TS 138 521-1 - V15.3.0 - 5G; NR; User Equipment (UE ......ETSI 3GPP TS 38.521-1 version 15.3.0...

ETSI TS 138 521-1 V15.3.0 (2019-07)

5G; NR;

User Equipment (UE) conformance specification; Radio transmission and reception;

Part 1: Range 1 standalone (3GPP TS 38.521-1 version 15.3.0 Release 15)

TECHNICAL SPECIFICATION

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ETSI TS 138 521-1 V15.3.0 (2019-07)13GPP TS 38.521-1 version 15.3.0 Release 15

Reference RTS/TSGR-0538521-1vf30

Keywords 5G

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ETSI


Contents

Intellectual Property Rights ................................................................................................................................ 2

Legal Notice ....................................................................................................................................................... 2

Modal verbs terminology .................................................................................................................................... 2

Foreword ........................................................................................................................................................... 20

2 Reference ................................................................................................................................................ 21

3 Definitions, symbols and abbreviations ................................................................................................. 22 3.1 Definitions ........................................................................................................................................................ 22 3.2 Symbols ............................................................................................................................................................ 23 3.3 Abbreviations ................................................................................................................................................... 24

4 General ................................................................................................................................................... 25 4.1 Relationship between minimum requirements and test requirements .............................................................. 25 4.2 Applicability of minimum requirements .......................................................................................................... 26 4.3 Specification suffix information ....................................................................................................................... 26 4.4 Test points analysis .......................................................................................................................................... 26

5 Operating bands and Channel arrangement ............................................................................................ 27 5.1 General ............................................................................................................................................................. 27 5.2 Operating bands ................................................................................................................................................ 27 5.2A Operating bands for CA ................................................................................................................................... 28 5.2A.1 Intra-band CA ............................................................................................................................................. 28 5.2A.2 Inter-band CA ............................................................................................................................................. 29 5.2B Void .................................................................................................................................................................. 29 5.2B.1 Void ............................................................................................................................................................ 29 5.2C Operating band combination for SUL .............................................................................................................. 29 5.3 UE channel bandwidth ..................................................................................................................................... 30 5.3.1 General ........................................................................................................................................................ 30 5.3.2 Maximum transmission bandwidth configuration ...................................................................................... 30 5.3.4 RB alignment .............................................................................................................................................. 32 5.3.5 UE channel bandwidth per operating band ................................................................................................. 32 5.3.6 Asymmetric channel bandwidths ................................................................................................................ 35 5.3A UE channel bandwidth for CA ......................................................................................................................... 36 5.3A.1 General ........................................................................................................................................................ 36 5.3A.2 Maximum transmission bandwidth configuration for CA .......................................................................... 36 5.3A.3 Minimum guard band and transmission bandwidth configuration for CA.................................................. 36 5.3A.4 RB alignment with different numerologies for CA..................................................................................... 38 5.3A.5 UE channel bandwidth per operating band for CA ..................................................................................... 38 5.4 Channel arrangement ........................................................................................................................................ 39 5.4.1 Channel spacing .......................................................................................................................................... 39 5.4.1.1 Channel spacing for adjacent NR carriers ............................................................................................. 39 5.4.2 Channel raster ............................................................................................................................................. 40 5.4.2.1 NR-ARFCN and channel raster............................................................................................................. 40 5.4.2.2 Channel raster to resource element mapping......................................................................................... 40 5.4.2.3 Channel raster entries for each operating band ..................................................................................... 40 5.4.3 Synchronization raster ................................................................................................................................ 41 5.4.3.1 Synchronization raster and numbering .................................................................................................. 41 5.4.3.2 Synchronization raster to synchronization block resource element mapping ........................................ 42 5.4.3.3 Synchronization raster entries for each operating band......................................................................... 42 5.4.4 TX–RX frequency separation ..................................................................................................................... 43 5.4A Channel arrangement for CA............................................................................................................................ 44 5.4A.1 Channel spacing for CA .............................................................................................................................. 44 5.4A.2 Channel raster for CA ................................................................................................................................. 44 5.4A.3 Synchronization raster for CA .................................................................................................................... 44 5.4A.4 Tx-Rx frequency separation for CA............................................................................................................ 44 5.5 Configurations .................................................................................................................................................. 45 5.5A Configurations for CA ...................................................................................................................................... 45

ETSI


5.5A.1 Configurations for intra-band contiguous CA............................................................................................. 45 5.5A.3 Configurations for inter-band CA ............................................................................................................... 47 5.5B Void .................................................................................................................................................................. 50 5.5C Configurations for SUL .................................................................................................................................... 50

6 Transmitter characteristics ..................................................................................................................... 52 6.1 General ............................................................................................................................................................. 52 6.2 Transmitter power ............................................................................................................................................ 55 6.2.1 UE maximum output power ........................................................................................................................ 55 6.2.1.1 Test purpose .......................................................................................................................................... 55 6.2.1.2 Test applicability ................................................................................................................................... 55 6.2.1.3 Minimum conformance requirements ................................................................................................... 55 6.2.1.4 Test description ..................................................................................................................................... 57 6.2.1.4.1 Initial conditions .............................................................................................................................. 57 6.2.1.4.2 Test procedure ................................................................................................................................. 57 6.2.1.4.3 Message contents ............................................................................................................................. 58 6.2.1.5 Test requirement ................................................................................................................................... 58 6.2.2 Maximum Power Reduction (MPR) ........................................................................................................... 60 6.2.2.1 Test purpose .......................................................................................................................................... 60 6.2.2.2 Test applicability ................................................................................................................................... 60 6.2.2.3 Minimum conformance requirements ................................................................................................... 60 6.2.2.4 Test description ..................................................................................................................................... 62 6.2.2.4.1 Initial conditions ................................................................................................................................... 62 6.2.2.4.2 Test procedure ................................................................................................................................. 65 6.2.2.4.3 Message contents ............................................................................................................................. 65 6.2.2.5 Test requirement ................................................................................................................................... 65 6.2.3 UE additional maximum output power reduction ....................................................................................... 74 6.2.3.1 Test purpose .......................................................................................................................................... 74 6.2.3.2 Test applicability ................................................................................................................................... 74 6.2.3.3 Minimum conformance requirements ................................................................................................... 74 6.2.3.3.1 General ............................................................................................................................................ 74 6.2.3.3.2 A-MPR for NS_04 ........................................................................................................................... 77 6.2.3.3.3 A-MPR for NS_10 ........................................................................................................................... 78 6.2.3.3.4 A-MPR for NS_05 and NS_05U ..................................................................................................... 78 6.2.3.3.5 A-MPR for NS_40 ........................................................................................................................... 80 6.2.3.3.6 A-MPR for NS_43 ........................................................................................................................... 81 6.2.3.3.7 A-MPR for NS_03 and NS_03U ..................................................................................................... 82 6.2.3.3.8 A-MPR for NS_37 ........................................................................................................................... 82 6.2.3.3.9 A-MPR for NS_38 ........................................................................................................................... 83 6.2.3.3.10 A-MPR for NS_39 ........................................................................................................................... 83 6.2.3.3.11 A-MPR for NS_41 ........................................................................................................................... 84 6.2.3.3.12 A-MPR for NS_42 ........................................................................................................................... 85 6.2.3.4 Test description ..................................................................................................................................... 85 6.2.3.4.1 Initial conditions .............................................................................................................................. 85 6.2.3.4.2 Test procedure ................................................................................................................................. 89 6.2.3.4.3 Message contents ............................................................................................................................. 89 6.2.3.5 Test requirement ................................................................................................................................... 94 6.2.4 Configured transmitted power .................................................................................................................. 100 6.2.4.1 Test purpose ........................................................................................................................................ 100 6.2.4.2 Test applicability ................................................................................................................................. 100 6.2.4.3 Minimum conformance requirements ................................................................................................. 100 6.2.4.4 Test description ................................................................................................................................... 102 6.2.4.4.1 Initial condition ............................................................................................................................. 102 6.2.4.4.2 Test procedure ............................................................................................................................... 102 6.2.4.4.3 Message contents ........................................................................................................................... 103 6.2.4.5 Test requirement ................................................................................................................................. 103 6.2A Transmitter power for CA .............................................................................................................................. 104 6.2A.1 UE maximum output power for CA .......................................................................................................... 104 6.2A.1.0 Minimum conformance requirements ................................................................................................. 104 6.2A.1.0.1 Void ............................................................................................................................................... 104 6.2A.1.0.2 Void ............................................................................................................................................... 104 6.2A.1.0.3 UE maximum output power for Inter-band CA ............................................................................. 104

ETSI


6.2A.1.1 UE maximum output power for CA (2UL CA)................................................................................... 105 6.2A.2 UE maximum output power reduction for CA .......................................................................................... 107 6.2A.3 UE additional maximum output power reduction for CA ......................................................................... 107 6.2A.4 Configured output power for CA .............................................................................................................. 107 6.2A.4.0 Minimum conformance requirements ................................................................................................. 107 6.2A.4.0.1 Configured transmitted power level .............................................................................................. 107 6.2A.4.0.1.1 Void ............................................................................................................................................... 107 6.2A.4.0.1.2 Void ............................................................................................................................................... 107 6.2A.4.0.1.3 Configured transmitted power for Inter-band CA ......................................................................... 107 6.2A.4.0.2 ΔTIB,c for CA ................................................................................................................................. 110 6.2A.4.0.2.1 Void ............................................................................................................................................... 110 6.2A.4.0.2.2 Void ............................................................................................................................................... 110 6.2A.4.0.2.3 ΔTIB,c for Inter-band CA ................................................................................................................ 110 6.2B Void ................................................................................................................................................................ 110 6.2C Transmitter power for SUL ............................................................................................................................ 110 6.2C.1 Configured transmitted power for SUL .................................................................................................... 110 6.2C.1.1 Test purpose ........................................................................................................................................ 110 6.2C.1.2 Test applicability ................................................................................................................................. 111 6.2C.1.3 Minimum conformance requirements ................................................................................................. 111 6.2C.1.4 Test description ................................................................................................................................... 111 6.2C.1.5 Test requirement ................................................................................................................................. 112 6.2C.2 ΔTIB,c ......................................................................................................................................................... 112 6.2D Transmitter power for UL-MIMO .................................................................................................................. 113 6.2D.1 UE maximum output power for UL-MIMO ............................................................................................. 113 6.2D.1.1 Test purpose ........................................................................................................................................ 113 6.2D.1.2 Test applicability ................................................................................................................................. 113 6.2D.1.3 Minimum conformance requirements ................................................................................................. 113 6.2D.1.4 Test description ................................................................................................................................... 114 6.2D.1.4.1 Initial conditions ............................................................................................................................ 114 6.2D.1.4.2 Test procedure ............................................................................................................................... 114 6.2D.1.4.3 Message contents ........................................................................................................................... 115 6.2D.1.5 Test requirement ................................................................................................................................. 115 6.2D.2 UE maximum output power reduction for UL-MIMO ............................................................................. 115 6.2D.2.1 Test purpose ........................................................................................................................................ 115 6.2D.2.2 Test applicability ................................................................................................................................. 115 6.2D.2.3 Minimum conformance requirements ................................................................................................. 115 6.2D.2.4 Test description ................................................................................................................................... 116 6.2D.2.4.1 Initial conditions ............................................................................................................................ 116 6.2D.2.4.2 Test procedure ............................................................................................................................... 117 6.2D.2.4.3 Message contents ........................................................................................................................... 117 6.2D.2.5 Test requirement ................................................................................................................................. 118 6.2D.3 UE additional maximum output power reduction for UL-MIMO ............................................................ 121 6.2D.3.1 Test purpose ........................................................................................................................................ 121 6.2D.3.2 Test applicability ................................................................................................................................. 121 6.2D.3.3 Minimum conformance requirements ................................................................................................. 121 6.2D.3.4 Test description ................................................................................................................................... 121 6.2D.3.4.1 Initial conditions ............................................................................................................................ 121 6.2D.3.4.2 Test procedure ............................................................................................................................... 122 6.2D.3.4.3 Message contents ........................................................................................................................... 123 6.2D.3.5 Test requirement ................................................................................................................................. 123 6.2D.4 Configured transmitted power for UL-MIMO .......................................................................................... 125 6.2D.4.1 Test purpose ........................................................................................................................................ 125 6.2D.4.2 Test applicability ................................................................................................................................. 125 6.2D.4.3 Minimum conformance requirements ................................................................................................. 125 6.2D.4.4 Test description ................................................................................................................................... 126 6.2D.4.4.1 Initial conditions ............................................................................................................................ 126 6.2D.4.4.2 Test procedure ............................................................................................................................... 127 6.2D.4.4.3 Message contents ........................................................................................................................... 127 6.2D.4.5 Test requirement ................................................................................................................................. 127 6.3 Output power dynamics .................................................................................................................................. 128 6.3.1 Minimum output power ............................................................................................................................ 128 6.3.1.1 Test purpose ........................................................................................................................................ 128

ETSI


6.3.1.2 Test applicability ................................................................................................................................. 128 6.3.1.3 Minimum conformance requirements ................................................................................................. 128 6.3.1.4 Test description ................................................................................................................................... 129 6.3.1.4.1 Initial condition ............................................................................................................................. 129 6.3.1.4.2 Test procedure ............................................................................................................................... 129 6.3.1.4.3 Message contents ........................................................................................................................... 130 6.3.1.5 Test requirement ................................................................................................................................. 130 6.3.2 Transmit OFF power ................................................................................................................................. 130 6.3.2.1 Test purpose ........................................................................................................................................ 130 6.3.2.2 Test applicability ................................................................................................................................. 130 6.3.2.3 Minimum conformance requirements ................................................................................................. 130 6.3.2.4 Test description ................................................................................................................................... 131 6.3.2.5 Test requirement ................................................................................................................................. 131 6.3.3 Transmit ON/OFF time mask ................................................................................................................... 131 6.3.3.1 General ................................................................................................................................................ 131 6.3.3.2 General ON/OFF time mask ............................................................................................................... 132 6.3.3.2.1 Test purpose .................................................................................................................................. 132 6.3.3.2.2 Test applicability ........................................................................................................................... 132 6.3.3.2.3 Minimum conformance requirements ............................................................................................ 132 6.3.3.2.4 Test description ............................................................................................................................. 133 6.3.3.2.5 Test requirement ............................................................................................................................ 135 6.3.3.3 Transmit power time mask for slot and short or subslot boundaries ................................................... 137 6.3.3.4 PRACH time mask .............................................................................................................................. 137 6.3.3.4.1 Test purpose .................................................................................................................................. 137 6.3.3.4.2 Test applicability ........................................................................................................................... 137 6.3.3.4.3 Minimum conformance requirements ............................................................................................ 137 6.3.3.4.4 Test description ............................................................................................................................. 138 6.3.3.5 Void..................................................................................................................................................... 140 6.3.3.6 SRS time mask .................................................................................................................................... 140 6.3.3.6.1 Test purpose .................................................................................................................................. 140 6.3.3.6.2 Test applicability ........................................................................................................................... 141 6.3.3.6.3 Minimum conformance requirements ............................................................................................ 141 6.3.3.6.4 Test description ............................................................................................................................. 142 6.3.3.6.4.1 Initial condition ........................................................................................................................ 142 6.3.3.6.5 Test requirement ............................................................................................................................ 147 6.3.3.7 PUSCH-PUCCH and PUSCH-SRS time masks ................................................................................. 148 6.3.3.8 Transmit power time mask for consecutive slot or long subslot transmission and short subslot

transmission boundaries ...................................................................................................................... 148 6.3.3.9 Transmit power time mask for consecutive short subslot transmissions boundaries ......................... 148 6.3.4 Power control ............................................................................................................................................ 148 6.3.4.1 General ................................................................................................................................................ 148 6.3.4.2 Absolute power tolerance .................................................................................................................... 148 6.3.4.2.1 Test purpose .................................................................................................................................. 149 6.3.4.2.2 Test applicability ........................................................................................................................... 149 6.3.4.2.3 Minimum conformance requirements ............................................................................................ 149 6.3.4.2.4 Test description ............................................................................................................................. 149 6.3.4.2.5 Test requirement ............................................................................................................................ 151 6.3.4.3 Power Control Relative power tolerance ............................................................................................. 151 6.3.4.3.1 Test purpose .................................................................................................................................. 151 6.3.4.3.2 Test applicability ........................................................................................................................... 151 6.3.4.3.3 Minimum conformance requirement ............................................................................................. 151 6.3.4.3.4 Test description ................................................................................................................................... 152 6.3.4.3.5 Test requirement ............................................................................................................................ 159 6.3.4.4 Aggregate power tolerance.................................................................................................................. 169 6.3.4.4.1 Test purpose .................................................................................................................................. 169 6.3.4.4.2 Test applicability ........................................................................................................................... 170 6.3.4.4.3 Minimum conformance requirements ............................................................................................ 170 6.3.4.4.4 Test description ............................................................................................................................. 170 6.3A Output power dynamics for CA ..................................................................................................................... 173 6.3A.1 Minimum output power for CA ................................................................................................................ 173 6.3A.1.0 Minimum conformance requirements ................................................................................................. 173 6.3A.1.1 Minimum output power for CA (2UL CA) ......................................................................................... 173

ETSI


6.3A.3 Transmit ON/OFF time mask for CA ....................................................................................................... 176 6.3A.3.0 Minimum conformance requirements ................................................................................................. 176 6.3A.3.1 Transmit ON/OFF time mask for CA (2UL CA) .......................................................................... 176 6.3D Output power dynamics for UL-MIMO ......................................................................................................... 179 6.3D.1 Minimum output power for UL-MIMO .................................................................................................... 179 6.3D.1.1 Test purpose ........................................................................................................................................ 179 6.3D.1.2 Test applicability ................................................................................................................................. 179 6.3D.1.3 Minimum conformance requirements ................................................................................................. 180 6.3D.1.4 Test description ................................................................................................................................... 180 6.3D.1.4.1 Initial condition ............................................................................................................................. 180 6.3D.1.4.2 Test procedure ............................................................................................................................... 181 6.3D.1.4.3 Message contents ........................................................................................................................... 181 6.3D.1.5 Test requirement ................................................................................................................................. 181 6.3D.2 Transmit OFF power for UL-MIMO ........................................................................................................ 182 6.3D.2.1 Test purpose ........................................................................................................................................ 182 6.3D.2.2 Test applicability ................................................................................................................................. 182 6.3D.2.3 Minimum conformance requirements ................................................................................................. 182 6.3D.2.4 Test description ................................................................................................................................... 182 6.3D.2.5 Test requirement ................................................................................................................................. 182 6.3D.3 Transmit ON/OFF time mask for UL-MIMO ........................................................................................... 183 6.3D.3.1 Test purpose ........................................................................................................................................ 183 6.3D.3.2 Test applicability ................................................................................................................................. 183 6.3D.3.3 Minimum conformance requirements ................................................................................................. 183 6.3D.3.4 Test description ................................................................................................................................... 184 6.3D.3.4.1 Initial condition ............................................................................................................................. 184 6.3D.3.4.2 Test procedure ............................................................................................................................... 184 6.3D.3.4.3 Message contents ........................................................................................................................... 185 6.3D.3.5 Test requirement ................................................................................................................................. 185 6.3D.4 Power control for UL-MIMO ................................................................................................................... 186 6.3D.4.1 Absolute power tolerance for UL-MIMO ........................................................................................... 186 6.3D.4.1.1 Test purpose .................................................................................................................................. 186 6.3D.4.1.2 Test applicability ........................................................................................................................... 186 6.3D.4.1.3 Minimum conformance requirements ............................................................................................ 187 6.3D.4.1.4 Test description ............................................................................................................................. 187 6.3D.4.1.5 Test requirement ............................................................................................................................ 188 6.3D.4.2 Relative power tolerance for UL-MIMO ............................................................................................ 188 6.3D.4.2.1 Test purpose .................................................................................................................................. 188 6.3D.4.2.2 Test applicability ........................................................................................................................... 189 6.3D.4.2.3 Minimum conformance requirements ............................................................................................ 189 6.3D.4.2.4 Test description ............................................................................................................................. 189 6.3D.4.2.5 Test requirement ............................................................................................................................ 191 6.3D.4.3 Aggregate power tolerance for UL-MIMO ......................................................................................... 197 6.3D.4.3.1 Test purpose .................................................................................................................................. 197 6.3D.4.3.2 Test applicability ........................................................................................................................... 198 6.3D.4.3.3 Minimum conformance requirements ............................................................................................ 198 6.3D.4.3.4 Test description ............................................................................................................................. 198 6.3D.4.3.5 Test requirement ............................................................................................................................ 199 6.4 Transmit signal quality ................................................................................................................................... 200 6.4.1 Frequency error ......................................................................................................................................... 200 6.4.1.1 Test purpose ........................................................................................................................................ 200 6.4.1.2 Test applicability ................................................................................................................................. 200 6.4.1.3 Minimum conformance requirements ................................................................................................. 200 6.4.1.4 Test description ................................................................................................................................... 200 6.4.1.4.1 Initial condition ............................................................................................................................. 200 6.4.1.4.2 Test procedure ............................................................................................................................... 201 6.4.1.4.3 Message contents ........................................................................................................................... 201 6.4.1.5 Test requirement ................................................................................................................................. 201 6.4.2 Transmit modulation quality ..................................................................................................................... 202 6.4.2.1 Error Vector Magnitude ...................................................................................................................... 202 6.4.2.1.1 Test Purpose .................................................................................................................................. 202 6.4.2.1.2 Test applicability ........................................................................................................................... 202 6.4.2.1.3 Minimum conformance requirements ............................................................................................ 202

ETSI


6.4.2.1.4 Test description ............................................................................................................................. 203 6.4.2.1.4.2 Test procedure ............................................................................................................................... 204 6.4.2.1.5 Test requirement ............................................................................................................................ 206 6.4.2.2 Carrier leakage .................................................................................................................................... 206 6.4.2.2.1 Test purpose .................................................................................................................................. 206 6.4.2.2.2 Test applicability ........................................................................................................................... 207 6.4.2.2.3 Minimum conformance requirements ............................................................................................ 207 6.4.2.2.4 Test description ............................................................................................................................. 207 6.4.2.2.5 Test requirement ............................................................................................................................ 208 6.4.2.3 In-band emissions ............................................................................................................................... 209 6.4.2.3.1 Test purpose .................................................................................................................................. 209 6.4.2.3.2 Test applicability ........................................................................................................................... 209 6.4.2.3.3 Minimum conformance requirements ............................................................................................ 209 6.4.2.3.4 Test description ............................................................................................................................. 210 6.4.2.3.5 Test requirement ............................................................................................................................ 213 6.4.2.4 EVM equalizer spectrum flatness ....................................................................................................... 214 6.4.2.4.1 Test purpose .................................................................................................................................. 214 6.4.2.4.2 Test applicability ........................................................................................................................... 214 6.4.2.4.3 Minimum conformance requirements ............................................................................................ 214 6.4.2.4.4 Test description ............................................................................................................................. 215 6.4.2.4.5 Test requirement ............................................................................................................................ 216 6.4.2.5 EVM equalizer spectrum flatness for Pi/2 BPSK ................................................................................ 218 6.4.2.5.1 Test purpose .................................................................................................................................. 218 6.4.2.5.2 Test applicability ........................................................................................................................... 218 6.4.2.5.3 Minimum conformance requirements ............................................................................................ 218 6.4.2.5.4 Test description ............................................................................................................................. 219 6.4.2.5.5 Test requirement ............................................................................................................................ 220 6.4A Transmit signal quality for CA ....................................................................................................................... 221 6.4A.1 Frequency error for CA ............................................................................................................................. 221 6.4A.1.0 Minimum conformance requirements ................................................................................................. 221 6.4A.1.1 Frequency error for CA (2UL CA) ..................................................................................................... 221 6.4A.1.1.1 Test purpose .................................................................................................................................. 221 6.4A.1.1.2 Test applicability ........................................................................................................................... 222 6.4A.1.1.3 Minimum conformance requirements ............................................................................................ 222 6.4A.1.1.4 Test description ............................................................................................................................. 222 6.4A.1.1.5 Test requirement ............................................................................................................................ 223 6.4A.2 Transmit modulation quality for CA ......................................................................................................... 223 6.4A.2.1 Error Vector Magnitude for CA .......................................................................................................... 223 6.4A.2.1.0 Minimum conformance requirements ............................................................................................ 223 6.4A.2.1.1 Error Vector Magnitude for CA (2UL CA) ................................................................................... 224 6.4A.2.2 Carrier leakage for CA ........................................................................................................................ 227 6.4A.2.2.0 Minimum conformance requirements ............................................................................................ 227 6.4A.2.2.1 Carrier leakage for CA (2UL CA) ................................................................................................. 227 6.4A.2.3 In-band emission for CA ..................................................................................................................... 230 6.4A.2.3.0 Minimum conformance requirements ............................................................................................ 230 6.4A.2.3.1 In-band emissions for CA (2UL CA) ............................................................................................ 231 6.4D Transmit signal quality for UL-MIMO .......................................................................................................... 234 6.4D.1 Frequency error for UL-MIMO ................................................................................................................ 234 6.4D.1.1 Test purpose ........................................................................................................................................ 234 6.4D.1.2 Test applicability ................................................................................................................................. 234 6.4D.1.3 Minimum conformance requirements ................................................................................................. 235 6.4D.1.4 Test description ................................................................................................................................... 235 6.4D.1.4.1 Initial conditions ................................................................................................................................. 235 6.4D.1.4.2 Test procedure ............................................................................................................................... 235 6.4D.1.4.3 Message contents ........................................................................................................................... 235 6.4D.1.5 Test requirement ................................................................................................................................. 236 6.4D.2 Transmit modulation quality for UL-MIMO ............................................................................................ 236 6.4D.2.1 Error Vector Magnitude for UL-MIMO .............................................................................................. 236 6.4D.2.1.1 Test purpose .................................................................................................................................. 236 6.4D.2.1.2 Test applicability ........................................................................................................................... 236 6.4D.2.1.3 Minimum conformance requirements ............................................................................................ 237 6.4D.2.1.4 Test description ............................................................................................................................. 237

ETSI


6.4D.2.1.5 Test requirement ............................................................................................................................ 238 6.4D.2.2 Carrier leakage for UL-MIMO ............................................................................................................ 238 6.4D.2.2.1 Test purpose .................................................................................................................................. 238 6.4D.2.2.2 Test applicability ........................................................................................................................... 238 6.4D.2.2.3 Minimum conformance requirements ............................................................................................ 239 6.4D.2.2.4 Test description ............................................................................................................................. 239 6.4D.2.2.5 Test requirement ............................................................................................................................ 240 6.4D.2.3 In-band emissions for UL-MIMO ....................................................................................................... 241 6.4D.2.3.1 Test purpose .................................................................................................................................. 241 6.4D.2.3.2 Test applicability ........................................................................................................................... 241 6.4D.2.3.3 Minimum conformance requirements ............................................................................................ 241 6.4D.2.3.4 Test description ............................................................................................................................. 242 6.4D.2.3.4.1 Initial conditions ............................................................................................................................ 242 6.4D.2.3.5 Test requirement ............................................................................................................................ 243 6.4D.2.4 EVM equalizer spectrum flatness for UL-MIMO ............................................................................... 244 6.4D.2.4.1 Test purpose .................................................................................................................................. 244 6.4D.2.4.2 Test applicability ........................................................................................................................... 244 6.4D.2.4.3 Minimum conformance requirements ............................................................................................ 244 6.4D.2.4.5 Test requirement ............................................................................................................................ 245 6.4D.3 Time alignment error for UL-MIMO ........................................................................................................ 247 6.4D.3.1 Test purpose ........................................................................................................................................ 247 6.4D.3.2 Test applicability ................................................................................................................................. 247 6.4D.3.3 Minimum conformance requirements ................................................................................................. 247 6.4D.3.4 Test description ................................................................................................................................... 247 6.4D.3.4.1 Initial condition ................................................................................................................................... 247 6.4D.3.4.2 Test procedure ............................................................................................................................... 248 6.4D.3.4.3 Message contents ........................................................................................................................... 248 6.4D.3.5 Test requirement ................................................................................................................................. 248 6.4D.4 Requirements for coherent UL MIMO ..................................................................................................... 248 6.4D.4.1 Test purpose ........................................................................................................................................ 248 6.4D.4.2 Test applicability ................................................................................................................................. 249 6.4D.4.3 Minimum conformance requirements ................................................................................................. 249 6.4D.4.4 Test description ................................................................................................................................... 249 6.4D.4.4.1 Initial condition ............................................................................................................................. 249 6.4D.4.4.2 Test procedure ............................................................................................................................... 250 6.4D.4.4.3 Message contents ........................................................................................................................... 250 6.4D.4.5 Test requirement ................................................................................................................................. 250 6.5 Output RF spectrum emissions ....................................................................................................................... 250 6.5.1 Occupied bandwidth ................................................................................................................................. 251 6.5.1.1 Test purpose ........................................................................................................................................ 251 6.5.1.2 Test applicability ................................................................................................................................. 251 6.5.1.3 Minimum conformance requirements ................................................................................................. 251 6.5.1.4 Test description ................................................................................................................................... 251 6.5.1.4.1 Initial conditions ............................................................................................................................ 251 6.5.1.4.2 Test procedure ............................................................................................................................... 252 6.5.1.4.3 Message contents ........................................................................................................................... 253 6.5.1.5 Test requirement ................................................................................................................................. 253 6.5.2 Out of band emission ................................................................................................................................ 253 6.5.2.1 General ................................................................................................................................................ 253 6.5.2.2 Spectrum Emission Mask .................................................................................................................... 253 6.5.2.2.1 Test purpose .................................................................................................................................. 253 6.5.2.2.2 Test applicability ........................................................................................................................... 253 6.5.2.2.3 Minimum conformance requirements ............................................................................................ 253 6.5.2.2.4 Test description ............................................................................................................................. 254 6.5.2.2.5 Test requirement ............................................................................................................................ 257 6.5.2.3 Additional spectrum emission mask ................................................................................................... 259 6.5.2.3.1 Test purpose .................................................................................................................................. 259 6.5.2.3.2 Test applicability ........................................................................................................................... 259 6.5.2.3.3 Minimum conformance requirements ............................................................................................ 259 6.5.2.3.3.5 Void ............................................................................................................................................... 261 6.5.2.3.4 Test description ............................................................................................................................. 261 6.5.2.4 Adjacent channel leakage ratio ........................................................................................................... 263

ETSI


6.5.2.4.1 NR ACLR ...................................................................................................................................... 263 6.5.2.4.2 UTRA ACLR ................................................................................................................................ 268 6.5.3 Spurious emissions ................................................................................................................................... 270 6.5.3.1 General spurious emissions ................................................................................................................. 270 6.5.3.1.1 Test purpose .................................................................................................................................. 270 6.5.3.1.2 Test applicability ........................................................................................................................... 270 6.5.3.1.3 Minimum conformance requirements ............................................................................................ 270 6.5.3.1.4 Test description ............................................................................................................................. 271 6.5.3.1.5 Test requirement ............................................................................................................................ 272 6.5.3.2 Spurious emission for UE co-existence............................................................................................... 273 6.5.3.2.1 Test purpose .................................................................................................................................. 273 6.5.3.2.2 Test applicability ........................................................................................................................... 273 6.5.3.2.3 Minimum conformance requirements ............................................................................................ 273 6.5.3.2.4 Test description ............................................................................................................................. 279 6.5.3.2.5 Test requirement ............................................................................................................................ 281 6.5.3.3 Additional spurious emissions ............................................................................................................ 281 6.5.3.3.4 Test description ............................................................................................................................. 285 6.5.3.3.5 Test requirement ............................................................................................................................ 291 6.5.4 Transmit intermodulation ......................................................................................................................... 292 6.5.4.1 Test purpose ........................................................................................................................................ 292 6.5.4.2 Test applicability ................................................................................................................................. 292 6.5.4.3 Minimum conformance requirements ................................................................................................. 292 6.5.4.4 Test description ................................................................................................................................... 293 6.5.4.4.1 Initial conditions ............................................................................................................................ 293 6.5.4.4.2 Test procedure ............................................................................................................................... 294 6.5.4.4.3 Message contents ........................................................................................................................... 294 6.5.4.5 Test requirement ................................................................................................................................. 294 6.5A Output RF spectrum emissions for CA........................................................................................................... 294 6.5A.1 Occupied bandwidth for CA ..................................................................................................................... 294 6.5A.1.0 Minimum conformance requirements ................................................................................................. 294 6.5A.1.1 Occupied bandwidth for CA (2UL CA) .............................................................................................. 295 6.5A.2 Out of band emission for CA .................................................................................................................... 296 6.5A.2.2 Spectrum emission mask ..................................................................................................................... 296 6.5A.2.2.0 Minimum conformance requirements ............................................................................................ 297 6.5A.2.2.1 Spectrum emission mask for CA (2UL CA) .................................................................................. 297 6.5A.2.4 Adjacent channel leakage ratio ........................................................................................................... 301 6.5A.2.4.1 NR ACLR ...................................................................................................................................... 301 6.5A.2.4.1.0 Minimum conformance requirements ...................................................................................... 301 6.5A.2.4.1.1 NR ACLR for CA (2UL CA) ................................................................................................... 301 6.5A.2.4.2 UTRA ACLR ................................................................................................................................ 304 6.5A.2.4.2.0 Minimum conformance requirements ...................................................................................... 304 6.5A.2.4.2.1 UTRA ACLR for CA (2UL CA) ............................................................................................. 304 6.5A.3 Spurious emission for CA ......................................................................................................................... 307 6.5A.3.1 General spurious emissions for CA ..................................................................................................... 307 6.5A.3.1.0 Minimum conformance requirements ............................................................................................ 307 6.5A.3.1.1 General spurious emissions for CA (2UL CA) .............................................................................. 307 6.5A.3.2 Spurious emission for UE co-existence............................................................................................... 309 6.5A.3.2.0 Minimum conformance requirements ............................................................................................ 310 6.5A.3.2.1 Spurious emissions for UE co-existence for CA (2UL CA) .......................................................... 311 6.5A.4 Transmit intermodulation for CA ............................................................................................................. 314 6.5A.4.0 Minimum conformance requirements ................................................................................................. 314 6.5A.4.1 Transmit intermodulation for CA (2UL CA) ...................................................................................... 315 6.5A.4.1.1 Test purpose .................................................................................................................................. 315 6.5A.4.1.2 Test applicability ........................................................................................................................... 315 6.5A.4.1.3 Minimum conformance requirements ............................................................................................ 315 6.5A.4.1.4 Test description ............................................................................................................................. 315 6.5A.4.1.5 Test requirement ............................................................................................................................ 317 6.5C Output RF spectrum emissions for SUL......................................................................................................... 317 6.5C.1 Occupied bandwidth for SUL ................................................................................................................... 317 6.5C.1.1 Test purpose ........................................................................................................................................ 317 6.5C.1.2 Test applicability ................................................................................................................................. 317 6.5C.1.3 Minimum conformance requirements ................................................................................................. 317

ETSI


6.5C.1.4 Test description ................................................................................................................................... 318 6.5C.1.5 Test requirement ................................................................................................................................. 318 6.5C.2 Out of band emission for SUL .................................................................................................................. 318 6.5C.2.1 General ................................................................................................................................................ 318 6.5C.2.2 Spectrum Emission Mask for SUL ...................................................................................................... 318 6.5C.2.2.1 Test purpose .................................................................................................................................. 319 6.5C.2.2.2 Test applicability ........................................................................................................................... 319 6.5C.2.2.3 Minimum conformance requirements ............................................................................................ 319 6.5C.2.2.4 Test description ............................................................................................................................. 319 6.5C.2.2.5 Test requirement ............................................................................................................................ 320 6.5C.2.3 Additional spectrum emission mask for SUL ..................................................................................... 321 6.5C.2.3.1 Test purpose .................................................................................................................................. 321 6.5C.2.3.2 Test applicability ........................................................................................................................... 321 6.5C.2.3.3 Minimum conformance requirements ............................................................................................ 321 6.5C.2.3.4 Test description ............................................................................................................................. 321 6.5C.2.3.5 Test requirement ............................................................................................................................ 321 6.5C.2.4 Adjacent channel leakage ratio for SUL ............................................................................................. 321 6.5C.2.4.1 NR ACLR for SUL ........................................................................................................................ 322 6.5C.2.4.2 UTRA ACLR for SUL .................................................................................................................. 323 6.5C.3 Spurious emissions for SUL ..................................................................................................................... 324 6.5C.3.1 General spurious emissions for SUL ................................................................................................... 324 6.5C.3.1.1 Test purpose .................................................................................................................................. 325 6.5C.3.1.2 Test applicability ........................................................................................................................... 325 6.5C.3.1.3 Minimum conformance requirements ............................................................................................ 325 6.5C.3.1.4 Test description ............................................................................................................................. 325 6.5C.3.1.5 Test requirement ............................................................................................................................ 326 6.5C.3.2 Spurious emission for UE co-existence for SUL ................................................................................ 326 6.5C.3.2.1 Test purpose .................................................................................................................................. 326 6.5C.3.2.2 Test applicability ........................................................................................................................... 326 6.5C.3.2.3 Minimum conformance requirements ............................................................................................ 326 6.5C.3.2.4 Test description ............................................................................................................................. 326 6.5C.3.2.5 Test requirement ............................................................................................................................ 327 6.5C.3.3 Additional spurious emissions for SUL .............................................................................................. 327 6.5C.3.3.1 Test purpose .................................................................................................................................. 327 6.5C.3.3.2 Test applicability ........................................................................................................................... 327 6.5C.3.3.4 Test description ............................................................................................................................. 328 6.5C.3.3.5 Test requirement ............................................................................................................................ 328 6.5C.4 Transmit intermodulation for SUL ........................................................................................................... 328 6.5C.4.1 Test purpose ........................................................................................................................................ 329 6.5C.4.2 Test applicability ................................................................................................................................. 329 6.5C.4.3 Minimum conformance requirements ................................................................................................. 329 6.5C.4.4 Test description ................................................................................................................................... 329 6.5C.4.5 Test requirement ................................................................................................................................. 330 6.5D Output RF spectrum emissions for UL-MIMO .............................................................................................. 330 6.5D.1 Occupied bandwidth for UL-MIMO ......................................................................................................... 330 6.5D.1.1 Test purpose ........................................................................................................................................ 330 6.5D.1.2 Test applicability ................................................................................................................................. 330 6.5D.1.3 Minimum conformance requirements ................................................................................................. 330 6.5D.1.4 Test description ................................................................................................................................... 330 6.5D.1.4.1 Initial conditions ............................................................................................................................ 330 6.5D.1.4.2 Test procedure ............................................................................................................................... 331 6.5D.1.4.3 Message contents ........................................................................................................................... 332 6.5D.1.5 Test requirement ................................................................................................................................. 332 6.5D.2 Out of band emission for UL-MIMO ........................................................................................................ 332 6.5D.2.1 General ....................................................................................

TS 138 521-1 - V15.3.0 - 5G; NR; User Equipment (UE ......ETSI 3GPP TS 38.521-1 version 15.3.0...

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Transcript of TS 138 521-1 - V15.3.0 - 5G; NR; User Equipment (UE ......ETSI 3GPP TS 38.521-1 version 15.3.0...