CJ

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UNiTED STATES COURT OF APPEALS FOR THE FIRST CIRCUIT

CONRAD K, CYR P.O. 130X 635 SCN!OR CJRCUIT JUDGE BANGOR, MAINE.04402. oess

(207) 941 -e ISO

June 28, 2004

::: a-J'J> r- ;o.::::>

en ff1r''"r1 o- -

"" "" :;:r)ZHonorable Mary M. Lisi, Chair .·:.:;:> w M

?!!% -....Judicial Conference of the United States 2 <cc· o?::,

"" --0Committee on Financial Disclosure -{'.\<l = m

'"'1 - 0One Columbus Circle, N.E. <::::> 'l'l1 ..i;:..

Washington, DC 20544

Dear Judge·Usi:

. Thank you for your letter of June 24, 2004, inquiring about the Hemasure, Inc. entry on my 2003 Financial Disclosure Report. The name "Hemasure, fnc."was changed to "Point Therapeutics, Inc." during 2003. Please see entry number 41 on p. 3 ·of my 2003 Financial Disclosure Report (copy of p. 3 attached). Please let me know if you have further questions or require additional information. Thank you. ·

_

Senior Circuit Judge :52U> (") r-.,CKC:ec O:;:: F c::l>' :::o:z. P1Encl. o:i. lJ -nr

•A 'l

.

;

37.

42.

47.

52.

A

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c.

I J.i -Ul.Stlla.mn;

! (2) (.l'J (S) Dato:

lnt=st

A

B c

,,

J T

I T

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! --

J

I K

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K

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---- ------ ----- .. ---·-------------- ·-----'

38.

48.

TIO! pi from

FINA.:.�CIAL DISCLOSURE REPORT 'Page 3 of 4

v1L INVESTMENTS and TRUSTS

A.

Dcsatpti:mof Assets (inclujfog trust llSSelS}

Dote ofRepcrt 1'•me ofi'erson Reporting

CYR, CONRAD K 41l5/.2004.

I!. f>. lncnmc d;.11n,t1 Gross \':due at end tlf Tra11sacti.ons during reporting period

reportm,g period a.rtingporiod

Ci)(1) (2) O) (lJ

Pbwe cxr after c:ich asset VaineAlnoont Type {e.g. V11\u:.from prior Cli:sclollUl"e

1 Code 1 d.'v. rent or · Coool Mc:lliod {A-lll inll (J-P) Codol

( W)

Biopurc A

Agere System£, Ciass A A bitmst J

(4) 1YrC- (e.£. Value Gain Jdentityci"iruy• .,;1. Mottth C00.2 Cod• I b rlaoeller -· Day (JffP) (A-H) {ifprivnteredem:tJia'l) ll'ansactioo)

Bought 2000•

39. Ag«t; Systems, Class B A lr::terest J T Bougbt 200011<

40. Avaya, Inc. A bit<:rost J T Bougllt 2000•

.

41. Point Therapeutics1 Inc. (formerly Hcmasure) A lnt=st Name Gha:ige

UBS Re!irerne•i: Money.Fund - • A J T Boi;ght 200\l*!nn:res\

43. UBS 3ank USA Doposit Ac::<mnt A 2000• J T Bought-

44. Aim Constellation Fund, C:ass B- A J T Bought 2000•lntmst

Aim P""1!ier Equity FUlld, Clw B A 2000"lnterest J T ght45.

46. ASAl' Goldman Sachs, a... B "'"'rest J T Bought !999•

..wingov.nedjoinflyby_.,d_ CMS E."erJlY Co.7. A lntm.st J T Gift 6/15

49. Exxm Mobil Corp. A lnte>est M T Gift 6/15 M

50. Home J:k?c!,lno. A lnren:st K T Gift 6115 K

51. Johnson & Johnson Common A lntcrest K T Gif: 6115 K

Gift 6115Ver-:ZOO Communications A Interest K T

Gift 6115,, Mirant Corp. T-0. A' Interest

54. Van Kanipen Focus Portfolios A bterest K T I Gift 6115

:, i."lro.ue/Gain ' {Stt Co;umn>. D l <m :04) F

""si:.ooo or J "" 3:SO,OO l-S: !OO,roo

J = $1.5,-0DC or li:ss

N ... S:25t>,OOC""S500,.!,;0;;

PZ "'s::.s. ou,c:r -s c.oo!l,ooo

Q ,.,.. Avp:aosz.;

;-.. }:•:: "':L;

0

K

0

r. \'

o.Sl,001 !,SOO -S:l00.001.Si,QtiC,OCV

""StS,001-SSD,OOO

= ·suOJ!Ol-S ,OUG·,OCC

"'Co qr.::;;: ?'.Stat - :J:11

.. G.>"

HJ

L

Pl

:>

\l.'

"" 2.5'3l-S5.000 = Sl ,OOD,0Gl-S5,0C(:,ooc

= !;50.001-S'liX\{lDC

""'Si .C-Oti,001.:;5,0GD,OQfi

""St-tor::'..!'\ SSC ,CCJ.O!},'l

""'/,0> %\HC!l:

=' T:sli1'1r.:"'C­

D .,.. :5.00> ·:,s,ODO Ht. ""t. ore thanS:S,002·.00G­

l>. "'-fl00,0Cl..S2SQJiOO

'P1 ""S;.'i,\!00,GGl-S".5,t:OG,00!.1

'--------'

___________ _ Date ____ _

POSITION NAME OF ORQANiZATIO'l/ENTITY

rno O)>

..,., I':-? n

m

<

I U.cport Required by tile Ethics

. AO.IO FINA.NCIAL DISCLOSURE REPORT in Gover.nmentAct of197SRev. l/2D04 I .

Calendar Year 2003 (5U.S.Capµ.§§16J.lll)

l, Person Reporting (Lastname First nant¢. Middle ir.itial)

CYR, CONRAD K

4 Title (Article JU Judges indicate active or senior status;

magistrate judges indicate full-er part ... time)

SENIOR CIRCUIT JUDGE

2. Court or OrganizatJon

FIRST ClRCUIT COURT OF APPEALS

5. RoportType (check appropriate type)

Q Nominacion,. Date

0 Initial 0 Final

3. DaleofReport

4:1512004

6. Reporting Period

111/2003

to l2/Jl/2003

8. Qn the basis of the information contair..ed in this Report and any modifications pertaining 1hereto, it is, in my opinion, in cornplian-ce

7. Chounbern or Office Address

U.S. COURT OF APPEALS with appl:i le laws and regulations,

1'.0. BOX 635' Rtviewfug Officer

BANGOR. W.E 04402-0635

ctions ai:companying this form must be followed. Cor.Ipiete all parts, checking the NONE box for each part

,. lion. Stgn on last page.

I. POSITIONS. {Reporting individual only; see pp. 9.13 of filing instruction•)

NO:NE (No reportable positions.) ·

I.

Ee " 0 , ..,, o-(;?:;:: c:::> ::oz

' er

A:! fl1 (')

IL AGREEMENTS. (Reporting individual 001y; soo pp. 14· l 6 offiling instru<:'.ionsl ..,., , u rn

NONE · (Non:portahleagreements.)

PARTIES AND TERMS

f'1 N ...J

0

I.

SOURCE AND TYPE GRQSS INCOME

SOURCE AND mE

SOURCE DESCRIPTION

l FINANCIAL DISCLOSURE REPORT KameofPerwn&:porting

CYR, CONRAD K

NON-INVESTMENT INC01\1E.

Date of Report

4/1512004

III. (Reporting individual and spo.Se; see pp. 17-24 of filing instruotions)

A. Filer's Non-Investment Income

lilJ NONE ;Xo reportaole non-investment inC<Jme.) ·

1.

(yours. nc: spouse's)

B. Spouse's Non-Investment Ineome-(Jfyou werematrieddnringany portion of the reporting year, pleas< complete this section. (dol:ar amount not requ[red except for honoraria)

li2I NONE - (No reporJlble non-investment inC<Jme.)

1.

IV. REIMBURSEMENTS - transportation, lodging, rood, entertainment

(Includes those to spouse anddependent children. See pp. 25 27 cf instructions.)

li2I NONE - (No scch reportable reimbursements.)

!.

SOURCE

CREDITOR PESCPJPTION VALUE CODE

K

411512004

;..;ame of Person Reporting FINAt CIAL DISCLOSURE REPORT Date of Report.

CYR, CONRAD K

V. GIFTS.

NOJ\'E

(lndudes those to spouse and rlcpendent children.. See pp. 28 3 of instri.lctians.)

- (No s·och reportable gifts.)

l.

DESCRIPTION

VI. LIABILITIES. (lncludes those of spouse and dependent children. Seopp. 32,34 of instructions.)

N 0 NE (No reportable liabilities.) -

1. GLENDALE FEDERAL BANK REALESTATE MORTGAGE (OCEA.'lRIDGE, FLPROPERTY), see. P.3, item VU

I

L

2.

4.

..

A B

.1 cisclos\.U"e

1

(4) (5)

.. -

I ' '

i

FI'.'<ANCIAL DISCLOSCRE REPORT 1'ia.'J1e of Person Reporting Date of Report

Pagel of4 I CYR, CONRAD K 4/15/2004

VII. INVESTMENTS and TRUSTS - :ncoml;'l, value, !ranS<:ations (im:lud<.-s !hnsoof !he spouse nn:i d perulcntcltihln.::n" See ;:;;. 34-57 of filing instruct:oi:s.:

A.

Description Gf Assets (lnclud.'ng trusl usse;s}

Place (X)" after e;ich as <:X'e!tlpt from prior dls;:los

DNONE {Noreportable inoome, assm, or tr::msactmns)

UBS Cash Fund (formerly Pair.e Webber Cash Fund)

Dreyfus Worldvlide Do ltlrMoney Mat...::et PunC.. Cl. A

3. llenloy Ltd. Partn=hip (form<rly Boston Celtics)

Cormge Winterport, ME (7119195)

5. Exxon Mobil Corp.

6. Coca,.Cola Co. Comm.

7. Franklin Income Ftmd c;, Il

8. UBS Bank USA Deposit Account

9. E. Millinocket, ME Bonds

10. K..)'Bank, Bangor, ME Checking Aceount

ll. Dial Corp.Ariz.

12. Viad Corp.

l3. TNA Credit Union (Savings)

14. Real l'&tate, fr-..eanridge, FL

15. UBS Retirerr.ent Money Fund (fomierly Paine Webber Cash Ftmd)

16. L'BS Retirement Money Fune (formerly Paine Webber Retirement)

l7. Van Kampen Senior Loan Fund (formerly Van Kampen Merritt)

l 8. Aim Constellation Fund CL B

!l. Jncome duri:ig

reporting t}eriod

(l) {,2}

Amolml TYJ>< (e.g. Codel div. rent or {A-H) int}

A Interest

A !ntotest

A Dividend

c Rent

A Interest

A Interest

A Dividend

A Interest

A Interest

A Interest

D Interest

B Interest

A Interest

c Rent

A In:erest

A Interest

A Interest

None

c. ll. G:-oss value at end of Traosactions during repo-'ling p\':t<::d reporting pmiod

(l) (i) (1) not exemp; from

(2) l (3) Value Yul.no Type {e.g. D;;ite: v""" CO<ie 2 Method tmy. sell, Month.· C.de2 (J-P) Code 3 m er. Day (l·P)

(Q-W) redemption)

L T

J T

J T Name """"""

L Q

J T Bought 6104

1 T Bought 3113 J

J T

J T Opened 9/15 1

J T

J T

J T

J T

J T

L w

K T Name ch.an

J 7 Name change

K T Name clum"°

K T

Gain COOel (A-ll)

idcr.lity of buyer/seller (if privn traruJadion)

E = Sl5,0l.l'l ·$5{).000

'

I

= =1. lnco1m:IGam Cadts. · ""'$ ,000 rir !cs:; Sl, O':: l-S:2, 5l:Q D S5,00l-Sl5.0C'.J

(See Columri.>-l3l nnC D4J F ""'$5:.,oo!-$!00,GOO G !1oo:oc:.s1,oon.ooo Hl ""$1,CC'.i,:'.101-$5.000,COD H2 "'f>ifore than S5,0CtOJXl(o =

2- \ialtlt' Cade!:. = S:l5,000 or le s K "'$l5,fr'.:iI-S5i1.000 L °"S5'J.OCJ'!-SlOO,OOa ?"1 SJOO,flOl·S-:!50.000

(S;:r Co;Jrnn c: and D3) N $2:'1C,OOG·!500,000 0 SSCD,Ol'.11-Sl,(lOO.OOO !'1 ,,._ s;,OJV,001-S5JlCO,OOO P2 = S'.:',(JOQ,G(!';-$25,000.,00Cr=

Pl ""'S'.:'!5 ,IJDJ.OJ l-SSG,DCIO,ODO P4 "'$t,1urefuan SSJ,-OD\!.000

Q ""App isi.l

27.

I

I

B

B.

A

c

?4

s

11 from ms.cloBuro

(2) (3) (4)

K

(5)

.. -

FINA:XCIAL DISCLOSURE REPORT Na.-rnc of Persoti Reporting Date of Report

Page 2 of 4 CYR, CONRAD K 411512004

VIL INVESThfENTS and TRUSTS

A.

Description of Assets {inclutllr.g trusl assets}

Place ''(:XJ" after ch asw.. :x.."mpt from prior disclosure

19. Aim !vloney Marl;et Fund,Cl. B

20. Aim Premier Equity Fund :a

21. Lucent Technolog:es

22. USB Global Equity (fomie:-ly UBS Strategy Fund)

23. American Skandia .

24, AT&TCoqi.

25. AT&T Wireless Services

26. Aw.ya.me.

Cilrix Syslems, Inc.

28. General Electric Co.

29. JDS Uniphase Corp.

30. Agere Systerr.s, Inc., Cl. A

31. Agere Sys:ems, Inc., CI. B

32. Comcast Corp., Cl. A

33. ASAF Goldman Sachs, c:. B

34. Follo...,.ing ov.ned by spouse:

35. Americaii Pmver Conversion

j 36. Suite Svteets, lnc.

Income during reporting prllrioi

11) (2)

AmoUllt T;.?C (e.g. Code J div. rent, or (A·H) int)

Interest

None

None:

None

N(.}ne

None

None

None

None

None

None

None

None

None

None

A lnrerest

A Interest

C. D. Gross value a1. end of reµorting period

Transact:iOIL\J during n:" !iing periaC

([) (2) (I) uol exci::i;>t

Value Value Type {e.g. :>ate: v- Gain Code2 Method buy,.sell, Mor.th Cudo2 Code! (J-P) Codd mergcr. Day (J-P) (A-fl)

(Q-W) ""=;<ion)

T

J T

J T

IC T Name ChanJ?;e

J T

l T

) T

J T

J T

J T

J T Sold 1103 J

J T

J T

J T

J T -

J T

J T

!;ler.tity of bayerfsel!er (ifprivaie transaction)

:

,, - SJ,000 er less S1,00l·S2,: o ""S2,50:-S5,00D D ""15,001·$1.'i,OCO E -

(See C.elmru,; B: and D4) F ""$50,0Ql.S!OO,OOC (l = S10C, C l-$1,!}JCJlOO H1 ,,,,. S; ,OOIJ,OQ l w,�5,000,0SV Hl Mme than SS,Q\10.000

1. Value Codes: .1 ""s;s,000or1 K ""'S'.5,0Gl S50.000 L "'"sso,0::1-s100,ooo M = £]()0,00l-S:!.5G,OOO

(Set CoiumtlS Cl and DS) N "'$25C,00C"-S500,-000 c "'"S5C0,0:}l-S1,000,000 Pl """51,00G,O:J l-$5.000,000 1'2 = S5,0'.JO,>Jl. 1! -S23 }J.:'\U'.»::-O c·'' "" .\I00,00l·S50,0G?,00t.> S}..f:r:c than SS0,000,-0f,-0

Q ..., Apptaisa! R =Cos: (Kea! Esr:aw 011'.'r; A..ss..."SSmcnt

u ,,,_ fu:Y..k Vulw: v =Other \:;,· - !:slimated .. ----···-·--.

I i

B.

(1)

A lnterest

ngownedjointly

.

(2) (3)

J

J

J Gift J

(4) (5)

-

I I

I

FINANCIAL DISCLOSl:RE REPORT Narne of Person Reporting Dnre uz-Repon

Page3 of4 CYR, CONRAD K 411512004

\TTI. INVESTMENTS and TRUSTS -IDcc:ne, valt1e, transcations{includes th;)&) cf:he spouse and <lepcnde::it ehildren, Ser.: pp, 34-57 vf lilfr1;;: lns!rucllons.}

A.

Desoription of A:>se:s Income during

(mduding trust <lSscts; reporting period

(2)

?lace "(X)" after each esm exerapt Amount Type (e.g.:Com prior disclosllfe Code1 div. re::u. or (A·H) int_)

37, Biopure A Interest

3S. Agere Sy.stems, Oass A A Interest

39. Agere S)'St<mS, Class B

40. Avaya, Inc. A Interest

41. Point Th utics, lnc. (formerly HimJasure) A lnb:rest

.

42. L"BS Re..irement Money Fund A Jnrerest

43. l:JBS Bank USA ::leposit l«:oount A Interest

44. Ait::l Co=>steUation Fund, Class B A lnt;rest

45. Aim Premier EquityFund, Class B A Ir.ter:.:st

46. ASAF Goldman Sachs., Class B A Interest

48.

49.

50.

51.

52.

53.

54.

CMS Energy Corp. A Interest

Exxon Mobil Corp. A Jnfl:rest

Home D<po Inc. A Interest

Johnson & Johnson Common A Interest

Verizon Co:;nmunications A Interest

W.:ira."l: Corp, A Inw.est

Van Kampen Focus Portfutios A Interest

c. ll. Gross value al end f Trans&eticns during rc ni:1g pi:ricd reporting period

(1) (2) lj lfnot exempt from di closure .

Value Vdm: TY?C (e.g. Dtlte: Value Code2 �fot!l<X! buy,"'11, Mootli- Co<le2 (J·P) CodeJ .,.,,,.,... Day (J )

(Q-Vi) redemptioo)

T

J T Bought 2000•

T Bought 2000•

J T Bought 2000*

J T an1e change

J T Bought 2000•

I T Bought 2000•

J T Bought 2000"'

J T Bought 2000"'

l T Bought 1999*

T <115

M T Gift 6115 M

K T Gift 61!5

I K

K T · - Gift 6115 K

K T Gi1t 6115 K

J T Gift 6/15 J

K T Gift 6115 K

G.m Ide.atity or Code' buyer/seller (A·H) (lfprivatc

tla!l.$aerJoi:)

j

I

!

I

I

B = s1.ao1-s:::,scc D ""'$5JlDl-S15.COO E. "'$lS,OOl-£50_.0C.Q

JS<" c:otumns: Bi and D4) F = $50,00:-SrnC,OCC G =S!OC',DO:-SJ,COO,DOO Hl =Sl,000,00-1-$5,00:J,OOC H.2 "'More than S5,fo:;,_oco

=SlS,0•)0ool¢SS K =Sl5£'01-$5G,OOO L .,,,£50,D01-S10i'J,OOO !vf = $!00,0C!-$250JiGC.

nncl D3) N "'S.:51.J,00&0$50(1,00D 0 ""'S5DG.0Ql-Sl,000.001) Pl = $1,00D,:JCl-S.5,00:;,ooo F:: = S5,CCO,•JO -$15, 0::l,OOO

P3 $25,000,001-lSD,OCC:,OC:> P4 "' SM0t:1: ilian SSD,OOG.000

Q Appraisal

.

A

A

1 A

-

Pl

i I

:: ,, w

,..,.,.,m

(2) (3)

K

T

Gift

Gift

Gift

D

T

6il5 K

K

(4)

E

(5)

- -

1 •

'

i

56.

58.

n.

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date ofRepon

Page4 of4 CYR, cm:R.W K 4/i5120'.M

VTI. INVESTMENTS and TRUSTS - income, \lil!ue, \ranscaricns (lncludes those offue spouse and d.. 1t ;;;hildrcr., Si::e pp. 34 57 oi :fi:in; instmc1ions,}

T:an:rn.cricns dwing >C;'lOrting period

B.A. c. Gmss. witu.e et cud of Inco!!W dwing

Descriptim:: r;f Asset.s reporting period reportlng period (L"1Clu<litig !rus,1 assets)

Pl<K:e "{X)" aftm' end• asset acmpt from prior disclosure

AmeriC-OTI Balz.ncee F un<l, Class A 55.

{!)

Amount Code l (A-H)

A

(2)

Type (e.tJ. div. renl Qr int)

Interes-

(l)

Value Ccide 2: (J-l')

(2)

Value Methcd Cod.;:3 (Q-\V)

T

(1)

Type (e.g. buy, sell, m er. redemption)

u· not exempt disclosure

Dtite: v "" t1orrth • Code2 Ila)' (J·P)

6fl5 K

Gain C0de ! (A·H)

[dentity-of buyerisciler (ifprlv:ne tra.'lSaction)

57.

KCfpita.'l \Vorld Grcr..v'.:. Fund. Class A lnteres;: 6115 K

K GiftInterest TAFundame::ral Investors Fund1 Class A

K TInterest GillA 6/15Income Fund of America, Class A

59. New Perspective Fund, Class A A Interest K T Gift 6115 K

60. Washington Mut..:a: lnvesto:s Fund, ClassA m:ere:.t K T 6115 K

lnoom::/Gnin Codes: ""Sl,000 :x fess = $5,001-$15,000

(See Cokimns BJ auJD4) F "" $50,001-$100,000 G =S-100,00l Sl ,000,00D H: "'Sl,OOO,Otn¥ :.OOO,OCG F"· ""f111ore than $5,DOQ,000

2. Vafuc Codns: J ""$15,DDOor)es;; K "'"Sl5.00Jw$50.00D ""S5C.OO!-SlC•J,QQl) !vl "'$.100,®1·-S2:5C.OOO

(Sec Cotumrrn Cl and 03) N "" S25(!, Ctl-$500,0!X! 0 = S.500.001-Sl,tiCD,CC· "' S.i,COC,001 5,0UG)JG'} ?2 "'$5,DD0,\1\i!-$25,C•· G,000

Pl = S.'.::.'i ,D20.0C' i w$5G,000,000 ?:< "'"Slclore•,I.;;r_ t.5(1,000.(iC·J

'.1. V nlu:; Methvd Cedes Q =Appraisal R =Cost Rc:4 Estate 011;y·, ' ""' Assessrr. m = Ca.<:h.:hlMket

{$;:,;: :'..:of-.1rW. C I = Boci: V-0.hw ,,. JL1e: "'Estimat;d _____..

I Nan1e of Person Reportir.g Da:e ofReport FINANCIAL DISCLOSlJRE REPORT

CYR, CONRAD K 4/15/20G4

(Indicate pa.-t ofReport} VIII. ADDITIONAL lNFORMA TION OR EXPLANATIONS

*U:idetSect:ion vn, lnvestrnents and Tn.i:sts, items nu:nbered 38,39,40, 42, 43,44, 45 and 46-v:."ere inadvertently omitted from previous years' reports.

FINANCIAL DISCLOSURE REPORT >iameofPersonReponi"g Date of!Zepcrt

CYR, CONRAD K 411512004

.

rx:. CERTIFICATION.

I certify that all infonnation g:'ven above (including information pertaining to my spouse and minor or dependent chiidreu, if auy) is accurate, true, and complete to the best of my knowledge and belief, and that any infotmation not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulatiffi!S.

Signature

NOTE: ANY INDNIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES ORF AILS TO FILE TIIIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.B.

Washington, D.C. 20544