approve Fees for the Group Directors' Affairs Mgmt

Committee

For

For

1.7 Approve Fees for the Group Information Mgmt

Technology Committee

For For

1.8 Approve Fees for the Group Related Party Mgmt

Transactions Committee

For For

1.9 Approve Fees for the Group Remuneration Mgmt

Committee

For For

1.10 Approve Fees for the Group Risk and Capital Mgmt

Management Committee

For For

1.11 Approve Fees for the Group Transformation, Mgmt

Social and Ethics Committee

For For


3 Authorise Board to Issue Shares for Cash Mgmt For

For

4 Approve Financial Assistance to Related and Mgmt

Inter-related Companies

For

For

PhosAgro PJSC


Primary Security ID: X65078101

Meeting Type: Annual Ticker: PHOR

Primary ISIN: RU000A0JRKT8

Vote Summary Report


PhosAgro PJSC

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

Meeting for GDR Holders

Mgmt




of RUB 18 per Share

Mgmt For For

Elect Ten Directors via Cumulative Voting Mgmt

4.1 Elect Igor Antoshin as Director Mgmt None Against

4.2 Elect Irina Bokova as Director Mgmt None For

4.3 Elect Andrei A. Gurev as Director Mgmt None Against

4.4 Elect Andrei G. Gurev as Director Mgmt None Against

4.5 Elect Sven Ombudstvedt as Director Mgmt None Against

4.6 Elect Roman Osipov as Director Mgmt None Against

4.7 Elect Natalia Pashkevich as Director Mgmt None For

4.8 Elect Sergei Pronin as Director Mgmt None Against

4.9 Elect James Rogers as Director Mgmt None For

4.10 Elect Ivan Rodionov as Director Mgmt None Against

4.11 Elect Xavier Rolet as Director Mgmt None For

4.12 Elect Marcus Rhodes as Director Mgmt None Against

4.13 Elect Mikhail Rybnikov as Director Mgmt None Against

4.14 Elect Sergei Sereda as Director Mgmt None Against

4.15 Elect Aleksei Sirotenko as Director Mgmt None Against

4.16 Elect Aleksandr Sharabaiko as Director Mgmt None Against

4.17 Elect Andrei Sharonov as Director Mgmt None For


Elect Three Members of Audit Commission Mgmt

6.1 Elect Ekaterina Viktorova as Member of Audit

Commission

Mgmt For For

6.2 Elect Elena Kriuchkova as Member of Audit

Commission

Mgmt For For

6.3 Elect Olga Lizunova as Member of Audit

Commission

Mgmt For For

7 Ratify FBK as Auditor Mgmt For For

Vote Summary Report


PhosAgro PJSC

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

8 Approve Related-Party Transaction Re: Loan

Agreement

Mgmt For For

RiseSun Real Estate Development Co., Ltd.




Ticker: 002146


Proposal Vote


1


Mgmt

For

For



4 Approve Financial Statements and Audit

Report

Mgmt For For






Mgmt For For

9 Approve Provision of Guarantee for Chengdu

Tianhe Real Estate Development Co., Ltd.

SH For For


Rongsheng Xingcheng (Tangshan) Yuanqu

Construction Development Co., Ltd.

SH For For

11 Approve Company's Overseas Listing in

Compliance with the Notice Governing

Overseas Listing of Enterprises Subordinate to

Companies Listed in China

SH For For

12 Approve Scheme for the Above Company's

Oversea Listing

SH For For

13 Approve Commitment of Upholding the

Independent Listing Status

SH For For

14 Approve Statement on and Prospect of the

Continuing Profitability

SH For For


All Related Matters Regarding Scheme for the

Above Company's Oversea Listing

SH For For

16 Approve Full Circulation Application SH For For

Vote Summary Report


Shanghai Jin Jiang International Hotels Co., Ltd.




Ticker: 900934

Primary ISIN: CNE000000HM6

Proposal Vote



Mgmt






6 Approve Payment of Audit Fees Mgmt For For



Mgmt For For





Shanghai Zhangjiang Hi-Tech Park Development Co., Ltd.




Ticker: 600895

Primary ISIN: CNE000000JX9

Proposal Vote


1


Mgmt

For

For




Budget Report

Mgmt For For


6 Approve Stock Funds Management Mgmt For For

Vote Summary Report


Shanghai Zhangjiang Hi-Tech Park Development Co., Ltd.

Proposal Vote


7

Approve Issuance of Debt Financing

Instrument

Mgmt

For

For

8 Elect He Dajun as Non-independent Director Mgmt For For

9 Elect Tao Mingchang as Supervisor Mgmt For For



Mgmt For For

Shenzhen Inovance Technology Co., Ltd.




Ticker: 300124


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For


Mgmt

For

For


Mgmt

For

For

5 Approve Financial Budget

Mgmt

For

For




Performance Shares (1)


Performance Shares (2)

9 Approve Adjustment of Implementation

Progress of Technology Center Project Using

Excess Raised Funds

Mgmt

Mgmt

Mgmt

Mgmt

For

For

For

For

For

For

For

For

Suzano SA



Primary Security ID: P8T20U187

Ticker: SUZB3

Primary ISIN: BRSUZBACNOR0

Vote Summary Report


Suzano SA

Proposal Vote


1

Accept Management Statements for Fiscal

Year Ended Dec. 31, 2019

Mgmt

For

For


Reports for Fiscal Year Ended Dec. 31, 2019

Mgmt For For

3 Do You Wish to Adopt Cumulative Voting for

the Election of the Members of the Board of

Directors, Under the Terms of Article 141 of

the Brazilian Corporate Law?

Mgmt None For

4 Elect Directors Mgmt For Against

Blended Rationale: Board mandates: A vote against is applied as LGIM expects a CEO or a non-executive director not to hold

too many external roles to ensure they can undertake their duties effectively.

5 In Case There is Any Change to the Board

Slate Composition, May Your Votes Still be

Counted for the Proposed Slate?

Mgmt None Against

6 In Case Cumulative Voting Is Adopted, Do

You Wish to Equally Distribute Your Votes

Amongst the Nominees below?

Mgmt None For

APPLIES ONLY IF CUMULATIVE VOTING IS

ADOPTED - If You Vote FOR on Item 6, Votes

Will Be Automatically Distributed in Equal %

Amongst The Nominees voted FOR below. If

You Vote AGST, Contact Your Client Service

Rep to Disproportionately Allocate % of Votes

Mgmt


David Feffer as Director

Mgmt None Abstain


Claudio Thomaz Lobo Sonder as Director

Mgmt None For


Daniel Feffer as Director

Mgmt None For


Ana Paula Pessoa as Independent Director

Mgmt None For


Maria Priscila Rodini Vansetti Machado as


Mgmt None For


Nildemar Secches as Independent Director

Mgmt None For


Rodrigo Kede de Freitas Lima as Independent

Director

Mgmt None For


Rodrigo Calvo Galindo as Independent

Director

Mgmt None For


Paulo Rogerio Caffarelli as Independent

Director

Mgmt None For

Vote Summary Report


Suzano SA

Proposal Vote


8

Approve Remuneration of Company's

Management and Fiscal Council

Mgmt

For

For

9 Do You Wish to Request Installation of a

Fiscal Council, Under the Terms of Article 161

of the Brazilian Corporate Law?

Mgmt None For

10.1 Elect Luiz Augusto Marques Paes as Fiscal

Council Member and Roberto Figueiredo Mello

as Alternate

Mgmt For Against

Blended Rationale: AGAINST vote recommendations are warranted for management's fiscal council nominees, to allow minority

shareholders to concentrate their votes on the election of a minority fiscal council candidate as further discussed under Item 13

of this meeting agenda.

10.2 Elect Rubens Barletta as Fiscal Council

Member and Luiz Gonzaga Ramos Schubert as

Alternate

Mgmt For Against

Blended Rationale: AGAINST vote recommendations are warranted for management's fiscal council nominees, to allow minority

shareholders to concentrate their votes on the election of a minority fiscal council candidate as further discussed under Item 13

of this meeting agenda.

11 Elect Eraldo Soares Pecanha as Fiscal Council

Member and Kurt Janos Toth as Alternate

Appointed by Minority Shareholder

12 In the Event of a Second Call, the Voting

Instructions Contained in this Remote Voting

Card May Also be Considered for the Second

Call?

13 As an Ordinary Shareholder, Would You like

to Request a Separate Minority Election of a

Member of the Board of Directors, Under the

Terms of Article 141 of the Brazilian

Corporate Law?

14 Fix Number of Directors at Ten

SH

Mgmt

Mgmt

Mgmt

None

None

None

For

For

For

For

For

15 Elect Helio Lima Magalhaes as Director SH

Appointed by Minority Shareholder

None

Against

Suzano SA



Primary Security ID: P8T20U187

Ticker: SUZB3

Primary ISIN: BRSUZBACNOR0

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Agreement to Absorb Suzano

Participacoes do Brasil Ltda.

Mgmt For For

Vote Summary Report


Suzano SA

Proposal Vote


2 Ratify PricewaterhouseCoopers Auditores

Independentes as Independent Firm to

Appraise Proposed Transaction

3 Approve Independent Firm's Appraisal

Mgmt

Mgmt

For

For

For

For

4 Approve Absorption of Suzano Participacoes

do Brasil Ltda.

5 Authorize Board to Ratify and Execute

Approved Resolutions




Call?

Mgmt

Mgmt

Mgmt

For

For

None

For

For

For

Venustech Group Inc.




Ticker: 002439

Primary ISIN: CNE100000QJ2

Proposal Vote


1


Mgmt

For

For









Financial Products

Mgmt For Against


risks.



Mgmt For For

11 Elect Zhang Hongliang as Independent

Director

Mgmt For For

Vote Summary Report






Ticker: 600745


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Draft and Summary of Stock Option

Plan and Performance Share Incentive Plan

Mgmt For Against




non-executive directors may impair their independence.A vote AGAINST is warranted because directors eligible to receive

options and performance shares under the scheme are involved in the administration of the scheme.



Mgmt For Against







All Related Matters

Mgmt For Against






Wonders Information Co., Ltd.




Ticker: 300168

Primary ISIN: CNE100000ZD6

Proposal Vote


1


Mgmt

For

For





Vote Summary Report


Wonders Information Co., Ltd.

Proposal Vote


6

Approve Provision for Asset Impairment and

Credit Impairment Losses

Mgmt

For

For





Management Members

Mgmt For For


Association and Change of Registered Capital

Mgmt For For



Mgmt For For



Mgmt For For



Mgmt For For

China State Construction Engineering Corp. Ltd.




Ticker: 601668


Proposal Vote


1


Mgmt

For

For







8 Approve Investment Budget Report Mgmt For Against


9 Approve Daily Related-Party Transactions

Mgmt

For

Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted since the proposed related-party transactions

include intergroup lending which may expose the company to unnecessary risks.

Vote Summary Report


China State Construction Engineering Corp. Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Auditor

12 Approve Guarantee

Mgmt

Mgmt

For

For

For

Against



meeting circular.

13 Approve Issuance of Domestic Bonds Mgmt For Against




Management Members

Mgmt For For



SH For For

Liaoning Cheng Da Co., Ltd.




Ticker: 600739

Primary ISIN: CNE000000LY3

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Listing and Entire Equity Transfer of

Chengda Fangyuan Pharmaceutical Group

Co., Ltd.

Mgmt For For

2 Approve Authorization of Management on

Matters Related to the Listing and Entire

Equity Transfer of Chengda Fangyuan

Pharmaceutical Group Co., Ltd.

Mgmt For For

Livzon Pharmaceutical Group Inc.




Ticker: 1513

Primary ISIN: CNE100001QV5

Vote Summary Report



Proposal Vote



Mgmt

1 Approve 2019 Work Report of the Board Mgmt For For


Committee

Mgmt For For

3 Approve 2019 Financial Accounts Report Mgmt For For


5 Approve Grant Thornton (Special General

Partnership) as Auditor and Authorize Board

to Fix Their Remuneration

Mgmt For For

6 Approve Alteration to Certain Projects

Invested with Proceeds and Adjustment to

Investment Plan and Utilization of Part of

Proceeds for Permanent Replenishment of

Working Capital

Mgmt For For

7 Approve 2019 Annual Profit Distribution Plan Mgmt For For

8 Approve Facility Financing and Provision of

Financing Guarantees to Its Subsidiaries

Mgmt For For

9 Approve Provision of Financing Guarantees to

Livzon MAB

Mgmt For For



Mgmt For Against




RENEWAL OF THE REPURCHASE OF PART OF

THE PUBLIC SHARES SCHEME

Mgmt

11A Approve the Purpose of the Share Repurchase Mgmt For For

11B Approve the Price Range of Shares to be

Repurchased

Mgmt For For

11C Approve the Type, Number and Percentage of

Shares to be Repurchased

Mgmt For For

11D Approve the Aggregate Amount of Funds

Used for the Repurchase and the Source of

Funds

Mgmt For For

11E Approve the Share Repurchase Period Mgmt For For

11F Approve the Validity Period of the Resolution

on the Share Repurchase

Mgmt For For

11G Approve Specific Authorization for the Board

of Directors to Handle Matters Relating to the

Share Repurchase

Mgmt For For

Vote Summary Report






Ticker: 1513


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

CLASS MEETING FOR HOLDERS OF H SHARES

Mgmt




Mgmt

1A Approve the Purpose of the Share Repurchase Mgmt For For

1B Approve the Price Range of Shares to be

Repurchased

Mgmt For For

1C Approve the Type, Number and Percentage of


Mgmt For For

1D Approve the Aggregate Amount of Funds


Funds

Mgmt For For

1E Approve the Share Repurchase Period Mgmt For For

1F Approve the Validity Period of the Resolution


Mgmt For For

1G Approve Specific Authorization for the Board


Share Repurchase

Mgmt For For





Ticker: 1513


Proposal Vote



Mgmt

1 Approve 2019 Work Report of the Board Mgmt For For


Committee

Mgmt For For

3 Approve 2019 Financial Accounts Report Mgmt For For


Vote Summary Report



Proposal Vote


5

Approve Grant Thornton (Special General

Partnership) as Auditor and Authorize Board


Mgmt

For

For

6 Approve Alteration to Certain Projects

Invested with Proceeds and Adjustment to

Investment Plan and Utilization of Part of

Proceeds for Permanent Replenishment of

Working Capital

Mgmt For For

7 Approve 2019 Annual Profit Distribution Plan Mgmt For For

8 Approve Facility Financing and Provision of

Financing Guarantees to Its Subsidiaries

Mgmt For For

9 Approve Provision of Financing Guarantees to

Livzon MAB

Mgmt For For



Mgmt For Against






Mgmt

11.1 Approve the Purpose of the Share Repurchase Mgmt For For

11.2 Approve the Price Range of Shares to be

Repurchased

Mgmt For For

11.3 Approve the Type, Number and Percentage of


Mgmt For For

11.4 Approve the Aggregate Amount of Funds


Funds

Mgmt For For

11.5 Approve the Share Repurchase Period Mgmt For For

11.6 Approve the Validity Period of the Resolution


Mgmt For For

11.7 Approve Specific Authorization for the Board


Share Repurchase

Mgmt For For





Ticker: 1513


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

CLASS MEETING FOR HOLDERS OF A SHARES

Mgmt




Mgmt

1.1 Approve the Purpose of the Share Repurchase Mgmt For For

1.2 Approve the Price Range of Shares to be

Repurchased

Mgmt For For

1.3 Approve the Type, Number and Percentage of


Mgmt For For

1.4 Approve the Aggregate Amount of Funds


Funds

Mgmt For For

1.5 Approve the Share Repurchase Period Mgmt For For

1.6 Approve the Validity Period of the Resolution


Mgmt For For

1.7 Approve Specific Authorization for the Board


Share Repurchase

Mgmt For For

Nanjing King-friend Biochemical Pharmaceutical Co., Ltd.



Primary Security ID: Y619BD109

Ticker: 603707

Primary ISIN: CNE100002WP3

Proposal Vote


1


Mgmt

For

For






Mgmt For For

6 Approve Credit Line Application and

Guarantee

Mgmt For For


Vote Summary Report


Nanjing King-friend Biochemical Pharmaceutical Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt For Against








Mgmt For Against







Related Matters

Mgmt For Against







CUMULATIVE VOTING

11.1 Elect TANG YONGQUN as Non-Independent

Director

Mgmt

Mgmt

For

Against

Blended Rationale: Joint Chair/CEO: A vote against is applied as LGIM expects the roles of Board Chair and CEO to be separate.

These two roles are substantially different and a division of responsibilities ensures there is a proper balance of authority and

responsibility on the board.Audit Committee: A vote against is applied as LGIM expects the Committee to be comprised of


11.2 Elect Xie Juhua as Non-Independent Director Mgmt For For

11.3 Elect Huang Xiwei as Non-Independent

Director

Mgmt For For

11.4 Elect Tian Suoqing as Non-Independent

Director

Mgmt For For


CUMULATIVE VOTING

Mgmt

12.1 Elect Xie Shuzhi as Independent Director Mgmt For For

12.2 Elect Cui Guoqing as Independent Director Mgmt For For


VOTING

Mgmt

13.1 Elect Shi Ping as Supervisor Mgmt For For

13.2 Elect Ma Xiaoming as Supervisor Mgmt For For

Vote Summary Report


Via Varejo SA



Primary Security ID: P9783A104

Ticker: VVAR3

Primary ISIN: BRVVARACNOR1

Proposal Vote


1

Amend Article 3 Re: Company Headquarters

Mgmt

For

For

2 Amend Article 5 to Reflect Changes in Capital Mgmt For For

3 Amend Article 16 Re: Decrease in Board Size Mgmt For For

4 Amend Article 20 Re: Board of Directors Mgmt For For

5 Consolidate Bylaws Mgmt For For




Call?

Mgmt None For

Yunda Holding Co., Ltd.




Ticker: 002120


Proposal Vote


1


Mgmt

For

For






7 Approve Investment in Entrusted Asset

Management

Mgmt For Against


risks.

8 Approve Use Funds for Cash Management Mgmt For For

Vote Summary Report


Yunda Holding Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

9 Approve Overseas Issuance of Overseas

Bonds and External Guarantee

10 Approve Financial Assistance Provision

Mgmt

Mgmt

For

For

For

For

Air China Limited




Ticker: 753


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Directors


Committee

3 Elect Feng Gang as Director

Mgmt

Mgmt

Mgmt

For

For

For

For

For

For


Statements

5 Approve 2019 Profit Distribution Proposal

Mgmt

Mgmt

For

For

For

For

6 Approve Deloitte Touche Tohmatsu as the

International Auditor and Deloitte Touche

Tohmatsu Certified Public Accountants LLP as

the Domestic Auditor and Internal Control


Remuneration


Board to Issue Debt Financing Instruments

8 Elect Duan Hongyi as Director and Authorize

Board to Fix His Remuneration

Mgmt

Mgmt

SH

For

For

For

For

For

For

Air China Limited




Ticker: 753


Vote Summary Report


Air China Limited

Proposal Vote



Mgmt


Directors

Mgmt For For


Committee

Mgmt For For

3 Elect Feng Gang as Director Mgmt For For


Statements

Mgmt For For


6 Approve Deloitte Touche Tohmatsu as the

International Auditor and Deloitte Touche

Tohmatsu Certified Public Accountants LLP as

the Domestic Auditor and Internal Control


Remuneration

Mgmt For For



Mgmt For For

8 Elect Duan Hongyi as Director and Authorize


SH For For

China Telecom Corporation Limited




Ticker: 728


Proposal Vote


1


Reports

Mgmt

For

For


Final Dividend Payment

Mgmt For For

3 Approve Deloitte Touche Tohmatsu and

Deloitte Touche Tohmatsu Certified Public

Accountants LLP as the International Auditor

and Domestic Auditor and Authorize Board to

Fix Their Remuneration

Mgmt For For

Vote Summary Report



Proposal Vote


4.1 Elect Ke Ruiwen as Director Mgmt For Against




4.2 Elect Li Zhengmao as Director Mgmt For For

4.3 Elect Shao Guanglu as Director Mgmt For For

4.4 Elect Chen Zhongyue as Director Mgmt For For

4.5 Elect Liu Guiqing as Director Mgmt For For

4.6 Elect Zhu Min as Director Mgmt For For

4.7 Elect Wang Guoquan as Director Mgmt For For

4.8 Elect Chen Shengguang as Director Mgmt For Against

Blended Rationale: Independence: A vote against is applied as the board does not comprise at least 33% independent

directors.

4.9 Elect Tse Hau Yin, Aloysius as Director Mgmt For Against


directors.

4.10 Elect Xu Erming as Director Mgmt For Against


directors.

4.11 Elect Wang Hsuehming as Director Mgmt For For

4.12 Elect Yeung Chi Wai, Jason as Director Mgmt For For

5.1 Elect Sui Yixun as Supervisor Mgmt For For

5.2 Elect Xu Shiguang as Supervisor Mgmt For For

5.3 Elect You Minqiang as Supervisor Mgmt For For

6 Amend Articles of Association and Approve

Authorization of Directors to Complete

Registration or Filing of the Amendments to

the Articles of Association

Mgmt For For

7 Approve Issuance of Debentures, Authorize

Board to Issue Debentures and Determine

Specific Terms, Conditions and Other Matters

of the Debentures and Approve Centralized

Registration of Debentures

Mgmt For For

8 Approve Issuance of Company Bonds in the

People's Republic of China, Authorize Board

to Issue Company Bonds and Determine

Specific Terms, Conditions and Other Matters

of the Company Bonds in the People's

Republic of China

Mgmt For For

Vote Summary Report



Proposal Vote




Domestic Shares and H Shares and Approve

Amendments to Articles of Association to

Reflect Changes in the Registered Capital of

the Company

Mgmt For Against



Dong-E-E-Jiao Co., Ltd.




Ticker: 000423


Proposal Vote


1


Mgmt

For

For






Mgmt For For

6 Approve Performance Report of the


Mgmt For For


8 Elect Gao Dengfeng as Non-Independent

Director

SH For For

Ganfeng Lithium Co., Ltd.




Ticker: 1772


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


1 Approve Proposed Change to the Validity

Period of the A Share Convertible Bonds

Issuance Plan

Mgmt

For

Against

Blended Rationale: Governance: A vote against is applied due to concerns regarding the proposed capital structure


Mgmt

For

For





Ticker: 1772


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

EGM BALLOT FOR HOLDERS OF A SHARES Mgmt


Mgmt

For

For

2 Approve Proposed Change to the Validity


Issuance Plan

Mgmt

For

Against

Blended Rationale: A vote against is applied due to concerns regarding the proposed capital structure.





Ticker: 1772


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve the Proposed Change to the Validity


Issuance Plan

Mgmt For Against

Blended Rationale: A vote against is applied due to concerns regarding the proposed capital structure.





Ticker: 1772


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


1 Approve the Proposed Change to the Validity


Issuance Plan

Mgmt

For

Against

Blended Rationale: Governance: A vote against is applied due to concerns regarding the proposed capital structure


Mgmt

For

For

Gemdale Corp.




Ticker: 600383


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

1.1 Elect Ling Ke as Non-Independent Director Mgmt For For

1.2 Elect Huang Juncan as Non-Independent

Director

Mgmt For For

1.3 Elect Chen Aihong as Non-Independent

Director

Mgmt For For

1.4 Elect Chen Bi'an as Non-Independent Director Mgmt For For

Vote Summary Report


Gemdale Corp.

Proposal Vote


1.5

Elect Sun Juyi as Non-Independent Director

Mgmt

For

For

1.6 Elect Xu Jiajun as Non-Independent Director Mgmt For For

1.7 Elect Lin Shengde as Non-Independent

Director

Mgmt For For

1.8 Elect Luo Sheng as Non-Independent Director Mgmt For For

1.9 Elect Wei Chuanjun as Non-Independent

Director

Mgmt For For

1.10 Elect Chen Jin as Independent Director Mgmt For For

1.11 Elect Wang Tianguang as Independent

Director

Mgmt For For

1.12 Elect Hu Yebi as Independent Director Mgmt For For

1.13 Elect Gu Feng as Independent Director Mgmt For For

1.14 Elect Lv Zhiwei as Independent Director Mgmt For For


2.1 Elect Hu Xiangqun as Supervisor Mgmt For For

2.2 Elect Xu Qian as Supervisor Mgmt For For

2.3 Elect Xi You as Supervisor Mgmt For For

NARI Technology Co., Ltd.



Primary Security ID: Y6S99Q112

Ticker: 600406


Proposal Vote


1


Mgmt

For

For







8 Approve Entrusted Loan Application Mgmt For For

Vote Summary Report


NARI Technology Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

9 Approve Daily Related Party Transactions Mgmt For Against




10 Approve Entrusted Loans Application and


Mgmt For For



Mgmt For For

Shriram Transport Finance Company Limited

Meeting Date: 05/26/2020 Country: India



Ticker: 511218

Primary ISIN: INE721A01013

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

Postal Ballot Mgmt

1 Approve Issuance of Redeemable

Non-Convertible Debentures, Subordinated

Debentures, Bonds or Any Other Debt

Securities on Private Placement Basis

Mgmt

For

For

Sibanye Stillwater Ltd.



Primary Security ID: S7627K103

Ticker: SSW


Proposal Vote



Mgmt

1 Reappoint Ernst & Young Inc as Auditors of

the Company with Lance Tomlinson as the

Designated Individual Partner

Mgmt For For

2 Elect Elaine Dorward-King as Director Mgmt For For

3 Elect Vincent Maphai as Director Mgmt For For

Vote Summary Report


Sibanye Stillwater Ltd.

Proposal Vote


4

Re-elect Timothy Cumming as Director

Mgmt

For

For

5 Re-elect Charl Keyter as Director Mgmt For For

6 Re-elect Keith Rayner as Chair of the Audit

Committee

Mgmt For For

7 Re-elect Timothy Cumming as Member of the

Audit Committee

Mgmt For For

8 Re-elect Savannah Danson as Member of the

Audit Committee

Mgmt For For

9 Re-elect Rick Menell as Member of the Audit

Committee

Mgmt For For

10 Re-elect Nkosemntu Nika as Member of the

Audit Committee

Mgmt For For

11 Re-elect Susan van der Merwe as Member of

the Audit Committee

Mgmt For For



Mgmt For For




percentage of salary or a fixed number of shares.Remuneration: Performance conditions: A vote against is applied as the level

of disclosures in respect of performance conditions does not allow shareholders to make a fully informed assessment of

remuneration.

15 Approve Remuneration Implementation

Report

Mgmt For For


1 Approve Remuneration of Non-Executive

Directors

Mgmt For For

2 Approve that Lead Independent Director

Recompense for Period Since Appointment

Mgmt For For

3 Approve Financial Assistance in Terms of

Sections 44 and 45 of the Companies Act

Mgmt For For


Tianqi Lithium Industries, Inc.




Ticker: 002466


Vote Summary Report


Tianqi Lithium Industries, Inc.

Proposal Vote


1


Mgmt

For

For


3 Approve Annual Report and Summary Mgmt For Against

Blended Rationale: Accounts: A vote against is applied as the auditors have expressed concerns regarding the company's

accounts.

4 Approve Financial Statements Mgmt For Against

Blended Rationale: Accounts: A vote against is applied as the auditors have expressed concerns regarding the company's

accounts.



Mgmt For For


Raised Funds

Mgmt For For


Association

Mgmt For For


Unigroup Guoxin Microelectronics Co., Ltd.




Ticker: 002049


Proposal Vote


1


Mgmt

For

For







CUMULATIVE VOTING

Mgmt

7.1 Elect Diao Shijing as Non-Independent

Director

SH For For

Vote Summary Report


Unigroup Guoxin Microelectronics Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

7.2

Elect Ma Daojie as Non-Independent Director

SH

For

For

7.3 Elect Wu Shengwu as Non-Independent

Director

SH For For

7.4 Elect Zhou Yang as Non-Independent Director SH For For


CUMULATIVE VOTING

Mgmt

8.1 Elect Wang Liyan as Independent Director Mgmt For For

8.2 Elect Huang Wenyu as Independent Director Mgmt For For

8.3 Elect Cui Ruotong as Independent Director Mgmt For For


VOTING

Mgmt

9.1 Elect Wang Zhihua as Supervisor Mgmt For For

9.2 Elect Zheng Bo as Supervisor Mgmt For For


Independent Directors and Supervisors

Mgmt For For

AVIC Shenyang Aircraft Co. Ltd.




Ticker: 600760

Primary ISIN: CNE000000MH6

Proposal Vote


1


Mgmt

For

For






6 Approve Daily Related Party Transactions

Mgmt

For

Against




7 Approve Provision of Entrusted Loan and


Mgmt For For

Vote Summary Report


AVIC Shenyang Aircraft Co. Ltd.

Proposal Vote



Application


Mgmt

Mgmt

For

For

For

For


Mgmt

For

For


Mgmt

For

For

Bumrungrad Hospital Public Co., Ltd.

Meeting Date: 05/27/2020 Country: Thailand



Ticker: BH

Primary ISIN: TH0168A10Z01

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Minutes of Previous Meeting Mgmt For For

2 Acknowledge Operating Results Mgmt


Mgmt

For

For

4 Acknowledge Interim Dividend Payment Mgmt

5.1 Elect Sophavadee Uttamobol as Director

Mgmt

For

Against

Blended Rationale: Independence: A vote against is applied as the board is not sufficiently independent which is a critical

element for a board to protect shareholders' interests.

5.2 Elect Chong Toh as Director Mgmt For Against



5.3 Elect Bernard Charnwut Chan as Director Mgmt For Against


element for a board to protect shareholders' interests.Board mandates: A vote against is applied as LGIM expects a

CEO/CFO/FD or a non-executive director not to hold too many external roles to ensure they can undertake their duties

effectively.

6 Elect Anon Vangvasu as Director Mgmt For Against




Sub-Committees

Mgmt For For

8 Approve EY Office Limited as Auditors and


Mgmt For For

Vote Summary Report


Bumrungrad Hospital Public Co., Ltd.

Proposal Vote


9

Amend Company's Objectives and Amend

Memorandum of Association

Mgmt

For

For

10 Amend Clause 4 of the Memorandum of

Association

Mgmt For For


12 Other Business Mgmt For Against

Blended Rationale: Governance Concerns: A vote AGAINST this resolution is warranted given the lack of information.

China Life Insurance Co. Ltd. (Taiwan)




Ticker: 2823


Proposal Vote


1



Mgmt

For

For


3 Approve the Issuance of New Shares by

Capitalization of Profit

Mgmt For For


Shareholder's General Meeting

Mgmt For For



VOTING

Mgmt

5.1 Elect Yu Ling Kuo, Representative of China

Development Financial Holding Corporation,

with Shareholder No. 461419, as


Mgmt For For

5.2 Elect Hui Chi Shih, Representative of China




Mgmt For For

5.3 Elect Shan Jung Yu, Representative of China




Mgmt For For

5.4 Elect Stephanie Hwang, Representative of Tai

Li Investment Co Ltd, with Shareholder No.


Mgmt For For

Vote Summary Report


China Life Insurance Co. Ltd. (Taiwan)

Proposal Vote


5.5

Elect Tony T.M. Hsu, Representative of Tai Li

Investment Co Ltd, with Shareholder No.


Mgmt

For

For

5.6 Elect Johnson F.H.Huang, with ID No.

A121695XXX, as Independent Director

Mgmt For For

5.7 Elect Cheng Hsien Tsai, with ID No.

D120899XXX, as Independent Director

Mgmt For For

5.8 Elect Da Bai Shen, with ID No. A122103XXX,


Mgmt For For

5.9 Elect Ming Rong Lai, with ID No.

A121224XXX, as Independent Director

Mgmt For For

6 Approve Release of Restrictions on

Competitive Activities of Newly Appointed

Directors and Representatives

Mgmt For For

China National Nuclear Power Co., Ltd.




Ticker: 601985


Proposal Vote


1


Mgmt

For

For






7 Approve Province of Guarantee Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the level of guarantee to be provided to its subsidiary is

disproportionate to the level of ownership in the said subsidiary. The company has failed to provide any justifications in the

meeting circular.





CUMULATIVE VOTING

Mgmt

Vote Summary Report


China National Nuclear Power Co., Ltd.

Proposal Vote


11.1 Elect Liu Jing as Non-Independent Director SH For For

11.2 Elect Ma Mingze as Non-Independent Director SH

For

For


VOTING

12.1 Elect Guo Yunfeng as Supervisor

Mgmt

SH

For

For

EVA Airways Corp.



Primary Security ID: Y2361Y107

Ticker: 2618


Proposal Vote


1


Statements

Mgmt

For

For



4 Amend Rules and Procedures for Election of

Directors

Mgmt For For

ELECT NON-INDEPENDENT AND


VOTING

Mgmt

5.1 Elect LIN, BOU-SHIU, a Representative of

EVERGREEN MARINE CORP. with

SHAREHOLDER NO.19 as Non-Independent

Director

Mgmt For For

5.2 Elect CHANG, KUO-HUA, a Representative of

EVERGREEN MARINE CORP. with


Director

Mgmt For For

5.3 Elect KO, LEE-CHING, a Representative of

EVERGREEN INTERNATIONAL CORP. with


Director

Mgmt For For

5.4 Elect TAI, JIIN-CHYUAN, a Representative of

EVERGREEN INTERNATIONAL CORP. with


Director

Mgmt For For

Vote Summary Report


EVA Airways Corp.

Proposal Vote


5.5

Elect SUN, CHIA-MING, a Representative of

EVERGREEN LOGISTICS CORPORATION with

SHAREHOLDER NO.603020 as


Mgmt

For

For

5.6 Elect LIAO, CHI-WEI, a Representative of

EVERGREEN LOGISTICS CORPORATION with

SHAREHOLDER NO.603020 as


Mgmt For For

5.7 Elect CHIEN, YOU-HSIN with SHAREHOLDER

NO.R100061XXX as Independent Director

Mgmt For For

5.8 Elect HSU, SHUN-HSIUNG with

SHAREHOLDER NO.P121371XXX as


Mgmt For For

5.9 Elect WU, CHUNG-PAO with SHAREHOLDER

NO.G120909XXX as Independent Director

Mgmt For For



Directors

Mgmt For For

Shanghai Mechanical & Electrical Industry Co., Ltd.




Ticker: 900925


Proposal Vote



Mgmt







7 Approve Resignation of Director Yuan

Jianping

Mgmt For For

8 Approve Annual Procurement Related Party

Transactions

Mgmt For For

9 Approve Annual Sales Related Party

Transactions

Mgmt For For

Vote Summary Report


Shanghai Mechanical & Electrical Industry Co., Ltd.

Proposal


Vote



CUMULATIVE VOTING

10.1 Elect Zhang Hongbin as Non-Independent

Director

Mgmt

Mgmt

For

Against

Blended Rationale: A vote AGAINST the nominee is warranted due to non-disclosure.

Shenzhen Energy Group Co., Ltd.




Ticker: 000027


Proposal Vote


1


Mgmt

For

For



4 Approve Financial Report and Profit

Distribution

Mgmt For For


6 Approve Annual Budget Plan Mgmt For For


8 Approve Capital Injection in Newton Industrial

Limited

Mgmt For For

Yantai ChangYu Pioneer Wine Co., Ltd.




Ticker: 200869


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

AGM BALLOT FOR HOLDERS OF B SHARES Mgmt


Mgmt

For

For

Vote Summary Report


Yantai ChangYu Pioneer Wine Co., Ltd.

Proposal


Vote



3 Approve Annual Report Mgmt For

For

4 Approve Profit Distribution Mgmt For

For

5 Elect Stefano Battioni as Non-Independent Mgmt

Director

For

For

6 Elect Yu Renzhu as Independent Director Mgmt For

For

7 Approve Acquisition of Tourism Business Mgmt For

For

8 Approve Transfer of Trademark Mgmt For

For

9 Approve Appointment of Auditor Mgmt For

For

Advantech Co., Ltd.





Proposal Vote


1


Statements

Mgmt

For

For



Association

Mgmt For For

4 Approve Issuance of New Shares by


Mgmt For For

5 Approve Company Plans to Issue Employee

Stock Warrants with Price Lower than Fair

Market Value

Mgmt For Against



to align with long-term value creation.Additionally, a vote AGAINST is warranted due to limited disclosure of the performance

hurdles to be applied.

6 Amend Procedures for Lending Funds to Mgmt For For Other Parties


Guarantees

Mgmt For For



VOTING

Mgmt

Vote Summary Report


Advantech Co., Ltd.

Proposal Vote


8.1

Elect K.C. Liu, with Shareholder No. 1, as


Mgmt

For

For

8.2 Elect Wesley Liu, a Representative of K and M

Investment Co., Ltd. with Shareholder No. 39,


Mgmt For For

8.3 Elect Chaney Ho, a Representative of

Advantech Foundation with Shareholder No.


Mgmt For For

8.4 Elect Donald Chang, a Representative of

AIDC Investment Corp. with Shareholder No.


Mgmt For For

8.5 Elect Jeff Chen with ID No. B100630XXX, as


Mgmt For For

8.6 Elect Benson Liu with ID No. P100215XXX, as


Mgmt For For

8.7 Elect Chan Jane Lin with ID No. R203128XXX,


Mgmt For For



Directors and Representatives

Mgmt For For

Angang Steel Company Limited




Ticker: 347


Proposal Vote



Mgmt


Directors

Mgmt For For


Committee

Mgmt For For

3 Approve 2019 Annual Report and Its Extracts Mgmt For For

4 Approve 2019 Auditors' Report Mgmt For For


6 Approve 2019 Remuneration of Directors and

Supervisors

Mgmt For For

Vote Summary Report


Angang Steel Company Limited Proposal


Proponent

Mgmt Rec

Vote

Instruction

7 Approve ShineWing Certified Public

Accountants LLP as Auditor and Authorize


Mgmt

For

For



Mgmt For Against



9 Approve Issuance of Ultra-Short-Term

Financing Bills of the Company in the

Inter-bank Bond Market

Mgmt For For

10 Approve Issuance of Short-Term Financing

Bills of the Company in the Inter-bank Bond

Market

Mgmt For For

11 Approve Issuance of Medium-term Notes of

the Company in the Inter-bank Bond Market

Mgmt For For

Asymchem Laboratories (Tianjin) Co., Ltd.




Ticker: 002821

Primary ISIN: CNE100002BZ6

Proposal Vote


1

Approve Introduction of Strategic Investors

Mgmt

For

For

2 Approve Signing of Conditional Strategic

Cooperation Agreement

Mgmt For For

3 Approve Signing of Supplemental Agreement


Agreement

Mgmt For For


All Related Matters

Mgmt For For

Beijing Jingneng Clean Energy Co., Limited



Primary Security ID: Y0R7A0107

Ticker: 579


Vote Summary Report



Proposal Vote


ORDINARY RESOLUTIONS

Mgmt


Directors

Mgmt For For


Committee

Mgmt For For

3 Approve 2019 Auditors' Report and Audited


Mgmt For For

4 Approve 2019 Profit Distribution Proposal and

Distribution of Final Dividends

Mgmt For For


6 Approve 2020 Budget Report Mgmt For Against

Blended Rationale: A vote AGAINST this proposal is warranted due to lack of disclosure regarding the allocation of funds.

7 Approve 2020 Investment Business Plan

Mgmt

For

Against

Blended Rationale: A vote AGAINST is warranted because of lack of disclosure on pertinent details of investment plan.

8 Elect Liu Haixia as Director Mgmt For For

9 Elect Zhang Fengyang as Director Mgmt For For

10 Elect Cao Mansheng as Director Mgmt For For

11 Elect Ren Qigui as Director Mgmt For For

12 Elect Wang Bangyi as Director Mgmt For For

13 Elect Li Juan as Director Mgmt For For

14 Elect Huang Xiang as Director Mgmt For For

15 Elect Zhang Fusheng as Director Mgmt For For

16 Elect Chan Yin Tsung as Director Mgmt For For

17 Elect Han Xiaoping as Director Mgmt For For

18 Approve to Appoint Deloitte Touche

Tohmatsu as International Auditors and


Mgmt For For

19 Approve to Appoint Grant Thornton (Special

General Partnership) as Domestic Auditors


Remuneration

Mgmt For For

20 Elect Wang Xiangneng as Supervisor Mgmt For For

21 Elect Huang Hui as Supervisor Mgmt For For


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction





Domestic Shares and/or H Shares and Related

Matters

Mgmt

Mgmt

For

For

For

Against



3 Approve Adoption of H Share Appreciation

Rights Scheme and the Grant Under Such

Scheme

Mgmt For Against

Blended Rationale: A vote AGAINST this resolution is warranted given the directors eligible to receive SARs under the scheme

are involved in its administration.

China BlueChemical Ltd.




Ticker: 3983

Primary ISIN: CNE1000002D0

Proposal Vote


1


Directors

Mgmt

For

For


Committee

Mgmt For For

3 Approve 2019 Audited Financial Statements

and Auditors' Report

Mgmt For For

4 Approve 2019 Profit Distribution and

Declaration of Final Dividends

Mgmt For For

5 Approve 2020 Budget Proposals Mgmt For Against

Blended Rationale: A vote AGAINST this resolution is warranted due to the lack of information to make an informed voting

decision.

6 Approve BDO China Shu Lun Pan CPAs and

BDO Limited as Domestic and Overseas

Auditors and Authorize Audit Committee of

the Board to Fix Their Remuneration

Mgmt For For

7 Elect Liu Jianyao as Supervisor, Authorize

Executive Director to Sign Relevant Service

Contract with Him and Authorize Board to Fix

His Remuneration

Mgmt For For

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Domestic Shares and H Shares

Mgmt For Against

Blended Rationale: Pre-emption rights: A vote AGAINST this resolutions is warranted for the following:- The share issuance



Capital


Mgmt

Mgmt

For

For

For

For





Ticker: 3983

Primary ISIN: CNE1000002D0

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Capital


Mgmt

Mgmt

For

For

For

For

China Oilfield Services Limited




Ticker: 2883


Proposal Vote



Mgmt


Statutory Reports

Mgmt For For


Annual Dividend Plan

Mgmt For For

3 Approve 2019 Report of the Directors Mgmt For For

Vote Summary Report


China Oilfield Services Limited Proposal


Proponent

Mgmt Rec

Vote

Instruction

4

Approve 2019 Report of the Supervisory

Committee

Mgmt

For

For


Public Accountants LLP as Domestic Auditors

and Deloitte Touche Tohmatsu as

International Auditors and Authorize Board to


Mgmt For For

6 Approve Provision of Guarantees for Other

Parties

Mgmt For Against

Blended Rationale: A vote AGAINST this resolution is warranted since the company will be taking in a disproportionate amount


ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt

7 Elect Lin Boqiang as Director Mgmt For For



Shares

Mgmt For Against




Share Capital

Mgmt For For





Ticker: 2883


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Share Capital

Mgmt

For

For





Ticker: 2883


Vote Summary Report



Proposal Vote



Mgmt


Statutory Reports

Mgmt For For


Annual Dividend Plan

Mgmt For For

3 Approve 2019 Report of the Directors Mgmt For For


Committee

Mgmt For For


Public Accountants LLP as Domestic Auditors

and Deloitte Touche Tohmatsu as

International Auditors and Authorize Board to


Mgmt For For

6 Approve Provision of Guarantees for Other

Parties

Mgmt For Against

Blended Rationale: A vote AGAINST this resolution is warranted since the company will be taking in a disproportionate amount




Shares

Mgmt For Against




Share Capital

Mgmt For For

ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt

9.1 Elect Lin Boqiang as Director Mgmt For For





Ticker: 2883


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Share Capital

Mgmt

For

For

Vote Summary Report


EPISTAR Corp.




Ticker: 2448


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Business Report and Financial

Statements

Mgmt For For

2 Approve Statement of Profit and Loss

Appropriation

3 Approve Issuance of Ordinary Shares to

Participate in the Issuance of Global

Depository Receipt and/or Private Placement

of Ordinary Shares



Mgmt

Mgmt

Mgmt

For

For

For

For

For

For

Exxaro Resources Ltd.




Ticker: EXX


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

Ordinary Resolutions Mgmt

1.1 Re-elect Jeff van Rooyen as Director

Mgmt

For

Against





1.2 Re-elect Zwelibanzi Mntambo as Director Mgmt For Against



1.3 Re-elect Vuyisa Nkonyeni as Director Mgmt For For

2.1 Re-elect Mark Moffett as Member of the Audit

Committee

Mgmt For For

2.2 Re-elect Isaac Mophatlane as Member of the

Audit Committee

Mgmt For For

Vote Summary Report


Exxaro Resources Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

2.3 Re-elect Ras Myburgh as Member of the Audit

Committee

Mgmt For Against


than a year.

2.4 Re-elect Vuyisa Nkonyeni as Member of the

Audit Committee

Mgmt For For

3.1 Re-elect Geraldine Fraser-Moleketi as Member

of the Social and Ethics Committee

Mgmt For For

3.2 Re-elect Likhapha Mbatha as Member of the


Mgmt For For

3.3 Re-elect Isaac Mophatlane as Member of the


Mgmt For For

3.4 Re-elect Peet Snyders as Member of the


Mgmt For For

4 Reappoint PricewaterhouseCoopers

Incorporated as Auditors of the Company

with TD Shango as the Designated Audit

Partner

Mgmt For For

5 Authorise Ratification of Approved

Resolutions

Mgmt For For


1 Approve Non-executive Directors' Fees Mgmt For For

2 Approve Financial Assistance to Related or

Inter-related Company

Mgmt For For


Non-binding Advisory Votes Mgmt


Blended Rationale: Remuneration: Performance conditions: A vote against is applied as the level of disclosures in respect of

performance conditions does not allow shareholders to make a fully informed assessment of remuneration.Remuneration: A

vote against is applied as LGIM expects all incentive plans to be capped either as a percentage of salary or a fixed number of

shares.

2 Approve Implementation Report of the

Remuneration Policy

Mgmt For Against


plan to be assessed against performance conditions that are aligned with company performance.

Foxconn Industrial Internet Co., Ltd.




Ticker: 601138


Vote Summary Report


Foxconn Industrial Internet Co., Ltd.

Proposal Vote


1


Mgmt

For

For








Performance Shares and Stock Options

Mgmt For For

9 Approve Cancellation of Stock Option and

Performance Shares as well as Repurchase

and Cancellation of Performance Shares

SH For For


Related Matters

SH For For

Hengtong Optic-Electric Co., Ltd.




Ticker: 600487

Primary ISIN: CNE000001FQ9

Proposal Vote


1


Mgmt

For

For







Supervisors

Mgmt For For

Vote Summary Report


Hengtong Optic-Electric Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction






10 Approve Increase in Registered Capital and


Mgmt For For


CUMULATIVE VOTING

Mgmt

11.1 Elect Tan Huiliang as Non-independent

Director

Mgmt For For

Hongfa Technology Co., Ltd.




Ticker: 600885

Primary ISIN: CNE000000JK6

Proposal Vote


1


Mgmt

For

For



Budget

Mgmt For For



Directors

Mgmt For For



Control Auditors and to Fix Their

Remuneration

Mgmt For For



Lines by Controlled Subsidiary

Mgmt For For


Subsidiary to its Controlled Subsidiary

Mgmt For Against



meeting circular.

Vote Summary Report


Hongfa Technology Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

11 Approve Provision of Loan by Controlled

Subsidiary to Wholly-owned Subsidiary and

Controlled Subsidiary

Mgmt For Against


guarantee request.


Association

Mgmt For For



Mgmt For For



Mgmt For For

Hubei Energy Group Co., Ltd.




Ticker: 000883


Proposal Vote


1

Approve to Appoint Internal Control Auditor

Mgmt

For

For







8 Approve Deposit and Loan Related

Transaction

Mgmt For Against





Commercial Papers

Mgmt For For

Vote Summary Report


Hytera Communications Corp. Ltd.




Ticker: 002583


Proposal Vote


1


Mgmt

For

For







Mgmt For Against

Blended Rationale: A vote AGAINST is warrant due to lack of disclosure of pertinent details



Subsidiaries

Mgmt For For



CUMULATIVE VOTING

Mgmt

10.1 Elect Wei Dong as Non-independent Director SH For For

10.2 Elect Sun Pengfei as Non-independent

Director

SH For For

Jafron Biomedical Co., Ltd.




Ticker: 300529


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

APPROVE ISSUANCE OF CONVERTIBLE

BONDS

1.1 Approve Issue Type

Mgmt

Mgmt

For

For

1.2 Approve Issue Scale

Mgmt

For

For

Vote Summary Report



Proposal Vote


1.3

Approve Existence Period

Mgmt

For

For


1.5 Approve Coupon Rate Mgmt For For

1.6 Approve Method and Term for the Repayment

of Principal and Interest

Mgmt For For


1.8 Approve Determination of Initial Conversion

Price

Mgmt For For

1.9 Approve Conversion Price Adjustment and

Calculation Method

Mgmt For For


Conversion Price

Mgmt For For

1.11 Approve Method for Determining the Number

of Shares for Conversion

Mgmt For For



1.14 Approve Dividend Distribution Post

Conversion

Mgmt For For



Shareholders

Mgmt For For

1.17 Approve Matters Related to Bondholders

Meeting

Mgmt For For



1.20 Approve Safekeeping of Raised Funds Mgmt For For



Convertible Bonds

Mgmt For For

3 Approve Plan for Issuance of Convertible

Bonds

Mgmt For For


Connection to Convertible Bonds Issuance

Mgmt For For


Intended Usage of Raised Funds

Mgmt For For




Mgmt For For

7 Approve Rules and Procedures Regarding

Convertible Corporate Bondholders Meeting

Mgmt For For

Vote Summary Report



Proposal Vote


8

Approve Report on the Usage of Previously

Raised Funds

Mgmt

For

For

9 Approve Shareholder Dividend Return Plan Mgmt For For


Related Matters

Mgmt For For

11 Approve Appointment of Relevant

Intermediary for this Transaction

Mgmt For For


Report

Mgmt For For

13 Approve Verification Report on Convertible

Bonds Issuance

Mgmt For For

Lomon Billions Group Co., Ltd.




Ticker: 002601


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Placement of Shares

Mgmt For Against

Blended Rationale: A vote AGAINST is warranted because the proposed private placement, once approved, will allow the

company to issue new shares to the controlling shareholder and company insiders at a significant discount to the market price,

which is seen not in the best interests of shareholders.


OF NEW SHARES

2.1 Approve Share Type and Par Value

Mgmt

Mgmt

For

Against




2.2 Approve Issue Manner and Time Mgmt For Against




2.3 Approve Issue Size and Subscription Amount Mgmt For Against




Vote Summary Report



Proposal Vote


2.4 Approve Issue Price and Pricing Basis Mgmt For Against




2.5 Approve Lock-up Period Mgmt For Against




2.6 Approve Amount and Use of Proceeds Mgmt For Against





Cumulative Earnings

Mgmt For Against




2.8 Approve Listing Exchange Mgmt For Against








3 Approve Private Placement of Shares Mgmt For Against





Use of Proceeds

Mgmt For Against







Mgmt For Against





Related Matters

Mgmt For Against




Vote Summary Report



Proposal Vote



Raised Funds

Mgmt For Against




8 Approve Verification Report on the Usage of


Mgmt For Against




9 Approve Signing of Share Subscription

Agreement

Mgmt For Against




APPROVE SIGNING OF STRATEGIC

COOPERATION AGREEMENT

Mgmt

10.1 Approve Signing of Strategic Cooperation

Agreement with Jinlian (Tianjin) Asset


Mgmt For Against





Agreement with Henan Asset Management

Co., Ltd.

Mgmt For Against





Agreement with Guangzhou Xuanyuan

Investment Management Co., Ltd.

Mgmt For Against






Mgmt For Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted because the proposed private placement, once

approved, will allow the company to issue new shares to the controlling shareholder and company insiders at a significant

discount to the market price, which is seen not in the best interests of shareholders.


13 Amend Management System of the Usage of

Raised Funds

Mgmt For For

14 Approve Profit Distribution for the 1st Quarter Mgmt For For

Vote Summary Report


Nanya Technology Corp.




Ticker: 2408


Proposal Vote


1



Mgmt

For

For




Mgmt For For



Mgmt For For

Postal Savings Bank of China Co., Ltd.




Ticker: 1658


Proposal Vote



Mgmt


Directors

Mgmt For For


Supervisors

Mgmt For For

3 Approve 2019 Final Financial Accounts Mgmt For For


5 Approve 2020 Budget Plan of Fixed Assets

Investment

Mgmt For For

6 Approve Appointment of Accounting Firms for

2020

Mgmt For For

7 Approve Remuneration Adjustment Plan for

Independent Non-executive Directors

Mgmt For For

8 Approve Remuneration Adjustment Plan for

External Supervisors

Mgmt For For

9 Approve Increase in 2020 External Donations

Limit

Mgmt For For

Vote Summary Report


Postal Savings Bank of China Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt For Against



11 Approve Issuance of Write-Down Undated SH

Capital Bonds

For For

Power Construction Corporation of China, Ltd.




Ticker: 601669


Proposal Vote


1


Mgmt

For

For





6 Approve Preferred Stock Dividend Distribution

Plan

Mgmt For For

7 Approve Redemption of Preferred Stock Mgmt For For




Blended Rationale: A vote AGAINST is warranted because: - There is lack of disclosure on the pertinent details of this loan

guarantee request. - The benefit of the proposal is unclear.

11 Approve Financial Plan Mgmt For Against


12 Approve 2020 Daily Related Party

Transactions Plan and Signing of Daily

Related Party Transactions Agreement

Mgmt

For

Against

Blended Rationale: Related party transaction: A vote AGAINST is warranted because the benefit of the proposal is unclear and

it may expose the company to unnecessary risks.

13 Approve Appointment of Auditor and Internal

Control Auditor

Mgmt For For

Vote Summary Report


Power Construction Corporation of China, Ltd.

Proposal Vote


14 Approve Issuance of Asset Securitization and

Related Credit Increase Matters

15 Approve Authorization on Issuance of Debt


Mgmt

Mgmt

For

For

For

Against



Mgmt

For

Against



Mgmt

For

Against




Management Members

Mgmt For For

19 Elect Ding Yanzhang as Non-Independent

Director

SH For For

Shanghai Fosun Pharmaceutical (Group) Co., Ltd.




Ticker: 2196


Proposal Vote


EGM BALLOT FOR HOLDERS OF H SHARES

Mgmt




Mgmt For For


PROPOSED SHANGHAI HENLIUS LISTING

Mgmt

3.1 Approve Issuing Entity Mgmt For For

3.2 Approve Type of Securities to be Issued Mgmt For For

3.3 Approve Par Value of Shares Mgmt For For

3.4 Approve Size of Issuance Mgmt For For

3.5 Approve Target Subscribers Mgmt For For

3.6 Approve Issuance Price and Pricing

Methodology

Mgmt For For

3.7 Approve Method of Issuance Mgmt For For

Vote Summary Report



Proposal Vote


3.8

Approve Place of Listing

Mgmt

For

For

3.9 Approve Time of Issuance and Listing Mgmt For For

3.10 Approve Use of Proceeds of the Issuance Mgmt For For


Relation to the Proposed Shanghai Henlius

Listing

Mgmt For For

5 Approve Mutual Supply Framework

Agreement and Related Transactions

Mgmt For For

6 Approve Estimates of Ongoing Related Party

Transactions for 2020

Mgmt For Against

Blended Rationale: Related party transaction: A vote AGAINST this proposal is warranted because the proposed related-party

transactions include a financial service agreement with the group finance company, which may expose the company to

unnecessary risks





Ticker: 2196


Proposal Vote


EGM BALLOT FOR HOLDERS OF A SHARES

Mgmt




Mgmt For For


PROPOSED SHANGHAI HENLIUS LISTING

Mgmt

3.1 Approve Issuing Entity Mgmt For For

3.2 Approve Type of Securities to be Issued Mgmt For For

3.3 Approve Par Value of Shares Mgmt For For

3.4 Approve Size of Issuance Mgmt For For

3.5 Approve Target Subscribers Mgmt For For

3.6 Approve Issuance Price and Pricing

Methodology

Mgmt For For

3.7 Approve Method of Issuance Mgmt For For


Vote Summary Report



Proposal Vote


3.9

Approve Time of Issuance and Listing

Mgmt

For

For

3.10 Approve Use of Proceeds of the Issuance Mgmt For For


Relation to the Proposed Shanghai Henlius

Listing

Mgmt For For

5 Approve Mutual Supply Framework

Agreement and Related Transactions

Mgmt For For

6 Approve Estimates of Ongoing Related Party

Transactions for 2020

Mgmt For Against



unnecessary risks

Shanghai Jinqiao Export Processing Zone Development Co. Ltd.




Ticker: 900911


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Mgmt






6 Approve Financial Budget and Business Work

Plan

Mgmt For For

7 Approve Issuance of Bonds and Related

Authorization Matters

Mgmt For For



Mgmt For For


ELECT SUPERVISOR VIA CUMULATIVE

VOTING

Mgmt

10.1 Elect Du Yan as Supervisor Mgmt For For

Vote Summary Report


Shanxi Lu'An Environmental Energy Development Co., Ltd.




Ticker: 601699

Primary ISIN: CNE000001NT7

Proposal Vote


1


Mgmt

For

For



4 Approve Annual Report and Summary Mgmt For Against





5 Approve Financial Statements Mgmt For Against






7 Approve Daily Related-party Transactions

Mgmt

For

For

8 Approve Provision of Financial Support

Mgmt

For

Against

Blended Rationale: A vote AGAINST is warranted because the level of loan to be provided to some of the receiving entities is

disproportionate to the company's ownership in the said entities. The company has failed to provide any justifications in the

meeting circular.







Mgmt For For



Report

Mgmt For For

13 Approve Internal Control Audit Report Mgmt For For

14 Approve Social Responsibility Report Mgmt For For

Vote Summary Report


Walvax Biotechnology Co., Ltd.




Ticker: 300142

Primary ISIN: CNE100000WN2

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Weifu High-Technology Group Co. Ltd.




Ticker: 200581


Proposal Vote



Mgmt







Auditor

Mgmt For For


Evaluation Auditor

Mgmt For For




Mgmt For For

10 Amend Working System for Online Voting of

the Shareholders General Meeting

Mgmt For For

11 Elect Chen Ran as Supervisor Mgmt For For

Vote Summary Report


XCMG Construction Machinery Co., Ltd.



Primary Security ID: Y9T17R112

Ticker: 000425

Primary ISIN: CNE000000FH0

Proposal Vote


1


Mgmt

For

For







Mgmt For For

7 Approve to Appoint Auditors and Payment of

Their Remuneration

Mgmt For For


Anhui Conch Cement Company Limited




Ticker: 914


Proposal Vote



Mgmt


Directors

Mgmt For For


Committee

Mgmt For For

3 Approve 2019 Audited Financial Reports Mgmt For For

4 Approve KPMG Huazhen LLP as PRC and

Internal Control Auditor, KPMG as

International Financial Auditor, and Authorize


Mgmt For For

5 Approve 2019 Profit Appropriation Proposal

and Declaration of Final Dividend

Mgmt For For

Vote Summary Report



Proposal Vote


6

Approve Provision of Guarantee to

Subsidiaries and Invested Companies

Mgmt

For

For



Mgmt For For


Association

Mgmt For For



Mgmt For Against







Ticker: 914


Proposal Vote



Mgmt


Directors

Mgmt For For


Committee

Mgmt For For

3 Approve 2019 Audited Financial Reports Mgmt For For

4 Approve KPMG Huazhen LLP as PRC and

Internal Control Auditor, KPMG as

International Financial Auditor, and Authorize


Mgmt For For

5 Approve 2019 Profit Appropriation Proposal

and Declaration of Final Dividend

Mgmt For For

6 Approve Provision of Guarantee to

Subsidiaries and Invested Companies

Mgmt For For



Mgmt For For


Association

Mgmt For For



Mgmt For Against



Vote Summary Report


Beijing Kunlun Tech Co., Ltd.




Ticker: 300418

Primary ISIN: CNE100001YF2

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Equity Transfer Agreement Mgmt For For

BOE Technology Group Co., Ltd.




Ticker: 200725


Proposal Vote



Mgmt




4 Approve Financial Statements and Business

Plan

Mgmt For For


6 Approve Loan And Credit Line Mgmt For For

7 Approve Development of Principal-guaranteed

Financial Products or Structure Deposits

Mgmt For For

8 Approve Provision of Guarantee to Chengdu

BOE Hospital Co., Ltd.

Mgmt For For

9 Approve Provision of Guarantee to Chongqing

BOE Display Technology Co., Ltd.

Mgmt For For


11 Elect Tang Shoulian as Independent Director Mgmt For For




Mgmt For For

Vote Summary Report


BOE Technology Group Co., Ltd.




Ticker: 200725


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

AGM BALLOT FOR HOLDERS OF B SHARES Mgmt


Mgmt

For

For


Mgmt

For

For


Mgmt

For

For

4 Approve Financial Statements and Business

Plan


Mgmt

Mgmt

For

For

For

For

6 Approve Loan And Credit Line

Mgmt

For

For

7 Approve Development of Principal-guaranteed

Financial Products or Structure Deposits

8 Approve Provision of Guarantee to Chengdu

BOE Hospital Co., Ltd.

9 Approve Provision of Guarantee to Chongqing

BOE Display Technology Co., Ltd.


Mgmt

Mgmt

Mgmt

Mgmt

For

For

For

For

For

For

For

For

11 Elect Tang Shoulian as Independent Director

Mgmt

For

For


Mgmt

For

For



Mgmt

For

For

Braskem SA



Primary Security ID: P18533110

Ticker: BRKM5

Primary ISIN: BRBRKMACNPA4

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

Meeting for Preferred Shareholders Mgmt

Vote Summary Report


Braskem SA

Proposal Vote


1

In Case Neither Class of Shares Reaches the

Minimum Quorum Required by the Brazilian

Corporate Law to Elect a Board

Representative in Separate Elections, Would

You Like to Use Your Votes to Elect the

Candidate with More Votes to Represent Both

Classes?

Mgmt

None

For

2 As a Preferred Shareholder, Would You like to

Request a Separate Minority Election of a

Member of the Board of Directors, Under the

Terms of Article 141 of the Brazilian

Corporate Law?

Mgmt None For

3 Elect Lirio Albino Parisotto as Director

Appointed by Preferred Shareholder

SH None For

4 In Case Neither Class of Shares Reaches the

Minimum Quorum Required by the Brazilian

Corporate Law to Elect a Board

Representative in Separate Elections, Would

You Like to Use Your Votes to Elect the

Candidate with More Votes to Represent Both

Classes?

Mgmt None For

5 As a Preferred Shareholder, Would You Like

to Request a Separate Election of a Member

of the Fiscal Council, Under the Terms of

Article 161 of the Brazilian Corporate Law?

Mgmt None For

6 Elect Heloisa Belotti Bedicks as Fiscal Council

Member and Reginaldo Ferreira Alexandre as

Alternate Appointed by Preferred Shareholder

SH None For

Capitec Bank Holdings Ltd.




Ticker: CPI


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


1 Re-elect Michiel du Pre le Roux as Director

Mgmt

For

Against

Blended Rationale: Diversity: A vote against is applied as LGIM expects a company to have a diverse board, with at least 25%

of board members being women. We expect companies to increase female participation both on the board and in leadership

positions over time.

Vote Summary Report


Capitec Bank Holdings Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

2 Re-elect Kabelo Makwane as Director Mgmt For Against




3 Re-elect Chris Otto as Director Mgmt For Against


independent directors.Diversity: A vote against is applied as LGIM expects a company to have a diverse board, with at least

25% of board members being women. We expect companies to increase female participation both on the board and in

leadership positions over time.

4 Elect Santie Botha as Director Mgmt For Against



5 Elect Emma Mashilwane as Director Mgmt For For

6 Reappoint PricewaterhouseCoopers Inc as

Auditors of the Company

Mgmt For For

7 Appoint Deloitte & Touche as Auditors of the

Company

Mgmt For For

8 Authorise Specific Issue of Loss Absorbent

Convertible Capital Securities for Cash

Mgmt For For






remuneration.

11 Approve Implementation Report of

Remuneration Policy

Mgmt For For


1 Approve Non-executive Directors'

Remuneration

Mgmt For For


3 Approve Financial Assistance in Terms of

Section 45 of the Companies Act

Mgmt For For

4 Approve Financial Assistance in Respect of

the Restricted Share Plan

Mgmt For For

China Longyuan Power Group Corporation Limited




Ticker: 916

Primary ISIN: CNE100000HD4

Vote Summary Report



Proposal Vote


1


Directors

Mgmt

For

For


Board

Mgmt For For

3 Approve 2019 Independent Auditor's Report

and Audited Financial Statements

Mgmt For For

4 Approve 2019 Final Financial Accounts Report Mgmt For For


6 Approve 2020 Financial Budget Plan Mgmt For Against

Blended Rationale: A vote AGAINST this proposal is warranted due to lack of disclosure regarding the budget limit and

allocation of funds.

7 Approve Remuneration Plan of Directors and

Supervisors

Mgmt For For

8 Approve Baker Tilly China Certified Public

Accountants LLP as PRC Auditor and

Authorize the Audit Committee of the Board


Mgmt For For

9 Approve Ernst & Young as International

Auditor and Authorize the Audit Committee of

the Board to Fix Their Remuneration

Mgmt For Against




11 Approve General Mandate to Apply for

Registration and Issuance of Debt Financing

Instruments in the PRC

Mgmt For For

12 Approve Application for Registration and

Issuance of Debt Financing Instruments of

Non-Financial Enterprises in the PRC

Mgmt For For



Mgmt For Against







Ticker: 916

Primary ISIN: CNE100000HD4

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



China Shenhua Energy Company Limited




Ticker: 1088


Proposal Vote



Mgmt


Directors

Mgmt For For


Committee

Mgmt For For



Final Dividend

Mgmt For For


Supervisors

Mgmt For For



Management

Mgmt For For

7 Approve KPMG as International Auditors and

KPMG Huazhen LLP as PRC Auditors and

Authorize Directors' Committee to Fix Their

Remuneration

Mgmt For For

8 Approve Entering into the Shenhua Finance

Capital Increase Agreement with Shuohuang

Railway, Zhunge'er Energy, Baoshen Railway,

China Energy and Shenhua Finance and

Related Transactions

Mgmt For For

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

9 Approve Entering into the Termination

Agreement of the Existing Financial Services

Agreement with China Energy, Entering into

the New Financial Services Agreement with

Shenhua Finance and the Terms, Annual Caps

and Related Transactions

Mgmt For Against


transactions include a financial service agreement with the group finance company, which may expose the company to unnecessary risks.

10 Approve the Increase of Cash Dividend

Percentage for 2019-2021

Mgmt For For


Committee

Mgmt For Against





Mgmt For For



Mgmt For For



Mgmt For For

ELECT EXECUTIVE DIRECTORS AND

NON-EXECUTIVE DIRECTORS VIA

CUMULATIVE VOTING

Mgmt

15.01 Elect Wang Xiangxi as Director SH For For

15.02 Elect Yang Jiping as Director SH For Against





15.03 Elect Xu Mingjun as Director SH For For

15.04 Elect Jia Jinzhong as Director SH For For

15.05 Elect Zhao Yongfeng as Director SH For For



Mgmt

16.01 Elect Yuen Kwok Keung as Director SH For For

16.02 Elect Bai Chong-En as Director SH For For

16.03 Elect Chen Hanwen as Director SH For For


VOTING

Mgmt

17.01 Elect Luo Meijian as Supervisor SH For For

17.02 Elect Zhou Dayu as Supervisor SH For For

Vote Summary Report






Ticker: 1088


Proposal Vote



Mgmt


Directors

Mgmt For For


Committee

Mgmt For For



Final Dividend

Mgmt For For


Supervisors

Mgmt For For



Management

Mgmt For For

7 Approve KPMG as International Auditors and

KPMG Huazhen LLP as PRC Auditors and

Authorize Directors' Committee to Fix Their

Remuneration

Mgmt For For

8 Approve Entering into the Shenhua Finance

Capital Increase Agreement with Shuohuang

Railway, Zhunge'er Energy, Baoshen Railway,

China Energy and Shenhua Finance and

Related Transactions

Mgmt For For

9 Approve Entering into the Termination

Agreement of the Existing Financial Services

Agreement with China Energy, Entering into

the New Financial Services Agreement with

Shenhua Finance and the Terms, Annual Caps

and Related Transactions

Mgmt For Against



unnecessary risks.

10 Approve the Increase of Cash Dividend

Percentage for 2019-2021

Mgmt For For


Committee

Mgmt For Against





Mgmt For For

Vote Summary Report



Proposal Vote


13

Amend Rules and Procedures Regarding


Mgmt

For

For



Mgmt For For

ELECT EXECUTIVE DIRECTORS AND

NON-EXECUTIVE DIRECTORS VIA

CUMULATIVE VOTING

Mgmt

15.01 Elect Wang Xiangxi as Director SH For For

15.02 Elect Yang Jiping as Director SH For Against





15.03 Elect Xu Mingjun as Director SH For For

15.04 Elect Jia Jinzhong as Director SH For For

15.05 Elect Zhao Yongfeng as Director SH For For



Mgmt

16.01 Elect Yuen Kwok Keung as Director SH For For

16.02 Elect Bai Chong-En as Director SH For For

16.03 Elect Chen Hanwen as Director SH For For


VOTING

Mgmt

17.01 Elect Luo Meijian as Supervisor SH For For

17.02 Elect Zhou Dayu as Supervisor SH For For





Ticker: 1088


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Vote Summary Report



Proposal Vote



Committee

Mgmt For Against







Ticker: 1088


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For





Ticker: 002373

Primary ISIN: CNE100000MJ1

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

APPROVE REPURCHASE AND CANCELLATION

OF PERFORMANCE SHARES

Mgmt

1.1 Approve Repurchase and Cancellation of

Performance Shares (April 2019)

Mgmt For For


Performance Shares (July 2019)

Mgmt For For


Performance Shares (October 2019)

Mgmt For For


Performance Shares (December 2019)

Mgmt For For


Performance Shares (May 2020)

Mgmt For For



Mgmt For For

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Raised Funds

Mgmt For For

Chunghwa Telecom Co., Ltd.




Ticker: 2412


Proposal Vote


1



Mgmt

For

For



Association

Mgmt For For



Mgmt For For

Formosa Petrochemical Corp.




Ticker: 6505


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Business Report and Financial

Statements

Mgmt For For




Mgmt

For

For

Vote Summary Report


Guangzhou Automobile Group Co., Ltd.




Ticker: 2238


Proposal Vote



Mgmt


Summary Report

Mgmt For For


Directors

Mgmt For For


Committee

Mgmt For For


5 Approve 2019 Profit Distribution Mgmt For For



Auditors

Mgmt For For



Mgmt For Against



9 Authorize Board of Directors to Issue Debt


Mgmt For For

10 Approve Utilization of the Remaining

Proceeds of an Investment Project Raised

From Non-Public Issuance of A Shares for

Permanent Replenishment of Working Capital

Mgmt For For


Committee

Mgmt For Against





Mgmt For For


VOTING

Mgmt

13.01 Elect Zhao Fuquan as Director Mgmt For For

13.02 Elect Xiao Shengfang as Director Mgmt For For

13.03 Elect Wong Hakkun as Director Mgmt For For

13.04 Elect Song Tiebo as Director Mgmt For For

Vote Summary Report


Guangzhou R&F Properties Co., Ltd.




Ticker: 2777


Proposal Vote


1


Directors

Mgmt

For

For


Committee

Mgmt For For

3 Approve 2019 Audited Financial Statements

and Statutory Reports

Mgmt For For

4 Approve Final Dividend Mgmt For For

5 Approve PricewaterhouseCoopers as Auditor


Remuneration

Mgmt For Against



6 Authorize Board to Decide on Matters Relating

to the Payment of Interim Dividend for the Six

Months Ended June 30, 2020

Mgmt For For


ELECTION OF DIRECTORS AND SUPERVISOR

AND AUTHORIZATION OF BOARD TO FIX

THEIR REMUNERATION

Mgmt

7a Elect Li Helen as Director and Authorize Board

to Fix Her Remuneration

Mgmt For Against

Blended Rationale: A vote AGAINST the reelection of Li Helen, Zheng Ercheng, and Wong Chun Bong is warranted given that

they serve on the audit committee and the company failed to disclose sufficient information regarding the fees paid to the

domestic auditor in the last fiscal year to examine the level of non-audit services rendered by the domestic auditor.

7b Elect Zheng Ercheng as Director and


Mgmt For Against




7c Elect Wong Chun Bong as Director and


Mgmt For Against




7d Elect Zhao Xianglin as Supervisor and


Mgmt For For

8 Approve BDO China Shu Lun Pan Certified

Public Accountants LLP as Domestic Auditor


Remuneration

Mgmt For For

Vote Summary Report



Proposal Vote


9

Authorize Legal Representative(s) or

Authorized Person(s) and Its Subsidiaries to

Sign Composite Credit Facilities or Loan

Related Agreements and Documents

Mgmt

For

For

10 Approve Extension of Guarantees by the

Company on Behalf of Subsidiaries,

Associates, Joint Ventures and Other Investee

Companies

Mgmt For Against



11 Approve Extension of Guarantees on Behalf of

Subsidiaries, Associates and Joint Ventures in

2019

Mgmt For Against





Mgmt For Against




EXTENSION OF THE VALIDITY PERIOD OF

APPLYING FOR THE INITIAL PUBLIC

OFFERING AND LISTING OF RENMINBI

ORDINARY SHARES (A SHARES) WITHIN THE

TERRITORY OF THE PRC

Mgmt

13a Approve Class of Shares Mgmt For For

13b Approve Place of Listing Mgmt For For

13c Approve Issuer Mgmt For For

13d Approve Number of Shares to be Issued Mgmt For For

13e Approve Nominal Value of the Shares to be

Issued

Mgmt For For

13f Approve Target Subscriber Mgmt For For

13g Approve Issue Price Mgmt For For

13h Approve Method of Issue Mgmt For For

13i Approve Underwriting Method Mgmt For For

13j Approve Use of Proceeds Mgmt For For

13k Approve Plan on the Allocation of

Accumulated Profits Prior to the Issue

Mgmt For For

13l Approve Effective Period of the Resolution Mgmt For For

14 Authorize Board to Handle All Matters in

Relation to the Initial Public Offering and

Listing of Renminbi Ordinary Shares (A

Shares) with Full Authority

Mgmt For For

Vote Summary Report



Proposal Vote


15

Approve Issuance of Direct Debt Financing

Products and Asset Securitization Products in

2020

Mgmt

For

For

16 Authorize Board or Its Authorized Person(s)

to Handle All Matters in Relation to the

Issuance of Direct Debt Financing Products

and Asset Securitization Products in 2020

Mgmt For For


Association

Mgmt For For

18 Elect Zhang Hui as Director and Authorize


Mgmt For For





Ticker: 2777


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

CLASS MEETING FOR HOLDERS OF H SHARES

Mgmt


EXTENSION OF THE VALIDITY PERIOD OF

APPLYING FOR THE INITIAL PUBLIC

OFFERING AND LISTING OF RENMINBI

ORDINARY SHARES (A SHARES) WITHIN THE

TERRITORY OF THE PRC

Mgmt

1a Approve Class of Shares Mgmt For For

1b Approve Place of Listing Mgmt For For

1c Approve Issuer Mgmt For For

1d Approve Number of Shares to be Issued Mgmt For For

1e Approve Nominal Value of the Shares to be

Issued

Mgmt For For

1f Approve Target Subscriber Mgmt For For

1g Approve Issue Price Mgmt For For

1h Approve Method of Issue Mgmt For For

1i Approve Underwriting Method Mgmt For For

1j Approve Use of Proceeds Mgmt For For

Vote Summary Report



Proposal Vote


1k

Approve Plan on the Allocation of

Accumulated Profits Prior to the Issue

Mgmt

For

For

1l Approve Effective Period of the Resolution Mgmt For For

2 Approve the Extension of the Validity Period

of Authorizing the Board to Handle Matters in

Relation to the Initial Public Offering and

Listing of Renminbi Ordinary Shares (A

Shares) with Full Authority

Mgmt For For


Association

Mgmt For For

Henan Shuanghui Investment & Development Co., Ltd.




Ticker: 000895

Primary ISIN: CNE000000XM3

Proposal Vote


1


Mgmt

For

For






Auditor

Mgmt For For

7 Approve Equity Acquisition Mgmt For For


Placement of Shares

SH For For


OF NEW SHARES

Mgmt

9.1 Approve Share Type and Par Value SH For For

9.2 Approve Issue Manner and Issue Time SH For For


Method

SH For For


and Pricing Basis

SH For For

9.5 Approve Issue Size SH For For

Vote Summary Report


Henan Shuanghui Investment & Development Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

9.6 Approve Lock-up Period Arrangements SH For For

9.7 Approve Listing Exchange

SH For

For

9.8 Approve Use of Proceeds

SH For

For

9.9 Approve Distribution Arrangement of SH


9.10 Approve Resolution Validity Period SH

For

For

For

For

10 Approve Private Placement of Shares SH

For

For

11 Approve Feasibility Analysis Report on the SH

Use of Proceeds

12 Approve Report on the Usage of Previously SH

Raised Funds


Related Matters

14 Approve Impact of Dilution of Current Returns SH



15 Approve Shareholder Return Plan SH

For

For

For

For

For

For

For

For

For

For

16 Approve Self-inspection Report on Company's SH

Real Estate Business

For

For

Jiangxi Bank Co., Ltd.



Primary Security ID: Y444NK103

Ticker: 1916


Proposal Vote


1

Approve 2019 Annual Financial Statements

Report

Mgmt

For

For

2 Approve 2020 Financial Budget Report Mgmt For For


4 Approve 2020 Equity Investment and Capital

Expenditure Plan

Mgmt For For

5 Approve 2019 Board of Directors Report Mgmt For For

6 Approve 2019 Board of Supervisors Report Mgmt For For

7 Approve KPMG Huazhen LLP as Domestic

Auditors and KPMG as International Auditors

Mgmt For For

Vote Summary Report



Proposal Vote


8

Approve the Management System for the

Remuneration of Directors and Supervisors

Mgmt

For

For

9 Approve the Remuneration Package for


Mgmt For For

10 Approve the Remuneration Package for

External Supervisors

Mgmt For For

11 Approve Liu Wei as Supervisor Mgmt For For

12 Amend Rules of Procedures of the Board of

Directors Regarding Party Committee

Mgmt For Against



13 Amend Rules of Procedures of the Board of

Supervisors Regarding Party Committee

Mgmt For Against



14 Amend Rules and Procedures Regarding Mgmt

General Meetings

15 Amend Articles of Association Mgmt


For

For

For

For



Primary Security ID: Y444NK103

Ticker: 1916


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For


General Meetings

Mgmt

For

For

Joincare Pharmaceutical Group Industry Co., Ltd.




Ticker: 600380


Vote Summary Report


Joincare Pharmaceutical Group Industry Co., Ltd.

Proposal Vote


1


Mgmt

For

For





6 Approve Internal Control Audit Report Mgmt For For

7 Approve Special Audit Notes on Occupancy of

Non-operational Funds and Exchanges of

Other Related Funds

Mgmt For For




11 Approve Adjustment of Type and Extension of

the Raised Funds Investment Project

Mgmt For For

12 Approve Change in Registered Capital Mgmt For For


Association

Mgmt For For

14 Elect Qin Yezhi as Independent Director Mgmt For For

Magnitogorsk Iron & Steel Works PJSC



Primary Security ID: X5171A103

Ticker: MAGN


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1.1


Mgmt

For

For

1.2 Approve Financial Statements Mgmt For For

2.1 Approve Allocation of Income Mgmt For For

2.2 Approve Dividends of RUB 1.507 per Share Mgmt For For

Elect 10 Directors via Cumulative Voting Mgmt

Vote Summary Report


Magnitogorsk Iron & Steel Works PJSC

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

3.1 Elect Viktor Rashnikov as Director Mgmt None Against

3.2 Elect Andrei Eremin as Director

Mgmt

None

Against

3.3 Elect Kirill Levin as Director

Mgmt

None

Against

3.4 Elect Valerii Martsinovich as Director

Mgmt

None

For

3.5 Elect Ralf Morgan as Director

Mgmt

None

For

3.6 Elect Nikolai Nikiforov as Director

Mgmt

None

For

3.7 Elect Olga Rashnikova as Director

Mgmt

None

Against

3.8 Elect Zumrud Rustamova as Director

Mgmt

None

Against

3.9 Elect Sergei Ushakov as Director

Mgmt

None

Against

3.10 Elect Pavel Shiliaev as Director

Mgmt

None

Against

4 Ratify PricewaterhouseCoopers as Auditor

Mgmt

For

For


Mgmt

For

For

Novolipetsk Steel



Primary Security ID: X58996103

Ticker: NLMK


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


of RUB 17.36 per Share

Mgmt For For

Old Mutual Ltd.



Primary Security ID: S5790B132

Ticker: OMU


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction


Vote Summary Report


Old Mutual Ltd.

Proposal Vote


1

2.1


Reports for the Year Ended 31 December

2019

Re-elect Paul Baloyi as Director

Mgmt

Mgmt

For

For

For

Against



2.2 Re-elect Peter de Beyer as Director Mgmt For Against




2.3 Re-elect Albert Essien as Director Mgmt For For

2.4 Re-elect Nosipho Molope as Director

Mgmt

For

Against


of board members being women. We expect companies to increase female participation both on the board and in leadership positions over time.

2.5 Re-elect Marshall Rapiya as Director Mgmt For For

3 Elect Iain Williamson as Director Mgmt For For

4.1 Re-elect Paul Baloyi as Member of the Audit

Committee

Mgmt For Against



4.2 Re-elect Peter de Beyer as Member of the

Audit Committee

Mgmt For For

4.3 Re-elect Itumeleng Kgaboesele as Member of

the Audit Committee

Mgmt For Against




4.4 Re-elect John Lister as Member of the Audit

Committee

Mgmt For Against




4.5 Re-elect Nosipho Molope as Member of the

Audit Committee

Mgmt For For

5.1 Reappoint Deloitte & Touche as Auditors of

the Company

Mgmt For For

5.2 Reappoint KPMG Inc as Auditors of the

Company

Mgmt For For


Vote Summary Report


Old Mutual Ltd.

Proposal Vote


7.1 Approve Remuneration Policy Mgmt For Against




remuneration.

7.2 Approve Remuneration Implementation Mgmt

Report

For For

8 Authorise Ratification of Approved Mgmt

Resolutions

For

For


1 Approve Remuneration of Non-executive Mgmt

Directors

For

For

2 Authorise Repurchase of Issued Share Capital Mgmt For

For

3 Approve Financial Assistance to Subsidiaries Mgmt

and Other Related and Inter-related Entities

and to Directors, Prescribed Officers or Other

Persons Participating in Share or Other

Employee Incentive Schemes

For

For

4 Amend Memorandum of Incorporation; Place Mgmt

Authorised but Unissued Preference Shares

under Control of Directors

For

For

Perfect World Co., Ltd.


Primary Security ID: Y988BN106



Proposal Vote


1


Mgmt

For

For





of Capital Reserves

Mgmt For For


Vote Summary Report


Perfect World Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

7 Approve Use of Funds for Entrusted Asset

Management

Mgmt For Against


risks.


9 Approve Guarantee Provision Mgmt For For



Related Matters Regarding Amending Articles

of Association

Mgmt For For


VOTING

Mgmt

12.1 Elect Feng Zhiming as Supervisor SH For For

12.2 Elect Zhang Dan as Supervisor Mgmt For For

Qingdao TGOOD Electric Co., Ltd.




Ticker: 300001


Proposal Vote


1


Mgmt

For

For




5 Approve Profit Distribution Plan Mgmt For For




Placement of Shares

SH For For


OF NEW SHARES

Mgmt

9.1 Approve Share Type and Par Value SH For For

9.2 Approve Issue Manner and Issue Time SH For For

Vote Summary Report


Qingdao TGOOD Electric Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

9.3

Approve Target Subscribers and Subscription

Method

SH

For

For


Price

SH For For

9.5 Approve Issue Size SH For For

9.6 Approve Lock-up Period SH For For

9.7 Approve Raised Funds Investment SH For For

9.8 Approve Listing Exchange SH For For



SH For For

9.10 Approve Resolution Validity Period SH For For

10 Approve Private Placement of Shares SH For For



SH For For


Use of Proceeds

SH For For


Raised Funds

SH For For

APPROVE INTRODUCTION OF STRATEGIC

INVESTORS

Mgmt

14.1 Approve Three Gorges Capital Holdings Co.,

Ltd. as Strategic Investor

SH For For

14.2 Approve Shandong Railway Development

Fund Co., Ltd. as Strategic Investor

SH For For

14.3 Approve Three Gorges Jinshi (Wuhan) Equity

Investment Fund Partnership (Limited

Partnership) as Strategic Investor

SH For For

14.4 Approve Three Gorges Green Industry

(Shandong) Equity Investment Partnership

(Limited Partnership) as Strategic Investor

SH For For

14.5 Approve Dongfang Electric (Chengdu)

Qingneng Equity Investment Fund Partnership

(Limited Partnership) as Strategic Investor

SH For For

15 Approve Signing of Strategic Cooperation

Agreement

SH For For

16 Approve Subscription Agreement SH For For




SH For For


Related Matters

SH For For

19 Approve Shareholder Return Plan SH For For

Vote Summary Report


RHB Bank Berhad




Ticker: 1066


Proposal Vote


1

Approve Final Dividend

Mgmt

For

For

2 Elect Rebecca Fatima Sta Maria as Director Mgmt For For

3 Elect Khairussaleh Bin Ramli as Director Mgmt For For

4 Elect Govindan A/L Kunchamboo as Director Mgmt For For

5 Elect Mohamad Nasir Bin Ab Latif as Director Mgmt For For

6 Approve Directors' Fees and Board

Committees' Allowances for the Financial Year

Ended December 31, 2019

Mgmt For For

7 Approve Directors' Fees and Board

Committees' Allowances from January 1,

2020 Until the 55th AGM

Mgmt For For

8 Approve Directors' Remuneration (Excluding

Directors' Fees and Board Committees'

Allowances)

Mgmt For For

9 Approve PricewaterhouseCoopers PLT as


Remuneration

Mgmt For For



Mgmt For For

Shennan Circuits Co., Ltd.




Ticker: 002916


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Performance Shares


Mgmt

Mgmt

For

For

For

For

Vote Summary Report


Southwest Securities Co., Ltd.




Ticker: 600369


Proposal Vote


1


Mgmt

For

For





Mgmt For For


6 Approve Proprietary Investment Scale Mgmt For For


TRANSACTIONS

Mgmt


Various Companies

Mgmt For For


Chongqing Jiangbeizui Central Business

District Investment Group Co., Ltd.

Mgmt For For


China Jianyin Investment

Mgmt For For


Chongqing City Construction Investment

(Group) Co., Ltd.

Mgmt For For


Chongqing Expressway Group Company Ltd.

Mgmt For For


Other Related Party not mentioned above

Mgmt For For



Mgmt

8.1 Elect Liao Qingxuan as Non-Independent

Director

SH For Against



8.2 Elect Wu Jian as Non-Independent Director SH For For

8.3 Elect Zhang Chunyong as Non-Independent

Director

SH For For

8.4 Elect Peng Zuofu as Non-Independent

Director

SH For For

8.5 Elect Zhang Gang as Non-Independent

Director

SH For For

Vote Summary Report


Southwest Securities Co., Ltd.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

8.6 Elect Wan Shubin as Non-Independent SH

Director

8.7 Elect Zhao Rubing as Independent Director SH

For

For

For

For

8.8 Elect Luo Wei as Independent Director SH

For

For

8.9 Elect Fu Daqing as Independent Director SH

For

For


9.1 Elect Ni Yuemin as Supervisor

SH For

For

9.2 Elect Xu Ping as Supervisor

SH For

For

Taiwan Business Bank




Ticker: 2834


Proposal Vote


1


Mgmt

For

For


3 Approve the Issuance of New Shares by


Mgmt For For


Association

Mgmt For For

5 Approve Amendments to Rules and

Procedures Regarding Shareholders' General

Meeting

Mgmt For For





Ticker: 601162


Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction



Mgmt

For

For

3 Approve Annual Report

Mgmt

For

For


Mgmt

For

For


Mgmt

For

For


Mgmt

For

For

7 Approve Daily Related Party Transactions

Mgmt

For

For

8 Approve Proprietary Investment Scale

Mgmt

For

For


Mgmt

For

For


Mgmt

For

For

Walsin Lihwa Corp.




Ticker: 1605


Proposal Vote


1


Statements

Mgmt

For

For



4 Amend Trading Procedures Governing

Derivatives Products

Mgmt For For



Mgmt For For

ELECT NON-INDEPENDENT AND


VOTING

Mgmt

6.1 Elect Yu Lon Chiao, with SHAREHOLDER

NO.9230, as Non-Independent Director

Mgmt For For

6.2 Elect Patricia Chiao, with SHAREHOLDER


Mgmt For For

Vote Summary Report


Walsin Lihwa Corp.

Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

6.3

Elect Yu Cheng Chiao, with SHAREHOLDER


Mgmt

For

For

6.4 Elect Yu Heng Chiao, with SHAREHOLDER


Mgmt For For

6.5 Elect Wei Shin Ma, with SHAREHOLDER


Mgmt For For

6.6 Elect a Representative of Chin Xin Investment

Co., Ltd, with SHAREHOLDER NO.16300, as


Mgmt For Against

Blended Rationale: A vote AGAINST the non-independent director nominee Chin-Xin Investment Co., Ltd. under Item 6.6 is

warranted since the company has failed to disclose sufficient information such as the identity of the actual individual who will

serve on the board, which limits shareholders' ability to assess the quality of the representative.

6.7 Elect Andrew Hsia, with SHAREHOLDER

NO.A100893XXX, as Non-Independent

Director

Mgmt For For

6.8 Elect Ming Ling Hsueh, with SHAREHOLDER

NO.B101077XXX, as Independent Director

Mgmt For For

6.9 Elect King Ling Du, with SHAREHOLDER

NO.D100713XXX, as Independent Director

Mgmt For For

6.10 Elect Shiang Chung Chen, with

SHAREHOLDER NO.A122829XXX, as


Mgmt For For

6.11 Elect Fu Hsiung Hu, with SHAREHOLDER

NO.A103744XXX, as Independent Director

Mgmt For For


Competitive Activities of Yu Lon Chiao

Mgmt For For


Competitive Activities of Yu Cheng Chiao

Mgmt For For


Competitive Activities of Yu Heng Chiao

Mgmt For For


Competitive Activities of Wei Shin Ma

Mgmt For For


Competitive Activities of Representative of

Chin Xin Investment Co., Ltd

Mgmt For Against

Blended Rationale: A vote AGAINST Item 11 is warranted because the election of the director in question do not warrant



Competitive Activities of Andrew Hsia

Mgmt For For


Competitive Activities of Ming Ling Hsueh

Mgmt For For


Competitive Activities of King Ling Du

Mgmt For For


Competitive Activities of Shiang Chung Chen

Mgmt For For

Vote Summary Report


Wuliangye Yibin Co., Ltd.




Ticker: 000858

Primary ISIN: CNE000000VQ8

Proposal Vote


1


Mgmt

For

For





6 Approve Daily Related-party Transactions Mgmt For Against






Association

Mgmt For For

9 Approve Change in Usage and Implementing

Party of Raised Funds Investment Project

Mgmt For For



Mgmt For For



Mgmt For For



Mgmt For For

13 Approve Comprehensive Budget Plan Mgmt For For


VOTING

Mgmt

14.1 Elect Liu Feng as Supervisor Mgmt For For

14.2 Elect Yang Ling as Supervisor Mgmt For For

Wuxi Lead Intelligent Equipment Co., Ltd.




Ticker: 300450

Primary ISIN: CNE100001ZF9

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1


Mgmt

For

For





6 Approve Report on the Occupation of

Company's Funds by Controlling Shareholders

and Other Related Parties as well as External

Guarantee Provision

Mgmt For For


Senior Management

Mgmt For For

8 Approve Appointment of External Auditor Mgmt For For


Performance Shares

Mgmt For For

10 Approve Decrease in Registered Capital Mgmt For For



Placement of Shares

Mgmt For For

APPROVE ISSUANCE OF SHARES VIA

PRIVATE PLACEMENT

Mgmt

13.1 Approve Issue Type and Par Value Mgmt For For

13.2 Approve Issue Manner and Period Mgmt For For

13.3 Approve Target Parties and Subscription

Manner

Mgmt For For

13.4 Approve Issue Price and Pricing Basis Mgmt For For


13.6 Approve Restriction Period Arrangement Mgmt For For

13.7 Approve Amount and Usage of Raised Funds Mgmt For For



Mgmt For For

13.9 Approve Listing Location Mgmt For For





Mgmt For For

Vote Summary Report



Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

16

Approve Feasibility Analysis Report on the

Use of Proceeds

Mgmt

For

For

17 Approve Commitment Regarding

Counter-dilution Measures in Connection to

the Private Placement

Mgmt For For


Raised Funds

Mgmt For For


Related Matters

Mgmt For For





Ticker: 300628


Proposal Vote


1

Approve Adjustment of Repurchase Size and

Price of Initial Performance Shares

Mgmt

For

For


Initial Performance Shares

Mgmt For For

3 Approve Adjustment of Repurchase Size and

Price of Reserve Performance Shares

Mgmt For For


Reserve Performance Shares

Mgmt For For


Yixintang Pharmaceutical Group Co., Ltd.




Ticker: 002727


Proposal

Number

Proposal Text

Proponent

Mgmt Rec

Vote

Instruction

1 Approve Lease of Property to Affiliated

Company

Mgmt For For

Vote Summary Report


Yixintang Pharmaceutical Group Co., Ltd.

Proposal Vote


2

Approve Use of 2017 Funds for Financial

Products

Mgmt

For

For

3 Approve Use of 2018 Funds for Financial

Products

Mgmt For For

4 Approve Use of Funds to Replenish Working

Capital

Mgmt For For


Vote Summary Report Emerging Markets May 2020 · Capitalization of Capital Reserves Mgmt For For...

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Transcript of Vote Summary Report Emerging Markets May 2020 · Capitalization of Capital Reserves Mgmt For For...