u. p. Stock Exchange Limited
-
Upload
viresh-yadav -
Category
Documents
-
view
235 -
download
0
Transcript of u. p. Stock Exchange Limited
-
7/30/2019 u. p. Stock Exchange Limited
1/44
U.P. Stock Exchange Limited (Formerly known as The U.P. Stock Exchange Association Ltd., Kanpur)
occupies a very prominent place among the existing Stock Exchanges in India. The Exchange was
inaugurated on 27th August, 1982 by the then Finance Minister Shri Pranab Mukherjee. Right from its
inception it has been playing a very prominent role in the development of capital market of Northern
India. U.P. Stock Exchange is the only Stock Exchange in whole of Uttar Pradesh and the membership
of this Stock Exchange is not restricted to the territories of Uttar Pradesh only. Initially it had 350
members which has now increased to 540 members belonging to almost all important cities of the
country. Members living outside Kanpur has contributed a lot by creating the equity cult in whole of
the Uttar PradeshU.P. Stock Exchange Limited (Formerly known as The U.P.Stock Exchange Association Ltd.,
Kanpur) occupies a very prominent place among the existing Stock Exchanges in India. The Exchange was
inaugurated on 27th August, 1982 by the then Finance Minister Shri Pranab Mukherjee. Right from its inception it has
been playing a very prominent role in the development of capital market of Northern India. U.P. Stock Exchange is
the only Stock Exchange in whole of Uttar Pradesh and the membership of this Stock Exchange is not restricted to
the territories of Uttar Pradesh only. Initially it had 350 members which has now increased to 540 members belonging
to almost all important cities of the country. Members living outside Kanpur has contributed a lot by creating the
equity cult in whole of the Uttar Pradesh. Not only this the members are highly qualified and professional and devoted
to the cause of capital formation in the country.
The Exchange was initially started in the rented building but with the efforts of our members, a new complex was
constructed and was inaugurated by His Excellency Shri R Venkataraman the then President of India on 8th
February, 1989.At present we have 843 companies listed with the total capitalization of Rs.81184 Crores. The annual turnover of this
Exchange for the last three years are : 1998-99 : 18429 Crores, 1999-2000 : 23876 Crores and 2000-01 : 25112
Crores. Thus every year we have increased our turnover creating more and more awareness among the people of
Northern India.
This Stock Exchange is wedded to the investors protection and investors education as we have firm conviction that
any investor protection cannot be achieved without proper awareness and education of investors. Thus the Exchangehas a very active investor service Cell and also a very equipped Research and Development Wing is functioning. We
have also a very effectiveThe Exchange has one of the best developed Exchanges of the country so far its
infrastructure is concerned. The Ex-Finance Minister Dr. Manmohan Singh, Ex-Commerce Minister Shri Pranab
Mukherjee, other Central Ministers and Chief Ministers Uttar Pradesh have visited this Exchange and appreciated its
efforts in maintaining the transparency and the integrity of the market. To keep pace of changing technology the
Exchange has embarked upon the Project of Screen Based Trading. The On-line Trading based on VECTOR
Software supplied by CMC has commenced on UPSE from 11th November 1997.
To increase the further business and to facilitate the On-line trading facility to about 22 members at Lucknow an
-
7/30/2019 u. p. Stock Exchange Limited
2/44
additional trading floor has been established at Lucknow. At present at the Additional Trading Floor at Lucknow 22
Lucknow based members have been allotted Computer Terminals which have been connected with UPSE main
Server via VSAT.
As per recent decision of SEBI for the revival of the smaller Stock Exchanges in the country, they can obtain the
membership of big Stock Exchanges like, BSE, NSE, CSE etc. through forming a subsidiary company of the
Exchange and in turn the members of the Exchange can trade through the said subsidiary as sub-broker(s).
Accordingly we have incorporated a wholly owned subsidiary namely UPSE Securities Ltd. and obtained the
membership of BSE to enable the members of UPSE on BOLT.
LIST OF CHAIRMAN SINCE MARCH 31, 2008
S/No NAME DATE OF APPOINTMENT DATE OF CESSATION
01 Mr. K.D.GUPTA 31.03.2008 07.11.2009
02 Mr. ASHOK SHARMA 07.11.2009 23.10.2010
03 Mr. K.D.GUPTA 23.10.2010 CONTINUE....
LIST OF PRESIDENTS SINCE JUNE 15, 1982
S/No NAME DATE OF APPOINTMENT DATE OF CESSATION
01 Dr. G.H.SINGHANIA 15.06.1982 20.05.1985
02 Dr. K.B.AGARWAL 20.05.1985 19.12.1990
03 Mr. P.K.JAIN 19.12.1990 20.11.1992
04 Mr. G.L. JHANWAR 20.11.1992 06.10.1993
05 Dr. K.B.AGARWAL 06.10.1993 15.10.1994
06 Dr. G.H.SINGHANIA 15.10.1994 21.12.1996
07 Mr. R.K.TANDON 21.12.1996 22.11.1997
08 Mr. D.D. SARDA 22.11.1997 26.09.1998
09 Mr. T.N.BANSAL 26.09.1998 14.04.1999
-
7/30/2019 u. p. Stock Exchange Limited
3/44
10 Mr. HARI KRISHAN GARG 14.04.1999 18.12.1999
11 Mr. R.K.AGARWAL 18.12.1999 06.11.2000
12 Mr. S.K.MAHESHWARI 07.11.2000 22.12.2001
13 Mr. HARI KRISHAN GARG 22.12.2001 12.07.2002
LIST OF VICE-PRESIDENTS SINCE JUNE 15, 1982
S/No NAME DATE OF APPOINTMENT DATE OF CESSATION
01 Dr. K.B.AGARWAL 15.06.1982 20.05.1985
02 Mr. P.K.JAIN 20.05.1985 19.12.1990
03 Mr. G.L.JHANWAR 19.12.1990 20.11.1992
04 Mr. D.D.SARDA 20.11.1992 15.10.1994
05 Mr. R.K.TANDON 15.10.1994 21.12.1996
06 Mr. HARI KRISHAN GARG 21.12.1996 22.11.1997
07 Mr. T.N.BANSAL 22.11.1997 26.09.1998
08 Dr. SUDHIR AGARWAL 26.09.1998 14.04.1999
09 Mr. R.K.AGARWAL 14.04.1999 18.12.1999
10 Mr. AVINASH KHANDELWAL 18.12.1999 11.04.2001
11 Mr. SATISH CHANDRA GUPTA 11.04.2001 12.07.2002
system of readdressing the investors complaint
S.N
O
MEM_
NOSEBI_NO
DATE_OF
_AD
REG_D
ATEMEM_NAME FIR_NAME OFF_ADD1 OFF_ADD2
110/044
1-7
INB10034
0518
18.03.198
8
17-12-
1992AJAY GARG
AJAY GARG &
CO.
86/11,
KALPI
ROAD,
DEPUTY K
PARAO,
2 10/052 INB10034 29.06.198 17-12- AJAY AJAY 253, KANPUR
-
7/30/2019 u. p. Stock Exchange Limited
4/44
1-9 0616 9 1992 JAYASWAL JAYASWAL &
CO.
ANANDPU
RI,
3
10/046
2-0
INB10034
0812
30.09.198
8
17-12-
1992
AJAY KUMAR
KABRA
A.KUMAR &
CO.
39/1386,
SARAFFAMARKET,
CHANDNI
CHOWKMARKET,
410/053
2-4
INB10034
0714
26.08.198
9
17-12-
1992
AJAY KUMAR
GUPTA
AJAY GUPTA
& CO.
51/47,
NAYAGANJ
,
KANPUR
510/045
2-2
INB10034
0910
28.05.198
8
17-12-
1992
AJAY KUMAR
MEHRAMEHRA BROS.
124-A/371,
GOVIND
NAGAR,
KANPUR
610/002
0-9
INB10034
1018
21.07.198
2
17-12-
1992
AJAY KUMAR
SAHU
SAHU
INVESTORS
SAHU
BUILDING,HAZRAT G
710/003
8-1
INB10034
1312
23.05.198
7
17-12-
1992
AJIT KUMAR
JAIN
AJIT KUMAR
JAIN
JAIN
BUILDING
73/3-C, CO
BAZAR,
810/054
1-3
INB10034
1410
27.10.198
9
17-12-
1992
AKHILESH
KUMAR
CHATURVEDI
A.K.CHATURV
EDI & CO.
14/113,
CIVIL
LINES,
PADAM TO
910/050
4-9
INB10034
1811
25.11.198
8
17-12-
1992
AMAR NATH
GUPTAAMAR & CO.
37/53, IST
FLOOR,
GILIS
BAZAR,
SHIVALA R
1010/002
2-5
INB10034
1919
21.07.198
2
17-12-
1992
AMAR NATH
KHETAN
AMAR NATH
KHETAN
74/237,
DHAN
KUTTI,
KANPUR -
001
1110/070
8-4
INB10070
3016
23.03.199
5
15-03-
1995
SANJAY
AGARWAL
SATISHKUMAR
AGARWAL
7/95, TILAK
NAGAR,
KANPUR -
002
1210/044
0-9
INB10034
2918
23.05.198
7
17-12-
1992
ANIL KUMAR
BHATIAANIL & CO.
412,
PADAM
TOWER,
14/113, CIV
LINES,
-
7/30/2019 u. p. Stock Exchange Limited
5/44
1310/001
3-6
INB10034
3819
21.07.198
2
17-12-
1992
ANOOP
KISHORE
RASTOGI
A.K.RASTOGI
48/180,
GENERAL
GANJ,
KANPUR
1410/066
1-4
INB10051
7815
14.08.199
2
18-03-
1993
MANJULA
BHANSALI
CRB
SECURITIES
C/O SHRI
C.R.BHANS
ALI
34 B AART
BUILDING
1510/003
5-7
INB10034
5513
23.05.198
7
17-12-
1992
ATUL
KANODIA
ATUL
KANODIA &
CO.
511,
KRISHNA
TOWERS,
CIVIL LINE
16 10/0791-2
INB100967717
25/26.4.97
31-07-1997
AMIT JINDAL AMIT JINDALASSOCIATES
140,
ANANDPU
RI,
KANPUR -023
1710/044
3-3
INB10034
6914
18.03.198
8
17-12-
1992
BHOLENDRA
KUMAR
GUPTA
BHOLENDRA
K. GUPTA &
CO.
37/1 A, THE
MALL,KANPUR
1810/050
0-6
INB10034
7414
25.11.198
8
17-12-
1992
BRIJ
PRABHAT
SRIVASTAVA
BRIJ
SRIVASTAVA
& CO.
C-46, E-
PARK,
MAHANAG
AR
EXTENSIO
N
LUCKNOW
006
1910/048
3-2
INB10034
7815
25.11.198
8
17-12-
1992
CHETAN
SHARMA
CHETAN
SHARMA &
CO.
25,
SYNDICAT
E BANK
COLONY
7TH MAIN,
CROSS,BA
ANKARI
2010/059
6-1
INB10035
9118
28.06.199
1
17-12-
1992
MANGI LAL
BOTHRA
M.L.BOTHRA &
CO.
684,
PADAM
TOWER,
CIVIL LINE
2110/006
9-1
INB10034
8217
21.07.198
2
17-12-
1992
DEEP KUMAR
KAPOOR
KAPOOR &
CO.
35, KHUN
KHUN JI
ROAD,
CHOWK,
22 10/063 INB10051 25.03.199 18-03- RAJESH RAJESH 55/97, KANPUR -
-
7/30/2019 u. p. Stock Exchange Limited
6/44
4-7 7316 2 1993 CHURIWAL CHURIWAL &
CO.
GENERAL
GANJ,
001
2310/008
0-2
INB10034
9216
20.09.198
5
17-12-
1992
DILIP KUMAR
AGARWAL
ANURADHA
CONSULTANT
S
60/52,
NAYAGANJ
,
KANPUR
2410/009
3-4
INB10052
5611
21.07.198
2
02-04-
1993GEETA OMAR
GEETA
SHARE
ENTERPRISES
244,
PADAM
TOWERS,
14/113, CIV
LINES,
25 10/0091-8
INB100350215
21.07.1982
17-12-1992
GHANSHYAMDAS GUPTA
IFMAC
409,
PADAM
TOWERS,
14/113, CIVLINES,
2610/010
5-1
INB10035
0411
23.05.198
7
17-12-
1992
GHANSHYAM
DAS
CHHABARIA
G.D.CHHABAR
IA & CO.
164,
LUKER
GANJ,
ALLAHABA
211 001
2710/048
4-1
INB10035
0518
25.11.198
8
17-12-
1992
GHANSHYAM
DWEVEDI
GHANSHYAM
DASS & CO.
49/62,
BAGLA
BUILDING,
NAYAGAN
2810/066
3-1
INB10051
8814
09.10.199
2
18-03-
1993
VIJAY
MEHROTRA
V.M.ENTERPR
ISES
505, CITY
CENTRE,63/2, THE
2910/084
8-0
INB10103
4214
07.05.199
8
01-07-
1998
MANISH
KUMAR
GUPTA
MANISH & CO.
558
PADAM
TOWERS I
14/113, CIV
LINES
3010/011
5-9
INB10052
5915
21.07.198
2
02-04-
1993
HANUMAN
PRASAD
KANUDIA
H.P.INVESTOR
S
14/113,
CIVIL
LINES,
KANPUR
3110/011
2-4
INB10035
1713
21.07.198
2
17-12-
1992
HARI HAR
NATH SHUKLA
H.N.SHUKLA &
CO.
51/56, SITA
RAM
MARKET,
NAYAGAN
3210/011
3-2
INB10035
1811
21.07.198
2
17-12-
1992
HARI
KRISHNA
H.K.GARG &
CO.
85/72,
LAXMIKANPUR
-
7/30/2019 u. p. Stock Exchange Limited
7/44
GARG PURWA,
3310/066
4-9
INB10051
8618
09.10.199
2
18-03-
1993
TRILOK
CHAND JAIN
TRILOK
CHAND JAIN
77/146,
LATOUCHE
ROAD,
209, VARD
COMPLEX
FLOOR
3410/011
1-6
INB10035
2516
26.08.198
2
17-12-
1992
HEMENDRA
KUMAR M.
CHAWRA
H.M.CHAWRA
75/232,
SUBZI
MANDI,
KANPUR
3510/064
6-1
INB10051
7012
06.05.199
2
18-03-
1993
MANJEET
SINGH SETHIC.M.SETHI
119/3,
G.T.ROAD,JARIB CHO
3610/012
3-0
INB10035
2810
10.05.198
4
17-12-
1992
ISHWAR LAL
MUNJE
ARUN MUNJE
& CO.
CABIN
NO.233,PA
DAM
TOWERS
UPSE BUIL
14/113, CIVLINES
3710/013
7-0
INB10035
3711
23.05.198
7
17-12-
1992
JINENDRA
KUMAR JAINJ.K.JAIN & CO.
H-373,
INDERLOK
COLONY,
KRISHNA
NAGAR,KN
LUCKNOW
3810/012
8-1
INB10035
3819
20.12.198
5
17-12-
1992
JITENDRA
JAIN
ARCH
ENTERPRISES
40/69-B,
HOSPITAL
ROAD,
PARADE,
3910/012
9-9
INB10035
4015
24.12.198
7
17-12-
1992
JOGINDER
MEHTA
R.MEHTA &
CO.
53/8,
NAYAGANJ
,
KANPUR
40
10/015
3-1
INB10035
5014
21.07.198
2
17-12-
1992
KANHAIYA
LAL JAIN JAIN & CO.
19 ATF U P
STOCK
EXCHANG
E ASSN
AROHI TRA
CENTRE,CHOWK
4110/017
3-6
INB10038
3310
23.05.198
7
17-12-
1992
KEDAR NATH
RANASARIA
K.N.
RANASARIA
78/284,
LATOUCHE
ROAD,
KANPUR
-
7/30/2019 u. p. Stock Exchange Limited
8/44
4210/016
7-1
INB10035
5611
21.07.198
2
17-12-
1992
KHEM CHAND
BHATIA
KHEM CHAND
BHATIA & CO.
416,
PADAM
TOWER,
14/113, CIV
LINES,
4310/014
1-8
INB10035
6219
29.12.198
3
17-12-
1992
KRISHNAKUMAR
BHATIA
N.C.BHATIA &
CO.
ROOM NO
413,
PADAM
TOWER - I,
14/113, CIV
LINES,
4410/014
5-1
INB10046
4220
21.07.198
2
22-12-
1992
KRISHAN
KUMAR
TANDON
KRISHAN
KUMAR & CO.
673,
PADAM
TOWER-I,
14/113, CIV
LINES,
4510/016
2-1
INB10035
6415
25.03.198
5
17-12-
1992
KRISHAN
MOHAN
SHUKLA
MOHAN & CO.
111A/396,
ASHOK
NAGAR,
KANPUR
4610/059
1-0
INB10037
5112
28.06.199
1
17-12-
1992
SHASHI
KAPOOR
SHASHI
KAPOOR &
CO.
428,
PADAM
TOWERS,
CIVIL LINE
4710/058
7-1
INB10034
2516
28.06.199
1
17-12-
1992
ANAND
KUMAR
SARASWAT
ANAND
KUMAR
SARASWAT
28/135,
DWARKA
DISH
ROAD,
KANPUR -
001
4810/052
8-6
INB10035
8315
26.08.198
9
17-12-
1992
MAHENDRA
KUMAR JAIN
MAHENDRA
KUMAR JAIN
189, N
BLOCK,
KALPANA
PLAZA,
ROOM NO
BIRHANA
4910/021
1-2
INB10035
8618
23.05.198
7
17-12-
1992
MAHESH
CHANDRA
BAJPAI
M.C. BAJPAI
541,
PADAM
TOWER,
14/113, CIV
LINES,
5010/056
4-2
INB10034
6816
22.09.199
0
17-12-
1992
BHARAT
KUMAR
BHARAT
KUMAR & CO.
542,
PADAM
TOWER,
14/113, CIV
LINES,
5110/020
7-4
INB10035
9813
23.05.198
7
17-12-
1992
MANOHAR
LAL MANWANIRAVI & CO.
397,
PADAM
14/113, CIV
LINES,
-
7/30/2019 u. p. Stock Exchange Limited
9/44
TOWER,
5210/020
4-0
INB10036
0518
31.03.198
6
17-12-
1992
MAYUR
M.PAREKH
MAYUR
M.PAREKH
F/501,
VISHAL
APARTME
NT,
M.V.ROAD
ANDHERI
5310/020
5-8
INB10036
0714
18.11.198
6
17-12-
1992
MOHAN LAL
BANSAL
MOHAN LAL
BANSAL
73/20,
COLLECTO
R GANJ
KANPUR -
5410/020
6-6
INB10036
1018
23.05.198
7
17-12-
1992
MUKESH
MANCHANDA
MANCHANDA
& CO.
15,
CHANDER
NAGAR
MARKET,
ALAMBAG
5510/076
9-6
INB10095
0215
04.10.199
6
27-12-
1996
ANIL KUMAR
AGARWAL
ANIL KUMAR
AGARWAL
110/06,NEHRU
NAGAR,
KANPUR
5610/053
1-9
INB10036
4113
26.08.198
9
17-12-
1992
PRAVEEN
KUMAR
ARORA
PRAVEEN
KUMAR
ARORA & CO.
7/13,
BAMBA
ROAD,
KAUSHAL
5710/058
3-9
INB10036
2311
22.09.199
0
17-12-
1992
NIKUNJ
RASTOGI
KISHORE
INVESTMENT
48/143, RAJ
NIKETAN,GENERAL
5810/024
2-2
INB10036
4818
21.07.198
2
17-12-
1992
PRITI
KAPOORP.KAPOOR
A 505FORTUNA
APARTME
NTS
JOPLING R
5910/087
5-7
INB10106
3536
07.08.199
9
07-09-
1999
PAVAS STOCK
BROKERS
LTD.
PAVAS STOCK
BROKERS
LTD.
CABIN
NO.664,
PADAM
TOWER I,
14/113, CIV
LINES,
60
10/047
3-5
INB10036
8011
30.09.198
8
17-12-
1992
RAKESH
CHANDRAVAISH
RAKESH
CHANDRAVAISH
59/39,
BIRHANAROAD
KANPUR
6110/032
5-9
INB10036
8716
23.05.198
7
17-12-
1992
RAKESH
KUMAR
MANGLIK
R.K.MANGLIK
& CO.
GEETA
BHAWAN,141, NARH
62 10/032 INB10036 23.05.198 17-12- RAM GOPAL RAM GOPAL & 16/26, KANPUR
-
7/30/2019 u. p. Stock Exchange Limited
10/44
4-1 9216 7 1992 AGARWAL CO. CIVIL
LINES,
6310/047
2-7
INB10036
9715
30.09.198
8
17-12-
1992
RAM NATH
BHARGAVA
R.N.BHARGAV
A & CO.
11/313,
SOUTER
GANJ,
KANPUR
6410/028
8-1
INB10037
0019
21.07.198
2
17-12-
1992
RAM
CHANDRA
MEHROTRA
RAM &
COMPANY
33/146,
GAYAPRAS
AD
STREET
KANPUR
6510/028
6-4
INB10037
0411
21.07.198
2
17-12-
1992
RAMESH
CHANDRA
KHANNA
AAR KHANNA
& CO.
128/149- H
BLOCK,KIDWAI NA
6610/094
7-8
INB10125
6734
17.04.200
6
29-03-
2006
RAMANSECURITIES
PVT.LTD.
RAMANSECURITIES
PVT.LTD.
107/266,BRAHMA
NAGAR,
KANPUR -
012
6710/055
4-5
INB10037
1615
29.06.199
0
17-12-
1992
RISHABH
KUMAR OMAROMAR & CO.
FLAT
No.604,
SANGEETA
APPART.,
14/59-A, C
LINES,
6810/063
7-1
INB10051
7218
25.03.199
2
18-03-
1993
OM PRAKASH
BAJAJBAJAJ & CO.
385,
PADAM
TOWER,
14/113, CIV
LINES,
6910/036
0-7
INB10037
2213
21.07.198
2
17-12-
1992
SANJAY
KUMAR
MAHESHWARI
SANJAY
KUMAR
MAHESHWARI
402,
PADAM
TOWER,
14/113, CIV
LINES,
7010/092
7-3
INB10118
2039
11.04.200
1
12-04-
2002
JLG
SECURITIES
PVT.LTD.
JLG
SECURITIES
PVT.LTD.
15/20-C,
CIVIL
LINES,
KANPUR -
001
7110/087
0-6
INB10106
2918
07.08.199
9
02-09-
1999
SANJAY
AGARWAL
SHREE
JAGANNATH
SECURITIES
CABIN
NO.419,
PADAM
TOWERS,
14/113, CIV
LINES,
72 10/065 INB10051 06.05.199 18-03- SANJAY SAROJ & CO 681, 14/113, CIV
-
7/30/2019 u. p. Stock Exchange Limited
11/44
6-8 7414 2 1993 AGARWAL PADAM
TOWER,
LINES,
73
10/050
7-3
INB10037
3613
25.11.198
8
17-12-
1992
SATISH
CHANDRAGUPTA
SATISH S.
GUPTA
B-580,
KAMLANAGAR,
AGRA
7410/040
1-8
INB10046
4523
23.05.198
7
22-12-
1992
SATYA
NARAYAN
NEWATIYA
SATYA
NARAYAN
NEWATIYA
53/1,
NAYAGANJ
,
KANPUR -
7510/034
5-3
INB10037
3819
20.09.198
5
17-12-
1992
SATYA
PRAKASH
MITTAL
MITTAL & CO.
624,
SADAR
BAZAR,
LUCKNOW
001
7610/037
0-4
INB10037
4015
21.07.198
2
17-12-
1992
SAVITA
MALHOTRA
TRUSTWEL
INVESTMENT
S
S-305,
GREATER
KAILASH -
1,
NEW DELH
7710/035
6-9
INB10037
4113
21.07.198
2
17-12-
1992
SAVITA RANI
AGARWAL
SANGAM &
CO.
161/145,
SWAMI
VIVEKANA
ND MARG
(SOUTH
MALAKA),
7810/062
1-5
INB10034
5014
28.09.199
1
17-12-
1992
ASHOK
SAHANI
ASHOK
SAHANI
C/OQUALIK
EMS FINE
CHEMICAL
S P.LTD.
5531,BAST
HARPHUL
SINGH
7910/036
5-8
INB10037
4417
21.07.198
2
17-12-
1992
SHAILENDRA
KUMAR
TANDON
SHAILENDRA
KUMAR
TANDON
375 PADAM
TOWER,
14/113, CIV
LINES,
80 10/0396-8
INB100374710
23.05.1987
17-12-1992
SHANKER LALMANWANI
SHANKER LALMANWANI
117/N/5,KAKADEO
KANPUR
8110/038
6-1
INB10037
5210
31.03.198
6
17-12-
1992
SHASHI
PRABHA
MITTAL
R.N.MITTAL &
CO.
201/204,
JAWALA
MANSION,
4/2,
ASAF ALI
ROAD,ADJ
D.S.E.BUL
-
7/30/2019 u. p. Stock Exchange Limited
12/44
8210/059
4-4
INB10036
1615
28.06.199
1
17-12-
1992
NAVIN KUMAR
MAHESHWARI
N.K.
MAHESHWARI
& CO.
562,
PADAM
TOWER,
14/113, CIV
LINES
8310/039
1-7
INB10052
6718
06.03.198
7
02-04-
1993
SUNIL KUMAR
AGARWAL
LAXMI &
SONS.
2ND
FLOOR,
PADAM
TOWER,
14/113, CIV
LINES,
8410/039
7-6
INB10037
7913
23.05.198
7
17-12-
1992
SUNIL KUMAR
GUPTASUNIL BROS.
FLAT NO.
5, PRABHU
RACHNA,
13-386-D,
LINES,
8510/035
5-1
INB10046
4827
21.07.198
2
22-12-
1992
SURINDER
MEHTA
R.MEHTA &
CO.
112, U P
STOCK
EXCHANG
E,
PADAMTOWERS,
LINES,
8610/042
2-1
INB10037
9617
23.05.198
7
17-12-
1992
UDAY
MERCHANT
UDAY
MERCHANT
250/252,
LUCKY
MANSION,
BAZAR GA
STREET, F
8710/090
0-1
INB10112
4338
16.05.200
0
23-08-
2000
SDL SHARE
AND
ST.BROKERS
P LTD
SDL SHAREAND STOCK
BROK.P LTD
12/36/136,
GWALTOLI,KANPUR
8810/042
7-1
INB10038
0714
21.07.198
2
17-12-
1992
VEENA
PANDEY
VEENA
PANDEY
C/O M/S
PANDEY &
CO.
24/24, KAR
KHANA,
8910/062
7-1
INB10037
0910
31.01.199
2
17-12-
1992
RAJAN
SEHGAL
R.SEHGAL &
CO.
C-2/65,
SUSHANT
LOK
PHASE-I
GURGAON
HARYANA
001
9010/093
5-4
INB10119
0214
09.03.200
2
30-01-
2003
SANDEEP
AGARWAL
KEWAL
KRISHAN &
SONS
59/41,
BIRHANA
ROAD,
KANPUR -
001
91 10/050 INB10038 25.11.198 17-12- VIMAL KUMAR PRABHAT & ROOM 14/113, CIV
-
7/30/2019 u. p. Stock Exchange Limited
13/44
1-4 1410 8 1992 SHARMA CO. NO.254,
PADAM
TOWER II,
LINES,
9210/043
4-4
INB10038
2419
21.07.198
2
17-12-
1992VIVEK SARAN SARAN & CO.
ROOM
NO.120,
PADAM
TOWER II,
14/113, CIV
LINES,
9310/056
5-1
INB10035
2017
22.09.199
0
17-12-
1992
HARISH
KUMAR SHAH
HARISH SHAH
& CO.
55/112,
GENERAL
GANJ,
KANPUR
9410/061
8-5
INB10034
9813
28.09.199
1
17-12-
1992
GANESH MAL
JAIN
SHREE
GANESH &
CO.
309, CITY
CENTRE,THE MALL
9510/058
1-2
INB10037
8618
18.03.199
1
17-12-
1992
SUSHIL
KUMAR
TULSYAN
SHUBHAM &
CO.
55/50,
GENERAL
GANJ,
KANPUR -
001
9610/090
6-1
INB10114
3916
25.08.200
0
16-11-
2000
RANBIR
SINGH
SIMAR
INVESTOR
S/O S
RANJIT
SINGH
CHADHA
120/920, B
NO.10,SAR
HA COLON
9710/061
5-1
INB10036
0117
28.08.199
1
17-12-
1992
MANOJ
KUMAR
KHEMKA
R.KHEMKA &
CO.
CABIN
NO.536,
14/113
CIVIL
LINES
PADAM TO
9810/060
3-7
INB10035
9216
28.08.199
1
17-12-
1992
MANJOO
MISRA
MANJOO
MISRA
106/261-A,
ANAND
BAGH,
KANPUR
99 10/0605-3
INB100343613
28.08.1991
17-12-1992
ANJU
JHUNJHUNWA
LA
ANJU & CO.
CABIN
NO.13
MERCHAN
T
CHAMBER,
14/76, CIVLINES,
10010/067
2-0
INB10057
7619
06.10.199
3
23-03-
1994
ANIL KUMAR
GUPTA
P.R.KHANDEL
WAL & CO.
CABIN
NO.111,
PADAM
14/113, CIV
LINES,
-
7/30/2019 u. p. Stock Exchange Limited
14/44
TOWER,
10110/067
5-4
INB10058
6512
06.12.199
3
03-05-
1994
ROHIT
MEHROTRA
ROHIT
MEHROTRA &
CO.
317, CITY
CENTRE,THE MALL
10210/068
1-9
INB10058
6111
06.12.199
3
03-05-
1994
KANHAIYALAL
GUPTA
KANHAIYALAL
GUPTA
130/L-
1/190,
KIDWAI
NAGAR,
KANPUR
10310/092
5-7
INB10117
9217
11.04.200
1
06-03-
2002JITESH SHAH JITESH SHAH
304,
JHAJARIA
MARKET,
GENERAL
10410/070
6-8
INB10069
3016
24.11.199
4
07-02-
1995
NISHITH
GUPTA
NISHITH
GUPTA
ROOM
NO.18, 3RDFLOOR,
24/147-A,
KALPANAPLAZA,
1050/0715
-7
INB10078
7218
02.05.199
5
14-09-
1995
KEDAR NATH
CHANDAK
CHANDAK
AND
COMPANY
32/131,
MANI RAM
BAGIA,
KANPUR
10610/071
3-1
INB10076
3819
02.05.199
5
30-08-
1995
SUDESH
KUMAR
NANDA
SKN CAPITAL
SERVICES
H-
23,CONNA
UGHT
CIRCUS
N.DELHI11
0001
604,BHAN
HOUSE,91
U PLACE
10710/071
6-5
INB10078
6914
02.05.199
5
14-09-
1995
SHYAM
MEHROTRA
MEHROTRA
INVESTMENT
S
128/79, B -
BLOCK,KIDWAI NA
10810/072
1-1
INB10072
6219
01.07.199
5
07-06-
1995
RAJESH
AGRAWAL
HARYANA
SECURITIES
404,
PADAM
TOWER-I,
CIVIL LINE
10910/072
8-9
INB10083
1018
20.10.199
5
22-11-
1995
PRASHANT
JAIN
PRASHANT
JAIN
60/52,
NAYA
GANJ,
KANPUR
11010/072
7-1
INB10083
1116
20.10.199
5
22-11-
1995
HEMANT
KUMAR JALAN
H.K.JALAN &
CO.
50/168,
NAUGHAR
A,
KANPUR
-
7/30/2019 u. p. Stock Exchange Limited
15/44
11110/074
6-7
INB10092
3515
27.03.199
6
01-07-
1996
PRITHVI RAJ
AGARWAL
P.R.
SECURITIES
49/57,
NAYA
GANJ,
KANPUR
11210/075
8-8
INB10095
2614
27.03.199
6
14-01-
1997
ANUPAMA
JOHARIJOHARI & CO.
21, ASHOK
MARG,LUCKNOW
11310/075
3-0
INB10096
1214
27.03.199
6
11-04-
1997
HARI RAM
AGARWAL
HARI
INVESTMENT
S
424,
PADAM
TOWER,
14/113, CIV
LINES,
114
10/076
1-1
INB10094
2712
20.05.199
6
06-11-
1996
KAMLA RANI
KAPOOR
GANGA
NARAIN
KAPOOR &
SONS
35, KHUN
KHUN JIROAD,
CHOWK,
11510/078
5-8
INB10096
5817
14.03.199
7
10-06-
1997
JAI PRAKASH
BANSAL
BANSAL
SECURITIES
78/63,
LATOUCHE
ROAD,
KANPUR -
001
11610/085
0-1
INB10103
8819
24.07.199
8
16-09-
1998
INDER
NARAIN
GUPTA
SHREE
TIRUPATI
SHARES
16/95, THE
MALL,KANPUR
11710/085
7-9
INB10104
0419
22.08.199
8
07-10-
1998
ANAND
KUMAR
DALMIA
SHREE
BAIDYANATH
SECURITIES
FLAT
NO.Q/4/3
PADAM
APARTME
NTS
16/16, CIV
LINES,
11810/086
1-7
INB10104
3017
03.11.199
8
21-12-
1998
CHANDRAKER
TRIVEDI
CHANDRAKER
TRIVEDI & CO.
118/621,
KAUSHALP
URI,
KANPUR -
012
11910/086
5-0
INB10106
5911
29.05.199
9
12-10-
1999AJAY TANEJA
TANEJAINVESTMENT
S
49/78-A,NAUGHAR
A,
KANPUR
12010/086
6-8
INB10106
0110
29.05.199
9
20-07-
1999
JAI RAM
DUBEY
JAI RAM
DUBEY & CO.
13/04,
SAFED
COLONY,
JUHI,
-
7/30/2019 u. p. Stock Exchange Limited
16/44
12110/086
8-4
INB10106
5812
29.05.199
9
12-10-
1999
ARUN KUMAR
GUPTAKAMLA & CO.
C/O M/S
GUPTA
JWELLERS
169-A MAN
VIHAR-II, 6
FEET ROA
12210/080
4-8
INB10099
9537
23.12.199
7
31-12-
1997
NAGORY
INVESTMENT
S PVT.LTD.
NAGORY
INVESTMENT
S PVT.LTD.
7/197,
SWAROOP
NAGAR,
KANPUR -
002
12310/080
5-6
INB10099
8930
23.12.199
7
31-12-
1997
ARP SHARES
PVT.LTD
ARP SHARES
PVT.LTD.
ROOM
NO.118,
PADAM
TOWER II,
CIVIL LINE
12410/084
3-9
INB10100
0439
23.12.199
7
31-12-
1997
BNK
INVESTMENT
SERVICES P
LTD.
BNK
INVESTMENT
SERVICES
P.LTD.
43-A,CANTONM
ENT ROAD,
OPP.:HUSANJ POWE
HOUSE,
12510/085
3-6
INB10103
9437
22.08.199
8
16-09-
1998
C & C STOCK
BROKERS
PVT.LTD.
C & C STOCK
BROKERS
PVT.LTD.
CABIN
NO.675,
PADAM
TOWER I
14/113, CIV
LINES,
126
10/078
0-7
INB10095
5434
01.04.199
7
03-03-
1997
KESHAV
FINCON LTD.
KESHAV
FINCON LTD.
259,
PADAMTOWERS,
14/113, CIV
LINES,
12710/080
8-1
INB10099
9831
23.12.199
7
31-12-
1997
D.K.TANDON
SECURITIES
PVT.LTD.
D.K.TANDON
SECURITIES
PVT.LTD.
121,
RATAN
DEEP
COMPLEX,
CIVIL LINE
12810/083
2-3
INB10102
3134
23.12.199
7
24-03-
1998
PIYUSH
ST.BROKING
SERV.PVT.LT
PIYUSH
ST.BROKING
SERV.PVT.LT
D
13/386-D,
PRABHU
RACHNA,
FLAT No.3
CIVIL LINE
12910/076
7-0
INB10093
3132
10.09.199
6
26-08-
1996
KANUDIA
CAPT.&
MAN.SER.P.LT
D.
KANUDIA
CAPT.&
MAN.SER.PVT.
LTD
C-20,
SARVODA
YA NAGAR,
P.O.SHAST
NAGAR
-
7/30/2019 u. p. Stock Exchange Limited
17/44
13010/081
9-6
INB10103
1533
23.12.199
7
21-05-
1998
HARVINDER
SECURITIES
PVT.LTD.
HARVINDER
SECURITIES
PVT.LTD.
125-K-17,
GOVIND
NAGAR,
KANPUR -
006
131 10/0834-0
INB101023639
23.12.1997
24-03-1998
INDER
SECURITIES
PVT.LTD.
INDER
SECURITIES
PVT.LTD.
39/6,
MESTON
ROAD,
KANPUR
13210/080
2-1
INB10102
4132
23.12.199
7
24-03-
1998
K.BAJAJ
SHARE
BROKERS
PVT.LTD.
K.BAJAJ
SHARE
BROKERS
PVT.LTD.
8/2, ALLEN
GANJ
ROAD,
KANPUR
13310/081
0-2
INB10099
9038
23.12.199
7
31-12-
1997
TULSIAN
STOCK
BROKERS
PVT.LTD.
TULSIAN
STOCK
BROKERS
PVT.LTD.
410,
PADAM
TOWERS-I,
14/113, CIV
LINES,
13410/082
7-7
INB10102
3530
23.12.199
7
24-03-
1998
KUSUM
STOCK
BROKERS
PVT. LTD.
KUSUM
STOCK
BROKERS
PVT.LTD.
ROOM
NO.671,
PADAM
TOWER,
14/113, CIV
LINES,
13510/083
1-5
INB10104
0138
23.12.199
7
07-10-
1998
AGARWAL
SH.&
STOCK.BROK.
P.LTD.
AGARWAL
SH.&
STOCK.BROK.
P.LTD.
CABIN
NO.13,
BASEMENT
PADAM TO
CIVIL LINE
13610/081
3-7
INB10099
9430
23.12.199
7
31-12-
1997
MMR
FINANCIAL
SERVICES
PVT.LTD
MMR
FINANCIAL
SERVICES
PVT.LTD
3,
BASEMENT
, PADAM
TOWERS,
CIVIL LINE
13710/077
8-6
INB10094
5238
17.12.199
6
29-11-
1996
ASTHA
SECURITIES
PVT.LTD.
ASTHA
SECURITIES
PVT.LTD.
261,
PADAM
TOWERS,
14/113, CIV
LINES,
13810/079
9-8
INB10099
9332
14.11.199
7
01-04-
1998
J V STOCKBROKING
PVT.LTD.
J V STOCKBROKING
PVT.LTD.
15/63-M,CIVIL
LINES,
KANPUR -
001
13910/081
4-5
INB10102
3233
23.12.199
7
24-03-
1998
ENIGMA
FINANCIAL
SERV.PVT.LT
ENIGMA
FINANCIAL
SERV.PVT.LT
55/31,
SEHGAL
MARKET,
KAHOO KO
-
7/30/2019 u. p. Stock Exchange Limited
18/44
D D
14010/083
8-2
INB10097
8636
23.12.199
7
19-12-
1997
P.K.CAPITAL
SERVICES
PVT.LTD.
P.K.CAPITAL
SERVICES
PVT.LTD.
431,
PADAM
TOWER I,
CIVIL LINE
14110/077
6-2
INB10094
3230
17.12.199
6
21-11-
1996
BEDI SAXENA
INVEST.CO.PV
T.LTD.
BEDI SAXENA
INVEST.CO.PV
T.LTD.
17/14, THE
MALL,
OPP.: NAN
PARK
14210/084
2-1
INB10098
1330
23.12.199
7
30-12-
1997
V.K.SINGHANI
A &
CO.PVT.LTD.
V. K.
SINGHANIA &
CO.PVT.LTD.
MERCHAN
T
CHAMBER
14/76, CIV
LINES,
14310/081
6-7
INB10100
0634
23.12.199
7
31-12-
1997
MAUZAMPURI
A
FINL.SERV.PVT.LTD
MAUZAMPURI
A
FINL.SERV.PVT.LTD.
49/13,
GENERAL
GANJ,
KANPUR -
001
14410/083
9-1
INB10097
8431
23.12.199
7
19-12-
1997
R.G.FINSTOC
K PVT.LTD.
R.G.FINSTOC
K PVT.LTD.
1943-A,
AWAS
VIKAS
COLONY,
HANSPUR
NAUBASTA
14510/076
2-9
INB10093
3034
25.06.199
6
26-08-
1996
SURINDER
SECURITIES
PVT.LTD.
SURINDER
SECURITIES
PVT.LTD.
CABIN
NO.739,
5TH
FLOOR,
U.P.STOC
EXCHANG
14610/083
5-8
INB10102
2631
23.12.199
7
23-03-
1998
APOORVA
SECURITIES
PVT.LTD.
APOORVA
SECURITIES
PVT.LTD.
SHOP
NO.35,
CHOWK,
LUCKNOW
003
14710/083
3-1
INB10102
7739
23.12.199
7
21-04-
1998
RAJRATAN
FINANCIAL
SER.PVT.LT.
RAJRATAN
FINANCIAL
SER.PVT.LT.
122,
PADAM
TOWER II,
CIVIL LINE
14810/082
3-4
INB10102
3332
23.12.199
7
24-03-
1998
AJAY
SECURITIES
PVT.LTD
AJAY
SECURITIES
PVT. LTD.
119/505,
DARSHAN
PURWA,
KALPI ROA
14910/085
4-4
INB10104
0930
22.08.199
8
28-10-
1998
SAKSHAM
STOCK
SAKSHAM
STOCK
210,
KUSUMCHOWK,
-
7/30/2019 u. p. Stock Exchange Limited
19/44
BROKERS
PVT.LTD.
BROKERS
PVT.LTD.
DEEP
COMPLEX,
15010/081
8-8
INB10100
0135
23.12.199
7
31-12-
1997
S.K.JINDAL
SHARE
BROKERS
P.LTD
S.K.JINDAL
SHARE
BROKERS
P.LTD
113,
U.P.STOCK
EXCHANG
E BLDG.
14/113, CIV
LINES,
15110/081
7-0
INB10100
0233
23.12.199
7
31-12-
1997
N.P.C.SHARE
BROKERS
PVT.LTD.
N.P.C.SHARE
BROKERS
PVT.LTD.
836,
PADAM
TOWERS,
6TH
FLOOR,
14/113, CIV
LINES,
15210/082
6-9
INB10102
4231
23.12.199
7
24-03-
1998
KARTIKEYA
SECURITIES
PVT.LTD.
KARTIKEYA
SECURITIES
PVT.LTD.
127/1149`A'-W-1,
SAKET
NAGAR,
KANPUR
15310/082
9-3
INB10102
3936
23.12.199
7
24-03-
1998
NAVIN
SECURITIES
PVT.LTD.
NAVIN
SECURITIES
PVT.LTD.
423,
PADAM
TOWERS,
14/113, CIV
LINES,
154
10/074
2-4
INB10083
0439
20.10.199
5
22-11-
1995
MALAY
INVST.&
FIN.SER.PVT.L
TD.
MALAY
INVST.&
FIN.SER.PVT.L
TD.
413, PLAZA
KALPANA,
24/147-A,
BIRHANA
15510/080
3-0
INB10099
9733
23.12.199
7
01-04-
1998
A.M.SHARE
BROKERS
PVT.LTD.
A.M.SHARE
BROKERS
PVT.LTD.
RADHA
KIRPA,
OFFICE
NO.104
49/52 GEN
GANJ
15610/079
7-1
INB10097
8333
14.11.199
7
19-12-
1997
SAMRIDHI
SHARE &
STOCK
BRO.LTD
SAMRIDHI
SHARE &
STOCK
BRO.LTD
CABIN
NO.380,
PADAM
TOWER II,
14/113, CIV
LINES,
15710/081
5-3
INB10103
5039
23.12.199
7
15-07-
1998
KCK INVEST.
& FINANCE
PVT.LTD.
KCK INVEST.
& FINANCE
PVT.LTD.
87-88,
SHAHPUR,
PANKI,
KALPI ROA
158 10/084 AWAITED 27.02.199 G.L.SHARMA G.L.SHARMA `SATYAM' 4/276, PAR
-
7/30/2019 u. p. Stock Exchange Limited
20/44
6-3 8 STOCK
BROK.PVT.LT
D.
STOCK
BROK.PVT.LT
D.
BAGLA RO
15910/071
8-1
INB10085
8538
02.05.199
5
11-01-
1996
SAKSHI
STOCKS &
SHARES
PVT.LTD
SAKSHI
STOCKS &
SHARES
PVT.LTD
36/1,KAILASH
MANDIR,
KANPUR -
001
16010/072
0-1
INB10072
6335
21.06.199
5
07-06-
1995
VIKALP
SECURITIES
LTD.
VIKALP
SECURITIES
LTD.
26/73,
KARACHI
KHANA,
KANPUR 2
16110/072
2-0
INB10074
9939
16.08.199
5
07-07-
1995
NIKHIL
SECURITIES
LTD.
NIKHIL
SECURITIES
LTD.
127/24, W-
1, SAKET
NAGAR,
KANPUR
16210/074
5-9
INB10085
1330
17.01.199
6
11-01-
1996
GLOBE
STOCKs &
SECURT. LTD.
GLOBE
STOCKs &
SECURT.LTD
SAHA
COURT,
IST
FLOOR,
8, GANESH
CHANDRA
AVENUE,
16310/078
1-5
INB10096
5933
14.03.199
7
10-06-
1997
DRB
SECURITIES
PVT.LTD.
DRB
SECURITIES
PVT.LTD.
60/1,
NAYAGANJ
,
KANPUR
16410/084
5-5
INB10103
1830
27.02.199
8
28-05-
1998
KRISHNA
HARE
KRISHNA
CRD. SEC.
KRISHNA
HARE
KRISHNA
CRD. SEC.
117/326, `O'
BLOCK,GEETA NA
16510/087
2-2
INB10106
3015
07.08.199
9
02-09-
1999
GIRISH
AGARWAL
GIRISH
AGARWAL
24/7,
BIRHANA
ROAD,
KANPUR
16610/087
7-3
INB10108
0514
20.01.200
0
07-03-
2000
PRAKASH
CHANDRA
AGARWAL
PRAKASH
CHANDRA
AGARWAL
712,
PADAM
TOWER,U.
P.S.E
14/113, CIV
LINES,
16710/087
9-0
INB10108
2031
20.01.200
0
15-03-
2000
MULTI STOCK
BROKING
PVT.LTD.
MULTI STOCK
BROKING
PVT.LTD.
58/16-A,
IST
FLOOR,
BIRHANA
16810/088
2-0
INB10108
9416
16.03.200
0
26-04-
2000
MANOJ
VERMA
MANOJ
ASSOCIATES
2/448-B,
NAWABGAKANPUR
-
7/30/2019 u. p. Stock Exchange Limited
21/44
NJ
SUBZIMAN
DI,
16910/088
4-6
INB10111
9916
16.03.200
0
01-08-
2000
RAMPRAKASH
MISRA
MUKTA RAM &
CO.
INDUSTRIA
L HEALTH
ORGANISA
TION
G.S.V.M.C
17010/089
1-9
INB10110
5816
16.03.200
0
31-05-
2000
GOPAL DAS
GAUR
GOPAL DAS
GAUR
49/62,
BAGLA
BUILDING,
NAYA GAN
17110/089
2-7
INB10109
3731
16.03.200
0
09-05-
2000
AAYUSHI
STOCK
BROKERS
PVT.LTD.
AAYUSHI
STOCK
BROKERS.PV
T.LTD.
7/22A,
TILAK
NAGAR,
KANPUR
17210/089
5-1
INB10111
1913
16.05.200
0
11-07-
2000
SANJIV
KUMAR
AGARWAL
SANJIV
AGARWAL &
CO.
92, LIC
HOUSING
SOCIETY,
SHARDA
NAGAR,
17310/089
6-0
INB10111
1814
16.05.200
0
11-07-
2000
VISHAL
BAJPAI
V.V.INVESTOR
S
111/186,
HARSH
NAGAR,
KANPUR -
012
17410/090
3-6
INB10112
0013
26.05.200
0
01-08-
2000ANUJ TIWARI
DEVA
INVESTMENT
CORPORATIO
N
19-D,
MALVIYA
ROAD,
ALLAHABA
17510/091
4-1
INB10115
4434
16.11.200
0
15-02-
2001
SHAMS
SECURI.&
SHARES
PVT.LTD.
SHAMS
SECURI.&
SHARES
PVT.LTD.
101/65,
TALAQ
MOHAL,
KAYASTHA
ROAD,
17610/091
5-0
INB10114
9111
16.11.200
0
20-12-
2000
ANJALI
GUPTA
GUPTA PCS &
CO.
38/166, IST
FLOOR,
GILISH BA
17710/091
8-4AWAITED
16.11.200
0
AJAY KUMAR
GUPTA
RAMA NATH
GUPTA
8/61,
GANGA
GHAT,
OPP.: MIS
COLONY G
178 10/091 INB10114 16.11.200 20-12- PRONTO PRONTO 37/17, 1ST WEST COT
-
7/30/2019 u. p. Stock Exchange Limited
22/44
2-5 9038 0 2000 FIN.&
INVESTMENT
S SERV.
FIN.&
INVESTMENT
S SERV.
FLOOR, BUILDING
MALL,
179 10/0928-1
INB101178417
11.04.2001
26-02-2002
SHARADGUPTA
SHARADGUPTA & CO.
11A/366,
ASHOK
NAGAR,
KANPUR -012
18010/092
9-0
INB10117
8516
11.04.200
1
26-02-
2002
SYED JAWAD
HUSAIN
SJH
SECURITIES
709/541,
ATTARSUI
YA,
ALLAHABA
211 003
18110/093
9-7
INB10119
4117
20.11.200
2
14-05-
1903
RENU
SINGHAL
J.P.SINGHAL &
CO.
3/36,
VISHNUPU
RI,
KANPUR -
002
18210/094
2-7
INB10120
6812
14.05.200
4
07-07-
2004
MANJU
SHUKLA
MANJU A.
ASSOCIATES
W/O SHRIAWADHES
H KUMAR
SHUKLA
1/129,
NAWABGA
18310/094
3-5
INB10121
4931
29.11.200
4
16-11-
2004
ANJU SHARE
BROKERS (P)
LTD.
ANJU SHARE
BROKERS (P)
LTD.
ROOM
NO.6, 10TH
FLOOR,
SOM DATT
PLAZA, 10
MALL,
18410/094
4-3
INB10122
5317
05.01.200
5
03-06-
2005
MUNNA LAL
GUPTA
M.L.GUPTA &
CO.
17-A,
POKHARP
UR,
KANPUR
18510/094
5-1
INB10122
2918
21.02.200
5
25-04-
2005
KAMTA
PRASAD
PANDEY
SANKALP
INVESTMENT
104A/138,
RAM
BAGH,
KANPUR
18610/094
6-0
INB10125
6817
15.09.200
5
29-03-
2006ALOK GUPTA
MAHALUXMI
STOCKS
CABIN
NO.556,
PADAM
TOWER,
14/113, CIV
LINES,
18710/094
0-1
INB10119
6930
18.07.200
3
11-07-
2003
KANODIA
SHARE &
SEC.PVT.LTD.
KANODIA
SHARE &
SEC.PVT.LTD.
686,
PADAM
TOWER,
U.P.S.E.,
14/113, CIV
LINES,
18810/094
8-6
INB10127
7219
28.08.200
6
16-11-
2006ANUP NEOTIA
R.N.NEOTIA &
CO.
49/34,
GENERAL
KANPUR -
001
-
7/30/2019 u. p. Stock Exchange Limited
23/44
GANJ,
18910/094
9-4
INB10128
0031
06.03.200
7
22-02-
2007
SANGHITA
SECURITIES
PVT.LTD.
SANGHITA
SECURITIES
PVT.LTD.
4/214, B-1
VISHNUPU
RI
KANPUR -
002
19010/065
5-0
INB10056
3613
09.07.199
2
17-02-
1994
ASHWANY
KUMAR
SAWHNEY
A.K.SAWHNEY3/27 II
FLOOR
OLD RAJIN
NAGAR
19110/004
4-6
INB10034
3212
23.05.198
7
17-12-
1992
ANIL KUMAR
MITTAL
A.K.MITTAL &
CO.
409 & 416
ESSEL
HOUSE,
10, ASAF A
ROAD,
19210/095
0-8
INB10129
3919
30.01.200
8
22-02-
2008
PRATIMA
AWASTHI
BALAJI
INVESTMENT
312 KAN
CHAMBERS
14/113, CIV
LINES,
19310/095
1-6
INB10132
5117
27.09.200
8
02-01-
2009
CHITRA
AGARWALMOHINI & CO.
CABIN
NO.236,
PADAM
TOWER II
14/113, CIV
LINES,
19410/087
4-9
INB10106
4336
07.08.199
9
17-09-
1999
BANSAL
SHAREVEST
SERVICES
LTD.
BANSAL
SHAREVEST
SERVICES
LTD.
708,
KRISHNA
TOWER
7TH FLOO
CIVIL LINE
19510/073
3-5
INB10085
9813
20.10.199
5
11-01-
1996
PRADEEP
KUMAR
BANSAL
PRADEEP
KUMAR
BANSAL
101,NAMA
N CENTRE,
OPP. DENA
BANK
G BLOCK,
BANDRA K
COMPLEX
19610/095
2-4
INB10132
5216
14.11.200
8
02-01-
2009
PRITEE
AGARWAL
VAIBHAV
SECURITIES
101,
ASHIRWAD
COMPLEX
2/448,
NAWABGA
19710/095
3-2
INB10134
2617
11.06.200
9
25-06-
2009KHUSHAL DAS
KHUSHAL DAS
& SONS
240,
PADAM
TOWER-II
14/113, CIV
LINES
198 10/095 INB10138 23.02.201 18-06- ADITI SARSWAT 128/126-H KIDWAI NA
-
7/30/2019 u. p. Stock Exchange Limited
24/44
4-1 6812 0 2010 AGARWAL INTERNATION
AL
BLOCK,
199 10/0955-9
INB101265115
26.08.2010
21-01-1911
ANAND
KUMAR
PATHAK
ARSP
SHARES &STOCK
BROKING
119/130-A,
OM
NAGAR,
GUMTI
NO.5
KANPUR -012
s. .
-
7/30/2019 u. p. Stock Exchange Limited
25/44
Dear Investor,
Now that you have become a stakeholder in a listed company, we welcome you to the securities market. Securities
and Exchange Board of India, a statutory body constituted by the Government of India, stands committed to the
assigned objective ofprotecting investors in the securities market.
Ensuring disclosure offull, fair and adequate information has been the hallmark of our regulatory principle. In
continuation of our efforts in that direction, we thought it fit and timely to write to you making you aware of
the rights that you have as a stakeholder in a company,
the responsibilities that are cast on you,
the risks that you have assumed,
the procedures relating to trading and transfer of the securities and
the remedies for problems that you may encounter.
We hope that this material will give you appropriate guidance, though in brief, whenever you have a question in your
mind. For detailed guidance, you may approach your broker, the investor service centres of the stock exchanges, and
of course, the Investor Guidance Division of the Securities and Exchange Board of India.
Secur i t ies and Exchang e Board of India
Risk Revisited
When you invested, you did so with certain expectations about the performance of the company, the prospects of
income from and/or the capital growth of the securities that you now hold, the corporate benefits that may accrue to
you etc.
While making that investment decision, you should have, obviously, taken note of and duly evaluated the attendant
risks that go with such expectations.
You would remember that one such risk is that your expectations on income and/or growth may not materialise.
You would also recall that if you are an investor in the debt instruments, you can have recourse against the company,
besides the market, for redeeming them. But, as an equity holder of a company, in order to realise the value of such
investment, you have recourse only to the market.
And you would recollect that the dis-investment may result in capital losses also.
Further, you would have also noted that apart from the above mentioned investment risks, you also face the risk of
running into problems with the trading and transfer of the securities.
Your Rights
As a shareholder in a company, you enjoy certain rights, which are as follows:
to receive the share certificates, on allotment or transfer as the case may be, in due time.
to receive copies of the abridged Annual Report, the Balance sheet and the P&L A/c and the Auditors Report.
to participate and vote in General Meetings either personally or through proxies.
to receive Dividends in due time once approved in General Meetings.
To receive corporate benefits like rights, bonus etc. once approved.
to apply to Company Law Board(CLB) to call or direct the Annual General Meeting.
to inspect the minute books of the General Meetings and to receive copies thereof.
to proceed against the company by way of civil or criminal proceedings.
to apply for the winding-up of the Company.
-
7/30/2019 u. p. Stock Exchange Limited
26/44
to receive the residual proceeds
Besides the above rights which you enjoy as an individual shareholder, you also enjoy the following rights
as a group
to requisition an Extra-ordinary General Meeting.
to demand a poll on any resolution.
to apply to CLB to investigate the affairs of the company.
to apply to CLB for relief in cases of oppression and/or mismanagement.
As a debenture-holder, you have the right
to receive interest/ redemption in due time.
to receive a copy of the trust deed on request.
to apply for winding up of the company if the company fails to pay its debt.
to approach the Debenture trustee with your grievance.
You may note that the above mentioned rights may not necessarily be absolute. For example, the right to transfer
securities is subject to the companys right to refuse transfer as per statutory provisions.
Your Responsibilities
While you may be happy to note that you have so many rights as a stakeholder in the company, that should not lead
you to complacency ; because you have also certain responsibilities to discharge. To be specific,
to remain informed
to be vigilant
to participate and vote in general meetings.
to exercise your rights on your own or as a group
Trading of securities
You have the right to sell the securities that you hold at a price and time that you may choose. You can do so
personally with another person or through a recognised stock exchange. Similarly you have the right to buy securitiesfrom anyone or through a recognised stock exchange at a mutually acceptable price and time.
Whether it is a sale or purchase of securities, effected directly by you or through an exchange, all trades should be
executed by a valid, duly completed and stamped transfer deed.
If you choose to deal (buy or sell) directly with another person, you are exposed to counter party risk, i.e., the risk of
non-performance by that party. However, if you deal through a stock exchange, this counter party risk is reduced due
to trade/settlement guarantee offered by the stock exchange mechanism. Further, you also have certain protections
against defaults by your broker.
When you operate through an exchange, you have the right to receive the best price prevailing at that time for the
trade and the right to receive the money or the shares on time. You also have the right to receive a contract note from
the broker confirming the trade and indicating the time of execution of the order and other necessary details of the
trade. You also have the right to receive good delivery and the right to insist on rectification of bad delivery. If you
have a dispute with your broker, you can resolve it through arbitration under the aegis of the exchange.
If you decide to operate through an exchange, you have to avail the services of a SEBI registered broker/sub-broker.
You have to enter into a broker-client agreement and file a client registration form. Since the contract note is a legally
enforceable document, you should insist on receiving it. You have the obligation to deliver the shares in case of sale
or pay the money in case of purchase within the time prescribed. In case of bad delivery of securities by you, you
have the responsibility to rectify them or replace them with good ones.
-
7/30/2019 u. p. Stock Exchange Limited
27/44
Transfer of securities
Transfer of securities mean that the company has recorded in its books, a change in the title of ownership of the
securities effected either privately or through an exchange transaction.
To effect a transfer, the securities should be sent to the company along with a valid, duly executed and stamped
transfer deed duly signed by or on behalf of the transferor (seller) and transferee (buyer). It would be a good idea to
retain photo-copies of the securities and the transfer deed when they are sent to the company for transfer. It is
essential that you send them by registered post with acknowledgement due and watch out for the receipt of the
acknowledgement card. If you do not receive the confirmation of receipt within a reasonable period, you should
immediately approach the postal authorities for confirmation.
Sometimes, for your own convenience, you may choose not to transfer the securities immediately. This may facilitate
easy and quick selling of the securities. In that case you should take care that the transfer deed remains valid.
However, in order to avail the corporate benefits like the Dividends, Bonus or Rights from the company, it is essential
that you get the securities transferred in your name.
On receipt of your request for transfer, the company proceeds to transfer the securities as per provisions of the law.In case they cannot effect the transfer, the company returns back the securities giving details of the grounds under
which the transfer could not be effected. This is known as Company Objection.
When you happen to receive a company objection for transfer, you should proceed to get the errors/ discrepancies
corrected. You may have to contact the transferor (the seller) either directly or through your broker for rectification or
replacement with good securities. Then you can resubmit the securities and the transfer deed to the company for
effecting the transfer.
In case you are unable to get the errors rectified or get them replaced, you have recourse to the seller and his broker
through the stock exchange to get back your money. However, if you had transacted directly with the seller originally,
you have to settle the matter with the seller directly.
Sometimes, your securities may be lost or misplaced. You should immediately request the company to record a stoptransfer of the securities and simultaneously apply for issue of duplicate securities. For effecting stop transfer, the
company may require you to produce a court order or the copy of the FIR filed by you with the Police Further, to issue
duplicate securities to you, the company may require you to submit indemnity bonds, affidavit, sureties etc. besides
issue of a public notice. You have to comply with these requirements in order to protect your own interest.
Sometimes, it may so happen that the securities are lost in transit either from you to the company or from the
company to you. You have to be on your guard and write to the company within a month of your sending the
securities to the company. The moment it comes to your notice that either the company has not received the
securities that you sent or you did not receive the securities that the company claims to have sent to you, you should
immediately request the company to record stop transfer and proceed to apply for duplicate securities.
Depository and dematerialisation
Shares are traditionally held in physical or paper form. This method has its own inherent weaknesses like loss/theft of
certificates, forged/fake certificates, cumbersome and time consuming procedure for transfer of shares etc.
Therefore, to eliminate these weaknesses, a new system called Depository System has been established.
A depository is a system which holds your shares in the form of electronic accounts in the same way a bank holds
your money in a savings account.
-
7/30/2019 u. p. Stock Exchange Limited
28/44
Depository System provides the following advantages to an investor.
Your shares cannot be lost or stolen or mutilated.
You never need to doubt the genuineness of your shares i.e., whether they are forged or fake.
Share transactions like transfer, transmission etc. can be effected immediately.
Transaction costs are usually lower than on the physical segment.
There is no risk of bad delivery.
Bonus /Rights shares allotted to you will be immediately credited to your account.
You will receive the statement of accounts of your transactions/ holdings periodically.
When you decide to have your shares in electronic form, you should approach a Depository Participant (DP) who is
an agent of the depository and open an account. You should surrender your share certificates in physical form and
your DP will arrange to get them sent to and verified by the company and on confirmation credit your account with an
equivalent number of shares. This process is known as de-materialisation. You can always reverse this process if you
so desire and get your shares reconverted into paper format. This process is known as re-materialisation.
Share transactions (like sale or purchase and transfer/transmission etc.) in the electronic form can be effected in a
much simpler and faster way. All you need to do is that after confirmation of sales/purchase transaction by your
broker, you should approach your DP with a request to debit/credit your account for the transaction. The Depository
will immediately arrange to complete the transaction by updating your account. There is no need for separate
communication to the company to register the transfer.
Grievance Redressal
There will be occasions when you have a grievance against the company in which you are a stake-holder. It may be
that you have not received the share certificates on Allotment or on transfer; it may be that you did not receive the
dividend/interest warrant or refund order; perhaps you did not receive the Annual accounts etc. while you would first
approach the company in that regard, you may not be satisfied with the companys response there to. You would like
to know whom you should turn to get your grievance redressed. The following table would provide you the guidancein this regard.
Nature of grievance Can be taken up with
In case of any Public Issue, non-receipt of
Refund order
Interest on delayed refund.
Allotment advice
Share certificates
Duplicates for all of the above
Re-validations.
- SEBI
- Dept. Of Company Affairs
- Dept. Of Company Affairs
- Stock Exchange
- Registrars to the issue
- Registrars to the issue
In case of a listed security, non-receipt of the certificates
after:
transfer
transmission
conversion
- SEBI
- SEBI
-
7/30/2019 u. p. Stock Exchange Limited
29/44
endorsement
consolidation
splitting
duplicates of securities
- SEBI
- Dept. of Company Affairs
- Stock Exchange
- Stock Exchange
- Stock Exchange
Regarding listed Debentures, non-receipt of
interest due
redemption proceeds
interest on delayed payment
- SEBI
- Dept. of Company Affairs
- The Debenture Trustees
- Stock Exchange
Regarding bad delivery of shares Bad delivery cell of the stock exchange.
Regarding shares or debentures in unlisted companies Dept. of Company Affairs
Deposits in collective investment schemes like plantations
etc.
SEBI
Units of Mutual Funds SEBI
Fixed Deposits in Banks and Finance Companies Reserve Bank OF India
Fixed Deposits in manufacturing companies Dept. of Company Affairs
Investor Information Centres have been set up in every recognised stock exchange which in addition to the
complaints to the securities traded/listed with them, will take up all other complaints regarding the trades effected in
the exchange and the relevant member of the exchange.
Moreover two other avenues are always available to the investors to seek redressal of their complaints which are
through
Complaints with Consumers Disputes Redressal Forums
Suits in the Court of Law.
Offices of SEBI
SEBI OfficesJurisdiction For the companies having their
Registered Offices in
Head Office :
Mittal Court, B Wing, 1st Floor, 224 Nariman
Point, MUMBAI - 400 021
Northern Regional office:
Block No.1, Rajendra Bhawan, Rajendra Place, Dist.
Gujarat, Maharashtra, Madhya Pradesh, Goa, Daman
Diu, Dadra and Nagar Haveli.
Haryana, Himachal Pradesh, Jammu and Kasmir, Punjab,
-
7/30/2019 u. p. Stock Exchange Limited
30/44
Centre,
NEW DELHI-110 008
Eastern Regional Office:
FMC Fortuna, 5th Floor, 234/3A AJC Bose Road,
CALCUTTA- 700 020
Southern Regional Office:
3rd Floor, DMonte Bldg. No.32, DMonte Colony, TTK
Road, Alwarpet, CHENNAI-600 018
Rajasthan, Uttar Pradesh, Delhi and Chandigarh.
Assam, Bihar, Manipur, Meghalaya, Nagaland, Orissa, West
Bengal, Sikkim, Arunachal Pradesh, Mizoram, Tripura,
Andaman and Nicobar Islands
Andhra Pradesh, Karnataka, Kerala, Tamilnadu, Pondicherry,
Lakshadweep and Minicoy
KEY TERMS
Arbitration :
Settlement of claims differences or disputes between one member and another and between a member and his
clients, authorised clerks, sub-brokers, etc., through appointed arbitrators. It is a quasi-judicial process that is faster
and is an inexpensive way of resolving a dispute. The Exchange facilitates the process of arbitration between the
members and their clients. The disputes between the parties are resolved through an arbitration in accordance withthe bye-laws of the exchange.
Auction :
An auction is a mechanism utilised by the Exchange to fulfil its obligation to a counter party member when a member
fails to deliver good securities or make the payment. Through auction, the Exchange arranges to buy good securities
and deliver them to the buying broker or arranges to realise the cash and pay it to the selling broker.
Bad delivery cell :
When a delivery of shares turns out to be bad because of company objection etc., the investor can approach the bad
delivery cell of the stock exchange through his broker for correction or replacement with good delivery.
Bid and offer :
Bid is the price of a share a prospective buyer is prepared to pay for a particular scrip. Offer is the price at which a
share is offered for sale.
Brokerage :
Brokerage is the commission charged by the broker for purchase/sale transaction through him. The maximum
brokerage chargeable, as stipulated by SEBI, is at present 2.5% of the trade value.
Carry forward trading :
Carry forward trading has evolved in response to local needs in India and it refers to the trading in which the
settlement is postponed to the next account period on payment of contango charges (known as vyaj badla) in which
the buyer pays interest on borrowed funds or the backwardation charges (known as undha badla) in which the short
seller pays a charge for borrowing securities.
Circuit breakers :
It is a mechanism by which Exchanges temporarily suspend the trading in a security when its prices are volatile and
tend to breach the price band.
Clearing :
Clearing refers to the process by which all transactions between members is settled through multilateral netting.
Company objection :
An investor sends the certificate along with the transfer deed to the company for transfer. In certain cases the
-
7/30/2019 u. p. Stock Exchange Limited
31/44
registration is rejected because of signature difference, or if the shares are fake, forged or stolen etc;. In such cases
the company returns the shares along with a letter which is termed as a company objection.
Cum-bonus :
The share is described as cum-bonus when a purchaser is entitled to receive the current bonus.
Cum-rights :
The share is described as cum-rights when a purchaser is entitled to receive the current rights.
Day order :
A day order, as the name suggests, is an order which is valid for the day on which it is entered. If the order is not
matched during the day, at the end of the trading day the order gets cancelled automatically.
Dematerialisation:
Dematerialisation is the process by which shares in the physical/paper form are cancelled and credit in the form of
electronic balances are maintained on highly secure systems at the depository.
Ex-bonus :
The share is described as ex-bonus when a purchaser is not entitled to receive the current bonus, the right to which
remains with the seller.
Ex-rights :
The share is described as ex-rights when a purchaser is not entitled to receive the current rights, the right of which
remains with the seller.
Forward trading :
Forward trading refers to trading where contracts traded today are settled at some future date at prices decided
today.
Good-bad delivery :
A share certificate together with its transfer form which meet all the requirements of title transfer from seller to buyer
is called good delivery in the market.
Delivery of a share certificate, together with a deed of transfer, which does not meet requirements of title transfer
from seller to buyer is called a bad delivery in the market.Insider trading :
Trading in a Companys shares by a connected person having non-public, price sensitive information, such as
expansion plans, financial results, takeover bids, etc., by virtue of his association with that Company, is called insider
trading. Jumbo certificate : A jumbo share certificate is a single composite share certificate formed by
consolidating/aggregating a large number of market lots.
Market lot :
Market lot is the minimum number of shares of a particular security that must be transacted on the Exchange.
Multiples of the market lot may also be transacted.
No-delivery period :
Whenever a book closure or record date is announced by a company, the Exchange sets a no-delivery period for thatsecurity. During this period, trading is permitted in that security. However, these trades are settled only after the no-
delivery period is over. This is done to ensure that investors entitlement for corporate benefits is clearly determined.
Odd lot :
A number of shares that are less than the market lot are known as odd lots. Under the scrip based delivery system,
these shares are normally traded at a discount to the prevailing price for the marketable lot.
Order driven trading :
It is a trading initiated by buy/sell orders from investors/brokers.
-
7/30/2019 u. p. Stock Exchange Limited
32/44
Over the counter trading :
Trading in those stocks which are not listed on a stock exchange.
Pay-in :
Pay-in day is the designated day on which the securities or funds are paid in by the members to the clearing house of
the Exchange.
Pay-out :
Pay-out is the designated day on which securities and funds are paid out to the members by the clearing house of the
Exchange.
Price band :
The daily/weekly price limits within which price of a security is allowed to rise or fall.
Price rigging :
When a person or person acting in concert with each other collude to artificially increase or decrease the prices of a
security, that process is called price rigging.
Quote driven trading :
Trading where brokers/market makers give buy/sell quote for a scrip simultaneously.
Record date :
Record date is the date on which the beneficial ownership of an investor is entered into the register of members.
Such a member is entitled to get all the corporate benefits.
Rematerialisation of shares :
It is the process through which shares held in electronic form in a depository are converted into physical form.
Screen based trading :
When buying/selling of securities is done using computers and matching of trades is done by a stock exchange
computer.
Settlement :
It refers to the scrip-wise netting of trades by a broker after the trading period is over.
Settlement guarantee :Settlement guarantee is the guarantee provided by the clearing corporation for settlement of all trades even if a party
defaults to deliver securities or pay cash.
Splitting/Consolidation :
The process of splitting shares that have a high face value into shares of a lower face value is known as splitting. The
reverse process of combining shares that have a low face value into one share of higher value is known as
consolidation.
Spot trading :
Trading by delivery of shares and payment for the same on the date of purchase or on the next day.
Stop transfer :
The instruction given by a registered holder of shares to the company to stop the transfer of shares as a result oftheft, loss etc,.
Trade guarantee :
Trade guarantee is the guarantee provided by the clearing corporation for all trades that are executed on the
Exchange. In contrast the settlement guarantee guarantees the settlement of trade after multilateral netting.
Trading for delivery :
Trading conducted with an intention to deliver shares as opposed to a position that is squared off within the
settlement.
-
7/30/2019 u. p. Stock Exchange Limited
33/44
Transfer deed :
A transfer deed is a form that is used for effecting transfer of shares or debentures and is valid for a specified period.
It should be sent to the company along-with the share certificate for registering the transfer. The transfer deed must
be duly stamped and signed by or on behalf of the transferor and transferee and complete in all respects.
Transmission :
Transmission is the lawful process by which the ownership of securities is transferred to the legal heir/s of the
deceased.
The readers are requested to refer to the specific Acts, rules and regulations for exact details and clarifications and
are reminded that this booklet does not purport to explain the laws or rules in force, with respect to any particular fact
pattern. Answers to questions involving particular facts depend upon interpretations, administrative decisions and
court actions. While every effort has been made to ensure the accuracy and completeness of the information
contained, the Board assumes no liability for any errors or omission of information given above.
Search Your Circulars
Notice No. Date Subjects
UPSE/LC/PRV NO-56 10.07.2012 Quarterly Unidited Financial Results
UPSE/LC/PRV NO-55 09.07.2012 AGM and Quarterly Unidited Financial Results
UPSE/2012-13/31 06.07.2012 Reduction of Time-line for Transfer of Equity Shares
UPSE/A & A/2012-13/30 06.07.2012 Review of Notice no. 25 dated 2nd July 2012
UPSE/LC/PRV NO-54 06.07.2012 Quarterly Unidited Financial Results
UPSE/LC/SN-01/2012-2013/29 04.07.2012 Securities Admitted to Deal on the Stock Exchange
UPSE/LC/PRV NO-53 04.07.2012 AGM
UPSE/Mem/2012-13/28 03.07.2012 Deceased Trading MemberShip
UPSE/2012-13/27 02.07.2012 Broad Guidelines on Algorithmic Trading
UPSE/A & A/2012-13/26 02.07.2012 Opening of office on Saturdays
UPSE/LC/PRV NO-52 02.07.2012 Unaudited Financial Results
UPSE/LC/PRV NO-51 28.06.2012 AGM for Year end 31.03.12 and Disclosures under theSEBI(Substantial Acquisition of Shares and Takeover)Regulation 2011PRV 50--- AGM for Year end31.03.12
http://www.upse-india.com/pdf/prv56.pdfhttp://www.upse-india.com/pdf/prv56.pdfhttp://www.upse-india.com/pdf/prv55.pdfhttp://www.upse-india.com/pdf/prv55.pdfhttp://www.upse-india.com/pdf/notice31.pdfhttp://www.upse-india.com/pdf/notice31.pdfhttp://www.upse-india.com/pdf/notice30.pdfhttp://www.upse-india.com/pdf/notice30.pdfhttp://www.upse-india.com/pdf/prv54.pdfhttp://www.upse-india.com/pdf/prv54.pdfhttp://www.upse-india.com/pdf/notice29.pdfhttp://www.upse-india.com/pdf/notice29.pdfhttp://www.upse-india.com/pdf/prv53.pdfhttp://www.upse-india.com/pdf/prv53.pdfhttp://www.upse-india.com/pdf/notice28.pdfhttp://www.upse-india.com/pdf/notice28.pdfhttp://www.upse-india.com/pdf/notice27.pdfhttp://www.upse-india.com/pdf/notice27.pdfhttp://www.upse-india.com/pdf/notice26.pdfhttp://www.upse-india.com/pdf/notice26.pdfhttp://www.upse-india.com/pdf/prv52.pdfhttp://www.upse-india.com/pdf/prv52.pdfhttp://www.upse-india.com/pdf/prv51.pdfhttp://www.upse-india.com/pdf/prv51.pdfhttp://www.upse-india.com/pdf/prv51.pdfhttp://www.upse-india.com/pdf/prv52.pdfhttp://www.upse-india.com/pdf/notice26.pdfhttp://www.upse-india.com/pdf/notice27.pdfhttp://www.upse-india.com/pdf/notice28.pdfhttp://www.upse-india.com/pdf/prv53.pdfhttp://www.upse-india.com/pdf/notice29.pdfhttp://www.upse-india.com/pdf/prv54.pdfhttp://www.upse-india.com/pdf/notice30.pdfhttp://www.upse-india.com/pdf/notice31.pdfhttp://www.upse-india.com/pdf/prv55.pdfhttp://www.upse-india.com/pdf/prv56.pdf -
7/30/2019 u. p. Stock Exchange Limited
34/44
UPSE/LC/PRV NO-50 26.06.2012 Quarterly Audited Financial Results
UPSE/2012-13/24 26.06.2012 Clarification to the Guidelines for Business ContinuityPlan (BCP) and Disaster Recovery(DR)
UPSE/2012-13/25 26.06.2012 Holiday on 27th June, 2012 on account of Corporation
Elections in Kanpur
UPSE/LC/PRV NO- 46 19.06.2012 Disclosures under the SEBI(Substantial Acquisition ofShares and Takeover) Regulation 2011
UPSE/LC/PRV NO- 47 20.06.2012 AGM for Year end 31.03.12
UPSE/LC/PRV NO- 48 21.06.2012 Allotment of equity Shares
UPSE/LC/PRV NO- 49 25.06.2012 AGM for Year end 31.03.12
UPSE/2012-13/23 18.06.2012 Establishment of Connectivity with both depositories
UPSE/2012-13/22 18.06.2012 Redressal of Complaints through SCORES
UPSE/2012/MEM/21 15.06.2012 Cancellation of SEBI Registration Certificate
UPSE/2012/RESG./T.MEM/149/20 14.06.2012 Resignation from the Trading Membership of theExchange.
UPSE/LC/PRV NO-45 14.06.2012 Audited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-44 11.06.2012 Disclosure under SEBI (Substential Acquisitiono ofSharesand takeover) Regulations, 2011
UPSE/LC/PRV NO-43 05.06.2012 AGM for Year end 31.03.12
UPSE/LC/PRV NO-42 04.06.2012 AGM
UPSE/LC/PRV NO-41 01.06.2012 -
UPSE/LC/PRV NO-40 31.05.2012 AGM for Year end 31.03.12
UPSE/LC/PRV NO-39 30.05.2012 Audited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-38 29.05.2012 AGM for the Year ended 31.03.12
UPSE/LC/PRV NO-37 28.05.2012 AGM for the Year ended 31.03.12
UPSE/LC/PRV NO-36 25.05.2012 Unaudited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-35 24.05.2012 Audited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-34
23.05.2012 Audited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-33 22.05.2012 Audited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-32 21.05.2012 Audited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-31 18.05.2012 Audited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-30 17.05.2012 Audited Financial Results for quarter end 31.03.12
http://www.upse-india.com/pdf/prv50.pdfhttp://www.upse-india.com/pdf/prv50.pdfhttp://www.upse-india.com/pdf/notice_24.pdfhttp://www.upse-india.com/pdf/notice_24.pdfhttp://www.upse-india.com/pdf/notice_25.pdfhttp://www.upse-india.com/pdf/notice_25.pdfhttp://www.upse-india.com/pdf/prv46.pdfhttp://www.upse-india.com/pdf/prv46.pdfhttp://www.upse-india.com/pdf/prv47.pdfhttp://www.upse-india.com/pdf/prv47.pdfhttp://www.upse-india.com/pdf/prv48.pdfhttp://www.upse-india.com/pdf/prv48.pdfhttp://www.upse-india.com/pdf/prv49.pdfhttp://www.upse-india.com/pdf/prv49.pdfhttp://www.upse-india.com/pdf/notice03_19june12.pdfhttp://www.upse-india.com/pdf/notice03_19june12.pdfhttp://www.upse-india.com/pdf/notice02_19june12.pdfhttp://www.upse-india.com/pdf/notice02_19june12.pdfhttp://www.upse-india.com/pdf/notice01_19june12.pdfhttp://www.upse-india.com/pdf/notice01_19june12.pdfhttp://www.upse-india.com/pdf/notice_20_15june12.pdfhttp://www.upse-india.com/pdf/notice_20_15june12.pdfhttp://www.upse-india.com/pdf/press_release_45.pdfhttp://www.upse-india.com/pdf/press_release_45.pdfhttp://www.upse-india.com/pdf/press_release_44.pdfhttp://www.upse-india.com/pdf/press_release_44.pdfhttp://www.upse-india.com/pdf/press_release_43.pdfhttp://www.upse-india.com/pdf/press_release_43.pdfhttp://www.upse-india.com/pdf/press_release_42.pdfhttp://www.upse-india.com/pdf/press_release_42.pdfhttp://www.upse-india.com/pdf/press_release_41.pdfhttp://www.upse-india.com/pdf/press_release_41.pdfhttp://www.upse-india.com/pdf/press_release_40.pdfhttp://www.upse-india.com/pdf/press_release_40.pdfhttp://www.upse-india.com/pdf/press_release_39.pdfhttp://www.upse-india.com/pdf/press_release_39.pdfhttp://www.upse-india.com/pdf/press_release_38.pdfhttp://www.upse-india.com/pdf/press_release_38.pdfhttp://www.upse-india.com/pdf/press_release_37.pdfhttp://www.upse-india.com/pdf/press_release_37.pdfhttp://www.upse-india.com/pdf/press_release_36.pdfhttp://www.upse-india.com/pdf/press_release_36.pdfhttp://www.upse-india.com/pdf/press_release_35.pdfhttp://www.upse-india.com/pdf/press_release_35.pdfhttp://www.upse-india.com/pdf/press_release_34.pdfhttp://www.upse-india.com/pdf/press_release_34.pdfhttp://www.upse-india.com/pdf/press_release_33.pdfhttp://www.upse-india.com/pdf/press_release_33.pdfhttp://www.upse-india.com/pdf/press_release_32.pdfhttp://www.upse-india.com/pdf/press_release_32.pdfhttp://www.upse-india.com/pdf/press_release_31.pdfhttp://www.upse-india.com/pdf/press_release_31.pdfhttp://www.upse-india.com/pdf/press_release_30.pdfhttp://www.upse-india.com/pdf/press_release_30.pdfhttp://www.upse-india.com/pdf/press_release_30.pdfhttp://www.upse-india.com/pdf/press_release_31.pdfhttp://www.upse-india.com/pdf/press_release_32.pdfhttp://www.upse-india.com/pdf/press_release_33.pdfhttp://www.upse-india.com/pdf/press_release_34.pdfhttp://www.upse-india.com/pdf/press_release_35.pdfhttp://www.upse-india.com/pdf/press_release_36.pdfhttp://www.upse-india.com/pdf/press_release_37.pdfhttp://www.upse-india.com/pdf/press_release_38.pdfhttp://www.upse-india.com/pdf/press_release_39.pdfhttp://www.upse-india.com/pdf/press_release_40.pdfhttp://www.upse-india.com/pdf/press_release_41.pdfhttp://www.upse-india.com/pdf/press_release_42.pdfhttp://www.upse-india.com/pdf/press_release_43.pdfhttp://www.upse-india.com/pdf/press_release_44.pdfhttp://www.upse-india.com/pdf/press_release_45.pdfhttp://www.upse-india.com/pdf/notice_20_15june12.pdfhttp://www.upse-india.com/pdf/notice01_19june12.pdfhttp://www.upse-india.com/pdf/notice02_19june12.pdfhttp://www.upse-india.com/pdf/notice03_19june12.pdfhttp://www.upse-india.com/pdf/prv49.pdfhttp://www.upse-india.com/pdf/prv48.pdfhttp://www.upse-india.com/pdf/prv47.pdfhttp://www.upse-india.com/pdf/prv46.pdfhttp://www.upse-india.com/pdf/notice_25.pdfhttp://www.upse-india.com/pdf/notice_24.pdfhttp://www.upse-india.com/pdf/prv50.pdf -
7/30/2019 u. p. Stock Exchange Limited
35/44
UPSE/LC/PRV NO-29 16.05.2012 Audited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-28 15.05.2012 -
UPSE/LC/PRV NO-27 14.05.2012 Unaudited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-26 11.05.2012 Audited Annual Accounts and recommendation ofdividead for the year ended 31stmarch.2012
UPSE/LC/PRV NO-25 10.05.2012 Unaudited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-24 09.05.2012 Unaudited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-23 08.05.2012 Unaudited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-22 07.05.2012 Unaudited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-21 04.05.2012 Unaudited Financial Results for quarter end 31.03.12
UPSE/LC/PRV NO-20 03.05.2012 Unaudited Financial Results for quarter end 31.03.12
UPSE/2012-13/Mem/019 04.06.2012 -
UPSE/2012-13/Mem/018 22.05.2012 -
UPSE/2012-13/017 21.05.2012 In the High Court of Judicature at Bombay:
(i) Writ Petition NO.1899 of 2011-Srinivas Talluri Vs. SEBI
and
(ii) Writ Petition No.1900 of 2011-Subramani Gopalkrishnan
Vs. SEBI
UPSE/2012-13/Surv./016 18.05.2012 Guidelines and Report Fromat for Interual Audit ofStock Brokers/Clearing Members.
UPSE