University College of Nursing Ethical Consideration for Research Prof (Mrs. Bhupinder Kaur)...
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University College of Nursing
Ethical Consideration for Research
Prof (Mrs. Bhupinder Kaur)Professor University College of Nursing Faridkot-151203, Punjab
University College of Nursing
Ethical Consideration for Research 2
Agenda for Discussion After completing this, participants should be able to know
What is Ethics, Need for Ethical Guidelines Ethical Dilemma’s in Conducting Research Plagiarism Designing Consent Form Building Ethics into design of the Study
Nursing Research and Ethics
Guidelines
Consent Form
Building Ethics
Ethical Committee
University College of Nursing
Ethical Consideration for Research 3
What is Ethics?
Ethics are--- Study of right and wrong From Ethos, meaning cultural customs or
habit System of moral principles and values Principles of conduct that help govern
human behaviors, determine which acts are right and which are wrong, and are used by society for evaluating the behavior of individuals and groups.
Means of regulating and setting limits on behavior.
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Ethical Consideration for Research 4
Ethics at all levels of life
Normative ethics---practical guidelines or norms Personal ethics---cultivating a virtuous character
and develop proper self-esteem Interpersonal ethics---moral obligations toward
others and ourselves Environment ethics—moral obligation toward the
environment Classroom ethics---how to behave in the
classroom Professional ethics---moral guide of profession Clinical ethics---day-to-day moral decision making
or those caring for clients Theoretical ethics---or theoretical morality—
argues everyone already knows what is right and wrong
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Ethical Consideration for Research 5
Ethics- Definitions
Ethics is
“the study of standards of right and wrong; that part of science
and philosophy dealing with moral conduct, duty and judgment”
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Ethical Consideration for Research 6
Need of Ethical Guidelines
For the Protection of Rights of Human under study
Ethical Conduct need to be Mandatory in all discipline of research
Always Ethical Consideration have not been given adequate importance
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Historical Background
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Ethical Consideration for Research 8
Nazi Germany Experimentation
Charges brought against 23 German physicians in the Nuremberg War Crime Trials for their medical experiments – included:
1. Freezing Experiments2. Malaria Experiments3. High-Altitude Experiments
Led to the development of Nuremberg Code
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Ethical Consideration for Research 9
Jewish Chronic DiseaseStudies were conducted at the Jewish Chronic
Disease Hospital in New York City to develop information on the nature of the human transplant rejection process. Chronically ill patients who did not have cancer were injected with live human cancer cells.
The physicians did not inform the patients as to what they were doing. The physicians’ rationalization for their actions was as follows:
(i) they did not want to scare the patients and
(ii) (ii) they thought the cells would be rejected
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Ethical Consideration for Research 10
Historical Standards of Ethics CIHR (2001)
Nuremberg Code (1947): principles to satisfy moral, ethical, and legal concepts in human experimentation, with voluntary consent being absolutely essential.
Universal Declaration of Human Rights (1948): is a recognition of and pledge to basic human rights for the international community; human rights are protected by law
Declaration of Geneva (1948): is a physician’s oath to devote life to the service of humanity
Declarations of Helsinki (1964, 1975, 2000): Ethical Principles for Medical Research Involving Human Subjects(research procedures, risk assessment duties, issues of informed consent)
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Ethical Consideration for Research 11
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Belmont ReportNational Commission for the Protection of Human Subjects
of Biomedical and Behavioral Research published report (1978) under National Research Act affecting government research.
Three principles became pillar of ethics standards: 1. Beneficence,
• Respect persons’ decisions and protect from harm
• maximize possible benefits and minimize possible harms
2. Respect for human dignity, and • Autonomy of individuals • Persons with diminished autonomy are entitled
to protection3. Justice.
• Benefits and risks of research must be distributed fairly
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Ethical Consideration for Research 13
Code of Ethics
Professional Ethics Medical Ethics Nursing Ethics International Council of Nurses Code Others Ethical responsibilities toward
state licensing laws Statuary Laws Common Law Professional Code of Ethics Law of Privacy Protection Act about Fundamental right
of every Citizen
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Ethical Consideration for Research 14
Nurses’ Codes for Practice & Research
American Nurses Association (1995) – Ethical Guidelines in the
Conduct, Dissemination, & Implementation of Nursing Research
. Nurse researcher must
- respect autonomous research participants’ capacity to consent to
participate… without negative consequences
- prevent or minimize harm, & promote good to all participants
- respect personhood or diversity of participants
- ensure burdens and benefits of research are equitably distributed
amongst participants
- protect privacy of participants to maximum degree
- ensure ethical integrity of research process
- report suspected, alleged or known scientific misconduct
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Ethical Consideration for Research 15
Canadian Nurses’ Codes for Practice and Research
CNA – www.cna-nurses.ca/CNA/practice/ethics/guidelines
Nursing Values & Research, Safe, competent & ethical research & practice
health & well-being choice dignity confidentialityjustice accountability and quality research environments.
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Indian Nurses’ Codes for Practice and Research
Code of ethics Uniqueness of individual Rights of individuals Rights to privacy Quality nursing care Practice with in boundaries Work harmoniously with health
team.
Ethical Consideration for Research16
University College of Nursing
Ethical Consideration for Research 17
Risk/Benefit Ratio
Predict the Outcome of the study
Assess the benefits Assess the risks
Benefit- Risk Ratio
Benefits are greater than the risks
Risks outweigh the benefits
Approve the Study Reject the Study
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Ethical Consideration for Research 18
Potential Risks/Benefits
RISKS: Physical harm; side effects Physical discomfort, fatigue,
etc Psychological or emotional
distress Social risks – stigma, loss of
status, effect on personal relationships, etc.
Loss of privacy Loss of time Monetary costs (e.g. child
care, transportation, time lost from work or family, etc).
BENEFITS: Access to intervention(s)
otherwise unavailable Comfort in discussing issues
with objective person interested in area of concern
Increased knowledge about themselves & their condition
Escape from normal routine – exciting to be part of ground-breaking initiative
Satisfaction that information from study may help others
Direct monetary or material gains through stipends, incentives, or products
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Ethical Consideration for Research 19
Why Nurse Researcher Need to be Particularly Vigilant about Ethics
Dealing with vulnerable populations Very young, Very Old and Mentally ill
Safety from physical & Psychological Harm Trust and Nurse-Patient Relationship Risk of Monocultural Approach and issues are
bi-cultural and multicultural Recognized code of ethical Practice and it
should be Clear to Public Ethics and Quality are inextricably linked Social Scientists have paid for more
attention to Ethical aspects in compare to Health Professionals
University College of Nursing
Ethical Dilemmas in Conducting Research
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Ethical Consideration for Research 21
How Emphatic are Nurses in Their Treatment of Patients in the Coronary Care Unit? Ethical Dilemma Participant be aware of their role If researcher inform nurses
participating in this study that their degree of empathy in treating CCU patient will be under screening Will there behavior be “Normal”? Here lies the dilemmas that usual behavior
of nurse is altered because of the known presence of research observer.E
thic
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ondu
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esea
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Ethical Consideration for Research 22
Does a new medication prolong life in patient?
Ethical Dilemma
Eth
ical
Dil
emm
as in
Con
duct
ing
Res
earc
h
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Ethical Consideration for Research 23
Ethical Principles in Research Freedom from Harm Freedom from Exploitation Benefit from Research The Risk/Benefit ratio Respect for human dignity Right to self determination Right to full disclosure Justice Anonymity and confidentiality
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Ethical Consideration for Research 24
Need to maintain Confidentiality at all Cost by the following
Obtain identification (ID) information Assign an ID Number Maintain ID information in a locked file Restricted Access Do not enter ID information into
computer files Destroy ID information as quickly as
possible
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Plagiarism
•Plagiarism is the "wrongful appropriation" and "stealing and publication" of another author's "language, thoughts, ideas, or expressions" and the representation of them as one's own original work.
It is derived from Latin word plagiarius (literally kidnapper) to denote stealing someone else‘s work.
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Plagiarism contd….
• The modern concept of plagiarism is immoral. • Plagiarism is considered academic dishonesty and a
breach of journalistic ethics. • It is subject to sanctions like penalties, suspension,
and even expulsion. • Plagiarism is not a crime but in academia and
industry, it is a serious ethical offense, and cases of plagiarism can constitute copyright infringement.
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Plagiarism contd….
Plagiarism is also considered a moral offense against anyone who has provided the plagiarist with a benefit in exchange for what is specifically supposed to be original content (for example, the plagiarist's publisher, employer, or teacher).
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Plagiarism in academics
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Common forms of student plagiarism
• Submitting someone’s work as their own.
• Taking passages from their own previous work without adding
citations.
• Re-writing someone’s work without properly citing sources.
• Using quotations, but not citing the source.
• Interweaving various sources together in the work without
citing.
• Citing some, but not all passages that should be cited.
• Melding together cited and uncited sections of the piece.
University College of Nursing
Self-plagiarism
Self-plagiarism (also known as "recycling fraud" is the reuse of significant, identical, or nearly identical portions of one's own work without acknowledging.
Articles of this nature are often referred to as duplicate or multiple publications.
In addition there can be a copyright issue if copyright of the prior work has been transferred to another entity.
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Informed Consent
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Ethical Consideration for Research 32
Informed Consent
What is informed consent? Informed consent means that participants are told
enough about the nature of surveillance to enable them to make an informed decision about whether or not to take part.
The decision to participate should be voluntary. Project staff should try to ensure that respondents are
not pressurized.
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Ethical Consideration for Research 33
Content of Informed Consent What information should be provided during informed consent?
1. Participant Status2. Study Goal: The nature of the survey (e.g., length of interview
and type of question)3. Types of Data4. Procedures5. Nature of Commitment 6. Sponsorship7. Participant selection8. The potential risks and benefits9. Alternative10. Compensation11. Confidentiality 12. How the information will be used13. How privacy will be protected14. That participation is voluntary15. That participants have the right to refuse to answer any
questions or stop the interview at any time
16. Participants should also be given a chance to ask questions
Info
rmed
Conse
nt
University College of Nursing
Building Ethics into the Design of the Study
Research DesignInterventionSample
Data CollectionReporting
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Ethical Consideration for Research 35
Building Ethics into the Design of the Study
Before building ethics in the study design researcher required to be careful during planning of a research project.
Build
ing E
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tudy
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Ethical Consideration for Research 36
Research Design
Will participants get allocated to different treatment groups fairly?
Will research control the risks participants will incur?
Will the setting for the study be selected to protect against participant discomfort?
Build
ing E
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tudy
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Ethical Consideration for Research 37
Intervention
Is the intervention designed to maximize good and minimize harm?
Under what conditions might a treatment be withdrawn or altered?
Build
ing E
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tudy
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Ethical Consideration for Research 38
Sample
Is the population unnecessarily exclude important segments of people (e.g. women, minorities)?
Is the population defined in such a way that especially high-risk people (e.g. unstable patients) could be excused from the study?
Will potential participants be recruited into the study equitably?B
uild
ing E
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f th
e S
tudy
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Ethical Consideration for Research 39
Data Collection
Data should be collected in such a way, to minimize respondents burden.
Data collection procedures should maintain confidentiality.
Data collection team should be appropriately trained.
Build
ing E
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Ethical Committee/ Ethical Review Procedure
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Ethical Consideration for Research 41
Ethical Committee/ Ethical Review Procedure
The need for evaluation of research proposals has been emphasized under the Statement of Specific Principles at item no. 5 of ICMR Ethical Guidelines pertaining to precaution and risk minimisation.
It is mandatory that all proposals on biomedical research involving human participants should be cleared by an appropriately constituted Institutional Ethics Committee (IEC).
Eth
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tee/
Eth
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roce
dure
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Ethical Consideration for Research 42
Composition of Institutional Ethics Committees
1. Chairperson2. One - two persons from basic medical science
area3. One - two clinicians from various Institutes4. One legal expert or retired judge5. One social scientist/ representative of non-
governmental voluntary agency6. One philosopher/ ethicist/ theologian.7. One lay person from the community8. Member Secretary
Eth
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Eth
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Ethical Consideration for Research 43
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Ethical Consideration for Research 44
Monitoring
Once IEC gives a certificate of approval it is the duty of the IEC to monitor.
Actual site visits can be made especially in the event of reporting of adverse events or violations of human rights.
Additionally, periodic status reports must be asked for at appropriate intervals based on the safety concerns
Eth
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Eth
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Ethical Consideration for Research 45
Conclusion It is important that nursing research is
undertaken with a clear ethical concerns. Ethical component is not enough to protect a
study. A more overt and less immature approach to
access for fieldwork is required.
University College of Nursing
Thanks………