U.S. District Court Northern District of Georgia (Atlanta) CIVIL...

US District Court Civil Docket as of August 28, 2012 Retrieved from the court on August 29, 2012

U.S. District Court Northern District of Georgia (Atlanta)

CIVIL DOCKET FOR CASE #: 1:09-cv-01185-WSD

Belmont Holdings Corp. v. Suntrust Banks, Inc. et al Date Filed: 05/04/2009 Assigned to: Judge William S. Duffey, Jr Date Terminated: 08/28/2012 Cause: 15:78m(a) Securities Exchange Act Jury Demand: Plaintiff

Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff

Belmont Holdings Corp. represented by Andrew J. Brown individually and on behalf of all other

Robbins Geller Rudman & Dowd, LLP -

similarly situated

SD 655 W. Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Christopher D. Stewart Robbins Geller Rudman & Dowd, LLP - SD 655 W. Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Darren J. Robbins Robbins Geller Rudman & Dowd, LLP - SD 655 W. Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY

PRO HAC VICE ATTORNEY TO BE NOTICED

Deborah R. Gross Office of Bernard M. Gross, P.C. 100 Penn Square East Suite 450, John Wanamaker Building Philadelphia, PA 19107 215-561-3600 Fax: 215-561-3000 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Eric I. Niehaus Robbins Geller Rudman & Dowd, LLP - SD 655 W. Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Jack Reise Robbins Geller Rudman & Dowd, LLP Suite 500 120 E. Palmetto Park Road Boca Raton, FL 33432 561-750-3000 Fax: 561-750-3364 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

John C. Herman Robbins Geller Rudman & Dowd, LLP - GA Suite 1650, Monarch Plaza 3424 Peachtree Road, NE Atlanta, GA 30326 404-504-6500 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lucas F. Olts Robbins Geller Rudman & Dowd, LLP - SD 655 W. Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Matthew P. Montgomery Robbins Geller Rudman & Dowd, LLP - SD 655 W. Broadway Suite 1900 San Diego, CA 92101 619-231-7423 LEAD ATTORNEY ATTORNEY TO BE NOTICED

represented by Robert Ware Killorin Chitwood Harley Harnes 2300 Promenade II 1230 Peachtree Street, NE Atlanta, GA 30309 404-873-3900 Email: [email protected] ATTORNEY TO BE NOTICED

represented by Casey M. Preston Berger & Montague, P.C. 1622 Locust Street Philadelphia, PA 19103-6365 215-875-3000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

American European Insurance Company TERMINATED: 11/30/2009

Plaintiff

Edward Zevin D.O., Individually and on Behalf of All Others Similarly Situated TERMINATED: 11/30/2009

V.

Defendant

Suntrust Banks, Inc. represented by J. Timothy Mast Troutman Sanders, LLP-ATL Suite 5200 Bank of America Plaza 600 Peachtree Street, N.E.

Atlanta, GA 30308 404-885-3312 Fax: 404-962-6796 Email: [email protected]

Thomas B. Bosch Troutman Sanders, LLP-ATL Suite 5200 Bank of America Plaza 600 Peachtree Street, N.E. Atlanta, GA 30308 404-885-3591 Fax: 404-962-6727 Email: [email protected]

Defendant

Suntrust Capital IX

Defendant

James M. Wells III

represented by J. Timothy Mast (See above for address)

Thomas B. Bosch (See above for address)



Defendant

William H. Rogers, Jr. represented by J. Timothy Mast TERMINATED: 11/30/2009

(See above for address) ATTORNEY TO BE NOTICED

Thomas B. Bosch (See above for address) ATTORNEY TO BE NOTICED



represented by J. Timothy Mast

Defendant

Raymond D. Fortin

Defendant

L. Phillip Humann

Thomas B. Bosch

(See above for address)


Defendant

represented by J. Timothy Mast Mark A. Chancy

Defendant

Thomas E. Panther

Defendant

Robert M. Beall, II

Defendant

J. Hyatt Brown

Defendant

Alston D. Correll

Defendant

Jeffrey C. Crowe

Defendant

Thomas C. Farnsworth, Jr.














Thomas B. Bosch


Defendant

Patricia C. Frist

Defendant

Blake P. Garrett, Jr.

Defendant

David H. Hughes

Defendant

E. Neville Isdell

Defendant

M. Douglas Ivester

Defendant

J. Hicks Lanier

Defendant

G. Gilmer Minor, III















Thomas B. Bosch



Defendant

Larry L. Prince represented by J. Timothy Mast

Defendant

Karen Hastie Williams

Defendant

Morgan Stanley & Co. Incorporated









represented by John J. Clarke , Jr. DLA Piper LLP (US) - NY 1251 Avenue of the Americas New York, NY 10020-1104 212-335-4920 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Ann Marie Byrd DLA Piper LLP (US) 1201 West Peachtree Street Suite 2800 Atlanta, GA 30309 404-736-7800 Fax: 404-682-7800 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Frank S. Royal

Defendant

Phail Wynn, Jr.

David Ashcraft Terry Huff, Powell & Bailey, LLC 999 Peachtree Street Suite 950 Atlanta, GA 30309 404-892-4022 Fax: 404-892-4033 Email: [email protected] TERMINATED: 10/19/2011

Mark Edwin Grantham DLA Piper US LLP-ATL Suite 2800 1201 West Peachtree Street Atlanta, GA 30309-3450 404-736-7801 Email: [email protected]

Paul Monnin DLA Piper US LLP-ATL Suite 2800 1201 West Peachtree Street Atlanta, GA 30309-3450 404-736-7804 Fax: 404-682-7804 Email: [email protected]

Defendant

Citigroup Global Markets Inc., represented by John J. Clarke , Jr. (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Ann Marie Byrd (See above for address) ATTORNEY TO BE NOTICED

David Ashcraft Terry (See above for address) TERMINATED: 10/19/2011

Mark Edwin Grantham (See above for address)

Paul Monnin (See above for address)

Defendant

UBS Securities LLC represented by John J. Clarke , Jr. (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Defendant

Merrill Lynch, Pierce, Fenner & Smith represented by John J. Clarke , Jr. Incorporated

(See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Defendant

Suntrust Robinson Humphrey Inc. represented by John J. Clarke , Jr. (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Ann Marie Byrd (See above for address)

ATTORNEY TO BE NOTICED




Defendant

Banc of America Securities LLC represented by John J. Clarke , Jr. (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED


David Ashcraft Terry (See above for address) TERMINATED: 10/19/2011 ATTORNEY TO BE NOTICED

Mark Edwin Grantham (See above for address) ATTORNEY TO BE NOTICED

Paul Monnin (See above for address) ATTORNEY TO BE NOTICED

Defendant

Pricewaterhousecoopers LLP

represented by Jeffrey Alan Daxe TERMINATED: 06/08/2009

Moore Ingram Johnson & Steele P.O. Box 3305 192 Anderson Street Marietta, GA 30061-3305 770-429-1499 Email: [email protected]

Robert Donald Ingram Moore Ingram Johnson & Steele P.O. Box 3305 192 Anderson Street Marietta, GA 30061-3305

770-429-1499 Email: [email protected]

Defendant

Ernst & Young LLP represented by John A. Chandler King & Spalding, LLP-ATL 1180 Peachtree Street, NE Suite 1700 Atlanta, GA 30309-3521 404-572-4600 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cheri A. Grosvenor King & Spalding, LLP-ATL 1180 Peachtree Street, NE 38th Floor Atlanta, GA 30309-3521 404-572-2735 Fax: 404-572-5140 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Greek Catholic Union of the U.S.A. represented by Solomon B. Cera Gold Bennett Cera & Sidener LLP 595 Market Street Suite 2300 San Francisco, CA 94105 415-777-2230 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Thomas C. Bright Gold Bennett Cera & Sidener LLP 595 Market Street Suite 2300 San Francisco, CA 94105 415-777-2230 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

David Andrew Bain Law Office of David A. Bain, LLC 1050 Promenade II

1230 Peachtree Street, NE Atlanta, GA 30309 404-724-9990 Fax: 404-724-9986 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Belmont Holdings Corp. represented by Christopher D. Stewart (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

John C. Herman (See above for address) ATTORNEY TO BE NOTICED

05/08/2009

05/18/2009

# Docket Text

1 CLASS ACTION COMPLAINT with Jury Demand filed and summon(s) issued. Consent form to proceed before U.S. Magistrate and pretrial instructions provided. ( Filing fee $ 350 receipt number 11928.), filed by Belmont Holdings Corp.. (Attachments: # 1 Exhibit A, # 2 Summons, # 3 Civil Cover Sheet)(rvb) Please visit our website at http://www.gand.uscourts.gov to obtain Pretrial Instructions. (Entered: 05/07/2009)

2 Return of Service Executed by Belmont Holdings Corp.. Suntrust Banks, Inc. served on 5/4/2009, answer due 5/26/2009. (Herman, John) (Entered: 05/08/2009)

3 NOTICE of Appearance by J. Timothy Mast on behalf of Raymond D. Fortin, L. Phillip Humann, Mark A. Chancy, Thomas E. Panther, Robert M. Beall, II, J. Hyatt Brown, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Larry L. Prince, Frank S. Royal, Karen Hastie Williams, Phail Wynn, Jr, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, William H. Rogers, Jr (Mast, J.) (Entered: 05/18/2009)

Date Filed

05/04/2009

05/18/2009 4 NOTICE of Appearance by Thomas B. Bosch on behalf of Raymond D. Fortin, L. Phillip Humann, Mark A. Chancy, Thomas E. Panther, Robert M. Beall, II, J. Hyatt Brown, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Larry L. Prince, Frank S. Royal, Karen Hastie Williams, Phail Wynn, Jr, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, William H. Rogers, Jr (Bosch, Thomas) (Entered: 05/18/2009)

05/22/2009 5 APPLICATION for Admission of Deborah R. Gross Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002174820)by Belmont Holdings Corp.. (Attachments: # 1 Text of Proposed Order)(Herman, John) (Entered: 05/22/2009)

05/22/2009 6 STIPULATION re 1 Complaint, Stipulation for Extension of Time to Respond to

Complaint by Raymond D. Fortin, L. Phillip Humann, Mark A. Chancy, Thomas E. Panther, Robert M. Beall, II, J. Hyatt Brown, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Larry L. Prince, Frank S. Royal, Karen Hastie Williams, Phail Wynn, Jr, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, William H. Rogers, Jr. (Mast, J.) (Entered: 05/22/2009)

05/27/2009 APPROVAL by Clerks Office re: 5 APPLICATION for Admission of Deborah R. Gross Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002174820). Attorney Deborah R. Gross added appearing on behalf of Belmont Holdings Corp. (cdg) (Entered: 05/27/2009)

05/28/2009

05/28/2009

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05/28/2009

7 Return of Service Executed by Belmont Holdings Corp.. Alston D. Correll served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

8 Return of Service Executed by Belmont Holdings Corp.. J. Hyatt Brown served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

9 Return of Service Executed by Belmont Holdings Corp.. James M. Wells III served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

10 Return of Service Executed by Belmont Holdings Corp.. L. Phillip Humann served on 5/11/2009, answer due 6/1/2009. (Herman, John) (Entered: 05/28/2009)

11 Return of Service Executed by Belmont Holdings Corp.. Mark A. Chancy served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

12 Return of Service Executed by Belmont Holdings Corp.. Raymond D. Fortin served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

13 Return of Service Executed by Belmont Holdings Corp.. Robert M. Beall, II served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

14 Return of Service Executed by Belmont Holdings Corp.. Suntrust Capital IX served on 5/11/2009, answer due 6/1/2009. (Herman, John) (Entered: 05/28/2009)

15 Return of Service Executed by Belmont Holdings Corp.. Thomas E. Panther served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

16 Return of Service Executed by Belmont Holdings Corp.. William H. Rogers, Jr served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

17 Return of Service Executed by Belmont Holdings Corp.. Blake P. Garrett, Jr served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

18 Return of Service Executed by Belmont Holdings Corp.. David H. Hughes served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

19 Return of Service Executed by Belmont Holdings Corp.. E. Neville Isdell served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

20 Return of Service Executed by Belmont Holdings Corp.. G. Gilmer Minor, III served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009

05/28/2009

05/28/2009

05/28/2009

05/28/2009

21 NOTICE of Appearance by Jeffrey Alan Daxe on behalf of Pricewaterhousecoopers LLP (Daxe, Jeffrey) (Entered: 05/28/2009)

22 Return of Service Executed by Belmont Holdings Corp.. J. Hicks Lanier served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

23 Return of Service Executed by Belmont Holdings Corp.. Larry L. Prince served on 5/11/2009, answer due 6/1/2009. (Herman, John) (Entered: 05/28/2009)

24 Return of Service Executed by Belmont Holdings Corp.. M. Douglas Ivester served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

25 Return of Service Executed by Belmont Holdings Corp.. Patricia C. Frist served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009 26 Return of Service Executed by Belmont Holdings Corp.. Banc of America Securities LLC served on 5/11/2009, answer due 6/1/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009 27 Return of Service Executed by Belmont Holdings Corp.. Citigroup Global Markets Inc., served on 5/11/2009, answer due 6/1/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009

28 Return of Service Executed by Belmont Holdings Corp.. Frank S. Royal served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009

29 Return of Service Executed by Belmont Holdings Corp.. Karen Hastie Williams served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009 30 Return of Service Executed by Belmont Holdings Corp.. Merrill Lynch, Pierce, Fenner & Smith Incorporated served on 5/11/2009, answer due 6/1/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009 31 Return of Service Executed by Belmont Holdings Corp.. Morgan Stanley & Co. Incorporated served on 5/11/2009, answer due 6/1/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009

32 Return of Service Executed by Belmont Holdings Corp.. Phail Wynn, Jr served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009

33 Return of Service Executed by Belmont Holdings Corp.. Pricewaterhousecoopers LLP served on 5/11/2009, answer due 6/1/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009 34 Return of Service Executed by Belmont Holdings Corp.. Suntrust Robinson Humphrey Inc. served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009 35 Return of Service Executed by Belmont Holdings Corp.. UBS Securities LLC served on 5/11/2009, answer due 6/1/2009. (Herman, John) (Entered: 05/28/2009)

05/28/2009 36 Consent MOTION for Extension of Time to File Answer re 1 Complaint, by Belmont Holdings Corp., Pricewaterhousecoopers LLP. (Attachments: # 1 Text of Proposed Order)(Daxe, Jeffrey) (Entered: 05/28/2009)

05/28/2009 37 NOTICE of Appearance by Mark Edwin Grantham on behalf of Morgan Stanley &

Co. Incorporated, Citigroup Global Markets Inc.,, UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Suntrust Robinson Humphrey Inc., Banc of America Securities LLC (Grantham, Mark) (Entered: 05/28/2009)

05/28/2009 38 MOTION for Extension of Time to File Answer to Complaint by Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc.,, UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Suntrust Robinson Humphrey Inc., Banc of America Securities LLC. (Attachments: # 1 Text of Proposed Order)(Grantham, Mark) (Entered: 05/28/2009)

05/28/2009 39 NOTICE of Appearance by David Ashcraft Terry on behalf of Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc.,, UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Suntrust Robinson Humphrey Inc., Banc of America Securities LLC (Terry, David) (Entered: 05/28/2009)

05/28/2009 40 NOTICE of Appearance by Paul Monnin on behalf of Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc.,, UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Suntrust Robinson Humphrey Inc., Banc of America Securities LLC (Monnin, Paul) (Entered: 05/28/2009)

05/29/2009 41 Return of Service Executed by Belmont Holdings Corp.. Jeffrey C. Crowe served on 5/14/2009, answer due 6/3/2009. (Herman, John) (Entered: 05/29/2009)

05/29/2009 42 Return of Service Executed by Belmont Holdings Corp.. Thomas C. Farnsworth, Jr served on 5/11/2009, answer due 6/1/2009. (Herman, John) (Entered: 05/29/2009)

05/29/2009 43 APPLICATION for Admission of John J. Clarke, Jr. Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002183891)by Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc.,, UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Suntrust Robinson Humphrey Inc., Banc of America Securities LLC. (Grantham, Mark) (Entered: 05/29/2009)

05/29/2009 44 Certificate of Interested Persons by Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc.,, UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Suntrust Robinson Humphrey Inc., Banc of America Securities LLC identifying Corporate Parent SunTrust Banks, Inc., Corporate Parent UBS Americas Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated; Corporate Parent SunTrust Banks, Inc. for Banc of America Securities LLC, Citigroup Global Markets Inc.,, Morgan Stanley & Co. Incorporated, Suntrust Robinson Humphrey Inc., UBS Securities LLC. (Grantham, Mark) (Entered: 05/29/2009)

06/01/2009 46 ORDER granting 5 Application for Admission Pro Hac Vice for Deborah Gross. Signed by Judge Thomas W. Thrash, Jr on 5/29/09. (dr) (Entered: 06/02/2009)

06/01/2009 48 ORDER granting 38 Motion for Extension of Time to Answer; Morgan Stanley & Co. Incorporated Answer due 6/26/2009; Citigroup Global Markets Inc., Answer due 6/26/2009; UBS Securities LLC Answer due 6/26/2009; Merrill Lynch, Pierce, Fenner & Smith Incorporated Answer due 6/26/2009; Suntrust Robinson Humphrey Inc. Answer due 6/26/2009; Banc of America Securities LLC Answer due 6/26/2009. Signed by Judge Thomas W. Thrash, Jr on 6/1/09. (dr) (Entered: 06/02/2009)

06/02/2009 APPROVAL by Clerks Office re: 43 APPLICATION for Admission of John J. Clarke, Jr. Pro Hac Vice (Application fee $ 150, receipt number

113E0000000002183891) Attorney John J. Clarke, Jr added appearing on behalf of Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc.,, UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Suntrust Robinson Humphrey Inc., Banc of America Securities LLC (cdg) (Entered: 06/02/2009)

06/02/2009

45 NOTICE of Appearance by Robert Donald Ingram on behalf of Pricewaterhousecoopers LLP (Ingram, Robert) (Entered: 06/02/2009)

06/02/2009 47 ORDER extending time until 6/26/09 for Defendant PricewaterhouseCoopers LLP to respond to Complaint. Signed by Judge Thomas W. Thrash, Jr on 6/1/09. (dr) (Entered: 06/02/2009)

06/02/2009 The 36 Motion for Extension of Time to Answer was approved by 47 Order. (dr) (Entered: 06/02/2009)

06/03/2009 49 ORDER extending time through 6/26/09 for SunTrust Defendants to answer complaint. Signed by Judge Thomas W. Thrash, Jr on 6/3/09. (dr) (Entered: 06/04/2009)

06/03/2009 50 ORDER granting 43 Application for Admission Pro Hac Vice for John Clarke. Signed by Judge Thomas W. Thrash, Jr on 6/3/09. (dr) (Entered: 06/04/2009)

06/04/2009 51 ORDER OF RECUSAL by Judge Thomas W. Thrash, Jr. Case reassigned to Judge Julie E. Carnes for all further proceedings. Signed by Judge Thomas W. Thrash, Jr on 6/4/09. (dr) (Entered: 06/05/2009)

06/05/2009

06/05/2009

52 CLERK'S NOTICE of Case Reassignment to Judge Julie E. Carnes. (dr) (Entered: 06/05/2009)

53 Certificate of Interested Persons by Raymond D. Fortin, L. Phillip Humann, Mark A. Chancy, Thomas E. Panther, Robert M. Beall, II, J. Hyatt Brown, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Larry L. Prince, Frank S. Royal, Karen Hastie Williams, Phail Wynn, Jr, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, William H. Rogers, Jr. (Mast, J.) (Entered: 06/05/2009)

06/08/2009 54 NOTICE of Voluntary Dismissal Without Prejudice of Claims Against PricewaterhouseCoopers LLP filed by Belmont Holdings Corp. (Herman, John) (Entered: 06/08/2009)

06/08/2009 Clerk's Entry of Dismissal APPROVING 54 Notice of Voluntary Dismissal pursuant to Fed.R.Civ.P.41(a)(1)(i) against PricewaterCoopers LLP without prejudice, with each party to bear its own fees and costs. (fap) (Entered: 06/09/2009)

06/17/2009 55 Consent MOTION for Order for Briefing Schedule by Raymond D. Fortin, L. Phillip Humann, Mark A. Chancy, Thomas E. Panther, Robert M. Beall, II, J. Hyatt Brown, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Larry L. Prince, Frank S. Royal, Karen Hastie Williams, Phail Wynn, Jr, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, William H. Rogers, Jr. (Attachments: # 1 Text of Proposed Order)(Mast, J.) (Entered: 06/17/2009)

06/29/2009

07/10/2009

07/10/2009

56

ORDER GRANTING 55 Motion for Order on Briefing Schedule. It is ORDERED AND ADJUDGED that: 1. Following entry of an Order appointing lead plaintiff and approving lead plaintiff's selection of counsel, lead plaintiff shall have 60 days from the date of the Lead Plaintiff Order within which to file and serve a Consolidated Complaint. 2. Defendants shall have 60 days thereafter to respond to lead plaintiff's Consolidated Complaint; 3. In the event Defendants move to dismiss the Consolidated Complaint, lead plaintiffs shall have 60 days thereafter within which to file and serve any opposition to Defendants' motion(s) to dismiss; and 4. Defendant shall have 30 days thereafter within which to file and serve any reply in support of any motions(s) to dismiss. 5. All discovery related deadlines under the Local Rules (including deadlines for conducting Rule 26(f) discovery planning conference, exchanging initial disclosures, and filing the Joint Preliminary Report and Discovery Plan) shall be stayed pending the outcome of the motion(s) to dismiss. Signed by Judge Julie E. Carnes on 06/26/09. (fap) (Entered: 06/29/2009)

57 ORDER REASSIGNING CASE. On June 22, 2009, the Court entered an Order recusing itself in the case American European Insurance Company v. Suntrust Bank, Inc., et al, Civil Action No. 1:09-CV-1310-WSD and the case was subsequently assigned to Judge William S. Duffey, Jr. The undersigned has learned that counsel in the above captioned actions intend to move to consolidate all three cases as related actions, before the same judge. As the undersigned is recused from one of these cases, the cases must necessarily be assigned to Judge Duffey. Judge Duffey consents to this assignment. Accordingly, IT IS HEREBY ORDERED that the case of Belmont Holdings Corp. v Suntrust Banks, Inc., et al., civil Action No. 1:08-CV-1185-JEC and the case of Edward Zevin v Suntrust Banks, Inc., et al., Civil Action No. 1:09-CV-1459-JEC should be transferred to Judge William S. Duffey, Jr. as of the date of this Order. Signed by Judge Julie E. Carnes on 07/10/09. (fap) (Entered: 07/10/2009)

58 NOTICE TO ALL COUNSEL OF RECORD re 57 Order Reassigning Case, (fap) (Entered: 07/10/2009)

07/14/2009 59 MOTION to Appoint Lead Plaintiff, MOTION to Appoint Lead Counsel, MOTION to Consolidate Cases with Brief In Support. (Attachments: # 1 Brief Memorandum of Law in Support of Motion, # 2 Affidavit Declaration of Dahlstrom in Support of Motion, # 3 Text of Proposed Order Proposed Order)(Killorin, Robert) (Entered: 07/14/2009)

07/14/2009 60 NOTICE of Appearance by David Andrew Bain on behalf of Greek Catholic Union of the U.S.A. (Bain, David) (Entered: 07/14/2009)

07/14/2009 61 MOTION to Appoint Lead Plaintiff with Brief In Support by Greek Catholic Union of the U.S.A.. (Attachments: # 1 Brief, # 2 Affidavit Declaration of Thomas C. Bright, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Text of Proposed Order)(Bain, David) (Entered: 07/14/2009)

07/14/2009 62 MOTION to Consolidate Cases, MOTION to Appoint Lead Plaintiff, MOTION to Appoint Lead Counsel with Brief In Support. (Attachments: # 1 Brief, # 2 Affidavit of John C. Herman, # 3 Exhibit A to Herman Aff., # 4 Exhibit B to Herman Aff., # 5 Exhibit C to Herman Aff., # 6 Exhibit D to Herman Aff., # 7 Exhibit E to Herman Aff., # 8 Text of Proposed Order)(Herman, John) (Entered: 07/14/2009)

07/15/2009 63 NOTICE Of Filing by Greek Catholic Union of the U.S.A. re 61 MOTION to Appoint

Lead Plaintiff (Attachments: # 1 Exhibit Local Rule 23.1(C)(4)(c) Certification)(Bain, David) (Entered: 07/15/2009)

07/16/2009 64 APPLICATION for Admission of Thomas C. Bright Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002254846)by Greek Catholic Union of the U.S.A.. (Bain, David) (Entered: 07/16/2009)

07/16/2009 65 APPLICATION for Admission of Solomon B. Cera Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002254867)by Greek Catholic Union of the U.S.A.. (Bain, David) (Entered: 07/16/2009)

07/21/2009 APPROVAL by Clerks Office re: 64 APPLICATION for Admission of Thomas C. Bright Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002254846). Attorney Thomas C. Bright added appearing on behalf of Greek Catholic Union of the U.S.A. (cdg) (Entered: 07/21/2009)

07/21/2009 RETURN of 65 APPLICATION for Admission of Solomon B. Cera Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002254867) to attorney for correction. (cdg) (Entered: 07/21/2009)

07/21/2009 ORDER (by docket entry only) granting 64 Application for Admission Pro Hac Vice of Thomas C. Bright. Ordered by Judge William S. Duffey, Jr. on 7/20/09. (jdb) (Entered: 07/21/2009)

07/21/2009 66 RESUBMISSION OF APPLICATION for Admission of Solomon B. Cera Pro Hac Vice 65 APPLICATION for Admission of Solomon B. Cera Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002254867) by Greek Catholic Union of the U.S.A.. (Bain, David) (Entered: 07/21/2009)

07/24/2009 APPROVAL by Clerks Office re: 66 RESUBMISSION OF APPLICATION for Admission of Solomon B. Cera Pro Hac Vice 65 APPLICATION for Admission of Solomon B. Cera Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002254867). Attorney Solomon B. Cera added appearing on behalf of Greek Catholic Union of the U.S.A. (pb) (Entered: 07/24/2009)

07/27/2009 ORDER (by docket entry only) granting 66 Application for Admission Pro Hac Vice of Solomon B. Cera. Ordered by Judge William S. Duffey, Jr. on 7/27/09. (jdb) (Entered: 07/27/2009)

07/31/2009 67 RESPONSE re 62 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff MOTION to Appoint Lead Counsel, 61 MOTION to Appoint Lead Plaintiff filed by American European Insurance Company. (Killorin, Robert) (Entered: 07/31/2009)

07/31/2009 68 RESPONSE in Opposition re 62 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff MOTION to Appoint Lead Counsel filed by Greek Catholic Union of the U.S.A.. (Attachments: # 1 Declaration of Solomon B. Cera, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D)(Bain, David) (Entered: 07/31/2009)

07/31/2009 69 RESPONSE in Opposition re 61 MOTION to Appoint Lead Plaintiff, 59 MOTION to Appoint Lead Plaintiff MOTION to Appoint Lead Counsel MOTION to Consolidate Cases filed by Belmont Holdings Corp.. (Attachments: # 1 Exhibit A)(Herman, John) (Entered: 07/31/2009)

08/17/2009 70 REPLY to Response to Motion re 62 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff MOTION to Appoint Lead Counsel filed by Belmont Holdings Corp.. (Herman, John) (Entered: 08/17/2009)

08/21/2009 Submission of 59 MOTION to Appoint Lead Plaintiff, MOTION to Appoint Lead Counsel, MOTION to Consolidate Cases, 61 MOTION to Appoint Lead Plaintiff, 62 MOTION to Consolidate Cases, MOTION to Appoint Lead Plaintiff, MOTION to Appoint Lead Counsel to District Judge William S. Duffey. (kt) (Entered: 08/21/2009)

08/26/2009 71 MOTION for Oral Argument re 62 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff MOTION to Appoint Lead Counsel, 61 MOTION to Appoint Lead Plaintiff, 59 MOTION to Appoint Lead Plaintiff MOTION to Appoint Lead Counsel MOTION to Consolidate Cases by Greek Catholic Union of the U.S.A.. (Bain, David) (Entered: 08/26/2009)

08/27/2009 72 ORDER DIRECTING that American European Insurance Co. v. SunTrust Banks, Inc., et al, Civil Action No. 1:09-cv-1310-WSD, and Zevin v. SunTrust Banks, Inc., et al, Civil Action No. 1:09-cv-1459-WSD be consolidated into the first filed case, Belmont Holdings Corp. v. SunTrust Banks, Inc., et al, Civil Action No. 1:09-cv-1185-WSD. All parties are DIRECTED to file future pleadings in the consolidated 1185 action only. IT IS FURTHER ORDERED that American European Insurance Co. v. SunTrust Banks, Inc., et al, Civil Action No. 1:09-cv-1310-WSD and Zevin v. SunTrust Banks, Inc., et al, Civil Action No. 1:09-cv-1459-WSD shall be administratively and statistically closed. Signed by Judge William S. Duffey, Jr. on 8/27/09. (dfb) (Entered: 08/27/2009)

09/29/2009 73 OPINION AND ORDER denying American European Insurance Company's 59 Motion for Consolidation of Related Actions, Appointment as Lead Plaintiff and Approval of Lead and Liaison Counsel; denying Greek Catholic Union of the U.S.A.'s 61 Motion for Appointment as Lead Plaintiff, Appointment of its Choice of Counsel and Consolidation of Related Actions; granting Belmont Holdings Corp.'s 62 Motion for Consolidation, Appointment as Lead Plaintiff and Approval of its Selection of Lead Counsel, IT IS FURTHER ORDERED that Plaintiff Belmont Holdings Corp. is APPOINTED lead plaintiff and that Coughlin Stoia Geller Rudman & Robbins LLP are approved as lead counsel; denying Greek Catholic Union of the U.S.A.'s 71 Motion for Oral Argument. Signed by Judge William S. Duffey, Jr on 9/29/2009. (tcc) (Entered: 09/30/2009)

10/05/2009 74 APPLICATION for Admission of Jack Reise Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002375764)by Belmont Holdings Corp.. (Attachments: # 1 Text of Proposed Order)(Herman, John) (Entered: 10/05/2009)

10/05/2009 75 APPLICATION for Admission of Lucas F. Olts Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002375801)by Belmont Holdings Corp.. (Attachments: # 1 Text of Proposed Order)(Herman, John) (Entered: 10/05/2009)

10/05/2009 76 APPLICATION for Admission of Eric I. Niehaus Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002375809)by Belmont Holdings Corp.. (Attachments: # 1 Text of Proposed Order)(Herman, John) (Entered: 10/05/2009)

10/05/2009 77 APPLICATION for Admission of Andrew J. Brown Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002375815)by Belmont Holdings Corp.. (Attachments: # 1 Text of Proposed Order)(Herman, John) (Entered: 10/05/2009)

10/08/2009 APPROVAL by Clerks Office re: 75 APPLICATION for Admission of Lucas F. Olts Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002375801), 77 APPLICATION for Admission of Andrew J. Brown Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002375815), 74 APPLICATION for Admission of Jack Reise Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002375764), 76 APPLICATION for Admission of Eric I. Niehaus Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002375809). Attorney Jack Reise, Eric I. Niehaus, Andrew J. Brown, Lucas F. Olts added appearing on behalf of Belmont Holdings Corp. (cdg) Modified on 10/9/2009 (adg). (Entered: 10/08/2009)

10/08/2009 ORDER (by docket entry only) granting 74 Application for Admission Pro Hac Vice of Jack Reise; granting 75 Application for Admission Pro Hac Vice of Lucas F. Olts; granting 76 Application for Admission Pro Hac Vice of Eric I. Niehaus; granting 77 Application for Admission Pro Hac Vice of Andrew J. Brown. Ordered by Judge William S. Duffey, Jr. on 10/8/09. (jdb) Modified on 10/9/2009 (adg). (Entered: 10/08/2009)

11/30/2009 78 AMENDED COMPLAINT Consolidated Complaint for Violation of the Federal Securities Laws against Raymond D. Fortin, L. Phillip Humann, Mark A. Chancy, Thomas E. Panther, Robert M. Beall, II, J. Hyatt Brown, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Larry L. Prince, Frank S. Royal, Karen Hastie Williams, Phail Wynn, Jr, Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc.,, UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ernst & Young LLP, Suntrust Robinson Humphrey Inc., Banc of America Securities LLC, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, filed by Belmont Holdings Corp..(Brown, Andrew) Please visit our website at http://www.gand.uscourts.gov to obtain Pretrial Instructions. (Entered: 11/30/2009)

01/21/2010 79 Consent MOTION for Leave to File Excess Pages by Raymond D. Fortin, L. Phillip Humann, Mark A. Chancy, Thomas E. Panther, Robert M. Beall, II, J. Hyatt Brown, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Larry L. Prince, Frank S. Royal, Karen Hastie Williams, Phail Wynn, Jr, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, William H. Rogers, Jr. (Attachments: # 1 Text of Proposed Order proposed Order)(Mast, J.) (Entered: 01/21/2010)

01/26/2010 80 ORDER GRANTING 79 Motion for Leave to File Excess Pages. (1) The SunTrust Defendants may file a brief in support of their motion to dismiss Plaintiffs' complaint up to a maximum of forty-five (45) pages in length; (2) Plaintiffs may have a corresponding expansion of the page limitation, not to exceed forty-five (45) pages in length, for Plaintiffs' response to SunTrust Defendants' motion to dismiss. Signed by Judge William S. Duffey, Jr on 1/26/2010. (kt) (Entered: 01/26/2010)

01/29/2010 81 MOTION to Dismiss with Brief In Support by Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc.,, UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Suntrust Robinson Humphrey Inc., Banc of America Securities LLC. (Attachments: # 1 Brief)(Grantham, Mark) (Entered: 01/29/2010)

01/29/2010

82 MOTION to Dismiss with Brief In Support by Ernst & Young LLP. (Attachments: # 1 Brief in Support of Motion to Dismiss)(Chandler, John) (Entered: 01/29/2010)

01/29/2010

01/29/2010

83 MOTION to Dismiss with Brief In Support by Raymond D. Fortin, L. Phillip Humann, Mark A. Chancy, Thomas E. Panther, Robert M. Beall, II, J. Hyatt Brown, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Larry L. Prince, Frank S. Royal, Karen Hastie Williams, Phail Wynn, Jr, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, William H. Rogers, Jr. (Attachments: # 1 Brief in Support)(Bosch, Thomas) (Entered: 01/29/2010)

84 NOTICE Of Filing Defendants' Joint Appendix of Exhibits in Support of Motions to Dismiss by Raymond D. Fortin, L. Phillip Humann, Mark A. Chancy, Thomas E. Panther, Robert M. Beall, II, J. Hyatt Brown, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Larry L. Prince, Frank S. Royal, Karen Hastie Williams, Phail Wynn, Jr, Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc.,, UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ernst & Young LLP, Suntrust Robinson Humphrey Inc., Banc of America Securities LLC, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, William H. Rogers, Jr re 83 MOTION to Dismiss, 82 MOTION to Dismiss, 81 MOTION to Dismiss (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E-1, # 6 Exhibit E-2, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I, # 11 Exhibit J, # 12 Exhibit K, # 13 Exhibit L, # 14 Exhibit M, # 15 Exhibit N)(Bosch, Thomas) (Entered: 01/29/2010)

03/09/2010 85 Consent MOTION for Leave to File Excess Pages by Belmont Holdings Corp.. (Attachments: # 1 Text of Proposed Order for Leave to Exceed Page Limitation)(Niehaus, Eric) (Entered: 03/09/2010)

03/11/2010 86 ORDER GRANTING 85 Motion for Leave to File Excess Pages. Plaintiffs may file a consolidated brief in response to the SunTrust Defendants' the Underwriter Defendants' and Ernst & Young LLP's motion to dismiss Plaintiffs' Complaint up to a maximum of 50 pages in length. Signed by Judge William S. Duffey, Jr on 3/11/2010. (kt) (Entered: 03/11/2010)

03/11/2010

03/22/2010

03/22/2010

03/30/2010

Clerks Certificate of Mailing as to Belmont Holdings Corp. re 86 Order on Motion for Leave to File Excess Pages. (kt) (Entered: 03/11/2010)

Submission of 81 MOTION to Dismiss, 82 MOTION to Dismiss, 83 MOTION to Dismiss to District Judge William S. Duffey. (kt) (Entered: 03/22/2010)

87 NOTICE by Belmont Holdings Corp. of Firm Name Change (Brown, Andrew)

I (Entered: 03/22/2010)

88 RESPONSE in Opposition re 81 MOTION to Dismiss, 83 MOTION to Dismiss, 82 MOTION to Dismiss filed by Belmont Holdings Corp.. (Brown, Andrew) (Entered: 03/30/2010)

03/30/2010 89 NOTICE Of Filing Plaintiffs' Appendix of Exhibits in Support of Their Opposition to Defendants' Motions to Dismiss by Belmont Holdings Corp. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Brown, Andrew) (Entered: 03/30/2010)

04/19/2010 90 APPLICATION for Admission of Darren J. Robbins Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002668577)by Belmont Holdings Corp.. (Herman, John) (Entered: 04/19/2010)

04/26/2010 APPROVAL by Clerks Office re: 90 APPLICATION for Admission of Darren J. Robbins Pro Hac Vice (Application fee $ 150, receipt number 113E0000000002668577). Attorney Darren J. Robbins added appearing on behalf of Belmont Holdings Corp. (cdg) (Entered: 04/26/2010)

04/27/2010 ORDER (by docket entry only) granting 90 Application for Admission Pro Hac Vice of Darren J. Robbins. Ordered by Judge William S. Duffey, Jr. on 4/27/10. (jdb) (Entered: 04/27/2010)

04/29/2010 91 REPLY BRIEF re 82 MOTION to Dismiss filed by Ernst & Young LLP. (Attachments: # 1 Exhibit 1)(Chandler, John) (Entered: 04/29/2010)

04/29/2010 92 REPLY BRIEF re 83 MOTION to Dismiss filed by Raymond D. Fortin, L. Phillip Humann, Mark A. Chancy, Thomas E. Panther, Robert M. Beall, II, J. Hyatt Brown, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Larry L. Prince, Frank S. Royal, Karen Hastie Williams, Phail Wynn, Jr, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, William H. Rogers, Jr. (Attachments: # 1 Exhibit 1)(Bosch, Thomas) (Entered: 04/29/2010)

04/29/2010 93 REPLY BRIEF re 81 MOTION to Dismiss filed by Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc.,, UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Suntrust Robinson Humphrey Inc., Banc of America Securities LLC. (Grantham, Mark) (Entered: 04/29/2010)

05/11/2010 94 NOTICE by Ernst & Young LLP re 82 MOTION to Dismiss Supplemental Authority (Attachments: # 1 Exhibit 1)(Grosvenor, Cheri) (Entered: 05/11/2010)

05/17/2010 95 RESPONSE re 94 Notice (Other) Plaintiffs' Response to Defendant Ernst & Young LLP's Notice of Supplemental Authority in Support of Motion to Dismiss filed by Belmont Holdings Corp.. (Attachments: # 1 Exhibit A)(Niehaus, Eric) (Entered: 05/17/2010)

05/26/2010 96 MOTION for Leave to File Reply to Plaintiffs' Response to Notice of Supplemental Authorityby Ernst & Young LLP. (Attachments: # 1 Exhibit A Proposed Reply)(Grosvenor, Cheri) (Entered: 05/26/2010)

06/03/2010 97 Request for Leave of Absence for the following date(s): July 5 - July 9, 2010, by Paul Monnin. (Monnin, Paul) (Entered: 06/03/2010)

07/01/2010 Submission of 96 MOTION for Leave to File Reply to Plaintiffs' Response to Notice of Supplemental Authority to District Judge William S. Duffey. (kt) (Entered: 07/01/2010)

07/13/2010 98 NOTICE by Belmont Holdings Corp. re 88 Response in Opposition to Motion Plaintiffs' Notice of Supplemental Authority in Support of Motion to Dismiss (Attachments: # 1 Exhibit A: In re Citigroup Inc. Bond Litig., Opinion & Order)(Brown, Andrew) (Entered: 07/13/2010)

08/18/2010 99 NOTICE by Belmont Holdings Corp. re 88 Response in Opposition to Motion Plaintiffs' Notice of Supplemental Authority in Support of their Opposition to Defendants' Motion to Dismiss (Attachments: # 1 Exhibit A: Maiman v. Talbott and McCarthy Order Denying Motion to Dismiss)(Olts, Lucas) (Entered: 08/18/2010)

08/24/2010 100 NOTICE by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr re 83 MOTION to Dismiss SunTrust Defendants' Notice of Supplemental Authority in Support of Motion to Dismiss (Attachments: # 1 Exhibit A)(Bosch, Thomas) (Entered: 08/24/2010)

09/10/2010 101 ORDER granting 81 Motion to Dismiss; granting 82 Motion to Dismiss; granting 83 Motion to Dismiss; granting 96 Motion for Leave to File. If Pff files an amended complaint, it must be filed on or before October 8, 2010. See Order for further details. Signed by Judge William S. Duffey, Jr. on 9/10/10. (jdb) (Entered: 09/10/2010)

09/13/2010 Clerks Certificate of Mailing as to Belmont Holdings Corp.'s counsel Matthew P. Montgomery re 101 Order on Motion to Dismiss, Order on Motion for Leave to File. (jdb) (Entered: 09/13/2010)

10/08/2010 102 First AMENDED COMPLAINT (Consolidated) for Violation of the Federal Securities Laws against Banc of America Securities LLC, J. Hyatt Brown, Mark A. Chancy, Citigroup Global Markets Inc.,, Alston D. Correll, Jeffrey C. Crowe, Ernst & Young LLP, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, Merrill Lynch, Pierce, Fenner & Smith Incorporated, G. Gilmer Minor, III, Morgan Stanley & Co. Incorporated, Thomas E. Panther, Larry L. Prince, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, Suntrust Robinson Humphrey Inc., UBS Securities LLC, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr, filed by Belmont Holdings Corp.. (Attachments: # 1 Redlined Version of First Amended Consolidated Complaint for Violation of the Federal Securities Laws)(Brown, Andrew) Please visit our website at http://www.gand.uscourts.gov to obtain Pretrial Instructions. (Entered: 10/08/2010)

10/08/2010 103 MOTION to Take Deposition from Scott Trapani with Brief In Support by Belmont Holdings Corp.. (Attachments: # 1 Brief Lead Plaintiff's Memorandum in Support of Lead Plaintiff's Motion to Partially Lift the Discovery Stay, # 2 Affidavit Declaration of Wolfram Worms in Support of Lead Plaintiff's Motion to Partially Lift the Discovery Stay, # 3 Text of Proposed Order)(Brown, Andrew) (Entered: 10/08/2010)

10/13/2010 104 Unopposed MOTION for Order Unopposed Motion for Scheduling Order by Banc of America Securities LLC, Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Citigroup Global Markets Inc.,, Alston D. Correll, Jeffrey C. Crowe, Ernst & Young LLP, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, Merrill Lynch, Pierce, Fenner & Smith Incorporated, G. Gilmer Minor, III, Morgan Stanley & Co. Incorporated, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, Suntrust Robinson Humphrey Inc., UBS Securities LLC, James M. Wells III,

FF I Karen Hastie Williams, Phail Wynn, Jr. (Mast, J.) (Entered: 10/13/2010)

10/20/2010 105 ORDER GRANTING 104 Motion for Scheduling Order as outlined in this Order. With the exception of the discovery sought by the Discovery Motions, all discovery related deadlines under the Local Rules (including deadlines for conducting Rule 26(f) discovery planning conference, exchanging initial disclosures, and filing the Joint Preliminary Report and Discovery Plan) shall be STAYED pending the outcome of the motion(s) to dismiss. Signed by Judge William S. Duffey, Jr on 10/19/2010. (kt) (Entered: 10/20/2010)

10/20/2010 Clerks Certificate of Mailing as to counsel for Belmont Holdings Corp. re 105 Order on Motion for Order. (kt) (Entered: 10/20/2010)

10/25/2010 106 RESPONSE in Opposition re 103 MOTION to Take Deposition from Scott Trapani filed by Ernst & Young LLP. (Chandler, John) (Entered: 10/25/2010)

10/25/2010 107 RESPONSE in Opposition re 103 MOTION to Take Deposition from Scott Trapani filed by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr. (Bosch, Thomas) (Entered: 10/25/2010)

10/25/2010 108 RESPONSE in Opposition re 103 MOTION to Take Deposition from Scott Trapani filed by Banc of America Securities LLC, Citigroup Global Markets Inc.,, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Suntrust Robinson Humphrey Inc., UBS Securities LLC. (Grantham, Mark) (Entered: 10/25/2010)

11/08/2010 109 REPLY to Response to Motion re 103 MOTION to Take Deposition from Scott Trapani filed by Belmont Holdings Corp.. (Brown, Andrew) (Entered: 11/08/2010)

11/12/2010 Submission of 103 MOTION to Take Deposition from Scott Trapani to District Judge William S. Duffey. (kt) (Entered: 11/12/2010)

01/12/2011 110 APPLICATION for Admission of Christopher D. Stewart Pro Hac Vice (Application fee $ 150, receipt number 113E-3082866)by Belmont Holdings Corp.. (Herman, John) (Entered: 01/12/2011)

01/26/2011 APPROVAL by Clerks Office re: 110 APPLICATION for Admission of Christopher D. Stewart Pro Hac Vice (Application fee $ 150, receipt number 113E-3082866). Attorney Christopher D. Stewart added appearing on behalf of Belmont Holdings Corp., Belmont Holdings Corp. (cdg) (Entered: 01/26/2011)

01/26/2011 ORDER (by docket entry only) granting 110 Application for Admission Pro Hac Vice of Christopher D. Stewart. Ordered by Judge William S. Duffey, Jr. on 1/26/11. (jdb) (Entered: 01/26/2011)

02/17/2011 111 OPINION AND ORDER denying 103 Lead Plaintiff's Motion to to Partially Lift the Discovery Stay. Signed by Judge William S. Duffey, Jr. on 2/17/2011. (pdw) (Entered: 02/18/2011)

03/21/2011 112 MOTION to Dismiss First Amended Consolidated Complaint with Brief In Support by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr. (Attachments: # 1 Brief in Support of Motion, # 2 Exhibit A)(Bosch, Thomas) (Entered: 03/21/2011)

03/21/2011 113 MOTION to Dismiss First Amended Complaint with Brief In Support by Banc of America Securities LLC, Citigroup Global Markets Inc.,, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Suntrust Robinson Humphrey Inc., UBS Securities LLC. (Grantham, Mark) (Entered: 03/21/2011)

03/21/2011 114 MOTION to Dismiss First Amended Consolidated Complaint with Brief In Support by Ernst & Young LLP. (Attachments: # 1 Brief)(Chandler, John) (Entered: 03/21/2011)

04/11/2011 115 Consent MOTION for Leave to File Excess Pages by Belmont Holdings Corp.. (Attachments: # 1 Text of Proposed Order for Leave to Exceed Page Limitation)(Brown, Andrew) (Entered: 04/11/2011)

04/18/2011 116 ORDER GRANTING 115 Motion for Leave to File Excess Pages, Lead Plaintiff may file a single consolidated opposition brief in response to the SunTrust Defendants', the Underwriter Defendants' and Ernest & Young LLP's motion to dismiss the First Amended Complaint, which shall not exceed 50-pages in length. Signed by Judge William S. Duffey, Jr on 5/15/2011. (kt) (Entered: 04/18/2011)

04/20/2011 117 RESPONSE in Opposition re 112 MOTION to Dismiss First Amended Consolidated Complaint, 113 MOTION to Dismiss First Amended Complaint , 114 MOTION to Dismiss First Amended Consolidated Complaint filed by Belmont Holdings Corp.. (Brown, Andrew) (Entered: 04/20/2011)

04/20/2011 118 NOTICE Of Filing by Belmont Holdings Corp. re 117 Response in Opposition to Motion, Plaintiff's Appendix of Exhibits in Support of Their Opposition to Defendants' Motion to Dismiss (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Brown, Andrew) (Entered: 04/20/2011)

04/26/2011 Submission of 112 MOTION to Dismiss First Amended Consolidated Complaint , 113 MOTION to Dismiss First Amended Complaint , 114 MOTION to Dismiss First Amended Consolidated Complaint , to District Judge William S. Duffey. (kt) (Entered: 04/26/2011)

05/10/2011 119 REPLY BRIEF re 114 MOTION to Dismiss First Amended Consolidated Complaint filed by Ernst & Young LLP. (Chandler, John) (Entered: 05/10/2011)

05/10/2011 120 REPLY to Response to Motion re 112 MOTION to Dismiss First Amended Consolidated Complaint filed by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr.

(Attachments: # 1 Exhibit 1 - 2007 10-K)(Bosch, Thomas) (Entered: 05/10/2011)

05/10/2011 121 REPLY BRIEF re 113 MOTION to Dismiss First Amended Complaint filed by Banc of America Securities LLC, Citigroup Global Markets Inc.,, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Suntrust Robinson Humphrey Inc., UBS Securities LLC. (Grantham, Mark) (Entered: 05/10/2011)

05/11/2011 Submission of 112 MOTION to Dismiss First Amended Consolidated Complaint , 113 MOTION to Dismiss First Amended Complaint , 114 MOTION to Dismiss First Amended Consolidated Complaint , to District Judge William S. Duffey. (kt) (Entered: 05/11/2011)

08/24/2011 122 NOTICE of Supplemental Authority in Support of 114 MOTION to Dismiss First Amended Consolidated Complaint by Ernst & Young LLP (Attachments: # 1 Exhibit 1)(Grosvenor, Cheri) Modified on 8/25/2011 to correct docket text (rej). (Entered: 08/24/2011)

08/29/2011 123 RESPONSE re 122 Notice (Other) Plaintiff's Response to Defendant Ernst & Young LLP's Notice of Supplemental Authority in Support of Motion to Dismiss filed by Belmont Holdings Corp.. (Attachments: # 1 Exhibit A)(Niehaus, Eric) (Entered: 08/29/2011)

09/07/2011 124 ORDER DENYING 112 Motion to Dismiss by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr. IT IS HEREBY FURTHER ORDERED that defendants Banc of America Securities LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Suntrust Robinson Humphrey Inc., and UBS Securities LLC.'s 113 Motion to Dismiss is DENIED. IT IS HEREBY FURTHER ORDERED that Defendant Ernst & Young LLP's 114 Motion to Dismiss is GRANTED IN PART and DENIED IN PART. It is GRANTED to the extent Plaintiff makes any claims under GAAP or GAAS, or for inadequate internal controls, that are related to representatives other than those concerning the ALLL, loan loses, and Provision. The Motion is DENIED otherwise. Signed by Judge William S. Duffey, Jr on 9/7/2011. (kt) (Entered: 09/07/2011)

09/16/2011 125 Consent MOTION for Extension of Time for Defendants to File Answers to Plaintiff's First Amended Consolidated Complaint, and for the Parties to submit the Joint Preliminary Report and Discovery Plan by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr. (Attachments: # 1 Text of Proposed Order)(Bosch, Thomas) (Entered: 09/16/2011)

09/19/2011 126 ORDER GRANTING 125 Consent Motion for Extension of Time for Defendants to file their respective Answers to Plaintiff's 102 First Amended Complaint. Defendants shall have until 10/21/2011 to file their respective answers. The Parties shall have

until 10/28/2011 to file the Joint Preliminary Report and Discovery Plan. Signed by Judge William S. Duffey, Jr on 9/19/2011. (kt) (Entered: 09/19/2011)

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127 NOTICE Of Filing Declarations of Scott A. Trapani, CFA by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Bosch, Thomas) (Entered: 09/28/2011)

128 MOTION for Reconsideration re 124 Order on Motion to Dismiss,,,,,,,,,,,,,, with Brief In Support by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr. (Attachments: # 1 Brief in Support)(Bosch, Thomas) (Entered: 09/28/2011)

129 MOTION for Reconsideration re 124 Order on Motion to Dismiss,,,,,,,,,,,,,, with Brief In Support by Ernst & Young LLP. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Chandler, John) (Entered: 09/28/2011)

130 NOTICE of Appearance by Ann Marie Byrd on behalf of Banc of America Securities LLC, Citigroup Global Markets Inc.,, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Suntrust Robinson Humphrey Inc., UBS Securities LLC (Byrd, Ann) (Entered: 09/28/2011)

131 NOTICE by Morgan Stanley & Co. Incorporated of Name Change and Amended Corporate Disclosure Statement (Byrd, Ann) (Entered: 09/28/2011)

09/28/2011 132 NOTICE by Banc of America Securities LLC, Citigroup Global Markets Inc.,, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Suntrust Robinson Humphrey Inc., UBS Securities LLC of Joinder by Underwriter Defendants in Suntrust Defendants' Motion for Reconsideration [Dkt.128] (Byrd, Ann) (Entered: 09/28/2011)

10/10/2011 133 Emergency MOTION for Extension of Time to Answer and Submit Joint Preliminary Report and Discovery Plan re: 126 Order on Motion for Extension of Time, by Banc of America Securities LLC, Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Citigroup Global Markets Inc.,, Alston D. Correll, Jeffrey C. Crowe, Ernst & Young LLP, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, Merrill Lynch, Pierce, Fenner & Smith Incorporated, G. Gilmer Minor, III, Morgan Stanley & Co. Incorporated, Thomas E. Panther, Larry L. Prince, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, Suntrust Robinson Humphrey Inc., UBS Securities LLC, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr. (Attachments: # 1 Text of Proposed Order)(Grosvenor, Cheri) (Entered: 10/10/2011)

10/11/2011 134 ORDER GRANTING 133 Motion for Extension of Time for submission of answers to

102 First Amended Complaint and the Parties Joint Preliminary Report and Discovery Plan as follows: (1) If the claims against a defendant are not dismissed upon reconsideration, that defendants' answer to the First Amended Complaint shall be due thirty (30) days following the entry of an order denying the Defendant's Motion for Reconsideration; and (2) the Joint Preliminary Report and Discovery Plan shall be submitted by the surviving parties forty-five (45) days following the entry of an order denying some or all of the Motions for Reconsideration. Signed by Judge William S. Duffey, Jr on 10/11/2011. (kt) (Entered: 10/11/2011)

10/17/2011 135 RESPONSE in Opposition re 128 MOTION for Reconsideration re 124 Order on Motion to Dismiss,,,,,,,,,,,,,, MOTION for Reconsideration re 124 Order on Motion to Dismiss,,,,,,,,,,,,,, MOTION for Reconsideration re 124 Order on Motion to Dismiss,,,,,,,,,,,,,, to SunTrust Defendants' Motion for Reconsideration filed by Belmont Holdings Corp.. (Attachments: # 1 Affidavit of Desiree Monty Torres in Support of Plaintiffs' Opposition to SunTrust Defendants' Motion for Reconsideration)(Brown, Andrew) (Entered: 10/17/2011)

10/17/2011 136 RESPONSE in Opposition re 129 MOTION for Reconsideration re 124 Order on Motion to Dismiss,,,,,,,,,,,,,, to Defendant Ernst & Young LLP's Motion for Reconsideration filed by Belmont Holdings Corp.. (Brown, Andrew) (Entered: 10/17/2011)

10/18/2011 137 MOTION for Order Removing David A. Terry As Counsel For Underwriter Defendants And From CM/ECF Notices by Banc of America Securities LLC, Citigroup Global Markets Inc.,, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Suntrust Robinson Humphrey Inc., UBS Securities LLC. (Attachments: # 1 Text of Proposed Order Removing David A. Terry As Counsel For Underwriter Defendants And From CM/ECF Notices)(Byrd, Ann) (Entered: 10/18/2011)

10/19/2011 138 ORDER GRANTING 137 Motion for Order Removing David A. Terry as Counsel for Underwriter Defendants. David Terry shall no longer receive electronic notices and service through the CM/ECF system for this case. Signed by Judge William S. Duffey, Jr on 10/18/2011. (kt) Modified on 10/19/2011 (kt). (Entered: 10/19/2011)

10/19/2011 Notification of Docket Correction re 138 Order on Motion for Order. Edited to correct docket text. (kt) (Entered: 10/19/2011)

11/03/2011 139 MOTION for Sanctions Against Plaintiff and Plaintiff's Counsel with Brief In Support by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr. (Attachments: # 1 Brief in Support, # 2 Exhibit A, # 3 Exhibit B)(Bosch, Thomas) (Entered: 11/03/2011)

11/03/2011 140 MOTION for Sanctions Pursuant to PSLRA and Rule 11 Against Plaintiff with Brief In Support by Ernst & Young LLP. (Attachments: # 1 Brief)(Chandler, John) (Entered: 11/03/2011)

11/03/2011 141 REPLY to Response to Motion re 128 MOTION for Reconsideration re 124 Order on I Motion to Dismiss,,,,,,,,,,,,,, MOTION for Reconsideration re 124 Order on Motion to

Dismiss,,,,,,,,,,,,,, MOTION for Reconsideration re 124 Order on Motion to Dismiss,,,,,,,,,,,,,, filed by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr. (Attachments: # 1 Exhibit 1 to Reply Brief - Mast Declaration, # 2 Exhibit A to Mast Declaration)(Bosch, Thomas) (Entered: 11/03/2011)

11/03/2011 142 NOTICE by Banc of America Securities LLC, Citigroup Global Markets Inc.,, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Suntrust Robinson Humphrey Inc., UBS Securities LLC re 141 Reply to Response to Motion,,, Joinder by Underwriter Defendants in SunTrust Defendants' Reply In Support of Motion for Reconsideration (Byrd, Ann) (Entered: 11/03/2011)

11/03/2011 143 REPLY BRIEF re 129 MOTION for Reconsideration re 124 Order on Motion to Dismiss,,,,,,,,,,,,,, and Request for Oral Argument filed by Ernst & Young LLP. (Chandler, John) (Entered: 11/03/2011)

11/03/2011 144 NOTICE by Banc of America Securities LLC, Citigroup Global Markets Inc.,, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Suntrust Robinson Humphrey Inc., UBS Securities LLC re 139 MOTION for Sanctions Against Plaintiff and Plaintiff's Counsel of Joinder in SunTrust Defendants' Motion for Rule 11 Sanctions (Byrd, Ann) (Entered: 11/03/2011)

11/15/2011 Submission of 128 MOTION for Reconsideration re 124 Order on Motion to Dismiss, and 129 MOTION for Reconsideration re 124 Order on Motion to Dismiss, to District Judge William S. Duffey. (kt) (Entered: 11/15/2011)

11/21/2011 145 RESPONSE in Opposition re 140 MOTION for Sanctions Pursuant to PSLRA and Rule 11 Against Plaintiff, 139 MOTION for Sanctions Against Plaintiff and Plaintiff's Counsel filed by Belmont Holdings Corp.. (Attachments: # 1 Affidavit of Scott A. Trapani, CFA)(Brown, Andrew) (Entered: 11/21/2011)

12/08/2011 146 REPLY BRIEF re 139 MOTION for Sanctions Against Plaintiff and Plaintiff's Counsel filed by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr. (Attachments: # 1 Exhibit A - Response Letter, # 2 Exhibit B - Mast Declaration, # 3 Exhibit A (Part 1) to Mast Declaration, # 4 Exhibit A (Part 2) to Mast Declaration)(Bosch, Thomas) (Entered: 12/08/2011)

12/08/2011 147 REPLY BRIEF re 140 MOTION for Sanctions Pursuant to PSLRA and Rule 11 Against Plaintiff and Plaintiff's Counsel filed by Ernst & Young LLP. (Chandler, John) (Entered: 12/08/2011)

12/08/2011 148 NOTICE Of Filing Joinder of Underwriter Defendants in Reply Memorandum in Support of SunTrust Defendants' Motion for Rule 11 Sanctions by Banc of America Securities LLC, Citigroup Global Markets Inc.,, Merrill Lynch, Pierce, Fenner &

Smith Incorporated, Morgan Stanley & Co. Incorporated, Suntrust Robinson Humphrey Inc., UBS Securities LLC re 146 Reply Brief,,, (Byrd, Ann) (Entered: 12/08/2011)

12/12/2011 Submission of 139 MOTION for Sanctions Against Plaintiff and Plaintiff's Counsel , 140 MOTION for Sanctions Pursuant to PSLRA and Rule 11 Against Plaintiff, to District Judge William S. Duffey. (kt) (Entered: 12/12/2011)

03/22/2012 149 NOTICE by Robert M. Beall, II, J. Hyatt Brown, Mark A. Chancy, Alston D. Correll, Jeffrey C. Crowe, Thomas C. Farnsworth, Jr, Raymond D. Fortin, Patricia C. Frist, Blake P. Garrett, Jr, David H. Hughes, L. Phillip Humann, E. Neville Isdell, M. Douglas Ivester, J. Hicks Lanier, G. Gilmer Minor, III, Thomas E. Panther, Larry L. Prince, William H. Rogers, Jr, Frank S. Royal, Suntrust Banks, Inc., Suntrust Capital IX, James M. Wells III, Karen Hastie Williams, Phail Wynn, Jr re 139 MOTION for Sanctions Against Plaintiff and Plaintiff's Counsel , 128 MOTION for Reconsideration re 124 Order on Motion to Dismiss,,,,,,,,,,,,,, MOTION for Reconsideration re 124 Order on Motion to Dismiss,,,,,,,,,,,,,, MOTION for Reconsideration re 124 Order on Motion to Dismiss,,,,,,,,,,,,,, of Supplemental Authority (Attachments: # 1 Exhibit A)(Bosch, Thomas) (Entered: 03/22/2012)

03/27/2012 150 RESPONSE re 149 Notice (Other), Notice (Other), Notice (Other), Notice (Other) to SunTrust Defendants' Notice of Supplemental Authority in Support of Motion for Reconsideration and Motion for Rule 11 Sanctions filed by Belmont Holdings Corp.. (Attachments: # 1 Exhibit 1: In re Pfizer, 2012 U.S. Dist. LEXIS 39449 (S.D.N.Y Mar. 22, 2012))(Brown, Andrew) (Entered: 03/27/2012)

08/28/2012 151 ORDER GRANTING SunTrust's 128 Motion for Reconsideration ; and GRANTING E&Y's 129 Motion for Reconsideration. Plaintiff's claims against all Defendants are DISMISSED. IT IS FURTHER ORDERED that the SunTrust Defendants' 139 Motion for Rule 11 Sanctions; and E&Y'S 140 Motion for PLSRA are DENIED. Signed by Judge William S. Duffey, Jr on 8/28/2012. (kt) (Entered: 08/28/2012)

08/28/2012 152 CLERK'S JUDGMENT ENTERED. (kt)--Please refer to http://www.ca11.uscourts.gov to obtain an appeals jurisdiction checklist-- (Entered: 08/28/2012)

08/28/2012 Civil Case Terminated. (kt) (Entered: 08/28/2012)

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