Understanding Open Access in the Context of UK Research Funding
-
Upload
sparc-europe -
Category
Government & Nonprofit
-
view
378 -
download
5
Transcript of Understanding Open Access in the Context of UK Research Funding
![Page 1: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/1.jpg)
Understanding Open Access –and understanding it in the
context of UK research funding!
Alma SwanSPARC Europe
Key Perspectives Ltd
Enabling Open Scholarship
Hull University Postgraduate day, 29 January 2015
![Page 2: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/2.jpg)
The shape of this presentation
• Some context
• OA benefits for authors
• The policy picture
![Page 3: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/3.jpg)
Open Access• Immediate
• Free (to use)
• Free (of restrictions)
• Access to the peer-reviewed literature (and data)
• Not vanity publishing
• Not a ‘stick anything up on the Web’ approach
• Moving scholarly communication into the Web Age
![Page 4: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/4.jpg)
![Page 5: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/5.jpg)
![Page 6: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/6.jpg)
The ‘Subversive Proposal’
• 27 June 1994: the Subversive Proposal
• Recommended that authors post their research papers on anonymous ftp sites
• Free access to their peers
![Page 7: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/7.jpg)
The reactions
• Researchers
• Policymakers
• Publishers
![Page 8: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/8.jpg)
![Page 9: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/9.jpg)
The reactions
• Researchers
• Policymakers
• Publishers
![Page 10: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/10.jpg)
Open Access: how
• Open Access journals (www.doaj.org)
• Open Access repositories (www.opendoar.org)
• Open Access monographs
![Page 11: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/11.jpg)
Here’s one
![Page 12: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/12.jpg)
0
10
20
30
40
50
60
70
% Gold
% Green
Where are we?
![Page 13: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/13.jpg)
![Page 14: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/14.jpg)
Here’s one
![Page 15: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/15.jpg)
![Page 16: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/16.jpg)
![Page 17: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/17.jpg)
![Page 18: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/18.jpg)
What’s in it for authors?
![Page 19: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/19.jpg)
Author advantages from Open Access
• Visibility
• Usage
• Impact
• Personal profiling and marketing
![Page 20: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/20.jpg)
Visibility
![Page 21: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/21.jpg)
An author’s own testimony on open access visibility
“Self-archiving in the PhilSci Archive has given instant world-wide visibility to my work. As a result, I was invited to submit papers to refereed international conferences/journals and got them accepted.”
![Page 22: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/22.jpg)
Usage
![Page 23: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/23.jpg)
University of Liege repository:authors deposit
![Page 24: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/24.jpg)
![Page 25: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/25.jpg)
Individual article usage: annual levels
![Page 26: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/26.jpg)
Individual article usage: monthly levels
![Page 27: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/27.jpg)
PubMed Central
• 2 million full-text articles
• c500,000 unique users per day:
– 25% universities
– 18% government and others
– 40% citizens
– 17% companies
![Page 28: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/28.jpg)
Impact
![Page 29: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/29.jpg)
Citation impact
Range = 36%-200%(Data: Stevan Harnad and co-workers)
![Page 30: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/30.jpg)
Engineering
0
2
4
6
8
10
12
14
16
18
20
2000 2001 2002 2003 2004 2005 2006 2007 2008
OA
Non-OA
Data: Gargouri & Harnad, 2010
Cit
atio
ns
![Page 31: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/31.jpg)
Clinical medicine
0
5
10
15
20
25
30
35
40
45
50
200020012002200320042005200620072008
OA
Non-OA
Cit
atio
ns
Data: Gargouri & Harnad, 2010
![Page 32: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/32.jpg)
Social science
0
2
4
6
8
10
12
14
16
18
200020012002200320042005200620072008
OA
Non-OA
Cit
atio
ns
Data: Gargouri & Harnad, 2010
![Page 33: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/33.jpg)
Profiling and marketing
![Page 34: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/34.jpg)
![Page 35: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/35.jpg)
Melissa Terras
![Page 36: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/36.jpg)
To summarise …
• More views
• More downloads
• More tweets
• More citations (see SPARC Europe site for list of studies and summary of findings: “SPARC Europe citation advantage”)
![Page 37: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/37.jpg)
The Open Access policy picture
![Page 38: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/38.jpg)
Policies: worldwide numbers
![Page 39: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/39.jpg)
Current global picture: Open Access policies
Region Policies
Europe 356
North America 146
Central & South America 35
Africa 11
Asia 65
Oceania 38
Total 651
Data: ROARMAP (Registry of Open Access Policies and Mandates) http://roarmap.eprints.org/
![Page 40: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/40.jpg)
Open Access policies worldwide
Europe
North America
Central & South America
Africa
AsiaOceania
![Page 41: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/41.jpg)
Open Access policymakers worldwide
Research funders
Research institutions
Research funder and institutions
Multiple research organisations
Sub-units of institutions
![Page 42: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/42.jpg)
The effect of a mandatory policy
![Page 43: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/43.jpg)
Current global picture: Open Access mandates
Region Mandates
Europe 203
North America 70
Central & South America 17
Africa 6
Asia 32
Oceania 18
Total 346
![Page 44: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/44.jpg)
Open Access mandates worldwide
Europe
North America
Central & South America
Africa
AsiaOceania
![Page 45: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/45.jpg)
H2020 and Open Access
• Mandatory for peer-reviewed publications
• ‘Green’ OA mandate (repositories)
– Publish as normal in subscription-based journals
– Place author’s copy in OA repository
– Deposit this at acceptance for publication
• ‘Gold’ OA: Permits payments from grants for OA journal
publication
• Mute on monographs
• Definite on data, announcing an open data pilot for
H2020
![Page 46: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/46.jpg)
![Page 47: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/47.jpg)
RCUK• Prefers ‘Gold’ OA (journals)
• Permits ‘Green’ OA as an alternative:– Permitted embargoes: 12 mths (STEM and 24 mths
(HaSS)
• Block grants to pay APCs
• Hull:– Year 1: £19,614 (12 articles)
– Year 2: £23,075 (14 articles)
• Cambridge Yr 2: £1,355,073 (817 articles)
![Page 48: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/48.jpg)
University of Liege repository:authors deposit
![Page 49: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/49.jpg)
![Page 50: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/50.jpg)
HEFCE
• And HEFCW, SFC, DELNI
• Post 2014-REF
• Applies to all papers published from April 2016
• Must be deposited in your IR within 3 months of acceptance
• Metadata must be open from deposit
• Permitted embargoes 12/24 (as RCUK)
![Page 51: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/51.jpg)
Thank you for listening
www.sparceurope.org
www.openscholarship.org
![Page 52: Understanding Open Access in the Context of UK Research Funding](https://reader036.fdocuments.in/reader036/viewer/2022081519/55a5152a1a28ab9a6b8b46cf/html5/thumbnails/52.jpg)
Creative Commons License
This work is licensed under
Attribution 4.0 International License
http://creativecommons.org/licenses/by/4.0/