US District Court Civil Docket as of November 26, 2019 Retrieved from the court on November 26, 2019

U.S. District Court District of New Jersey [LIVE] (Trenton)

CIVIL DOCKET FOR CASE #: 3:14-cv-07081-PGS-TJB

LI v. AETERNA ZENTARIS, INC. et al Assigned to: Judge Peter G. Sheridan Referred to: Magistrate Judge Tonianne J. Bongiovanni Case in other court: 3rd Circuit, 18-02474Cause: 15:78m(a) Securities Exchange Act

Date Filed: 11/11/2014 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Movant

Baruch Zimmerman represented by GARY S. GRAIFMAN KANTROWITZ, GOLDHAMER & GRAIFMAN, ESQS. 210 SUMMIT AVENUE MONTVALE, NJ 07645 (201) 391-7000 Email: ggraifman@kgglaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Gregory Vizirgianakis represented by DONALD A. ECKLUND CARELLA, BYRNE, CECCHI, OLSTEIN, BRODY & AGNELLO, P.C. 5 BECKER FARM ROAD ROSELAND, NJ 07068 (973) 994-1700 Fax: (973) 994-1744 Email: decklund@carellabyrne.com LEAD ATTORNEY ATTORNEY TO BE NOTICED JAMES E. CECCHI CARELLA BYRNE CECCHI OLSTEIN BRODY & AGNELLO, P.C. 5 BECKER FARM ROAD ROSELAND, NJ 07068 (973) 994-1700 Fax: (973) 994-1744 Email: jcecchi@carellabyrne.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Phong Thomas Dinh represented by DONALD A. ECKLUND (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED JAMES E. CECCHI (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Jamshid Khodavandi TERMINATED: 03/03/2015

represented by DONALD A. ECKLUND (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED JAMES E. CECCHI (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Amelia Mok represented by BRUCE DANIEL GREENBERG LITE DEPALMA GREENBERG, LLC 570 BROAD STREET SUITE 1201 NEWARK, NJ 07102 (973) 623-3000 Email: bgreenberg@litedepalma.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Jason Davis represented by BRUCE DANIEL GREENBERG (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lead Plaintiff

Phong Thomas Dinh represented by LAURENCE M. ROSEN THE ROSEN LAW FIRM, PA 609 W. South Orange Avenue Suite 2P SOUTH ORANGE, NJ 07079 (973) 313-1887 Email: lrosen@rosenlegal.com LEAD ATTORNEY ATTORNEY TO BE NOTICED JAMES E. CECCHI

(See above for address) ATTORNEY TO BE NOTICED

Lead Plaintiff

Gregory Vizirgianakis represented by LAURENCE M. ROSEN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED JAMES E. CECCHI (See above for address) ATTORNEY TO BE NOTICED

Lead Plaintiff

JAMSHID KHODAVANDI represented by LAURENCE M. ROSEN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lead Plaintiff

JAMSHID KHODAVANDI represented by LAURENCE M. ROSEN (See above for address) ATTORNEY TO BE NOTICED

Lead Plaintiff

Gregory Vizirgianakis represented by LAURENCE M. ROSEN (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

BING LI Individually and on Behalf of All Others Similarly Situated

represented by ERICA L. STONE THE ROSEN LAW FIRM PA 275 MADISON AVENUE 34TH FLOOR NEW YORK, NY 10016 212-686-1060 Email: estone@rosenlegal.com LEAD ATTORNEY ATTORNEY TO BE NOTICED LAURENCE M. ROSEN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff Consolidated

HERBERT SILVERBERG Individually and on behalf of all others similary situated, 3:14-7164

represented by GARY S. GRAIFMAN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff Consolidated

ABDUL-HASSAN MOHAMMED ABDUL-HASSAN Individually and on behalf of all others similarly situated, 3:14-7225

represented by JAMES E. CECCHI (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff Consolidated

MARK FRIEDMAN Individually and on behalf of all others similarly situated, 3:14-7301

represented by BRUCE DANIEL GREENBERG (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED JEFFREY ALAN SHOOMAN FORD HARRISON LLP 60 EAST 42ND STREET 51ST FLOOR NEW YORK, NY 10165 (212) 453-5900 Fax: (212) 453-5959 Email: jshooman@fordharrison.com TERMINATED: 03/08/2016 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff Consolidated

JAMSHID KHODAVANDI Individually and on Behalf of All Others Similarly Situated, 3:15-00091

represented by LAURENCE M. ROSEN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED JAMES E. CECCHI (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant

AETERNA ZENTARIS, INC. represented by AUSTIN A. EVANS KING & SPALDING LLP 1180 PEACHTREE STREET, N.E. ATLANTA, GA 30309-3521 404-572-4665 Email: aevans@kslaw.com TERMINATED: 09/20/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED FELICE BETH GALANT NORTON ROSE FULBRIGHT US LLP 1301 Avenue of the Americas NEW YORK, NY 10019-6022

212-318-3000 Email: felice.galant@nortonrosefulbright.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

DAVID A. DODD represented by AUSTIN A. EVANS (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED RYAN T. KEARNEY King & Spalding LLP 1180 Peachtree Street NE Atlanta, GA 30309 United Sta 4045724656 Email: rkearney@kslaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

JUERGEN ENGEL represented by AUSTIN A. EVANS (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED RYAN T. KEARNEY (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

DENNIS TURPIN TERMINATED: 03/02/2016

represented by AUSTIN A. EVANS (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

JUDE DINGES TERMINATED: 03/02/2016

represented by AUSTIN A. EVANS (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

RICHARD SACHSE TERMINATED: 03/02/2016

represented by AUSTIN A. EVANS (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

PAUL BLAKE represented by AUSTIN A. EVANS (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED RYAN T. KEARNEY (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

NICHOLAS J PELLICCIONE represented by AUSTIN A. EVANS (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED RYAN T. KEARNEY (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # Docket Text

11/11/2014 1 COMPLAINT against AETERNA ZENTARIS, INC., PAUL BLAKE, JUDE DINGES, DAVID A. DODD, JUERGEN ENGEL, RICHARD SACHSE, DENNIS TURPIN ( Filing and Admin fee $ 400 receipt number 6042586) with JURY DEMAND, filed by BING LI. (Attachments: # 1 Certification, # 2 Civil Cover Sheet)(kas, ) (Entered: 11/13/2014)

11/13/2014 2 SUMMONS ISSUED as to AETERNA ZENTARIS, INC., PAUL BLAKE, JUDE DINGES, DAVID A. DODD, JUERGEN ENGEL, RICHARD SACHSE, DENNIS TURPIN Attached is the official court Summons, please fill out Defendant and Plaintiffs attorney information and serve. Issued By *Kim Stillman* (kas, ) (Entered: 11/13/2014)

12/23/2014 3 NOTICE of Appearance by AUSTIN A. EVANS on behalf of All Defendants (EVANS, AUSTIN) (Entered: 12/23/2014)

12/23/2014 4 MOTION to Consolidate Cases and to Transfer by AETERNA ZENTARIS, INC., PAUL BLAKE, JUDE DINGES, DAVID A. DODD, JUERGEN ENGEL, RICHARD SACHSE, DENNIS TURPIN. (Attachments: # 1 Brief in Support, # 2 Exhibit A, # 3 Exhibit B, # 4 Text of Proposed Order, # 5 Certificate of Service)(EVANS, AUSTIN) (Entered: 12/23/2014)

12/23/2014 5 Corporate Disclosure Statement by AETERNA ZENTARIS, INC.. (EVANS, AUSTIN) (Entered: 12/23/2014)

12/23/2014 Set Deadlines as to 4 MOTION to Consolidate Cases and to Transfer. ORAL ARGUMENT REQUIRED - Motion set for 1/20/2015 at 01:30 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (jjc) (Entered: 12/23/2014)

01/06/2015 6 BRIEF in Opposition filed by BING LI re 4 MOTION to Consolidate Cases and to Transfer (Attachments: # 1 Declaration, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3)(ROSEN, LAURENCE) (Entered: 01/06/2015)

01/07/2015 7 NOTICE of Appearance by ERICA L. STONE on behalf of BING LI (STONE, ERICA) (Entered: 01/07/2015)

01/07/2015 ORAL ARGUMENT REQUIRED on 4 MOTION to Consolidate Cases and to Transfer. Motion set for 2/2/2015 at 10:00 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 01/07/2015)

01/07/2015 8 MOTION for Leave to Appear Pro Hac Vice for Phillip Kim by BING LI. (Attachments: # 1 Certification Certification of Phillip Kim, # 2 Text of Proposed Order Proposed Order)(STONE, ERICA) (Entered: 01/07/2015)

01/08/2015 CLERK'S QUALITY CONTROL MESSAGE - The Application 8 filed by Erica Stone on 1/7/2015 was submitted incorrectly as a Motion. PLEASE RESUBMIT THE Application USING Application/Petition. This submission will remain on the docket unless otherwise ordered by the court. (kas, ) (Entered: 01/08/2015)

01/08/2015 9 APPLICATION/PETITION for Phillip Kim to Appear Pro Hac Vice for by BING LI. (Attachments: # 1 Certification of Phillip Kim, # 2 Text of Proposed Order Proposed Order)(STONE, ERICA) (Entered: 01/08/2015)

01/09/2015 10 ORDER admitting Phillip Kim, Esq. Pro Hac Vice. Signed by Magistrate Judge Tonianne J. Bongiovanni on 1/9/2015. (kas, ) (Entered: 01/09/2015)

01/12/2015 11 APPLICATION/PETITION for Admission Pro Hac Vice of Michael R. Smith for by AETERNA ZENTARIS, INC., PAUL BLAKE, JUDE DINGES, DAVID A. DODD, JUERGEN ENGEL, RICHARD SACHSE, DENNIS TURPIN. (Attachments: # 1 Certification and Letter of Good Standing, # 2 Text of Proposed Order)(EVANS, AUSTIN) (Entered: 01/12/2015)

01/12/2015 12 MOTION to Consolidate Cases , MOTION to Appoint Lead Plaintiff by Baruch Zimmerman. (Attachments: # 1 Memorandum of Law in Support of Motion of Baruch Zimmerman for Consolidation, Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel, # 2 Declaration of Gary S. Graifman in Support of the Motion of Baruch Zimmerman for Consolidation, Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel, # 3 [Proposed] Order (I) Consolidating the Actions (II) Appointing Baruch Zimmerman as Lead Plaintiff and (III) Approving Movant's Selection of Counsel, # 4 Certificate of Service)(GRAIFMAN, GARY) (Entered: 01/12/2015)

01/12/2015 13 MOTION for consolidation, appointment as Lead Plaintiffs, and approval of Co-Lead Counsel and Liaison Counsel by Gregory Vizirgianakis, Phong Thomas Dinh, Jamshid Khodavandi. (Attachments: # 1 Brief, # 2 Text of Proposed Order, # 3 Declaration of James E. Cecchi, # 4 Exhibit A to Cecchi Decl., # 5 Exhibit B to Cecchi Decl., # 6 Exhibit C to Cecchi Decl., # 7 Exhibit D to Cecchi Decl., # 8 Exhibit E to Cecchi Decl., # 9 Exhibit F to Cecchi Decl., # 10 Certificate of Service)(CECCHI, JAMES) (Entered: 01/12/2015)

01/12/2015 14 MOTION to Appoint Lead Plaintiff and to consolidate cases by Amelia Mok, Jason Davis. (Attachments: # 1 Brief, # 2 Declaration of Bruce D. Greenberg, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Text of Proposed Order)(GREENBERG, BRUCE) (Entered: 01/12/2015)

01/13/2015 Set Deadlines as to 14 MOTION to Appoint Lead Plaintiff and to consolidate cases, 13 MOTION for consolidation, appointment as Lead Plaintiffs, and approval of Co-Lead Counsel and Liaison Counsel , 12 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff . Motion set for 2/17/2015 before Magistrate Judge Tonianne J. Bongiovanni. The motion will be decided on the papers. No appearances required unless notified by the court. (kas, ) (Entered: 01/13/2015)

01/13/2015 15 ORDER Granting pro hac vice admission as to Michael R. Smith, Esq. Signed by Magistrate Judge Tonianne J. Bongiovanni on 1/13/2015. (kas, ) (Entered: 01/13/2015)

01/20/2015 16 CERTIFICATION in Opposition filed by HERBERT SILVERBERG re 4 MOTION to Consolidate Cases and to Transfer (Attachments: # 1 Certificate of Service)(GRAIFMAN, GARY) (Entered: 01/20/2015)

01/20/2015 17 MOTION to Withdraw Appointment of Baruch Zimmerman as Lead Plaintiff by Baruch Zimmerman. (Attachments: # 1 Certificate of Service)(GRAIFMAN, GARY) (Entered: 01/20/2015)

01/22/2015 Pro Hac Vice fee: as to Phillip Kim $ 150, receipt number tre051932 (kas, ) (Entered: 01/22/2015)

01/22/2015 18 NOTICE by Jason Davis, Amelia Mok Notice of Non-Opposition (GREENBERG, BRUCE) (Entered: 01/22/2015)

01/22/2015 19 Notice of Request by Pro Hac Vice Phillip Kim to receive Notices of Electronic Filings. (STONE, ERICA) (Entered: 01/22/2015)

01/26/2015 Set Deadlines as to 14 MOTION to Appoint Lead Plaintiff and to consolidate cases, 13 MOTION for consolidation, appointment as Lead Plaintiffs, and approval of Co-Lead Counsel and Liaison Counsel , 12 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff , 4 MOTION to Consolidate Cases and to Transfer. Motion set for 2/2/2015 is adjourned to 2/25/2015 at 10:00 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 01/26/2015)

01/26/2015 Pro Hac Vice fee: as to Michael R. Smith $ 150, receipt number tre052043 (kas, ) (Entered: 01/26/2015)

01/26/2015 20 Letter from Donald A. Ecklund to the Honorable Peter G.Sheridan, U.S.D.J.. (ECKLUND, DONALD) (Entered: 01/26/2015)

01/26/2015 21 REPLY BRIEF to Opposition to Motion filed by AETERNA ZENTARIS, INC., PAUL BLAKE, JUDE DINGES, DAVID A. DODD, JUERGEN ENGEL, RICHARD SACHSE, DENNIS TURPIN re 4 MOTION to Consolidate Cases and to Transfer (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5Exhibit E)(EVANS, AUSTIN) (Entered: 01/26/2015)

02/03/2015 22 Letter from Austin A. Evans Regarding Feb. 25, 2015 Hearing. (EVANS, AUSTIN) (Entered: 02/03/2015)

02/04/2015 23 Letter ORDER adjourning all motions scheduled for 2/25/2015 to 3/2/2015. Signed by Judge Peter G. Sheridan on 2/4/2015. (kas, ) (Entered: 02/04/2015)

02/05/2015 24 RESPONSE to Motion filed by AETERNA ZENTARIS, INC., PAUL BLAKE, JUDE DINGES, DAVID A. DODD, JUERGEN ENGEL, RICHARD SACHSE, DENNIS TURPIN re 13 MOTION for consolidation, appointment as Lead Plaintiffs, and approval of Co-Lead Counsel and Liaison Counsel , 14 MOTION to Appoint

Lead Plaintiff and to consolidate cases, 12 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff (EVANS, AUSTIN) (Entered: 02/05/2015)

02/09/2015 ORAL ARGUMENT REQUIRED for the 14 MOTION to Appoint Lead Plaintiff and to consolidate cases, 13 MOTION for consolidation, appointment as Lead Plaintiffs, and approval of Co-Lead Counsel and Liaison Counsel , 12 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff , 4 MOTION to Consolidate Cases and to Transfer. Motions set for 3/2/2015 at 12:00 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 02/09/2015)

02/09/2015 25 ORDER admitting Robert V. Prongay, Esq. Pro Hac Vice. Signed by Magistrate Judge Tonianne J. Bongiovanni on 2/9/2015. (kas, ) (Entered: 02/09/2015)

02/12/2015 26 NOTICE of Appearance by DONALD A. ECKLUND on behalf of Phong Thomas Dinh, Jamshid Khodavandi, Gregory Vizirgianakis (ECKLUND, DONALD) (Entered: 02/12/2015)

02/26/2015 Pro Hac Vice fee: as to Robert V. Prongay $ 150, receipt number tre053467 (kas, ) (Entered: 02/26/2015)

03/02/2015 28 Minute Entry for proceedings held before Judge Peter G. Sheridan: Motion Hearing held on 3/2/2015 re 13 MOTION for consolidation, appointment as Lead Plaintiffs, and approval of Co-Lead Counsel and Liaison Counsel filed by Gregory Vizirgianakis, Jamshid Khodavandi, Phong Thomas Dinh, JAMSHID KHODAVANDI, (Granted) 14 MOTION to Appoint Lead Plaintiff and to consolidate cases filed by Amelia Mok, Jason Davis. (Granted) (Court Reporter/Recorder Frank Gable.) (dh, ) (Entered: 03/06/2015)

03/03/2015 27 ORDER granting in part and denying in part 4 Defts' Motion to Consolidate and Transfer Venue; granting 12 Motion to Consolidate Cases; that 14-7164 (PGS), 14-7225 (FLW), 14-7301 (FLW) and 15-91 (PGS) are consolidated under 14-7081 (PGS); that Pltf Aeterna Zentaris Investors Group's Motion to Appoint Lead Pltf and Lead Counsel is granted; that Pltf Aeterna Zentaris Investors Group is appointed as Lead Pltf; that The Rosen Law Firm is appointed Lead Counsel to the Pltfs; appointing Glancy Binkow & Goldberg LLP as Co-Lead Counsel to the Pltfs; that Carella Byrne Cecchi Olstein Brody & Agnello, P.C. is appointed Liasion Counsel to the Pltfs; terminating Motions 13 and 14 . Signed by Judge Peter G. Sheridan on 3/3/2015. (kas) (Entered: 03/03/2015)

03/10/2015 29 STIPULATION AND (PROPOSED) ORDER SETTING SCHEDULE FOR (1) FILING OF AMENDED COMPLAINT AND (2) BRIEFING ON MOTION TO DISMISS by Phong Thomas Dinh, Gregory Vizirgianakis, JAMSHID KHODAVANDI. (ROSEN, LAURENCE) (Entered: 03/10/2015)

03/11/2015 CLERK'S QUALITY CONTROL MESSAGE - The Stipulation 29 ) submitted by Laurence Rosen on 3/10/2015 must be executed by a Judicial Officer before filing. Please forward to the appropriate Judicial Officer in accordance with his/her preferred practice as found on our website. This submission will remain on the docket unless otherwise ordered by the court. This message is for informational purposes only. (kas, ) (Entered: 03/11/2015)

03/24/2015 30 STIPULATION AND ORDER setting schedule for filing of amended complaint and briefing on motion to dismiss. Signed by Judge Peter G. Sheridan on 3/23/2015. (kas, ) (Entered: 03/24/2015)

04/10/2015 31 AMENDED COMPLAINT For Violations of the Federal Securities Laws against All Defendants All Defendants., filed by JAMSHID KHODAVANDI, Phong Thomas Dinh, Gregory Vizirgianakis.(CECCHI, JAMES) (Entered: 04/10/2015)

04/13/2015 32 Notice of Request by Pro Hac Vice Robert V. Prongay to receive Notices of Electronic Filings. (ECKLUND, DONALD) (Entered: 04/13/2015)

04/27/2015 33 Application and Proposed Order for Clerk's Order to extend time to answer as to all Defendants.. (Attachments: # 1 Text of Proposed Order)(EVANS, AUSTIN) (Entered: 04/27/2015)

04/28/2015 34 ORDER that the Defendants have until 5/26/2015 to respond to the Amended Complaint. Signed by Judge Peter G. Sheridan on 4/28/2015. (kas, ) (Entered: 04/28/2015)

05/12/2015 35 NOTICE by Phong Thomas Dinh, JAMSHID KHODAVANDI, Gregory Vizirgianakis of Firm Name Change (ECKLUND, DONALD) (Entered: 05/12/2015)

05/26/2015 36 MOTION to Dismiss Lead Plaintiffs' Amended Class Action Complaint by AETERNA ZENTARIS, INC., PAUL BLAKE, JUDE DINGES, DAVID A. DODD, JUERGEN ENGEL, RICHARD SACHSE, DENNIS TURPIN. (Attachments: # 1 Brief, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Text of Proposed Order, # 10 Certificate of Service)(EVANS, AUSTIN) (Entered: 05/26/2015)

05/27/2015 ORAL ARGUMENT REQUIRED for the 36 MOTION to Dismiss Lead Plaintiffs' Amended Class Action Complaint. Motion set for 7/6/2015 AT 10:30 AM Courtroom 4E before Judge Peter G. Sheridan. (kas). (Entered: 05/27/2015)

05/27/2015 37 Application and Proposed Order for Clerk's Order to extend time to answer as to Lead Plaintiffs' Response to Defendants' Motion to Dismiss. Attorney LAURENCE M. ROSEN for Phong Thomas Dinh,LAURENCE M. ROSEN for JAMSHID KHODAVANDI,LAURENCE M. ROSEN for Gregory Vizirgianakis added. (Attachments: # 1 Text of Proposed Order)(ROSEN, LAURENCE) (Entered: 05/27/2015)

05/28/2015 CLERK'S QUALITY CONTROL MESSAGE - The Application 37 filed by Laurence Rosen on 5/27/2015 was submitted incorrectly as a Application and Proposed Order for Clerk's Order to extend time to answer. PLEASE RESUBMIT THE Application USING Application/Petition. This submission will remain on the docket unless otherwise ordered by the court. (kas, ) (Entered: 05/28/2015)

05/28/2015 38 APPLICATION/PETITION for Extension of Time for Lead Plaintiffs to Respond to Defendants' Motion to Dismiss for by Phong Thomas Dinh, JAMSHID KHODAVANDI, Gregory Vizirgianakis. (Attachments: # 1 Text of Proposed Order)(ROSEN, LAURENCE) (Entered: 05/28/2015)

06/09/2015 39 ORDER that Plaintiffs Application for an Extension of Time is GRANTED, and Plaintiffs shall file their opposition to Defendants Motion to Dismiss on or before July 9, 2015. Signed by Judge Peter G. Sheridan on 6/9/2015. (kas, ) (Entered: 06/11/2015)

06/18/2015 ORAL ARGUMENT REQUIRED for the 36 MOTION to Dismiss Lead Plaintiffs' Amended Class Action Complaint. Motion set for 7/6/2015 moved to 7/29/2015 at 10:30 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 06/18/2015)

06/19/2015 40 Letter from Austin Evans re Set/Reset Motion and R&R Deadlines/Hearings. (EVANS, AUSTIN) (Entered: 06/19/2015)

06/23/2015 41 Letter ORDER adjourning the Motion to Dismiss to 8/20/2015. Signed by Judge Peter G. Sheridan on 6/22/2015. (kas, ) (Entered: 06/23/2015)

06/29/2015 ORAL ARGUMENT REQUIRED for the 36 MOTION to Dismiss Lead Plaintiffs' Amended Class Action Complaint. Motion set for 8/20/2015 at 11:00 AM in Trenton -Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 06/29/2015)

07/09/2015 42 BRIEF in Opposition filed by Phong Thomas Dinh, JAMSHID KHODAVANDI, Gregory Vizirgianakis re 36 MOTION to Dismiss Lead Plaintiffs' Amended Class Action Complaint (CECCHI, JAMES) (Entered: 07/09/2015)

07/30/2015 43 REPLY to Response to Motion filed by AETERNA ZENTARIS, INC., PAUL BLAKE, JUDE DINGES, DAVID A. DODD, JUERGEN ENGEL, RICHARD SACHSE, DENNIS TURPIN re 36 MOTION to Dismiss Lead Plaintiffs' Amended Class Action Complaint (Attachments: # 1 Exhibit H, # 2 Exhibit I)(EVANS, AUSTIN) (Entered: 07/30/2015)

07/31/2015 44 Letter from Laurence Rosen. (ROSEN, LAURENCE) (Entered: 07/31/2015)

08/03/2015 45 Letter from Austin Evans re 44 Letter. (EVANS, AUSTIN) (Entered: 08/03/2015)

08/20/2015 46 Minute Entry for proceedings held before Judge Peter G. Sheridan: Motion Hearing held on 8/20/2015 re 36 MOTION to Dismiss Lead Plaintiffs' Amended Class Action Complaint filed by DENNIS TURPIN, AETERNA ZENTARIS, INC., RICHARD SACHSE, JUDE DINGES, JUERGEN ENGEL, DAVID A. DODD, PAUL BLAKE, Motions Taken Under Advisement. (Court Reporter/Recorder Frank Gable.) (dh, ) (Entered: 08/21/2015)

09/14/2015 47 Minute Entry for proceedings held before Judge Peter G. Sheridan: Miscellaneous Hearing held on 9/14/2015. (Court Reporter/Recorder Frank Gable.) (dh, ) (Entered: 09/14/2015)

09/16/2015 48 ORDER granting 36 Motion to Dismiss ***CIVIL CASE TERMINATED. Signed by Judge Peter G. Sheridan on 9/14/2015. (kas, ) (Entered: 09/16/2015)

10/14/2015 49 AMENDED COMPLAINT Second Amended Class Action Complaint For Violations of the Federal Securities Laws against AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE, filed by JAMSHID KHODAVANDI, Phong Thomas Dinh, Gregory Vizirgianakis. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(ROSEN, LAURENCE) (Entered: 10/14/2015)

10/14/2015 50 Request for Summons to be Issued by JAMSHID KHODAVANDI, Phong Thomas Dinh, Gregory Vizirgianakis as to NICHOLAS J PELLICCIONE. (ROSEN, LAURENCE) (Entered: 10/14/2015)

10/15/2015 51 ORDER restoring this case to active court docket. Signed by Judge Peter G. Sheridan on 10/15/2015. (kas, ) (Entered: 10/15/2015)

10/16/2015 52 SUMMONS ISSUED as to NICHOLAS J PELLICCIONE Attached is the official court Summons, please fill out Defendant and Plaintiffs attorney information and serve. Issued By *KIM STILLMAN* (kas, ) (Entered: 10/16/2015)

10/20/2015 53 STIPULATION re 49 Amended Complaint, and Order Setting Briefing Schedule by AETERNA ZENTARIS, INC., PAUL BLAKE, JUDE DINGES, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE, RICHARD SACHSE, DENNIS TURPIN. (EVANS, AUSTIN) (Entered: 10/20/2015)

10/21/2015 CLERK'S QUALITY CONTROL MESSAGE - The Stipulation 53 submitted by Austin Evans on 10/20/2015 must be executed by a Judicial Officer before filing. Please forward to the appropriate Judicial Officer in accordance with his/her preferred practice as found on our website. This submission will remain on the docket unless otherwise ordered by the court. This message is for informational purposes only. (kas, ) (Entered: 10/21/2015)

10/29/2015 54 STIPULATION AND ORDER Setting Schedule for Briefing on Defendants' Motion to Dismiss Lead Plaintiffs' Second Amended Complaint. ORAL ARGUMENT will be heard on 1/4/2016. Signed by Judge Peter G. Sheridan on 10/29/2015. (kas, ) (Entered: 10/29/2015)

10/29/2015 ORAL ARGUMENT will be heard on 1/4/2016 before Judge Peter G. Sheridan. (kas, ) (Entered: 10/29/2015)

11/02/2015 55 Letter from A. Evans re 54 Stipulation and Order. (EVANS, AUSTIN) (Entered: 11/02/2015)

11/06/2015 56 Letter ORDER that the oral argument for Defendants Motion to Dismiss Plaintiffs Second Amended Complaint is adjourned to 1/19/2016. Signed by Judge Peter G. Sheridan on 11/6/2015. (kas, ) (Entered: 11/06/2015)

11/11/2015 57 MOTION to Dismiss Second Amended Class Action Complaint by AETERNA ZENTARIS, INC., PAUL BLAKE, JUDE DINGES, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE, RICHARD SACHSE, DENNIS TURPIN. (Attachments: # 1 Brief, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Text of Proposed Order, # 8 Certificate of Service)(EVANS, AUSTIN) (Entered: 11/11/2015)

11/12/2015 ORAL ARGUMENT REQUIRED for the 57 MOTION to Dismiss Second Amended Class Action Complaint. Motion set for 12/7/2015 at 01:30 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (kas, ) (Entered: 11/12/2015)

11/12/2015 ORAL ARGUMENT REQUIRED for the 57 MOTION to Dismiss Second Amended Class Action Complaint. Motion RESET for 1/19/2016 AT 10:30 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (kas, ) (Entered: 11/12/2015)

12/09/2015 ORAL ARGUMENT REQUIRED for the 57 MOTION to Dismiss Second Amended Class Action Complaint. Motion set for 1/19/2016 at 10:30 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 12/09/2015)

12/09/2015 58 BRIEF in Opposition filed by Phong Thomas Dinh, JAMSHID KHODAVANDI, Gregory Vizirgianakis re 57 MOTION to Dismiss Second Amended Class Action Complaint (Attachments: # 1 Declaration Declaration of Laurence Rosen, # 2 Exhibit 1, # 3 Exhibit 2)(ROSEN, LAURENCE) (Entered: 12/09/2015)

12/23/2015 59 REPLY to Response to Motion filed by AETERNA ZENTARIS, INC., PAUL BLAKE, JUDE DINGES, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE, RICHARD SACHSE, DENNIS TURPIN re 57 MOTION to Dismiss Second Amended Class Action Complaint (EVANS, AUSTIN) (Entered: 12/23/2015)

01/05/2016 60 SUMMONS Returned Executed by JAMSHID KHODAVANDI, Phong Thomas Dinh, Gregory Vizirgianakis. PAUL BLAKE served on 12/21/2015, answer due 1/11/2016. (ROSEN, LAURENCE) (Entered: 01/05/2016)

01/15/2016 61 APPLICATION/PETITION for Brian Murray to Appear Pro Hac Vice for by Phong Thomas Dinh, JAMSHID KHODAVANDI, Gregory Vizirgianakis. (Attachments: # 1 Certification of Brian Murray, # 2 Text of Proposed Order)(STONE, ERICA) (Entered: 01/15/2016)

01/19/2016 63 Minute Entry for proceedings held before Judge Peter G. Sheridan: Motion Hearing held on 1/19/2016 re 57 MOTION to Dismiss Second Amended Class Action Complaint filed by DENNIS TURPIN, AETERNA ZENTARIS, INC., RICHARD SACHSE, JUDE DINGES, NICHOLAS J PELLICCIONE, JUERGEN ENGEL, DAVID A. DODD, PAUL BLAKE, Motions Taken Under Advisement . (Court Reporter/Recorder Frank Gable.) (dh, ) (Entered: 01/22/2016)

01/21/2016 62 ORDER Granting Pro Hac Vice Admission of Brian P. Murray, Esq. Signed by Magistrate Judge Tonianne J. Bongiovanni on 1/21/2016. (kas, ) (Entered: 01/21/2016)

01/27/2016 64 SUMMONS Returned Executed by JAMSHID KHODAVANDI, Phong Thomas Dinh, Gregory Vizirgianakis. JUERGEN ENGEL served on 1/15/2016, answer due 2/5/2016. (Attachments: # 1 Exhibit)(ROSEN, LAURENCE) (Entered: 01/27/2016)

02/10/2016 Pro Hac Vice fee of $ 150 received as to Brian P. Murray, Esq., receipt number TRE066090 (mps) (Entered: 02/10/2016)

02/10/2016 65 Notice of Request by Pro Hac Vice Brian Murray to receive Notices of Electronic Filings. (STONE, ERICA) (Entered: 02/10/2016)

03/02/2016 66 MEMORANDUM AND ORDER Granting in part and denying in part 57 Motion to Dismiss; ORDERED that the Motion to Dismiss Count I is DENIED as to Aeterna and Engel; and it is GRANTED as to Blake, and Pelliccione; ORDERED that the Motion to Dismiss Count II is DENIED as to Engel, Dodd, Blake and and Pelliccione; ORDERED that Turpin, Dinges, and Sachse are dismissed from this action. Signed by Judge Peter G. Sheridan on 3/2/2016. (kas, ) (Entered: 03/02/2016)

03/08/2016 67 Consent MOTION for Extension of Time to File Answer re 49 Amended Complaint, by AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE. (Attachments: # 1 Text of Proposed Order)(EVANS, AUSTIN) (Entered: 03/08/2016)

03/08/2016 68 Notice to be terminated and withdraw from Notices of Electronic filing as to case. Attorney JEFFREY ALAN SHOOMAN terminated. (SHOOMAN, JEFFREY) (Entered: 03/08/2016)

03/08/2016 67 Consent MOTION for Extension of Time to File Answer re 49 Amended Complaint, . Motion set for 4/4/2016 before Magistrate Judge Tonianne J. Bongiovanni. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (km) (Entered: 03/09/2016)

03/09/2016 69 ORDER granting 67 Motion for Extension of Time to Answer. The Defendants shall answer the Second Amended Complaint by 4/6/2016. Signed by Magistrate Judge Tonianne J. Bongiovanni on 3/9/2016. (km) (Entered: 03/09/2016)

03/16/2016 70 MOTION for Reconsideration re 66 Order on Motion to Dismiss, or in the alternative, for a Certificate Pursuant to 28 U.S.C.§ 1292(b) by AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE. (Attachments: # 1 Brief, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Text of Proposed Order, # 7 Text of Proposed Order Alternate, # 8 Certificate of Service)(EVANS, AUSTIN) (Entered: 03/16/2016)

03/16/2016 ORAL ARGUMENT REQUIRED for the 70 MOTION for Reconsideration re 66 Order on Motion to Dismiss, or in the alternative, for a Certificate Pursuant to 28 U.S.C.§ 1292(b). Motion set for 4/18/2016 11:00 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (km) (Entered: 03/17/2016)

03/17/2016 71 Letter from Laurence Rosen. (ROSEN, LAURENCE) (Entered: 03/17/2016)

03/31/2016 72 LETTER ORDER RESETTING Deadlines as to 70 MOTION for Reconsideration re 66 Order on Motion to Dismiss, or in the alternative, for a Certificate Pursuant to 28 U.S.C.§ 1292(b). Motion reset for 5/2/2016 10:30 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. Signed by Judge Peter G. Sheridan on 3/31/2016. (km) (Entered: 03/31/2016)

04/04/2016 73 MEMORANDUM in Opposition filed by Phong Thomas Dinh, JAMSHID KHODAVANDI, Gregory Vizirgianakis re 70 MOTION for Reconsideration re 66 Order on Motion to Dismiss, or in the alternative, for a Certificate Pursuant to 28 U.S.C.§ 1292(b) (ROSEN, LAURENCE) (Entered: 04/04/2016)

04/06/2016 ORAL ARGUMENT REQUIRED for the 70 MOTION for Reconsideration re 66 Order on Motion to Dismiss, or in the alternative, for a Certificate Pursuant to 28 U.S.C.§ 1292(b). Motion set for 5/2/2016 moved to 5/3/2016 at 2:00 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 04/06/2016)

04/06/2016 74 Letter from Defendants Aeterna Zentaris Inc., Juergen Engel, Paul Blake, Nicholas Pelliccione, and David Dodd re 66 Order on Motion to Dismiss,. (Attachments: # 1 Exhibit 1 70 Corrected Motion for Reconsideration))(EVANS, AUSTIN) (Entered: 04/06/2016)

04/06/2016 75 ANSWER to Amended Complaint by AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE.(EVANS, AUSTIN) (Entered: 04/06/2016)

04/07/2016 76 Letter from Laurence Rosen re 74 Letter. (ROSEN, LAURENCE) (Entered: 04/07/2016)

04/28/2016 ORAL ARGUMENT REQUIRED for the 70 MOTION for Reconsideration re 66 Order on Motion to Dismiss, or in the alternative, for a Certificate Pursuant to 28 U.S.C.§ 1292(b). Motion set 5/3/2016 moved to 5/26/2016 at 2:00 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 04/28/2016)

04/28/2016 Pro Hac Vice counsel, Brian Murray, has been added to receive Notices of Electronic Filing. Pursuant to L.Civ.R. 101.1, only local counsel are entitled to sign and file papers, enter appearances and receive payments on judgments, decrees or orders. (jjc) (Entered: 04/28/2016)

05/03/2016 77 Letter from Defendants Aeterna Zentaris, Inc., David A. Dodd, Dennis Turpin, Jude Dinges, Richard Sachse, Juergen Engel, Nicholas J. Pelliccione, and Paul Blake re 70 MOTION for Reconsideration re 66 Order on Motion to Dismiss, or in the

alternative, for a Certificate Pursuant to 28 U.S.C.§ 1292(b). (EVANS, AUSTIN) (Entered: 05/03/2016)

05/06/2016 78 LETTER ORDER Adjourning the 5/3/2016 Hearing to 5/26/2016. Signed by Judge Peter G. Sheridan on 5/6/2016. (km) (Entered: 05/06/2016)

05/06/2016 ORAL ARGUMENT REQUIRED for the 70 MOTION for Reconsideration re 66 Order on Motion to Dismiss, or in the alternative, for a Certificate Pursuant to 28 U.S.C.§ 1292(b). Motion set for 4/26/2016 moved to 5/31/2016 at 10:30 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 05/06/2016)

05/31/2016 79 Minute Entry for proceedings held before Judge Peter G. Sheridan: Motion Hearing held on 5/31/2016 re 70 MOTION for Reconsideration re 66 Order on Motion to Dismiss, or in the alternative, for a Certificate Pursuant to 28 U.S.C.§ 1292(b) filed by AETERNA ZENTARIS, INC., NICHOLAS J PELLICCIONE, JUERGEN ENGEL, DAVID A. DODD, PAUL BLAKE, Motions Taken Under Advisement. (Court Reporter/Recorder Frank Gable.) (dh, ) (Entered: 06/03/2016)

06/30/2016 80 MEMORANDUM AND ORDER denying 70 Motion for Reconsideration and Defendants motion for a certificate of interlocutory appeal. Signed by Judge Peter G. Sheridan on 6/29/2016. (km) (Entered: 06/30/2016)

07/01/2016 81 ORDER SCHEDULING CONFERENCE, Scheduling Conference set for 8/15/2016 02:00 PM in Trenton - Courtroom 6E before Magistrate Judge Tonianne J. Bongiovanni. Signed by Magistrate Judge Tonianne J. Bongiovanni on 7/1/2016. (km) (Entered: 07/01/2016)

08/15/2016 Minute Entry for proceedings held before Magistrate Judge Tonianne J. Bongiovanni: Initial Pretrial Conference held on 8/15/2016. (mm) (Entered: 08/16/2016)

08/16/2016 82 SCHEDULING ORDER: Telephone Conference set for 11/9/2016 at 02:00 PM before Magistrate Judge Tonianne J. Bongiovanni. Plaintiff to initiate the conference. Fact Discovery due by 8/15/2017. Signed by Magistrate Judge Tonianne J. Bongiovanni on 8/16/2016. (mps) (Entered: 08/16/2016)

09/08/2016 83 Certification on behalf of AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE. (Attachments: # 1 Text of Proposed Order, # 2 Exhibit A to Discovery Confidentiality Order)(EVANS, AUSTIN) (Entered: 09/08/2016)

09/09/2016 84 Discovery Confidentiality Order. Signed by Magistrate Judge Tonianne J. Bongiovanni on 9/9/2016. (km) (Entered: 09/09/2016)

09/30/2016 85 Letter from Donald A. Ecklund to the Honorable Tonianne J. Bongiovanni, U.S.M.J.. (Attachments: # 1 Declaration of Donald A. Ecklund, # 2 Declaration of Elaine Chang, # 3 Certificate of Good Standing, # 4 Text of Proposed Order)(ECKLUND, DONALD) (Entered: 09/30/2016)

09/30/2016 86 Letter from Donald A. Ecklund to the Honorable Tonianne J. Bongiovanni, U.S.M.J.. (Attachments: # 1 Declaration of Donald A. Ecklund, # 2 Declaration of Kara M. Wolke, # 3 Certificate of Good Standing, # 4 Text of Proposed Order)(ECKLUND, DONALD) (Entered: 09/30/2016)

10/03/2016 87 ORDER granting leave to appear pro hac vice as to Elaine Chang. Signed by Magistrate Judge Tonianne J. Bongiovanni on 10/3/2016. (eaj) (Entered: 10/03/2016)

10/03/2016 88 ORDER granting leave to appear pro hac vice as to Kara M. Wolke. Signed by Magistrate Judge Tonianne J. Bongiovanni on 10/3/2016. (eaj) (Entered: 10/03/2016)

10/12/2016 Pro Hac Vice fee $300 received as to Elaine Chang and Kara M. Wolke, receipt number TRE073739. (jem) (Entered: 10/12/2016)

10/14/2016 89 APPLICATION/PETITION for for Yu Shi to Appear Pro Hac Vice for by Phong Thomas Dinh, JAMSHID KHODAVANDI, Gregory Vizirgianakis. (Attachments: # 1 Certification of Yu Shi, # 2 Text of Proposed Order)(STONE, ERICA) (Entered: 10/14/2016)

10/17/2016 90 ORDER granting leave to appear pro hac vice as to Yu Shi, Esq.. Signed by Magistrate Judge Tonianne J. Bongiovanni on 10/17/2016. (mps) (Entered: 10/17/2016)

10/17/2016 91 Notice of Request by Pro Hac Vice Yu Shi to receive Notices of Electronic Filings. ( Pro Hac Vice fee $ 150 receipt number 0312-7421014.) (STONE, ERICA) (Entered: 10/17/2016)

10/17/2016 Pro Hac Vice counsel, YU SHI, has been added to receive Notices of Electronic Filing. Pursuant to L.Civ.R. 101.1, only local counsel are entitled to sign and file papers, enter appearances and receive payments on judgments, decrees or orders. (km) (Entered: 10/17/2016)

11/08/2016 92 MOTION for Leave to Appear Pro Hac Vice of Brandon R. Keel by AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE. (Attachments: # 1 Certification of Brandon R. Keel, # 2 Text of Proposed Order)(EVANS, AUSTIN) (Entered: 11/08/2016)

11/08/2016 Set Deadlines for the 92 MOTION for Leave to Appear Pro Hac Vice of Brandon R. Keel. Motion set for 12/5/2016 before Magistrate Judge Tonianne J. Bongiovanni. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (km) (Entered: 11/08/2016)

11/09/2016 93 ORDER granting 92 Motion for Leave to Appear Pro Hac Vice as to Brandon R. Keel. Signed by Magistrate Judge Tonianne J. Bongiovanni on 11/9/2016. (km) (Entered: 11/09/2016)

11/09/2016 Minute Entry for proceedings held before Magistrate Judge Tonianne J. Bongiovanni: Telephone Conference held on 11/9/2016. Status Telephone Conference set for 2/16/2017 10:00 AM before Magistrate Judge Tonianne J. Bongiovanni. Plaintiff is to initiate the call. (mm) (Entered: 11/10/2016)

11/14/2016 94 LETTER ORDER setting deadlines for filing Class Certification Motions; Plaintiffs Motion due 12/9/2016; The Briefs are to be exchanged between the parties only; All briefs are to by filed on 4/24/2017 (pursuant to Appendix N). Signed by Magistrate Judge Tonianne J. Bongiovanni on 11/14/2016. (eaj) (Entered: 11/14/2016)

11/15/2016 Pro Hac Vice fee of $150 received as to Brandon R. Keel, Esq., receipt number TRE074731 (mps) (Entered: 11/15/2016)

02/09/2017 95 Letter from Donald A. Ecklund to the Hon. Tonianne J. Bongiovanni, U.S.M.J.. (Attachments: # 1 Declaration of Donald A. Ecklund, # 2 Declaration of Kevin F. Ruf, # 3 Text of Proposed Order)(ECKLUND, DONALD) (Entered: 02/09/2017)

02/10/2017 96 ORDER granting leave for Kevin F. Ruf to appear Pro Hac Vice. Signed by Magistrate Judge Tonianne J. Bongiovanni on 2/10/2017. (km) (Entered: 02/10/2017)

02/16/2017 Minute Entry for proceedings held before Magistrate Judge Tonianne J. Bongiovanni: Telephone Conference held on 2/16/2017. (mm) (Entered: 02/16/2017)

02/21/2017 97 MOTION for Leave to Appear Pro Hac Vice of B. Warren Pope by AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE. (Attachments: # 1 Certification, # 2 Text of Proposed Order)(EVANS, AUSTIN) (Entered: 02/21/2017)

02/21/2017 Set deadlines as to 97 MOTION for Leave to Appear Pro Hac Vice of B. Warren Pope. Motion set for 3/20/2017 before Magistrate Judge Tonianne J. Bongiovanni. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (mmh) (Entered: 02/21/2017)

03/06/2017 98 Letter from Austin A. Evans to the Hon. Tonianne J. Bongiovanni, U.S.M.J.. (EVANS, AUSTIN) (Entered: 03/06/2017)

03/07/2017 99 LETTER ORDER granting a two week extension on the remaining Briefing Schedule on Plaintiff's Motion for Class Certification. Signed by Magistrate Judge Tonianne J. Bongiovanni on 3/7/2017. (km) (Entered: 03/07/2017)

03/08/2017 100 ORDER granting 97 Motion for Leave to Appear Pro Hac Vice as to B. Warren Pope. Signed by Magistrate Judge Tonianne J. Bongiovanni on 3/8/2017. (km) (Entered: 03/08/2017)

03/16/2017 Pro Hac Vice fee of $ 150.00 received as to B. Warren Pope, receipt number TRE078545 (km) (Entered: 03/16/2017)

04/24/2017 101 Letter from Laurence Rosen. (ROSEN, LAURENCE) (Entered: 04/24/2017)

05/01/2017 102 LETTER ORDER granting plaintiffs leave to file a 25 page brief in support of Plaintiffs' Motion for Class Certification. Signed by Judge Peter G. Sheridan on 5/1/2017. (km) (Entered: 05/01/2017)

05/05/2017 103 Letter from Austin Evans. (EVANS, AUSTIN) (Entered: 05/05/2017)

05/08/2017 104 MOTION to Certify Class by Phong Thomas Dinh, JAMSHID KHODAVANDI, Gregory Vizirgianakis. (Attachments: # 1 Text of Proposed Order, # 2 Brief In Support of Motion, # 3 Declaration of Laurence M. Rosen, # 4 Exhibit 1, # 5 Exhibit 2, # 6 Exhibit 3, # 7 Exhibit 4, # 8 Exhibit 5, # 9 Exhibit 6, # 10 Exhibit 7)(ROSEN, LAURENCE) (Entered: 05/08/2017)

05/08/2017 ORAL ARGUMENT REQUIRED for the 104 MOTION to Certify Class . Motion set for 6/5/2017 01:30 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (km) (Entered: 05/08/2017)

05/08/2017 105 RESPONSE in Opposition filed by AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE re 104 MOTION to Certify Class (Attachments: # 1 Declaration of A. Evans, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Exhibit 9, # 11 Exhibit 10, # 12 Exhibit 11)(EVANS, AUSTIN) (Entered: 05/08/2017)

05/08/2017 106 REPLY to Response to Motion filed by Phong Thomas Dinh, JAMSHID KHODAVANDI, Gregory Vizirgianakis re 104 MOTION to Certify Class (Attachments: # 1 Declaration of Laurence Rosen, # 2 Exhibit 8, # 3 Exhibit 9, # 4 Exhibit 10, # 5 Exhibit 11, # 6 Exhibit 12, # 7 Exhibit 13, # 8 Exhibit 14, # 9 Exhibit 15, # 10 Exhibit 16, # 11 Exhibit 17, # 12 Exhibit 18)(ROSEN, LAURENCE) (Entered: 05/08/2017)

05/09/2017 107 Notice of Request by Pro Hac Vice Kara M. Wolke to receive Notices of Electronic Filings. (ECKLUND, DONALD) (Entered: 05/09/2017)

05/09/2017 108 LETTER ORDER Resetting Deadlines as to 104 MOTION to Certify Class . Oral Argument on the Motion reset for 6/19/2017 11:00 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. The Court grants the protective order subject to filing a motion within 30 days to determine whether it is confidentiality standard. Signed by Judge Peter G. Sheridan on 5/9/2017. (km) (Entered: 05/10/2017)

05/10/2017 Pro Hac Vice counsel, KARA M. WOLKE, has been added to receive Notices of Electronic Filing. Pursuant to L.Civ.R. 101.1, only local counsel are entitled to sign and file papers, enter appearances and receive payments on judgments, decrees or orders. (km) (Entered: 05/10/2017)

05/11/2017 109 Letter from Austin Evans. (EVANS, AUSTIN) (Entered: 05/11/2017)

05/11/2017 110 Letter from Laurence Rosen re 109 Letter. (ROSEN, LAURENCE) (Entered: 05/11/2017)

05/12/2017 111 Letter from Austin Evans re 109 Letter. (EVANS, AUSTIN) (Entered: 05/12/2017)

05/22/2017 112 LETTER ORDER Granting Defendant leave to file a 15 page sur-reply brief in response to Lead Plaintiffs' Reply in Support of Motion for Class Certification by 5/31/2017. Signed by Judge Peter G. Sheridan on 5/22/2017. (km) Modified on 5/24/2017 (eaj, ). (Entered: 05/22/2017)

05/26/2017 113 MOTION to Strike in Part the Declaration and Opinions of Dr. Adam Werner by AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE. (Attachments: # 1 Brief, # 2 Text of Proposed Order)(EVANS, AUSTIN) (Entered: 05/26/2017)

05/30/2017 ORAL ARGUMENT REQUIRED for the 113 MOTION to Strike in Part the Declaration and Opinions of Dr. Adam Werner. Motion set for 6/19/2017 01:30 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (km) (Entered: 05/30/2017)

05/31/2017 114 Notice of Request by Pro Hac Vice Elaine Chang to receive Notices of Electronic Filings. (ECKLUND, DONALD) (Entered: 05/31/2017)

05/31/2017 Pro Hac Vice counsel, ELAINE CHANG, has been added to receive Notices of Electronic Filing. Pursuant to L.Civ.R. 101.1, only local counsel are entitled to sign and file papers, enter appearances and receive payments on judgments, decrees or orders. (km) (Entered: 05/31/2017)

05/31/2017 115 BRIEF in Opposition filed by AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE re 104 MOTION to Certify Class (Sur-Reply) (Attachments: # 1 Declaration of A. Evans, # 2 Exhibit 12-Tabak Sur-Reply Report)(EVANS, AUSTIN) (Entered: 05/31/2017)

06/05/2017 116 MEMORANDUM in Opposition filed by Phong Thomas Dinh, JAMSHID KHODAVANDI, Gregory Vizirgianakis re 113 MOTION to Strike in Part the Declaration and Opinions of Dr. Adam Werner (Attachments: # 1 Declaration Declaration of Laurence Rosen, # 2 Exhibit Exhibit A, # 3 Exhibit Exhibit B, # 4 Exhibit Exhibit C, # 5 Exhibit Exhibit D)(ROSEN, LAURENCE) (Entered: 06/05/2017)

06/08/2017 117 MOTION to Seal (Unopposed) by Phong Thomas Dinh, JAMSHID KHODAVANDI, Gregory Vizirgianakis. (Attachments: # 1 Brief, # 2 Declaration, # 3 Appendix, # 4 Text of Proposed Order)(ROSEN, LAURENCE) (Entered: 06/08/2017)

06/09/2017 Set Deadlines for the 117 MOTION to Seal (Unopposed). Motion set for 7/3/2017 before Magistrate Judge Tonianne J. Bongiovanni. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (mps) (Entered: 06/09/2017)

06/12/2017 118 REPLY to Response to Motion filed by AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE re 113 MOTION to Strike in Part the Declaration and Opinions of Dr. Adam Werner (Attachments: # 1 Declaration of A. Evans, # 2 Exhibit 1 to Declaration)(EVANS, AUSTIN) (Entered: 06/12/2017)

06/13/2017 ORAL ARGUMENT REQUIRED for the 113 MOTION to Strike in Part the Declaration and Opinions of Dr. Adam Werner, 117 MOTION to Seal (Unopposed), 104 MOTION to Certify Class . Motion set for 6/19/2017 moved to 6/27/2017 at 2:00 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 06/13/2017)

06/14/2017 119 Letter from Austin A. Evans. (EVANS, AUSTIN) (Entered: 06/14/2017)

06/16/2017 120 LETTER ORDER Resetting Deadlines as to 104 MOTION to Certify Class . Oral Argument Motion reset for 7/20/2017 10:30 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. Signed by Judge Peter G. Sheridan on 6/16/2017. (km) (Entered: 06/17/2017)

07/11/2017 121 Letter from Austin A. Evans. (Attachments: # 1 Exhibit A)(EVANS, AUSTIN) (Entered: 07/11/2017)

07/14/2017 122 Letter from Austin A. Evans to Magistrate Judge Bongiovanni. (Attachments: # 1 Exhibit A)(EVANS, AUSTIN) (Entered: 07/14/2017)

07/20/2017 123 Minute Entry for proceedings held before Judge Peter G. Sheridan: Motion Hearing held on 7/20/2017 re 104 MOTION to Certify Class filed by Gregory Vizirgianakis, Jamshid Khodavandi, Phong Thomas Dinh, JAMSHID KHODAVANDI, Motions Taken Under Advisement. (Court Reporter/Recorder Frank Gable.) (dh, ). (Entered: 07/21/2017)

07/25/2017 124 LETTER ORDER scheduling a telephone conference for 8/10/2017 at 2:00PM. Plaintiff to initiate the call. Signed by Magistrate Judge Tonianne J. Bongiovanni on 7/25/2017. (km) (Entered: 07/25/2017)

08/08/2017 125 Letter from Austin A. Evans to Judge Peter G. Sheridan. (EVANS, AUSTIN) (Entered: 08/08/2017)

08/10/2017 Minute Entry for proceedings held before Magistrate Judge Tonianne J. Bongiovanni: Telephone Conference held on 8/10/2017. Fact discovery extended to 10/31/2017; the expert schedule shall be addressed once a ruling on the Motion for Class Certification is rendered. (mm) (Entered: 08/10/2017)

08/15/2017 126 ORDER granting Plaintiffs' Unopposed 117 Motion to Seal. Signed by Magistrate Judge Tonianne J. Bongiovanni on 8/15/2017. (km) (Entered: 08/16/2017)

08/16/2017 127 NOTICE of Appearance by FELICE BETH GALANT on behalf of AETERNA ZENTARIS, INC. (GALANT, FELICE) (Entered: 08/16/2017)

08/16/2017 128 MOTION for Leave to Appear Pro Hac Vice (for Gerard G. Pecht) by AETERNA ZENTARIS, INC.. (Attachments: # 1 Exhibit Certification of Felice B. Galant in Support of Application for Admission for Gerard G. Pecht, # 2 Exhibit Declaration of Gerard G. Pecht in Support of Application for Admission Pro Hac Vice, # 3 Text of Proposed Order)(GALANT, FELICE) (Entered: 08/16/2017)

08/16/2017 Set Deadlines for the 128 MOTION for Leave to Appear Pro Hac Vice (for Gerard G. Pecht). Motion set for 9/18/2017 before Magistrate Judge Tonianne J. Bongiovanni. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (km) (Entered: 08/16/2017)

08/30/2017 Set/Reset Hearings: Telephone Conference (re: Doc. #125) set for 9/7/2017 at 2:00 PM before Judge Peter G. Sheridan. Austin Evans, Esq will place the conference call into chambers at (609)989-0508). (dh, ) (Entered: 08/30/2017)

08/31/2017 129 MOTION to Withdraw as Attorney by AETERNA ZENTARIS, INC.. (Attachments: # 1 L. Civ. R. 7.1(D)(4) Statement, # 2 Declaration of Austin A. Evans, # 3 Text of Proposed Order)(EVANS, AUSTIN) (Entered: 08/31/2017)

08/31/2017 Set Deadlines for the 129 MOTION to Withdraw as Attorney . Motion set for 10/2/2017 before Magistrate Judge Tonianne J. Bongiovanni. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (km) (Entered: 08/31/2017)

09/05/2017 ORAL ARGUMENT REQUIRED BY TELEPHONE for Doc. #125 and the 113 MOTION to Strike in Part the Declaration and Opinions of Dr. Adam Werner. Motion set for 9/6/2017 at 2:00 PM before Judge Peter G. Sheridan. (Austin Evans, Esq will initiate the conference call). (dh, ) (Entered: 09/05/2017)

09/05/2017 CORRECTION - ATTENTION COUNSEL ORAL ARGUMENT REQUIRED BY TELEPHONE for Doc. #125 and the 113 MOTION to Strike in Part the Declaration and Opinions of Dr. Adam Werner. Motion set for 9/7/2017 at 2:00 PM before Judge Peter G. Sheridan. (Austin Evans, Esq will initiate the conference call into chambers at (609)989-0508). (dh, ) (Entered: 09/05/2017)

09/07/2017 130 ORDER granting 128 Motion for Leave to Appear Pro Hac Vice as to Gerard G. Pecht. Signed by Magistrate Judge Tonianne J. Bongiovanni on 9/7/2017. (km) (Entered: 09/07/2017)

09/07/2017 131 Notice of Request by Pro Hac Vice Gerard G. Pecht to receive Notices of Electronic Filings. ( Pro Hac Vice fee $ 150 receipt number 0312-8074045.) (GALANT, FELICE) (Entered: 09/07/2017)

09/07/2017 132 Notice of Request by Pro Hac Vice Gerard G. Pecht to receive Notices of Electronic Filings. (GALANT, FELICE) (Entered: 09/07/2017)

09/07/2017 CLERK'S QUALITY CONTROL MESSAGE - Please review the Notice of PRo Hac Vice to Receive NEF attached to docket entry ( 131 submitted by Felice Galant on 9/7/2017. If this document was attached in error, PLEASE RESUBMIT THE CORRECT DOCUMENT. This submission will remain on the docket unless otherwise ordered by the court. (km) (Entered: 09/07/2017)

09/07/2017 Pro Hac Vice counsel, GERARD PECHT, has been added to receive Notices of Electronic Filing. Pursuant to L.Civ.R. 101.1, only local counsel are entitled to sign and file papers, enter appearances and receive payments on judgments, decrees or orders. (km) (Entered: 09/07/2017)

09/07/2017 137 Minute Entry for proceedings held before Judge Peter G. Sheridan: Motion Hearing held on 9/7/2017 re 113 MOTION to Strike in Part the Declaration and Opinions of Dr. Adam Werner filed by AETERNA ZENTARIS, INC., NICHOLAS J PELLICCIONE, JUERGEN ENGEL, DAVID A. DODD, PAUL BLAKE, Motions Taken Under Advisement. (Court Reporter/Recorder Frank Gable.) (dh, ) (Entered: 09/21/2017)

09/12/2017 133 Letter from Laurence Rosen. (Attachments: # 1 Exhibit)(ROSEN, LAURENCE) (Entered: 09/12/2017)

09/13/2017 134 Letter from Austin A. Evans. (EVANS, AUSTIN) (Entered: 09/13/2017)

09/14/2017 135 Notice of Request by Pro Hac Vice Kevin F. Ruf to receive Notices of Electronic Filings. (CECCHI, JAMES) (Entered: 09/14/2017)

09/14/2017 CLERK'S QUALITY CONTROL MESSAGE - Please be advised that the Request for Electronic Notification of Pro Hac Vice Counsel submitted by James Cecchi on 9/14/2017 cannot be processed until pro hac counsel has been admitted and the application fee paid. Please review the Electronic Notification for Pro Hac Vice instructions on our website. Counsel is advised to resubmit the Request for Electronic Notification of Pro Hac Vice Counsel once payment has been recorded. This message is for informational purposes only. (km) (Entered: 09/14/2017)

09/20/2017 136 ORDER granting 129 Motion to Withdraw as Attorney. Attorneys Austin A. Evans, Michael R. Smith, B. Warren Pope, and Brandon R. Keel are withdrawn as counsel of record for Defendant Aeterna. Signed by Magistrate Judge Tonianne J. Bongiovanni on 9/20/2017. (km) (Entered: 09/20/2017)

12/07/2017 138 Letter from Austin A. Evans. (EVANS, AUSTIN) (Entered: 12/07/2017)

12/08/2017 139 LETTER ORDER granting leave to submit a two page letter double spaced by 12/15/2017. Adversary may respond by 12/30/2017. Signed by Judge Peter G. Sheridan on 12/8/2017. (km) (Entered: 12/08/2017)

12/14/2017 140 Notice of Request by Pro Hac Vice Kevin F. Ruf to receive Notices of Electronic Filings. (ECKLUND, DONALD) (Entered: 12/14/2017)

12/14/2017 Pro Hac Vice fee of $150 received as to Kevin F. Ruf, Esq., receipt number TRE086977 (mps) (Entered: 12/14/2017)

12/14/2017 Pro Hac Vice counsel, KEVIN F. RUF, has been added to receive Notices of Electronic Filing. Pursuant to L.Civ.R. 101.1, only local counsel are entitled to sign and file papers, enter appearances and receive payments on judgments, decrees or orders. (km) (Entered: 12/14/2017)

12/15/2017 141 Letter from Austin A. Evans. (Attachments: # 1 Exhibit A - Supplemental Authority)(EVANS, AUSTIN) (Entered: 12/15/2017)

12/29/2017 142 LETTER ORDER that the Defendants' request to claw-back an inadvertently produced document is granted. Plaintiffs' request for an in camera review is denied. Signed by Magistrate Judge Tonianne J. Bongiovanni on 12/29/2017. (mmh) (Entered: 12/29/2017)

01/02/2018 143 Letter from Laurence Rosen re 141 Letter. (ROSEN, LAURENCE) (Entered: 01/02/2018)

02/28/2018 145 MEMORANDUM and ORDER denying 113 Motion to Strike in Part the Declaration and Opinions of Dr. Adam Werner without prejudice. Signed by Judge Peter G. Sheridan on 2/28/2018. (km) Modified on 3/1/2018 (jjc, ). Modified on 3/8/2018 (eaj). (Entered: 02/28/2018)

02/28/2018 144 MEMORANDUM and ORDER granting 104 Motion to Certify Class; Lead Plaintiffs Dinh, Khodavandi, and Vizirgianakis are appointed as Class Representatives; Rosen law Firm, P.A. and Glancy Prongay & Murray LLP are appointed as Co-Lead Counsel for the Class; and Byrne, Cecchi. Olstein, Brody & Agnello are appointed as Liaison Counsel for the Class. Signed by Judge Peter G. Sheridan on 2/28/2018. (km) Modified on 3/1/2018 (jjc, ). Modified on 3/8/2018 (eaj). (Entered: 03/01/2018)

03/26/2018 146 LETTER ORDER that Plaintiffs' Expert Report(s) is/are due 6/15/2018. The parties are to submit a written status update regarding the Third Circuit appeal by 5/4/2018. Signed by Magistrate Judge Tonianne J. Bongiovanni on 3/26/2018. (mps) (Entered: 03/26/2018)

05/04/2018 147 Letter from Austin A. Evans to Hon. Tonianne J. Bongiovanni. (EVANS, AUSTIN) (Entered: 05/04/2018)

05/08/2018 148 LETTER ORDER that an update is to be submitted by 6/29/2018 or as soon as a decision is rendered. Signed by Magistrate Judge Tonianne J. Bongiovanni on 5/8/2018. (km) (Entered: 05/08/2018)

06/20/2018 151 ORDER of USCA granting Petition for Leave of Appeal pursuant to Fed. R. Civ. P. 23(f)by Petitioners Aeterna Zentaris, Inc., Juergen Engel, David A. Dodd, Paul Blake and Nicholas J. Pelliccione. (Entered: 07/02/2018)

06/20/2018 152 NOTICE OF APPEAL from grant of petition for permission to appeal under Fed. R. Civ. P. 23(f) from the 151 Order entered 6/20/2018 by AETERNA ZENTARIS, INC., PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE as to 144 Memorandum and Order. Filing fee $ 505.00, receipt number CAM009771. The Clerk's Office hereby certifies the record and the docket sheet available through ECF to be the certified list in lieu of the record and/or the certified copy of the docket entries. (km) (Entered: 07/02/2018)

06/22/2018 149 Letter from Austin A. Evans re Status Report and Joint Request for Stay of Proceedings. (Attachments: # 1 Exhibit - Third Circuit Order)(EVANS, AUSTIN) (Entered: 06/22/2018)

06/25/2018 150 LETTER ORDER granting request to stay all proceedings pending resolution of the Third Circuit Appeal. Signed by Magistrate Judge Tonianne J. Bongiovanni on 6/25/2018. (mps) (Entered: 06/26/2018)

06/29/2018 Filing fee in the amount of $ 505.00 for the Petition pursuant to Rule 23(f) received, receipt number CAM009771 (km) (Entered: 06/29/2018)

06/29/2018 Notice to Court of Appeals re $505.00 Filing Fee Received (km) (Entered: 06/29/2018)

07/05/2018 153 USCA Case Number 18-2474 for 152 Notice of Appeal (USCA),, filed by AETERNA ZENTARIS, INC., NICHOLAS J PELLICCIONE, JUERGEN ENGEL, DAVID A. DODD, PAUL BLAKE. USCA Case Manager SLC (Document Restricted - Court Only) (SLC) (Entered: 07/05/2018)

09/27/2018 154 Transcript of HEARING ON CLASS CERTIFICATION held on 7/20/2018, before Judge Peter G. Sheridan. Court Reporter - Frank Gable (856-889- 4761). NOTICE REGARDING (1) REDACTION OF PERSONAL IDENTIFIERS IN TRANSCRIPTS AND (2) MOTION TO REDACT AND SEAL: The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this Transcript to comply with Fed.R.Civ.P.5.2(a) (personal identifiers). Parties seeking to redact and seal this Transcript, or portions thereof, pursuant to L.Civ.R. 5.3(g) must e-file a Motion to Redact and Seal utilizing the event `Redact and Seal Transcript/Digital Recording`. Redaction Request to Court Reporter due, but not filed, by 10/18/2018. Redacted Transcript Deadline set for 10/29/2018. Release of Transcript Restriction set for 12/26/2018. (kas, ) (Entered: 09/28/2018)

09/27/2018 155 Transcript of HEARING ON DEFENDANTS' MOTION TO STRIKE held on 9/7/2017, before Judge Peter G. Sheridan. Court Reporter - Frank Gable (856-889-4761). NOTICE REGARDING (1) REDACTION OF PERSONAL IDENTIFIERS IN TRANSCRIPTS AND (2) MOTION TO REDACT AND SEAL: The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this Transcript to comply with Fed.R.Civ.P.5.2(a) (personal identifiers). Parties seeking to redact and seal this Transcript, or portions thereof, pursuant to L.Civ.R. 5.3(g) must e-file a Motion to Redact and Seal utilizing the event `Redact and Seal Transcript/Digital Recording`. Redaction Request to Court Reporter due, but not filed, by 10/18/2018. Redacted Transcript Deadline set for 10/29/2018. Release of Transcript Restriction set for 12/26/2018. (kas, ) (Entered: 10/03/2018)

05/30/2019 156 USCA JUDGMENT as to 152 Notice of Appeal (USCA),, filed by AETERNA ZENTARIS, INC., NICHOLAS J PELLICCIONE, JUERGEN ENGEL, DAVID A. DODD, PAUL BLAKE (Attachments: # 1 Opinion)(ca3sc) (Entered: 05/30/2019)

06/21/2019 157 MANDATE of USCA as to 152 Notice of Appeal (USCA),, filed by AETERNA ZENTARIS, INC., NICHOLAS J PELLICCIONE, JUERGEN ENGEL, DAVID A. DODD, PAUL BLAKE (Finance notified) (Attachments: # 1 Opinion)(ca3sc) (Entered: 06/21/2019)

06/21/2019 Pursuant to the 157 MANDATE of the USCA, the Order of the USDC entered 3/1/2018 is AFFIRMED. (mmh) (Entered: 06/21/2019)

06/21/2019 Pursuant to Local Rule 79.4, notice is hereby given of the Appellate ruling filed on 6/21/2019. In the event that the mandate or judgment provides for costs or directs a

disposition other than an affirmance, the prevailing party shall prepare and submit an order implementing the mandate or judgment. (mmh) (Entered: 06/21/2019)

07/12/2019 158 Letter from Laurence Rosen. (ROSEN, LAURENCE) (Entered: 07/12/2019)

07/15/2019 159 LETTER ORDER setting the schedule for expert discovery and summary judgment. Telephone Conference set for 10/8/2019 at 10:30AM. Plaintiff to initiate the call. Signed by Magistrate Judge Tonianne J. Bongiovanni on 7/15/2019. (km) (Entered: 07/15/2019)

09/24/2019 160 NOTICE of Appearance by RYAN T. KEARNEY on behalf of PAUL BLAKE, DAVID A. DODD, JUERGEN ENGEL, NICHOLAS J PELLICCIONE (KEARNEY, RYAN) (Entered: 09/24/2019)

10/08/2019 Text Minute Entry for proceedings held before Magistrate Judge Tonianne J. Bongiovanni: Telephone Conference held on 10/8/2019. Status Telephone Conference set for 1/8/2020 10:30 AM before Magistrate Judge Tonianne J. Bongiovanni. Plaintiff is to initiate the call. (mm) (Entered: 10/08/2019)

11/21/2019 161 Letter from Michael Smith to the Hon. Tonianne J. Bongiovanni Requesting that the Court Amend the Current Scheduling Order re 159 Order. (KEARNEY, RYAN) (Entered: 11/21/2019)

11/21/2019 CLERK'S QUALITY CONTROL MESSAGE - The Letter 161 submitted by RYAN KEARNEY on 11/21/2019 contains an improper signature. Only the filing user is permitted to sign electronically filed documents with an s/. PLEASE RESUBMIT THE DOCUMENT WITH A PROPER ELECTRONIC SIGNATURE. This submission will remain on the docket unless otherwise ordered by the court. (jdb) (Entered: 11/21/2019)

11/21/2019 162 Letter from Ryan T. Kearney to the Hon. Tonianne J. Bongiovanni Requesting that the Court Amend the Current Scheduling Order re 159 Order. (KEARNEY, RYAN) (Entered: 11/21/2019)

11/26/2019 163 LETTER ORDER granting the request to amend scheduling order 159 . End of Expert Discovery/Last Day to Depose Experts due 1/17/2020; Opening Summary Judgment Motions due 3/06/2020; Oppositions to Summary Judgment Motions due 4/24/2020 and Replies due 5/29/2020. Signed by Magistrate Judge Tonianne J. Bongiovanni on 11/26/2019. (jem) (Entered: 11/26/2019)

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