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The Vari-Simplex Discipline
An appliance has been designed to deliver excellent treatment results in
a simple, organized way; this system is a combination of proven ideas from
many practitioners. Patient cooperation is important in any treatment, and I
find that complicated appliances make it more difficult for patients to
succeed. Complicated systems with heavy wires, heavy elastics, auxiliaries,
and complex wires and elastic placements make patient cooperation more
difficult and greatly contribute to patient discomfort.
Major goals are high-quality results, patient comfort, and reduced chair
time.
Simpler archwires afford fewer archwire changes, and easier ligation
and activation. We rarely use multiloop arches, because they are time-
consuming, create food traps, and often impinge upon the gingival tissue and
we rarely solder hooks to the archwire. Soldering is also time-consuming and
can reduce archwire effectiveness. We use ligature hooks instead, when
necessary. All this adds up to “Simplex”, “Discipline” was chosen, rather
than “Appliance”, to reflect the idea that the orthodontist must be
knowledgeable in edgewise mechanics and must play an active role in the
application of the appliance to the individual patient.
Diagnosis and Treatment Planning
My case diagnosis is generally reduced to two steps: determine the
desired position of the mandibular incisors, and then determine the treatment
needed to position the maxilla and maxillary dentition over the desired
1
mandibular arch position. The object of treatment is to position the
mandibular teeth within the mandibular trough, with four goals in mind:
1. Incisors upright over basal bone
2. Cuspids not expanded
3. Curve of Spee level
4. Nonextraction therapy whenever possible
In discussing diagnosis and treatment planning, it is critical to
understand that orthodontists come from a variety of backgrounds. Appliance
design should not dictate treatment techniques, and no single system-of
diagnosis is absolute. Many diagnostic procedures have been researched,
developed, and used successfully by clinicians around the world.
My approach to diagnosis attempts to be straightforward and simple.
Certain factors influence my thinking. The first factor is age. The patient's
age will determine whether we think in terms of mixed dentition early
treatment, full treatment during adolescence, or adult treatment. The other
factors can be categorized according to the diagnostic records taken to study
the three tissues (facial, skeletal, dental) in their three dimensions (vertical,
transverse, sagittal):
1. Intraoral and/or panoramic x-rays show:
a. General dental condition. This must be healthy before appliances are
placed.
2
b. Missing teeth. A decision must be made to open, maintain, or close the
spaces.
c. Impacted teeth. A decision must be made to expose and attempt to bring
into position or extract.
d. Third molars. A decision must be made on their disposition.
2. Study models show the teeth in relation to each other and, in the
transverse dimension, to the jaws:
a. Overbite
b. Overjet
c. Dental discrepancy
d. Molar and cuspid class
e. Crossbites
f. Curve of Spee
g. Midline relationship
h. Gingival health
3. Facial photographs show the soft tissue relationships:
a. Prof I le- probably the single most important factor in my diagnosis
b. Smile line-the relationship of the maxillary incisors to the upper lip
3
c. Facial symmetry- helpful in studying the vertical and transverse
dimensions
4. Cephalometric appraisal determines the skeletal relationships in the
vertical and sagittal positions, and the relationship of the teeth to the
bones:
a. General skeletal pattern - determines the position of the jaws in relation to
the skull and to each other
b. Tooth position-their relation to the jaws and to each other
I have never felt that a cephalometric tracing alone should be the
determining factor in diagnosis. Although it is helpful in making the final
decision, too many other factors must be considered. Following a
predetermined triangle, computer analysis, or other specific diagnostic
methods could be helpful, but should never be used as the sole determining
factor for diagnosis. It has been said that orthodontics is still an art as well
as a science. As diagnosticians, we must always back off and look at the total
picture before making the final decision. Although I use more specific
details, the following is how these principles are applied.
Problems in the vertical dimension are generally evaluated by the
relationship of the base of the skull to the mandibular plane. This can be
measured by SN-MP, FMA, or other linear vertical measurements. On
growing patients, the vertical is controlled by
1. Extraoral forces- high-pull or vertical-pull headgear
4
2. Chin cap
3. Transpalatal arch
4. Extractions
5. Vertical elastics
The transverse dimension is measured by A-P cephalogram, facial
photographs, and model analysis to determine if crossbites are present or if
posterior buccal uprighting is needed. The transverse can be controlled by:
1. Rapid palatal expansion
2. Expansion or constriction with archwires
3. Crossbite elastics
The sagittal dimension is evaluated by measuring the relationship of
the maxilla to the mandible and to the skull. Cephalometric measurements
that can be used include SNMP, FMA, OM, Y-axis, and ANB. Skeletally, the
sagittal is controlled by extraoral forces. Sagittal position is also affected by
tooth position. For years, this factor was thought of as the only way the
orthodontist could have an effect on the face. Tooth position is still the area
where the most predictable control can be achieved by the orthodontist.
Dentally, the key to sagittal control is the position of the mandibular
incisors. In our diagnosis, their position is determined by the 1-1-A-Po line,
the Holdaway ratio, and IMPA (relationship of mandibular incisor to
mandibular plane). The decision to extract or not to extract obviously affects
5
the position of these teeth. To me, it is the most important decision made by
the orthodontist.
No matter how many diagnostic records are taken, certain factors can
only be observed in the patient himself. During the initial examination, the
first procedure is the palpation of the temporomandibular joint while the
patient is opening and closing his jaw. Next, the patient's gingival health is
described in words from observation and, sometimes, from probing. Then,
before the teeth are examined, the patient is asked to swallow so that any
tongue thrust tendency can be observed.
Laminagraphic x-rays are taken on every patient who exhibits abnormal
TMJ function. If there is a question about the patient's gingival health, he is
referred to his dentist or to a periodontist. Treatment of a tongue thrust is
more difficult. Having cycled through myofunctional therapy, my approach
today is to first make the patient and parent aware of the problem, then to
give the patient simple instructions in proper swallowing.
The Concept of the Vari-Simplex Discipline
The most important factors in determining the design of the Vari-
Simplex Discipline are the size and shape of the teeth, especially the
mesiodistal width and curvature. These affect interbracket width, which, in
turn, affects the ability to rotate the teeth and level the arch without using
time-consuming vertical springs, multiloops, or extra archwires. Selecting
the proper bracket to fit the size and shape of each tooth will also influence
ease of ligation and the ability to obtain complete bracket engagement.
Another major factor is the accessibility of the tooth and whether it is
6
located in a curved or straight area of the arch. Finally, the design must take
into account patient comfort and the frequency of bracket wing breakage.
The system evolved around five factors related to brackets: bracket
selection, bracket height, bracket angulation, bracket torque, and bracket in-
out. Putting these considerations into brackets, as pioneered by Dr. Ivan Lee,
Dr. Larry Andrews, and others, made us begin to think about the bracket
rather than the archwire. I am totally convinced that a pretorqued appliance
is superior for quality control. I am not saying that every case can be treated
to an ideal result with my appliance without any additional wire bending.
However, if the brackets are properly placed, archwire bending is kept to a
minimum. I have found that the quality of my results is more predictable and
consistent today than ever before.
Bracket Selection
Each tooth has a particular bracket that is most effective.
Twin Brackets
Twin brackets (Diamond brackets) are used on large, flat-surfaced
teeth-maxillary central and lateral incisors. The Diamond bracket is designed
so that all the horizontal lines are placed parallel to the incisal edge of the
tooth, and the rhomboid design makes it possible to align the vertical lines
parallel to the long axis of the tooth. The flat surfaces of maxillary centrals
and laterals permit full archwire engagement in the twin brackets. The
accessibility of these teeth negates the usual difficulty in tying twin brackets.
7
Also, twin brackets on the incisors allow 5-6mm of interbracket width, which
is sufficient for flexibility, rotational control, and torquing ability.
As the maxillary lateral incisors erupt, they frequently remain high
relative to the normal position of the centrals, presenting a significant
incisogingival interbracket discrepancy. Twin brackets on these teeth
provided additional tie wings for easy initial wire placement, whereas the
rotation wing of a single-width bracket might cause interference with the
archwire. Twin brackets also allow additional handles for placing power
Mains, ligating anterior teeth together, and placing hooks for elastics. A final
factor is patient comfort. Twin brackets are smooth and minimize irritation
of labial tissue.
Lang Brackets
Lang brackets were invented by Dr. Howard Lang. We use these
brackets with the Diamond design on large, round-surfaced teeth at the
corners of the arch-maxillary and mandibular cuspids. The pad is contoured
so that this bracket fits beautifully on most cuspids. The straight wing of the
Lang bracket eliminates interference with complete archwire engagement at
this most curved position in the arch. The single bracket allows for easy
ligation and increased interbracket width. The wing can easily be activated
for rotational control. In extraction cases, the cuspids can be retracted on
round wire with very little tipping or rotation.
Why not use twin brackets on cuspids? Because they decrease
interbracket width, making it more difficult to ligate and to control rotations.
It is often impossible to get full bracket engagement with a twin bracket on a
8
round-surfaced tooth. Also, the distal wing of a twin bracket on a mandibular
cuspid can interfere with the maxillary cuspid in occlusion, and sometimes
causes attrition of the maxillary cuspid cusp tip.
Lewis Brackets
Lewis brackets on large, round surfaced teeth that are not at the curve
of the arch-maxillary and mandibular bicuspids and on small, flat-surfaced
teeth- mandibular incisors. We use the basic Lewis design with a wedge
shape, which puts the tie wing close to the tooth occlusally and far out
gingivally. This makes it easy to tie, to use as a hook for elastics, and to
keep clean. I often use up-and-down elastics on posterior teeth, and this
wedge shape is excellent for that purpose.
The Lewis bracket is a fixed-wing single bracket, which produces
sufficient interbracket width. The wings provide maximum rotational control
and can be activated for additional rotation. Why not use a flexible Steiner
wing instead of the fixed Lewis wing? First, the fixed wing is more capable
of exerting additional force, especially on a rectangular wire.
Second, the fixed wing saves adjustment time, since the archwire need not be
removed to activate the wing. Third, the Lewis brackets are less sharp, so it
is not necessary to tie in the archwire at the banding/bonding appointment,
if, for example, we are doing indirect bonding. Finally, perhaps the biggest
difference is that, by using the fixed wing, we never need to be concerned
with breakage.
9
An additional benefit offered by the single bracket with wings is that,
on a tooth that is badly rotated, the wing in the direction of the rotation can
be removed. The bracket can then be positioned properly, with the remaining
wing serving to rotate the tooth into proper position.
Other Attachments
Twin brackets with a convertible sheath are used on maxillary and
mandibular first molars, which are usually banded. The convertible sheath is
easily removed when second molars are banded, converting the attachment to
a bracket. Headgear tubes are placed occlusally on the maxillary first molars.
This position makes it easier to see and to use them; it minimizes food traps,
oral hygiene problems, and gingival impingement; and it eliminates blockage
when omega stops are used.
Single buccal tubes are used on maxillary and mandibular second
molars, and lingual hooks are placed on all molar bands.
Since the appliance does not dictate treatment technique, it is easy to
alter this system by changing the molar tubes to fit one's philosophy.
Maxillary triple tubes and mandibular double tubes would change this
concept into a bioprogressive approach and enable the practitioner to use
utility arches.
Bracket Height
Bracket height is extremely important in the design of a fully activated
appliance. Each bracket is placed at a predetermined position on each tooth
relative to the other teeth. Placing a bracket higher or lower affects the
10
amount of torque and angulation, and the incisogingival position of the tooth.
Obviously, bracket height will vary to fit the clinical crowns. Cusp tips vary,
and that is a consideration. If incisors have chipped edges or mammelons, the
teeth should be recontoured or the bracket height adjusted before bracket
placement.
Bicuspid bracket height is the key (X on the chart below) because its
clinical crown height is so variable. Its normal height is 4.5mm. The other
bracket heights are calculated in relation to X, as shown on the chart.
An obvious deviation from these measurements would be in an open
bite case. Since the treatment plan would be to intrude the posterior teeth and
extrude the anterior teeth, we would increase the bracket height on anterior
teeth by 0.5mm and decrease the bracket height on posterior teeth by 0.5mm.
By planning ahead, we are building treatment into the appliance.
Enough cannot be said about bracket positioning. You can spend years
designing an appliance so that all the torques and offsets are just right, but if
the brackets are not placed in their proper positions, the appliance just isn't
going to work. If adequate time is spent placing the brackets on the teeth in
their proper positions at the beginning of treatment, many problems will be
avoided, and much time will be saved in finishing the case.
It is important to position brackets in the center of the tooth
mesiodistally, so that the rotating wings will be able to function properly. As
mentioned earlier, on a severely rotated tooth, the interfering wing can be
removed to enable the bracket to be placed in the center of the tooth, and to
11
build in some over rotation. Obviously, that wing will never need to be
replaced during treatment.
Bracket Angulation
(Tip or Second-Order Bends)
The objective is to position the teeth in the most ideal axial
inclinations. This allows the roots to be parallel to each other and the crowns
to be placed in their most esthetic and functional positions. I prefer the
Diamond bracket with angulations measured to the long axis of the crown,
because it simplifies bonding placement and assures accuracy. The horizontal
incisal and gingival portions of the bracket are parallel to the incisal edge
and the vertical portions are parallel to the long axis of the crown. There is
nothing to measure but the height.
When banding, the band is placed parallel to the incisal edge or
occlusal plane of the tooth, and the bracket is angulated on the band. Two
sets of measurements are shown on the angulation chart, depending on
whether the incisal edge reference is used for banding or the long axis
reference is used for bonding Diamond brackets.
When banding bicuspids in extraction cases, the band is seated more
gingivally on the side toward the extraction site, so I no longer find it
necessary to angulate the bracket. This provides adequate tip of the bicuspid
root into the extraction site, which, combined with the 6* tip in the cuspid, is
sufficient to parallel the roots. The mandibular first molars have a - 6 0
tipback built in to promote leveling and to gain arch length. This will be
12
discussed in detail later. There is 00 angulation on the mandibular second
molars, since I have found that these teeth rarely need to be uprighted
excessively. If necessary, they can be uprighted by placing a tipback bend in
the archwire when bending the omega stop.
Bracket Torque
(Third-Order Bends)
I have been using the first three components-bracket selection, bracket
height, and bracket angulation-in my practice since 1968. Only in 1978 did I
move the torque from the archwire into the bracket. Other pretorqued
appliances have determined their torque from measurements of the natural
dentition. Our approach was to measure the torques in rectangular archwires
used to finish well treated orthodontic cases. We took 5_0 finished results we
liked and measured the torques in the final archwires used to obtain those
results.
My system is designed so that the best results are achieved when an.017"
x.025" arch wire is used to fill the..018" bracket slots. This leaves enough
play to permit easy archwire engagement to the base of the bracket slot,
which increases patient comfort. The rule of thumb is that .001 " of play
equals about 4 * of torque, so each of the torques listed below should be
considered to be plus or minus 40 due to play.
These measurements differ from commonly used torques in three major
respects. The -30 torque on maxillary cuspids-compared to extremes of + 7 *
to - 7 0 in other appliances-eliminates the need for adjusting the torque later
13
in treatment. I have found the - 3 ' to be just enough to prevent these teeth
from tipping out. No torque is placed in the mandibular second molar tubes,
because we always use omega stops. As the omega is bent out to avoid
impingement on gingival tissue and to create less of a food trap, we've
automatically placed the torque into the second molar. If we had torque built
into the second molar attachment, when we bent the omega stop out away
from the gingival tissue, we would have to detorque the wire end, Not having
torque in the second molar attachment saves one small step. If the omega
stop is not used, the second molar buccal tube should have the torque and the
distal tip angulation built into it.
The most important difference between the torques in my appliance and
those of other appliances is that we put - 5 * of lingual crown torque or
labial root torque in the mandibular incisors. This was validated in an
unpublished thesis done by Dr. Dwayne Trammell as a graduate student at
Baylor in 1980. He analyzed a number of my routine Class 11 nonextraction
cases, first locating the most forward positioned mandibular incisor
cephalometrically. We then banded/bonded the mandibular arch, using the -5'
torque on the mandibular incisor brackets, and inserted an .017"x.025" Direct
multistranded archwire. We left that wire in for an average of three months
to eliminate all rotations. There was no headgear or Class III elastics-just the
archwire tied into the brackets.
Cephalometric tracings made after the three months and superimposed
on the originals showed that the incisal edge of the mandibular incisors
changed less than 1mm, and to the lingual at that. The root tip moved labially
an average of 1 mm. From this, I interpret clinically that the mandibular 14
incisor stayed just about where it was. If a round wire had been placed at the
first appointment and left in place for three months, the mandibular incisors
would have been expected to tip labially. So, the effect of the - 5 * torque
and the rectangular D-Rect wire is to hold the mandibular incisors in their
original position. They do not cause the teeth to tip lingually.
How many cases are there in which the orthodontist says, "If I could
just keep those mandibular incisors where they are, I could treat the case non
extraction"? it is my belief that the negative torque on the mandibular incisor
brackets, plus the flexible D-Rect wire to begin torquing control from the
initial archwire, plus the space gained through bonding as opposed to
banding, plus the ability to perform selective interproximal enamel reduction
-all of these together mean that many more borderline cases can be treated
nonextraction. In a few nonextraction cases, the mandibular incisors are
tipped lingually before treatment. In these cases, the standard 0 0 torque
should be substituted for the - 5 0 torque. In an extraction case, I still use the
-50 torque, because I want the mandibular incisors to stay in the same basic
location.
In the same investigation, Dr. Trammell studied the reaction of the
mandibular first molar when - 6 0 tip is placed in the bracket. Dr. Trammell
took laminagraphic sections through the mandibular first molar at the
beginning and after the three-month period of treatment with the .017"x.025"
D-Rect archwire. Superimposition showed that the root tips moved anteriorly
less than half a millimeter and the crowns tipped distally an average of 1mm.
In other words, with only the archwire tied in and with no Class III elastics
or headgear to the mandibular arch, the mandibular first molars uprighted 15
and 2mm of arch length was gained. I attribute this to the -6' tip on the
molars and the anchorage effect of the -50 torque on the incisors. Actually, it
seems like a reciprocal action. This reinforces Dr. Tweed's concept of
upright mandibular incisors and first molars.
Bracket In-Out
(First-Order Bends)
The fifth component of the Vari-Simplex Discipline is bracket in-out.
The appliance incorporates a system of interrelated, compensating bracket
base thicknesses to replace the usual first-order bends or offsets.
I can't remember the last time I placed a lateral inset or cuspid offset
bend in the maxillary archwire. In bending an omega stop, I bend in a slight
offset and a gable bend to get additional rotation on the maxillary first
molars. That's about all the wire bending done in the maxillary arch. In the
mandibular arch, I have described how I place torque into the archwire for
the second molar tubes, and occasionally-about one arch out of 50-1 might
have to bend a slight cuspid offset or molar offset. But there is really very
little wire bending for first-order bends with this system.
Archwire Selection and Sequence
It must be understood that the bracket is only a "handle" placed on the
tooth. For this concept to produce the desired results, emphasis must also be
placed on the force systems inserted into the bracket slots. Proper archwire
selection and sequence will allow the Discipline to deliver the desired
results.
16
The combination of greater interbracket width achieved with Lewis and
Lang brackets, improved resiliency of archwires such as D-Rect and TMA,
and the Vari-Simplex Discipline itself have all contributed to the reduction
of time-consuming archwire changes. Before selecting the archwire to be
used, its intended purpose must be identified. The first step, in most cases, is
the elimination of rotations. This is best accomplished by the use of the
newer, flexible, more resilient wires- multistranded round and rectangular
TMA and Nitinol. Leveling and space closure are accomplished next, usually
with rectangular wire-TMA or stainless steel, depending upon the specific
need. The last step-final leveling and arch form-are always performed with
stainless steel wire. The usual selection of archwires includes:
A. Nonextraction
1. Multistrand .017" x .025" D-Rect (mandibular arch) and .0175" Respond
(maxillary arch)
2. Occasionally, an .016" SS round or an .016" x .022" SS rectangular wire
may be used to further eliminate rotations
3. .017" x .025" SS ideal finishing archwire
It is important to remember with nonextraction treatment in the
mandibular arch that every arch should be rectangular, if possible, so that
anterior torque control can be achieved.
B. Extraction
1. Maxillary Arch
17
a. Multistrand .0175" Respond or .017" x .025" D-Rect (depending on the
severity of the malpositions)
b. .016" round SS wire for retracting cuspids
c. .018" x .025" SS with closing loops to retract four anteriors (reduce
archwire posteriorly)
d. .017" x .025" SS finishing archwire
2. Mandibular Arch
a. Multistrand .0175" Respond or .017" x .025" D-Rect
b. .016" round SS archwire or .017" x.025" D-Rect
c..016" x.022" SSclosing loop archwire
d. .017" x .025" SS finishing archwire
Direct Bonding
The final component of my system is bonding. The benefits to the
patient are overwhelming: less chair time, improved appearance, greater
comfort, and much less trauma to the teeth and gingival tissue. There are also
benefits to the doctor: it is easier and less time-consuming than banding,
there are fewer hygiene problems (when a fluoride rinse or gel is prescribed),
and it allows for interproximal enamel reduction in the borderline
nonextraction case. Also, bonding does not require an enormous inventory
investment if a practitioner wants to evaluate a new appliance. Remember-
Keep It Simple, Sir.
18
One of the best learning experiences any practitioner can have is to
photograph several different types of patients at every appointment from the
beginning to the end of treatment, and then to go over the- charts and
photographs. It will enable you to study your treatment plan and archwire
sequences, the length of time each archwire is left in the mouth, the
performance of each archwire, and the total time needed for the completion
of treatment of each arch. The first tirne I did this, I realized that the total
time needed to complete mandibular arch treatment is perhaps as little as six
months in a nonextraction case. In addition, one of the big problems on a
Class 11 case is moving a Class 11 canine to a Class I relationship when the
mandibular arch is banded. Bracket interference can create canine attrition,
loose bonds, and retardation of tooth movement. For these reasons, I rarely
band the mandibular arch until I have a Class I canine relationship. Why start
sooner?
Maxillary Arch
My typical nonextraction treatment, then, begins with the maxillary
arch. The incisors, cuspids, and first bicuspids are banded, and the second
bicuspids and first molars are banded. Second molars are banded near the end
of treatment only if they are in poor position. After the appliances are in
place, we usually insert a multistranded, spiral, round archwire. I prefer the
round wire, because maxillary torque control is not critical at this stage. Two
weeks after the bonding and banding appointment, the patient is given an
extraoral appliance, which I call a retractor.
19
At the third appointment, usually four or five weeks later, rotations are
tied, and the retractor is adjusted. It normally takes two appointments for the
initial spiral wire to eliminate rotations in the maxillary arch. Multilooped
archwires are never used for the elimination of rotations during the first
stage of treatment. State-of-the-art archwire material and the proper bracket
selection have made that time-consuming procedure unnecessary.
The initial spiral archwire is generally removed at the next
appointment, and an.016" round wire with omega stops mesial to the terminal
tubes is placed, so that the archwire can be tied back. This wire further
eliminates rotations and continues leveling the arch. If the case involves a
closed bite, enough excess curve of Spee is placed in the archwire to enhance
the opening of the bite. It is extremely important to tie this archwire back.
The orthopedic action of the retractor is beginning to take effect during this
period, if the archwire is secured molar to molar. If it is not tied back, the
molars begin to move independently and create space between the maxillary
first molars and second premolars.
Is it necessary to place omega stops in the archwire? In other words,
why use tiebacks? There should be unanimous agreement about that, but
there are many differing opinions. In my opinion: when in doubt, tie back.
There are at least three ways of tying back-the traditional omega stop, power
chain or ligature wire from molar to molar, and bending the archwire at an
angle distal to the molar tube.
My purpose in tying back the archwire is to consolidate the arch-to
convert the arch from several units to a single unit. It is necessary for the
20
arch to be in one unit for the extraoral forces to act orthopedically instead of
dentally; and intraoral elastic forces must act on the arch and not on
individual teeth. The omega stop, placed 1-2mm mesial to the buccal tube,
enables placement of an active tieback force on the arc6ire. This can close
small spaces that could have developed if the elastic hook were placed on the
bracket. A consolidated arch eliminates the need to ligate teeth together or to
solder hooks to the archwire.
All spaces should be closed while the .016" archwire is in place. In
addition to tying back, power chains can be used from molar to molar to
close all spaces. If a rectangular multistranded wire is used instead of
the.016" wire to initiate torque control at the same time, it should be bent
distal to the first molar tube (Fig. 13) or tied in, with power chains from
molar to molar.
One or two appointments later, after all the rotations have been
eliminated, all spaces have been closed, and the arch is beginning to level,
the round wire is removed and the third and final archwire-an .017" x .025"
rectangular stainless steel finishing archwire-is placed. If the bite is still
closed at this stage, a bite plate is used so that the mandibular anteriors
occlude on the bite plate and free the occlusion (Fig. 14). This will improve
the effectiveness of the maxillary archwire, and allow the posterior teeth to
begin erupting into a more level position. The pressure of the mandibular
anterior teeth on the bite plate will tend to depress them. This will begin to
open the bite and level the mandibular arch before it is bonded and banded.
Mandibular Arch
21
Sometime after the final archwire is placed in the maxillary arch,
separators are inserted between the mandibular posterior teeth, and the
mandibular arch is bonded and banded two weeks later. Again, the incisors,
cuspids, and first bicuspids are bonded, while the second bicuspids and first
molars are banded. We routinely band erupted mandibular second molars,
except when the angle of SN to the mandibular plane is greater than 400.
Bonding/banding the mandibular arch is delayed in a nonextraction
case for the following reasons:
1. It will avoid interference of mandibular brackets with maxillary teeth.
2. As the maxillary arch improves, the mandibular curve of Spee improves
naturally.
3. If a bite plate is needed, it fits better and is more comfortable after the
maxillary arch has been properly aligned.
4. Total time needed to treat the mandibular arch is 6-9 months.
5. It allows more time for the mandibular second molars to erupt.
The mandibular arch is the key to nonextraction treatment with the
Vari-Simplex Discipline. There are five primary reasons for our ability to
control the advancement of the mandibular anteriors:
1. Bonding eliminates the need for interproximal band space.
2. A -50 torque on the mandibular incisors resists anterior flaring of these
teeth.
22
3. The use of .017" x .025" D-Rect multistranded, braided archwire permits
torque control in the anterior segment with the initial archwire.
4. A -6* tip on the mandibular first molars allows distal movement of the
molar crowns, which can create additional arch length.
5. With bonding, selective interproximal enamel reduction is possible.
Elimination of the band spaces through bonding and the initiation of
torque control with the initial flexible rectangular archwire in the negatively
torqued brackets will provide the control in positioning the mandibular
anterior teeth-the key to a nonextraction case.
In cases in which nonextraction treatment is preferred, but crowding of
the mandibular arch may prevent unraveling and uprighting of the lower
anteriors-despite the five factors listed above-then Class III mechanics
should be considered. If Class III elastics are used, they must be initiated at
the time of the placement of the first wire. This wire must be round and
multistranded because of the excessive anterior crowding. Without Class 11.1
mechanics, the mandibular anteriors will advance labially. A combination of
the distal force from the Class III elastics and the uprighting tip on the
mandibular first molars will control this advancement. The angulation of the
-60 tip built into the first molars creates an uprighting force, serving the
same purpose as a tipback bend. Together with Class III elastics, this allows
the first molars to upright farther distally, creating additional arch length and
allowing the anterior discrepancy to unravel with little or no advancement.
23
If Class III elastics are worn to the mandibular arch, the orthodontist
must take into consideration the extrusive force of the elastics on the
maxillary first molars. In a closed bite case, some molar extrusion may be
desired to help open the bite. In the case of an open bite or a higher SN-MP
angle, however, a high-pull force is added to the facebow during Class III
mechanics to prevent molar extrusion. The high-pull force should be initiated
before placement of the first mandibular wire.
After bonding and archwire placement, the next appointment is used to
tie rotations. In a severe discrepancy nonextraction case, we often remove
the D-Rect mandibular archwire and slenderize (strip) the mandibular
anterior teeth-another benefit. of bonding over banding. The term
"slenderizing" is used, rather than "stripping", for the selective interproximal
reduction of enamel. This phrase was coined by my brother, Dr. Moody
Alexander.
It is important to leave the D-Rect wire in the mandibular arch until the
anterior rotations have almost been eliminated. This will take 2-4 months. If
all rotations cannot be eliminated, we sometimes follow the .017" x .025" D-
Rect wire with an.016" x.022" TMA or stainless steel archwire. This wire can
also be effective in leveling the mandibular arch.
The next wire is an.017" x.025" stainless steel finishing archwire. If
additional leveling is needed, a reverse curve of Spee is placed in this final
archwire.
24
At this point in treatment, the final .017" x .025" archwires are in both
arches. Extraoral forces have continued throughout, and a Class I molar
relationship should have been achieved.
We then proceed to final detailing. Class 11 elastics may be added, if
necessary, until normal centric relation is achieved. Notice that Class 11
mechanics are not initiated until finishing archwires are in place. Premature
use of Class 11 elastics can cause loss of torque control, bite closure, tipping
of the occlusal plane, and a false bite. To correct a midline shift, a midline
elastic with a Class 11 elastic on one side and/or a Class III elastic on the
other will help shift the arches into their final positions.
Up-and-down elastics may be used to correct any open bite, or for
overcorrection. Occasionally, we will need crossbite elastics on the posterior
teeth to achieve the normal buccal overiet. After this final detailing, the case
is ready for bracket and band removal. The amount of time needed to detail
the case is directly proportional to the quality of the initial bracket
placement. If the brackets are properly placed, as described earlier, it will
rarely be necessary to place any additional bends (first-, second-, or third-
order) to finish the case.
Extraoral Force Application
Having used all types of extraoral appliances, I have concluded that the
best results are achieved with a facebow attached to the maxillary first
molars. Patient acceptance and cooperation are better. Therefore, successful
orthopedic results are achieved. In addition, the facebow offers better control
of the posterior transverse dimension, so that palatal arches are not necessary
25
in the normally growing patient. Dr. Fred Schudy taught me to call the
extraoral appliance a "retractor" ratherthan a "headgear". "Retractor’s an
appropriate term, while "headgear" sounds like a football helmet.
I use the same length outer bow on all retractors. The bow stops
anterior to the ears, so that it will not interfere with the ears when a high-
pull is used. The direction of pull depends on the cephalometric evaluation of
the patient. With an angle of SN to mandibular plane of 35 0 or less, we use
a cervical-pull neckstrap; 36-420, a combination-pull; and greater than 420, a
high-pull. I seldom use high-pull retractors attached to the archwire because
of lack of patient cooperation and loss of transverse control, and for eye
safety. The exception to this rule is the adult patient who has a high smile
line, with excessive gingiva showing.
I prefer the outer bow to be parallel to the occlusal plane and to the
inner bow. When the patient closes, the lips should seal just behind the
junction of the two bows without impingement on the lips (Fig. 15). We often
have to adjust the retractor on first insertion, because the first molars are
tipped or rotated. Adjustment is made on the inner bow where the wire goes
into the molar tubes. Further adjustments must be made as the molars level
and rotate, which should occur in two or three months.
A simple method of adjustment is to place one end of the inner bow in
its tube. The inner bow on the opposite side should be parallel to the
retractor tube, but about 5mm buccal to it. The only time I adjust the outer
bow is to swing it superiorly in a closed bite, low angle case when I am
attempting to extrude the maxillary molars. I never do this in any other case,
26
because this is what has given the facebow the reputation for extruding
molars. It has been my observation that molar extrusion is controlled if the
facebow is used with the correct pull (cervical, high, or combination) as
determined by the diagnosis, if the maxillary archwire is engaged in a fully
banded arch, and if the occlusion is counteracting any vertical force exerted
on the molars.
When the retractor is seated for the first time, the elastic strap is
adjusted for 8-10 ounces of pressure per side, and we increase that to
approximately a pound per side once the patient has adjusted to the force.
Depending on the diagnosis, the patient will wear the retractor 8-14 hours
per day. As a general rule, if the patient's ANB is 5* or more, the retractor is
worn 14 or more hours a day. if the AN B is 3-5 0, retractor wear can be
reduced to 12 hours. If the AN B is less than 3 0, the retractor is worn at
night only, 8 hours a day.
In my practice, retractor wear is probably the most important
determinant of a patient's success or failure in treatment. Therefore, we
particularly emphasize cooperation during the first six months of treatment,
when the patient is usually enthusiastic. I don't make the patients keep
charts, because I do not want to put them in the position of misrepresenting
the truth about whether they have been wearing the retractor. If the patient
has been wearing the retractor, the maxillary first molars will be somewhat
mobile. Another indication is worn on the neckstrap. The patient brings the
retractor to every appointment, and I check the wear and also adjust the
neckstrap.
27
In my practice, we treat approximately three out of four cases
nonextraction. The decision depends upon the patient's ability to cooperate,
and on the orthodontist 's ability to produce a result with an esthetically
pleasing profile and with an excellent occlusion that will remain stable in the
ensuing years. In some cases, we simply must remove teeth to ensure that
good result. I will describe the typical treatment sequence for a Class 11
division 1 case with a 5-8mm discrepancy in the mandibular anterior arch.
Maxillary Arch
After the extraction of the four premolars, spacers are placed for the
maxillary second premolars and first molars, which will be banded. It is
important to leave the separators in place for two weeks to create adequate
space and to allow initial discomfort and soreness of the teeth to dissipate.
I Two weeks later, the maxillary arch is bonded from the canines
forward, after the maxillary second premolars and first molars are banded.
The initial archwire-.0175" Respond or.017" x.025" D-Rect braided wire- is
then tied in as, well as possible, usually with 0-rings, depending on the
severity of the discrepancy in the anterior teeth. Except in a Class III or
bimaxillary protrusion maximum anchorage case, where the mandibular
incisors are protrusive and the canines are Class 1, we will begin treatment
in the maxillary arch and allow the mandibular arch to drift (driftodontics)
for six to eight months. By the time the mandibular arch is ready for bonding
and banding, the anteriors will have unraveled by themselves and the
mandibular second molars will often have erupted enough for banding.
28
At the next appointment, two weeks after the placement of the initial
archwire, rotations are tied with steel ligature wire and a cervical facebow is
seated. We call the facebow a retractor, and the patient is instructed to bring
it to every appointment.
Four to five weeks later, the initial multistrand archwire is removed,
and an.016" stainless steel round wire is placed, usually with omega stops 1-
2mm anterior to the molar tubes. If this archwire cannot be fully engaged in
one of the maxillary centrals or laterals, a note is made to tie that rotation at
the next appointment, so that the rotations will be completely eliminated as
early as possible. At this same appointment, canine retraction is initiated
with a three-unit segment of Power Chain 11. One unit is wrapped around the
double tubes on the first molar, and the second unit passes over and is not
engaged in the Lewis brackets on the bicuspid. The third unit is stretched
anteriorly to the canine bracket. The retractor is also adjusted, ensuring that
there is adequate force to prevent mesial movement of the molars, and the
instructions concerning patient cooperation in retractor wear are reinforced.
At the next three to five appointments, spaced five weeks apart, the
power chains retracting the canines are replaced and the retractor adjusted.
Canine retraction normally takes three appointments. In a closed bite case
(overbite greater than 3mm), we begin treatment of the mandibular arch as
soon as the canines are Class 1, to help open the anterior bite. If the bite is
not closed, canine retraction is completed (canines touching second
premolars) and incisor retraction is initiated prior to proceeding to the
mandibular arch.
29
The canine may have a tendency to tip and rotate during retraction. The
canine bracket should not become disengaged from the .016" round wire,
because the teeth will then tip and rotate much faster. If this begins to occur
during canine retraction, it is important to ligate the canine bracket
completely to the .016" wire, to upright and rotate the canine back to its
normal position before placing the power chains. If there is some tipping and
rotation at the completion of canine retraction, it is a simple procedure to
leave the.016" wire in for an extra appointment after ligating the canine to
engage the archwire to the base of the bracket slot, and then to figure-eight
that ligation to the premolar and molar. If necessary, the mesial wing of the
Lang bracket can also be activated to complete the rotation (Fig. 23). One
appointment should accomplish complete uprighting and elimination of the
rotation without changing archwires.
Why retract canines individually rather than retract all six anterior
teeth as a unit? Since most cases we treat have a Class 11 canine tendency, I
prefer to obtain a Class I canine relationship as soon as possible. By
retracting the canines first, several benefits occur: 1) less posterior
anchorage is lost because fewer teeth are being retracted, and, since it 's early
in treatment, the patient will be more cooperative in wearing his extraoral
appliance; 2) by obtaining a Class I canine relationship before the
mandibular arch is banded there is no concern for cuspal interference, loose
bonds on the mandibular canine, or attrition of the maxillary canine cusp tip;
and 3) after canines have been retracted, torque on the maxillary incisors is
more easily controlled during their retraction.
30
After the maxillary canines have been retracted on the.016" round wire
with the power chain, an .018" x.025" stainless steel closing loop archwire is
placed. This archwire is bent in an ideal arch form with large, tear drop
shaped loops just distal to the maxillary twin lateral bracket. Omega stops
are not used, but the wire extends through the first molar tubes.
Before placing the archwire in the mouth, the portion of the archwire
distal to the closing loops is reduced approximately .001" in the anodic
polisher, so that part of the wire can slide through the brackets easily during
activation. It is activated by placing a #442 plier on the archwire distal to the
molar tube, pushing it distally 1-2mm to open the closing loop, and bending
the end 45 degrees gingivally to produce a stop.
The patient is seen every four to five weeks, and the maxillary closing
loops are activated Imm at each appointment. This method of retracting the
four incisors as a unit allows more torque control than if all six anteriors
were retracted together. Complete space closure should be accomplished in
six to eight months.
After all maxillary spaces are closed, the. fourth and final archwire is
placed. This.017" x .025" stainless steel wire is bent with ideal arch form and
omega stops and may or may not incorporate an accentuated curve of Spee,
depending upon the overbite.
Mandibular Arch
Following the KISS Principle, I believe in allowing Nature to help
attain treatment goals. For example, while diagnosis is made primarily to the
31
mandibular arch, my treatment usually begins in the maxilla and is not
initiated in the mandible until six to eight months into active therapy. The
advantages of delay in banding the mandibular arch in extraction cases are
that:
1. it allows physiological drifting of crowded mandibular anterior teeth,
2. little posterior anchorage is lost since maxillary molars are being held
distally,
3. while retracting maxillary canines there is no interference and/or attrition
on the cusp tips from the mandibular canine brackets,
4. it allows additional time for the second molars to erupt more fully, and
5. total time needed to complete mandibular arch treatment is 9-12 months.
As the maxiliary spaces are closed and the canines are in a Class I
relationship, the mandibular arch is banded/ bonded and an .017" x .025" D-
Rect rectangular braided archwire or an .0175" Respond multistranded wire
is placed at the same appointment. This wire is kept in place until most of
the rotations in the anterior teeth have been eliminated by tying them at
subsequent appointments.
The next mandibular archwire, which is used for one or two
appointments for leveling and elimination of rotations, is usually an.016"
round stainless steel wire with omega stops 1-2mm anterior to the second
molar tubes. If there is some curve of Spee in the arch, the archwire is bent
with a reverse curve and tied back. The omega stops are not used if only a
32
small amount of extraction space remains that can be closed with a power
chain stretched from molar to molar. If there is too much space to close with
a power chain, an .016" x .022" stainless steel rectangular closing-loop
archwire is used. A Bull loop is placed in the extraction site, and omega
stops are placed at the distal of the twin brackets on the first molars. Care
must be taken to avoid overactivation of this closing loop, which will cause
dumping of the mandibular arch. If the mandibular arch has a deep curve of
Spee, a gable bend is placed at the closing loop. Space closure takes from
two to six months, depending on the amount of space to be closed.
During this period, the amount of extraoral force used depends on the
molar relationship. In a severe Class 11, active headgear force for 14 or more
hours a day is needed; in a Class 1, only night wear is required to hold the
maxillary molars in position.
After spaces have been closed in the mandibular arch, the fourth and
final archwire is placed-an .017" x .025" stainless steel ideal arch with
omega stops 1-2mm anterior to the second molar tubes. If the arch is not
adequately level after one or two months, this archwire is removed, a reverse
curve of Spee is placed, and the archwire is retied, being sure it is tied back.
Detailed finishing takes three to six months. Rotations are tied and the
wings on the Lang or Lewis brackets are activated to finalize rotations.
Midline, Class 11, or Class III corrections are made with elastics. During this
phase of treatment, it is critical to manipulate the patient's mandible at each
appointment to ensure a centric relation bite is present. It may be necessary
to adjust one or both archwires to expand or constrict the buccal segments so
33
that an ideal buccal overjet relationship is achieved. After this fine-tuning,
the patient is ready for the removal of brackets and bands. A typical
extraction case takes 20 to 24 months from initial maxillary bracket
placement to removal of all brackets-depending on the severity of the case
and the patient's cooperation.
Elastic Wear
Although each patient has individual requirements, some general
statements can be made regarding the use of intraoral elastics. Class III
elastics are often worn early in treatment either to correct an anterior
crossbite or to prevent advancement of the mandibular incisors during the
initial elimination of rotations in nonextraction treatment.
Class 11 elastics are rarely worn until both arches have rectangular
archwires. Early indiscriminate use of Class II can cause loss of anterior
torque control, rotation of the occlusal plane, and a deepening of the bite.
Normally, Class 11 elastics are worn during the last few months of treatment,
when both arches have finishing archwires. During this period the difference
in centric occlusion and centric relation is corrected.
Midline correction is achieved after all spaces are closed and final
archwires are in place. A midline elastic, connected from a maxillary lateral
to the opposite mandibular lateral, is worn in conjunction with a Class 11 or
Class III elastic to achieve the desired correction.
34
Crossbite elastics are worn as early as possible, so that the correction
can be maintained during treatment. Lingual lugs are placed on all molar
bands for this purpose.
Special elastics are worn during the finishing stages of treatment.
Anterior and posterior up-and-down elastics are worn to finalize the cuspal
interdigitation and overbite. After appliances are removed a special elastic is
worn to close band spaces and consolidate the arch.
Palatal and Lingual Arches
Control of the transverse dimension, especially in extraction cases, is
usually obtained by use of the extraoral facebow to the first molars. Because
of this, we do not routinely use palatal or lingual arches. On specific
problems, however, these appliances are used. Palatally, two designs are
preferred. The Nance palatal arch, designed with an acrylic button placed in
the anterior center portion of the palate, is used in a case with an extreme
discrepancy, a Class I molar relationship, and anterior teeth that are in
normal positions. The purpose of the Nance is to hold the anterior and
posterior teeth in place while the canines drift into their position.
A transpalatal arch with a Goshgarian design is used on all high angle
cases. In addition to maintaining the transverse dimension, the TPA can
inhibit vertical alveolar growth, which is desperately needed in high angle
cases. Often the patient will rest his tongue on the arch bar, which creates an
impression of the arch bar on the tongue and places a vertical intrusive force
on the molars. The arch bar is designed to be removable, so that it can be
expanded, constricted, or adjusted to rotate the molars during treatment.
35
In the mandibular arch a lingual holding appliance is used to preserve
the "E" space when needed. This occurs in nonextraction cases frequently. In
extraction cases, it would be used in a maximum anchorage situation with
crowding, while waiting for the remaining teeth to erupt. This lingual arch is
used specifically as a holding appliance. I have not found it necessary to use
this appliance to control the mandibular transverse dimension.
Expansion Appliances
Constricted maxillary arches are routinely corrected with a rapid
palatal expander. This is an all-metal appliance with bands on the maxillary
first molars. The jack screw is turned every 12 hours or every 24 hours,
depending upon the case, for two to three weeks, until the crossbite is
overcorrected. After being sealed with acrylic, the appliance stays in the
mouth for approximately six months. Slow palatal expansion with a
quadhelix appliance is sometimes used on younger patients.
Arch Form
Although the round multistranded initial archwire has no arch form, it
is rarely left in the mouth more than two months. The next wire, .016"
stainless steel, is contoured and placed in the mouth to see if it conforms to
the patient's arch form, The buccal overjet is observed to determine if the
posterior portion of the archwire should be expanded, constricted, or left the
same. This procedure is followed until thefinishing.017" x.025" mandibular
archwire is bent. This archwire is contoured to fit the patient's original study
models, making sure the canines are not expanded. After this archwire has
been in place for a time, the maxillary finishing archwire is contoured as
36
needed to fit the mandibular teeth. Although coordinating maxillary and
mandibular archwires may be necessary, I find it more practical to contour
each archwire individually as needed to solve the particular problem.
In 1981, Dr. Garland McKelvain reported on the arch forms used, with
the Vari-Simplex Discipline in an unpublished thesis written while he was a
graduate student at Baylor. In this study he used 102 maxillary and
mandibular finishing .017" x .025" archwires selected from cases in my
practice that he thought were well-treated and had all the characteristics we
believe in-upright teeth, non-expanded canines, and level arches. He made
copies of the final archwire used on those cases, drew perpendicular lines
down the middle of the arch forms, and measured across the arches at certain
intervals. He put those measurements into a computer, and evolved a series
of arch forms. The following conclusions were reached:
1. The average maxillary arch design had very little standard deviation from
all those examined.
2. Of the mandibular arches studied, all could be related to one of the two
mandibular designs with very little standard deviation (Fig. 26).
3. Compared to the subsample form according to sex, age group, teeth
included in the appliance, and extraction versus nonextraction therapy, the
arch forms appeared to be approximately the same as the master sample form.
4. Compared to the original pretreatment models with appliances placed,
there appeared to be no great change in the shape.
37
5. Comparing arches to the Par, Brader, and Boone forms, there was a
significant difference in shape.
Quoting from Dr. McKelvain, "Arch'design has always been one of the
most important parts of the successfully treated orthodontic case. The design
used in the final stages with the finishing archwire molds the maxillary and
mandibular dentitions to their final orthodontic results. The function,
stability, and esthetic results have been determined in great part by the final
shapes of the arches and should not be changed greatly from their original
forms. This study demonstrated very little change between the pre and post
orthodontic forms. Many preformed archwires and arch forming guides of
various shapes and sizes have been used for many years in the practice of
orthodontics. Some of these are similar to the arch forms suggested from the
evidence of this study, and others are quite different.
"In previous studies, arch form was either calculated mathematically,
through the aid of mechanical devices, or from the study of 'normal'
occlusions that had not been treated orthodontically. This study was a-
reverse of previous studies in that the final product was examined and
investigation was conducted to determine how that result was reached. Then
the final result was compared to the initial malocclusion to check its validity.
The purpose of this study was not to derive arch designs for the maxillary
and mandibular dentitions to be used on absolutely every case treated
orthodontically with any and every type of treatment mechanics and
appliances. The study is aimed at suggesting the use of a set of arch designs
that could be utilized with a specific straight wire orthodontic appliance
38
(Vari-Simplex Discipline) and not change the original form
significantly while achieving good results. In a high percentage of the cases,
these designs should need little or no modification." ..
When I began private practice, I tried a number of band removal and
retention procedures. My first approach included removal of canine and
premolar bands, and retying the archwire in an attempt to close the resulting
band spaces. These cases seemed to grow worse, because proper arch form
and torque control were lost. Next, I tried removing all the bands in one
appointment. This technique required many retainer adjustments because of
band spaces, and conventional retainer wires interfered with the occlusion as
the teeth settled. Even more significant, the cases seemed to slip forward,
often approaching an end-on canine relation, and the bites closed
excessively. Another approach-using positioners-worked beautifully if the
case had been overtreated; but the time, effort, expense, and patient
cooperation required lessened my enthusiasm. After a year of struggling with
retention, some clear goals came into focus:
1. Close band spaces (bonding greatly reduces this need)
2. Maintain proper anterior torque 3. Obtain correct interdigitation
4. Control overbite/overjet relationships
5. Maintain solid Class I molar relationships
6. Design retainers to maintain the interdigitation achieved in active
treatment
39
After discussing these problems with fellow orthodontists and
clinicians, I developed an accumulation of ideas that I call "Countdown to
Retention". The countdown begins when the patient's teeth have been
properly positioned, centric relation achieved, roots at extraction sites
parallel, mandibular canine width not expanded, proper buccal and labial
torque, normal overbite, overjet relationships, and Class I canine
relationships.
Posterior Settling Technique
When all these conditions have been achieved, the posterior teeth are
sometimes not completely settled. To accomplish this, the archwire (usually
mandibular) is cut between right and left canines and premolars. The
posterior archwire segments are removed, leaving these teeth completely
free. The anterior archwire remaining is bent distal to the canine brackets,
leaving a 3-3 sectional archwire. The patient is then instructed to wear a
series of elastics as follows:
1. In a Class 11 case, a 3/4", 2oz elastic is worn on both sides beginning with
the maxillary lateral incisor, going to the mandibular canine, and continuing
up and down until three teeth on both arches are involved.
2. If a Class III vector is needed, the elastic is first hooked to the mandibular
canine, proceeds to the maxillary canine, and continues up and down until
three teeth in both arches are included.
40
3. If additional overbite is desired, a 1/4", 6oz elastic can be worn as an
anterior "box" Again, the elastic can be hooked up to give a Class 11 or
Class III vector depending upon the need.
The patient is instructed to wear these elastics 24 hours per day for
three weeks. In the normal case, when the teeth have settled properly, the
patient is instructed to wear at night only and is scheduled for appliance
removal in three to four weeks. In some instances, especially in open bite
cases, the patient may be instructed to discontinue all elastic wear and be
observed for several months, watching for relapse, before appliance removal.
In some cases, the maxillary archwire is cut between the laterals and
canines, freeing the maxillary canines from the archwire. Wearing the up-
and-down elastics will help position these teeth nicely (Fig. 40). Since I am
concerned about tooth control when the maxillary arch is sectioned, that
patient is seen more often.
Bond/Band Removal
First Appointment
All bonds except on the four mandibular incisors are removed, and the
premolar and second molar bands are removed, leaving only the four first
molars banded. The teeth are then thoroughly cleaned; and an assistant
reviews oral hygiene procedures, giving the patient a package of unwaxed
dental floss and advising special attention to toothbrushing and flossing
procedures to return edematous gingivae to normal. Mandibular canine bands
are fitted and maxillary and mandibular impressions are taken. The
41
impressions are poured twice-first for the working models, and then for
routine -final models. The mandibular archwire is then retied to maintain
mandibular incisor position. Instructions to the patient are as follows:
1. Wear one 3/4", 2oz elastic only on the maxillary arch and only at night.
2. Wear a facebow to the maxillary first molars while sleeping, to maintain
the proper molar relationships (unless the molars are in a superClass I
relationship), even if a facebow was not used during treatment.
3. Chew sugarless gum during all waking hours, squeezing posterior teeth as
hard as possible in centric relation.
The patient should be in good centric relation at this time. To make
sure, I manipulate the jaws to find centric relation. To teach the patient this
position, I touch the junction of the hard and soft palates with a mirror
handle and say, "Put the tip of your tongue right there and bite". Even if it
doesn't feel exactly right, they are told to squeeze and be careful not to slide
after they have closed. The teeth are extremely mobile at this stage, and
squeezing forces them to settle quickly. I have been known to say, "If your
teeth aren't settled by the time you come in next appointment, your braces
may have to be put back on".
Maxillary Retainer
The buccal tubes on the maxillary permanent first molars are shaved
off the plaster study model. An .036" wire is formed to fit closely to the
anterior teeth. An adjusting loop is placed in each canine region and the wire
is extended distally, touching each tooth, until it reaches past the terminal
42
molars and "wraps around" all maxillary teeth. "C" clasps (.036") are then
formed around the maxillary terminal molars. As the wire passes the distal
portion of the teeth, care is taken to bend it away from the lingual surface of
the terminal molar. Occasionally, if they were not banded, the maxillary
second molars are "kicked out" too far buccally at the end of treatment. If the
mandibular second molars are in good position and the maxillary retainer
does not inhibit the maxillary second molars, the pressure of the buccinator
muscles and normal eruption will move these teeth into normal position. The
"C" clasps are then soldered to the facial wire in the area of the distobuccal
cusp of the maxillary second molar.
Quick-cure acrylic is then sprinkled on the plaster model, incorporating
a bite plane and full palatal coverage. Care is taken to achieve a constant
thickness of acrylic, so the only area requiring adjustment by grinding will
be around the lingual surfaces of the teeth. The acrylic is never polished,
since the patient's tongue seems to adapt better to the rougher surface. The
bite plane is adjusted when the retainer is delivered to the patient. A
3mmdiameter hole is placed in the center of the palatal area superior to the
central incisors (Fig. 42) to help control tongue position.
Mandibular Retainer
For the mandibular canine-to-canine retainer, an .036" lingual wire is
carefully adapted 1mm below the incisal edge of the anterior teeth and then
soldered to the canine bands. It is important to position this wire high on the
lingual surfaces. Since this is the flattest portion of these teeth, the wire will
43
engage the entire lingual surface, thus preventing rotations. Elastilugs are
spot-welded to the distolabial surface of the canine bands.
If rotations or spacing develop while wearing the banded 3-3, the
problem can be solved by removing the banded 3-3 and reducing the
interproximal enamel. The 3-3 is then recemented and a light elastic is worn,
labially between the elastilugs placed on the canine bands, converting the 3-3
into an active appliance.
In some cases, we may bond the mandibular retainer. The advantages of
bonding are that no metal shows on the labial surface, oral hygiene and
periodontal health are improved, and no band space is needed. The
disadvantages of bonding are that bonding failure could result in the retainer
being swallowed, rotation and space problems cannot be corrected, the
technique must be much more precise, and the retainer is not removable. The
bonded 3-3 is a passive appliance.
Second Appointment
Within the next one to five days, the remaining brackets and bands are
removed, a panoramic x-ray is taken, and the retainers are delivered. The bite
plate in the maxillary retainer is adjusted until it is just out of contact with
the mandibular incisors upon closure. The lingual surface of the retainer is
relieved 1-2mm adjacent to any posterior teeth that need more lingual
settling (Fig. 44). Since no wires interfere with the occlusion, the teeth can
continue to settle. Using the up-and-down elastics several weeks before
appliance removal does such an excellent job in settling the teeth that the
time between the first two appointments can be reduced. An advantage of
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delivering retainers the next day is that they need much less adjustment in
the mouth.
Post-Treatment Review
At this same appointment, patient and parents are invited to review the
patient's results in a post-treatment conference. We use the panoramic x-ray
to talk about the third molars, discuss possible relapse, and answer any
questions. I always make sure to give credit to the patient for the successful
result, and stress continued good oral hygiene.
Full Band Removal
First Appointment
This technique was first developed in the late 1960s, when all patients
were fully banded. Since 1978 all cases in my practice have had anterior
teeth bonded, and therefore the technique has changed somewhat. We still
receive many transfer patients with a fully banded strapup, however, so I will
discuss the technique used on fully banded cases.
For full band removal, mandibular second molar bands and all canine
and premolar bands are removed at the first appointment with a posterior
band-removing plier. The incisor bands are cut off with a band-slitting plier,
leaving only the first molars banded. Band removal must be done carefully,
since these teeth are extremely sensitive.
To close the band spaces and tuck the teeth into better positions, the
patient is given the following instructions:
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1. Wear one 3/4 ", 2oz elastic 24 hours a day from the buccal tube of the
maxillary first molar labially to the buccal tube of the opposite first molar.
2. Wear one 3/4", 2oz elastic at night only from the mesial bracket of the
mandibular first molar labially to the mesial bracket of the opposite
mandibular first molar.
3. Wear a facebow to the maxillary first molars while sleeping to maintain
the proper molar relationships (unless the molars are in a superClass I
relationship), even if a facebow was not used during treatment.
4- Chew sugarless gum during all waking hours, squeezing on the posterior
teeth as hard as possible in centric relation.
Second Appointment
At the second appointment, about five days later, mandibular canine
bands are fitted and impressions taken for the canine-to-canine retainer, and
for the maxillary removable retainer. If all mandibular band spaces have
closed, the patient is instructed to discontinue wearing the elastic around the
mandibular arch. The other instructions remain in effect, and the patient is
reappointed for insertion of the retainers three days later.
Third Appointment
Eight days after band removal, we schedule the third appointment. The
first molar bands are removed, a panoramic x-ray is taken, and the two
retainers are delivered.
Subsequent Retainer Appointments
46
Four to six weeks later, the patient is seen for retainer adjustment and
any artistic recontouring of the incisal edges of the maxillary anteriors that
may be needed. At the next appointment, we take final records-lateral
cephalogram, profile, front, and smiling photographs; and frontal and lateral
intraoral photographs with the teeth in centric relation. We take additional
final study models only in cases that may be used for teaching or for
presentation at meetings.
The next appointment is about four to five months after appliance
removal. The patient is instructed to wear the retainer only while sleeping.
We check for centric, working, and balancing prematurities, and perform an
occlusal equilibration if necessary. The patient receives a retainer case and
instructions for the following year, and then self-addresses a postcard to be
sent for the next appointment in 12 months. The patient is then seen annually
until a decision can be made on the future of the third molars.
The mandibular canine-to-canine retainer is usually removed between
the patient's 17th and 20th birthdays, after the third molars have either been
extracted or erupted normally. Selective interproximal enamel reduction
(slenderizing) is then performed to flatten the contact points of the
mandibular incisors immediately after the fixed retainer is removed. In a case
that was extremely crowded before treatment, the canine-to-canine retainer
may be adjusted so that the patient can wear it while sleeping.
The patient's final appointment is one year after removal of the fixed
retainer. When released from the practice, the patient is told to wear the
maxillary retainer at least once a week, indefinitely.
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Variations in Procedure
Mandibular Incisor Problems
Some special problems require variations in retention procedure. In a
nonextraction banded case, if there was a severe discrepancy or if the
mandibular incisors had been slightly advanced, an impression for the
canine-to-canine retainer is taken the same day bands are removed, and the
lower retainer is seated at the maxillary impression appointment.
If the mandibular incisors are slightly rotated or become crowded
between appointments, the lingual of the mandibular incisors is shaved on
the model to produce an idea canine-to-canine retainer. At the following
appointment, the patient forces the appliance in place by biting down on a
band-seating instrument positioned on the lingual wire of the canine-to-
canine retainer. As the wire is seated, the mandibular incisors are forced
forward into proper alignment, and the patient's bite holds the wire in place
for several minutes. The canine-to-canine retainer is then cemented, with the
patient continuing to bite, holding it in position as the cement hardens.
If the mandibular incisors have rotated, but there is still interproximal
spacing, the banded canine-to-canine retainer is designed to leave adequate
space between the teeth and the wire. Small hooks are placed on the
distolabial surface of the canine bands, and after the appliance is cemented, a
1/4 ", 2oz elastic is worn from hook to hook labially until the rotations have
been eliminated and the spaces closed *
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If, after the retainer is cemented, the mandibular incisors become
rotated, the following sequence is easily accomplished: 1) remove retainer,
2) slenderize incisors, 3) re-cement retainer, and 4) wear a 1/4 ", 2oz elastic
from canine to canine attached to elastilugs until rotations are eliminated.
Maxillary Incisor Problems
Maxillary incisor problems may also necessitate variations in fully
banded cases. If the band spaces are larger than anticipated, a 5/16", 31/2oz
elastic can be worn around the involved anterior teeth near the incisal edges,
in addition to the normal 3/4", 2oz elastic. The incisal placement helps
artistic positioning, as well as space closure. Poor artistic positioning can be
partially corrected by placing the 5116" elastic around two, three, or all four
incisors, as close to the incisal edges as possible.
Open Extraction Sites
If extraction sites are still open after band removal, as happens
frequently with adults, a 5/16", 6oz elastic can be worn around the involved
canine and premolar until the space closes, and only at night thereafter. In
the mandibular arch, the first molar bands are not removed when the canine-
to-canine retainer is seated, and the patient continues wearing the 3/4", 2oz
elastic from molar to molar until extraction sites are closed.
Miscellaneous Problems
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In the case of a poorly positioned maxillary canine, its bracket is not
removed at the first appointment. The 3/4", 2oz elastic is worn through the
bracket slot of the canine, which moves the tooth lingually.
For buccolingual relationship problems, 3/16", 6oz crossbite elastics
can be worn on the first molars to increase or decrease the buccal overjet on
one or both sides after the other bands have been removed.
If the maxillary second molars are erupting buccally, the retainer is
modified by placing the "C" clasp on the maxillary first molar; an .020" wire
is soldered to the.036" labial wire in the first molar region, then bent to
contour buccally around the maxillary second molar, where it can be
activated to bring the tooth into position.
If excessive labial torque remains in the maxillary incisors, as often
happens in Class III cases, we alter the wraparound design of the retainer.
Since the labial wire tends to slip gingivally in these cases, we solder small
wires between the lateral incisors and canines, and incorporate them into the
lingual acrylic.
Because the elastics tend to upright the incisors, it is important that
sufficient torque be established during treatment to avoid "ducking"
problems during retention. If sufficient maxillary torque was not established,
the elastic may slip off the teeth. This can be resolved by forming a "stop"
with a small amount of cement on the central incisors, or by squeezing
beading wax onto the elastic between the dried incisors.
Summary
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That's my countdown to retention. It 's a fast and simple procedure,
requiring very little chair time, but the teeth must be in reasonably good
relationship at the time of band removal for it to work, The elastics close
band spaces, improve arch form, and improve mandibular molar relationships
by exerting force in a mesial direction. The facebow holds the maxillary
molars while spaces are being closed, and prevents any mesial rotation from
the elastics- The gum chewing and squeezing force the teeth to settle quickly
within their own physiological limitations, but care must be taken that they
do not traumatize the TMJ. Because of the appliance design, with no wires
crossing the occlusal surfaces, retention does not interfere with normal
occlusion and allows continued settling (Fig. 46). The retainer is a passive,
holding appliance. Therefore, the final occlusion is dictated by function, not
by the orthodontist.
I am often asked whether there is any relapse after this retention
procedure. My clinical observation has been that very little relapse occurs in
the mandibular incisors. Most relapse occurs in the maxillary teeth.
This seems to be a result of abnormal muscle function and/or teeth
shifting toward their original malocclusion. Continuing to wear the retainer
as instructed-calling the retainer "pajamas for your teeth"-will solve the
latter problem.
Abnormal muscle function is a different story. Mouth breathing and
tongue thrusting can cause the bite to open after treatment on an open bite,
high angle case. Conversely, the deep bite, low angle case that develops post
treatment bruxism is destined to relapse, causing excessive overbite.
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With these exceptions, it has been my experience that if the mandibular
arch is properly positioned-the arch level with the incisors not tipped
forward, the molars uprighted, and the canines not appreciably expanded-and
the maxillary teeth interdigitate with the mandibular teeth in good centric
relation, significant relapse is limited.
Many orthodontists, because of their training or personal inclinations,
believe they must develop an authoritarian environment to manage their
practices. My opinion, however, is that to survive in today's culture, you
must create a different kind of atmosphere.
With the increased competition for the orthodontic patient, many new
and different ideas regarding patient recruitment are emerging. Advertising
in all forms is competing with the traditional forms of patient referral. It is
not my purpose to comment on their validity, except to say that I hope our
specialty will always remember its basic responsibility. Our patients come to
us for "straight teeth" and facial esthetics. If, in addition to this service, the
patient has had a positive experience during treatment, that patient and his or
her parents will be the best possible source of patient referrals. Recently, a
parent who had been in our office no more than five minutes told me, "I
belong in this office". Since approximately half of the people who seek our
services are pat lent- referred, it is especially important that our office
personnel foster the type of environment in which people feel comfortable.
. My goal has always been that patients walk out of our office with a
smile, not with tears. If they're happy when they leave the office, they're
going to tell their friends. I 've had schoolteachers come because their
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students recommended our office. Staff referrals are also important. Staff
members live in different parts of town, socialize with different people, and
can really recruit for you.
Adult Room
Another important source of referrals is adult patients. We cater to
adults and don't treat them like children. Our standard procedure is that
patients pick up their own charts upon entering the office. We have separate
chart boxes for adults and children. When an adult patient enters, he or she
takes the chart and goes straight to our "adult room", which is a mini-office
just for adults. They have their own tooth brushing sink, their own mini-
waiting room with a pot of coffee and the morning newspaper, and an
operatory with two dental chairs and units. I remember being told in school
not to seek out adult patients, but when I redesigned my office over six years
ago I decided to include the adult area. I assigned a chairside assistant who
was an excellent communicator to work with adults, and I had her ask every
patient, "How do you like this compared to the old arrangement?" Almost
every patient preferred our new environment, and a typical comment was,
"This is the first time today I've had an opportunity to relax and collect my
thoughts". After all, what adult would prefer to be treated in a room with a
bunch of kids, loud music, and blinking lights?
Children's Room
In our children's "Rainbow Room", we play soft rock music on tapes
and two FM stations. Each chair also has its own AM-FM stereo cassette
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portable player with earphones so the patient can select his own station or
bring his personal tape.
The office has a uniform schedule so that each day of the week the
staff wears a different, colorful uniform. Once a week we all wear jeans and
boots and listen to country western music. We also have flashing lights and
mirrors on walls that are slanted so that the entire room and even the trees
across the street are reflected. This helps create an open space environment.
Orthographics
Several years ago I decided to develop an organized system of forms
and patient information to improve my practice management. I worked with
Susan Gaylord Buxton, a professional artist, to develop a set of material
called "Orthographics", which uses the idea of taking a trip in a car as a
metaphor for orthodontic treatment. There's a line, representing a road, that
runs at the top of the page throughout all the handout material, and it is all
color-coordinated. The major component of this system is a booklet called
"The Road to a Super Smile" (Fig. 48). The road that runs through the book
is posted with highway signs -"Start" proper cleaning habits, "Stop" bad
habits, "divided highway" for spacers, etc. We also hand out individual pages
that have been reprinted from the book as reinforcers during various stages
of treatment.
Initial Exam
When a patient comes in for the first appointment, he or she fills out
our initial examinations card-yellow for children, blue for adults. The
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receptionist then takes the patient and parents (if applicable) into our new
patient room, where she gives them a "Welcome to Our Office" letter-blue
for children, green for adults, red for transfers-containing sections on
preliminary examinations, diagnostic records, consultation, oral hygiene,
appointment policy, and fees.
A letter on early treatment is also given at the new patient examination
if the patient is approximately 9 years old or younger. The letter discusses
advantages and disadvantages of early treatment and the possible necessity of
later treatment. I define early treatment as first-phase treatment in the mixed
dentition stage after the upper lateral incisors have erupted, using fixed
appliances with a retractor or a functional appliance. Another way to
describe early treatment is as correction of the jaw. Correction of the teeth
comes later, in the second phase. We make it clear that early treatment does
not necessarily preclude later treatment.
Our typical early treatment patient is around 8 years old, and the usual
treatment time with maxillary 2x4 and retractor is 12 to 15 months. The key
that makes this approach successful is that we don't use the usual retainers
after fixed appliances are removed, because of the constant adjustments
required. We simply have the patient sleep with a loosened facebow. If a
Class I molar relationship has been achieved, we only need about 6 ounces of
force to hold that relationship. If the anterior space opens or if anterior
rotations occur, the patient is instructed to wear a 1/4 " light elastic at night.
These patients are then checked every four months until the second phase is
initiated.
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The new patient room, where the initial examination is conducted, is
designed, to be as informal and as unlike the traditional dental office as
possible (Fig. 49). The patient lies on a couch for the examination, the parent
sits nearby, and my assistant takes preliminary notes. After I examine the
patient, we sit and visit for awhile; I tell the parent in general terms how
long the treatment will take, discuss the possibility of extraction or
nonextraction, and quote a fee range. I then give the patient the "Super
Smile" booklet and say something like, "We're getting ready to take a trip, to
travel this road to a super smile. I want you to read this book and study
what's in it, because it 's very important that you understand what's going to
be happening to you. You hear a lot of stories about braces, but if it is not in
this book, don't believe it". Then I may add to the parent, "Now, Mom, I'd
like you to read this, too, especially if you've never had any experience with
orthodontics, because it will answer a lot of your questions".
Appointment Card
Next we schedule the appointments for diagnostic records and
consultation. We have appointment cards of two designs. In my office, we
use the Super Smile License, which is similar to a driver's license. There is
also an appointment card that is like a ticket to a rock concert. On the card
we check off "short trip" or "long trip" (or "short performance" or "long
performance") to give the parents an idea of the appointment length.
Records and Diagnosis
In addition to taking cephalometric and panoramic x-rays, intraoral
photographs, and impressions for study models, we thoroughly educate the
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patient in oral hygiene procedures required while wearing braces. The patient
and parent are shown a videotape I recently made on oral hygiene (available
through the AAO audiovisual library) and receive personal instruction from
our staff member. A kit is given to the patient that includes the reinforcer
page on "Start those proper cleaning habits", a toothbrush, dental floss,
perio-aid, and prescriptions for the Water Pik and Vitamin C. The
prescriptions are not necessary, but allow these items to be tax-deductible to
the parents.
After diagnostic records are taken, the case is ready to be diagnosed.
On our treatment sheet, I have a blank for every consideration in a case
diagnosis; my partner or I mark every blank to show we have looked at every
possibility, and we also write down our treatment plan and financial
suggestions. This information is used for the consultation, which is held in
the new patient room.
Consultation
When the patient and parents or spouse come in, we give them a short
audiovisual presentation, and then the office manager talks to them about
scheduling appointments and financial arrangements. Formerly, I came in
first and discussed the case and quoted the fee, but I found that if she talked
about financial arrangements before I made my presentation, the parents
would be much more relaxed and able to communicate when I entered. Now,
after my secretary discusses scheduling, she goes over the "Truth in
Lending" contract (Fig. 51) with the parents. This new disclosure design is
required as a result of an amended Act of Congress in March 1980. If they
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are not sure how they want to pay, she doesn't fill it out until the next
appointment. She also leaves them a Consent Form, which includes sections
on patient cooperation, headgear, relapse, and so forth.
When I come in to discuss the case, I first ask, "Are there any
questions about the consent form?" Then, using the form, I emphasize any
potential problem areas. If it 's an unusual case, I may circle or star several of
the sections on the form. Our consent form has the name of every
orthodontist in Arlington printed at the top; we all agreed to do that so the
patients would know that everyone in town uses the form. The patient,
parents, and I all sign the consent form to show that we're making a
commitment together. The Truth in Lending form and consent form are
printed with yellow NCR copies. The parent or adult patient is given the
copies, and we keep the originals.
I spend 10 to 20 minutes in the consultation talking about treatment
and tooth mechanics, but most of the time I am reinforcing the idea of
cooperation. We use the formula "Effort Equals Result" to challenge the
patients. Not only does this theme run throughout the Super Smile book, but
it is also posted on the wall in the New Patient Room and above the exit door
as patients leave the office (Fig. 52). 1 strongly believe in this "quality time"
spent with the patient and parents. It helps develop a team spirit and will
virtually eliminate communication problems in the future.
Reinforcers
At subsequent appointments, we add more positive reinforcement by
giving the patients some of the individual pages printed separately from our
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booklet. For example, at the spacers appointment we give them the page on
spacers. When the braces are put on they are given the page identifying parts
of the braces and what to do if they are damaged. When the retractor is first
placed, the patient is given the page that describes it and discusses safety.
After the braces are removed, the patient is given the page of instructions on
retention as discussed in last month's article. The day the retainers are
delivered, they are given the page on retainer care and replacement charges.
Finally, after four months of full-time retainer wear, the instructions are
given for night-only wear during the next year. Each page is a "reinforcer"
taken out of "The Road to a Super Smile" to re-emphasize a certain stage of
treatment.
Super Smile Certificate
One of the highlights of the treatment is the day the orthodontic
appliances are removed. We are coming to the end of that "Road to a Super
Smile", and to commemorate that experience, the patient is given his or her
"Super Smile Certificate" (Fig. 53). This certificate is professionally
lettered, and includes the patient's name and the date the appliances are
removed. It is signed by my partner and me, and framed. When it is presented
to patients, we congratulate them on their accomplishment and ask that the
certificate be hung on their wall to always remind them that they have
crossed the finish line a winner, It is a very happy time for all involved.
Post-Treatment Review
Some of the best quality time spent with the patient and parents is the
post-treatment review. This is a time when they are shown the before-and-
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after treatment records. Most of the review is performed by the staff member,
and then the doctor comes in to answer any questions. The condition of the
wisdom teeth and the need to continue wearing retainers is discussed. Finally
the patient is given all the credit for putting forth the effort to achieve such
nice results. The parents are also congratulated for their efforts, especially in
bringing the patient promptly to each appointment.
After wearing the maxillary retainer fulltime for approximately four
months, the patient is given a retainer case and the reinforcer page on
retention (Fig. 54), and asked to self address a postcard to be mailed next
year. Shortly afterward, the parents are sent a "Smiling Memories" album
(Pinehill Enterprises, Inc., Huntsville, Texas) (Fig. 55) showing the before-
and-after teeth and face. These prints are inexpensively made from the slides
by using an Instant Slide Printer.
Conclusion
The development of the Veri-Simplex Discipline has enabled me to
control the mechanical aspects of our orthodontic practice to such a degree
that I now have more time to concentrate on personal motivation of the
patient. Producing an excellent finished result is the primary responsibility,
but producing a happy, self-assured patient is an added opportunity we have.
Orthodontists today have an abundance of riches in available
techniques and appliances; indeed, a major problem Way is in selection and
arrangement of these sources.
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