Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics...

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Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 1 / 39 Vibrational Spectroscopy Methods Keith Refson STFC Rutherford Appleton Laboratory September 10, 2012

Transcript of Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics...

Page 1: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 1 / 39

Vibrational Spectroscopy Methods

Keith RefsonSTFC Rutherford Appleton Laboratory

September 10, 2012

Page 2: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Motivations for ab-initio lattice dynamics I

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 2 / 39

Motivations from experimental spectroscopy:

Vibrational spectroscopy is sensitive probe of struc-ture and dynamics of materials.

All experimental methods (IR, raman, INS, IXS)provide incomplete information.

IR and raman have inactive modes Hard to distinguish fundamental and overtone

(multi-phonon) processes in spectra No experimental technique provides complete

eigenvector information ⇒ mode assignmentbased on similar materials, chemical intuition,guesswork.

Hard to find accurate model potentials to describemany systems

Fitted force-constant models only feasible forsmall, high symmetry systems. 0 1000 2000 3000 4000

Frequency (cm-1

)

0

0.2

0.4

0.6

0.8

Abs

orpt

ion

IR spectrum

Page 3: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Motivations for ab-initio lattice dynamics II

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 3 / 39

Motivations from predictive modelling

Lattice dynamics calculation can establish stability or otherwise of putative structure. LD gives direct information on interatomic forces. LD can be used to study phase transitions via soft modes. Quasi-harmonic lattice dynamics can include temperature and calculate ZPE and

Free energy of wide range of systems. Electron - phonon coupling is origin of (BCS) superconductivity.

Page 4: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Lattice Dynamics of Crystals

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ReferencesMonatomic Crystal in 1d(I)

Monatomic Crystal (II)

Diatomic Crystal - OpticmodesCharacterization ofVibrations in Crystals

Formal Theory of LatticeDynamics

Quantum Theory ofLattice ModesFormal Theory of LatticeDynamics II

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 4 / 39

Page 5: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

References

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ReferencesMonatomic Crystal in 1d(I)

Monatomic Crystal (II)

Diatomic Crystal - OpticmodesCharacterization ofVibrations in Crystals

Formal Theory of LatticeDynamics

Quantum Theory ofLattice ModesFormal Theory of LatticeDynamics II

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 5 / 39

Books on Lattice Dynamics

M. T. Dove Introduction to Lattice Dynamics, CUP. - elementary introduction. J. C. Decius and R. M. Hexter Molecular Vibrations in Crystals - Lattice dynamics

from a spectroscopic perspective. Horton, G. K. and Maradudin A. A. Dynamical properties of solids (North Holland,

1974) A comprehensive 7-volume series - more than you’ll need to know. Born, M and Huang, K Dynamical Theory of Crystal Lattices, (OUP, 1954) - The

classic reference, but a little dated in its approach.

References on ab-initio lattice dynamics

K. Refson, P. R. Tulip and S. J Clark, Phys. Rev B. 73, 155114 (2006) S. Baroni et al (2001), Rev. Mod. Phys 73, 515-561. Variational DFPT (X. Gonze (1997) PRB 55 10377-10354). Richard M. Martin Electronic Structure: Basic Theory and Practical Methods: Basic

Theory and Practical Density Functional Approaches Vol 1 Cambridge UniversityPress, ISBN: 0521782856

Page 6: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Monatomic Crystal in 1d (I)

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ReferencesMonatomic Crystal in 1d(I)

Monatomic Crystal (II)

Diatomic Crystal - OpticmodesCharacterization ofVibrations in Crystals

Formal Theory of LatticeDynamics

Quantum Theory ofLattice ModesFormal Theory of LatticeDynamics II

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 6 / 39

Page 7: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Monatomic Crystal (II)

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ReferencesMonatomic Crystal in 1d(I)

Monatomic Crystal (II)

Diatomic Crystal - OpticmodesCharacterization ofVibrations in Crystals

Formal Theory of LatticeDynamics

Quantum Theory ofLattice ModesFormal Theory of LatticeDynamics II

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 7 / 39

Page 8: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Diatomic Crystal - Optic modes

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ReferencesMonatomic Crystal in 1d(I)

Monatomic Crystal (II)

Diatomic Crystal - OpticmodesCharacterization ofVibrations in Crystals

Formal Theory of LatticeDynamics

Quantum Theory ofLattice ModesFormal Theory of LatticeDynamics II

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 8 / 39

More than one atom per unit cell gives rise to optic modes with different characteristicdispersion.

Page 9: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Characterization of Vibrations in Crystals

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ReferencesMonatomic Crystal in 1d(I)

Monatomic Crystal (II)

Diatomic Crystal - OpticmodesCharacterization ofVibrations in Crystals

Formal Theory of LatticeDynamics

Quantum Theory ofLattice ModesFormal Theory of LatticeDynamics II

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 9 / 39

Vibrational modes in solids take form of waves with wavevector-dependentfrequencies (just like electronic energy levels).

ω(q) relations known as dispersion curves

N atoms in prim. cell ⇒ 3N branches. 3 acoustic branches corresponding to sound propagation as q → 0 and 3N − 3 optic

branches.

Page 10: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Formal Theory of Lattice Dynamics

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ReferencesMonatomic Crystal in 1d(I)

Monatomic Crystal (II)

Diatomic Crystal - OpticmodesCharacterization ofVibrations in Crystals

Formal Theory of LatticeDynamics

Quantum Theory ofLattice ModesFormal Theory of LatticeDynamics II

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 10 / 39

Based on expansion of total energy about structural equilibrium co-ordinates

E = E0 +∑

κ,α

∂E

∂uκ,α.uκ,α +

1

2

κ,α,κ′,α′

uκ,α.Φκ,κ′

α,α′.uκ′,α′ + ...

where uκ,α is the vector of atomic displacements from equilibrium and Φκ,κ′

α,α′(a) is

the matrix of force constants Φκ,κ′

α,α′(a) = ∂2E

∂uκ,α∂uκ′,α′

At equilibrium the forces − ∂E∂uκ,α

are all zero so 1st term vanishes.

In the Harmonic Approximation the 3rd and higher order terms are assumed to benegligible

Assume Born von Karman periodic boundary conditions and substituting plane-wave

uκ,α = εmκ,αq exp(iq.Rκ,α − ωt) yields eigenvalue equation:

Dκ,κ′

α,α′(q)εmκ,αq = ω2

m,qεmκ,αq

where frequencies are square roos of eigenvalues. The dynamical matrix

Dκ,κ′

α,α′(q) =

1√

MκMκ′

Cκ,κ′

α,α′(q) =

1√

MκMκ′

a

Φκ,κ′

α,α′(a)e−iq.Ra

is the Fourier transform of the force constant matrix.

Page 11: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Quantum Theory of Lattice Modes

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ReferencesMonatomic Crystal in 1d(I)

Monatomic Crystal (II)

Diatomic Crystal - OpticmodesCharacterization ofVibrations in Crystals

Formal Theory of LatticeDynamics

Quantum Theory ofLattice ModesFormal Theory of LatticeDynamics II

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 11 / 39

The classical energy expression can betransformed into a quantum-mechanicalHamiltonian for nuclei.

In harmonic approximation nuclear wave-function is separable into product bymode transformation.

Each mode satisfies harmonic oscilla-tor Schroedinger eqn with energy levelsEm,n =

(

n+ 12

)

~ωm for mode m. Quantum excitations of modes known as

phonons in crystal Transitions between levels n1 and

n2 interact with photons of energy(n2 − n1) ~ωm, ie multiples of funda-

mental frequency ωm. In anharmonic case where 3rd-order term

not negligible, overtone frequencies arenot multiples of fundamental.

-2 -1 0 1 20

1

2

3

Page 12: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Formal Theory of Lattice Dynamics II

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ReferencesMonatomic Crystal in 1d(I)

Monatomic Crystal (II)

Diatomic Crystal - OpticmodesCharacterization ofVibrations in Crystals

Formal Theory of LatticeDynamics

Quantum Theory ofLattice ModesFormal Theory of LatticeDynamics II

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 12 / 39

The dynamical matrix is a 3N × 3N matrix at each wavevector q.

Dκ,κ′

α,α′(q) is a hermitian matrix ⇒ eigenvalues ω2

m,q are real.

3N eigenvalues ⇒ modes at each q leading to 3N branches in dispersion curve. The mode eigenvector εmκ,α gives the atomic displacements, and its symmetry can

be characterised by group theory.

Given a force constant matrix Φκ,κ′

α,α′(a) we have a procedure for obtaining mode

frequencies and eigenvectors over entire BZ. In 1970s force constants fitted to experiment using simple models. 1980s - force constants calculated from empirical potential interaction models (now

available in codes such as GULP) mid-1990s - development of ab-initio electronic structure methods made possible

calculation of force constants with no arbitrary parameters.

Page 13: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

ab-initio Lattice Dynamics

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

The Frozen-phononmethodThe Finite-Displacementmethod

The Supercell method

First and secondderivativesDensity-FunctionalPerturbation Theory

Fourier Interpolation ofdynamical Matrices

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 13 / 39

Page 14: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

The Frozen-phonon method

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

The Frozen-phononmethodThe Finite-Displacementmethod

The Supercell method

First and secondderivativesDensity-FunctionalPerturbation Theory

Fourier Interpolation ofdynamical Matrices

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 14 / 39

The frozen phonon method:

Create a structure perturbed by guessed eigenvector evaluate ground-state energy as function of amplitude λ with series of single-point

energy calculations on perturbed configurations.

Use E0(λ) to evaluate k = d2E0

dλ2

Frequency given by√

k/µ. (µ is reduced mass) Need to use supercell commensurate with q. Need to identify eigenvector in advance (perhaps by symmetry). Not a general method: useful only for small, high symmetry systems or limited

circumstances otherwise. Need to set this up “by hand” customised for each case.

Page 15: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

The Finite-Displacement method

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

The Frozen-phononmethodThe Finite-Displacementmethod

The Supercell method

First and secondderivativesDensity-FunctionalPerturbation Theory

Fourier Interpolation ofdynamical Matrices

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 15 / 39

The finite displacement method:

Displace ion κ′ in direction α′ by small distance ±u. Use single point energy calculations and evaluate forces on every ion in system F+

κ,α

and F+κ,α for +ve and -ve displacements.

Compute numerical derivative using central-difference formula

dFκ,α

du≈F+κ,α − F−

κ,α

2u=

d2E0

duκ,αduκ′,α′

Have calculated entire row k′, α′ of Dκ,κ′

α,α′(q = 0)

Only need 6Nat SPE calculations to compute entire dynamical matrix. This is a general method, applicable to any system. Can take advantage of space-group symmetry to avoid computing

symmetry-equivalent perturbations. Like frozen-phonon method, works only at q = 0.

Page 16: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

The Supercell method

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

The Frozen-phononmethodThe Finite-Displacementmethod

The Supercell method

First and secondderivativesDensity-FunctionalPerturbation Theory

Fourier Interpolation ofdynamical Matrices

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 16 / 39

The supercell method is an extension of the finite-displacement approach.

Relies on short-ranged nature of FCM; Φκ,κ′

α,α′(a) → 0 as Ra → ∞.

For non-polar insulators and most metals Φκ,κ′

α,α′(a) decays as 1/R5 or faster.

For polar insulators Coulomb term decays as 1/R3

Define “cut off” radius Rc beyond which Φκ,κ′

α,α′(a) can be treated as zero.

For supercell with L > 2Rc then Cκ,κ′

α,α′(q = 0) = Φκ,κ

α,α′(a).

Method:

1. choose sufficiently large supercell and compute Cκ,κ′

α,α′(qsupercell = 0) using

finite-displacement method.

2. This object is just the real-space force-constant matrix Φκ,κ′

α,α′(a).

3. Fourier transform using

Dκ,κ′

α,α′(q) =

1√

MκMκ′

a

Φκ,κ′

α,α′(a)e−iq.Ra

to obtain dynamical matrix of primitive cell at any desired q.

4. Diagonalise Dκ,κ′

α,α′(q) to obtain eigenvalues and eigenvectors.

This method is often (confusingly) called the “direct” method.

Page 17: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

First and second derivatives

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

The Frozen-phononmethodThe Finite-Displacementmethod

The Supercell method

First and secondderivativesDensity-FunctionalPerturbation Theory

Fourier Interpolation ofdynamical Matrices

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 17 / 39

Goal is to calculate the 2nd derivatives of energy to construct FCM or Dκ,κ′

α,α′(q).

Energy E = 〈ψ| H |ψ〉 with H = ∇2 + VSCF

Force F = − dEdλ

= −⟨

dψdλ

∣H |ψ〉 − 〈ψ| H

dψdλ

− 〈ψ| dVdλ

|ψ〉

where λ represents an atomic displacement perturbation. If 〈ψ|represents the ground state of H then the first two terms vanish because

〈ψ| H∣

dψdλ

= ǫn 〈ψ|∣

dψdλ

= 0. This is the Hellman-Feynmann Theorem.

Force constants are the second derivatives of energy

k = d2Edλ2

= − dFdλ

=⟨

dψdλ

dVdλ

|ψ〉+ 〈ψ| dVdλ

dψdλ

− 〈ψ| d2Vdλ2

|ψ〉

None of the above terms vanishes. Second derivatives need linear response of wavefunctions wrt perturbation (

dψdλ

∣).

In general nth derivatives of wavefunctions needed to compute 2n+ 1th derivatives ofenergy. This result is the “2n+ 1 theorem”

Page 18: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Density-Functional Perturbation Theory

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

The Frozen-phononmethodThe Finite-Displacementmethod

The Supercell method

First and secondderivativesDensity-FunctionalPerturbation Theory

Fourier Interpolation ofdynamical Matrices

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 18 / 39

In DFPT need first-order KS orbitals φ(1), the linear response to λ. λ may be a displacement of atoms with wavevector q (or an electric field E.) If q incommensurate φ(1) have Bloch-like representation:

φ(1)k,q

(r) = e−i(k+q).ru(1)(r) where u(1)(r) has periodicity of unit cell.

⇒ can store u(1)(r) in computer rep’n using basis of primitive cell. First-order response orbitals are solutions of Sternheimer equation

(

H(0) − ǫ(0)m

) ∣

∣φ(1)m

= −Pcv(1)

∣φ(0)m

Pc is projection operator onto unoccupied states. First-order potential v(1) includesresponse terms of Hartree and XC potentials and therefore depends on first-orderdensity n(1)(r) which depends on φ(1).Finding φ(1) is therefore a self-consistent problem just like solving the Kohn-Shamequations for the ground state.

Two major approaches to finding φ(1) are suited to plane-wave basis sets:

Green’s function (S. Baroni et al (2001), Rev. Mod. Phys 73, 515-561). Variational DFPT (X. Gonze (1997) PRB 55 10377-10354).

CASTEP uses Gonze’s variational DFPT method. DFPT has huge advantage - can calculate response to incommensurate q from a

calculation on primitive cell. Disadvantage of DFPT - lots of programming required.

Page 19: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Fourier Interpolation of dynamical Matrices

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

The Frozen-phononmethodThe Finite-Displacementmethod

The Supercell method

First and secondderivativesDensity-FunctionalPerturbation Theory

Fourier Interpolation ofdynamical Matrices

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 19 / 39

DFPT formalism requires self-consistent iterative solution for every separate q. Hundreds of q’s needed for good dispersion curves, thousands for good Phonon DOS.

Can take advantage of short-range nature of real-space FCM Φκ,κ′

α,α′(a).

Compute Dκ,κ′

α,α′(q) on a Monkhorst-Pack grid of q vectors.

Approximation to FCM in p× q × r supercell given by Fourier transform of dynamicalmatrices on p× q × r grid.

Φκ,κ′

α,α′(a) =

q

Cκ,κ′

α,α′(q)eiq.Ra

Fourier transform using to obtain dynamical matrix of primitive cell at any desired q,Exactly as with Finite-displacement-supercell method

Diagonalise mass-weighted Dκ,κ′

α,α′(q) to obtain eigenvalues and eigenvectors.

Longer-ranged coulombic contribution varies as 1/R3 but can be handled analytically.

Need only DFPT calculations on a few tens of q points on grid to calculate Dκ,κ′

α,α′(q)

on arbitrarily dense grid (for DOS) or fine (for dispersion) path.

Page 20: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Lattice Dynamics in CASTEP

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Methods in CASTEPA CASTEP calculation I -simple DFPT

Example output

CASTEP phononcalculations II - FourierInterpolation

CASTEP phononcalculations III - Supercell

Running a phononcalculation

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 20 / 39

Page 21: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Methods in CASTEP

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Methods in CASTEPA CASTEP calculation I -simple DFPT

Example output

CASTEP phononcalculations II - FourierInterpolation

CASTEP phononcalculations III - Supercell

Running a phononcalculation

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 21 / 39

CASTEP can perform ab-initio lattice dynamics using

Primitive cell finite-displacement at q = 0 Supercell finite-displacement for any q

DFPT at arbitrary q. DFPT on M-P grid of q with Fourier interpolation to arbitrary fine set of q.

Full use is made of space-group symmetry to only compute only

symmetry-independent elements of Dκ,κ′

α,α′(q)

q-points in the irreducible Brillouin-Zone for interpolation electronic k-points adapted to symmetry of perturbation.

Limitations: DFPT currently implemented only for norm-conserving pseudopotentials.

Page 22: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

A CASTEP calculation I - simple DFPT

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Methods in CASTEPA CASTEP calculation I -simple DFPT

Example output

CASTEP phononcalculations II - FourierInterpolation

CASTEP phononcalculations III - Supercell

Running a phononcalculation

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 22 / 39

Lattice dynamics assumes atoms at mechanical equilibrium.Golden rule: The first step of a lattice dynamics calculation is a high-precision geometry

optimisation

Parameter task = phonon selects lattice dynamics calculation. Iterative solver tolerance is phonon energy tol. Value of 1e− 5 ev/ang**2 usually

sufficient. Sometimes need to increase phonon max cycles

Need very accurate ground-state as prerequisite for DFPT calculationelec energy tol needs to be roughly square of phonon energy tol

N.B. Defaults are not very good in CASTEP 4.0. Fixed in 4.1.

Dκ,κ′

α,α′(q) calculated at q-points specified in cell file by one of

%BLOCK phonon kpoint list for the explicitly named points %BLOCK phonon kpoint path to construct a path joining the nodal points given.

Spacing along path is phonon kpoint path spacing

phonon kpoint mp grid p q r and possiblyphonon kpoint mp offset 0.125 0.125 0.125 to explicitly specify a M-P grid fora DOS.

phonon kpoint mp spacing δq 1/ang to generate a M-P grid of a specified linearspacing

Page 23: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Example output

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Methods in CASTEPA CASTEP calculation I -simple DFPT

Example output

CASTEP phononcalculations II - FourierInterpolation

CASTEP phononcalculations III - Supercell

Running a phononcalculation

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 23 / 39

=====================================================================+ Vibrational Frequencies ++ ----------------------- ++ ++ Performing frequency calculation at 10 wavevectors (q-pts) ++ ++ Branch number Frequency (cm-1) ++ ================================================================= ++ ++ ----------------------------------------------------------------- ++ q-pt= 1 ( 0.000000 0.000000 0.000000) 0.022727 ++ q->0 along ( 0.050000 0.050000 0.000000) ++ ----------------------------------------------------------------- ++ ++ 1 -4.041829 0.0000000 ++ 2 -4.041829 0.0000000 ++ 3 -3.927913 0.0000000 ++ 4 122.609217 7.6345830 ++ 5 122.609217 7.6345830 ++ 6 165.446374 0.0000000 ++ 7 165.446374 0.0000000 ++ 8 165.446374 0.0000000 ++ 9 214.139992 7.6742825 ++ ----------------------------------------------------------------- +

N.B. 3 Acoustic phonon frequencies should be zero by Acoustic Sum Rule. Post-hoccorrection if phonon sum rule = T.

Page 24: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

CASTEP phonon calculations II - Fourier Interpolation

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Methods in CASTEPA CASTEP calculation I -simple DFPT

Example output

CASTEP phononcalculations II - FourierInterpolation

CASTEP phononcalculations III - Supercell

Running a phononcalculation

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 24 / 39

To select set phonon fine method = interpolate

Specify grid of q-points using phonon kpoint mp grid p q r .Golden rule of interpolation: Always include the Γ point (0,0,0) in the interpolationgrid. For even p, q, r use shifted grid phonon fine kpoint mp offset 0.125 0.125 0.125

to shift one point to Γ

Dκ,κ′

α,α′(q) interpolated to q-points specified in cell file by one of

%BLOCK phonon fine kpoint list for the explicitly named points %BLOCK phonon fine kpoint path to construct a path joining the nodal points

given. Spacing along path is phonon fine kpoint path spacing

phonon fine kpoint mp grid p q r and possiblyphonon fine kpoint mp offset 0.125 0.125 0.125 to explicitly specify a M-P gridfor a DOS.

phonon fine kpoint mp spacing δq 1/ang to generate a M-P grid of a specifiedlinear spacing

Real-space force-constant matrix is stored in .check file. All fine kpoint parameterscan be changed on a continuation run. Interpolation is very fast. ⇒ can calculate finedispersion plot and DOS on a grid rapidly from one DFPT calculation.

Page 25: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

CASTEP phonon calculations III - Supercell

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Methods in CASTEPA CASTEP calculation I -simple DFPT

Example output

CASTEP phononcalculations II - FourierInterpolation

CASTEP phononcalculations III - Supercell

Running a phononcalculation

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 25 / 39

To select set phonon fine method = supercell

Set supercell in .cell file, eg 2× 2× 2 using

%BLOCK phonon_supercell_matrix2 0 00 2 00 0 2%ENDBLOCK phonon_supercell_matrix

Dκ,κ′

α,α′(q) interpolated to q-points specified in cell file by one of same

phonon fine kpoint keywords as for interpolation. Kpoints for supercell set using block or grid keywords supercell kpoint...

Real-space force-constant matrix is stored in .check file. As with interpolation, all fine kpoint parameters can be changed on a continuation

run. Interpolation is very fast. ⇒ can calculate fine dispersion plot and DOS on agrid rapidly from one DFPT calculation.

Tip. For fcc primitive cells use non-diagonal matrix

%BLOCK phonon_supercell_matrix

1 1 -1

1 -1 1

-1 1 1

%ENDBLOCK phonon_supercell_matrix

to make cubic supercell. Convergence: Need very accurate forces to take their derivative. Need good representation of any pseudo-core charge density and augmentation

charge for ultrasoft potentials on fine FFT grid. Usually need larger fine gmax (orfine grid scale) than for geom opt/MD to get good results.

Page 26: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Running a phonon calculation

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Methods in CASTEPA CASTEP calculation I -simple DFPT

Example output

CASTEP phononcalculations II - FourierInterpolation

CASTEP phononcalculations III - Supercell

Running a phononcalculation

Examples

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 26 / 39

Phonon calculations can be lengthy. CASTEP saves partial calculation periodically in.check file if keywords num backup iter n or backup interval t. Backup is every nq-vectors or every t seconds.

Phonon calculations have high inherent parallelism. Because perturbation breakssymmetry relatively large electronic k -point sets are used.

Number of k-points varies depending on symmetry of perturbation. Try to choose number of processors to make best use of k-point parallelism. If Nk

not known in advance choose NP to have as many different prime factors as possible- not just 2!

Page 27: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Examples

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

DFPT with interpolation -α-quartz

Supercell method - Silver

Convergence issues forlattice dynamics

“Scaling” and othercheats

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 27 / 39

Page 28: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

DFPT with interpolation - α-quartz

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

DFPT with interpolation -α-quartz

Supercell method - Silver

Convergence issues forlattice dynamics

“Scaling” and othercheats

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 28 / 39

Γ K M Γ A0

200

400

600

800

1000

1200

1400

Freq

uenc

y [c

m-1

]

Page 29: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Supercell method - Silver

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

DFPT with interpolation -α-quartz

Supercell method - Silver

Convergence issues forlattice dynamics

“Scaling” and othercheats

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 29 / 39

Γ X Γ L WK0

1

2

3

4

5

6

ω (

TH

z)

Ag phonon dispersion3x3x3x4 Supercell, LDA

Page 30: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Convergence issues for lattice dynamics

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

DFPT with interpolation -α-quartz

Supercell method - Silver

Convergence issues forlattice dynamics

“Scaling” and othercheats

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 30 / 39

ab-initio lattice dynamics calculations are very sensitive to convergence issues. A goodcalculation must be well converged as a function of

1. plane-wave cutoff2. electronic kpoint sampling of the Brillouin-Zone (for crystals) (under-convergence

gives poor acoustic mode dispersion as q → 03. geometry. Co-ordinates must be well converged with forces close to zero (otherwise

calculation will return imaginary frequencies.)4. For DFPT calculations need high degree of SCF convergence of ground-state

wavefunctions.5. supercell size for “molecule in box” calculation and slab thickness for surface/s lab

calculation.6. Fine FFT grid for finite-displacement calculations.

Accuracies of 25-50 cm−1 usually achieved or bettered with DFT. need GGA functional e.g. PBE, PW91 for hydrogenous and H-bonded systems. When comparing with experiment remember that disagreement may be due to

anharmonicity. Less obviously agreement may also be due to anharmonicity. There is a “lucky”

cancellation of anharmonic shift by PBE GGA error in OH stretch modes!

Page 31: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

“Scaling” and other cheats

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

DFPT with interpolation -α-quartz

Supercell method - Silver

Convergence issues forlattice dynamics

“Scaling” and othercheats

Modelling of spectra

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 31 / 39

DFT usually gives frequencies within a few percent of experiment. Exceptions areusually strongly-correlated systems, e.g. some transition-metal Oxides where DFTdescription of bonding is poor.

Discrepancies can also be due to anharmonicity. A frozen-phonon calculation can testthis.

In case of OH-bonds, DFT errors and anharmonic shift cancel each other! In solid frquencies may be strongly pressure-dependent. DFT error can resemble

effective pressure. In that case, best comparison with expt. may not be atexperimental pressure.

Hartree-Fock approximation systematically overestimates vibrational frequencies by5-15%. Commpn practice is to multiply by ”scaling factor” ≈ 0.9.

Scaling not recommended for DFT where error is not systematic. Over- andunder-estimation equally common.

For purposes of mode assignment, or modelling experimental spectra to compareintensity it can sometimes be useful to apply a small empirical shift on a per-peakbasis. This does not generate an “ab-initio frequency”.

Page 32: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Modelling of spectra

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Interaction of light withphonons

Powder infraredAccurate Modelling ofpowder IR

Non-resonant ramanRaman scattering oft-ZrO2

Symmetry Analysis

Symmetry Analysis

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 32 / 39

Page 33: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Interaction of light with phonons

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Interaction of light withphonons

Powder infraredAccurate Modelling ofpowder IR

Non-resonant ramanRaman scattering oft-ZrO2

Symmetry Analysis

Symmetry Analysis

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 33 / 39

Energy conservation Es = hνs = Ei + δEphonon = hνi + hνphonon

Momentum conservation

ks = ki + δkphonon

Typical lattice parameter a0 ≈ 5A ⇒ 0 ≤ kphonon < 0.625 1/A For a 5000A photon, k = 0.00125 1/A =⇒ optical light interacts with phonons only very close to 0 (the “Γ” point).

Page 34: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Powder infrared

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Interaction of light withphonons

Powder infraredAccurate Modelling ofpowder IR

Non-resonant ramanRaman scattering oft-ZrO2

Symmetry Analysis

Symmetry Analysis

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 34 / 39

In a powder infrared absorption experiment, E field of light couples to electric dipole

created by displacement of ions by modes. Depends on Born effective charges andatomic displacements.

Infrared intensity Im =∣

κ,b1√Mκ

Z∗κ,a,b

um,κ,b

2

α-quartz

400 600 800 1000 1200

Phonon Frequency (cm-1

)

0

0.05

0.1

0.15

IR I

nten

sity

(A

rb. U

nits

)

Straightforward to compute peak areas. Peak shape modelling depends on sample and experimental variables. Multiphonon and overtone terms less straightforward.

Page 35: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Accurate Modelling of powder IR

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Interaction of light withphonons

Powder infraredAccurate Modelling ofpowder IR

Non-resonant ramanRaman scattering oft-ZrO2

Symmetry Analysis

Symmetry Analysis

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 35 / 39

Need to include optical cavity effects of light interation with crystallite size/shape.Size/shape shift of LO modes by crystallites.See E. Balan, A. M. Saitta, F. Mauri, G. Calas. First-principles modeling of the infrared

spectrum of kaolinite. American Mineralogist, 2001, 86, 1321-1330.

Page 36: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Non-resonant raman

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Interaction of light withphonons

Powder infraredAccurate Modelling ofpowder IR

Non-resonant ramanRaman scattering oft-ZrO2

Symmetry Analysis

Symmetry Analysis

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 36 / 39

Raman scattering depends on raman activity tensor

Iramanαβ =

d3E

dεαdεβdQm=dǫαβ

dQm

i.e. the activity of a mode is the derivative of the dielectric permittivity with respect tothe displacement along the mode eigenvector.CASTEP evaluates the raman tensors using hybrid DFPT/finite displacement approach.Raman calculation is fairly expensive ⇒ and is not activated by default (though grouptheory prediction of active modes is still performed)Parameter calculate raman = true in a task=phonon calculation.Spectral modelling of IR spectrum is relatively simple function of activity.

dΩ=

(2πν)4

c4|eS .I.eL|

2 h(nm + 1)

4πωm

with the thermal population factor

nm =

[

exp

(

~ωm

kBT

)

− 1

]−1

which is implemented in dosl.pl -raman calculation.

Page 37: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Raman scattering of t-ZrO2

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Interaction of light withphonons

Powder infraredAccurate Modelling ofpowder IR

Non-resonant ramanRaman scattering oft-ZrO2

Symmetry Analysis

Symmetry Analysis

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 37 / 39

Page 38: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Symmetry Analysis

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Interaction of light withphonons

Powder infraredAccurate Modelling ofpowder IR

Non-resonant ramanRaman scattering oft-ZrO2

Symmetry Analysis

Symmetry Analysis

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 38 / 39

+ -------------------------------------------------------------------------- ++ q-pt= 1 ( 0.000000 0.000000 0.000000) 0.000765 ++ q->0 along ( 0.003623 0.000000 0.000000) ++ -------------------------------------------------------------------------- ++ Acoustic sum rule correction < 0.949591 THz applied ++ N Frequency irrep. ir intensity active raman active ++ (THz) ((D/A)**2/amu) ++ ++ 1 -0.000975 a 0.0000000 N N ++ 2 -0.000719 b 0.0000000 N N ++ 3 0.065030 c 0.0000000 N N ++ 4 2.533116 d 0.0000000 N N ++ 5 3.100104 a 150.2988903 Y N ++ 6 3.534759 b 92.9297454 Y N ++ 7 3.818109 e 0.0000000 N Y ++ 8 10.158077 c 1.7805122 Y N ++ 9 11.124650 b 10.9933170 Y N ++ 10 11.421874 d 0.0000000 N N ++ 11 12.097042 f 0.0000000 N Y ++ 12 12.844543 c 2.5718809 Y N ++ 13 13.673018 g 0.0000000 N Y ++ 14 13.673018 g 0.0000000 N Y ++ 15 14.179285 b 22.0325348 Y N ++ 16 17.922800 e 0.0000000 N Y ++ 17 23.317934 c 121.6365963 Y N ++ 18 24.081857 f 0.0000000 N Y ++ .......................................................................... +

Page 39: Vibrational Spectroscopy Methods - CASTEP · 2012-09-20 · Formal Theory of Lattice Dynamics Quantum Theory of Lattice Modes Formal Theory of Lattice Dynamics II ab-initio Lattice

Symmetry Analysis

Motivations for ab-initiolattice dynamics I

Motivations for ab-initiolattice dynamics II

Lattice Dynamics ofCrystals

ab-initio Lattice Dynamics

Lattice Dynamics inCASTEP

Examples

Modelling of spectra

Interaction of light withphonons

Powder infraredAccurate Modelling ofpowder IR

Non-resonant ramanRaman scattering oft-ZrO2

Symmetry Analysis

Symmetry Analysis

Phonons and Spectroscopy: CASTEP Workshop: Frankfurt 2012 39 / 39

+ .......................................................................... ++ Character table from group theory analysis of eigenvectors ++ Point Group = 15, D4h ++ (Due to LO/TO splitting this character table may not contain some symmetry ++ operations of the full crystallographic point group. Additional ++ representations may be also be present corresponding to split LO modes. ++ A conventional analysis can be generated by specifying an additional null ++ (all zero) field direction or one along any unique crystallographic axis ++ in %BLOCK PHONON_GAMMA_DIRECTIONS in <seedname>.cell.) ++ .......................................................................... ++ Rep Mul | E 2 2 2 I m m m ++ | -------------------------------- ++ a B3u 2 | 1 -1 -1 1 -1 1 1 -1 ++ b B2u 4 | 1 -1 1 -1 -1 1 -1 1 ++ c B1u 4 | 1 1 -1 -1 -1 -1 1 1 ++ d Au 2 | 1 1 1 1 -1 -1 -1 -1 ++ e Ag 2 | 1 1 1 1 1 1 1 1 ++ f B3g 2 | 1 -1 -1 1 1 -1 -1 1 ++ g Eg 1 | 2 0 0 -2 2 0 0 -2 ++ -------------------------------------------------------------------------- +