United States District Court Northern District of...

US District Court Civil Docket as of June 27, 2013 Retrieved from the court on November 27, 2013

United States District Court Northern District of Illinois - CM/ECF LIVE, Ver 5.1.1 (Chicago)

CIVIL DOCKET FOR CASE #: 1:03-cv-03202

In Re: In Re: Sara Lee Corp, et al v. , et al Date Filed: 05/13/2003 Assigned to: Honorable Charles R. Norgle, Sr Date Terminated: 07/10/2006 Demand: $0 Jury Demand: Both related Cases: 1:03-cv-03274 Nature of Suit: 850

1:03-cv-03295 Securities/Commodities Jurisdiction: Federal Question

represented by Samuel H Rudman Coughlin Stoia Geller Rudman & Robbins LLP 200 Broadhollow Road #406 Melville, NY 11747 (631) 367-7100 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Carol V Gilden Cohen Milstein Sellers & Toll PLLC 190 S. LaSalle Street Suite 1705 Chicago, IL 60603 (312) 357-0370 Fax: (312) 357-0369 Email: [email protected] ATTORNEY TO BE NOTICED

Christopher B Sanchez Cafferty Clobes Meriwether & Sprengel LLP 30 North LaSalle Street Suite 3200

1:03-cv-03246 1:03-cv-03543 1:03-cv-04891 1:03-cv-04757 1:03-cv-04842

Cause: 15:78m(a) Securities Exchange Act

Plaintiff

John Gallo Individually and on behalf of all others similarly situated

Chicago, IL 60602 Email: [email protected] ATTORNEY TO BE NOTICED

Guri Ademi Ademi & O'Reilly, LLP 3620 East Layton Avenue Cudahy, WI 53110 414-482-8000 Email: [email protected] ATTORNEY TO BE NOTICED

Jennifer Winter Sprengel Cafferty Clobes Meriwether & Sprengel LLP 30 North LaSalle Street Suite 3200 Chicago, IL 60602 (312) 782-4880 Email: [email protected] ATTORNEY TO BE NOTICED

Lee A Weiss Milberg Weiss Bershad & Schulman LLP One Pennsylvania Plaza 49th Floor New York, NY 10119-0165 (212)594-5300 ATTORNEY TO BE NOTICED

Marc A Topaz Schiffrin & Barroway, LLP 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 ATTORNEY TO BE NOTICED

Marvin Alan Miller Miller Law LLC 115 South LaSalle Street Suite 2910 Chicago, IL 60603 (312) 332-3400 Fax: (312) 676-2676 Email: [email protected] ATTORNEY TO BE NOTICED

Russell J Gunyan Geller Rudman, PLLC 200 Broadhollow Road

Suite 406 Melville, NY 11747 (631) 367-7100

Shpetim Ademi Ademi & O'Reilly 3620 East Layton Cudahy, WI 53110 (414) 482-8000 Email: [email protected]

Plaintiff

Boca Raton General Employees represented by Jayne Goldstein Retirement Fund

Pomerantz Grossman Hufford Dahlstrom & Gross LLP 1792 Bell Tower Lane Suite 203 Weston, FL 33326 (954) 315-3454 Fax: (954) 315-3455 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Carol V Gilden (See above for address) ATTORNEY TO BE NOTICED

Katrina Blumenkrants Much Shelist Denenberg Ament & Rubenstein, PC 191 N. Wacker Drive Suite 1800 Chicago, IL 60606 (312)521-2644 ATTORNEY TO BE NOTICED

Plaintiff

Central Laborers' Pension Fund represented by Carol V Gilden (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant

Sara Lee Corporation represented by Anton Ronald Valukas Jenner & Block LLP 353 North Clark Street Chicago, IL 60654

(312)222-9350 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Howard Steven Suskin Jenner & Block LLP 353 North Clark Street Chicago, IL 60654 (312)222-9350 Email: [email protected] ATTORNEY TO BE NOTICED

Ryan Stacy Stippich Reinhart Boerner Van Deuren s.c 1000 N. Water St Suite 1700 Milwaukee, WI 53201 (414) 298-8264 Email: [email protected] TERMINATED: 04/22/2005

William Denby Heinz Jenner & Block LLP 353 North Clark Street Chicago, IL 60654 (312)222-9350 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

C Steven McMillan represented by Anton Ronald Valukas (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Howard Steven Suskin (See above for address) ATTORNEY TO BE NOTICED

Ryan Stacy Stippich (See above for address) ATTORNEY TO BE NOTICED

William Denby Heinz (See above for address) ATTORNEY TO BE NOTICED

Defendant

Lambertus M De Kool represented by Anton Ronald Valukas

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Howard Steven Suskin (See above for address) ATTORNEY TO BE NOTICED

Ryan Stacy Stippich (See above for address) ATTORNEY TO BE NOTICED

William Denby Heinz (See above for address) ATTORNEY TO BE NOTICED

Date Filed # Docket Text

05/13/2003 1 COMPLAINT (Attachment); jury demand - Civil cover sheet - Appearance(s) of Samuel H Rudman, Marvin Alan Miller, Jennifer Winter Sprengel, Marc A Topaz, Christopher B Sanchez, Guri Ademi, Shpetim Ademi as attorney(s) for plaintiff ( One original and one copy as to defendant Sara Lee summons(es) issued.) (Documents: 1-1 through 1-4) (hp) Modified on 05/15/2003 (Entered: 05/14/2003)

05/13/2003

05/15/2003

05/15/2003

05/19/2003

05/22/2003

05/22/2003

05/23/2003

RECEIPT regarding payment of filing fee paid; on 5/13/03 in the amount of $ 150.00, receipt # 1084837. (hp) (Entered: 05/14/2003)

SUMMONS issued, two originals and two copies, as to defendants C Steven McMillan, Lambertus M De Kool. (fce) (Entered: 05/16/2003)

ALIAS SUMMONS issued, original and one copy, as to defendant Sara Lee Corp. (fce) (Entered: 05/16/2003)

ALIAS SUMMONS issued, three originals and three copies, as to defendants Sara Lee Corp, C Steven McMillan, Lambertus M De Kool. (fce) (Entered: 05/20/2003)

2 RETURN OF SERVICE of alias summons executed as to defendant Sara Lee Corp on 5/22/03. (fce) (Entered: 05/23/2003)

4 MOTION by plaintiff for finding of relatedness (Attachments); (gcy) (Entered: 05/28/2003)

3 ATTORNEY APPEARANCE for defendants by Anton Ronald Valukas, William Denby Heinz, Howard Steven Suskin, Ryan Stacy Stippich (gcy) (Entered: 05/27/2003)

05/28/2003 5 REASSIGNMENT ORDER of 5/28/03 This case is reassigned to the Honorable Charles R. Norgle Sr from Honorable George W. Lindberg pursuant to 28:294(b) (For further detail see order.) Mailed notice (ntf) (Entered: 05/29/2003)

05/29/2003 6 MOTION by plaintiff for a finding of relatedness with 03 C 3246, 03 C 3274, 03 C 3295 and 03 C 3543 (Attachments); Notice. (fce) (Entered: 06/10/2003)

06/09/2003 7 MINUTE ORDER of 6/9/03 by Hon. Charles R. Norgle Sr : Plaintiff's motion for a finding of relatedness is granted [6-1]. Telephoned notice (fce) (Entered: 06/10/2003)

07/14/2003 9 MOTION by Boca Raton General Employees Retirement Fund to be appointed lead plaintiff pursuant to 21(D)(a)(3)(B) of the Securities Exchange Act of 1934 ; to approve proposed lead plaintiff's choice of counsel ; and to consolidate all related actions ; Memorandum in support (Attachments); Notice. (fce) (Entered: 07/21/2003)

07/14/2003 10 MOTION by Danske Capital to consolidate actions , to be appointed lead plaintiff , and for approval of lead plaintiff's selection of lead counsel and liaison counsel ; Memorandum in support (Attachments); Notice. (fce) (Entered: 07/22/2003)

07/14/2003 11 MOTION by Central Lab PenFd for consolidation , appointment as lead plaintiff , and for approval of its selection of lead and liaison counsel ; Memorandum in support (Attachments); Notice. (fce) (Entered: 07/22/2003)

07/16/2003 8 ERRATA by plaintiff Boca Raton General Employees Retirement Fund to memorandum in support of motion of Boca Raton General Employees Retirement Fund to be appointed lead plaintiff pursuant to 21(D)(a)(3)(B) of the Securities and Exchange Act of 1934; to approve proposed lead plaintiff's choice of counsel; and to consolidate all related actions (Attachments); Notice. (fce) (Entered: 07/18/2003)

07/16/2003 12 AGRRED MOTION by defendants for a finding of relatedness with 03 C 4757, 03 C 4842, 03 C 4891 (Attachments); Notice. (fce) (Entered: 07/22/2003)

07/18/2003 13 MINUTE ORDER of 7/18/03 by Hon. Charles R. Norgle Sr : Motions for finding of relatedness [4-1], [12-1] and motions to consolidate all related cases [9-3], [10-1], [11- 1] are granted. Responses to motions to approve lead counsel [9-2], [10-3], [11-3] are due on or before 8/1/03. Reply briefs are due on or before 8/15/03. Mailed notice (fce) (Entered: 07/22/2003)

08/01/2003 14 JOINT RESPONSE by Boca Raton General Employees Retirement Fund and Central Laborers' Pension Fund in support of their motion to be appointed lead plaintiffs [9- 1],and approving proposed lead plaintiff's choice of class counsel [9-2] ; Notice (las) (Entered: 08/04/2003)

08/04/2003 15 NOTICE of withdrawal by Danske Capital of its motion to be appointed lead plaintiff [10-2] and for approval of lead plaintiff's selection of lead counsel and liaison counsel [10-3] ; Notice (las) (Entered: 08/04/2003)

09/25/2003 16 MINUTE ORDER of 9/25/03 by Hon. Charles R. Norgle Sr : The court has reviewed plaintiffs Boca Raton General Employees Retirement Fund and Central Laborers' Pension Fund's joint response in support of appointing them co-lead plaintiffs and approving their choice of class counsel. The court adopts plaintiffs' organizational plan as it is set forth in their joint response. As a result, Boca Raton's motion to be appointed lead plaintiff pursuant to 21(D)(a)(3)(B) of the Securities Exchange Act of 1934 [9-1], and approve proposed lead plaintiff's choice of counsel [9-2] , Danske Capital motion to be appointed lead plaintiff [10-2] and approve choice of lead counsel [10-3]; and Central Laborers' Pension Fund's motion to be appointment lead plaintiff [11-2] and Approve choice of lead counsel [11-3] are denied as moot. It is so ordered. Mailed notice (las) Modified on 09/30/2003 (Entered: 09/26/2003)

10/17/2003 17 NOTICE by parties of Joint stipulation and [proposed] order for pleading schedule.

(gcy) (Entered: 10/27/2003)

10/30/2003

11/04/2003

12/09/2003

01/16/2004

01/20/2004

01/26/2004

03/05/2004

03/05/2004

03/05/2004

03/05/2004

03/12/2004

18 MINUTE ORDER of 10/30/03 by Hon. Charles R. Norgle Sr : This action shall here after be captioned "In Re: Sara Lee Corporation Securities Litigation" and any subsequently filed or transferred actions on behalf of the purchasers of the securities of Sara Lee Corporation related to the claims asserted in these cases shall be filed under Master File No. 03-CV-3202. An amended consolidated complaint shall be filed on 12/15/03. Defendant shall respond, including filing any motions to dismiss, on or before 01/29/04. Response to motions, if any, shall be filed on or before 03/15/04. Defendants shall file any replies on or before 04/05/04. (Entered Joint Stipulation and Order for Pleading Schedule). Mailed notice (ar) (Entered: 10/31/2003)

19 APPLICATION for leave to appear pro hac vice for plaintiff by Lee A Weiss; Order entered granting leave by Hon. Charles R. Norgle Sr (las) (Entered: 11/05/2003)

20 NOTICE of filing by parties regarding joint stipulation and [proposed] order for amended pleading schedule (hp) (Entered: 12/10/2003)

21 MINUTE ORDER of 1/16/04 by Hon. Charles R. Norgle Sr : (Entered agreed order for extension of pleading schedule.) Telephoned notice (rmm) (Entered: 01/20/2004)

22 CONSOLIDATED AMENDED CLASS ACTION COMPLAINT for violations of federal securities laws [1-1] by plaintiff; jury demand; Notice (cdy) (Entered: 01/26/2004)

23 MINUTE ORDER of 1/26/04 by Hon. Charles R. Norgle Sr : On 9/25/03, the court adopted the proposed organizational plan appointing Boca Raton General Employees Retirement Fund and the Central Laborers' Pension Fund as lead plaintiffs (collectively "plaintiffs"). (See R.16) On 1/20/04, plaintiffs filed a consolidated amended class action complaint. As a result of the consolidation, the following cases are dismissed: 03 C 3246; 03 C 3274; 03 C 3295; 03 C 4757; and 03 C 4842. The clerk shall close the foregoing cases accordingly. It is so ordered. Mailed notice (las) (Entered: 01/29/2004)

24 MOTION by defendants to dismiss consolidated amended class action complaint ; Notice. (air) (Entered: 03/08/2004)

25 NOTICE by defendants regarding appendix to their motion to dismiss consolidated amended class action complaint. (air) (Entered: 03/08/2004)

28 AGREED MOTION by defendants to file oversized brief instanter ; Memorandum in support (Attachments); Notice (las) (Entered: 04/08/2004)

29 APPENDIX filed by defendants to their motion to dismiss consolidated amended class action complaint [24-1] (las) (Entered: 04/08/2004)

30 MINUTE ORDER of 3/12/04 by Hon. Charles R. Norgle Sr : Agreed motion to file oversized brief[28-1], instanter, is granted [28-2]. Telephoned notice (las) (Entered: 04/08/2004)

03/23/2004 26 ORDER of the Executive Committe of 3/23/04: It appearing that Judge Filip recused himself from cases reassigned to his initial calendar and the reassignment of these cases have been vacated; and It further appearing that, pursuant to the Internal Operating Procedure 16(i) of this Court, It is hereby ordered that the following case is

reassigned to the Honorable Mark Filip. This case is reassigned to the Hon. Mark Filip Mailed notice (amb) (Entered: 03/24/2004)

04/02/2004 27 MINUTE ORDER of 4/2/04 by Hon. Mark Filip : This matter is set for a status conference on 4/22/04 at 10:30 a.m. (Entered Order Requiring Status Report and Setting Status Hearing for Cases Newly Assigned to Judge Filip). Mailed notice (las) (Entered: 04/05/2004)

04/15/2004

05/11/2004

05/17/2004

SCHEDULE set on 4/15/04 by Hon. Mark Filip : Status hearing reset to 11:00 5/13/04 . Mailed notice (tbk) (Entered: 04/15/2004)

31 JOINT STATUS REPORT by parties ; Notice (las) (Entered: 04/21/2004)

32 REASSIGNMENT ORDER of 4/26/04 It is appearing that an order of the executive committee was entered on March 3, 2004 reassigning cases from the judges of this Court to form the initial calendar of the Honorable Mark Filip, and It further appearing that Judge Filip has recused himself from 03 C 3202, In re: Sara Lee Corporation, reassigned from the Honorable Charles R. Norgle Sr as replacement case for another case on Judge Filip's initial calendar from which Judge Filip recused himself; therefore, It is hereby ordered that the reassignment of 03 C 3202, In re: Sara Lee Corporation, is hereby vacated. It is further ordered that, pursuant to the Internal Operating procedure 16(i) of this Court, the Honorable Charles R. Norgle Sr may transfer a case requiring similar judicial effort to the Executive Committee for reassignment to the Honorable Mark Filip as a replacement case. Mailed notice (dmkf) (Entered: 04/28/2004)

33 MINUTE ORDER of 5/11/04 by Hon. Charles R. Norgle Sr : Defendants shall have until 5/28/04 to file any reply to Co-Lead plaintiffs' opposition and response to defendants' motion to dismiss. (Entered Agreed Order for Extension of Pleading Schedule). No notice notice (las) (Entered: 05/12/2004)

34 NOTICE by plaintiffs' counsel of change of law firm name; Notice. (gma) (Entered: 05/18/2004)

04/19/2004

04/26/2004

05/28/2004 35 SUPPLEMENTAL APPENDIX by defendants in support of their motion to dismiss consolidated amended class action complaint [24-1] (Attachment); Notice. (air) (Entered: 06/01/2004)

05/28/2004

06/04/2004

06/09/2004

06/23/2004

08/05/2004

36 AGREED MOTION by defendants to file oversized brief instanter (Attachment); Notice. (air) (Entered: 06/01/2004)

37 MINUTE ORDER of 6/4/04 by Hon. Charles R. Norgle Sr : Agreed motion to file oversized brief instanter is granted [36-1]. Telephone notice (las) (Entered: 06/07/2004)

38 REPLY MEMORANDUM by defendants in support of their motion to dismiss consolidated amended class action complaint [24-1]. (gma) (Entered: 06/10/2004)

39 NOTICE by plaintiff of withdrawl of Abraham Rappaport as counsel. (gma) (Entered: 06/24/2004)

40 MOTION by plaintiff John Gallo for leave to file supplemental authority instanter ; Memorandum of law (Attachment); Notice. (jmm) Modified on 08/10/2004 (Entered: 08/10/2004)

08/09/2004 41 MINUTE ORDER of 8/9/04 by Hon. Charles R. Norgle Sr: Plaintiff's motion for leave to file supplemental authority instanter is granted [40-1]. Mailed notice (jmm) (Entered: 08/10/2004)

08/11/2004 42 RESPONSE by defendants to plaintiffs' motion for leave to file supplemental authority instanter [40-1]; Notice. (vmj) (Entered: 08/12/2004)

12/21/2004 43 MINUTE ORDER of 12/21/04 by Hon. Charles R. Norgle Sr : Defendant's motion to dismiss is denied [24-1]. See reverse. It is so ordered. (See reverse of minute order.) Mailed notice (lc) (Entered: 12/23/2004)

01/10/2005 44 MOTION by defendants to certify the court's 12/21/04 order for an immediate appeal and to stay proceedings (Attachments); Notice (las) (Entered: 01/11/2005)

01/14/2005 45 MINUTE entry before Judge Charles R. Norgle Sr.: Plaintiffs' response to defendants' motion to certify the court's 12/21/04 order for an immediate appeal and motion to stay proceedings is due on or before 1/28/05 44 . Defendants' reply is due on or before 2/4/05. Mailed notice. (las, ) (Entered: 01/18/2005)

01/28/2005 46 RESPONSE by plaintiff to defendants' motion to certifty the court's 12/21/04 order for an immediate appeal, and motion to stay proceedings 44 (las, ) Additional attachment(s) added on 7/21/2005 (cem, ). (Entered: 02/01/2005)

02/04/2005 47 REPLY by Defendants in support of their motion to certify the court's 12/21/04 order for an immediate appeal, and motion to stay proceedings 44 ; Notice. (las, ) Modified on 12/15/2005 (ym, ). (Entered: 02/08/2005)

04/22/2005 48 NOTICE by Defendant Sara Lee Corporation of withdrawal of Ryan S. Stippich as counsel for Sara Lee Corporation; Notice. (ar, ) (Entered: 04/26/2005)

05/18/2005 49 MOTION by Plaintiff Boca Raton General Employees Retirement Fund to compel defendants' compliance with Federal Rules of Civil Procedure Rules 26(a)and 26(f) (gma, ) (Entered: 05/19/2005)

05/18/2005 50 NOTICE of Motion by Carol V Gilden for presentment of MOTION by Plaintiff Boca Raton General Employees Retirement Fund to compel defendants' compliance with Federal Rules of Civil Procedure Rules 26(a)and 26(f) 49 before Honorable Charles R. Norgle Sr. on 5/20/2005 at 10:30 AM. (gma, ) (Entered: 05/19/2005)

05/20/2005 51 MINUTE entry before Judge Charles R. Norgle Sr.: Motion to compel 49 is taken under advisement. Motion hearing held on 5/20/2005 regarding motion to compel 49 . No notices, counsel advised in open court. (ewf, ) (Entered: 05/20/2005)

05/20/2005 52 CORRECTED EXHIBIT A by plaintiffs' to their motion to compel defendants' compliance with Federal Rules of Civil Procedure Rules 26(a) and 26(f); Notice. (ntf, )

I (Entered: 05/25/2005)

05/20/2005 53 MINUTE entry before Judge Charles R. Norgle Sr.: Plaintiff's motion to compel discovery 49 is granted. Discovery shall proceed apace and routinely consistent with the Federal Rules of Civil Procedure. Mailed notice. (cdy, ) (Entered: 05/26/2005)

05/20/2005 54 MINUTE entry before Judge Charles R. Norgle Sr.: Defendants' motion to certify the court's 12/21/04 order for immediate appeal and motion to stay 44 is denied. See below. Mailed notice. (cdy, ) (Entered: 05/26/2005)

06/30/2005

55 ANSWER by Defendants Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool and additional defenses to plaintiffs' consolidated amended class action complaint for violations of federal securities laws 22 ; Notice.(ar, ) (Entered: 07/07/2005)

07/26/2005

56 MOTION by Defendants to compel initial disclosures(gma, ) (Entered: 07/26/2005)

07/26/2005 57 NOTICE of Motion by defendants for presentment of MOTION by Defendants to compel initial disclosures 56 before Honorable Charles R. Norgle Sr. on 7/29/2005 at 10:30 AM. (gma, ) (Entered: 07/26/2005)

07/26/2005 58 MEMORANDUM by defendants in support of MOTION by Defendants to compel initial disclosures 56 (gma, ) (Entered: 07/26/2005)

07/29/2005 59 MINUTE entry before Judge Charles R. Norgle Sr.: Motion hearing held on 7/29/2005. Response to motion to compel disclosures 56 is due by 8/3/2005. Reply to response is due by 8/8/2005. Status hearing and or ruling on motion set for 8/29/2005 at 09:30 AM. before Honorable Charles R. Norgle, Sr. Mailed notice (ewf, ) (Entered: 08/01/2005)

07/29/2005

08/02/2005

08/03/2005

08/08/2005

60 MINUTE entry before Judge Charles R. Norgle Sr.: Pre-trial matters assigned to designated Magistrate Judge. Mailed notice (eav, ) (Entered: 08/01/2005)

63 EXECUTIVE COMMITTEE ORDER: Case referred to Magistrate Judge Martin C. Ashman to conduct hearings and enter appropriate orders on the following motion/matter: Pretrial conference under Rule 16.Discovery motion(s) specified below. All discovery motions. Discovery supervision. Discovery conference under Rule 26(f)Settlement conference. Preparation of pretrial materials. Conduct necessary proceedings and enter Order/Report and Recommendation on all nondispositive pretrial motions through filing of pretrial materials including the final pretrial order. Exceptions or additions: All pre-trial matters. Signed by Executive Committee on 8/2/2005. (rmm, ) (Entered: 08/15/2005)

61 RESPONSE by plaintiffs John Gallo, Boca Raton General Employees Retirement Fund to defendants' Motion to compel initial disclosures 56 (Exhibits); Notice (rmm, ) (Entered: 08/08/2005)

62 REPLY by Defendant Sara Lee Corporation in support of their motion to compel initial disclosures 56 (Attachments); Notice of filing (eav, ) (Entered: 08/10/2005)

08/15/2005 64 MINUTE entry before Judge Martin C. Ashman : Oral argument on defendants' motion to compel initial disclosures 56 set for 8/29/2005 at 10:30 AM. Judicial staff mailed notice. (is, ) (Entered: 08/15/2005)

08/22/2005 65 MINUTE entry before Judge Martin C. Ashman : Defendants' motion to compel initial disclosures 56 is withdrawn. Oral argument of 8/29/2005 at 10:30 a.m. is stricken. Judicial staff mailed notice. (is, ) (Entered: 08/22/2005)

08/23/2005 66 UNOPPOSED MOTION by Plaintiff to substitute counsel (gma, ) (Entered: 08/24/2005)

08/23/2005 67 NOTICE of Motion by Carol V Gilden for presentment of UNOPPOSED MOTION by Plaintiff to substitute counsel 66 before Honorable Martin C. Ashman on 8/29/2005 at 10:30 AM. (gma, ) (Entered: 08/24/2005)

08/24/2005 68 MINUTE entry before Judge Martin C. Ashman : Plaintiff Boca Raton General Employees Retirement Fund's unopposed motion to substitute counsel 66 is granted. The firm of Mager White & Goldstein, LLP, has ceased to operate and is substituted by the firm of Mager & Goldstein, LLP with Jayne Arnold Goldstein as counsel. Mailed notice (ntf, ) (Entered: 08/25/2005)

09/15/2005

69 MINUTE entry before Judge Martin C. Ashman : Magistrate Judge Status hearing set for 9/23/2005 at 10:00 AM. in courtroom 1386. Judicial staff mailed notice. (is, ) (Entered: 09/15/2005)

09/23/2005

09/23/2005

09/23/2005

09/23/2005

09/29/2005

09/29/2005

09/29/2005

70 MINUTE entry before Judge Martin C. Ashman : Magistrate Judge Status hearing held and continued to 10/21/2005 at 10:00 AM. Mailed notice. (is, ) (Entered: 09/23/2005)

71 MINUTE entry before Judge Martin C. Ashman : Enter Stipulation and Order governing confidential information. Mailed notice (ar, ) (Entered: 09/27/2005)

72 STIPULATION and Order Governing Confidential Information, signed by Judge Martin C. Ashman on 9/23/2005 (Exhibit).No notice(ar, ) (Entered: 09/27/2005)

MAILED 09/29/05 minute order and Stipulation and Order Governing Confidential Information, dated 09/23/05 71 72 , to counsel of record (ar, ) (Entered: 09/29/2005)

73 MINUTE entry before Judge Charles R. Norgle Sr.: Enter stipulation and order governing confidential information. Mailed notice (mjc, ) (Entered: 10/06/2005)

74 STIPULATION and [PROPOSED] Order Governing Confidential Information Signed by Judge Charles R. Norgle Sr. on 9/29/2005.(mjc, ) (Entered: 10/06/2005)

75 NOTICE by plaintiffs of filing regarding stipulation and [Proposed] order 74 . (mjc, ) (Entered: 10/06/2005)

10/19/2005 76 MOTION by Defendants Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool for judgment on the pleadings (Attachments: # 1 Exhibit)(Suskin, Howard) (Entered: 10/19/2005)

10/19/2005 77 NOTICE of Motion by Howard Steven Suskin for presentment of motion for judgment on the pleadings 76 before Honorable Charles R. Norgle Sr. on 10/21/2005 at 10:30 AM. (Suskin, Howard) (Entered: 10/19/2005)

10/19/2005 78 MOTION by Defendants Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool to stay DISCOVERY PENDING RESOLUTION OF DEFENDANTS' MOTION FOR JUDGMENT ON THE PLEADINGS 76 (Attachments: # 1 Exhibit)(Suskin, Howard) (Entered: 10/19/2005)

10/19/2005 79 NOTICE of Motion by Howard Steven Suskin for presentment of motion to stay 78 before Honorable Martin C. Ashman on 10/21/2005 at 10:00 AM. (Suskin, Howard) (Entered: 10/19/2005)

10/21/2005 80 MINUTE entry before Judge Martin C. Ashman : Magistrate Judge Status hearing held and continued to 12/2/2005 at 10:00 AM. Defendants' motion to stay discovery pending resolution of defendants' motion for judgment on the pleadings 78 is denied. Mailed notice. (is, ) (Entered: 10/21/2005)

10/21/2005 81 MINUTE entry before Judge Charles R. Norgle Sr.: Plaintiffs' response to defendants' motion for judgment on the pleadings is due by 11/18/2004. Defendants' reply is due

by 12/9/2005. Telephoned/mailed notice (ewf, ) (Entered: 10/24/2005)

10/26/2005

82 MOTION by Defendants Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool TO MODIFY BRIEFING SCHEDULE (Suskin, Howard) (Entered: 10/26/2005)

10/26/2005 83 NOTICE of Motion by Howard Steven Suskin for presentment of motion for miscellaneous relief 82 before Honorable Charles R. Norgle Sr. on 10/28/2005 at 10:30 AM. (Suskin, Howard) (Entered: 10/26/2005)

10/27/2005 84 RESPONSE by John Gallo, Boca Raton General Employees Retirement Fund to MOTION by Defendants Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool TO MODIFY BRIEFING SCHEDULE 82 (Gilden, Carol) (Entered: 10/27/2005)

10/27/2005 85 NOTICE by John Gallo, Boca Raton General Employees Retirement Fund re response to motion 84 (Gilden, Carol) (Entered: 10/27/2005)

10/28/2005 86 MINUTE entry before Judge Charles R. Norgle Sr.: Motion hearing held on 10/28/2005. Defendants' motion to modify briefing schedule 82 is granted. Breifing schedule modified in open court. Mailed notice (ewf, ) (Entered: 10/28/2005)

11/11/2005 87 NOTICE by all plaintiffs (Gilden, Carol) (Entered: 11/11/2005)

11/11/2005 88 MEMORANDUM by Boca Raton General Employees Retirement Fund in Opposition to motion for judgment on the pleadings 76 (Attachments: # 1 Exhibit Transcript# 2 Exhibit B)(Gilden, Carol) (Entered: 11/11/2005)

11/22/2005 89 RESPONSE by Sara Lee Corporation, C Steven McMillan, Lambertus M De Koolin Support of MOTION by Defendants Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool for judgment on the pleadings 76 (Suskin, Howard) (Entered: 11/22/2005)

11/22/2005

11/22/2005

11/30/2005

90 NOTICE by Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool re response in support of motion 89 (Suskin, Howard) (Entered: 11/22/2005)

91 TRANSCRIPT of proceedings for the following dates: 10/21/05; Before the Honorable Martin C. Ashman. (mjc, ) (Entered: 11/23/2005)

92 TRANSCRIPT of Proceedings before Judge Charles R. Norgle Sr. held on 07/29/05 (Volumes 1). (rbf, ) (Entered: 12/01/2005)

12/01/2005 94 APPLICATION for Leave to Appear Pro Hac Vice on behalf of Boca Raton General Employees Retirement Fund by Katrina Blumenkrants; Order entered granting leave by Charles R. Norgle Sr.. Filing fee $ 50 paid, receipt number 10424156. (mjc, ) (Entered: 12/06/2005)

12/02/2005

12/15/2005

12/15/2005


95 MOTION by Plaintiff Boca Raton General Employees Retirement Fund to certify class (Gilden, Carol) (Entered: 12/15/2005)

96 NOTICE of Motion by Carol V Gilden for presentment of motion to certify class 95 before Honorable Martin C. Ashman on 12/20/2005 at 10:00 AM. (Gilden, Carol) (Entered: 12/15/2005)

12/15/2005

97 MEMORANDUM by Boca Raton General Employees Retirement Fund in Support of motion to certify class 95 (Attachments: # 1 Exhibit A)(Gilden, Carol) (Entered: 12/15/2005)

12/21/2005 98 MINUTE entry before Judge Martin C. Ashman : By agreement of the parties completion of class discovery by 2/28/2006. Defendants' response to plaintiffs' motion for class certification 95 due by 3/31/2006. Reply due by 5/15/2006. Mailed notice. (is, ) (Entered: 12/21/2005)

01/13/2006


01/27/2006

100 TRANSCRIPT of proceedings for the following dates: 10/28/2005; Before the Honorable Charles R. Norgle Sr. (hp, ) (Entered: 01/30/2006)

02/10/2006 101 MOTION by Plaintiffs John Gallo, Boca Raton General Employees Retirement Fund, Defendants Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool to reset Briefing Schedule (Agreed) (Suskin, Howard) (Entered: 02/10/2006)

02/10/2006 102 NOTICE of Motion by Howard Steven Suskin for presentment of motion to reset 101 before Honorable Martin C. Ashman on 2/21/2006 at 10:30 AM. (Suskin, Howard) (Entered: 02/10/2006)

02/15/2006 103 MINUTE entry before Judge Martin C. Ashman : Plaintiffs' agreed motion to reset briefing schedule 101 is granted. It is hereby ordered that class discovery is to be completed by 3/17/2006. Defendants' response to the motion to certify class 95 is due on or before 4/18/2006. Lead plaintiffs' reply is due on or before 6/2/2006. Mailed notice. (is, ) (Entered: 02/15/2006)

02/16/2006 104 MOTION by Defendants Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool to compel discovery (Attachments: # 1 Text of Proposed Order)(Suskin, Howard) (Entered: 02/16/2006)

02/16/2006 105 NOTICE of Motion by Howard Steven Suskin for presentment of motion to compel 104 before Honorable Martin C. Ashman on 2/21/2006 at 10:30 AM. (Suskin, Howard) (Entered: 02/16/2006)

02/16/2006 106 MEMORANDUM by Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool in Support of motion to compel 104 discovery (Attachments: # 1 Exhibit A-B# 2 Exhibit C-D# 3 Exhibit E-G)(Suskin, Howard) (Entered: 02/16/2006)

02/20/2006 107 MEMORANDUM by Boca Raton General Employees Retirement Fund in Opposition to motion to compel 104 , memorandum in support of motion 106 (Attachments: # 1 Exhibit A# 2 Errata B# 3 # 4)(Gilden, Carol) (Entered: 02/20/2006)

02/21/2006 108 MINUTE entry before Judge Martin C. Ashman : Motion hearing held regarding motion to compel 104 . Defendants' motion to compel discovery 104 is granted per the oral rulings stated in open court. Order to be submitted by the parties. Magistrate Judge Status hearing set for 4/17/2006 at 10:00 AM. Mailed notice. (is, ) (Entered: 02/21/2006)

03/01/2006 109 MOTION by Plaintiff Boca Raton General Employees Retirement Fund for leave to file Additional Authority (Attachments: # 1 Exhibit A)(Gilden, Carol) (Entered: 03/01/2006)

03/01/2006 110 NOTICE of Motion by Carol V Gilden for presentment of motion for leave to file 109 before Honorable Charles R. Norgle Sr. on 3/10/2006 at 10:30 AM. (Gilden, Carol) (Entered: 03/01/2006)

03/07/2006 111 RESPONSE by Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool to MOTION by Plaintiff Boca Raton General Employees Retirement Fund for leave to file Additional Authority 109 (Attachments: # 1 Exhibit A# 2 Exhibit B)(Suskin, Howard) (Entered: 03/07/2006)

03/07/2006

112 MINUTE entry before Judge Martin C. Ashman : Enter order regarding defendants' motion to compel discovery. Mailed notice (mjc, ) (Entered: 03/09/2006)

03/07/2006

113 ORDER Signed by Judge Martin C. Ashman on 3/7/2006.(mjc, ) (Entered: 03/09/2006)

03/09/2006 114 REPLY by Boca Raton General Employees Retirement Fundin Support of MOTION by Plaintiff Boca Raton General Employees Retirement Fund for leave to file Additional Authority 109 (Attachments: # 1 Exhibit # 2 Exhibit A - Part II# 3 Exhibit A - Part III# 4 Exhibit A - Part IV# 5 Exhibit A - Part V)(Gilden, Carol) (Entered: 03/09/2006)

03/10/2006 115 MINUTE entry before Judge Charles R. Norgle Sr.: Lead Plaintiffs' motion for leave to file additional authority 109 is granted over objection. Telephoned/mailed notice (ewf, ) (Entered: 03/10/2006)

03/16/2006 116 MOTION by Defendants Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool to reset The Class Certification Discovery And Briefing Schedule (Suskin, Howard) (Entered: 03/16/2006)

03/16/2006 117 Agreed NOTICE of Motion by Howard Steven Suskin for presentment of motion to reset 116 before Honorable Martin C. Ashman on 3/21/2006 at 10:30 AM. (Suskin, Howard) (Entered: 03/16/2006)

03/17/2006 118 MINUTE entry before Judge Martin C. Ashman : The parties' agreed motion to reset the class certification discovery and briefing schedule 116 is granted. Class certification discovery is to be complete by 5/15/2006. Defendants' response in opposition to the motion for class certification 95 is due on or before 6/14/2006. Lead plaintiffs' reply is due on or before 7/31/2006. Order to follow. Mailed notice. (is, ) (Entered: 03/17/2006)

03/17/2006 119 MINUTE entry before Judge Martin C. Ashman : Enter order regarding the parties' agreed motion to reset the class certification discovery and briefing schedule. Mailed notice (mjc, ) (Entered: 03/21/2006)

03/17/2006

120 ORDER Signed by Judge Martin C. Ashman on 3/17/2006.(mjc, ) (Entered: 03/21/2006)

04/17/2006 121 MINUTE entry before Judge Martin C. Ashman : Magistrate Judge Status hearing held and continued to 6/23/2006 at 10:00 AM. Mailed notice. (is, ) (Entered: 04/17/2006)

04/20/2006 122 MOTION by Plaintiff Boca Raton General Employees Retirement Fund to compel Defendants to Produce Information Responsive to Requests Nos. 51 and 52 ofLead Plaintiffs' First Request for Production of Documents and Affidavit of Carol V. Gilden Attesting to Compliance with Federal Rule 37(a)(2) (Gilden, Carol) (Entered:

04/20/2006)

04/20/2006 123 MEMORANDUM by Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund in Support of motion to compel, 122 (Attachments: # 1 Exhibit A-B# 2 Exhibit C-K)(Gilden, Carol) (Entered: 04/20/2006)

04/20/2006 124 NOTICE of Motion by Carol V Gilden for presentment of motion to compel, 122 before Honorable Martin C. Ashman on 4/25/2006 at 10:30 AM. (Gilden, Carol) (Entered: 04/20/2006)

04/21/2006 125 MINUTE entry before Judge Martin C. Ashman : Lead plaintiffs' motion to compel defendants to produce information responsive to request nos. 51 and 52 of lead plaintiffs' first request for production of documents 122 is withdrawn. Mailed notice. (is, ) (Entered: 04/21/2006)

05/10/2006 126 MOTION by Plaintiffs Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund to supplement to File Additional Authority (Attachments: # 1 Exhibit)(Gilden, Carol) (Entered: 05/10/2006)

05/10/2006 127 NOTICE of Motion by Carol V Gilden for presentment of motion to supplement 126 before Honorable Charles R. Norgle Sr. on 5/12/2006 at 10:30 AM. (Gilden, Carol) (Entered: 05/10/2006)

05/12/2006 128 MINUTE entry before Judge Charles R. Norgle Sr.: Lead Plaintiffs' motion for leave to file additional authority 126 is granted. Defendants may file a response or addditional authority by 5/31/2006. Telephoned/mailed notice (ewf, ) (Entered: 05/12/2006)

05/31/2006 129 RESPONSE by Defendants Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool TO LEAD PLAINTIFFS' MOTION FOR LEAVE TO FILE ADDITIONAL AUTHORITY 126 (Attachments: # 1 Exhibit A)(Suskin, Howard) (Entered: 05/31/2006)

06/07/2006 130 MOTION by Defendants Sara Lee Corporation, C Steven McMillan, Lambertus M De Kool for leave to file excess pages (Agreed Motion to File Oversized Brief) (Suskin, Howard) (Entered: 06/07/2006)

06/07/2006 131 NOTICE of Motion by Howard Steven Suskin for presentment of motion for leave to file excess pages 130 before Honorable Martin C. Ashman on 6/13/2006 at 10:30 AM. (Suskin, Howard) (Entered: 06/07/2006)

06/12/2006 132 MINUTE entry before Judge Martin C. Ashman : Defendants' agreed motion for leave to file oversized brief 130 is granted. Mailed notice. (is, ) (Entered: 06/12/2006)

06/14/2006 133 MOTION by Plaintiffs Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund to file instanter Reply to Defendant's Response i Further Support of Motion for Leave to File Additional Authority (Gilden, Carol) (Entered: 06/14/2006)

06/14/2006 134 NOTICE of Motion by Carol V Gilden for presentment of motion to file instanter 133 before Honorable Charles R. Norgle Sr. on 6/16/2006 at 10:30 AM. (Gilden, Carol) (Entered: 06/14/2006)

06/14/2006 135 MOTION by Plaintiffs Boca Raton General Employees Retirement Fund, Central

Laborers' Pension Fund for leave to file its Reply Instanter to Defendants' Response in Further Support of Motion for Leave to File Additional Authority (Gilden, Carol) (Entered: 06/14/2006)

06/14/2006 136 NOTICE of Motion by Carol V Gilden for presentment of motion for leave to file, 135 before Honorable Charles R. Norgle Sr. on 6/16/2006 at 10:30 AM. (Gilden, Carol) (Entered: 06/14/2006)

06/14/2006 137 MOTION by Sara Lee defendants Corporation for summary judgment against lead plaintiff Central Laborers' Pension Fund. (RESTRICTED) (mjc, ) (Entered: 06/15/2006)

06/14/2006 138 MOTION by Sara Lee Corporation defendants for summary judgment against lead plaintiff Boca Raton General Employees Retirement Fund. (RESTRICTED) (mjc, ) (Entered: 06/15/2006)

06/14/2006 139 MEMORANDUM by defendants in Opposition to plaintiffs' motion for class certification 95 . (RESTRICTED) (mjc, ) (Entered: 06/15/2006)

06/16/2006 140 MINUTE entry before Judge Charles R. Norgle Sr.: Motions to file reply briefs instanter 133 135 are granted. Plaintiffs' responses to defendants' motions for summary judgment 137 138 are due by 7/7/2006. Reply briefs are due by 7/21/2006. Mailed notice (ewf, ) (Entered: 06/16/2006)

06/23/2006 141 MINUTE entry before Judge Martin C. Ashman : Magistrate Judge Status hearing held. Plaintiff's time to file their reply to their motion to certify class 95 is extended to 8/3/2006. Oral argument on plaintiff's motion to certify class 95 is set for 8/23/2006 at 10:30 AM. Mailed notice. (is, ) (Entered: 06/23/2006)

06/23/2006 142 MINUTE entry before Judge Charles R. Norgle Sr.: Enter agreed order. Plaintiffs' responses to defendants' motions for summary judgment are due by 8/3/06. Defendants' replies in support of their motions for summary judgment are due by 8/24/06 138 137 . Mailed notice (mjc, ) (Entered: 06/27/2006)

06/23/2006 143 AGREED ORDER Signed by Judge Charles R. Norgle Sr. on 6/23/2006.(mjc, ) (Entered: 06/27/2006)

07/10/2006 144 MINUTE entry before Judge Charles R. Norgle Sr.: Motion for judgment on the pleadings 76 is granted. (See Opinion and Order) Civil case terminated. Mailed notice (ewf, ) (Entered: 07/11/2006)

07/10/2006 145 MINUTE entry before Judge Charles R. Norgle Sr.: Defendants' motion for judgment on the pleadings 76 is granted. Mailed notice (mjc, ) (Entered: 07/12/2006)

07/10/2006 146 OPINION and Order Signed by Judge Charles R. Norgle Sr. on 7/10/2006.(mjc, ) (Entered: 07/12/2006)

07/10/2006 147 ENTERED JUDGMENT. (mjc, ) (Entered: 07/12/2006)

07/14/2006 148 MINUTE entry before Judge Martin C. Ashman : All matters relating to the referral of this action having been resolved, the case is returned to the assigned judge. Judge Martin C. Ashman no longer referred to the case. No notice. (is, ) (Entered: 07/14/2006)

07/14/2006 149 TRANSCRIPT of proceedings for the following dates: 2/21/06; Before the Honorable

Martin C. Ashman. (mjc, ) (Entered: 07/18/2006)

07/24/2006 150 NOTICE of Motion by Carol V Gilden for presentment of before Honorable Charles R. Norgle Sr. on 7/28/2006 at 10:30 AM. (Gilden, Carol) (Entered: 07/24/2006)

07/24/2006 151 MOTION by plaintiffs Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund for relief from final judgment and for leave to amend the consolidated amended complaint. (RESTRICTED) (mjc, ) (Entered: 07/25/2006)

07/24/2006 152 MEMORANDUM of Law by plaintiffs John Gallo, Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund in Support of motion for relief from final judgment and for leave to amend the consolidated amended complaint 151 . (RESTRICTED) (mjc, ) (Entered: 07/25/2006)

07/26/2006 153 MINUTE entry before Judge Charles R. Norgle Sr.: Plaintiffs granted leave to file an amended Rule 60(b) motion. Briefing schedule set on all three motions. Mailed notice (mjc, ) (Entered: 07/27/2006)

08/08/2006 154 BILL of Costs by Sara Lee Corporation; Notice. (mjc, ) (Entered: 08/10/2006)

08/08/2006 155 AFFIDAVIT of Howard S. Suskin in support of defendants' bill of costs 154 . (mjc, ) (Entered: 08/10/2006)

08/11/2006 156 NOTICE by Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund re order on motion for miscellaneous relief, order on motion to amend/correct, text entry 153 , notice of motion 150 , memorandum in support of motion, 152 (Gilden, Carol) (Entered: 08/11/2006)

08/11/2006 157 AMENDED MEMORANDUM of Law by John Gallo, Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund in Support of motion to alter or amend judgment under federal rule of civil procedure 59(e), or, alternatively to vacate the judgment under federal rule 60(b)(6), and for leave to amend the consolidated amended complaint pursuant to Federal Rule of Civil Procedure 15(a). (RESTRICTED) (rp, ) (Entered: 08/16/2006)

09/22/2006 158 BRIEF by defendants in Opposition to lead plaintiffs' amended motion to vacate the final judgment and for leave to file a second amended complaint. (RESTRICTED) (mjc, ) (Entered: 09/25/2006)


10/13/2006 160 NOTICE by Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund of Filing, under seal, Plaintiffs' Reply Memorandum of Law in Support of Amended Motion to Alter or Amend Judgment Under Federal Rule of Civil Procedure 59(e), or Alternatively to Vacate the Judgment Under Federal Rule 60(b)(6), and for Leave to Amend the Consolidated Amended Complaint (Gilden, Carol) (Entered: 10/13/2006)

10/13/2006 161 REPLY MEMORANDUM OF LAW by plaintiffs in Support of amended motion to alter or amend judgment under Federal Rule of Civil Procedure 59(e), or alternatively to vacate the judgment under Federal Rule 60(b)(6), and for leave to amend the consolidated amended complaint pursuant to Federal Rule of Civil Procedure 15(a) 157 . (RESTRICTED) (mjc, ) (Entered: 10/17/2006)

10/13/2006 162 MOTION by lead plaintiffs for leave to file oversized brief instanter. (RESTRICTED) (mjc, ) (Entered: 10/17/2006)

10/20/2006 163 MINUTE entry before Judge Charles R. Norgle Sr.: Lead Plaintiffs' Motion for Leave to File Oversized Brief Instanter 162 is granted. Telephoned/mailed notice (ewf, ) (Entered: 10/20/2006)

10/30/2006 164 NOTICE by all plaintiffs of Filing, under seal, Plaintiffs' Reply Memorandum of Law in Support of Amended Motion to Alter or Amend Judgment Under Federal Rule of Civil Procedure 59(e) or Alternatively to Vacate the Judgment Under Federal Rule 60(b)(6) and for Leave to Amend the Consolidated Amended Complaint Pursuant to Federal Rule of Civl Procedure 15(a) (Gilden, Carol) (Entered: 10/30/2006)

10/30/2006 165 REPLY MEMORANDUM OF LAW by Plaintiffs in Support of Amended Motion to alter or amend judgment under Federal Rule of Civil Procedure 59(e), or alternatively to vacate the judgment under Federal Rule 60(b)(6), and for leave to amend the consolidated amended complaint pursuant to Federal Rule of Civil Procedure 15(a) 157 (RESTRICTED) (hp, ) (Entered: 11/02/2006)

01/12/2007

166 NOTICE by Central Laborers' Pension Fund of Change of Firm Name (Gilden, Carol) (Entered: 01/12/2007)

03/26/2007

167 ATTORNEY Appearance for Plaintiff Boca Raton General Employees Retirement Fund by Carol V Gilden (Gilden, Carol) (Entered: 03/26/2007)

07/17/2007 168 Notice of Change of Law Firm Name by John Gallo, Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund by Milberg Weiss, LLP (Gilden, Carol) (Entered: 07/17/2007)

05/14/2008 169 Notice of Change of Law Firm Name by John Gallo, Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund (Gilden, Carol) (Entered: 05/14/2008)

05/20/2008 170 TRANSCRIPT of proceedings for the following dates: 7/18/03; Before the Honorable Charles R. Norgle, Sr. (mjc, ) (Entered: 05/21/2008)

10/01/2008 171 NOTICE by Boca Raton General Employees Retirement Fund of Change of Firm Affiliation (Attachments: # 1 Certificate of Service)(Goldstein, Jayne) (Entered: 10/01/2008)

11/21/2008 172 NOTICE OF FIRM NAME CHANGE by John Gallo, Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund (Gilden, Carol) (Entered: 11/21/2008)

06/23/2009 173 MINUTE entry before the Honorable Charles R. Norgle, Sr: Agreed written status report on settlement is due on 7/22/2009. Mailed notice (ewf, ) (Entered: 06/23/2009)

09/29/2009 174 MOTION by Plaintiffs Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund for settlement Pursuant to Rule 23(e) of the Federal Rules of Civil Procedure for Preliminary Approval of Settlement (Gilden, Carol) (Entered: 09/29/2009)

09/29/2009 175 MEMORANDUM of Law in Support of Lead Plaintiffs' Motion for Preliminary Approval of Settlement (Gilden, Carol) (Entered: 09/29/2009)

09/29/2009 176 STIPULATION regarding memorandum in support of motion 175 for Preliminary Approval of Settlement (Gilden, Carol) (Entered: 09/29/2009)

09/29/2009 177 NOTICE of Motion by Carol V Gilden for presentment of motion for settlement 174 before Honorable Charles R. Norgle Sr. on 10/2/2009 at 10:30 AM. (Gilden, Carol) (Entered: 09/29/2009)

10/01/2009 178 MINUTE entry before the Honorable Charles R. Norgle, Sr: Motion for Preliminary Approval of Settlement 174 is granted. The parties are not required to appear in court on Friday, October 2, 2009. Telephoned/mailed notice (ewf, ) (Entered: 10/01/2009)

10/02/2009 179 MINUTE entry before the Honorable Charles R. Norgle, Sr: Enter Order Preliminarily Approving Settlement and Providing for Notice. A Settlement hearing is set for January 26, 2010 at 10:00 a.m. [For further detail see separate order(s)]. Mailed notices (gcy, ) (Entered: 10/06/2009)

10/02/2009 180 ORDER PRELIMINARY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE Signed by the Honorable Charles R. Norgle, Sr on 10/2/2009:(gcy, ) (Entered: 10/06/2009)

10/19/2009 181 MINUTE entry before the Honorable Charles R. Norgle, Sr: Enter Order Amending I Order Preliminarily Approving Settlement and Re-Scheduling Notice. [For further detail see separate order.]Mailed notice (mjc, ) (Entered: 10/20/2009)

10/19/2009 182 ORDER Amending Order Preliminarily Approving Settlement and Re-Scheduling Notice Signed by the Honorable Charles R. Norgle, Sr on 10/19/2009.(mjc, ) (Entered: 10/20/2009)

12/18/2009 183 LETTER from Wayne E. Hazard. (mjc, ) (Entered: 12/21/2009)

01/19/2010 184 MOTION by Plaintiffs Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund, John Gallo for attorney fees and for Final Approval of Settlement and Plan of Allocation of Settlement Proceeds and for an Award of Attorneys' Fees and Reimbursement of Costs and Expenses (Gilden, Carol) (Entered: 01/19/2010)

01/19/2010 185 MEMORANDUM by Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund, John Gallo of Points and Authorities in Support of Motion for Final Approval of Settlement and Plan of Allocation of Settlement Proceeds (Gilden, Carol) (Entered: 01/19/2010)


01/19/2010 187 DECLARATION of Jayne Arnold Goldstein in Support of Final Approval of Settlement, Plan of Allocation and for an Award of Attorneys' Fees and Reimbursement of Costs and Expenses (Gilden, Carol) (Entered: 01/19/2010)

01/19/2010 188 AFFIDAVIT of Peter M. Craig Regarding (a) Mailing of the Notice and Proof of Claim; and (b) Report on Receipt of Requests for Exclusion (Gilden, Carol) (Entered: 01/19/2010)

01/19/2010 189 1 AFFIDAVIT of Paul J. Andrejkovics Re: Publication of the Summary Notice of Pendency of Class Action, Proposed Settlement and Settlment Hearing (Gilden, Carol)

(Entered: 01/19/2010)

01/19/2010 190 MEMORANDUM in Support of Motion for an Award of Attorneys' Fees and Reimbursement of Costs and Expenses (Gilden, Carol) (Entered: 01/19/2010)

01/19/2010 191 Compendium of Affidavits or Declarations in Support of Plaintiffs' Counsel's Motion for an Award of Attorneys' Fees and Reimbursement of Expenses by Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund, John Gallo (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Gilden, Carol) (Entered: 01/19/2010)

01/26/2010 192 MINUTE entry before Honorable Charles R. Norgle, Sr: Hearing held on final approval of settlement on 1/26/2010. Mailed notice (ewf, ) (Entered: 01/26/2010)

01/26/2010 193 MINUTE entry before Honorable Charles R. Norgle, Sr: Plaintiffs motion for final approval of settlement and plan of allocation of settlement proceeds, and for an award of attorney fees and reimbursement of costs and expenses 184 is granted. Enter order and final judgment. [For further detail see separate order(s).]Mailed notice (mjc, ) (Entered: 01/29/2010)

01/26/2010 194 ORDER and Final Judgment Signed by the Honorable Charles R. Norgle, Sr on 1/26/2010.(mjc, ) (Entered: 01/29/2010)

03/22/2010 195 LETTER from Edward R. Case dated 3/22/10. (mjc, ) (Entered: 03/25/2010)

03/24/2010 196 MINUTE entry before Honorable Charles R. Norgle, Sr: The Court received through regular mail an undated, unsolicited communication on March 22, 2010, according to the Clerk's date stamp. The Clerk shall take the necessary steps to file the communication and to send copies to all counsel of record. It is so ordered.Mailed notice (mjc, ) (Entered: 03/25/2010)

03/25/2010 MAILED a copy of the minute order dated 3/24/10 and unsolicited communication dated 3/22/10 to all counsel of record. (mjc, ) (Entered: 03/25/2010)

04/21/2011 197 MOTION by Plaintiffs Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund, John GalloUnopposed Motion for Authorization to Mail Special Notices to Recently Identified Clients of Ing Direct and to Provide them with an Opportunity to Submit Proofs of Claim (Gilden, Carol) (Entered: 04/21/2011)

04/21/2011 198 NOTICE of Motion by Carol V Gilden for presentment of motion for miscellaneous relief, 197 before Honorable Charles R. Norgle Sr. on 4/29/2011 at 10:30 AM. (Gilden, Carol) (Entered: 04/21/2011)

04/21/2011 199 AFFIDAVIT of Daniel J. Polizzi regarding motion for miscellaneous relief, 197 in Support of Plaintiffs' Unopposed Motion for Authorization to Mail Special Notices to Recently Identified Clients of Ing Direct and to Provide them with an Opportunity to Submit Proofs of Claim (Gilden, Carol) (Entered: 04/21/2011)

04/21/2011 200 Special Notice by Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund, John Gallo to Certain Customers Recently Identified by Ing Direct Concerning Opportunity to Submit Proof of Claim Forms (Gilden, Carol) (Entered: 04/21/2011)

04/28/2011 201 MINUTE entry before Honorable Charles R. Norgle, Sr: Plaintiffs' Unopposed Motion

for Authorization to Mail Special Notices to Recently Identified Clients of ING Direct and to Provide Them With an Opportunity to Submit Proofs of Claim 197 is granted. The parties are not required to appear before the court on Friday, April 29, 2011. Telephoned/mailed notice (ewf, ) (Entered: 04/28/2011)

09/12/2011 202 MOTION by Plaintiffs Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund for disbursement of funds UNOPPOSED Motion for Class Distribution Order (Gilden, Carol) (Entered: 09/12/2011)

09/12/2011 203 MEMORANDUM by Boca Raton General Employees Retirement Fund, Central Laborers' Pension Fund in support of motion for disbursement of funds 202 in support of Unopposed Motion for Entry of Class Distribution Order (Gilden, Carol) (Entered: 09/12/2011)

09/12/2011 204 Unopposed NOTICE of Motion by Carol V Gilden for presentment of motion for disbursement of funds 202 before Honorable Charles R. Norgle Sr. on 9/16/2011 at 10:30 AM. (Gilden, Carol) (Entered: 09/12/2011)

09/12/2011 205 AFFIDAVIT of Daniel J. Polizzi regarding motion for disbursement of funds 202 in Support of Motion for Class Distribution Order (Gilden, Carol) (Entered: 09/12/2011)

09/15/2011 206 MINUTE entry before Honorable Charles R. Norgle, Sr: Lead Plaintiffs' Unopposed Motion for Class Distribution Order is taken under advisement. The parties are not required to appear before the court on Friday, September 16, 2011. Mailed notice (ewf, ) (Entered: 09/15/2011)

09/19/2011 207 MINUTE entry before Honorable Charles R. Norgle, Sr: Enter Class Distribution Order. [For further detail see separate order(s).]Mailed notice (mjc, ) (Entered: 09/22/2011)

09/19/2011 208 CLASS DISTRIBUTION ORDER Signed by the Honorable Charles R. Norgle, Sr on 9/19/2011.(mjc, ) (Entered: 09/22/2011)

09/19/2011 209 MINUTE entry before Honorable Charles R. Norgle, Sr: Lead Plaintiffs' Unopposed Motion for Class Distribution Order 202 was and is granted. Mailed notice (ewf, ) (Entered: 09/26/2011)

06/27/2013 210 ATTORNEY Appearance for Plaintiff Boca Raton General Employees Retirement Fund by Jayne Goldstein and Notice of Change of Law Firm Affiliation (Goldstein, Jayne) (Entered: 06/27/2013)

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