UMTS Femtocell Wireless Gateway

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    UMTS Femtocell as

    Wireless Residential Gateway

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    Copyright Information 2007 Aricent, Inc. All rights reserved.

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    June, 2007

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    CONTENTS

    1. Abstract 4

    2. Introduction 4

    3. Key Business Drivers for UMTS Femtocell 4

    4. Networks Integration Models 5

    5. Key Challenges 6

    6. Competition and Threats 7

    7. Aricent Edge 7

    8. Summary 8

    9. References 8

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    1. ABSTRACT

    Mobile operators today are trying hard to overcome the challenges

    posed by intense competition in the wireless communication space.

    There is an ever-increasing demand from operators to increase

    ARPU while decreasing cost. New competitors entering the market

    are posing a big threat to existing players apart from the alternative

    technologies such as Voice over WiFi. Vendors are under intense

    pressure to come up with innovative solutions for providing better

    quality and coverage to mobile subscribers at lower cost.

    The discussion about UMTS based Femtocell (also called 3G

    Access Point`) that is doing rounds for quite sometime to counter

    the challenge posed by unlicensed access technologies like WiFi

    and WiMAX. The concept is of a UMTS Femtocell is to make a

    UMTS NodeB cheap enough to be deployed for residential use by a

    very limited number of users. This NodeB is connected to the

    backhaul network via subscribers broadband connection and is

    deployed in huge volumes. This would deliver the same services to

    a subscriber as other alternative technologies and, most importantly,

    would use the existing UMTS handset, with no need to upgrade to a

    dual-mode handset.

    While there are several challenges faced by vendors in making sucha system like network integration, security, provisioning, radio

    interference and cost; solutions to these problems exist enabling the

    vendors and operators to build a strong and viable business case for

    low cost UMTS Femtocell. The subscriber gets a benefit of reduced

    call costs, increased quality and convenience of using an existing

    UMTS handheld device. The operator benefits by increase in ARPU

    and customer loyalty.

    This paper takes a closer look at the key business drivers in this

    space as well as advantages/opportunities available with the

    operators and vendors in this nascent market. The paper also

    captures the key challenges that need to be focused on for

    developing a Femtocell solution viable for mass-market deployment

    and the various network integration models for the Femtocell.

    2. INTRODUCTION

    WCDMA is an interference-limited technology, in which the cell

    capacity is limited by the interference caused by transmission from

    each user in the cell. To increase cell capacity, all transmissions

    (from base station as wellhandsets) are kept at minimum transmit

    power. However, in the in-building coverage area, there is significant

    attenuation of the radio signal from the macro cells, which results in

    the lower voice quality and higher call drops for CS services and

    lower user data rate for PS services. To maintain the QoS, UMTS

    indoor users causing significant interference to the outdoor users,

    thereby further reducing the macro cell capacity.

    UMTS operators believe that the killer applications for their networks

    in future would be the high bandwidth streaming applications like

    IPTV, video telephony, movie-on-demand. Studies indicate that

    majority of usage of these applications would be when the user is

    indoors. Clearly, there is a compelling requirement for mobile

    network operators for providing an effective coverage for these

    applications where it is needed the most inside the buildings.

    Using a UMTS femtocell in the home environment will help

    minimizing the transmit power levels both for the femtocell and the

    UE as there would be a significant decrease in the signal

    attenuation. The lower output power from the UE will reduce the

    interference generated while decreasing the drain on battery. High

    signal attenuation through walls further reduces the impact of

    interference of the indoor traffic on the outdoor environment.

    A few years ago, an indoor base station would have seemed

    impossible especially because of the lack of appropriate hardware

    and also considering the impression of a typical base station. Todaythe reality is different, with different companies thinking seriously

    about developing an extremely low-power femtocell (home base

    station), of size comparable to an existing WiFi access point and a

    price of less than $200. It is predicted that there will be 102 million

    worldwide users on 32 million home base stations by 2011 [1].

    Overall, UMTS has a tremendous potential to take up a significant

    share of this indoor wireless access market.

    3. KEY BUSINESS DRIVERS FOR UMTS FEMTOCELL

    What are the business drivers for this kind of solution? To answerthis, consider the following points:

    . Competiion: Mobile Operators today are under tremendous

    pressure of balancing the relentless technology advances and

    new services with increasing costs, reducing revenues and

    growing competition from other service providers. As mobile and

    fixed-line markets become saturated and voice revenues decline,

    the home is the primary focus for capturing market share by

    offering attractive service bundles: voice, data and television as

    the so-called triple play. Mobile access adds another dimension for

    some

    . Backward Compatbility: This solution does not require the

    subscriber to purchase an expensive dual-mode handset for

    getting indoor and outdoor coverage from a single handheld

    device

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    . Threat from voice over IP, voice-over-WiFi: The threat from

    unlicensed technologies, which are currently eating up the

    revenue share of licensed spectrum operators, will get reduced if

    cheaper wireless coverage can be provided indoors

    . Threat from wireless technologies like WiMax: WiMax based

    solutions, which are able to provide higher data rates than UMTS

    are also gaining ground for indoor wireless access market but

    UMTS have some clear advantages over WiMax. Apart from being

    able to work without requiring a dual-mode handset, UMTS would

    be able to provide better security on the radio interface and a

    unified billing solution to the subscriber for outdoor and indoor

    access

    . Increased Network Coverage and Capacity: Providing high QoS

    in indoor coverage from macro/micro cells has inherent limitations

    due to a significant radio signal path loss that happens while

    permeating walls. The indoor solution will be much better

    equipped to provide a better coverage and high QoS (due to

    reduced path loss). At the same time, if the UMTS Femtocell takes

    care of the bulk of traffic generated by indoor users, the load on

    macro network will get eased significantly. This would simplify the

    RF Planning issues and increase cell capacity for the UMTS

    macro network. Increased Customer Loyalty: A customer that purchases a

    femtocell will not abandon the operators service so easily. Apart

    from creating a psychological barrier, there are other benefits to

    the customer, such as improved in-home coverage, improved

    in-home data rates, and cheap or maybe free calls. If a femtocell

    can deliver on these benefits, the probability of a subscriber

    switching the service provider will reduce significantly

    4. NETWORK INTEGRATION MODELS

    An operators Femtocell network must be connected into its mobile

    core to interconnect the Femtocell user to the PSTN and people on

    the operators macro network. Several options are available for

    network integration. Each option comes with a tradeoff in terms of

    scale (proprietary gateways and UMA) and/or time to market (IP Iub

    and IMS). The best option will depend on an operators existing

    network capabilities and their network evolution roadmap. Some of

    the network integration models possible have been described here:

    . Iub over public IP: This architecture is quite similar to the existing

    3G-network architecture where each femtocell (equivalent of

    NodeB) is connected to the RNC over an IP interface as shown in

    figure below. The Iub signaling takes place over an IP network.

    Network security can be handled by the IP security (IPsec)

    protocol between the femtocell and the security gateway node.

    This architecture is suitable for operators who have an existing

    UMTS infrastructure deployed and are looking for a fast

    integration of femtocell into this existing infrastructure

    Illustration 1: Iub over public IP

    . IP Concentrator with standard RNC:An alternative architecture

    is possible that uses an aggregator node to connect multiple

    femtocells to the existing RNC. The Concentrator node is

    connected to the RNC over the standard Iub interface and looks

    like a normal Node B

    . UMA based network with modified UTRAN architecture: TheUMA approach provides an option of using the existing Core

    Network infrastructure while re-architecting the UTRAN to support

    the unlicensed spectrum deployment [2]. The interface to the

    existing Core Network is through the UMA Network Controller

    (UNC), which is the equivalent to an RNC. This concept can be

    extended to support a UMTS femtocell through the UNC [3]. The

    UMA client function moves into the femtocell allowing any

    standard UMTS handset to communicate with the network through

    the UMA network. The advantage in this architecture is that it uses

    most of the existing network elements and will be able to support

    integration of a large number of end-user devices into the mobile

    network

    Illustration 2: UMA based on modified UTRAN architecture

    Mobile Operators Network

    ADSLlub over

    secured IP

    SecurityGateway

    lub

    Tunneling

    RNC

    Femtocell

    ADSL

    Femtocell

    luPS SGSN

    MSC

    Femtocell

    Femtocell

    luCS

    ADSL

    Femtocell

    Femtocell

    ADSL

    ADSL

    ADSL

    ISPNetwork

    ISPNetwork

    Mobile Operators Network

    ADSLUMA

    Signalling

    UNC

    UMTS

    Femtocell

    UMTS Femtocell

    UMTS Femtocell

    UMTS Femtocell

    UMTS Femtocell

    UMTS Femtocell

    ADSL

    luPS SGSN

    MSCluCS

    ADSL

    ADSL

    ADSL

    ADSL

    ISP

    Network

    ISP

    Network

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    . IMS core based with Integrated RNC, SGSN and GGSN:

    Illustration 3 shows another approach that moves away from the

    existing network architecture completely to an all-IP network

    defined in 3GPP IP Multimedia Subsystem (IMS). The voice is

    carried using Voice over IP (VoIP) protocol using Session Initiated

    Protocol (SIP). The RNC and packet core functionality is now fully

    integrated into the femtocell and the Gateway node, which

    enables proper interworking with the IMS or a pre-IMS core

    network. The SIP signalling can happen directly between the IMS

    core and IMS enabled handset in which case the UMTS Femtocell

    just provides the UTRAN and packet core functionality. In case UE

    is not SIP enabled, the Femtocell shall additionally function as an

    IMS client and terminate the SIP signalling on behalf of UE. The

    Femtocell shall then interwork the IMS session towards the IMS

    core to a standard CS Call on the Radio side towards the UE. The

    main advantage of using this architecture is that it doesnt need

    the packet core infrastructure, which might get congested in an

    eventual large-scale deployment of femtocells. This approach is

    more suitable as a long-term strategy in the femtocell evolution

    path

    Illustration 3: IMS based architecture

    5. KEY CHALLENGES

    Like any new technology, the femtocell space is also facing a

    number of challenges. The ones that are concerning operators and

    vendors the most for a successful commercial deployment of

    femtocell, are discussed below:

    . Subscriber BoM cost: Pricing of the femtocell needs to be kept in

    the range of $200 or even lesser to make it a viable FMC solution.

    This is not going to be an easy task considering its typical

    performance requirements (4 HSPDA/HSUPA users with

    cumulative data rate above 1 Mbps).

    . Network Integration Model: The network integration model

    adopted for femtocell (some models shown above) will also play a

    key role in enabling easier integration with existing network

    infrastructure while at the same time being able to meet the end

    user requirements.

    . Upgrades: With the new technologies like HSUPA evolving over a

    period of time, a femtocell has to be made upgradeable to support

    these new requirements. This can be achieved by relying on

    software-defined radio or DSP based solutions but it has cost

    implications associated with it.

    . Access Control: The radio access cannot be open to everyone in

    the coverage area of a femtocell. The subscriber would pay for the

    femtocell installation and backhaul (lets say DSL) access charges,

    therefore the subscriber would need to have an option to control

    the set of users (UEs) authorized to make or receive calls through

    that femtocell. Anyone else should be barred from using the

    services of that femtocell. This kind of access restriction

    mechanism is not provided by the standard UMTS protocols and

    therefore some innovation is required to make this happen.

    . RF Planning: The RF planning needs to be done very carefully for

    deriving the desired benefits from femtocell environment. While aseparate carrier for the femto environment may help mitigate

    interference with the macro network, this option may not be

    available with operators who are tight on the allocated spectrum

    and want to maximize the capacity by frequency reuse. Other

    consideration could be the use of such scrambling codes that are

    not in use in the neighboring cells. Configuration of scrambling

    codes from the operator could be a problem because of the

    ad-hoc nature of femtocell deployment. The femtocell could

    emulate the UE behavior to listen the neighbor cell environment

    and read the primary scrambling codes of the cells around to

    select a scrambling code that is not in use

    . Network Planning: Network configuration with respect to

    allocation of cell identifiers, location and routing area identifiers

    etc. to the femtocell needs to be done in such a way that it does

    not create integration issues with the core network. Careful

    planning is also needed for providing seamless handover and

    mobility between the femtocell and macro network. These

    aspects, if not taken care properly, can create operational issues

    or the UMTS network operator

    . Radio Resource Management: The radio resource management

    strategy and algorithms need to be developed specifically for the

    indoor deployment model. Smart algorithms need to be defined

    which enable high radio resource utilization and better service

    (lower call drops, higher QoS, seamless handovers) while

    minimizing the interference to the neighboring environment

    ADSL

    SIP Enabled UE

    SIP Signalling

    Gateway

    UMTSFemtocell

    UMTS Femtocell

    UMTS Femtocell

    ADSL

    UMTS Femtocell

    ADSL

    ADSL

    ISP

    NetworkIMS CORE

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    . Radio Emission Aspects: Radio Emission levels in the indoor

    environment needs to be kept much lower to avoid any

    undesirable impact on human beings. This is achievable due to

    much lesser signal attenuation in the indoor environment, which

    requires both the UE and the femtocell to transmit at very low

    power for achieving good signal strength on the receiver side. This

    actually leads to a safer radio environment as compared to macro

    network environment and there is a need for educating the end

    users for whom the idea of an indoor base station might create

    some amount of fear.

    . Automatic Configuration: It will be necessary for the femtocell to

    get configured, seamlessly connected with the subscribers ISP

    network and operators core without requiring much manual

    intervention either from the subscriber or from the operator. This

    plug-and-play feature is needed firstly to enable the subscriber to

    install a femtocell in his/her home independently without any

    hassles and secondly for lowering the operators customer support

    cost.

    . Customer Support Model: Though the customer expectations of

    providing support for a residential access point have been

    minimized by WiFi access points, still there would be some

    requirement for diagnosing the problems that could occur in afemtocell. Network monitoring tools need to be put in place to

    ensure that a femtocell is able to deliver good coverage and

    reliable service to the end user without which the operator will not

    be able to get the maximum value from such deployment.

    . Security Aspects: Registration and authentication of the

    femtocell need to be carried out in some way to provide a secure

    connection with the core network through subscribers ISP

    network. This could be achieved by including a SIM in the

    femtocell, which will store the subscriber identity and subscription

    preferences. Authentication can take place when the femtocell is

    powered on and tries to connect with the backhaul network. There

    could be other ways of achieving the same results depending

    upon the operators deployment scenario

    . Regulatory Restrictions: Mechanism needs to be provided in the

    femtocell to adhere to regulatory restrictions imposed in a

    geographical location/country For example, before the femtocell

    starts radio transmission, it needs to ensure that the carrier

    frequency/band could be used in that geographical location. The

    location where the end user purchases the femtocell cannot be

    used for this purpose since the user can easily carry the femtocell

    to a distant location/country and try to install the device in that

    location

    . Synchronization: There is a requirement of timing accuracy of

    0.1 parts per million (ppm) for picocells as per the 3GPP Release

    6 specifications [7] . A severe synchronization and accuracy

    requirements, such as this, can make the equipment costly and

    therefore, unviable. Some innovative mechanism for providing

    synchronization needs to be in place until there is a relaxation for

    picocells in future versions of the 3GPP standards or an operator

    specific relaxation is provided.

    6. COMPETITION AND THREATS

    The competition to the UMTS Femtocell market from other

    technologies like Voice over WiFi, WiMAX, UMA is for real.

    . Time-to-Market: The existing WiFi based solutions have got a

    major head start in terms of product development, trials, marketing

    etc. Potential Femtocell vendors need to start with an aggressive

    development plan and a marketing campaign to overcome this

    lead and position their product credibly with a fast

    Ztime-to-market.

    . High Speed Packet Data Services: WiMax, which uses a

    much-advanced radio interface with higher spectral efficiency,

    poses a big threat to the UMTS space for the residential market as

    well. WiMax technology, although theoretically boasting of

    supporting up to 75 Mbps of peak data rate per 20 MHz channel,

    might be able to provide a real world performance of around 45

    Mbps in some fixed broadband applications [8] . The introduction

    of HSDPA and HSUPA channels in UMTS is

    trying to overcome this threat to some extent but the data rates

    achievable in WiMax still remain much higher as compared to

    UMTS.

    7. ARICENT EDGE

    Aricent has more than 20,000 man years of telecom experience and

    expertise in different wireless systems to help vendors in

    architecting and developing femtocell solutions that have viable

    deployment scenario and a faster time-to-market. Aricent has

    developed a strong partnership with different eco-system vendors to

    keep ahead of the evolving standards and provide quicker solutions

    to OEMs.

    Aricent service offerings in the Femtocell space includes:

    . Technical consulting - Migration to newer technologies, Defining

    and selecting right architectures

    . defining system architecture including system module definition,

    interface definition, definition for MIB, fault management,

    performance management, system dynamic behavior for a high

    availability solution.

    . designing high-level and low-level architectures for call control,

    resource management, user plane protocols and applications

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    . Product development Compltete end-to-end software

    development, feature development

    . development of high availability, carrier grade solutions for

    UMTS Access Network nodes

    . Testing Test automation, system integration, interop testing

    . Integration of Femtocell with 3rd party UE (both Test UE & actual

    UE) to execute functional test scenarios

    Extensive Load, Soak & Performance Testing experience in the

    UMTS domain

    Aricent IPRs in the Femtocell space include:

    . Control Plane Stacks RANAP, RNSAP, NBAP, RRC,RLC,

    MAC, MAC-es, MAC-hs, MAC-e

    . Transport Place Stacks SS7 stacks- SCCP, MTP3-

    B/SAAL-NNI, M3UA/SCIP, ALCAP, SAAL-UNI

    . User Plane Stacks Iu-UP, Iub-FP, Iur-FP, GTP-U, PDCP

    8. SUMMARY

    Every solution being conceived or developed will bring its own

    complexity and challenges. A mature solution to meet these

    challenges is evolving and industry experts are expecting the UMTS

    to come as a front-runner in the indoor solution.

    9. REFERENCES

    . http://www.telecomredux.com/index.php?option=com_content&

    task=view&id=3478&Itemid=35

    . Kineto Wireless, The Role of UMA in Mobile Network Evolution,

    White Paper, August 2006

    . Kineto Wireless, The Case for UMA-Enabled Femtocells, White

    Paper, August 2006

    . 3GPP TS 25.104,Base Station (BS) radio transmission and

    reception (FDD)

    . http://www.wimax.com/education/faq/faq38

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