US PROXY RECORD 2019 - Leith Wheeler1.8 Elect Teri P. McClure For Withhold 1.9 Elect Stuart A....

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US PROXY RECORD 2019 Company AGM or Special Meeting Meeting Date Issues Management Recommendation BARROW HANLEY Decision Air Products & Chemicals Inc. Annual 24-Jan-19 1a. Elect Susan K. Carter For For 1b. Elect Charles I. Cogut For For 1c. Elect Seifi Ghasemi For For 1d. Elect Chadwick C. Deaton For For 1e. Elect David H. Y. Ho For For 1f. Elect Margaret G. McGlynn For For 1g. Elect Edward L. Monser For For 1h. Elect Matthew H. Paull For For 2 Advisory Vote on Executive Compensation For For 3 Ratification of Auditor For For Versum Materials Inc. Annual 29-Jan-19 1.1 Elect Seifi Ghasemi For For 1.2 Elect Guillermo Novo For For 1.3 Elect Jacques Croisetière For For 1.4 Elect Yi Hyon Paik For For 1.5 Elect Thomas J. Riordan For For 1.6 Elect Susan C. Schnabel For For 1.7 Elect Alejandro D. Wolff For For 2 Ratification of Auditor For For 3 Advisory Vote on Executive Compensation For For Aramark Annual 30-Jan-19 1a. Elect Eric J. Foss For For 1b. Elect Pierre-Olivier Beckers-Vieujant For For 1c. Elect Lisa G. Bisaccia For For 1d. Elect Calvin Darden For For 1e. Elect Richard W. Dreiling For For 1f. Elect Irene M. Esteves For For 1g. Elect Daniel J. Heinrich For For 1h. Elect Patricia Morrison For For 1i. Elect John A. Quelch For For 1j. Elect Stephen I. Sadove For For 2 Ratification of Auditor For For 3 Advisory Vote on Executive Compensation For For Tyson Foods, Inc. Annual 07-Feb-19 1a. Elect John H. Tyson For For 1b. Elect Gaurdie E. Banister, Jr. For For 1c. Elect Dean Banks For For 1d. Elect Mike D. Beebe For For 1e. Elect Mikel A. Durham For For 1f. Elect Kevin M. McNamara For For 1g. Elect Cheryl S. Miller For For 1h. Elect Jeffrey K. Schomburger For For 1i. Elect Robert Thurber For For 1j. Elect Barbara A. Tyson For For 1k. Elect Noel White For For

Transcript of US PROXY RECORD 2019 - Leith Wheeler1.8 Elect Teri P. McClure For Withhold 1.9 Elect Stuart A....

Page 1: US PROXY RECORD 2019 - Leith Wheeler1.8 Elect Teri P. McClure For Withhold 1.9 Elect Stuart A. Miller For For 1.1 Elect Armando J. Olivera For For 1.11 Elect Jeffrey Sonnenfeld For

US PROXY RECORD 2019

CompanyAGM or Special

MeetingMeeting Date Issues

Management Recommendation

BARROW HANLEY Decision

Air Products & Chemicals Inc. Annual 24-Jan-19 1a. Elect Susan K. Carter For For

1b. Elect Charles I. Cogut For For

1c. Elect Seifi Ghasemi For For

1d. Elect Chadwick C. Deaton For For

1e. Elect David H. Y. Ho For For

1f. Elect Margaret G. McGlynn For For

1g. Elect Edward L. Monser For For

1h. Elect Matthew H. Paull For For

2 Advisory Vote on Executive Compensation For For

3 Ratification of Auditor For For

Versum Materials Inc. Annual 29-Jan-19 1.1 Elect Seifi Ghasemi For For

1.2 Elect Guillermo Novo For For

1.3 Elect Jacques Croisetière For For

1.4 Elect Yi Hyon Paik For For

1.5 Elect Thomas J. Riordan For For

1.6 Elect Susan C. Schnabel For For

1.7 Elect Alejandro D. Wolff For For

2 Ratification of Auditor For For

3 Advisory Vote on Executive Compensation For For

Aramark Annual 30-Jan-19 1a. Elect Eric J. Foss For For

1b. Elect Pierre-Olivier Beckers-Vieujant For For

1c. Elect Lisa G. Bisaccia For For

1d. Elect Calvin Darden For For

1e. Elect Richard W. Dreiling For For

1f. Elect Irene M. Esteves For For

1g. Elect Daniel J. Heinrich For For

1h. Elect Patricia Morrison For For

1i. Elect John A. Quelch For For

1j. Elect Stephen I. Sadove For For

2 Ratification of Auditor For For

3 Advisory Vote on Executive Compensation For For

Tyson Foods, Inc. Annual 07-Feb-19 1a. Elect John H. Tyson For For

1b. Elect Gaurdie E. Banister, Jr. For For

1c. Elect Dean Banks For For

1d. Elect Mike D. Beebe For For

1e. Elect Mikel A. Durham For For

1f. Elect Kevin M. McNamara For For

1g. Elect Cheryl S. Miller For For

1h. Elect Jeffrey K. Schomburger For For

1i. Elect Robert Thurber For For

1j. Elect Barbara A. Tyson For For

1k. Elect Noel White For For

Page 2: US PROXY RECORD 2019 - Leith Wheeler1.8 Elect Teri P. McClure For Withhold 1.9 Elect Stuart A. Miller For For 1.1 Elect Armando J. Olivera For For 1.11 Elect Jeffrey Sonnenfeld For

US PROXY RECORD 2019

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BARROW HANLEY Decision

2 Ratification of Auditor For For

3 Shareholder Proposal Regarding Lobbying Report Against Against

4Shareholder Proposal Regarding Human Rights Due Diligence

Process ReportAgainst Against

Adient plc Annual 11-Mar-19 1a. Elect John M. Barth For For

1b. Elect Julie L. Bushman For For

1c. Elect Peter H. Carlin For For

1d. Elect Raymond L. Conner For For

1e. Elect Douglas G. DelGrosso For For

1f. Elect Richard A. Goodman For For

1g. Elect Frederick A. Henderson For For

1h. Elect Barbara J. Samardzich For For

2 Appointment of Auditor For For

3 Advisory Vote on Executive Compensation For For

Jefferies Financial Group Inc Annual 28-Mar-19 1A. Elect Linda L. Adamany For For

1B. Elect Barry J. Alperin For For

1C. Elect Robert D. Beyer For For

1D. Elect Francisco L. Borges For For

1E. Elect Brian P. Friedman For For

1F. Elect MaryAnne Gilmartin For For

1G. Elect Richard B. Handler For For

1H. Elect Robert E. Joyal For For

1I. Elect Jacob M. Katz For For

1J. Elect Michael T. O'Kane For For

1K. Elect Stuart H. Reese For For

1L. Elect Joseph S. Steinberg For For

2 Advisory Vote on Executive Compensation For For

Schlumberger Ltd. Annual 03-Apr-19 1a. Elect Peter L.S. Currie For For1b. Elect Miguel M. Galuccio For For1c. Elect Paal Kibsgaard For For1d. Elect Nikolay Kudryavtsev For For1e. Elect Tatyana A. Mitrova For For1f. Elect Indra K. Nooyi For For1g. Elect Lubna S. Olayan For For1h. Elect Mark G. Papa For For

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US PROXY RECORD 2019

CompanyAGM or Special

MeetingMeeting Date Issues

Management Recommendation

BARROW HANLEY Decision

1i. Elect Leo Rafael Reif For For1j. Elect Henri Seydoux For For2 Advisory Vote on Executive Compensation For For3 Approval of Financial Statements/Dividends For For4 Ratification of Auditor For For

5 Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors

For For

Hewlett Packard Enterprise Co Annual 03-Apr-19 1a. Elect Daniel Ammann For For

1b. Elect Michael J. Angelakis For For1c. Elect Pamela L. Carter For For1d. Elect Jean M. Hobby For For1e. Elect Raymond J. Lane For For1f. Elect Ann M. Livermore For For1g. Elect Antonio F. Neri For For1h. Elect Raymond E. Ozzie For For1i. Elect Gary M. Reiner For For1j. Elect Patricia F. Russo For For1k. Elect Lip-Bu Tan For For1l. Elect Mary Agnes Wilderotter For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For

4 Shareholder Proposal Regarding Right to Act by Written Consent

Against For

Broadcom Inc Annual 04-Apr-19 1A. Elect Hock E. Tan For For1B. Elect James V. Diller, Sr. For For1C. Elect Gayla J. Delly For For1D. Elect Lewis C. Eggebrecht For For1E. Elect Kenneth Y. Hao For For1F. Elect Eddy W. Hartenstein For For1G. Elect Check Kian Low For For1H. Elect Donald Macleod For For1I. Elect Peter J. Marks For For1J. Elect Dr. Henry S. Samueli For For2 Appointment of Auditor and Authority to Set Fees For For

3 Authority to Issue Ordinary and Special Preference Shares For For

4 Advisory Vote on Executive Compensation For AgainstBank Of New York Mellon

CorpAnnual 09-Apr-19 1a. Elect Steven D. Black For For

1b. Elect Linda Z. Cook For For1c. Elect Joseph J. Echevarria For For1d. Elect Edward P. Garden For For1e. Elect Jeffrey A. Goldstein For For1f. Elect John M. Hinshaw For For1g. Elect Edmund F. Kelly For For1h. Elect Jennifer B. Morgan For For1i. Elect Elizabeth E. Robinson For For1j. Elect Charles W. Scharf For For1k. Elect Samuel C. Scott III For For1l. Elect Alfred W. Zollar For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For4 Adoption of Shareholder Written Consent Right For For5 Approval of 2019 Long-Term Incentive Plan For For

6 Shareholder Proposal Regarding Median Gender Pay Equity Report

Against Against

Lennar Corp. Annual 10-Apr-19 1.1 Elect Rick Beckwitt For For1.2 Elect Irving Bolotin For For1.3 Elect Steven L. Gerard For Withhold1.4 Elect Theron I. Gilliam For Withhold1.5 Elect Sherrill W. Hudson For Withhold1.6 Elect Jonathan M. Jaffe For For1.7 Elect Sidney Lapidus For For

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US PROXY RECORD 2019

CompanyAGM or Special

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BARROW HANLEY Decision

1.8 Elect Teri P. McClure For Withhold1.9 Elect Stuart A. Miller For For1.1 Elect Armando J. Olivera For For

1.11 Elect Jeffrey Sonnenfeld For For1.12 Elect Scott D. Stowell For For

2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For Against

4 Shareholder Proposal Regarding Majority Vote for Election of Directors

Against For

U S Bancorp Annual 16-Apr-19 1a. Elect Warner L. Baxter For For1b. Elect Dorothy J. Bridges For For1c. Elect Elizabeth Buse For For1d. Elect Marc N. Casper For For1e. Elect Andrew Cecere For For1f. Elect Arthur D. Collins, Jr. For For1g. Elect Kimberly J. Harris For For1h. Elect Roland Hernandez For For1i. Elect Doreen Woo Ho For For1j. Elect Olivia F. Kirtley For For1k. Elect Karen S. Lynch For For1l. Elect Richard P. McKenney For For

1m. Elect Yusuf I. Mehdi For For1n. Elect David B. O'Maley For For1o. Elect O'dell M. Owens For For1p. Elect Craig D. Schnuck For For1q. Elect Scott W. Wine For Against2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For

Whirlpool Corp. Annual 16-Apr-19 1a. Elect Samuel R. Allen For For1b. Elect Marc R. Bitzer For For1c. Elect Greg Creed For For1d. Elect Gary T. DiCamillo For For1e. Elect Diane M. Dietz For For1f. Elect Geraldine Elliott For For1g. Elect Michael F. Johnston For For1h. Elect John D. Liu For For1i. Elect James M. Loree For For1j. Elect Harish M. Manwani For For1k. Elect William D. Perez For For1l. Elect Larry O. Spencer For For

1m. Elect Michael D. White For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

Stanley Black & Decker Inc Annual 17-Apr-19 1a. Elect Andrea J. Ayers For For1b. Elect Sir George W. Buckley For For1c. Elect Patrick D. Campbell For For1d. Elect Carlos M. Cardoso For For1e. Elect Robert B. Coutts For For1f. Elect Debra A. Crew For For1g. Elect Michael D. Hankin For For1h. Elect James M. Loree For For1i. Elect James H. Scholefield For For1j. Elect Dmitri L. Stockton For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Approval of the Global Omnibus Employee Stock Purchase Plan

For For

Owens Corning Annual 18-Apr-19 1A. Elect Adrienne D. Elsner For For1B. Elect J. Brian Ferguson For For1C. Elect Ralph F. Hake For For1D. Elect Edward F. Lonergan For For1E. Elect Maryann T. Mannen For For1F. Elect W. Howard Morris For For1G. Elect Suzanne P. Nimocks For For

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US PROXY RECORD 2019

CompanyAGM or Special

MeetingMeeting Date Issues

Management Recommendation

BARROW HANLEY Decision

1H. Elect Michael H. Thaman For For1I. Elect John D. Williams For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For4 Approval of the 2019 Stock Plan For For

Wells Fargo & Co. Annual 23-Apr-19 1a. Elect John D. Baker II For For1b. Elect Celeste A. Clark For For1c. Elect Theodore F. Craver, Jr. For For1d. Elect Elizabeth A. Duke For For1e. Elect Wayne M. Hewett For For1f. Elect Donald M. James For For1g. Elect Maria R. Morris For For1h. Elect Juan A. Pujadas For For1i. Elect James H. Quigley For For1j. Elect Ronald L. Sargent For For1k. Elect C. Allen Parker For For1l. Elect Suzanne M. Vautrinot For For2 Advisory Vote on Executive Compensation For For

3 Amendment to the Long-Term Incentive Compensation Plan For For

4 Ratification of Auditor For For

5 Shareholder Proposal Regarding Incentive Compensation Report

Against Against

6 Shareholder Proposal Regarding Median Gender Pay Equity Report

Against Against

Spirit Aerosystems Holdings Inc

Annual 24-Apr-19 1a. Elect Charles L. Chadwell For For

1b. Elect Irene M. Esteves For For1c. Elect Paul Fulchino For For1d. Elect Thomas C. Gentile, III For For1e. Elect Richard A. Gephardt For For1f. Elect Robert D. Johnson For For1g. Elect Ronald Kadish For For1h. Elect John L. Plueger For For1i. Elect Laura H. Wright For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Proxy Access Bylaw Amendment

Against Against

Bank Of America Corp. Annual 24-Apr-19 1a. Elect Sharon L. Allen For For1b. Elect Susan S. Bies For For1c. Elect Jack O. Bovender, Jr. For For1d. Elect Frank P. Bramble, Sr. For For1e. Elect Pierre J. P. de Weck For For1f. Elect Arnold W. Donald For For1g. Elect Linda P. Hudson For For1h. Elect Monica C. Lozano For For1i. Elect Thomas J. May For For1j. Elect Brian T. Moynihan For For1k. Elect Lionel L. Nowell, III For For1l. Elect Clayton S. Rose For For

1m. Elect Michael D. White For For1n. Elect Thomas D. Woods For For1o. Elect R. David Yost For For1p. Elect Maria T. Zuber For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For4 Amendment to the Key Employee Equity Plan For For

5 Shareholder Proposal Regarding Median Gender Pay Equity Report

Against Against

6 Shareholder Proposal Regarding Right to Act by Written Consent

Against Against

7 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw

Against For

Page 6: US PROXY RECORD 2019 - Leith Wheeler1.8 Elect Teri P. McClure For Withhold 1.9 Elect Stuart A. Miller For For 1.1 Elect Armando J. Olivera For For 1.11 Elect Jeffrey Sonnenfeld For

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Cigna Corp. Annual 24-Apr-19 1a. Elect David M. Cordani For For1b. Elect William J. DeLaney For For1c. Elect Eric J. Foss For For1d. Elect Elder Granger For For1e. Elect Isaiah Harris, Jr. For For1f. Elect Roman Martinez IV For For1g. Elect Kathleen M. Mazzarella For For1h. Elect Mark B. McClellan For For1i. Elect John M. Partridge For For1j. Elect William L. Roper For For1k. Elect Eric C. Wiseman For For1l. Elect Donna F. Zarcone For For

1m. Elect William D. Zollars For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Right to Act by Written Consent

Against Against

5 Shareholder Proposal Regarding Cyber Risk Report Against Against

6 Shareholder Proposal Regarding Gender Pay Equity Report Against For

Vermilion Energy Inc Annual 25-Apr-19 1 Board Size For For2.1 Elect Lorenzo Donadeo For For2.2 Elect Carin S. Knickel For For2.3 Elect Stephen P. Larke For For2.4 Elect Loren M. Leiker For For2.5 Elect Larry J. Macdonald For For2.6 Elect Timothy R. Marchant For For2.7 Elect Anthony W. Marino For For2.8 Elect Robert B. Michaleski For For2.9 Elect William B. Roby For For2.1 Elect Catherine L. Williams For For3 Appointment of Auditor and Authority to Set Fees For For4 Adoption of the Deferred Share Unit Plan For For5 Amendment to the Vermilion Incentive Plan For For6 Amendment to the Employee Bonus Plan For For7 Amendment to the Employee Share Savings Plan For For

8 Amendment to the Security Based Compensation Arrangement

For For

9 Advisory Vote on Executive Compensation For ForHCP Inc Annual 25-Apr-19 1a. Elect Brian G. Cartwright For For

1b. Elect Christine N. Garvey For For1c. Elect R. Kent Griffin For For1d. Elect David B. Henry For For1e. Elect Thomas M. Herzog For For1f. Elect Lydia H. Kennard For For1g. Elect Katherine M. Sandstrom For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

Johnson & Johnson Annual 25-Apr-19 1a. Elect Mary C. Beckerle For For1b. Elect D. Scott Davis For For1c. Elect Ian E.L. Davis For For1d. Elect Jennifer A. Doudna For For1e. Elect Alex Gorsky For For1f. Elect Marillyn A. Hewson For For1g. Elect Mark B. McClellan For For1h. Elect Anne M. Mulcahy For For1i. Elect William D. Perez For For1j. Elect Charles Prince For Against1k. Elect A. Eugene Washington For For1l. Elect Ronald A. Williams For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For4 Shareholder Proposal Regarding Recoupment Report Against For

Page 7: US PROXY RECORD 2019 - Leith Wheeler1.8 Elect Teri P. McClure For Withhold 1.9 Elect Stuart A. Miller For For 1.1 Elect Armando J. Olivera For For 1.11 Elect Jeffrey Sonnenfeld For

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5 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing

Against Against

Pfizer Inc. Annual 25-Apr-19 1a. Elect Ronald E. Blaylock For For1b. Elect Albert Bourla For For1c. Elect W. Don Cornwell For For1d. Elect Joseph J. Echevarria For For1e. Elect Helen H. Hobbs For For1f. Elect James M. Kilts For For1g. Elect Dan R. Littman For For1h. Elect Shantanu Narayen For For1i. Elect Suzanne Nora Johnson For For1j. Elect Ian C. Read For For1k. Elect James C. Smith For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For4 Approve the 2019 Stock Plan For For

5 Shareholder Proposal Regarding Right To Act By Written Consent

Against Against

6 Shareholder Proposal Regarding Lobbying Report Against Against7 Shareholder Proposal Regarding Independent Chair Against For

8 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing

Against Against

Texas Instruments Inc. Annual 25-Apr-19 1a. Elect Mark A. Blinn For For1b. Elect Todd M. Bluedorn For For1c. Elect Janet F. Clark For For1d. Elect Carrie S. Cox For For1e. Elect Martin S. Craighead For For1f. Elect Jean M. Hobby For For1g. Elect Ronald Kirk For For1h. Elect Pamela H. Patsley For For1i. Elect Robert E. Sanchez For For1j. Elect Richard K. Templeton For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

AT&T, Inc. Annual 26-Apr-19 1a. Elect Randall L. Stephenson For For1b. Elect Samuel A. Di Piazza, Jr. For For1c. Elect Richard W. Fisher For For1d. Elect Scott T. Ford For For1e. Elect Glenn H. Hutchins For For1f. Elect William E. Kennard For For1g. Elect Michael B. McCallister For For1h. Elect Beth E. Mooney For For1i. Elect Matthew K. Rose For For1j. Elect Cindy B. Taylor For For1k. Elect Laura D. Tyson For For1l. Elect Geoffrey Y. Yang For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For4 Shareholder Proposal Regarding Independent Chair Against For

United Technologies Corp. Annual 29-Apr-19 1a. Elect Lloyd J Austin III For For1b. Elect Diane M. Bryant For For1c. Elect John V. Faraci For Against1d. Elect Jean-Pierre Garnier For For1e. Elect Gregory J. Hayes For For1f. Elect Christopher J. Kearney For For1g. Elect Ellen J. Kullman For For1h. Elect Marshall O. Larsen For For1i. Elect Harold W. McGraw III For For1j. Elect Margaret L. O'Sullivan For For1k. Elect Denise L. Ramos For For1l. Elect Fredric G. Reynolds For For

1m. Elect Brian C. Rogers For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

Page 8: US PROXY RECORD 2019 - Leith Wheeler1.8 Elect Teri P. McClure For Withhold 1.9 Elect Stuart A. Miller For For 1.1 Elect Armando J. Olivera For For 1.11 Elect Jeffrey Sonnenfeld For

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4 Elimination of Supermajority Requirement For For

5 Ratification of Ownership Threshold for Shareholders to Call a Special Meeting

For For

Sanofi Annual 30-Apr-19 1 Accounts and Reports; Non-Tax Deductible Expenses For For2 Consolidated Accounts and Reports For For3 Allocation of Profits/Dividends For For4 Elect Serge Weinberg For For5 Elect Suet-Fern Lee For For6 Ratification of the Co-option of Christophe Babule For For7 Remuneration Policy (Chair) For For8 Remuneration Policy (CEO) For For9 Remuneration of Serge Weinberg, Chair For For

10 Remuneration of Olivier Brandicourt, CEO For For11 Authority to Repurchase and Reissue Shares For For12 Authority to Cancel Shares and Reduce Capital For For

13 Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights

For For

14 Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights

For For

15 Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement

For For

16 Authority to Issue Debt Instruments For For17 Greenshoe For For

18 Authority to Increase Capital in Consideration for Contributions In Kind

For For

19 Authority to Grant Stock Options For For20 Authority to Issue Performance Shares For For21 Authority to Increase Capital through Capitalisation For For22 Employee Stock Purchase Plan For For23 Authorisation of Legal Formalities For For

Valero Energy Corp. Annual 30-Apr-19 1A. Elect H. Paulett Eberhart For For1B. Elect Joseph W. Gorder For For1C. Elect Kimberly S. Greene For For1D. Elect Deborah P. Majoras For For1E. Elect Donald L. Nickles For For1F. Elect Philip J. Pfeiffer For For1G. Elect Robert A. Profusek For For1H. Elect Stephen M. Waters For For1I. Elect Randall J. Weisenburger For For1J. Elect Rayford Wilkins Jr. For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For

International Business Machines Corp

Annual 30-Apr-19 1a. Elect Michael L. Eskew For For

1b. Elect David N. Farr For For1c. Elect Alex Gorsky For For1d. Elect Michelle Howard For For1e. Elect Shirley Ann Jackson For For1f. Elect Andrew N. Liveris For For1g. Elect Martha E. Pollack For For1h. Elect Virginia M. Rometty For For1i. Elect Joseph R. Swedish For For1j. Elect Sidney Taurel For For1k. Elect Peter R. Voser For For1l. Elect Frederick H. Waddell For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For4 Re-approve the Long-Term Incentive Performance Terms For For

5 Shareholder Proposal Regarding Right to Act By Written Consent

Against For

6 Shareholder Proposal Regarding Independent Chair Against ForExelon Corp. Annual 30-Apr-19 1a. Elect Anthony K. Anderson For For

1b. Elect Ann C. Berzin For For1c. Elect M. Laurie Brlas For For

Page 9: US PROXY RECORD 2019 - Leith Wheeler1.8 Elect Teri P. McClure For Withhold 1.9 Elect Stuart A. Miller For For 1.1 Elect Armando J. Olivera For For 1.11 Elect Jeffrey Sonnenfeld For

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1d. Elect Christopher M. Crane For For1e. Elect Yves C. de Balmann For For1f. Elect Nicholas DeBenedictis For For1g. Elect Linda P. Jojo For For1h. Elect Paul L. Joskow For For1i. Elect Robert J. Lawless For For1j. Elect Richard W. Mies For For1k. Elect Mayo A. Shattuck III For For1l. Elect Stephen D. Steinour For For

1m. Elect John F. Young For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For

4 Shareholder Proposal Regarding Report on Environmental Activities

Against Against

Philip Morris International Inc Annual 01-May-19 1a. Elect André Calantzopoulos For For

1b. Elect Louis C. Camilleri For For1c. Elect Massimo Ferragamo For For1d. Elect Werner Geissler For For1e. Elect Lisa A. Hook For For1f. Elect Jennifer Xin-Zhe Li For For1g. Elect Jun Makihara For For1h. Elect Kalpana Morparia For For1i. Elect Lucio A. Noto For For1j. Elect Frederik Paulsen For For1k. Elect Robert B. Polet For For1l. Elect Stephen M. Wolf For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

MGM Growth Properties LLC Annual 01-May-19 1a. Elect James J. Murren For For1b. Elect Michael Reitbrock For For1c. Elect Thomas A. Roberts For For1d. Elect Daniel J. Taylor For For1e. Elect William Joseph Hornbuckle For For1f. Elect John M. McManus For For1g. Elect Robert Smith For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For

MGM Resorts International Annual 01-May-19 1a. Elect Mary Chris Gay For For1b. Elect William W. Grounds For For1c. Elect Alexis M. Herman For For1d. Elect Roland Hernandez For For1e. Elect John Kilroy For For1f. Elect Rose McKinney-James For For1g. Elect Keith A. Meister For For1h. Elect James J. Murren For For1i. Elect Paul J. Salem For For1j. Elect Gregory M. Spierkel For For1k. Elect Jan Swartz For For1l. Elect Daniel J. Taylor For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For

Verizon Communications Inc Annual 02-May-19 1a. Elect Shellye L. Archambeau For For1b. Elect Mark T. Bertolini For For1c. Elect Vittorio Colao For For1d. Elect Melanie L. Healey For For1e. Elect Clarence Otis, Jr. For For1f. Elect Daniel H. Schulman For Against1g. Elect Rodney E. Slater For For1h. Elect Kathryn A. Tesija For For1i. Elect Hans Vestberg For For1j. Elect Gregory G. Weaver For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For

Page 10: US PROXY RECORD 2019 - Leith Wheeler1.8 Elect Teri P. McClure For Withhold 1.9 Elect Stuart A. Miller For For 1.1 Elect Armando J. Olivera For For 1.11 Elect Jeffrey Sonnenfeld For

US PROXY RECORD 2019

CompanyAGM or Special

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BARROW HANLEY Decision

4 Shareholder Proposal Regarding Executive Deferral Plan Against Against5 Shareholder Proposal Regarding Independent Chair Against For

6 Shareholder Proposal Regarding Report on Online Child Exploitation

Against Against

7 Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity

Against Against

8 Shareholder Proposal Regarding Severance Approval Policy Against Against

Berkshire Hathaway Inc. Annual 04-May-19 1.1 Elect Warren E. Buffett For For1.2 Elect Charles T. Munger For For1.3 Elect Gregory E. Abel For For1.4 Elect Howard G. Buffett For For1.5 Elect Stephen B. Burke For For1.6 Elect Susan L. Decker For For1.7 Elect William H. Gates III For For1.8 Elect David S. Gottesman For For1.9 Elect Charlotte Guyman For For1.1 Elect Ajit Jain For For

1.11 Elect Thomas S. Murphy For For1.12 Elect Ronald L. Olson For For1.13 Elect Walter Scott, Jr. For For1.14 Elect Meryl B. Witmer For For

Entergy Corp. Annual 03-May-19 1a. Elect John R. Burbank For For1b. Elect P.J. Condon For For1c. Elect Leo P. Denault For For1d. Elect Kirkland H. Donald For For1e. Elect Philip L. Frederickson For For1f. Elect Alexis M. Herman For For1g. Elect M. Elise Hyland For For1h. Elect Stuart L. Levenick For For1i. Elect Blanche L. Lincoln For For1j. Elect Karen A. Puckett For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For4 Approval of the 2019 Omnibus Incentive Plan For For

American Express Co. Annual 07-May-19 1a. Elect James A. Bennett For For1b. Elect Helen E. Dragas For For1c. Elect James O. Ellis, Jr. For For1d. Elect Thomas F. Farrell II For For1e. Elect D. Maybank Hagood For For1f. Elect John W. Harris For For1g. Elect Ronald W. Jibson For For1h. Elect Mark J. Kington For For1i. Elect Joseph M. Rigby For For1j. Elect Pamela L. Royal For For1k. Elect Robert H. Spilman, Jr. For For1l. Elect Susan N. Story For For

1m. Elect Michael E. Szymanczyk For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For4 Increase of Authorized Common Stock For For

5 Shareholder Proposal Regarding Independent Board Chair Against Against

General Electric Co. Annual 08-May-19 1 Elect Sébastien Bazin For For2 Elect H. Lawrence Culp, Jr. For For3 Elect Francisco D'Souza For For4 Elect Edward P. Garden For For5 Elect Thomas W. Horton For For6 Elect Risa Lavizzo-Mourey For For7 Elect Catherine Lesjak For For8 Elect Paula Rosput Reynolds For For9 Elect Leslie F. Seidman For For

10 Elect James S. Tisch For For11 Advisory Vote on Executive Compensation For For

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12 Reduce Minimum Number of Directors For For13 Ratification of Auditor For Against

14 Shareholder Proposal Regarding Independent Board Chair Against Against

15 Shareholder Proposal Regarding Cumulative Voting Against AgainstPhillips 66 Annual 08-May-19 1a. Elect Greg C. Garland For For

1b. Elect Gary K. Adams For For1c. Elect John E. Lowe For For1d. Elect Denise L. Ramos For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For4 Frequency of Advisory Vote on Executive Compensation 1 Year 1 Year

5 Shareholder Proposal Regarding Report on Plastic Pollution Against Against

E TRADE Financial Corp. Annual 09-May-19 1a. Elect Richard J. Carbone For For1b. Elect Robert J. Chersi For For1c. Elect Jaime W. Ellertson For For1d. Elect James P. Healy For For1e. Elect Kevin T. Kabat For For1f. Elect James Lam For For1g. Elect Rodger A. Lawson For For1h. Elect Shelley B. Leibowitz For For1i. Elect Karl A. Roessner For For1j. Elect Rebecca Saeger For For1k. Elect Donna L. Weaver For For1l. Elect Joshua A. Weinreich For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

Occidental Petroleum Corp. Annual 10-May-19 1a. Elect Spencer Abraham For Against1b. Elect Eugene L. Batchelder For For1c. Elect Margaret M. Foran For Against1d. Elect Carlos M. Gutierrez For For1e. Elect Vicki A. Hollub For For1f. Elect William R. Klesse For For1g. Elect Jack B. Moore For For1h. Elect Avedick B. Poladian For For1i. Elect Elisse B. Walter For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Right to Call Special Meetings

Against Against

Conoco Phillips Annual 14-May-19 1a. Elect John F. Bergstrom For For1b. Elect Brad W. Buss For For1c. Elect John F. Ferraro For For1d. Elect Thomas R. Greco For For1e. Elect Jeffrey J. Jones II For For1f. Elect Adriana Karaboutis For For1g. Elect Eugene I. Lee For For1h. Elect Sharon L. McCollam For For1i. Elect Douglas A. Pertz For For1j. Elect Jeffrey C. Smith For For1k. Elect Nigel Travis For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Right to Act by Written Consent

Against Against

Anthem Inc Annual 15-May-19 1.1 Elect Bahija Jallal For For1.2 Elect Elizabeth E. Tallett For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For4 Repeal of Classified Board For For

5 Shareholder Proposal Regarding Declassification of the Board Undetermined Against

Advance Auto Parts Inc Annual 15-May-19 1a. Elect John F. Bergstrom For For

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1b. Elect Brad W. Buss For For1c. Elect John F. Ferraro For For1d. Elect Thomas R. Greco For For1e. Elect Jeffrey J. Jones II For For1f. Elect Adriana Karaboutis For For1g. Elect Eugene I. Lee For For1h. Elect Sharon L. McCollam For For1i. Elect Douglas A. Pertz For For1j. Elect Jeffrey C. Smith For For1k. Elect Nigel Travis For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Right to Act by Written Consent

Against Against

Statestreet Corporation Annual 15-May-19 1a. Elect Kennett F. Burnes For For1b. Elect Patrick de Saint-Aignan For For1c. Elect Lynn A. Dugle For For1d. Elect Amelia C. Fawcett For For1e. Elect William C. Freda For For1f. Elect Joseph L. Hooley For For1g. Elect Sara Mathew For For1h. Elect William L. Meaney For For1i. Elect Ronald. P. O'Hanley For For1j. Elect Sean O'Sullivan For For1k. Elect Richard P. Sergel For For1l. Elect Gregory L. Summe For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

Southwest Airlines Co. Annual 15-May-19 1a. Elect David W. Biegler For For1b. Elect J. Veronica Biggins For For1c. Elect Douglas H. Brooks For For1d. Elect William H. Cunningham For For1e. Elect John G. Denison For For1f. Elect Thomas W. Gilligan For For1g. Elect Gary C. Kelly For For1h. Elect Grace D. Lieblein For For1i. Elect Nancy B. Loeffler For For1j. Elect John T. Montford For For1k. Elect Ron Ricks For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Independent Board Chair Against For

5 Shareholder Proposal Regarding Proxy Access Bylaw Amendment

Against Against

Chubb Limited Annual 16-May-19 1 Accounts and Reports For For2a. Allocation of Disposable Profit For For2b. Distribution of a Dividend out of Legal Reserves For For3 Ratification of Board Acts For For

4a. Election of Statutory Auditors For For4b. Appointment of Auditor For For4c. Appointment of Special Auditor For For5a. Elect Evan G. Greenberg For For5b. Elect Robert M. Hernandez For For5c. Elect Michael G. Atieh For For5d. Elect Sheila P. Burke For For5e. Elect James I. Cash, Jr. For For5f. Elect Mary A. Cirillo For For5g. Elect Michael P. Connors For For5h. Elect John A. Edwardson For For5i. Elect Kimberly Ross For For5j. Elect Robert W. Scully For For5k. Elect Eugene B. Shanks, Jr. For For5l. Elect Theodore Shasta For For

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5m. Elect David H. Sidwell For For5n. Elect Olivier Steimer For For6 Elect Evan G. Greenberg For For

7a. Elect Michael P. Connors For For7b. Elect Mary A. Cirillo For For7c. Elect John A. Edwardson For For7d. Elect Robert M. Hernandez For For8 Appointment of Independent Proxy (Switzerland) For For

9a. Board Compensation For For9b. Executive Compensation For For10 Advisory Vote on Executive Compensation For ForA. Additional or Amended Proposals For For

CVS Health Corp Annual 16-May-19 1a. Elect Fernando Aguirre For For1b. Elect Mark T. Bertolini For For1c. Elect Richard M. Bracken For For1d. Elect C. David Brown II For For1e. Elect Alecia A. DeCoudreaux For For1f. Elect Nancy-Ann M. DeParle For For1g. Elect David W. Dorman For For1h. Elect Roger N. Farah For For1i. Elect Anne M. Finucane For For1j. Elect Edward J. Ludwig For For1k. Elect Larry J. Merlo For For1l. Elect Jean-Pierre Millon For For

1m. Elect Mary L. Schapiro For For1n. Elect Richard J. Swift For For1o. Elect William C. Weldon For For1p. Elect Tony L. White For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For

4 Shareholder Proposal Regarding Including Legal Costs in Executive Compensation

Against For

Westinghouse Air Brake Technologies Corp

Annual 17-May-19 1.1 Elect William E. Kassling For For

1.2 Elect Albert J. Neupaver For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

Willis Towers Watson Public Limited Co

Annual 20-May-19 1a. Elect Anna C. Catalano For For

1b. Elect Victor F. Ganzi For For1c. Elect John J. Haley For For1d. Elect Wendy E. Lane For For1e. Elect Brendan R. O'Neill For For1f. Elect Jaymin Patel For For1g. Elect Linda D. Rabbitt For For1h. Elect Paul Thomas For For1i. Elect Wilhelm Zeller For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For4 Authority to Issue Shares w/ Preemptive Rights For For5 Authority to Issue Shares w/o Preemptive Rights For For

BP plc Annual 21-May-19 1 Accounts and Reports For For2 Remuneration Report (Advisory) For For3 Elect Robert W. Dudley For For4 Elect Brian Gilvary For For5 Elect Nils Andersen For For6 Elect Alison J. Carnwath For For7 Elect Pamela Daley For For8 Elect Ian E.L. Davis For For9 Elect Dame Ann Dowling For For

10 Elect Helge Lund For For11 Elect Melody B. Meyer For For12 Elect Brendan R. Nelson For For13 Elect Paula Rosput Reynolds For For

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14 Elect John Sawers For For15 Appointment of Auditor and Authority to Set Fees For For16 Authorisation of Political Donations For For17 Authority to Issue Shares w/ Preemptive Rights For For18 Authority to Issue Shares w/o Preemptive Rights For For

19 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)

For For

20 Authority to Repurchase Shares For For

21 Authority to Set General Meeting Notice Period at 14 Days For For

22 Shareholder Proposal Regarding Climate Change Reporting For For

23 Shareholder Proposal Regarding GHG Reduction Targets Against AgainstNielsen Holdings plc Annual 21-May-19 1a. Elect James A. Attwood, Jr. For For

1b. Elect Guerrino De Luca For For1c. Elect Karen M. Hoguet For For1d. Elect David W. Kenny For For1e. Elect Harish Manwani For For1f. Elect Robert C. Pozen For For1g. Elect David Rawlinson For For1h. Elect Javier G. Teruel For For1i. Elect Lauren Zalaznick For For2 Ratification of Auditor For For3 Appointment of Statutory Auditor For For4 Authority to Set Auditor's Fees For For5 Advisory Vote on Executive Compensation For Against6 Remuneration Report (Advisory) For Against7 Approval of 2019 Stock Incentive Plan For For

American International Group Inc

Annual 21-May-19 1a. Elect W. Don Cornwell For For

1b. Elect Brian Duperreault For For1c. Elect John Fitzpatrick For For1d. Elect William G. Jurgensen For For1e. Elect Christopher S. Lynch For For1f. Elect Henry S. Miller For For1g. Elect Linda A. Mills For For1h. Elect Thomas F. Motamed For For1i. Elect Suzanne Nora Johnson For For1j. Elect Peter R. Porrino For For1k. Elect Amy Schioldager For For1l. Elect Douglas M. Steenland For For

1m. Elect Therese M. Vaughan For For2 Advisory Vote on Executive Compensation For For3 Frequency of Advisory Vote on Executive Compensation 1 Year 1 Year4 Ratification of Auditor For For

5 Shareholder Proposal Regarding Right to Call a Special Meeting

Against For

JPMorgan Chase & Co. Annual 21-May-19 1a. Elect Linda B. Bammann For For1b. Elect James A. Bell For For1c. Elect Stephen B. Burke For For1d. Elect Todd A. Combs For For1e. Elect James S. Crown For For1f. Elect James Dimon For For1g. Elect Timothy P. Flynn For For1h. Elect Mellody Hobson For For1i. Elect Laban P. Jackson, Jr. For For1j. Elect Michael A. Neal For For1k. Elect Lee R. Raymond For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Median Gender Pay Equity Report

Against Against

5 Shareholder Proposal Regarding Proxy Access Bylaw Amendment

Against Against

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6 Shareholder Proposal Regarding Cumulative Voting Against AgainstDowDuPont Inc Special 23-May-19 1 Reverse Stock Split For For

2 Right to Adjourn Meeting For ForParsley Energy Inc Annual 24-May-19 1A Elect William Browning For For

1B Elect David H. Smith For Against1C Elect Jerry Windlinger For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For

Merck & Co Inc Annual 28-May-19 1a. Elect Leslie A. Brun For For1b. Elect Thomas R. Cech For For1c. Elect Mary Ellen Coe For For1d. Elect Pamela J. Craig For For1e. Elect Kenneth C. Frazier For For1f. Elect Thomas H. Glocer For For1g. Elect Rochelle B. Lazarus For For1h. Elect Paul B. Rothman For For1i. Elect Patricia F. Russo For For1j. Elect Inge G. Thulin For For1k. Elect Wendell P. Weeks For Against1l. Elect Peter C. Wendell For For2 Advisory Vote on Executive Compensation For For3 Approval of the 2019 Stock Incentive Plan For For4 Ratification of Auditor For For5 Shareholder Proposal Regarding Independent Chair Against For

6 Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks

Against Against

7 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing

Against Against

Liberty Property Trust Annual 29-May-19 1.1 Elect Thomas C. DeLoach, Jr. For For1.2 Elect Katherine E. Dietze For For1.3 Elect Antonio F. Fernandez For For1.4 Elect Daniel P. Garton For For1.5 Elect Robert G Gifford For For1.6 Elect William P. Hankowsky For For1.7 Elect David L. Lingerfelt For For1.8 Elect Marguerite Nader For For1.9 Elect Lawrence D. Raiman For For1.1 Elect Fredric J. Tomczyk For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

Chevron Corp. Annual 29-May-19 1a. Elect Wanda M. Austin For For1b. Elect John B. Frank For For1c. Elect Alice P. Gast For For1d. Elect Enrique Hernandez, Jr. For For1e. Elect Charles W. Moorman, IV For For1f. Elect Dambisa F. Moyo For For1g. Elect Debra L. Reed-Klages For For1h. Elect Ronald D. Sugar For For1i. Elect Inge G. Thulin For For1j. Elect D. James Umpleby For For1k. Elect Michael K. Wirth For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For4 Shareholder Proposal Regarding Human Right to Water Against Against

5 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement

Against Against

6 Shareholder Proposal Regarding Formation of Climate Change Committee

Against Against

7 Shareholder Proposal Regarding Independent Chair Against Against

8 Shareholder Proposal Regarding Right to Call Special Meetings

Against Against

Coca-Cola European Partners plc

Annual 29-May-19 1 Accounts and Reports For For

2 Remuneration Report (Advisory) For For

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3 Elect Nathalie Gaveau For For4 Elect Dagmar Kollmann For For5 Elect Mark Price For For6 Elect José Ignacio Comenge Sánchez-Real For For7 Elect Francisco Crespo Benítez For For8 Elect Irial Finan For For9 Elect Damian P. Gammell For For

10 Elect Álvaro Gómez-Trénor Aguilar For For11 Elect Alfonso Líbano Daurella For For12 Elect Mario R. Solá For For13 Appointment of Auditor For For14 Authority to Set Auditor's Fees For For15 Authorisation of Political Donations For For16 Authority to Issue Shares w/ Preemptive Rights For For17 Waiver of Mandatory Takeover Requirement For For18 Authority to Issue Shares w/o Preemptive Rights For For19 Authority to Repurchase On-Market Shares For For20 Authority to Repurchase Off-Market Shares For For

21 Authority to Set General Meeting Notice Period at 14 Days For For

22 Amendments to Articles For ForDollar General Corp. Annual 29-May-19 1a. Elect Warren F. Bryant For For

1b. Elect Michael M. Calbert For For1c. Elect Sandra B. Cochran For For1d. Elect Patricia Fili-Krushel For For1e. Elect Timothy I. McGuire For For1f. Elect William C. Rhodes, III For For1g. Elect Ralph E. Santana For For1h. Elect Todd J. Vasos For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

EBay Inc. Annual 30-May-19 1a. Elect Fred Anderson For For1b. Elect Anthony J. Bates For For1c. Elect Adriane M. Brown For For1d. Elect Jesse A. Cohn For For1e. Elect Diana Farrell For For1f. Elect Logan D. Green For For1g. Elect Bonnie S. Hammer For For1h. Elect Kathleen C. Mitic For For1i. Elect Matthew J. Murphy For For1j. Elect Pierre M. Omidyar For For1k. Elect Paul S. Pressler For For1l. Elect Robert H. Swan For For

1m. Elect Thomas J. Tierney For For1n. Elect Perry M. Traquina For For1o. Elect Devin N. Wenig For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Decrease in Threshold Required to Call a Special Meeting For For

5 Shareholder Proposal Regarding Independent Chair Against Against

Royal Caribbean Cruises Ltd. Annual 30-May-19 1a. Elect John F. Brock For For

1b. Elect Richard D. Fain For For1c. Elect Stephen R. Howe, Jr For For1d. Elect William L. Kimsey For For1e. Elect Maritza Gomez Montiel For For1f. Elect Ann S. Moore For For1g. Elect Eyal M. Ofer For For1h. Elect Thomas J. Pritzker For For1i. Elect William K. Reilly For For1j. Elect Vagn Sørensen For For1k. Elect Donald Thompson For For1l. Elect Arne Alexander Wilhelmsen For For

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2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Political Contributions and Expenditures Report

Against Against

LyondellBasell Industries NV Annual 31-May-19 1a. Elect Jacques Aigrain For For1b. Elect Lincoln Benet For For1c. Elect Jagjeet S. Bindra For For1d. Elect Robin Buchanan For For1e. Elect Stephen F. Cooper For For1f. Elect Nance K. Dicciani For For1g. Elect Claire S. Farley For For1h. Elect Isabella D. Goren For For1i. Elect Michael S. Hanley For For1j. Elect Albert Manifold For For1k. Elect Bhavesh V. Patel For For1l. Elect Rudolf ("Rudy") M.J. van der Meer For For

2 Discharge from Liability of Members of the (Prior) Management Board

For For

3 Discharge from Liability of Members of the (Prior) Supervisory Board

For For

4 Adoption of Dutch Statutory Annual Accounts for 2018 For For

5 Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts

For For

6 Ratification of Auditor For For7 Advisory Vote on Executive Compensation For For8 Ratification and Approval of Dividends For For9 Authority to Repurchase Shares For For

10 Amendment to the Long Term Incentive Plan For ForLowe`s Cos., Inc. Annual 31-May-19 1.1 Elect Ralph Alvarez For For

1.2 Elect David H. Batchelder For For1.3 Elect Angela F. Braly For For1.4 Elect Sandra B. Cochran For For1.5 Elect Laurie Z. Douglas For For1.6 Elect Richard W. Dreiling For For1.7 Elect Marvin R. Ellison For For1.8 Elect James H. Morgan For For1.9 Elect Brian C. Rogers For For1.1 Elect Bertram L. Scott For For

1.11 Elect Lisa W. Wardell For For1.12 Elect Eric C. Wiseman For For

2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

Unitedhealth Group Inc Annual 03-Jun-19 1a. Elect William C. Ballard, Jr. For For1b. Elect Richard T. Burke For For1c. Elect Timothy P. Flynn For For1d. Elect Stephen J. Hemsley For For1e. Elect Michele J. Hooper For For1f. Elect F. William McNabb, III For For1g. Elect Valerie C. Montgomery Rice For For1h. Elect John H. Noseworthy For For1i. Elect Glenn M. Renwick For For1j. Elect David S. Wichmann For For1k. Elect Gail R. Wilensky For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Proxy Access Bylaw Amendment

Against Against

New York Community Bancorp Inc.

Annual 04-Jun-19 1a. Elect Michael J. Levine For For

1b. Elect Ronald A Rosenfeld For For1c. Elect Lawrence J. Savarese For For1d. Elect John M. Tsimbinos For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For

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4 Shareholder Proposal Restricting Equity Compensation Grants

Against Against

5 Shareholder Proposal Regarding Simple Majority Vote Against For6 Shareholder Proposal Regarding Director Tenure Against Against

Kosmos Energy Ltd Annual 05-Jun-19 1 Ratification of Auditor For For2 Advisory Vote on Executive Compensation For For

Hess Corporation Annual 05-Jun-19 1 Elect Rodney F. Chase For For2 Elect Terrence J. Checki For For3 Elect Leonard S. Coleman, Jr. For For4 Elect John B. Hess For For5 Elect Edith E. Holiday For For6 Elect Risa Lavizzo-Mourey For For7 Elect Marc S. Lipschultz For For8 Elect David McManus For For9 Elect Kevin O. Meyers For For

10 Elect James H. Quigley For For11 Elect William G. Schrader For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

Comcast Corp Annual 5-Jun-19 1.1 Elect Kenneth J. Bacon For For1.2 Elect Madeline S. Bell For For1.3 Elect Sheldon M. Bonovitz For For1.4 Elect Edward D. Breen For For1.5 Elect Gerald L. Hassell For For1.6 Elect Jeffrey A. Honickman For For1.7 Elect Maritza Gomez Montiel For For1.8 Elect Asuka Nakahara For For1.9 Elect David C. Novak For For1.1 Elect Brian L. Roberts For For2 Ratification of Auditor For For3 Approval of the 2019 Omnibus Sharesave Plan For For4 Advisory vote on executive compensation For For5 Shareholder Proposal Regarding Independent Chair Against For6 Shareholder Proposal Regarding Lobbying Report Against Against

Navient Corp Annual 06-Jun-19 1.1 Elect Frederick Arnold For For1.2 Elect Anna Escobedo Cabral For For1.3 Elect William M. Diefenderfer, III For Withhold1.4 Elect Katherine A. Lehman For For1.5 Elect Linda A. Mills For For1.6 Elect John F. Remondi For For1.7 Elect Jane J. Thompson For For1.8 Elect Laura S. Unger For For1.9 Elect Barry Lawson Williams For For1.1 Elect David L. Yowan For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For Against4 Amendment to the Employee Stock Purchase Plan For For5 Elect Marjorie L. Bowen For For6 Elect Larry A. Klane For For

Fidelity National Financial Inc Annual 12-Jun-19 1.1 Elect Richard N. Massey For For

1.2 Elect Daniel D. Lane For For1.3 Elect Cary H. Thompson For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

Target Corp Annual 12-Jun-19 1a. Elect Roxanne S. Austin For For1b. Elect Douglas M. Baker, Jr. For For1c. Elect George S. Barrett For For1d. Elect Brian C. Cornell For For1e. Elect Calvin Darden For For1f. Elect Henrique De Castro For For1g. Elect Robert L. Edwards For For1h. Elect Melanie L. Healey For For1i. Elect Donald R. Knauss For For

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1j. Elect Monica C. Lozano For For1k. Elect Mary E. Minnick For For1l. Elect Kenneth L. Salazar For For

1m. Elect Dmitri L. Stockton For For2 Ratification of Auditor For For3 Advisory Vote on Executive Compensation For For

4 Shareholder Proposal Regarding Proxy Access Bylaw Amendment

Against Against

Norwegian Cruise Line Holdings Ltd

Annual 13-Jun-19 1a. Elect Frank J. Del Rio For For

1b. Elect Chad A. Leat For For1c. Elect Steve Martinez For For1d. Elect Pamela Thomas-Graham For For2 Advisory Vote on Executive Compensation For For

3 Amendment to the Bye-Laws to Delete Obsolete Provisions For For

4 Ratification of Auditor For ForSLM Corp. Annual 20-Jun-19 1a. Elect Paul G. Child For For

1b. Elect Carter Warren Franke For For1c. Elect Earl A. Goode For For1d. Elect Marianne M. Keler For For1e. Elect Mark L. Lavelle For For1f. Elect Jim Matheson For For1g. Elect Frank C. Puleo For For1h. Elect Raymond J. Quinlan For For1i. Elect Vivian C. Schneck-Last For For1j. Elect William N. Shiebler For For1k. Elect Robert S. Strong For For1l. Elect Kirsten O. Wolberg For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

DuPont de Nemours Inc Annual 25-Jun-19 1a. Elect Edward D. Breen For For1b. Elect Ruby R. Chandy For For1c. Elect Franklin K. Clyburn, Jr. For For1d. Elect Terrence R. Curtin For For1e. Elect Alexander M. Cutler For For1f. Elect C. Marc Doyle For For1g. Elect Eleuthère I. du Pont For For1h. Elect Rajiv L. Gupta For For1i. Elect Luther C. Kissam IV For For1j. Elect Frederick M. Lowery For For1k. Elect Raymond J. Milchovich For For1l. Elect Steven M. Sterin For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Right to Act by Written Consent

Against For

5 Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay

Against Against

6 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments

Against Against

7 Shareholder Proposal Regarding Report on Plastic Pollution Against Against

Marvell Technology Group Ltd. Annual 28-Jun-19 1a. Elect William Tudor Brown For For

1b. Elect Brad W. Buss For For1c. Elect Edward H. Frank For For1d. Elect Richard S. Hill For For1e. Elect Oleg Khaykin For For1f. Elect Bethany Mayer For For1g. Elect Donna Morris For For1h. Elect Matthew J. Murphy For For1i. Elect Michael G. Strachan For For1j. Elect Robert E. Switz For For

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BARROW HANLEY Decision

2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

Linde Plc Annual 26-Jul-19 1a. Elect Wolfgang Reitzle For For1b. Elect Stephen F. Angel For For1c. Elect Ann-Kristin Achleitner For For1d. Elect Clemens A.H. Börsig For For1e. Elect Nance K. Dicciani For For1f. Elect Thomas Enders For For1g. Elect Franz Fehrenbach For For1h. Elect Edward G. Galante For For1i. Elect Larry D. McVay For For1j. Elect Victoria Ossadnik For For1k. Elect Martin H. Richenhagen For Against1l. Elect Robert L. Wood For For2a. Ratification of PricewaterhouseCoopers For For2b. Authority to Set Auditor's Fees For For

3 Authority to Set Price Range for Re-Issuance of Treasury Shares

For For

4 Advisory Vote on Executive Compensation For For5 Frequency of Advisory Vote on Executive Compensation 1 Year 1 Year

Microchip Technology, Inc. Annual 20-Aug-19 1.1 Elect Steve Sanghi For For1.2 Elect Matthew W. Chapman For For1.3 Elect L. B. Day For For1.4 Elect Esther L. Johnson For For1.5 Elect Wade F. Meyercord For For2 Amendment to the 2004 Equity Incentive Plan For For3 Ratification of Auditor For For4 Advisory Vote on Executive Compensation For Against

5 Shareholder Proposal Regarding Report on Human Rights Risks

Against Against

Amerco Annual 22-Aug-19 1 Election of Directors1.1 Elect Edward J. Shoen For For1.2 Elect James E. Acridge For For1.3 Elect John P. Brogan For Withhold1.4 Elect John M. Dodds For For1.5 Elect James J. Grogan For For1.6 Elect Richard J. Herrera For For1.7 Elect Karl A. Schmidt For For1.8 Elect Samuel J. Shoen For For2 Ratification of Auditor For For

3 Shareholder Proposal Regarding Ratification of Board and Management Acts

For For

4 Shareholder Proposal Regarding Majority Vote in Director Elections

No Recommendation

For

LyondellBasell Industries NV Special 12-Sep-19 1 Authority to Repurchase Shares For For2 Cancellation of Shares For For

United Technologies Corp. Special 11-Oct-19 1 Stock Issuance For Merger With Raytheon For For2 Right To Adjourn Meeting For For

Oracle Corp. Annual 19-Nov-19 1.1 Elect Jeffrey S. Berg For For1.2 Elect Michael J. Boskin For For1.3 Elect Safra A. Catz For For1.4 Elect Bruce R. Chizen For For1.5 Elect George H. Conrades For Withhold1.6 Elect Lawrence J. Ellison For For1.7 Elect Rona Fairhead For For1.8 Elect Hector Garcia-Molina For Withhold1.9 Elect Jeffrey O. Henley For For1.1 Elect Mark V. Hurd For Withhold

1.11 Elect Renée J. James For For1.12 Elect Charles W. Moorman IV For Withhold1.13 Elect Leon E. Panetta For Withhold1.14 Elect William G. Parrett For For1.15 Elect Naomi O. Seligman For Withhold

2 Advisory Vote on Executive Compensation For Against

Page 21: US PROXY RECORD 2019 - Leith Wheeler1.8 Elect Teri P. McClure For Withhold 1.9 Elect Stuart A. Miller For For 1.1 Elect Armando J. Olivera For For 1.11 Elect Jeffrey Sonnenfeld For

US PROXY RECORD 2019

CompanyAGM or Special

MeetingMeeting Date Issues

Management Recommendation

BARROW HANLEY Decision

3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Gender Pay Equity Report Against Against

5 Shareholder Proposal Regarding Independent Board Chair Against Against

Microsoft Corporation Annual 4-Dec-19 1A. Elect William H. Gates III For For1B. Elect Reid G. Hoffman For For1C. Elect Hugh F. Johnston For For1D. Elect Teri L. List-Stoll For For1E. Elect Satya Nadella For For1F. Elect Sandra E. Peterson For For1G. Elect Penny S. Pritzker For For1H. Elect Charles W. Scharf For For1I. Elect Arne M. Sorenson For For1J. Elect John W. Stanton For For1K. Elect John W. Thompson For For1L. Elect Emma N. Walmsley For For

1M. Elect Padmasree Warrior For For2 Advisory Vote on Executive Compensation For For3 Ratification of Auditor For For

4 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board

Against Against

5 Shareholder Proposal Regarding Median Gender Pay Equity Report

Against For

Medtronic Plc Annual 06-Dec-19 1A. Elect Richard H. Anderson For For1B. Elect Craig Arnold For For1C. Elect Scott C. Donnelly For For1D. Elect Andrea J. Goldsmith For For1E. Elect Randall J. Hogan, III For For1F. Elect Omar Ishrak For For1G. Elect Michael O. Leavitt For For1H. Elect James T. Lenehan For For1I. Elect Geoffrey Straub Martha For For1J. Elect Elizabeth G. Nabel For For1K. Elect Denise M. O'Leary For For1L. Elect Kendall J. Powell For Against2 Appointment of Auditor and Authority to Set Fees For For3 Advisory Vote on Executive Compensation For For4 Authority to Issue Shares w/ Preemptive Rights For For5 Authority to Issue Shares w/o Preemptive Rights For For6 Authority to Repurchase Shares For For