Using the CBCL to Determine the Clinical Status of...
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Children and Youth Services Review, Vol. 22, No. 1, pp. 55-73, 2ooO Copyright 0 2000 Elrvier Science Ltd Printed in the USA. All righta nserved
0190-7409KlO6-see front matter
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Using the CBCL to Determine the Clinical Status of Children in State Custody
Craig Anne Hetlinger Celeste G. Simpkins Vanderbilt University Ten-i Combs-Orme
University of Tennessee
This manuscript reviews information on past use of the CBCL to describe the clinical status of children in state custody and the results of a recent study of a representative statewide sample. The sample included a random sample of chil- dren in state custody, including those in foster care, kinship care, group residen- tial facilities, and state institutions. One third (34%) of the children in state cus- tody were reported as having significant behavior problems. The narrow band scales reflecting greatest difficulties included Aggressive, Delinquent, and With- drawn behavior. The youngest teenage group was significantly more likely to have Internalizing problems in the clinical level, and those living in family homes were more likely to have scores in the non-clinical range than those in foster homes or group placements. There were no effects of gender, race, adjudication status, or length of time in custody. Implications for policy makers, caseworkers, and researchers are discussed.
Data documenting the poor clinical status or extensive mental health needs of foster children have appeared in the literature since at least 1974, when Shah categorized 308 psychiatric visits by Canadian foster children into five diag- nostic groups (character disorders, learning disabilities, psychoneuroses, psy- choses, and others) and reported on the services recommended and received by these children. In the first reports in this country, Swire and Kavaler (1977) and Fanshel and Shinn (1978) both included mental health in their broader studies of the health and condition of foster children. Swire and Kavaler (1977) assessed the health problems of 668 children in foster care with eight agencies in New York City. Based on psychological testing for the school-age children and psychiatric evaluations with a selected subsample of 179 school children, they rated 35% as having moderate and another 35% as
This research was supported by grants from the National Institute for Mental Health (MH50101 and MH53623). Requests for reprints should be sent to Craig Anne Heflinger, Vanderbilt Institute for Public Policy Studies, 1207 18” Avenue South, Nashville, TN 37203, USA [c.heflingerQvanderbilt.edu].
55
56 Heflinger, Simpkins and Combs-Orme
having “marked-to-severe” psychiatric impairment. Fanshel and Shin (1978) reported on a longitudinal study of a cohort of New York foster children and noted that between one-third and one-half were “emotionally impaired” at any of the three data collection points, based on the combined judgements of psychologists, social workers, parents and teachers and a number of standard- ized instruments.
In the 25 years since these early reports, a number of studies have con- firmed that foster children have more mental health problems than the general population based on indications in agency records and clinical judgement and interviews (e.g., Chernoff, Combs-Orme, Risley-Curtiss & Heisler, 1994); service utilization data (e.g., Blumberg, Landsverk, Ellis-MacLeod, Ganger & Culver, 1995) and various standardized measures (e.g., Chemoff et al., 1994; Halfon, Mendonca & Berkowitz, 1995). Although these studies have demon- strated consistently the excess mental health problems among foster children, comparisons across the studies generally are difficult because of the use of different methods for measuring mental health.
Use of the Child Behavior Checklist to Document Mental Health Needs in the Foster Care Population
A number of studies have used the Child Behavior Checklist (CBCL; Achenbach & Edelbrock, 1983,199l) to describe the clinical status of chil- dren in foster care. The CBCL is an empirically derived measure that is com- pleted by the child’s parent, or by a caretaker who has had the child for 6 months or more. For children ages 4 through 18 years, a parent or primary caregiver reports on the child’s academic performance, social and peer rela- tionships, and family relationships, and indicates how true a series of 112 problem behavior items are for the child. For children ages 2-3 years, the CBCL includes only problem behavior items. In addition to “narrow-band syndromes” such as Withdrawn Behavior, outcomes can be determined for significant problems with Internalizing Behavior (e.g., depression, anxiety), Externalizing Behavior (e.g., aggression, violence), or Total Problems.
The CBCL has major advantages as a measure of the mental health of foster children, including extensive support for its psychometric properties and national norms based on thousands of nonreferred and referred children. Standardized scores permit comparisons between gender and across age groups, although raw scores have been recommended for research because the standardized scores are truncated at the low end (Achenbach 8z Edelbrock, 1991). (This issue generally may be less critical with clinical samples, where
Clinical Status of Children in State Custody 57
fewer scores at the lower end are expected and are of less interest.) For many child welfare professionals, the functional (as opposed to diagnostic) ap- proach of the CBCL provides important and more useful information about how foster children meet their developmental tasks in the areas of behavior and social problems than do psychiatric diagnoses.
In addition to providing information on the clinical status of children in state custody, the CBCL scores can provide a more culturally sensitive de- scription of a child’s clinical status than diagnosis alone. The use of diagnosis as a single indicator of clinical status has been criticized given demonstrated bias of diagnostic applications in minority populations (Cheung & Snowden, 1990; Woodward, Dwinell, & Arons, 1992). Furthermore, measures of func- tioning and behavior can be useful in describing clients served, identifying target populations, and evaluating treatment effectiveness (Pokomy, 1991). They also may aid in identifying populations in need of services. Thus, the CBCL provides a method for more systematically examining clinical status.
In 1986, McIntyre and Keesler (1986) were the fmt to publish a study as- sessing the mental health of all children in foster care (n = 158,97.5% of eli- gible children) in a medium-sized southern city and its surrounding area. Re- porting the nine narrow-band syndromes for all eight age group and sex cate- gories, they reported 48.7% of the children to be disordered, with signifi- cantly higher frequencies than expected for 16 of the 35 Internalizing and 14 of the 26 Externalizing pattern syndromes. The relative risk for disorder among this group compared to the non-referred population norms was 8.7. These findings and others are summarized in Table 1.
Since this original use of the CBCL with foster children in 1986, others have followed, including reports on three Canadian and one Belgian sample, two each from Baltimore and California, and one each from Florida, upstate New York, and Washington State (see Table 1). In addition, Pecora provided data in 1997 on a national sample of youth in group and family care in the Casey Family Program. These studies had a variety of purposes: to describe the mental health of children in foster (HelIinckx 8z Grietens, 1994; Hulsey 8z White, 1989; Moffatt, Peddie, Stulginskas, Pless, dz Steinmetz, 1985; Pecora, 1997; Silver et al., 1992) or kinship care (Dubowitz, Zuravin, Starr, Feigel- man, & Harrington, 1993) or receiving protective services in their own homes (Trupin, Tarico, Low, Jemelka, & McClellan, 1993); to describe screening and evaluation services provided for foster children (Urquiza, Wirtz, Peter- son, & Singer, 1994); and to compare mental health among different groups of foster children (Homick, Phillips, dz Kerr, 1989; Thompson & Fuhr, 1992).
Tabl
e 1
Sum
mar
y of
FIm
Bng
s of
Stn
rBes
Usi
ng t
be C
BC
L to
Est
imat
e B
ehav
ior
Pro
blem
s fo
r C
hild
ren
in F
o&r
Car
e
Stud
y D
esig
nhm
ple
N
&R
ange
G
ende
r &
Rac
e Fi
ndin
gs
Mof
fatt
et a
l.,
31
Birt
h-18
. O
f O
fthe
35: 5
4% (
19)
4 ch
ildre
n (1
3%)
had
scor
es i
ndic
atin
g pa
thol
ogy
on
1985
(Mon
n=J)
McJ
ntyr
e &
A
ll fo
ster
chi
ldre
n in
cam
Jun
e,
Kes
sler
, 19
86
1984
. Dat
a w
ere
colle
cted
for
(K
noxv
ille)
97
.5%
of
thos
e el
igib
le
Hom
ick,
Eh
ellip
s, an
d K
err,
1989
(o
ntar
io)
Chi
ldre
n in
resi
dent
ial,
fost
er c
are,
an
d tw
o le
vels
of f
amily
sup
port
Hul
sey
&
Whi
te,
1989
(B
altim
ore)
Abu
sed
or n
egle
cted
4-8
yea
rs o
ld,
in p
rese
nt h
ome
at le
ast 3
mon
ths,
1’ ti
me-
in fo
ster
car
e (in
stitu
tions
w
ere
excl
uded
), an
d el
igib
le f
or
Med
icai
d.
Mat
ched
con
trol
grou
p.
No
info
rmat
ion
on a
ctua
l sel
ectio
n.
Mar
cus,
199
1
(Mar
ylan
d)
Syst
emat
ic s
ampl
e co
nsis
ting
ever
y 3t
i fos
ter
child
reg
iste
red
@W
OO
). C
hart
revi
ews
of 2
57 fo
ster
ch
ildre
n. E
xam
s of
a s
ub-s
ampl
e of
35
.
Chi
ldre
n w
ho h
ad li
ved
in fo
ster
ho
mes
at l
east
1 m
onth
.
the
35:
1Q;
3 3-
5; 3
1 ag
e ag
e 6-
18
158
4-18
M
ean
12.1
. SW
.1
210
12-1
6
65
4-8
Mea
n fo
ster
=
5.8
Mea
n fo
r co
ntro
ls
= 5.
5 ye
ars
52
4-13
M
ean
7.92
Y
-
mal
e; 4
6% f
emal
e.
71.5
% w
hite
28
.4%
bla
ck
For
fost
er c
are,
13
boys
(32
%)
and
28
girls
(68
%)
47.7
% m
ale;
9.2
%
whi
te,
87.7
% b
lack
, 3.
1% o
ther
44%
fem
ale.
Fos
ter
mot
hers
wer
e C
auca
sian
60%
. B
lack
28%
. Oth
er
12%
.
one
or m
ore
of th
e C
BC
L sc
ales
. 35
% s
uspe
cted
of
pote
ntia
l em
otio
nal
prob
lem
bas
ed o
n al
l mea
sure
s
Use
d na
rrow
ban
d sc
ales
; 77
(48.
7%)
wer
e fo
und
to b
e di
sord
ered
. R
elat
ive
risk
show
ed f
oste
r ch
ild w
as 8
.7
times
mor
e lik
ely
to m
anife
st p
sych
opat
holo
gy
than
a
hom
e-re
ared
chi
ld.
Mal
es i
n fo
ster
cam
: Mea
n To
tal B
ehav
ior
scor
e 64
(SD
7.
35).
Mea
n Jn
tem
alix
atio
n 64
(6.7
5), E
xter
naliz
atio
n 62
.6 (8
.75)
. Fem
ales
in
fost
er c
are:
Mea
n To
tal
Beh
avio
r sc
ore
68.7
(12
.0 S
D),
Inte
rnal
izat
ion
64.5
(9
.59
SD),
Exte
rnal
izat
ion
64.0
(9.2
4 SD
). M
ean
tota
l pro
blem
sco
re 6
2.4
(ran
ge 3
0-89
) fo
r fo
ster
ch
ildre
n an
d 51
.7 (r
ange
30-
88) f
or c
ontro
ls @
<.O
OO
l).
Con
trolli
ng f
or f
amily
com
posi
tion,
mat
erna
l m
arita
l st
atus
and
edu
catio
n, b
irth
orde
r, le
gal h
isto
ry,
and
mar
ital s
tabi
lity,
the
adj
uste
d di
ffer
ence
s be
twee
n th
e tw
o gr
oups
was
6.5
@ <
.06)
. Fo
ster
chi
ldre
n ar
e m
idw
ay b
etw
een
nonc
linic
al a
nd
clin
ical
for
bot
h Ex
tern
aliz
ing
and
Inte
rnal
izin
g.
Mea
n Ex
tern
aliz
atio
n 57
.0 (
13.5
SD
), Jn
tem
alix
atio
n 57
.2
(11.
6 SD
).
Stud
y D
ubow
itz e
t al
., 19
93
(Bah
imor
e)
Tmpi
n et
al.,
19
93
(Was
hing
ton
Stat
e)
Cla
rk e
t al.,
19
94
(Flo
rida)
Glis
son,
19
94
Des
ign/
sam
ple
N
Age
Ran
ge
Gen
der
& R
ace
Part
of a
larg
er s
tudy
. C
hild
ren
age
346
2-16
48
% m
ale;
90%
2-
16, i
n ki
nshi
p fo
ster
car
e at
the
Mea
n 7.
9 A
ftica
n-A
mer
ican
en
d of
Apr
il 19
89 fo
r w
hom
a
CB
CL
was
com
plet
ed b
y ca
regi
ver.
Ran
dom
ly s
elec
ted
from
cur
rent
19
1 3-
18
Gen
der
mis
sing
for
ch
ild p
rote
ctiv
e se
rvic
e ro
les.
Mea
n 9.
25;
17%
; 57%
of
the
50%
wer
e c=
re
mai
nder
wer
e fe
mal
e; 7
0% W
hite
; 8
10%
Bla
ck; 6
%
His
pani
c; 7
% N
ativ
e A
rne.
rican
; 4%
A
sian
; 4%
oth
er
39.4
% fe
mal
e,
60.6
% m
ale,
61.
4%
Whi
te,
35.6
%
Afr
ican
Am
eric
an,
3.0%
His
pani
c.
56%
mal
e
Qua
si-e
xper
imen
tal,
rand
om
109
7-15
as
sign
men
t. A
buse
d an
d ne
glec
ted
fost
er c
hild
ren
in fo
ster
hom
es o
r sh
elte
r, sc
reen
ed a
s ha
ving
men
tal
heal
th p
robl
ems.
Qua
si-e
xper
imen
tal,
pilo
t an
d 60
0 4-
18
cont
rol
coun
ties
mat
ched
on
per
Mea
n 14
.7
capi
ta in
com
e. c
usto
dy r
ates
, 90
% w
ere
popu
latio
n, a
nd p
ropo
rtion
of
the
12-1
8 po
pula
tion
unde
r 18
. C
hild
ren
ente
ring
cust
ody
who
wer
e 4
year
s ol
d or
old
er a
nd h
ad c
ompl
ete
CB
CL
& T
RP
data
wer
e el
igib
le.
86%
whi
te
Rel
ativ
e R
isk
for
beha
vior
pro
blem
s w
as 4
.9 c
ompa
red
to th
e ge
nera
l po
pula
tion.
Ove
rall,
35%
abn
orm
al;
18%
ab
norm
al o
n in
tern
aliz
atio
n, 2
4% a
bnor
mal
on
exte
rnal
izat
ion.
C
asew
orke
rs f
illed
out
the
CB
CL.
52
% w
ere
MSW
or
MA
, 47%
BA
. Th
ey h
ad k
now
n th
e ch
ildre
n an
av
erag
e of
14
mon
ths.
Mea
n to
tal p
robl
em s
core
was
54.
0 (S
.E.M
. 1.
2).
Mea
n In
tern
aliz
atio
n 53
.4 (S
.E.M
. 1.
0); E
xter
naliz
atio
n 54
.2
(S.E
.M.
1.2)
.
At t
ime
1, M
ean
Exte
rnal
izin
g sc
ores
69.
3 an
d 67
.9 fo
r tw
o gr
oups
. M
ean
Inte
rnal
izin
g sc
ores
65.
02 a
nd
60.7
9, T
ime
4: th
e m
eans
sco
res
wer
e 64
.57
and
66.5
8 fo
r Ex
tern
aliz
ing,
and
59.
64 a
nd 5
9.76
.
Bas
elin
e Pi
lot
scor
es:
Tota
l Pro
blem
Beh
avio
r m
ean
= 68
.2 (s
d 12
.17)
. Int
erna
lizin
g rn
eana
3.76
(s
d 9.
88)
Exte
rnal
izin
g m
ean=
6699
(s
d 11
.27)
. B
asel
ine
Con
trol
scor
es:
Tota
l Pro
blem
Beh
avio
r m
ean
= 68
.01
(sd
12.6
1). I
nter
naliz
ing
mea
n =
62.9
9 (s
d 11
.48)
. Ex
tern
aliz
ing
mea
n =
67.1
2 (s
d 11
.45)
.
(Tab
le c
onti
nued
on
next
pag
e)
Stud
y
Hel
linck
x an
d G
riete
ns,
1994
(B
elgi
um)
smith
, 19
94
Urq
uixa
et
al.,
1994
(S
acra
men
to)
smith
, 19
95
(New
Yor
k)
Arm
sden
, Pe
cora
, and
Pa
yne,
199
6 (S
eattl
e)
Des
ign/
sam
ple
Chi
ldre
n fr
om s
elec
ted
fost
er c
are
agen
cies
; Su
rvey
s w
ere
mai
led
to
638
fost
er p
aren
ts.
273
(43%
) co
mpl
eted
and
retu
rned
the
qu
estio
nnai
res.
sam
e as
sm
ith,
1995
.
Stra
tifie
d sa
mpl
e of
abu
sed
and/
or
167
43%
1-3
, ne
glec
ted,
1- 1
1 ye
ars
old,
no
29%
3-5
, and
pr
evio
usly
ide
ntifi
ed p
robl
em.
28%
6-1
1
A c
onve
nien
ce s
ampl
e fr
om t
he
Dep
artm
ent o
f So
cial
Ser
vice
s ro
les.
Fost
er C
hild
ren
with
an
olde
r si
bs i
n th
e sa
me
fost
er h
ome
for
1 m
onth
or m
ore
in n
on-r
elat
ive
care
. A
dmis
sion
s to
the
Cas
ey F
amily
Pr
ogra
m f
or w
hom
bot
h C
BC
L an
d TR
F in
take
sco
res
wer
e ob
tain
ed.
75%
of
the
tota
l int
ake
met
this
cr
iteria
.
N A
ge R
ange
273
4-12
; 33
%
age
4-6;
35%
ag
e 7-
9; 3
2%
; age
10-
12
38
3-6;
Mea
n 53
.3 m
onth
s
25
Mea
n ag
e of
Fo
ster
chi
ld
52.2
mon
ths,
sib
84.4
m
onth
s 36
2 4-
18
Mea
n 10
.5
Y-
Gen
der
& R
ace
.49%
fem
ale
47%
fem
ale,
47%
C
auca
sian
, 37
%
Afr
ican
Am
eric
an
52%
mal
e, 4
1%
blac
k, 3
5% w
hite
, 23
% la
tino,
1%
A
sian
48
% C
auca
sian
, 36
% A
fric
an
Am
eric
an,
56%
Fem
ale,
47%
C
auca
sian
, 25
%
Afr
ican
Am
eric
an,
12%
His
pani
c, 1
0%
Nat
ive
Am
eric
an,
5% P
acifi
c Is
land
er,
and
1% A
sian
.
Find
ings
Mea
n (r
aw)
Exte
rnal
izin
g sc
ore=
20.7
(SD
15.
4).
Inte
mal
izin
g=7.
6 (S
D 5
.8).
On
Tota
l Pro
blem
sco
re
5 1.
6% w
ere
norm
al,
41.4
% c
linic
al;
Exte
rnal
izat
ion
55%
nor
mal
, 36
.6%
clin
ical
; In
tern
aliz
atio
n 20
.9%
cl
inic
al.
Rat
es f
or S
yndr
omes
are
pre
sent
ed.
Ave
rage
Ext
erna
lizin
g (r
aw)
scor
e w
as 2
0.7
(SD
15.
4)
and
for
Inte
rnal
izin
g 7.
6 (S
D 5
.8).
Old
er k
ids
had
low
er p
robl
em s
core
s. C
urre
nt c
ageg
iver
com
plet
ed t
he C
BC
L. T
otal
sco
re
31%
(n=
41 o
f 15
2 C
BC
Ls)
in c
linic
al r
ange
; 39
% o
f F
thos
e c4
int
erna
lizin
g.
B .
Mea
n (r
aw)
Exte
mal
izai
ng 2
1 (b
orde
rline
), ra
nge
2-63
; ?$
In
tern
aliz
ing
7.2,
ran
ge O
-20.
,’ F
Mea
n To
tal
Prob
lem
sco
re. 5
5.9
at in
take
. Tho
se
acce
pted
int
o th
e C
asey
pro
ject
had
low
er s
core
s at
t
inta
ke t
han
thos
e no
t ac
cept
ed.
The
inta
ke p
roce
ss o
f C
asey
may
scr
een
out t
he m
ore
serio
us d
iffic
ultie
s. B
a h
Stud
y
Gar
land
et
al, 1
996
(San
Die
go)
Bic
kman
, et
al.,
1997
(O
hio)
Deb
t&am
ple
Chi
ldre
n, a
ge 2
-17,
who
ent
ered
fo
ster
cam
dur
ing
a de
fined
per
iod,
an
d nx
nain
ed in
the
plac
emen
t fo
r at
leas
t 5 m
onth
s.
Ran
dom
ized
exp
erim
enta
l lo
ngitu
dina
l de
sign
. Su
bjec
ts
limite
dtoa
ge4H
-17!
4,in
need
of
men
tal h
ealth
ser
vice
s (d
eter
min
ed b
y th
e in
take
wor
ker
not r
esea
rch
staf
f).
N A
ge R
ange
702
2-17
M
ean
7.6
Y-
350
4!4-
17H
Ex
perim
enta
l 63
.7%
Ex
perim
enta
l m
ale;
Con
trol
61.9
%
: Mea
n 11
.09
mal
e Ex
perim
enta
l C
ontro
l: 73
.5%
whi
te;
Mea
n 11
.14
Con
trol
75.7
% w
hite
Gen
der
81 R
ace
55%
fem
ale,
45%
C
auca
sian
, 32
%
Afr
ican
Am
eric
an,
19%
His
pani
c, a
nd
4% A
sian
and
oth
er.
Find
ings
_a
To
tal P
robl
em s
cale
48%
clin
ical
: cl
inic
al k
ids
wer
e 3
I;:
times
mor
e lik
ely
to g
et M
H s
ervi
ces
even
afte
r se
xual
ab
use,
phy
sica
l ab
use,
age
and
neg
lect
wer
e en
tere
d.
B
3
Expe
rimen
tal:
Tota
l Bro
blem
Sco
re m
ean
= 67
.9 (s
d 9.
9). E
xter
naliz
ing
mea
n =
68.4
(sd
9.6)
. Int
erna
lizin
g m
ean
= 63
.5 (s
d 12
.2).
Con
trol:
Tota
l Pro
blem
Sco
re
mea
n =
67.4
(sd
9.4)
. Ext
erna
lizin
g m
ean
= 67
.9 (s
d
P E a I tl L.
10.1
). In
tern
aliz
ing
mea
n =
62.6
(sd
10.4
). N
arro
w
m
band
sca
les
also
pre
sent
ed.
71%
of
both
exp
erim
enta
l an
d co
ntro
l gr
oups
wer
e “c
linic
al”
f
62 Heflinger, Simpkins and Combs-Orme
Other studies have been concerned primarily with predicting service utili- zation (Garland, Landsverk, Hough, & Ellis-MacLeod, 1996) or the outcomes of interventions with foster children (Clark et al., 1994). Marcus (1991) de- scribed foster children’s mental health and their attachments to birth and fos- ter parents.
Published Studies Are Not Easily Comparable
As Table 1 shows, the CBCL has the distinct advantage of permitting comparisons across studies; however, researchers do not always present their findings in a format that facilitates such comparisons. Although McIntyre and Keesler (1986) presented extensive data obtained from the CBCL, they did not indicate what proportion of foster children scored in the clinical range for the Internalizing and Externalizing subscales, which combine the narrow-band syndromes. Since this study, the Internalizing and Externalizing subscales have become perhaps the most frequently reported measures. Some studies presented proportions disordered without mean scores for individual subscales (Dubowitz et al., 1993; Garland et al., 1996; Marcus, 1991; Thompson 8z Fuhr, 1992; Urquiza et al., 1994). Some of these studies discussed proportions disordered on the behavior problems subscales (Dubowitz et al., 1993; Mar- cus, 199 1; Thompson & Fuhr, 1992), while others provided proportions only for those with clinical-level scores for the Total Problem Score (Urquiza et al., 1994). Garland et al. (1996) used a dichotomous variable indicating a Total Problem score above the clinical cut-point as a predictor of service use and provided a figure showing the distribution of that variable among foster chil- dren who had suffered different types of maltreatment.
Several reports provided only mean scores on the Total or on the Exter- nalizing, and Internalizing Problems Scales without data about the proportions disordered on these scales. Because standardized scores have truncated scores at the lower end, standardized mean scores, having excluded the lower scores, are artificially inflated. Hulsey and White’s (1989) comparison of foster chil- dren and public health clinic children matched on sociodemographic vari- ables; Trupin et al’s (1993) report on foster children in Washington State; and Clark et al’s (1994) report on abused and neglected Florida foster children all present such distorted means. Pecora (1997) presented both percentages dis- ordered and means, using standardized scores, on the Casey Family Program youth. Only Smith (1994,1995), on the other hand, presented the more accu- rate mean raw scores in her study of a sample of 38 preschoolers in foster care.
clinical status of Children in state custody 63
An additional issue is the variability of the samples. The samples ranged from n=25 in a study of children placed in foster care with siblings (Smith, 1995) to n=362 in an evaluation of a specific residential program (Armsden & Pecora, 1996). One study (Clark et al., 1994) selected children already be- lieved to have mental health problems, while three others (Bickman, Summer- felt, Firth, & Douglas, 1997; Thompson & Fuhr, 1992; Urquiza et al., 1994) selected only children without previously identified problems. Marcus (1991) and Garland et al. (1996) excluded children who had been in their placements for under one and five months, respectively, perhaps under-representing chil- dren who stay in care for only a short time.
Furthermore, the foster care population is a limited sample of the children for whom the state is responsible. Children who have been placed in state custody or under state supervision are also placed in family homes (their homes of origin, relatives or other kinship care), sometimes with a formal foster care designation if in kinship care but often not. Children and youth in state custody also are placed in group homes, mental hospitals, and juvenile correctional facilities. By focusing only on children in foster care, a limited and perhaps skewed view is developed. In the state where the current study took place, almost two-thirds (64%) lived in these other residential arrange- ments. To date, no comprehensive examination of all of these children has been published.
The present study, based on a representative random sample of children in state care (ages 2 to 18 years) in Tennessee addressed both of these con- cerns. First, the full range of data obtained from the CBCL is presented. In addition, the sample includes children in the full range of residential ar- rangements possible in state custody instead of focusing solely on foster care.
Sample Methods
This study was a secondary analysis of data collected on children and youth in state custody through the Children’s Program Outcome Review Team (C-PORT). The C-PORT process was initiated in 1994 by the Tennes- see Commission on Children and Youth (TCCY, 1997) as an independent evaluation of the service system for children in custody of the State of Ten- nessee. Charged as an advocacy agency for policies and services to promote and protect the health, well-being, and development of all children and youth in Tennessee, the TCCY has responsibility for monitoring and evaluation of
64 Heflinger, Simpkins and Combs-Onne
the Children’s Program. The C-PORT evaluation conducts intensive case re- views on a random and representative sample of children and youth in state custody guided by a structured interview protocol that yields Child/Family and Service System variables. The CBCL was added to the data collection process in 1995. This manuscript presents the findings of the 1996 data col- lection effort.
The sample of children selected for C-PORT was randomly drawn from an enumeration of children in custody of the state of Tennessee during Janu- ary 1996. Stratified samples were drawn from each of the state’s 12 regions, with over sampling in some areas to allow for comparisons by region. For the current analyses, the over-sampled cases were eliminated to create a sample that is representative of children in state custody on the day of enumeration.
Table 2 CORS, C-PORT, and CBCL Samples
Total Age
CORS 1996 C-WRT 1996 Eligible for CBCL 1996 Com- custody State Sample 1996: Caretaker had plete
Ages 2-18 Ages 2- 18 known => 2 months CBCL
10378 330 311 254
2-5 6-12 13-15 16-18
Gender Male Female
Race Black White Other
Residence Family Foster
Group Adjudication
Dependent Unruly Delinquent
12% 20% 17% 21% 26% 23% 24% 25% 26% 19% 20% 20% 36% 38% 39% 35%
59% 55% 55% 55% 41% 45% 45% 45%
38% 35% 34% 33% 61% 61% 62% 63% 1% 4% 4% 4%
28% 29% 28% 39% 41% 41% 34% 30% 30%
67% 70% 70% 13% 12% 12% 21% 19% 18%
Clinical Status of Children in State Custody 65
From the total 330 children and youth in the 1996 C-PORT sample who were in the eligible age range (2- 18 years old) to have one of the CBCL ver- sions completed, several had caretakers who had known the youth less than 2 months or who overtly declined to respond, reducing the total number eligible (to 3 11). Of this number, 82% (n=254) actually completed the CBCL (see Table 2). There was little variation in participation rates over age, gender or racial groups or for children with different adjudication classifications or resi- dential placements (see Table 3).
Table 3 CBCL Sample
Number eligible %* completed CBCLs
Total Eligible* 311 Age Group
Birth - 5 years 65 80% 6-12 years 75 84% 13-15 59 86% 16-18 112 79%
Gender Female 169 83% Male 142 80%
Race African-American 106 78% White 191 84% Other 14 71%
Residence Family Home 91 79% Foster Home 126 83% Group Residence 94 82%
Adjudication Dependent/Neglected 216 82% Unruly 36 86% Delinquent 59 78%
Total Eligible & Completed 311 82% *Proportion of the eligible children in the C-PORT sample for whom CBCLs were completed.
66 Hefinger, Simpkins and Combs-Orme
Scores on a measure of psychosocial functioning were also available to examine potential bias in the CBCL sample (see Heflinger & Simpkins, 1997). When comparing children in the total C-PORT sample with or without a completed CBCL, there were no significant differences in the total function- ing score. However, those with a CBCL were rated as significantly less im- paired on two of the sub-scales of that measure, indicating that the CBCL scores for this sample may under-represent the level of mental health difficul- ties in the custody population.
The success of the C-PORT random selection process can also be exam- ined through the similarity in characteristics between the entire 1996 custody population and the drawn C-PORT sample (see Table 2). The only noticeable difference is in age group, where the C-PORT sample selected a higher pro- portion of children aged 5 years or younger, thus also decreasing the relative proportion of children in the older age groups.
Measures
The clinical status of children and youth was examined through a care- giver-completed behavioral checklist. The Child Behavior Checklist (CBCL; Achenbach & Edelbrock, 1991), described above, relies upon par- ent/caregiver report of the child behavior and has been norm referenced for large populations (Zima, Wells, & Freeman, 1994). The CBCL provides a total score indicative of clinical status as well as two broad-band scores (ex- ternalizing, internalizing) and sub-scale scores. The cutting points for border- line and clinical designation are based on t-scores formed on a clinical popu- lation (Achenbach & Edelbrock, 1991; McConaughy & Achenbach, 1988). Current caregivers who had been responsible for the child for at least two months were asked to complete the 112 behavioral items. Caregivers who completed the CBCL included biological and’adoptive parents, foster parents, and group care workers of children in residential treatment facilities.
CIinical Status of Children in State Custody 67
Findings
As discussed above, the CBCL provides information about problems at the global level (Total Problem score), within two broad bands called Inter- nalizing and Externalizing behavior, and within ten sub-scales describing specific behavior syndromes. At the global level, one third (34%) of the chil- dren in custody (see Table 4) were reported as having significant behavior problems. Approximately one-fourth (23%) exhibited problems to such a great extent that they were considered to be in the clinical range, or similar to children already receiving treatment in clinical settings.
Table 4 Frequencies, Means and Standard Deviations for the CBCL
Applic- Mean Mean able Total CBCL Raw CBCL t-
Ages Percent of Children by Num- Subscale scores (Years) Category’ ber Scores (SD) (SD)
Non- Border Clinic- Clinical line al
Total Problem Score 2-18 67% 11% 23% 254 32.4 (27.7) 53.0 (13.6) Internalization Scale 2-18 Externalization Scale 2-18 Withdrawn 2-18 Somatic complaints 2-18 Anxiety/depression 2-18 Social problems 4-18 Thought problems 4-18 Attention problems 4-18 Delinquent behavior 4-18 Aggressive behavior 2-18 Sleep Disorders 2-3 Destructive 2-3
73% 67% 76% 76% 76% 82% 82% 85% 80% 74%
8% 10% 15% 15% 17% 10% 9% 8% 12% 15% 85% 74%
19% 254 23% 254 9% 254 8% 254 8% 254 8% 227 9% 227 8% 227 9% 227 11% 254 15% 27 26% 27
8.1 (7.8) 12.8 (11.6) 3.1 (3.2) 1.2 (2.0) 4.4 (4.6) 2.6 (2.8) 1.3 (2.1) 4.8 (4.3) 3.5 (4.0) 9.1 (8.4)
51.74 54.52
52.6 (11.9) 53.6 (13.4)
42.5 (10.0) 45.2 (7.0) 41.0 (9.1) 41.8 (9.0) 45.3 (9.2)
39.5 (10. 6). 43.8 (9.5)
41.7 (10.9) 2.85 6.50
‘CBCL Scores are T Scores based on raw scores that ranged from 0 to 236. These T scores range from 23 to 100. For theTotal Problem, Internalization, and Externalization Scales, scores of less than 60 are considered non-clinical, 60-63 are borderline, and 64 or more are considered clinical. For all syndrome scales, scores of 65 or less are considered non-clinical, 66 through 70 are considered borderline, and 71 or greater are considered clinical (Achenbach & Edelbrock, 1991).
68 Heflinger, Simpkins and Combs-Orme
When the behavior problems are summed to form the Internalizing, Ex- ternalizing and Total problems scores, however, the extent of the problems for a large number of these children becomes more apparent. Nineteen per- cent (19%) of the children had scores in the clinical range for internalizing behaviors, and 23% scored in the clinical range for externalizing behaviors.
At the sub-scale level, from 8 to 11% of children generally received scores in the clinical range in each subscale. This increases to 18-26% when the borderline range of scores is included. However, the two narrow band scales for 2-3 year olds show that all the children in that age range fell in the borderline or clinical areas. With the exception of those two scales, the nar- row band scale areas reflecting greatest difficulty in this population were Ag- gressive, Delinquent, Withdrawn, Somatic Complaints, and Anxiety/ depres- sion.
Among the variables shown in Table 5, only age group and place of resi- dence were associated with clinical status on the Behavior Problem Scales. The young teenage group (13-15 years) was significantly more likely (p c .05) than the other age groups to demonstrate Internalizing problems at the clinical levels (37%); Externalizing and Total Problems were not significant, although the comparison was borderline significant @ c .06) for Extemaliz- ing problems. The curious findings with 2-3 year olds on the last two narrow band scales were not reflected in these results and will need further examina- tion. Children living in their own family homes (though in State custody) were more likely @ c .05) to be in the non-clinical range on the Internalizing scales (80%) than were children living in foster (77%) or group homes (61%). There were no effects for race, gender, or length of time in custody.
Summary and Conclusions
Information from a standardized behavioral checklist provided a wealth of information about the clinical status of children in state custody. This study provides one of very few representative samples of this population and pro- vides needed descriptive information for evaluating and planning for mental health needs.
On the CBCL, 34% of the children were rated as having significant behav- ior problems. The greatest numbers of children were rated in the clinical range for the Aggressive, Delinquent, and Withdrawn behavior sub-scales. It should be noted that, based on sample analysis described above, these CBCL results
Clinical Status of Children in State Custody 69
likely under-represent the amount of mental health difficulties in this popula- tion.
Table 5 Proportion of Children br CBnieal, Borderline, and Non-eBnical Ranges
Total Problem Score Intemalixing Externalizing
Age Non- Clinical
Non- Total Bor- der- line 6% 14% 14% 9%
Non- Clinical Clinical
15% 81% 22% 81% 33% 57% 22% 73%
Bor- der- Clinical line 8% 11% 10% 9% 6% 31% 9% 18%
Clini Cd
Bor- der- line 6% 10% 16% 9%
Clinical her
19% 64% 53% 69%
81% 68% 49% 69%
14% 52 22% 63 35% 51 22% 88
66% 9% 25% 13% 6% 21% 61% 8% 25% 161 68% 14% 18% 14% 13% 13% 11% 12% 11% 83 10% 0% 30% 10% 10% 20% 50% 20% 30% 10
66% 11% 23% 12% 9% 19% 66% 9% 25% 61% 10% 23% 15% 8% 11% 68% 11% 20%
74% 8% 18% 80% 3% 17% 74% 1% 19%
67% 11% 22% 71% 10% 13% 69% 11% 20% 60% 12% 28% 61% 12% 21% 60% 10% 30%
68% 11% 21% 15% 9% 16% 10% 9% 21% 61% 10% 29% 68% 6% 26% 58% 10% 32% 65% 11% 24% 69% 9% 22% 63% 13% 24%
66% 11% 11% 14% 9% 11% 65% 11% 24% 12% 6% 23% 73% 5% 23% 12% 1% 21%
140 114
12
105 II
111 31 46
46 88
Birth - 5 yrs 6-12 years 13 -15 years 16-18 years
Race white AfliCdAlll
Other Gender
Male Female
Residence Family
home Foster home Group home
Adjudication Dependent Unruly Delinquent
Length of custody
O-5 months 6- 11 months 18 + months 64% 12% 24% 13% 11% 16% 65% 12% 23% 115
These findings provide a representative picture of the range of children in state custody. Direct comparisons to the findings listed above in Table 1 are difficult given the variety of different samples and methods for reporting re- sults, however, these findings do not contradict those above. Similar to Garland et al. (1996). Marcus (1991), and Trupin et al. (1993). standardized Total, In- ternalizing and Externalizing scores were in the low 50s. In general, studies
70 Heflinger, Simpkins and Combs-Orme
that reported higher scores or greater percent in the clinical range had samples already selected for mental health problems.
These findings indicate relatively high levels of mental health problems and subsequent treatment needs for the general population of children in state custody. Not only was problem behavior documented for the groups that have come into custody specifically for mental health needs or delinquent or crimi- nal behavior, it was also documented for the dependent/neglected population served by the primary child welfare agency. Since the dependent/neglected population makes up 80% of the children in custody, these percentiles translate into large numbers of children. In Tennessee, the total custody population in 1996 was approximately 10,000 children and youth. A minimum 32% rate of significant mental health problems for the dependent/neglected population translates into at least 2560 children in need of mental health intervention across the state.
At both the state and national levels, these figures reinforce the need for increased resources for assessment and treatment. The decreased financial assistance for families under the Temporary Assistance for Needy Families (TANF) program is a cautionary note in this regard, as it is possible that addi- tional stress associated with extreme financial need may bring more children with greater problems into State custody.
These findings also have implications for training custodial case workers. Clearly, this level of mental health needs is not necessarily documented or identified by those adults charged with oversight of these children. Training case workers to recognize potential areas of difficulty and to seek needed as- sessment, support, and treatment is critical. In addition, continuity of case workers would help sustain the identification of intervention with needs in this population.
It is obvious from the above findings that the inclusion of the CBCL pro- vides much needed information about the clinical status and behavior of the children and youth in state custody. This checklist provided relatively cost- effective mechanisms for allowing in-depth descriptions of the needs of chil- dren in state care in the domains of their daily functioning. The results “make sense.” and correspond to other evidence from family members and case- workers who have described the problems and needs of these children, so the validity of the instruments in this setting is also supported.
A final word to researchers and evaluators would include the suggestion to make study findings more usable and generalizable by adopting several strategies. First, documenting findings by presenting the standardized and raw
CIinicaI Status of Children In State Custody 71
scores in addition to the proportions in the clinical and borderline ranges would make results clearer. Second, including findings on the behavior prob- lems scales (Total problems, Internalizing and Externalizing Behavior) as well as the narrow band scores would provide a more comprehensive picture. Finally, being descriptive about the sampling methods and the representative- ness of the resulting sample would allow more direct comparison. While these suggestions appear elementary, they have not been universally followed in studies published to date.
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