University of Illinois at Urbana-Champaign May 18 …sis.ae.illinois.edu/Present/NASArvw98.pdfGene...
Transcript of University of Illinois at Urbana-Champaign May 18 …sis.ae.illinois.edu/Present/NASArvw98.pdfGene...
Smart Icing SystemsNASA Review
University of Illinois at Urbana-Champaign
May 18-19, 1999
SMART ICING SYSTEMS -- NASA REVIEW
Meeting Schedule – May 18-20, 1999
Tuesday, May 18
11:00 am – 12 noon Meet at 306F Talbot Lab, Walk to 3510 Beckman
12 noon – 1:00 pm Lunch Cafeteria Beckman
1:00 pm – 1:15 pm Welcome B02 CSRL
1:15 pm – 1:45 pm Smart Icing Systems Overview B02 CSRLBragg
1:45 pm – 2:45 pm Safety and Economics Trade Study B02 CSRLSivier/Bradley
2:45 pm – 3:15 pm Break B02 CSRL
3:15 pm – 4:15 pm Aerodynamics and Flight Mechanics B02 CSRLBragg/Loth
4:15 pm – 5:00 pm Discussion B02 CSRL
Wednesday, May 19
8:30 am – 10:00 am Flight Controls and Sensors B02 CSRLPerkins/Melody
10:00 am- 10:30 am Break B02 CSRL
10:30 am – 11:30 am Human Factors B02 CSRLSarter
11:30 am – 12 noon Flight Simulation B02 CSRLSelig
12 noon – 1:00 pm Lunch (boxed lunches) 469A CSRL (Board Room)
1:00 pm – 4:00 pm Discussion and Future Plans 469A CSRL (Board Room)
Thursday, May 20
8:30 am – 11:30 am Review of FAA/UIUC Icing Research 319N TalbotFAA, NASA, Bragg, Loth, Students
11:30 am – 1:00 pm Lunch Illini Union BallroomIcing Center of ExcellenceNASA, FAA, Bragg, Solomon
SMART ICING SYSTEMS -- NASA REVIEW
May 18-20, 1999
List of Participants
University of Illinois at Urbana-Champaign
ProfessorsTamer Basar Elec/Comp Engr [email protected] 217-333-3607Mike Bragg Aero/Astro Engr [email protected] 217-244-5551Eric Loth Aero/Astro Engr [email protected] 217-244-5581Bill Perkins Elec/Comp Engr [email protected] 217-333-0207Nadine Sarter Aviation Res Lab [email protected] 217-244-8657Michael Selig Aero/Astro Engr [email protected] 217-244-5757Ken Sivier Aero/Astro Engr [email protected] 217-333-3364Wayne Solomon Aero/Astro Engr [email protected] 217-244-7646Petros Voulgaris Aero/Astro Engr [email protected] 217-244-0961Chris Wickens Aviation Res Lab [email protected] 217-244-8617
Graduate StudentsJennnifer Bradley Aero/Astro Engr [email protected] 217-244-6224Holly Gurbacki Aero/Astro Engr [email protected] 217-333-2651Tim Hutchison Aero/Astro Engr [email protected] 217-244-0684Beth Kelly Psychology [email protected] 217-244-8718Wen Li Aero/Astro Engr [email protected] 217-333-3202Scott McCray Psychology [email protected] Melody Elec/Comp Engr [email protected] 217-244-9414Ryan Oltman Aero/Astro Engr [email protected] 217-244-0684Devesh Pokhariyal Aero/Astro Engr [email protected] 217-244-3128Eric Schuchard Elec/Comp Engr [email protected] 217-384-0048Jeff Scott Aero/Astro Engr [email protected] 217-244-0684
Undergraduate StudentsThomas Hillbrand Elec/Comp Engr [email protected] 217-373-5187Eric Keller Elec/Comp Engr [email protected] 217-359-2956Eduardo Salvador Elec/Comp Engr [email protected] 217-333-2511
NASA Glenn
Tom Bond Icing Branch [email protected] 216-433-3900Mark Potapczuk Icing Branch [email protected] 216-433-3919
FAA
Gene Hill Seattle [email protected] 425-227-1293Jim Riley Atlantic City [email protected] 609-485-4144
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Smart Icing Systems: Introduction
Mike BraggUniversity of Illinois at Urbana-Champaign
Smart Icing SystemsNASA Review
May 18 - 19, 1999
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Outline
• Background: icing safety and Roselawn
• Objective
• Smart Icing System solution
• Funding and research review
• Schedule of the presentations
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Date Operator Location Aircraft Type Fatalities Cause
1/13/82 Air Florida Washington, DC Boeing 737 70 Engine/airframe ice/snowon takeoff
2/4/85 North Pacific Soldotna, AK Beech 65-A80 9 Inadequate de-ice system;pilot error
12/12/85 Arrow Airways Gander,Newfoundland
Douglas DC-8 256 Suspected wing icing
11/15/87 Continental Denver, CO Douglas DC-9 28 Ice/frost removal fromaircraft not performed
12/26/89 United Express Pasco, WA BAC BA-Jetstm-3101
6 Stall and loss of controlfrom airframe ice
3/22/92 US Air Flushing, NY Fokker F-28 27 Failure to de-ice prior totakeoff
10/31/94 American Eagle Roselawn, IN ATR-72 68 Ice accretion beyond de-iceboots resulting in aileronhinge-momemt reversal
1/9/97 COMAIR Monroe, MI EMB-120 29 Ice accretion on wingresulting in loss of lateralcontrol. IPS off
Fatal Icing Accidents Involving Passengers:U.S. Airline Operations Since 1982
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Icing Incident & Accidents 1
Type TimePeriod
Number ofIncidents
TotalAccidents
FatalAccidents
TotalFatalities
TotalInjuries
GA 2 1982-93 364 637 172 325 3 unknown
Commuter 4 1983-96 104 80 26 159 121
Jet 1982-96 21 4 3 354 59
1) Source: NTSB Accident Data and FAA Incident Data2) Source: AOPA3) Est, based on 1.89 Total Fatalities per FatalAccidents4) Part 121 & 135 Turbo Prop Operations
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Aircraft Icing Accidents
Accidents
• Air Florida - takeoff accident - performance and S&C.• United Express Jetstream - tail stall - longitudinal S&C.• Roselawn ATR - roll upset - lateral S&C.
Common Features
• Ice accretion.• Aerodynamic effect leads to degradation in
performance and handling qualities.• Pilot is unaware of the full effect of ice on aircraft.• Accident occurs.
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ATR 72 Roselawn Accident
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Icing Research
Old Paradigm
• Accidents are caused by ice accretion and pilot error.• Improve subsystem performance.• Investigate accidents and develop fixes.
New Paradigm
• Accidents are caused by loss of aircraft performanceand control.
• The entire system must be addressed.• Use aircraft state information to develop smart icing
systems with pilot-automation coordination.• Focus research on flight safety - prevent accidents.
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Pilot’s Perspective
Steve Green (ALPA) UIUC April 29, 1999
• When operating in icing conditions the flight crew should:– Monitor airspeed, rate of climb, fuel flow, SAT/TAT,
cloud formation– Monitor aerodynamic surfaces, or representative
surfaces for ice accretion– Allow some specified quantity of ice to build prior to
operating the ice protection system– Determine whether the ice protection system is
adequately clearing ice– Develop and update an opinion as to whether the icing
conditions may adversely affect the safety of flight
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Pilot’s Perspective (cont)
• Safe Operation in Icing
• Provide pilot with aerodynamic monitoring(proximity to CL divergences)
• The pilot must have reliably correlated data,measured in real time, with which to infer theproximity of divergences in CL or Ch in a timelymanner.
Steve Green (ALPA) UIUC April 29, 1999
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Smart Icing Systems
Objective• To develop a human-centered automated system, to
characterize icing effects, operate the IPS, provideenvelope protection and control adaptation.
Approach• An interdisciplinary, systems approach is used to
conduct the research in aerodynamics, flightmechanics, controls and human factors. Flightsimulation is used to demonstrate the concept andvalidate the methods.
Goal• To improve the safety of aircraft operating in icing
conditions.
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New Aircraft Icing Encounter Model
IceAccretion
Ice AccretionSensors
Ice ProtectionSystem(IPS)
Pilot /Automation
AircraftDynamics
Advisory
IceEffects
Ice ManagementSystem(IMS)
Information
Pilot Input
EnvelopeProtection
Control Adaptation
Primary IPS Operation
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Smart Icing Systems / IMS Functions
1.Sense the presence of ice accretion including itseffect on measured aircraft performance, stabilityand control.
2.Automatically activate and manage the ice protectionsystems, and provide the pilot with feedback.
3. If the performance degradation becomes significantmodify the aircraft flight envelope and inform pilot ofthe intentions, actions and limitations of the system.
4.Adapt the flight controls to provide the pilotsadequate handling qualities.
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IPSOperation
andMonitoring
EnvelopeProtection
ControlAdaptation
IcingEncounter
Icing EffectsCharacter-
ization
Pilot /Flight DeckAutomation
IMSIMS
AircraftDynamics
IMS Functional Model
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Defenses in Depth
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Smart Icing Systems Technology
• Control in adverse conditions• Aircraft health monitoring
Related AvSP Research
Builds on these research programs• Reconfigurable/adaptive control research for military
aircraft• Experimental and computational Iced aircraft
aerodynamics and handling qualities research• Human factors and UAV flight simulation researchImplementation• Smart Icing Systems will be part of a larger aircraft
system to monitor and maintain critical aircraftfunctions.
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SMART ICING SYSTEMS Research Organization
Core Technologies
Flight SimulationDemonstration
Aerodynamics and
Propulsion
FlightMechanics
Control and Sensor
Integration
HumanFactors
AircraftIcing
Technology
Operate andMonitor IPS
EnvelopeProtection
AdaptiveControl
CharacterizeIcing Effects
IMS Functions
Safety and EconomicsTrade Study
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Faculty and Students
• Safety and Economics Systems Study– Prof. Ken Sivier (AAE)– Jennifer Bradley (AAE)
• Aerodynamics, Propulsion and Flight Mechanics– Profs. Mike Bragg (AAE) and Eric Loth (AAE)– Devesh Pokhariyal, Ryan Oltman, Tim Hutchison, Holly Gurbacki (AAE)
• Control and Sensor Integration– Profs. Tamer Basar (ECE/CSL), Bill Perkins (ECE/CSL),
Petros Voulgaris (AAE/CSL)– James Melody (ECE/CSL), Wen Li (AAE), Eric Schuchard (ECE/CSL)– Eric Keller (ECE/CSL), Thomas Hillbrand (ECE/CSL),
Eduardo Salvador (ECE/CSL)• Human Factors
– Profs. Nadine Sarter (ARL), Chris Wickens (ARL)– Beth Kelly(Psych), Scott McCray (Psych)
• Simulation– Prof. Michael Selig (AAE) – Jeff Scott (AAE)
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SIS Schedule
99 00 01 03
Federal Fiscal Year98
Concept Development CRI Funding
SIS Core Technologies / IMS research
Systems Study
Icing Encounter Flight Simulator
Preliminary IMS Methods
IMS Flight Simulator Demo
02
May 1999
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SIS Funding
• UIUC Critical Research Initiative Funding− Aircraft Icing Research Center− July 1997- July 1999 $200K
• $200K in F98 NASA Funds to initiate SIS Research
• Jan. 1999 - Dec. 2002 $1.7 million NASA Glenn Grant
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SIS Homepage
http://www2.aae.uiuc.edu/~sis/
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Meeting Schedule
Tuesday May 18:1 - 1:15 Welcome1:15 - 1:45 Smart Icing Systems Introduction (Bragg)1:45 - 2:45 Safety and Economics Trade Study (Sivier/Bradley)2:45 - 3:15 Break3:15 - 4:15 Aerodynamics and Flight Mechanics (Bragg/Loth)4:15 - 5: 00 Discussion
Wednesday May 19:8:30 - 10:00 Flight Control and Sensors (Perkins/Melody)10:00 - 10:30 Break10:30 - 11:30 Human Factors (Sarter)11:30 - 12:00 Icing Encounter Flight Simulator (Selig)12:00 - 1:00 Lunch1:00 - 4:00 Discussion and Future Plans
1
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Safety & Economics Trade Study
Principal Investigator: Prof. Ken Sivier
GraduateResearch Assistant: Jennifer Bradley
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SMART ICING SYSTEMS Research Organization
Core Technologies
Icing-EncounterFlight Simulator
Aerodynamics and
Propulsion
FlightMechanics
Control and Sensor
Integration
HumanFactors
AircraftIcing
Technology
Operate andMonitor IPS
EnvelopeProtection
AdaptiveControl
CharacterizeIcing Effects
IMS Functions
Safety and EconomicsTrade Study
3
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Safety & Economics Trade Study
Goal: Establish, through the use of safety and tradestudies, the impact of new IPSs, especially the SIS,on the safety and costs of operation of TBPcommuter aircraft.
4
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Safety & Economics Trade Study
Objective: 1) Develop methodologies for evaluatingthe impact of IPSs on the safety and costsof operation of TBP commuter aircraft
2) Establish a baseline for existing IPSs3) Evaluate the impact of new IPSs on safety
and costs4) Evaluate the impact potential of the SIS on
safety and costs
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Safety & Economics Trade Study
Approach: 1) Examine ATS safety history and study theapplication of the SIS within thatframework
2) Perform economics trade studies focusedon existing and new IPSs, including theSIS
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Safety & Economics Waterfall Chart
99 00 01 02
AccidentAnalysis
Regional Jet Study
Federal Fiscal Years
98
Ice ProtectionTrade Study
Effects on DomesticAir Transportation
Safety History
Baseline TBP Study
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SAFETY AND ECONOMICS TRADE STUDY
SIS Safety Impact
Smart Icing System Research
Statistical Analysis
of Icing Events Safety History
SIS Application toAccident History
Safety Study
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Safety Study
• Aircraft Icing Events– Accidents– Incidents– Mishaps
• Engine Type
• Primary Factors
• Flight Phase
9
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Safety Study (cont.)
• Roselawn, IN Accident Analysis– Accident History– SIS Application
• Conclusions• Recommendations
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Types of Events
• Accidents– Person suffers serious injury or death– Aircraft receives substantial damage
• Incidents– Not an accident– An occurrence that could affect the safety of
operations
• Mishaps– An icing encounter that did not warrant an accident
or incident report
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Databases
• NTSB Accident/Incident Database– Aircraft Accidents and Incidents - 1983 to present
• FAA Incident Data System
– Aircraft Incidents - 1978 to present
• NASA Aviation Safety Reporting System
– Aircraft Mishaps
– Voluntary Aircraft Reports -1988 to present
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Aircraft Icing Events
10390
98
6883
155163 160
177172
133 134
184
115
0
20
40
60
80
100
120
140
160
180
200
Nu
mb
er o
f Ic
ing
Eve
nts
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
Year
MishapIncidentAccident
13
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Icing Accident Fatalities
52
33
46
24
61
22
4145 48
67
27
88
3931
0
10
20
30
40
50
60
70
80
90
100
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
Year
Nu
mb
er o
f F
atal
itie
s
14
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Engine Type
• Reciprocating (carburetor)• Reciprocating (fuel injection)• Turboprop• Turbojet• Turbofan• Turboshaft (helicopters)
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Aircraft Icing AccidentsEngine Type
Recip (carb), 73.1%
Recip (fuel inj), 22.5%
Turboprop, 3.2%
Turbofan, 0.4%
Turboshaft, 0.4%
Turbojet, 0.4%
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Primary Factors
• Flightcrew• Aircraft• Maintenance• Weather• Airport/ATC• Miscellaneous/Other• Unknown
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Aircraft Icing AccidentsPrimary Factors
Flightcrew, 46.7%
Airframe-manufacturer,
0.4%
AircraftSystems, 1.4%
Weather, 36.7%
Airport/ATC, 0.6%
Maintenance, 3.3%
Other, 1.0% Unknown, 10.0%
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Flight Phases
Preflight/Taxi
Takeoff/Climb
Cruise
Descent
Approach
Landing
Maneuver (not shown)
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Aircraft Icing Accidents Flight Phases
Unknown, 1.0%
Preflight/Taxi, 0.2%
Takeoff/Climb, 20.5%
Cruise, 39.2%Descent, 9.0%
Approach, 17.8%
Landing, 1.8%
Maneuvering, 10.5%
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American Eagle, Flt. 4184
• October 31, 1994
• Flight from Indianapolis, IN to Chicago, IL
• Avions de Transport Régional, model 72-212 (ATR-72)
• Roselawn, Indiana
• Total aboard: 68
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ATR-72 Ice Protection
• Level I– all probe & windshield heating systems
• Level II– activates pneumatic engine intake boots;
electric prop heaters; elevator, rudder, & aileronhorn heat; electric side window heaters
• Level III– activates wing, horizontal & vertical stabilizer
leading edge boots; routinely prop to 86%
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ATR-72 Ice Protection
PneumaticAnti/Deicing
Wing LeadingEdges
Horizontal Tail PlaneLeading Edges
Engine AirIntakes
Gas PathDeicer
Ice EvidenceProbe
Electronic IceDetector
Windshields Probes Propellers HornsElectrical Anti-
icing
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ATR Time History - 1
Time (CST) Event1455:20 -- Cleared for takeoff
Normal climb to 16,000 ft
1513 -- (Began descent from 16,000 ft to 10,000 ft)-- (FDR – Level III activation)
(FDR – Prop RPM = 86%)1524:39 -- Entered hold at 10,000 ft
-- (FDR – deice off)Flt attendant & Capt conversing – both flight &non-flight related subjects
1533:13 -- Capt – "high deck angle"-- (FDR – AOA = 5 deg)
1533:26 -- Flaps moved to 15 deg-- (FDR – AOA â to 0 deg)
1541:07 -- Caution alert-- (FDR – Level III activation)-- (FDR – Prop increase)
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ATR Time History - 2
Time (CST) Event1542:38 -- (Third circuit of hold)1548:34 -- "showing ice"1549:44 -- Capt leaves cockpit1554:13 -- Capt returns1555:42 -- FO – "we still got ice"1556:51 -- (FDR – descent to 8000 ft; autopilot on)1557:22 -- Flap overspeed warning1557:28 -- Flaps going to 0 deg (AOA & pitch á)1557:33 -- (Descent thru 9130 ft)
-- (AOA á thru 5 deg; Ailerons – RWD)1557:34 -- (Ailerons – 13.45 deg RWD)
-- (Autopilot disconnect)-- Autopilot disconnect warning-- Rolls right (AOA & pitch â)
1557:57 -- (Descent thru 1700 ft)-- End of Recording
25
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ATR 72-212 DFDR DataA
merican
Eag
le Flig
ht 4184*
*Freezing D
rizzle: Tow
ards A B
etter K
nowledge and a B
etter Protection, Issue 1,
AT
R, F
rance, 11/05/95
26
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Hinge Moments vs. Angle of Attack
AIAA 99-0092 “Effects of Simulated-Spanwise Ice Shapes on Airfoils:Experimental Investigation” by S. Lee & M.B. Bragg
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SIS Modified - 1
Time (CST) Event SIS Action1455:20 -- Cleared for takeoff
Normal climb to 16,000 ft1513 -- (Began descent from 16,000 ft
to 10,000 ft)-- (FDR – Level III activation) ßdetection of ice
ßanti-ice/deice on(FDR – Prop RPM = 86%)ßnotice to pilot
1524:39 -- Entered hold at 10,000 ft-- (FDR – deice off)
ßnotice to pilot á AOAßflap hinge moment ∆ßflt envelope change
Flt attendant & Captconversing – both flight & non-flight related subjects ßnotice to pilot of flt
envelope change
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SIS Application - 2
Time (CST) Event SIS Action1533:13 -- Capt – "high deck angle"
-- (FDR – AOA = 5 deg)1533:26 -- Flaps moved to 15 deg
-- (FDR – AOA â to 0 deg)1541:07 -- Caution alert ßanti-ice/deice still on
-- (FDR – Level III activation)-- (FDR – Prop increase)
1542:38 -- (Third circuit of hold)1548:34 -- "showing ice" ßanti-ice/deice still on1549:44 -- Capt leaves cockpit1554:42 -- Capt returns1555:42 -- FO- "we still got ice" ßanti-ice/deice still on1556:51 -- (FDR – descent to 8000 ft)
-- (FDR – autopilot on)1557:22 -- Flap overspeed warning
29
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SIS Application - 3
Time (CST) Event SIS Action1557:28 -- Flaps going to 0 deg ßnotice to pilot á AOA
-- (AOA & pitch á) ßflt envelope changesßautopilot disconnect
warning1557:33 -- (Descent thru 9130 ft)
-- (AOA á 5 deg) ßnotice to pilot á AOA-- (Ailerons – RWD)
1557:34 -- (Ailerons – 13.45 deg RWD)-- Autopilot disconnect ßnotice to pilot á AOA-- Autopilot disconnect warning-- Rolls right
(AOA & pitch â)1557:57 -- (Descent thru 1700 ft)
-- End of Recording
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Safety StudySummary and Conclusions
• An average of at least 131 icing encountersa year (1983-1996).
• Primary factors are flightcrew and weather,making up a total of 83% of the accidents.
• Performed accident analyses:– October 31, 1994 -- Roselawn, IN– January 9, 1997 -- Monroe, MI– December 26, 1989 -- Pasco, WA
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Safety Study Future Research
• Obtain a better description of SIS.• Analyze accidents using improved SIS model.• Further categorization of accidents by
aircraft type. • Analyze accidents to find the specific action
or lack of action that initiated the event.
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SAFETY AND ECONOMICS TRADE STUDY
SISCost Impact
Smart Icing System Research
ACSYNTAnalysis Tool
Baseline Studies &TOC Sensitivity
IPS EconomicsTrade Study
SIS
Projection
IPS Data
TBP Aircraft &
Mission Models
Economics Trade Study
33
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Economics Trade Study
• Analysis Tool• Baseline Aircraft• Mission Profiles• Sensitivity Studies
– Weight Sensitivity– Altitude Sensitivity
• Ice Protection Trade Study• Conclusions• Recommendations
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ACSYNT
• AirCraft SYNThesis
• NASA Ames Research Center
• Phoenix Integration, Inc.
• Design Capabilities
• Performance Analysis
• Economic Analysis
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Baseline Aircraft
35-passenger 70-passengerAircraft Model Fairchild F-27
(F-27)Scaled Fairchild F-27(F27-70)
Gross Takeoff Weight 34,750 lb 57,840 lbWing Span 95 ft 104 ftAircraft Length 76 ft 112 ftEngine Rolls-Royce Pratt & Whitney - Model Dart 7 Mark 528 PW150A - SFC 0.71 0.43
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Mission Profiles
Takeoff Landing
Cruise @ 13,000 ft
Total Range = 107.5 nmi
Loiter @ 13,000 ftfor 10 min
CMI MDW
Mission A
Takeoff Landing
Cruise @ 13,000 ft
Total Range = 277 nmi
CMI DET
Mission B
Mission C
Takeoff Landing
Cruise @ 13,000 ft
Total Range = 277 nmi
CMI DET
Cruise @9,000 ft
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Economic Analysis Input
• Annual Aircraft Utilization = 2925 block hr• Aircraft Economic Life = 20 yr• Stage Length = 319 sm• Load Factor = 75%• Fuel Cost = $2.01 per gal
• Crew Cost ≈ $42,000 yr
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F-27 Weight Sensitivity
1.575
1.580
1.585
1.590
1.595
1.600
1.605
1.610
1.615
1.620
31,500 32,250 33,000 33,750 34,500 35,250 36,000
Gross Takeoff Weight (lb)
TO
C (
$/A
SM
)
1105
1115
1125
1135
1145
1155
1165
1175
1185
To
tal F
uel
(lb
)
Total FuelTOC
Mission BCruise Altitude = 13,000 ft
Cruise Mach = 0.39
TOC Sensitivity = 0.1 ¢/ASM/100 lb
Fuel Sensitivity = 1.6 lb/100 lb
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F27-70 Weight Sensitivity
0.732
0.734
0.736
0.738
0.740
0.742
0.744
0.746
0.748
55,500 56,250 57,000 57,750 58,500 59,250 60,000
Gross Takeoff Weight (lb)
TO
C (
$/A
SM
)
1168
1170
1172
1174
1176
1178
1180
1182
1184
1186
1188
1190
To
tal F
uel
(lb
)
Total FuelTOC
Mission BCruise Altitude = 13,000 ft
Cruise Mach = 0.54
TOC Sensitivity = 0.04 ¢/ASM/100 lb
Fuel Sensitivity = 0.5 lb/100 lb
40
Smart Icing Systems NASA Review, May 18-19, 1999
2-40
F-27 Altitude Sensitivity
1.54
1.56
1.58
1.60
1.62
1.64
1.66
1.68
0 10,000 20,000 30,000 40,000
Cruise Altitude (ft)
TO
C (
$/A
SM
)
1080
1100
1120
1140
1160
1180
1200
1220
1240
1260
1280
To
tal F
uel
(lb
)
TOCTotal Fuel
Mission BAverage WG = 34,750 lb
Cruise Mach = 0.39
TOC Sensitivity = 0.8 ¢/ASM/1000 ft
Fuel Sensitivity = 12.1 lb/1000 ft
41
Smart Icing Systems NASA Review, May 18-19, 1999
2-41
F-27 Altitude Sensitivity
1.52
1.54
1.56
1.58
1.60
1.62
1.64
1.66
1.68
0 5,000 10,000 15,000 20,000 25,000 30,000 35,000 40,000
Cruise Altitude (ft)
TO
C (
$/A
SM
)
1.50
1.55
1.60
1.65
1.70
1.75
Blo
ck T
ime
(Blo
ck h
r)
TOCBlock Hour
Mission BAverage WG = 34,750 lb
Cruise Mach = 0.39
Time Sensitivity = 0.01 block hr/1000 ft
TOC Sensitivity = 0.8 ¢/ASM/1000 ft
42
Smart Icing Systems NASA Review, May 18-19, 1999
2-42
F27-70 Altitude Sensitivity
0.72
0.73
0.74
0.75
0.76
0.77
0.78
0 10,000 20,000 30,000 40,000
Cruise Altitude (ft)
TO
C (
$/A
SM
)
900
950
1000
1050
1100
1150
1200
1250
1300
1350
1400
To
tal F
uel
(lb
)
TOC
Total Fuel
Mission BAverage WG = 57,840 lb
Cruise Mach = 0.54
TOC Sensitivity = 0.2 ¢/ASM/1000 ft
Fuel Sensitivity = 19.6 lb/1000 ft
43
Smart Icing Systems NASA Review, May 18-19, 1999
2-43
F27-70 Altitude Sensitivity
0.70
0.71
0.72
0.73
0.74
0.75
0.76
0.77
0.78
0 5,000 10,000 15,000 20,000 25,000 30,000 35,000 40,000
Cruise Altitude (ft)
TO
C (
$/A
SM
)
1.18
1.20
1.22
1.24
1.26
1.28
1.30
1.32
1.34
1.36
1.38
Blo
ck T
ime
(Blo
ck h
r)TOCBlock Hour
Mission BAverage WG = 57,840 lb
Cruise Mach = 0.54
TOC Sensitivity = 0.2 ¢/ASM/1000 ft
Time Sensitivity = 0.008 block hr/1000 ft
44
Smart Icing Systems NASA Review, May 18-19, 1999
2-44
Ice Protection EconomicsTrade Study
Includes• Acquisition estimates• Costs due to Weight• Costs due to Drag• Technology Factors• Complexity Factors
Does Not IncludeCost due to:
• Delays• Airport Diversions• Cancellations• Accidents• Litigation• IPS Energy Usage
45
Smart Icing Systems NASA Review, May 18-19, 1999
2-45
Ice Protection Systems & Components
• Magnetostrictive Ice Detector• Heat of Transformation (HOT) Ice Detector• Standard Pneumatic Deicer• Silver Estane Pneumatic Deicer• Small Tube Pneumatic (STP) Deicer• Pneumatic Impulse Ice Protection (PIIP™)• Electrothermal• Electro-mechanical• Smart Icing System (SIS)
46
Smart Icing Systems NASA Review, May 18-19, 1999
2-46
SIS Cost Analysis
• Ice Protection System– Standard Pneumatic Deicer
• Avionics• Increased Technology & Complexity
Factors– Deicing System– Avionics
47
Smart Icing Systems NASA Review, May 18-19, 1999
2-47
Economic Analysis Input
Tec
hnol
ogy
Fac
tor
Com
pone
ntW
eigh
t (lb
)
Ani
t/Dei
cing
Equ
ipm
ent
Com
plex
ityF
acto
r
Avi
onic
sC
ompl
exity
Fac
tor
Dra
gP
enal
ty( ∆
CD
min)
Control Group 1.0 0 1.0 1.0 -Magnetostrictive IceDetector (2)
1.2 2 1.2 1.2 -
HOT Ice Detector (2) " 4 1.3 " -Standard PneumaticDeicer*
1.3 98 " 1.3 0.0011
Silver EstanePneumatic Deicer*
1.4 98 " " 0.0011
STP Deicer* 1.45 98 " " 0.0011PIIP* " 98 1.4 " -Electro-MechanicalDeicer*
" 331 " " -
Electrothermal* " 59 " " -SIS* 1.6 98 1.5 1.6 0.0011* Protection for wing, horizontal and vertical stabilizers
48
Smart Icing Systems NASA Review, May 18-19, 1999
2-48
1.49
1.49
2.31
2.90
3.19
3.19
3.28
3.16
4.94
0.00
0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0 5.5
No Ice Protection
Magnetostrictive Sensor
HOT Sensor
Standard Pneumatic
Silver Estane
STP
PIIP
Electro-mechanical
Electrothermal
SIS
∆∆TOC ($100,000/Yr)
F-27 Ice Protection Trade Study
Mission BBaseline case = $24.8 million/yr
PreliminaryEstimates
49
Smart Icing Systems NASA Review, May 18-19, 1999
2-49
2.31
4.77
4.86
2.11
0 1 2 3 4 5
SIS Breakdown
SIS Total
Std Pneum.Breakdown
Std Pneum. Total
∆∆TOC ($100,000/yr)
Technology FactorComponent WeightIP ComplexityAvionics ComplexityAvionics Development
Breakdown of Change in TOC
PreliminaryEstimates
50
Smart Icing Systems NASA Review, May 18-19, 1999
2-50
1.67
1.70
2.72
3.36
3.69
3.60
3.71
3.60
5.53
0.0 1.0 2.0 3.0 4.0 5.0 6.0
No Ice Protection
Magnetostrictive Sensor
HOT Sensor
Standard Pneumatic
Silver Estane
STP
PIIP
Electro-mechanical
Electrothermal
SIS
∆∆TOC ($100,000/Yr)
0.00
F27-70 Ice Protection Trade Study
Mission BBaseline case = $27.7 million/yr
PreliminaryEstimates
51
Smart Icing Systems NASA Review, May 18-19, 1999
2-51
Economics Trade StudySummary and Conclusions
• Selected the software tool, ACSYNT, for makingIPS economics trade studies
• Developed two TBP commuter aircraft models for the studies
• Established TBP commuter mission models• Evaluated the fuel required and TOC
sensitivities to cruise altitude and TOGW• Found TOC impact of several existing and new
IPSs including the projected SIS
52
Smart Icing Systems NASA Review, May 18-19, 1999
2-52
• Calibrate the ACSYNT economics study results using:– Actual aircraft operational costs.– Better acquisition and operational costs for
ice protection systems and components. • Obtain data and include additional icing related
items in total operating costs– Number of delays & cancellations a year– Costs of delays or cancellations– Costs of accidents & incidents
(aircraft, liability, & negative publicity effects)• Perform ice protection trade study for a
regional jet aircraft.
Economics Trade StudyFuture Research
Smart Icing Systems NASA Review, May 18-19, 1999
3-1
Aerodynamics and Flight Mechanics
Principal Investigators: Mike BraggEric Loth
Graduate Students: Holly Gurbacki (CRI support)
Tim Hutchison Devesh Pokhariyal (CRI support)
Ryan Oltman
Smart Icing Systems NASA Review, May 18-19, 1999
3-2
SMART ICING SYSTEMS Research Organization
Core Technologies
Flight SimulationDemonstration
FlightMechanics
Controls and Sensor
Integration
HumanFactors
AircraftIcing
Technology
Operate andMonitor IPS
EnvelopeProtection
AdaptiveControl
CharacterizeIcing Effects
IMS Functions
Safety and EconomicsTrade Study
Aerodynamicsand
Propulsion
Smart Icing Systems NASA Review, May 18-19, 1999
3-3
Aerodynamics and Flight Mechanics
Goal: Improve the safety of aircraft in icing conditions.
Objective: 1) Develop a nonlinear iced aircraft model. 2) Develop steady state icing characterization
methods and identify aerodynamic sensors. 3) Identify envelope protection needs and
methods.
Approach: First use Twin Otter and tunnel data to developa linear clean and iced model. Then develop anonlinear model with tunnel and CFD data. Usethe models to develop characterization and envelope protection.
Smart Icing Systems NASA Review, May 18-19, 1999
3-4
THE AERODYNAMICS ANDFLIGHT MECHANICS GROUP
Wind TunnelData
IcedAerodynamics
Model
ComputationalFluid
Dynamics
Iced AircraftModel
Clean AircraftModel
Aircraft - FlightMechanicsAnalysis
Steady StateCharacterization
Flight Mechanics Model
Devesh Pokhariyal, Dr. Bragg
Tim Hutchison, Dr. Bragg
Ryan Oltman, Dr. Bragg
Dr. Loth
Characterization
Flight Simulation
Envelope Protection
Smart Icing System Research
Holly Gurbacki, Dr. Bragg AerodynamicSensors
Smart Icing Systems NASA Review, May 18-19, 1999
3-5
Outline
• Flight Mechanics Model• Development of Clean Aircraft Model• Development of Iced Aircraft Model• Flight Mechanics Analysis of Clean and Iced Aircraft• Steady State Characterization• Hinge-Moment Aerodynamic Sensor• Summary and Conclusions• Future Plans/CFD Analysis
Smart Icing Systems NASA Review, May 18-19, 1999
3-6
Equations of Motion
• 6 DoF equations of motion :
xx TA FFsinmg)WQVRU(m ++−=+− θθ&
yy TA FFcossinmg)WPURV(m ++=−+ θθφφ&
zz TAz FFcoscosmg)VPUQW(m ++=+− θθφφ&
TAyyzzxzxzxx LLRQ)II(PQIRIPI +=−+−− &&
TA22
xzzzxxyy MM)RP(IPR)II(QI +=−+−−&
TAxzxxyyxzzz NNQRIPQ)II(PIRI +=+−+− &&
Smart Icing Systems NASA Review, May 18-19, 1999
3-7
Equations of Motion (cont.)
• The longitudinal equations of motion areconsidered initially the forces along theaircraft body axes are resolved into lift anddrag forces to yield:
TcosT)cosDsinL(sinmg)WQVRU(m φφααααθθ +−+−=+−•
TsinT)sinDcosL(coscosmg)VPUQW(m φφααααθθφφ +−−+=+−•
TA22
xzzzxxyy MM)RP(IPR)II(QI +=−+−−•
Smart Icing Systems NASA Review, May 18-19, 1999
3-8
THE AERODYNAMICS ANDFLIGHT MECHANICS GROUP
Wind TunnelData
IcedAerodynamics
Model
ComputationalFluid
Dynamics
Iced AircraftModel
Clean AircraftModel
Aircraft - FlightMechanicsAnalysis
Steady StateCharacterization
Flight Mechanics Model
Devesh Pokhariyal, Dr. Bragg
Tim Hutchison, Dr. Bragg
Ryan Oltman, Dr. Bragg
Dr. Loth
Characterization
Flight Simulation
Envelope Protection
Smart Icing System Research
Holly Gurbacki, Dr. Bragg AerodynamicSensors
Smart Icing Systems NASA Review, May 18-19, 1999
3-9
Twin Otter Clean Model (v1.0)
• Longitudinal model is derived from flightdynamics data in AIAA report 86-9758, AIAAreport 89-0754 and AIAA 93-0754
• Dimensional parameters:Parameter Value UnitsWing Area 39.02 m2Wing Span 19.81 mAspect Ratio 10Mean Aerodynamic Chord 1.981 mMass 4150 kgAirspeed 61.73 m/sAltitude 1524 mMoments of Inertia: Ixx, Iyy, Izz, Ixz 21279, 30000,44986, 1432 kg.m2Flap Deflection 0 deg
Smart Icing Systems NASA Review, May 18-19, 1999
3-10
Clean Dimensional Derivatives (v1.0)
Nondimensional Clean Dimensional CleanParameter Value Parameter Value UnitsCL 0.5 Mδ -10.45 /s2
CLo 0.2 Mu 0 /ft-s
CLq 19.97 Mq -3.06 /s
CLα 5.66 Mαdot -0.804 /s
CLαdot 2.5 MTu 0 /ft-s
CLδE 0.608 Mα -7.87 /s2
CD0 0.0414 Zδ -40.33 ft/s2
K 0.0518 Zα -379.03 ft/s2
Cm 0 Zu -0.31 /sCmo 0.15 Zαdot -2.446 ft/s
Cmq -34.2 Zq -19.7 ft/s
Cmα -1.31 Xα 13.72 ft/s2
Cmαdot -9 XTu 0.0149 /s
CmδE -1.74 Xu -0.033 /sXδ 0 ft/s2
Smart Icing Systems NASA Review, May 18-19, 1999
3-11
Empirical Clean Model Method
• The clean aircraft model is developed using methodsoutlined in NASA TN D-6800 for twin-engine,propeller-driven airplanes.
• Lift, pitching moment, drag and horizontal tail hingemoments are modeled.
• Method is based on theoretical and empiricalmethods (USAF Datcom handbook and NACA/NASAreports)
• Model requires mainly aircraft geometry and thus canbe applied to different aircraft at minimal cost.
• Waiting for Twin Otter data
Smart Icing Systems NASA Review, May 18-19, 1999
3-12
Empirical Clean Model (NASA TN D-6800)
• Representative equations:
powere)hf(hwfn)C()C(CCC LLLLL ∆+∆++=
δδ
powertabe)hf(hwfn)C()C()C(CCC MMMMMM ∆+∆+∆++=
δδ
powersystemcoolingnifihiwi0)C()C()C()C()C()C(CC DDDDDDDD ∆++++++=
tab
h
tab
h
0tab)f(h)f(h)C(
c
)xx()C(
c
)xx()C(C M
h
4/chingeL
h
achingeLh δδδδδδ
′∆+−
∆+−
==
Smart Icing Systems NASA Review, May 18-19, 1999
3-13
THE AERODYNAMICS ANDFLIGHT MECHANICS GROUP
Wind TunnelData
IcedAerodynamics
Model
ComputationalFluid
Dynamics
Iced AircraftModel
Clean AircraftModel
Aircraft - FlightMechanicsAnalysis
Steady StateCharacterization
Flight Mechanics Model
Devesh Pokhariyal, Dr. Bragg
Tim Hutchison, Dr. Bragg
Ryan Oltman, Dr. Bragg
Dr. Loth
Characterization
Flight Simulation
Envelope Protection
Smart Icing System Research
Holly Gurbacki, Dr. Bragg AerodynamicSensors
Smart Icing Systems NASA Review, May 18-19, 1999
3-14
Icing Effects Model
To devise a simple, but physically representative, modelof the effect of ice on aircraft flight mechanics for use inthe characterization and simulation required for theSmart Icing System development research.
Objective:
Smart Icing Systems NASA Review, May 18-19, 1999
3-15
Linear Icing Effects Model
• = Arbitrary coefficient (CLα, Cmδe, etc.)
• = icing severity factor
• = coefficient icing factor
)A(Ciceiced)A( C)k1(CA
ηη+=
( )AC
iceηη
ACk
Smart Icing Systems NASA Review, May 18-19, 1999
3-16
Icing Factors
• is the icing severity factor
where: = freezing fraction
= accumulation parameter
= collection efficiency
• is the coefficient icing factor
( )EA,nf cice =ηη
)conditionsicing.,configandgeometryaircraft,IPS(fk )A(CA=
iceηηn
cAE
ACk
Smart Icing Systems NASA Review, May 18-19, 1999
3-17
ηηice Formulation
• ∆Cd fit as a function of n and AcE− ∆Cd data obtained from NACA TM 83556
• ∆Cdref calculated from ∆Cd equation usingcontinuous maximum conditions
• ηice formulated such that ηice=0 at n=0 or AcE=0
( )( )min45t,conditions.max.cont,0012NACAC
dataIRT,'3c,0012NACAC
refd
dice =∆
=∆=ηη
Smart Icing Systems NASA Review, May 18-19, 1999
3-18
∆∆Cd Curve Fit of NASA TM 83556 Data
0
0.02
0.04
0.06
0.08
0.1
0.12
0 0.005 0.01 0.015 0.02 0.025 0.03 0.035 0.04 0.045
AcE
∆∆C
d
n=.33 Data
n=.33 Curve Fit
n=1 Data
n=1 Curve Fit
Smart Icing Systems NASA Review, May 18-19, 1999
3-19
ηηice Reference Value
• To nondimensionalize the ∆Cd equation, a referencecondition was chosen based on FAA Appendix CMaximum Continuous conditions.
• NACA 0012 c = 3 ft.
MVD = 20 µm V∞ = 175 knotsLWC = 0.65 g/m3 t = 45 minT0 = 25 °F
• These conditions yielded a ∆Cd = 0.1259 at ηice=1
Smart Icing Systems NASA Review, May 18-19, 1999
3-20
Final ηηice Equation (v1.0)
( ) ( )2c2c1ice EAZEAZ +=ηη
n176.3Z1 = 432
432
2 hngnfnen1dncnbnan
Z++++
+++=
26.179810d
58.248690c
52.54370b
33.4547a
−==
−==
697.36h
595.250g
295.33f
322.4e
−==
−=−=
Smart Icing Systems NASA Review, May 18-19, 1999
3-21
Variation with n and AcE
0.00
0.20
0.40
0.60
0.80
1.00
0 0.2 0.4 0.6 0.8 1n
η ice
AcE=.01
AcE=.02
AcE=.03
AcE=.04
Cont. Max. Case
Glaze Ice Rime Ice
Smart Icing Systems NASA Review, May 18-19, 1999
3-22
ηηice Variation with AcE and n
0.00
0.20
0.40
0.60
0.80
1.00
1.20
1.40
1.60
0.000 0.010 0.020 0.030 0.040 0.050
AcE
ηηic
e
n=0.1
n=0.2
n=0.4
n=0.6
n=1
Smart Icing Systems NASA Review, May 18-19, 1999
3-23
Iced Model (v1.0)
• Equations:
)k1()C()C( iceCAA Acleaniceηη+= 1
)C(
)C(k
clean
ice
A
A
AiceC −=ηη 2
L0DD KCCC +=
CL CLo CLq CLα CLαdot CLδE CD0 Kclean 0.5 0.2 19.97 5.66 2.5 0.608 0.041 0.052iced 0.5 0.2 19.7 5.094 2.5 0.55 0.062 0.057kCAηice 0 0 -0.014 -0.1 0 -0.095 0.5 0.1
Cm Cmo Cmq Cmα Cmαdot CmδE
clean 0 0.15 -34.2 -1.31 -9 -1.74iced 0 0.15 -33 -1.18 -9 -1.566kCAηice 0 0 -0.035 -0.099 0 -0.1
Smart Icing Systems NASA Review, May 18-19, 1999
3-24
Comparison of Clean and Iced Model (v1.0)
Parameter Clean Iced Units Mδ -10.44 -9.4 /s2
Mu 0 0 /ft-s
Mq -3.055 -2.948 /s
Mαdot -0.804 -0.804 /s
MTu 0 0 /ft-s
Mα -7.863 -7.083 /s2
Zδ -40.29 -36.45 ft/s2
Zα -378.72 -342.67 ft/s2
Zu -0.31 -0.31 /sZαdot -2.446 -2.466 ft/s
Zq -19.697 -19.431 ft/s
Xα 13.706 13.898 ft/s2
XTu 0.0149 0.0266 /s
Xu -0.033 -0.0463 /sXδ 0 0 ft/s2
Smart Icing Systems NASA Review, May 18-19, 1999
3-25
THE AERODYNAMICS ANDFLIGHT MECHANICS GROUP
Wind TunnelData
IcedAerodynamics
Model
ComputationalFluid
Dynamics
Iced AircraftModel
Clean AircraftModel
Aircraft - FlightMechanicsAnalysis
Steady StateCharacterization
Flight Mechanics Model
Devesh Pokhariyal, Dr. Bragg
Tim Hutchison, Dr. Bragg
Ryan Oltman, Dr. Bragg
Dr. Loth
Characterization
Flight Simulation
Envelope Protection
Smart Icing System Research
Holly Gurbacki, Dr. Bragg AerodynamicSensors
Smart Icing Systems NASA Review, May 18-19, 1999
3-26
Flight Dynamics and Control Toolbox
• Flight Dynamics Code 1.3– FDC 1.3 is a free source code written by Marc
Rauw (based in the Netherlands)– Code developed using MATLAB and SIMULINK– 6 DoF equations:
• Assumptions– The body is assumed to be rigid during motions– The mass of the aircraft is assumed to be constant during
the time-interval in which its motions are studied– Earth is assumed to be fixed in space & the curvature is
neglected
• 12 - Nonlinear differential equations used to describe themotion
Smart Icing Systems NASA Review, May 18-19, 1999
3-27
Velocity
Alpha
Beta
Forces & Moments
FDC Equations
( ) ββααββββααββααββββαα cossinwqupvsinvrupwcoscosurvqwsinsinFsinFcoscosFm1
V wwwwwwwwwzyx
+−−
+−+
+−−++=
••••
],,,,,,,,,r,q,p,,,,,,,0[CScVM
],,,,,,,,,r,q,p,,,,,,,0[CSVF2
earfrafe3232
N,M,L2
21
N,M,L
2earfrafe
3232z,y,x
221
z,y,x
ββββδδαδαδαδαδαδαδδδδδδδδδββββββααααααρρ
ββββδδαδαδαδαδαδαδδδδδδδδδββββββααααααρρ&
&
⋅⋅⋅⋅⋅=
⋅⋅⋅⋅=
( ) ( ) ββααααααααααααββ
αα tansinrcospqsinurvqwcoswqupvcosFsinFm1
cosV1
wwwwwwzx +−+
+−+
+−−+−=
•••
( ) ααααββααββββααββααββββααββ cosrsinpsinsinwqupvcosvrupwsincosurvqwsinsinFcosFsincosFm1
V1
wwwwwwwwwzyx −+
+−+
+−+
+−+−+−=
••••
Smart Icing Systems NASA Review, May 18-19, 1999
3-28
Pitch, Roll & Yaw Rates
FDC Equations (cont.)
( )( )( )
( )( )( ) ( ) ( )
( ) ( )
( )( ) ( )( )( ) ( ) ( ) N
JxzIzzIxxIxx
LJxzIzzIxx
Jxzqr
JxzIzzIxxJxzIzzIyyIxx
pJxzIyyIxxIxxr
IyyM
rpIyyIxz
rpIyy
IxxIzzq
NJxzIzzIxx
JxzL
JxzIzzIxxIzz
qpJxzIzzIxx
JxzIzzIyyIxxr
JxzIzzIxxJxzIzzIzzIyy
p
2222
22
2222
2
⋅−⋅
+⋅−⋅
+⋅
⋅
−⋅⋅+−
−⋅+−⋅=
+−⋅−⋅⋅−
=
⋅−⋅
+⋅−⋅
+⋅
⋅
−⋅⋅+−
+⋅−⋅
−⋅−=
&
&
&
Smart Icing Systems NASA Review, May 18-19, 1999
3-29
Euler Angles
Position
FDC Equations (cont.)
( ) θθψψθθϕϕϕϕϕϕϕϕϕϕθθ
θθϕϕϕϕ
ψψ
sinptancosrsinqp
sinrcosqcos
cosrsinq
&&
&
&
+=++=−=
+=
( ){ } ( )( ){ } ( )( ) θθϕϕϕϕθθ
ψψϕϕϕϕψψθθϕϕϕϕθθ
ψψϕϕϕϕψψθθϕϕϕϕθθ
coscoswsinvsinuz
cossinwcosvsinsincoswsinvcosuy
sinsinwcosvcossincoswsinvcosux
eeee
eeeeee
eeeeee
++−=
−−++=
−−++=
&
&
&
Smart Icing Systems NASA Review, May 18-19, 1999
3-30
FDC Equations (cont.)
The current aircraft model (without turbulence) is usingthe following equations for the longitudinal mode:
( )ββααββαα sinsinFcoscosFm1
V zx +=•
( ) ( ) ββααααααααββ
αα tansinrcospqcosFsinFm1
cosV1
zx +−+
+−=
•
( ) ( )IyyM
rpIyyJxz
rpIyy
IxxIzzq 22 +−⋅−⋅⋅
−=&
ϕϕϕϕθθ sinrcosq −=&
( ){ } ( )( ) θθϕϕϕϕθθ
ψψϕϕϕϕψψθθϕϕϕϕθθ
coscoswsinvsinuz
sinsinwcosvcossincoswsinvcosux
eeee
eeeeee
++−=
−−++=&
&
Smart Icing Systems NASA Review, May 18-19, 1999
3-31
Open Loop Analysis Tool for Nonlinear Twin Otter Model
Smart Icing Systems NASA Review, May 18-19, 1999
3-32
Closed Loop Analysis Tool for Nonlinear Twin Otter Model
Smart Icing Systems NASA Review, May 18-19, 1999
3-33
Validation of the FDC (TIP flight p5220)
• Code is validated by comparing the responseof a doublet to published NASA data (AIAA99-0636) for the Twin Otter aircraft.
• Flight conditions:• V = 187 ft/s
• alt. = 5620 ft
• α = 3.53 deg
• δF = 0 deg
Smart Icing Systems NASA Review, May 18-19, 1999
3-34
Clean and Iced Model (v2.0 TIP)
CX0 CXα CXα2 CXδe
Clean -0.076 0.390 2.910 0.096Iced -0.090 0.714 1.744 0.068ηice.kC(A) 0.182 0.831 -0.401 -0.290
CZ0 CZα CZα2 CZq CZδe
Clean -0.311 -7.019 4.111 -3.182 -0.234Iced -0.318 -7.510 6.573 -7.395 -0.3541ηice.kC(A) 0.020 0.070 0.599 1.322 0.513248
Cm0 Cmα Cmα2 Cmq Cmδe
Clean -0.011 -0.879 -3.852 -19.509 -1.8987Iced -0.026 -0.790 -3.930 -21.480 -1.8629ηice.kC(A) 1.361 -0.101 0.020 0.101 -0.01886
Ref: Robert Miller and W. Ribbens, AIAA 99-0636
Smart Icing Systems NASA Review, May 18-19, 1999
3-35
Validation of FDC 1.3
• Validation of the FDC (TIP flight p5220, no ice)
0
1
2
3
4
5
6
7
8
0 5 10 15Time, sec
Alp
ha, d
eg
Flight DataFDC
-10-8-6-4-202468
10
0 5 10 15Time, sec
q, d
eg/s
ec
Flight DataFDC
Smart Icing Systems NASA Review, May 18-19, 1999
3-36
Validation of FDC 1.3 (cont.)
181182183184185186187188189190
0 5 10 15Time, sec
Vel
oci
ty, f
t/se
c
Flight DataFDC
• Validation of the FDC (TIP flight p5220, no ice)
5610561556205625563056355640564556505655
0 5 10 15Time, sec
Alt
itu
de,
ft
Flight DataFDC
Smart Icing Systems NASA Review, May 18-19, 1999
3-37
Validation of FDC 1.3 (cont.)
• Validation of the FDC (TIP flight p4601, iced)
Smart Icing Systems NASA Review, May 18-19, 1999
3-38
THE AERODYNAMICS ANDFLIGHT MECHANICS GROUP
Wind TunnelData
IcedAerodynamics
Model
ComputationalFluid
Dynamics
Iced AircraftModel
Clean AircraftModel
Aircraft - FlightMechanicsAnalysis
Steady StateCharacterization
Flight Mechanics Model
Devesh Pokhariyal, Dr. Bragg
Tim Hutchison, Dr. Bragg
Ryan Oltman, Dr. Bragg
Dr. Loth
Characterization
Flight Simulation
Envelope Protection
Smart Icing System Research
Holly Gurbacki, Dr. Bragg AerodynamicSensors
Smart Icing Systems NASA Review, May 18-19, 1999
3-39
Clean and Iced Dynamic Comparison
Initial trimmed flight conditions:• Altitude = 5600 ft• Velocity = 187.5 ft/sec• Angle of Attack = 3.52°• Aircraft Model v2.0Clean:
ηice = 0.0Iced:
ηice = .15
Smart Icing Systems NASA Review, May 18-19, 1999
3-40
Dynamic Analysis, Clean & Iced
Smart Icing Systems NASA Review, May 18-19, 1999
3-41
Dynamic Analysis, Clean & Iced (cont.)
Smart Icing Systems NASA Review, May 18-19, 1999
3-42
THE AERODYNAMICS ANDFLIGHT MECHANICS GROUP
Wind TunnelData
IcedAerodynamics
Model
ComputationalFluid
Dynamics
Iced AircraftModel
Clean AircraftModel
Aircraft - FlightMechanicsAnalysis
Steady StateCharacterization
Flight Mechanics Model
Devesh Pokhariyal, Dr. Bragg
Tim Hutchison, Dr. Bragg
Ryan Oltman, Dr. Bragg
Dr. Loth
Characterization
Flight Simulation
Envelope Protection
Smart Icing System Research
Holly Gurbacki, Dr. Bragg AerodynamicSensors
Smart Icing Systems NASA Review, May 18-19, 1999
3-43
Steady State Characterization
Goal:• Analyze quasi-steady data characterized by control
inputs and disturbances insufficient to excite dynamicmodes to characterize the icing encounter.
Objectives:• Determine onset of icing on an aircraft in real-time
during flight.• Estimate the severity of ice accretion in terms of its
effect on performance, stability and control.• Identify location of ice accretion on the A/C and the
potential safety hazards.
Smart Icing Systems NASA Review, May 18-19, 1999
3-44
Steady State Characterization (cont.)
Approach:• Acquire flight data, using onboard sensors.• Process aircraft data to obtain nondimensional
parameters in iced and equivalent clean conditions.• Compare iced and clean models to back out “useful
flight parameters” such as ∆CL, ∆δE, ∆CD, and ∆Ch.• Set threshold values to determine onset of icing.
• Analyze the ∆’s and other sensor information to determine the type and location of ice accretionand the potential safety hazards.
Smart Icing Systems NASA Review, May 18-19, 1999
3-45
S. S. Characterization Results
• Use FDC 1.3 auto-pilot configuration set at:– constant altitude– constant power
• Analyze the effects of icing on:– angle of attack– elevator deflection– velocity and drag characteristics
• The clean and iced configurations have beencompared for conditions with and without turbulence.
• The icing simulations are set at ηice = .15 and thesimulations are run for 22 minutes.
Smart Icing Systems NASA Review, May 18-19, 1999
3-46
Steady State Flight Conditions
The initial conditions for the steady state analysis are:• Altitude = 9000 ft• Velocity = 268 ft/sec• Angle of Attack = 0.5°• Elevator Deflection = -0.6°
ηice(t = 0) = 0ηice(t = 22 min.) = 0.83
Clean and Iced Model v2.1 is used.
Smart Icing Systems NASA Review, May 18-19, 1999
3-47
Turbulence Model
• The turbulence model used in the FDC 1.3 steadystate analysis is based on the Dryden spectraldensity distribution.
• The turbulence intensity produces an aircraft z-acceleration of 0.13g RMS with typical variations of+/- 0.5g encountered over the 22 minute flight.
Smart Icing Systems NASA Review, May 18-19, 1999
3-48
Comparison for αα and δδE (No turbulence)
0ice =ηη
83.0ice =ηη
0ice =ηη
83.0ice =ηη
Smart Icing Systems NASA Review, May 18-19, 1999
3-49
Comparison for CD and V (No turbulence)
83.0ice =ηη
0ice =ηη
0ice =ηη 83.0ice =ηη
Smart Icing Systems NASA Review, May 18-19, 1999
3-50
Comparison for αα and δδE (turbulence)
0ice =ηη
83.0ice =ηη
0ice =ηη
83.0ice =ηη
Smart Icing Systems NASA Review, May 18-19, 1999
3-51
Comparison for CD and V (turbulence)
0ice =ηη
83.0ice =ηη0ice =ηη
83.0ice =ηη
Smart Icing Systems NASA Review, May 18-19, 1999
3-52
THE AERODYNAMICS ANDFLIGHT MECHANICS GROUP
Wind TunnelData
IcedAerodynamics
Model
ComputationalFluid
Dynamics
Iced AircraftModel
Clean AircraftModel
Aircraft - FlightMechanicsAnalysis
Steady StateCharacterization
Flight Mechanics Model
Devesh Pokhariyal, Dr. Bragg
Tim Hutchison, Dr. Bragg
Ryan Oltman, Dr. Bragg
Dr. Loth
Characterization
Flight Simulation
Envelope Protection
Smart Icing System Research
Holly Gurbacki, Dr. Bragg AerodynamicSensors
Smart Icing Systems NASA Review, May 18-19, 1999
3-53
Wind Tunnel Testing
Smart Icing Systems NASA Review, May 18-19, 1999
3-54
Sensing Unsteady Hinge Moments
• Objective: Use unsteady hinge moment to sense potentialcontrol problems and nonlinearities due to ice-induced flowseparation
• Approach:– NACA 23012 airfoil model with simple flap and forward-facing
quarter round simulated ice
– Steady-state Cl, Cd and Cm from balance and pressures andCh from hinge-moment balance and pressures
– Time series and frequency spectra of unsteady Ch from hinge-moment balance
– Time series and frequency spectra of flow unsteadiness fromhot-wire anemometer placed within and aft of separationbubble, in shear-layer, and over flap
Smart Icing Systems NASA Review, May 18-19, 1999
3-55
Unsteady Ch RMS
0
0.01
0.02
0.03
0.04
0.05
-10 -5 0 5 10 15 20
AOA (degrees)
Uns
tead
y C
h R
MS
Clean x/c = .02 x/c = .10 x/c = .20
Cl , max
Cl , max
Cl , max
NACA 23012, Re = 1.8 million, δδ f = 0
Smart Icing Systems NASA Review, May 18-19, 1999
3-56
99 00 01 03
Federal Fiscal Year98 02
Aerodynamics and Flight Mechanics Waterfall Chart
Linear Iced Aircraft Model
CFD
Wind Tunnel Testing
Nonlinear Iced Aircraft Model
Determine Need for and SelectAerodynamics Sensors
Steady State Characterization of Icing Effects
S. S. Char. Method
Smart Icing Systems NASA Review, May 18-19, 1999
3-57
Summary and Conclusions
• Clean twin otter linear models developed.• Method for including icing effects in linear
model developed.• Flight mechanics computational method
available.• Iced twin otter models for TIP studies
available and performs well.• Steady state characterization formulated and
initial results promising.
Smart Icing Systems NASA Review, May 18-19, 1999
3-58
Future Research
• Complete and refine linear models, icing effectsmodel and perform icing accident analysis
• Complete steady state characterization method• Study and develop envelop protection schemes• Identify aerodynamic and other sensors• Develop fully nonlinear model
– Experiment & CFD for AE data bases– Neural Networks for AE interrogation
• Assess Feasibility of a VIFT (Year 4)
Smart Icing Systems NASA Review, May 18-19, 1999
3-59
THE AERODYNAMICS ANDFLIGHT MECHANICS GROUP
Wind TunnelData
IcedAerodynamics
Model
ComputationalFluid
Dynamics
Iced AircraftModel
Clean AircraftModel
Aircraft - FlightMechanicsAnalysis
Steady StateCharacterization
Flight Mechanics Model
Devesh Pokhariyal, Dr. Bragg
Tim Hutchison, Dr. Bragg
Ryan Oltman, Dr. Bragg
to be decided, Dr. Loth
Characterization
Flight Simulation
Envelope Protection
Fully Non-Linear APC Overview
Holly Gurbacki, Dr. Bragg AerodynamicSensors
AE
Smart Icing Systems NASA Review, May 18-19, 1999
3-60
Fully Non-Linear Model
• Objective:For flight mechanics, we would like non-linear Aero-Performance Curves (APC): CL, CD, Cm, Ch as afunction of α , δ , etc. and environmental conditions
• Method:– Use high-quality previous and new data sets
(experimental and computational) to construct All-Encounters (AE) data bases
– Construct neural networks for use in interrogation ofany condition atmospheric/flight condition
– Apply neural networks to flight mechanics
Smart Icing Systems NASA Review, May 18-19, 1999
3-61
All Encounters Data Bases
• Method:– Collect data of ice-shape characteristics (x/cice, k/cice) as
a function of flight conditions (α , d, LWC, T0, Re, etc.):• Icing Research Tunnel Shapes
• In-Flight Icing Shapes
• LEWICE shapes
– Collect data of 2-D APC (Cl, Cm,..) as a function of ice-shape characteristics (x/cice, k/cice) and α and δ :
• Icing Research Tunnel Aerodynamic Tests
• Wind Tunnel Tests for various Ice Shapes
• CFD for various Ice Shapes
Smart Icing Systems NASA Review, May 18-19, 1999
3-62
Computational Fluid Dynamics
• NSU2D will be the primary code for CFD– unstructured adaptive triangulated grid– Can handle complex shapes & multi-element– Spallart-Almaras turbulence model– Employs en transition model– Unsteady capabilities for flow shedding
• To improve prediction fidelity• To investigate unsteady aerodynamic sensing
– To be parallelized for SG Origin 2000
Smart Icing Systems NASA Review, May 18-19, 1999
3-63
Sample CFD
• NSU2D LE ice-shape predictions
Smart Icing Systems NASA Review, May 18-19, 1999
3-64
Neural Network Approach
• Construct Separate Neural Networks for:– Ice-shape characteristics as a function of environmental
conditions– 2-D APC as a function of ice-shape characteristics and
flight conditions
• Train Neural Networks with AE databases• Use analytical methods to convert 2-D APC to
CL,CD,Cm, Ch
• Replace Linear Model with Non-Linear NeuralNetworks for Flight Mechanics
Smart Icing Systems NASA Review, May 18-19, 1999
3-65
Neural Network for Ice-Shape
α
δ
• Sample neuron: Y= f(Σ Wi xi) with x i = (α , d, LWC, etc.)
• Wi are trained with data (f refers to a sigmoidal function)
• Y refers to output of a neuron; final output: x/cice, k/cice
x/cice, k/cice
OutputLayer
HiddenLayer 2
HiddenLayer 1
InputLayer
d
LWC
Smart Icing Systems NASA Review, May 18-19, 1999
3-66
Neural Network Interrogation
• Input are ice-shape characteristics & flight condition• Final output are the 2-D APC: Cl,Cd,Cm, or Ch
Cl ,Cd ,Cm ,Ch
α
δ
x/cice
OutputLayer
HiddenLayer 2
HiddenLayer 1
InputLayer
k/cice
Smart Icing Systems NASA Review, May 18-19, 1999
3-67
Feasibility of a Virtual Icing Flight Test
• Objective:Assess Feasibility of a VIFT (for a follow-on study) whichwould simulate a complete icing encounter includingtemporal resolution of ice accretion, pilot input, IMS, etc.
• Goal: Consider requirements for integrating– Ice Accretion (LEWICE)– Aerodynamic Predictions (NSU2D)– A/C Flight Dynamics Model (Selig)– Pilot Input / Flight Simulator Output (Sarter/Selig)– IMS Control (Basar/Perkins)
Smart Icing Systems NASA Review, May 18-19, 1999
3-68
Virtual Icing Flight Test Configuration?
a) receive input from pilot, IM S,
and aerodynamic performance
b) computes A /C dynamic state
c) displays cockpit viewincluding IM S warnings/info
" Aero Workstation" for
simulated A/C performance" A/C Workstation" for virtual airplane state & pilot I/O
Computes as function. of time
a) ice shape from LEW ICE
b) instantaneous aero forces &
moments as a function of
angle-of-attack & flap defl.
A tmospheric model: real time conditions: pressure, temperature, humidity, L W C of clouds
aero forces/moments,
virtual ice sensor output
" I M S Workstation" for icing
ID and IMS decision making:
modify display/IPS/contr ol
From A /C state data can:
a) issue warnings to pilot
b) initiate IPS operation
c) modify flight envelope
d) institute control adaptation
Dedicated NC SA
Supercomputer
A /C dynamic state, IPS on?
IPS initiating
A /C state, pilot input
icing sensor data
pilot
yoke
Send appropriate IM S output:
see levels a)-d) listed below
t
H 1H 0
x
L
Dt
t
Smart Icing SystemsFlight Controls and Sensors
NASA Review May 18-19, 1999
Principal Investigators: Tamer Ba�sar (CSL/ECE)
William Perkins� (CSL/ECE)
Petros Voulgaris (CSL/AAE)
Graduate Students: Wen Li (NASA Support)
James Melody� (CRI Support)
Eric Schuchard (Fellowship)
Undergrad Students: Eric Keller (NSF Support)
Thomas Hillbrand (Fellowship)
Eduardo Salvador (NSF Support)
* presenting
4-1
Smart Icing Systems
Smart Icing Systems Research Organization
NASA Review May 18-19, 1999
Core Technologies
Aerodynamcs
and
Propulsion
Flight
Mechanics
Control and
Sensor
Integration
Human
Factors
Aircraft
Icing
Technology
IMS Functions
Characterize
Icing E�ects
Operate and
Monitor IPS
Envelope
Protection
Adaptive
Control
Flight Simulation
Demonstration
Safety and Economics
Trade Study
4-2
Smart Icing SystemsFlight Controls and Sensors
NASA Review May 18-19, 1999
Goal: Improve the safety of aircraft in icing conditions.
Develop smart systems to improve ice tolerance.
Objectives:
1) Develop fast and reliable methods and algorithms for in ight
identi�cation of aircraft ight dynamics.
2) Develop robust ice detection and classi�cation methods and al-
gorithms that incorporate identi�ed parameters and other avail-
able sensor information.
3) Investigate utility of control recon�guration to maintain ight
characteristics in the presence of icing.
Approach: Apply existing parameter identi�cation techniques to
parameter identi�cation of ight dynamics. Investigate detection
methods based on the identi�ed parameters. Evaluate performance
according to timeliness and accuracy of icing characterization.
4-3
Smart Icing Systems
Smart Icing Systems Research
NASA Review May 18-19, 1999
THE CONTROL AND SENSOR
INTEGRATION GROUP
LTI - Linear, Time-Invariant
LTV - Linear, Time-VaryingEric Keller, Eduardo Salvador, Prof. Ba�sar
Thomas Hillbrand, Prof. Ba�sar
Wen Li, Prof. Voulgaris
Jim Melody, Prof. Ba�sar
Eric Schuchard, Prof. Perkins
Characterizaton
Flight
Simulation
Adaptation
LTI Longitudinal
Dynamics ID
LTI Longitudinal
Dynamics Detection
LTV Longitudinal
Dynamics ID
LTV Longitudinal
Dynamics Detection
Nonlinear 6-axis
Dynamics ID
Nonlinear 6-axis
Dynamics Detection
Adaptation/Handling
Event Recovery
Nonlinear Dynamics
Development
Sensor and Drag
Charact. Integration
4-4
Smart Icing Systems
Flight Controls and Sensors Outline
NASA Review May 18-19, 1999
� Ice detection & characterization overview
� Identi�cation during maneuver
{ Batch Algorithm
{ Recursive Algorithm: H1
{ Recursive Algorithm: EKF
� Neural network detection & classi�cation during maneuver
� Identi�cation during steady level ight
� Summary & Conclusions
� Future Plans
4-5
Smart Icing Systems
Ice Characterization Block Diagram
NASA Review May 18-19, 1999
ID
Algorithm(s)
Ice Detection
& Sensor Fusion
Envelope Prot
& IPS I/F
Flight
Dynamics
(depend on �)
Flight
Controller
+
other sensors� parameters
^� parameter estimates
output
input
^�
Pilot
Pilot
IPS
IMS
4-6
Smart Icing Systems
Icing Characterization Philosophy
NASA Review May 18-19, 1999
� Icing matters to the extent that it a�ects the ight dynamics.
� E�ect of icing on ight dynamics is captured by parameter �.
� By observing behavior of dynamics, can infer the value of �
) Parameter Identi�cation (ID)
� From estimated parameter ^�(t), detect and classify icing e�ects.
� Icing detection will also incorporate
{ aerodynamic sensors
{ steady-state characterization
{ hinge moment sensing
{ external environmental sensors
) Sensor Integration
� Inform pilot of icing directly and via envelope protection
4-7
Smart Icing Systems
Longitudinal Flight Dynamics Model
NASA Review May 18-19, 1999
Linearized model of longitudinal ight dynamics
_u = �g cos(�) + (Xu +XTu)u+X��+XÆEÆE
_w � Uq = �g� sin(�)+ Zuu+ Z��+ Z _� _�+ Zqq+ ZÆEÆE
_q = Muu+MTuu+M��+MT��+M _� _�+Mqq+MÆEÆE
where u forward velocity w downward velocity
� angle of attack q pitch rate
� pitch angle ÆE elevator angle
U , � trim conditions (i.e., linearization point)
and fM�, Z�, X�g are stability and control (S/C) derivatives.
Model v1.0 clean and iced (�ice = 1) S/C derivatives:
M� MÆE Mq Z� ZÆE Zq X� Xu +XTu
Clean -7.86 -10.44 -3.055 -378.7 -40.30 -19.70 13.71 -0.018
Iced -7.08 -9.40 -2.948 -342.7 -36.45 -19.43 13.90 -0.020
other derivatives are invariant to icing. Extensive simulation for this model has
shown that only M�, MÆE, and possibly Mq are useful for icing characterization.4-8
Smart Icing SystemsParameter ID Framework
NASA Review May 18-19, 1999
� Let � := [M�; MÆE; Mq; Z�; ZÆE ; Zq; X�; (Xu+XTu)]T
be parameters to identify and convert ight dynamics to
_x = A(x; v)�+ b(x; v) + w
z = x+ n
where x = [q � � u]T state
v = ÆE input
z measured output
w state disturbance (a.k.a., process noise)
n measurement noise
� n(t) represents inaccuracies in the measurement,
e.g., instrument accuracy limitations
� w(t) represents unknown excitation of the ight dynamics,
e.g., turbulence, modeling error
� system excitation is necessary for identi�cation
� unknown exogenous signals n(t) and w(t) limit accurately of
estimated parameter
4-9
Smart Icing Systems
Parameter ID Algorithm Categorization
NASA Review May 18-19, 1999
Objective: Given some information, , (e.g., input, output, and
state measurements) identify � accurately in the presence of w and n.
� Static algorithms: parameter estimate at any instant, ^�(tn), is
based solely on measurements at that instant, tn.
{ solve matrix equation
{ no solution when dim(x) � dim(�)
� Batch algorithms: static algorithms that process measurements
in batches: ^�(tm) depends on ftm�k; ::: ;tm�1; tmg
{ noise sensitivity depends on excitation level and batch period
� Recursive algorithms: parameter estimate is based on past and
present measurements: ^�(t) depends on [0; t]
{ characterized by di�erential equations with i.c.'s
{ convergence rate is a function of excitation level
4-10
Smart Icing Systems
Parameter ID Information Structures
NASA Review May 18-19, 1999
ID algorithm depends on type of information available
� Full state derivative information (FSDI): input, state, and state derivative are
available,
t := (x(t); _x(t); u(t))
i.e., n = 0 and ( _q, _�, _u) and (q, �, �, u) are measured
� Full state information (FSI): input and state are available,
t := (x(t); u(t))
i.e., n = 0 and (q, �, �, u) are measured
� Noise perturbed full-state information (NPFSI): input and noisy measurement
of state are available,
t := (z(t); u(t))
i.e., n 6= 0
� Noise perturbed partial-state information (NPPSI): input and noisy
measurement of only part of the state are available
t := (z(t); u(t))
where z = Cx+ n, e.g., � is not measured.
4-11
Smart Icing Systems
Noise CharacterizationNASA Review May 18-19, 1999
Assume: n and w are zero-mean white Gaussian noise, hence
completely characterized by their covariances
Covariance of w:
� Consider turbulence as a vertical velocity perturbation
) only � is directly a�ected.
� Assume noise covariance equal to energy of _� for a 5Æ doublet
� _q �q � _� � _u
0Æ/s2 0Æ/s 0.026Æ/s 0 knot/s
Covariance of n:
� Instrument resolution speci�cations for NASA Twin Otter:
�q �� �� �u
0.0167Æ/s 0.0293Æ 0.003Æ 0.076 knot
4-12
Smart Icing Systems
Identi�cation during Maneuver
NASA Review May 18-19, 1999
THE CONTROL AND SENSOR
INTEGRATION GROUP
LTI - Linear, Time-Invariant
LTV - Linear, Time-VaryingEric Keller, Eduardo Salvador, Prof. Ba�sar
Thomas Hillbrand, Prof. Ba�sar
Wen Li, Prof. Voulgaris
Jim Melody, Prof. Ba�sar
Eric Schuchard, Prof. Perkins
Characterizaton
Flight
Simulation
Adaptation
LTI Longitudinal
Dynamics ID
LTI Longitudinal
Dynamics Detection
LTV Longitudinal
Dynamics ID
LTV Longitudinal
Dynamics Detection
Nonlinear 6-axis
Dynamics ID
Nonlinear 6-axis
Dynamics Detection
Adaptation/Handling
Event Recovery
Nonlinear Dynamics
Development
Sensor and Drag
Charact. Integration
4-13
Smart Icing Systems
Maneuver Icing Scenario
NASA Review May 18-19, 1999
Icing Scenario:
� During a period of steady level ight, ice accretes but lack of
excitation limits parameter ID e�ectiveness.
� Afterwards, a maneuver is performed during which parameter ID
takes place.
Model of Scenario:
� Begin ID simulations at beginning of maneuver
� Parameters assumed constant over the maneuver
� Maneuver is modeled as an elevator doublet
� Use simple threshold (mean of clean and iced parameters) for
quick and dirty evaluation of algorithms
� Must also consider ID of clean aircraft for \false alarms"
Question: Is there a reliable indication of icing in a reasonable
amount of time?
4-14
Smart Icing Systems
Static Least-Squares FSDI ID
NASA Review May 18-19, 1999
� Assume that _x(t), x(t), and u(t) are known, and take w(t) equal
to its mean, i.e., w(t) � 0.
� At each time instant, t, we have the system of n linear equations
in r unknowns, �:
A(xt; vt)� = _xt � b(xt; vt) (1)
where xt 2 IRn and � 2 IRr.
� Solve directly for ^�(t) using matrix least squares:
^� =
hATAi�1
AT ( _xt � b) (2)
� Solution will not exist if the rank of A is less than r, e.g., if r > n.
4-15
Smart Icing Systems
Batch Least-Squares FSDI ID
NASA Review May 18-19, 1999
� Collect several measurements in batch and concatenate equations
A(xt1; vt1)� = _xt1 � b(xt1; vt1)
A(xt2; vt2)� = _xt2 � b(xt2; vt2)
...
A(xtm; vtm)� = _xtm � b(xtm; vtm)9>>=
>>;) Am� = _Xm � Bm
� Excitation ) nondegenerate equations for t1, t2, : : : , tm
) rank of Am is r with suÆcient number of measurements, m.
� Solve directly for ^�(tm) using matrix least squares:
^�(tm) =
�ATmAm��1ATm
�_Xm � Bm�
� By including disturbances, the error in the estimate, ~�(tm), is given by
~�(tm) =
�ATmAm��1ATmWm
with WTm :=
�w(t1)T w(t2)T � � � w(tm)T�
.
� If the system is poorly excited, or if the batch period is small, the error can
be very sensitive to w.
4-16
Smart Icing SystemsBatch Least-Squares FSI ID
NASA Review May 18-19, 1999
� Extend to FSI case via integrating pre�lter.
� With x(t) and v(t) known, integration yields x = �At� + �bt + �wt where
_�At = A(x(t); v(t)), _�bt = b(x(t); v(t)), and _�wt = w(t).
� Pure integrator is not stable. In order to stabilize, include pole at �� < 0
_�At = �� �At + A(x(t); v(t)); �AÆ = 0
_�bt = ���bt + b(x(t); v(t)); �bÆ = xÆ
� Apply matrix LS to pre�ltered equation
�At1� = xt1 ��bt1
...
�Atm� = xtm ��btm9=
; ) �A� = X � �B
� Then ~�=
��AT �A��1 �AT W where W is concatenated pre�ltered noise
_�wt = ���wt + w(t); �wÆ = 0
� NPFSI ?
) use measurement z in place of x, but sensitive to measurement noise.4-17
Smart Icing Systems
Batch LS Results: Clean & Iced w/ no
Measurement NoiseNASA Review May 18-19, 1999
Batch LS FSI Algorithm with Tb = 8 s, � = 10, and sampling rate 30 Hz
5Æ doublet maneuver over 10 seconds
with process noise but no measurement noise
Iced Aircraft Clean Aircraft
0 1 2 3 4 5 6 7 8 9 100.8
0.85
0.9
0.95
1
1.05
1.1
1.15
1.2
MÆE
M�
time (s)
Norm
alizedEstim
ates
0 1 2 3 4 5 6 7 8 9 100.8
0.85
0.9
0.95
1
1.05
1.1
1.15
1.2
MÆE
M�
time (s)
Norm
alizedEstim
ates
Notice: A reliable indication of icing is not given for either MÆE or M�.
4-18
Smart Icing Systems
Batch LS Results: Clean & Iced w/ no
Measurement NoiseNASA Review May 18-19, 1999
Batch LS FSI Algorithm with Tb = 8 s, � = 10, and sampling rate 30 Hz
1Æ doublet maneuver over 10 seconds
with process noise but no measurement noise
Iced Aircraft Clean Aircraft
0 1 2 3 4 5 6 7 8 9 100.8
0.85
0.9
0.95
1
1.05
1.1
1.15
1.2
MÆE
M�
time (s)
Norm
alizedEstim
ates
0 1 2 3 4 5 6 7 8 9 100.8
0.85
0.9
0.95
1
1.05
1.1
1.15
1.2
MÆE
M�
time (s)
Norm
alizedEstim
ates
Notice: A reliable indication of icing is not given for either MÆE or M�.
4-19
Smart Icing Systems
Batch LS Results: Clean & Iced w/ no
Measurement NoiseNASA Review May 18-19, 1999
Batch LS FSI Algorithm with Tb = 8 s, � = 10, and sampling rate 30 Hz
5Æ doublet maneuver over 10 seconds
with process noise reduced by a factor of 100 in energy and no measurement noise
Iced Aircraft Clean Aircraft
0 1 2 3 4 5 6 7 8 9 100.8
0.85
0.9
0.95
1
1.05
1.1
1.15
1.2
MÆE
M�
time (s)
Norm
alizedEstim
ates
0 1 2 3 4 5 6 7 8 9 100.8
0.85
0.9
0.95
1
1.05
1.1
1.15
1.2
MÆE
M�
time (s)
Norm
alizedEstim
ates
Notice: A reliable indication of icing for both MÆE and M� is available in 1 s.
4-20
Smart Icing Systems
Recursive Parameter ID Algorithms
NASA Review May 18-19, 1999
� Extended Kalman �lter (EKF):
{ augment the state with the parameters and estimate this augmented state
{ can accommodate both state disturbance and measurement noise
{ estimate may diverge, a.k.a. \lose lock"
{ can be generalized to time-varying parameters
{ very common in practice
� H1 identi�cation:
{ generalization of recursive least-squares (RLS) and least-mean-squares
(LMS)
{ guaranteed disturbance attenuation between disturbances and parameter
estimation error
{ can accommodate both state disturbance and measurement noise
{ persistency of excitation results in asymptotic convergence of estimate
for time-invariant parameters
{ can be generalized to time-varying parameters
4-21
Smart Icing Systems
H
1 FSDI AlgorithmNASA Review May 18-19, 1999
� Guaranteed disturbance attenuation level for any greater than some �
k�� ^�k2Q(x;v)
kwk2+ j�� ^�Æj2QÆ
� 2
where k�kQ is an L2 norm with a chosen weighting function Q(x; v) � 0 and
j � jQÆ
is a weighted Euclidean norm with QÆ > 0.
� x, _x, and v are known. For > � parameter estimate ^� is given by
_^� = ��1A(x; v)T [ _x�A(x; v)^�� b(x; v)] ; ^�(0) = ^�Æ
_� = A(x; v)TA(x; v)� �2Q(x; u); �(0) = QÆ
where �(t) 2 IRr�r.
� Generally, � is unknown and may be in�nite.
� However, Q(x; v) := A(x; v)TA(x; v)) � = 1
= 1) generalized LMS estimator:
_^� = Q�1Æ
A(x; v)T [ _x�A(x; v)^�� b(x; v)]
� If " 1 the limiting �lter is the RLS estimator.
4-22
Smart Icing Systems
H
1 NPFSI AlgorithmNASA Review May 18-19, 1999
� input is known, but only noisy state measurement z = x+ n is available.
� Guaranteed disturbance attenuation level > �,
k�� ^�k2Q(x;v)
kwk2+ knk2+ j�� ^�Æj2QÆ
+ jxÆ � ^xÆj2PÆ
� 2
where xÆ is actual initial state, ^xÆ is initial state estimate, and PÆ > 0.
� Both the state and the parameter must be estimated. For > �:�_^x
_^��
=
�0 A
0 0� �
^x^�
�+�
b0
�+��1�
I0
�(z � ^x) ;
_� = ���
0 A
0 0�
��
0 0
AT 0�
�+�
I 0
0 � �2Q
����
I 0
0 0�
�;
with �(t) 2 IR(n+r)�(n+r) and �(0) = diag(PÆ; QÆ).
� It can be shown that Q := �T2�2 yields � = 1, where �2 2 IRn�r is o�-diagonal
portion of �.
4-23
Smart Icing Systems
Recursive H1: Iced, No Measurement Noise
NASA Review May 18-19, 1999
H1 FSDI Algorithm with = 3 and QÆ = (1� 10�6)I
5Æ doublet maneuver over 10 seconds
with process noise but no measurement noise
0 5 10 15
0.9
0.95
1
1.05
1.1
1.15
1.2
MÆE
M�
time (s)
Norm
alizedEstim
ates
Notice: Using simple threshold, both M� and MÆE
give indication in < 1 s.
4-24
Smart Icing Systems
Recursive H1: Clean, No Measurement Noise
NASA Review May 18-19, 1999
H1 FSDI Algorithm with = 3 and QÆ = (1� 10�6)I
5Æ doublet maneuver over 10 seconds
with process noise but no measurement noise
false alarm scenario with various initial parameter estimation errors
M� parameter estimates MÆE parameter estimates
0 5 10 150.93
0.94
0.95
0.96
0.97
0.98
0.99
1
1.01
1.02
1.03
time (s)
Norm
alizedEstim
ate
0 5 10 150.93
0.94
0.95
0.96
0.97
0.98
0.99
1
1.01
1.02
1.03
time (s)
Norm
alizedEstim
ate
Notice: M� and MÆE estimates never yield false
alarms using simple detection threshold.
4-25
Smart Icing Systems
Recursive H1: Iced, w/ Measurement Noise
NASA Review May 18-19, 1999
H1 NPFSI Algorithm with = 3 and QÆ = (1� 10�7)I
5Æ doublet maneuver over 10 seconds
with process noise and measurement noise
0 5 10 15
0.9
0.95
1
1.05
1.1
1.15
1.2
1.25
MÆE
M�
time (s)
Norm
alizedEstim
ates
Notice: Using simple threshold, both M� and MÆE
give indication in < 1 s.
4-26
Smart Icing Systems
Recursive H1: Clean, w/ Measurement Noise
NASA Review May 18-19, 1999
H1 NPFSI Algorithm with = 3 and QÆ = (1� 10�7)I
5Æ doublet maneuver over 10 seconds
with process noise and measurement noise
false alarm scenario with various initial parameter estimation errors
M� parameter estimates MÆE parameter estimates
0 5 10 150.93
0.94
0.95
0.96
0.97
0.98
0.99
1
1.01
1.02
1.03
time (s)
Norm
alizedEstim
ate
0 5 10 150.93
0.94
0.95
0.96
0.97
0.98
0.99
1
1.01
1.02
1.03
time (s)
Norm
alizedEstim
ate
Notice: M� and MÆE estimates never yield false
alarms using simple detection threshold.
4-27
Smart Icing Systems
Recursive H1: Iced, w/ Measurement Noise
NASA Review May 18-19, 1999
H1 NPFSI Algorithm with = 3 and QÆ = (1� 10�7)I
1Æ doublet maneuver over 10 seconds
with process noise and measurement noise
0 5 10 15
0.9
0.95
1
1.05
1.1
1.15
1.2
1.25
MÆE
M�
time (s)
Norm
alizedEstim
ates
Notice: Using simple threshold, both M� and MÆE
again give indication in < 1 s.
4-28
Smart Icing Systems
Recursive H1: Clean, w/ Measurement Noise
NASA Review May 18-19, 1999
H1 NPFSI Algorithm with = 3 and QÆ = (1� 10�7)I
1Æ doublet maneuver over 10 seconds
with process noise and measurement noise
false alarm scenario with various initial parameter estimation errors
M� parameter estimates MÆE parameter estimates
0 5 10 150.93
0.94
0.95
0.96
0.97
0.98
0.99
1
1.01
1.02
1.03
time (s)
Norm
alizedEstim
ate
0 5 10 150.93
0.94
0.95
0.96
0.97
0.98
0.99
1
1.01
1.02
1.03
time (s)
Norm
alizedEstim
ate
Notice: M� gives false alarm for large
initial estimation errors.
Notice: MÆE estimates never cross the
threshold.
4-29
Smart Icing SystemsRecursive EKF ID Algorithm
NASA Review May 18-19, 1999
� Kalman �lter provides state estimate. Recast the parameter ID problem into
a state estimation problem:
_x = A�+ b+ w
_� = 0
)y :=
�x
��
)
8>><>>:
_y =
�A(x; v)�+ b(x; v)
0
�+�
w0
�
z = [I 0] y+ n
� In the Kalman �lter framework, the state disturbance, measurement noise,
and initial state, yÆ, are assumed to be Gaussian with:
E fw(t)g � 0
E fn(t)g � 0
E fyÆg = �yÆ
cov fw(t); w(�)g = P(t)Æ(t� �)
cov fn(t); n(�)g = R(t)Æ(t� �)
cov fyÆ; yÆg = QÆ
Furthermore, w(t) and n(t) are assumed to be uncorrelated:
cov fw(t); n(�)g � 0
� For linear systems Kalman �lter provides minimum-variance, unbiased state
estimate.
� However, augmented system is always nonlinear ) extended Kalman �lter.4-30
Smart Icing Systems
Recursive EKF ID Algorithm (cont'd)
NASA Review May 18-19, 1999
� Extended Kalman �lter: linearize the system about an estimated (augmented)
state trajectory.
� The resulting algorithm is:
_^y =
�A(^x; v)^�+ b(^x; v)
0
�+�(t)HT ^R(t)�1 [z �H^y]
_�(t) = D(^y; v)�(t) +�(t)D(^y; v)T + �P(t)��(t)HT ^R(t)�1H�(t)
where, � 2 IR(n+r)�(n+r), H = [I 0],
�P(t) =
�^P(t) 0
0 0�
; and; D(^y; v) =
"@
@^xA(^x; v)^�+ @@^xb(^x; v) 0
A(^x; v)T 0#
� For a linear system, ^P(t) = P(t) and ^R(t) = R(t)
^R(t) = R(t); ^P(t) = P(t); & �(0) = QÆ
are optimal, but not for a nonlinear system. Hence, ^P(t) = ^P(t)T � 0,
^R(t) = ^R(t)T > 0, and QÆ = QTÆ
� 0 are used as algorithm design parameters.
4-31
Smart Icing SystemsRecursive EKF Results: Iced
NASA Review May 18-19, 1999
EKF Algorithm with ^P (t) � 0:1I and ^R(t) � (1� 10�5)I
5Æ doublet maneuver over 10 seconds
with process noise and measurement noise
0 5 10 15
0.9
0.95
1
1.05
1.1
1.15
1.2
1.25
MÆE
M�
time (s)
Norm
alizedEstim
ates
Notice: Using the simple threshold, both
M� and MÆE give an indication in < 2 s.
4-32
Smart Icing Systems
Recursive EKF Results: Clean
NASA Review May 18-19, 1999
EKF Algorithm with ^P (t) � 0:1I and ^R(t) � (1� 10�5)I
5Æ doublet maneuver over 10 seconds
with process noise and measurement noise
false alarm scenario with various initial parameter estimation errors
M� parameter estimates MÆE parameter estimates
0 5 10 150.8
0.85
0.9
0.95
1
1.05
1.1
1.15
1.2
1.25
time (s)
Norm
alizedEstimate
0 5 10 150.88
0.9
0.92
0.94
0.96
0.98
1
1.02
1.04
1.06
time (s)
Norm
alizedEstimate
Notice: Using simple threshold, both M� and MÆE give false alarms for all initial errors.4-33
Smart Icing SystemsRecursive EKF Results: Iced
NASA Review May 18-19, 1999
EKF Algorithm with ^P (t) � 0:1I and ^R(t) � (1� 10�5)I
1Æ doublet maneuver over 10 seconds
with process noise and measurement noise
0 5 10 15
0.9
0.95
1
1.05
1.1
1.15
1.2
1.25
MÆE
M�
time (s)
Norm
alizedEstimates
Notice: Using simple threshold, only MÆE yields a
reliable indication of icing.
4-34
Smart Icing Systems
Recursive EKF Results: Clean
NASA Review May 18-19, 1999
EKF Algorithm with ^P (t) � 0:1I and ^R(t) � (1� 10�5)I
1Æ doublet maneuver over 10 seconds
with process noise and measurement noise
false alarm scenario with various initial parameter estimation errors
M� parameter estimates MÆE parameter estimates
0 5 10 150.8
0.85
0.9
0.95
1
1.05
1.1
1.15
time (s)
Norm
alizedEstimate
0 5 10 150.9
0.95
1
1.05
1.1
1.15
time (s)
Norm
alizedEstimate
Notice: Using simple threshold, both M� and MÆE give false alarms for all initial errors.4-35
Smart Icing Systems
Detection and Classi�cation during Maneuver
NASA Review May 18-19, 1999
THE CONTROL AND SENSOR
INTEGRATION GROUP
LTI - Linear, Time-Invariant
LTV - Linear, Time-VaryingEric Keller, Eduardo Salvador, Prof. Ba�sar
Thomas Hillbrand, Prof. Ba�sar
Wen Li, Prof. Voulgaris
Jim Melody, Prof. Ba�sar
Eric Schuchard, Prof. Perkins
Characterizaton
Flight
Simulation
Adaptation
LTI Longitudinal
Dynamics ID
LTI Longitudinal
Dynamics Detection
LTV Longitudinal
Dynamics ID
LTV Longitudinal
Dynamics Detection
Nonlinear 6-axis
Dynamics ID
Nonlinear 6-axis
Dynamics Detection
Adaptation/Handling
Event Recovery
Nonlinear Dynamics
Development
Sensor and Drag
Charact. Integration
4-36
Smart Icing Systems
Detection and Classi�cation Formulation
NASA Review May 18-19, 1999
Objective: Given parameter estimate, ^�(t), and other sensor information, reliably
detect the presence of icing and classify its severity in a timely manner.
Approach:
� Train neural networks (NN) to recognize correlations between parameter es-
timates, other sensor information, and icing.
� Activate the NN at beginning of maneuver
� Feed batch of sampled parameter estimates to NN.
� NN will take advantage of trends in parameter estimates, improving over
threshold detection.
� Use separate detection and classi�cation networks for eÆciency
Results to date:
� NN have been applied to H1 NPFSI identi�cation.
� Other sensor information has not yet been incorporated.
4-37
Smart Icing Systems
Neural NetworksNASA Review May 18-19, 1999
Neural Network Sigmoidal Activation Function
Input Nodes
Output Nodes
−2 −1.5 −1 −0.5 0 0.5 1 1.5 2−1
−0.8
−0.6
−0.4
−0.2
0
0.2
0.4
0.6
0.8
1
� NN are layered networks of interconnected nodes. Nodes ) activation func-
tions, lines ) weights, multiple lines are summed.
� Weighted sum of inputs to node plus a bias are input to activation function.
Often, sigmoidal activation functions are used.
� Sigmoidal activation functions generalize discrete switching.
� For a given structure (# of layers and nodes) training refers to optimization
of biases and weights based on a suite of test cases.
� NN are general enough to recognize complex nonlinear relationships, such as
between our sensor information and icing.
4-38
Smart Icing Systems
Neural Network vs. Threshold
NASA Review May 18-19, 1999
� For detection based on parameter estimates alone, NN will take advantage
of any consistent temporal patterns in parameter estimates.
� If no consistent trends, NN will not perform better than thresholding at the
�nal estimate sample.
� Evaluate consistency of trends by running same simulations for various noise
realizations:
Recursive H1 NPFSI MÆE estimates Batch LS MÆE parameter estimates
0 5 10 150.96
0.98
1
1.02
1.04
1.06
1.08
1.1
1.12
1.14
1.16
time (s)
Norm
alizedEstimate
0 1 2 3 4 5 6 7 8 9 100.8
0.85
0.9
0.95
1
1.05
1.1
1.15
1.2
time (s)
Norm
alizedEstimate
4-39
Smart Icing SystemsRecursive H1 Detection Network
NASA Review May 18-19, 1999
Detection Network Results
using �ve seconds of MÆE and M� estimates as input
elevator input doublets varying from 1Æ to 10Æ and from 5s to 15s
0 10 20 30 40 50 60 70 80 90 100 110
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
simulation case #
smaller amplitude doublets
ActualIcingLevel�ice
mark indication
clean
� iced
4-40
Smart Icing Systems
Recursive H1 Classi�cation Network
NASA Review May 18-19, 1999
Four-level Classi�cation Network Results
using �ve seconds of MÆE and M� estimates as input
elevator input doublets varying from 1Æ to 10Æ and from 5s to 15s
0 10 20 30 40 50 60 70 80 90 100 110
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
simulation case #
smaller amplitude doublets
ActualIcingLevel�ice
mark �ice class.
0
2 1/3
+ 2/3
� 1
4-41
Smart Icing Systems
Identi�cation during Steady-Level Flight
NASA Review May 18-19, 1999
THE CONTROL AND SENSOR
INTEGRATION GROUP
LTI - Linear, Time-Invariant
LTV - Linear, Time-VaryingEric Keller, Eduardo Salvador, Prof. Ba�sar
Thomas Hillbrand, Prof. Ba�sar
Wen Li, Prof. Voulgaris
Jim Melody, Prof. Ba�sar
Eric Schuchard, Prof. Perkins
Characterizaton
Flight
Simulation
Adaptation
LTI Longitudinal
Dynamics ID
LTI Longitudinal
Dynamics Detection
LTV Longitudinal
Dynamics ID
LTV Longitudinal
Dynamics Detection
Nonlinear 6-axis
Dynamics ID
Nonlinear 6-axis
Dynamics Detection
Adaptation/Handling
Event Recovery
Nonlinear Dynamics
Development
Sensor and Drag
Charact. Integration
4-42
Smart Icing Systems
Steady-Level Flight Icing Scenario
NASA Review May 18-19, 1999
Icing Scenario:
� During steady level ight the clean aircraft passes through a \cloud" of icing
conditions and ice accretes continuously.
Model of Scenario:
� Use AcE accretion model with freezing fraction n= 0:2.
� Assume that airplane ies through icing \cloud" in time Tc, and that the LWC
along ight path has raised-cosine shape.
� Then AcE as a function of time is the solution of
ddtAcE =
�2[1� cos (2�t=Tc)] ; AcE(0) = 0
where assumed value of �ice(Tc) determines � from
�ice(t) = Z1(n)AcE(t) + Z2(n)[AcE(t)]2
Question: Can parameter ID augment steady-state characterization during
moderate turbulence?
4-43
Smart Icing Systems
Steady-Level Flight Icing Scenario (cont'd)
NASA Review May 18-19, 1999
Assume: freezing fraction n= 0:2
Choose: icing cloud length Tc and �ice(Tc)
LWC AcE(t)
TcTc
Rdt
)
TcTc
ddtAcE � LWC � 1� cos(2�t=Tc) AcE(t) � t� Tc2�sin(2�t=Tc)
�ice(t)
)
Tc
�ice(Tc)
�ice(t) = Z1(n)AcE(t) + Z2(n)[AcE(t)]2
4-44
Smart Icing Systems
Recursive H1 Time-varying Algorithm
NASA Review May 18-19, 1999
� The actual parameters are allowed to vary with time, according to
_� = H�+Kd
where H and K are assumed to be known and d is (unknown) parametric
disturbance.
� For the FSDI case, we have guaranteed disturbance attenuation level > �,
k�(t)� ^�(t)k2Q(x;v)
kwk2 + kdk2 + j�� ^�Æj2QÆ
� 2
� For > � the algorithm is
_^� = H^�+��1AT [ _x�A^�� b] ; ^�(0) = ^�Æ
_� = ��H �HT���KKT�+ATA� �2Q(x; u); �(0) = QÆ
� In this case, H = 0 and K can be calculated from Z1(n), Z2(n), and the S/C
derivative �ice-coeÆcients.
� Note: MÆE is an input coeÆcient and cannot be estimated without input.4-45
Smart Icing Systems
Recursive H1 Results: Moderate Icing
NASA Review May 18-19, 1999
H1 FSDI Algorithm with = 1:0001, Q = ATA, and QÆ = (1� 10�4)I
5 minute icing cloud with �nal icing value of �ice = 1
with process noise but no measurement noise
Actual and Estimated M�
0 1 2 3 4 5 6
0.9
0.92
0.94
0.96
0.98
1
1.02
^M�(t)
M�(t)
time (min)
Norm
alizedM
�Estim
ate | actual M�
| estimated M�
� � � classi�cation levels
| classi�cation delays
�ice Level Delay
0.2 17 s
0.4 24 s
0.6 31 s
0.8 43 s
1.0 > 100 s
4-46
Smart Icing Systems
Recursive H1 Results: Rapid/Severe Icing
NASA Review May 18-19, 1999
H1 FSDI Algorithm with = 1:0001, Q = ATA, and QÆ = (1� 10�4)I
2 minute icing cloud with �nal icing value of �ice = 1:5
with process noise but no measurement noise
Actual and Estimated M�
0 0.5 1 1.5 2 2.5 3
0.84
0.86
0.88
0.9
0.92
0.94
0.96
0.98
1
1.02
^M�(t)
M�(t)time (min)
Norm
alizedM
�Estim
ate | actual M�
| estimated M�
� � � classi�cation levels
| classi�cation delays
�ice Level Delay
0.25 12 s
0.50 17 s
0.75 20 s
1.00 28 s
1.25 64 s
1.50 < 80 s
4-47
Smart Icing Systems
Conclusions
NASA Review May 18-19, 1999
� Recursive H1 and EKF algorithms yield timely estimates during
maneuver with measurement noise.
� Batch estimation performs poorly with and without measure-
ment noise
� NN applied to recursive H1 during maneuver detected tailplane
icing correctly 97% of the time, for doublet inputs greater than 1Æ.
� NN applied to recursive H1 during maneuver classi�ed tailplane
icing correctly 97% of cases, for doublet inputs greater than 1Æ.
� For batch detection and classi�cation, NN will not improve over
threshold applied after some �xed period.
4-48
Smart Icing Systems
Issues/Near Term Plans
NASA Review May 18-19, 1999
� Re�ne turbulence process noise model
� H
1 NPFSI algorithm during steady-level ight
� Batch LS algorithm during steady-level ight
� NN accuracy/excitation/batch time tradeo�
� ID of lateral dynamics
� Sliding or expanding window for NN detection during maneuver
� Detection with parameter ID and steady-state characterization4-49
Smart Icing Systems
Future Plans
NASA Review May 18-19, 1999
� Uni�ed approach to various icing event types: lateral/longitudinal,
handling/performance
� Integrate sensor info into detection and classi�cation
� Extend ID and detection/classi�cation to full nonlinear dynamics
{ Apply linear-based algorithms to nonlinear model at trim point
{ Develop algorithms based on direct parameterization of non-
linear model
� Investigate adaptive control for handling event recovery, not just
prevention
� Support incorporation of algorithms into Icing Encounter Flight
Simulator
4-50
Smart Icing Systems
Flight Controls and Sensors Waterfall Chart
NASA Review May 18-19, 1999
Federal Fiscal Years
98 99 00 01 02 03
ID of LTI DynamicsID of LTV Dynamics
Ice Detection for LTI Dynamics
Ice Detection for LTV Dynamics
ID of Nonlinear Dynamics
Sensor IntegrationDetection for Nonlinear Dynamics
Adaptation/Event Recovery
Support IE Flight Simulator
4-51
Smart Icing Systems NASA Review, May 18-19, 1999
5-1
Human Factors/Cognitive Engineering
Principal Investigators: Nadine B. Sarter Christopher D. Wickens
Graduate Students: Beth Kelly
Scott McCray
Smart Icing Systems NASA Review, May 18-19, 1999
5-2
SMART ICING SYSTEMS Research Organization
Core Technologies
Flight SimulationDemonstration
Aerodynamics and
Propulsion
FlightMechanics
Controls and Sensor
Integration
HumanFactors
AircraftIcing
Technology
EnvelopeProtection
AdaptiveControl
CharacterizeIcing Effects
IMS Functions
Safety and EconomicsTrade Study
Human Factors
Operate andMonitor IPS
Smart Icing Systems NASA Review, May 18-19, 1999
5-3
Goal: Improve the safety of aircraft in icing conditions. Develop smart systems to improve ice tolerance.
Objective: Design human-centered interfaces that a) inform pilots about presence and performance effects of icing conditions b) communicate IMS status/activities/limitations to
crew in timely and effective manner c) provide pilots with advisories for handling
inflight icing encounters safely
Approach: Identify pilots’ information requirements (survey/focus groups/incident and accident analysis) Design use-centered cockpit interfaces Evaluate effectiveness and robustness of different implementations in simulator
Human Factors/Cognitive Engineering
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Ice Management System Functions
- Information Automation (Presentation/management of data concerning onset/development of icing conditions and IMS status/activities)
- Advisory System (e.g., support pilots in responding to different types of handling events in timely and effective manner) - Control Automation (e.g., limit/alter pilot input for envelope protection, flight control adaptation)
Human Factors/Cognitive Engineering
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THE HUMAN FACTORS GROUP
Command vs. Status Display Simulation Study
Large-Scale Pilot Survey
Beth Kelly, Scott McCray, and Nadine Sarter
Scott McCray, Nadine Sarter
Beth Kelly, Nadine Sarter
Information Requirements and Representation for
Effective Pilot-Automation Communication and
Coordination
Smart Icing System Research
Scott McCray, Beth Kelly, and Nadine Sarter
Pilot Survey and Focus Groups
Incident/AccidentProcess Tracing
Analysis
EnvelopeProtection
AdaptiveControl
CharacterizeIcing Effects
Operate andMonitor IPS
Flight Simulation
Demonstration
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Pilots’ Information Requirements
• Survey of Regional Carriers• Focus Groups with Regional Pilots• Analysis of Icing-Related Incident and
Accident Reports
Information Requirements
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Pilot Survey (in collaboration with ALPA)
• Sent to 6,400 pilots from 9 regional carriers• Ratings and explanation of importance of information
on 3 areas: - Characteristics of icing - Aircraft configuration and performance - IMS/IPS status/activities
Information Requirements
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3 Critical information - needed at all timesRating scale: 2 Sometimes important (when? why?- please comment)
1 Nice to have0 Not needed
(during suspected or actual icing conditions)
Information Type Rating Your CommentsIce CharacteristicsShape of Ice Accretion
Location of Ice Accretion
Rate of Ice Accretion
Amount of Ice Accretion
Type of Icing (clear vs. rime)
Information Requirements
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Open-ended questions about:
- company policies/procedures - operational experiences - training - monitoring behavior - frequency of encounters - suggestions for IMS functions/design
Information Requirements
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Pilot Survey:
Considered “critical at all times”:- Location/Rate/Amount of Ice Accretion- OAT- Stall Margin/Angle of Attack- IMS/IPS status- Current IMS actions- Reliability of IMS Sensors
Information Requirements
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Underestimate importance of:• Shape of Ice Accretion• Reliability of and Reasoning Behind IMS Recommendations
ð Implications for Trainingð Limited Usefulness of Subjective Data
Information Requirements
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Process-Tracing Analysis of Incidents and Accidents
Time Who Cue Approach InterpretationAction
SelectionModality
15:25Both PIlots Buffet Data-driven
Ice buildup on wings
Activate level 3 deice equipment
Haptic
15:20 CaptainIce accretion behind boots
Knowledge-driven
Is this just like Roselawn ?
Keeps monitoring
Visual
Information Requirements
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© Nikolic and Sarter, 1997[modified from Neisser(1976)]
Expectations/Questions
direct AttentionAllocation
and Sampling of Environment
verify/answer ICING
Data-Driven
Knowled
ge-D
riven
Information Requirements
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• Identify What Cues Are (Not) Successful In Capturing Attention
• Identify Problems with Cue/Pattern Interpretation
• Identify Mismatches Between Cue/Diagnosis/Action Selection
….to inform the design of IMS displays that provide information in timely, effective, and meaningful manner
GOAL
Information Requirements
Smart Icing Systems NASA Review, May 18-19, 1999
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Simulator Study To Examine the Effectiveness of Command vs. Status Displays
- 30 instructor pilots from Institute of Aviation- 3 conditions: - baseline - status display - command display- medium fidelity simulation of twin-engine aircraft- simulates icing cues
Implementation of Advisory Functions
Smart Icing Systems NASA Review, May 18-19, 1999
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Wing versus Tail Icing
Symptoms
- increase in descent rate- airframe buffet
- forward pull on yoke- increase in descent rate- yoke buffet
Response
- add power- maintain/extend flaps- reduce pitch
- reduce power- retract flaps- increase pitch
Implementation of Advisory Functions
Smart Icing Systems NASA Review, May 18-19, 1999
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3 experimental groups: - no aid (except for probe) - status display - command display
Within-subjects variables: - accuracy of system-provided information and recommendation - familiarity of condition (wing vs. tail) - manual vs. autopilot control
“… the crew is often unaware of a developing instability or control degradation until the autopilot gives up and hands the pilot a very serious and rapidly deteriorating problem.” (Green, 1998)
Implementation of Advisory Functions
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Dependent variables:
- RT to probe onset - speed/nature of pilots’ response - stall ? - ability to recover - timing of autopilot disconnect - tracking performance - subjective comments on displays
Implementation of Advisory Functions
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The Status Display (Wing Icing)
Implementation of Advisory Functions
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Command Display
- Provides recommendations for pitch, power, and flap settings
- Bottom of stall speed arc will move to show increase in stall speed due to ice formation
- Information is integrated with existing displays to reduce information access costs
Implementation of Advisory Functions
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The Command Displays (Wing Icing)
Implementation of Advisory Functions
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- baseline condition reaches stall more frequently but also:
- baseline notices glideslope failure more often
- all groups are considerably affected by inaccurate information from the system (in particular, the status display group)
- autopilot is masking problems and thus creates problems with recovery once disengaged
Preliminary Findings
Implementation of Advisory Functions
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23
Human Factors Waterfall Chart
Information Requirements
Process-Tracing Analyses
Command vs. Status Displays
Trend Displays/Task+System Integration/Envelope Protection and Flight Control Adaptation
Implementation
Evaluation/Refinement of Integrated IMS Cockpit Interface
99 00 01 03
Federal Fiscal Year
98 02
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Summary and Conclusions
- Increased need for human-machine communication and coordination due to increasing levels of system complexity and autonomy
- Need for use-centered interface that takes into consideration human information-processing abilities, strategies, and limitations as well as task context
HUMAN(S)
MACHINE(S) (TASK) CONTEXT
“Cognitive Triad”
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Future Research
i Development of Trend Displays To Support Monitoring, Decision-Making, and Action Selection
i Integration with other Pilot Tasks and Cockpit Systems (e.g., TCAS; high visual demands during approach)
i Implementation of/Interfaces Related To Envelope Protection and Flight Control Adaptation
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Icing-Encounter Flight Simulator
• Principal Investigator: Michael Selig• Graduate Research Assistants:
– Jeff Scott (NASA funds spring 1999, leave of absencestarted May 1999)
– Two new RAs TBD• Additional Support:
– Brian Fuesz, Boeing (CRI funds summer/fall 1998)– Undergraduate Students
• Kamran Islam (CRI support summer 1998)• Jay Thomas (to start summer 1999)• Eunice Lee (to start summer 1999)• Elizabeth Rendon (to start summer 1999)
Smart Icing Systems NASA Review, May 18-19, 1999
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Core Technologies
Icing-EncounterFlight Simulator
Aerodynamics and
Propulsion
FlightMechanics
Control and Sensor
Integration
HumanFactors
AircraftIcing
Technology
Operate andMonitor IPS
EnvelopeProtection
AdaptiveControl
CharacterizeIcing Effects
IMS Functions
Safety and EconomicsTrade Study
Smart Icing Systems Organization
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Smart Icing Systems Research
THE ICING-ENCOUNTERSFLIGHTSIMULATORGROUP
SimulatorDesign
Icing-EncountersFlight Simulator
Undergraduate Students, Dr. Selig
Brian Fuesz, Dr. Selig
RA, TBD, Dr. Selig
RA, TBD, Dr. Selig
Aerodynamicsand
Propulsion
Flight Mechanics
Control and Sensor
Integration
Human Factors
Aircraft IcingTechnology
IMS
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Icing-Encounter Flight Simulator
• Goal– To improve the safety of aircraft in icing conditions
• Objectives– Function as a systems integrator bring together the
various flight simulator components composed of anaircraft model (TBD), flight mechanics, aerodynamics,propulsion, controls, sensors, the ice protection system,the smart icing system, and human factors.
– Perform "virtual flight tests" to examine the effects oficing on aircraft operations under a variety of conditions
• Approach– Develop an Icing-Encounters Flight Simulator– Apply the simulator to past accident scenarios (future)
Smart Icing Systems NASA Review, May 18-19, 1999
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Smart Icing Systems Research (Sim)
EPSim
WinPioneer
IceWin
Navy Effort
NASA SIS Effort
• Outline
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Baseline Simulator History
• Navy Pioneer EPSim (Generation 1)
• Pioneer UAV System– Pioneer UAV
• 460-lb• 14-ft span
– External Pilot
– Ground Control Station• Internal Pilot• Payload Operator
– Reconnaissance
– 1991: Iraqi troops surrender to Pioneer UAV
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Baseline Simulator History (cont.)
• The Problem
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Baseline Simulator History (cont.)
• EPSim– Funding - USA-CERL and Navy (NRaD, San Diego)– Used in Training the External Pilot– Platform: SGI Onyx ($100,000+ workstation)– Language: C++ with very specific SGI-graphics features
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Baseline Simulator History (cont.)
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UIUC WinPioneer
• Generation 2• EPSim
Converted tothe PCWindowsPlatform usingMicrosoftVisual C++
• 3D View
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UIUC WinPioneer (cont.)
• PreliminaryInstrumentView
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UIUC WinPioneer (cont.)
• NetworkedTelemetryProgram
• RunsSeparatelyon anotherComputer
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UIUC WinPioneer (cont.)
• NetworkedMap-ViewProgram
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UIUC WinPioneer (cont.)
• Architecture– Driven by Legacy Code– WinPioneer/EPSim Block Diagram (messy)
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UIUC WinPioneer (cont.)
• WinPioneer Demonstration– Pioneer UAV Aircraft Model– Platform: 266 MHz Toshiba Laptop– Simulation Running at 20 Hz Display Frequency– Keyboard Inputs (“joysticks”)– Features Demonstrated
• Throttle up• Phugoid mode and damping• Down elevator trim to level flight• Turning flight and spiral divergence mode
For Software See: http://www.uiuc.edu/ph/www/m-selig
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Icing-Encounter Simulator - IceWin
• Generation 3 Begins• PC Platform. Why?
– Makes better use of resources (people and costs)– Top end graphics is not a requirement– Eases portability– Software available for code development in a
collaborative environment– MS Visual C/C++, Ver 5– MS system specific extensions will be kept to minimum– Uses OpenGL graphics, becoming a standard– Integrable with Matlab Simulink generated source code– Distributed simulation already demonstrated
• Use Some Modules Available on the Web
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IceWin System Requirements
• Crew Controls– Control Inputs for Rudder Pedals, Control Stick/Yoke,
Flaps, Aileron/Elevator/Rudder Trims, and DualThrottles
• Control Surfaces (model asymmetric aerodynamics)– Rudder, Right/Left Ailerons, Right/Left Flaps, Elevator,
and Trims• Aerodynamics Data
– Functions Should Output Coefficients (rather thanstability derivatives)
– Each Control Surface Should Have Its Own Database– Data Must Cover Entire Range of Possible Input Values
Smart Icing Systems NASA Review, May 18-19, 1999
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IceWin System Requirements (cont.)
• Data Output– Each Object Should Include Accessor Methods to Allow
Output of Any and All Attributes of the Object• Control Systems and Autopilots
– Must Be Able to Incorporate Control System CodeProduced by Automated Software Generation ToolsSuch as Matlab Simulink
• Flight Recorder– Need a Simulated Flight Data Recorder (including pitot-
static probe, accelerometers, etc.)– Data Provided to Smart Icing System (SIS)
Smart Icing Systems NASA Review, May 18-19, 1999
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IceWin System Requirements (cont.)
• Icing Effects– Modify Aerodynamics Data as Ice Accumulates– Allow Incorporation of Different Icing Models
• Icing Systems– Ice Protection System and Ice Management System
• Realtime Processing– Must Be Able to Run at a Variable Frame Rate Set by a
Data File– Goal of Running at 30 Hz on an NT-based PC (300+
MHz)
Smart Icing Systems NASA Review, May 18-19, 1999
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IceWin System Requirements (cont.)
• Computing Platform– Win32 (Windows 95/98 and Windows NT)– Design for Portability to Unix Platforms (SGI and Linux)
• Graphics Support– Use the OpenGL API– Instrument View– 3-D View
• Fixed wrt Earth• Fixed wrt Earth with Lag• Moving with A/C• Moving with A/C with Lag• Zoom and Rotate Controls• Terrain Including Slopes
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IceWin System Requirements (cont.)
• Pilot Input Hardware– Serial Joystick (using serial port communications with
ADR2000)– Gameport Joystick (for Win95/98 -- later windows
2000?)– Keyboard
• Atmosphere Model– Standard Atmosphere Model
• Wind– Mean Wind, Gusts, Turbulence, Wind Shear
• Ground Reactions– Model Landing Gear as Springs and Dampers
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IceWin System Requirements (cont.)
• Input Files– Need a Single Startup File– Other Files are Hierarchical
• Fuel Model– No Current Requirement for Fuel Burn and CG Effects
Smart Icing Systems NASA Review, May 18-19, 1999
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IceWin System Requirements (cont.)
• Neural Net Implementation• Aircraft IMS State at Each Higher Level
– Sense the ice. Tell the crew.– Automatically activate the IMS. Tell the crew.– Modify the flight envelope. Tell the crew.– Adapt the controls. Tell the crew.
• Icing Encounters to Model– Tailplane stall– Roll upset– Others
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IceWin Simulator Design
• Simulation Executive (Data Flow)
Aircraft
Input ObjectGraphics
Sim Exec
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IceWin Simulator Design (cont.)
• Simulation Executive Design
Aircraft
Input Object
KeyboardJoystick
GameportJoystick
N
N SerialJoystick
N N
N
Graphics
Sim Exec
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IceWin Simulator Design (cont.)
• Top-Level Aircraft Design
Structure(Virtual)
Aircraft
Landing Gear Aerodynamics
Propulsion(Virtual)
Wing
Tail
CaptiveList
Flight ControlSystem (Virtual)
N
Airframe(Virtual)
Vehicle(Virtual)
N
1
Fuselage
ComponentsList
N
N1
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Schedule
99 00 01 03
Federal Fiscal Year98 02
Req’mnts Definition and
Simulator Design
IceWin Development
Input Modules from Other Groups
IceWin DemonstrationSupport of Analysis Activities
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Schedule
99 00 01 02
Req’mnts Definition and
Simulator Design
IceWin Development
Input Modules from Other Groups
IceWin Demonstrationin Support of Analysis Activities
Federal Fiscal Years
98
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Summary and Conclusions
• WinPioneer– 3D view– Instrument view (preliminary version for human factors
work)• Demonstrated distributed simulation via networked
computers– Telemetry program– Map view program
• Downloadable executable Win95/98/NT version availableoff the UIUC icing pages
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Summary and Conclusions (cont.)
• WinPioneer User's Manual and Programmer's Manual onthe Web in Html Format
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Summary and Conclusions (cont.)
• Aircraft ModelSpecificationsDocument
• Moving aheadwith PC-BasedIceWin
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Future Research (year 1 plans)
• Simulator activities in the first year will focus on thefollowing five topics:– Conclude simulator design in C/C++– Re-write the core flight vehicle model part of the C/C++
code so that it can be more easily adapted for use bythe other groups
– Implement icing models into simulator for a nominalaircraft
– Integrate the aerodynamics model of the nominalaircraft into the simulator (to replace the Pioneer)
– Begin to incorporate a flight control system into thesimulator flight vehicle (might be too ambitious)