Total Dealer Compliance Presentation

733 3RD Avenue, 15TH Floor, New York, NY 10017 | 1-888-243-5204

info @TotalDealerCompliance.com | www.TotalDealerCompliance.com

http://www.TotalDealerCompliance.com/

Who We Are and What We Do

Total Dealer Compliance provides a comprehensive solution to ensure compliance with Federal

regulations within Sales, BDC, F&I, Fixed Ops, HR,and IT departments. We are a compliance -

auditing firm with an E-Learning Platform designed to mitigate the risks the dealer faces from

regulators and create a compliance culture that will proactively reduce exposure. Our team is

comprised of professional auditors, attorneys, and automotive professionals whose mission is to

protect dealers’ interest and improve operations.






Why Choose Total Dealer Compliance?

Compliance is essential in today’s Dealer environment. While there may be other solutions and

programs out there for compliance, Total Dealer Compliance offers a simple comprehensive

approach that generates fast results. Total Dealer Compliance was created by retail automotive

professionals with a deep personal understanding of how the day to day works. This allows us

to operate seamlessly with zero disruptions. It all boils down to execution and we deliver every

time. Would you rather pay a little now or a lot later?

In today’s world of aggressive regulators, dealers need to take proactive steps to mitigate risks.

Total Dealer Compliance solutions will help with the following:

1. Instill culture of compliance

2. Avoid criminal/civil charges and/or penalties

3. Build positive reputation

4. Increase production


How does Total Dealer Compliance Work?

Our process is simple and starts with an on-site audit of Sales, BDC, F&I, Fixed Ops, HR, and

IT departments. Our auditors will review existing Policy and Procedures, interview department

heads, and examine selected deal jackets. We will then communicate all findings within 72

hours and provide an Action Plan to instill the culture of compliance within the dealership.

Our Auditors will come back every quarter to keep your organization on track. In addition,

Total Dealer Compliance provides an E-Learning Platform with over 20 courses so dealership

employees can learn Best Practices and become Total Dealer Compliance Certified.

E-Learning Platform

Our proprietary E-Learning Platform consists

of over 20 courses and is designed for

dealership employees to learn Federal

Compliance Regulations, Best Practices, as

well as corresponding Policies and Procedures.

Our comprehensive compliance content will

be available to all dealership employees in

order to instill culture of compliance. Total

Dealer Compliance will issue Certifications

once all modules are complete and tests are

passed. Our E-Learning Platform keeps your

employees educated and accountable and is

an integral part of our process.




Packages

Best in

Class

Our most comprehensive offering that is guaranteed to have a positive impact on your

organization.

- Quarterly Audits

- Unlimited Access to E-Learning Platform

- Testing and Certification

- Policy and Procedure

- Best Practices

- Requires Annual Commitment






Packages

Stand Alone Audit:

Our Audits help uncover problems and reduce risk as well as improve internal controls.

- On-Site Audit

- Interview Department Heads

- Action Plan

Individual Online Courses:

Dealership employees that need help with a particular topic pertaining to their day-to-day job

responsibilities can choose from the following online course:

- IRS/FinCEN Form 8300

- Safeguards Rule

- Used Car Rule

- Workplace Violence

- Computer Security

- And Many More




Packages

Online Course Bundles

For additional savings, dealership employees can purchase Online Course Bundles. Our bundles

are grouped by departments:

- Sales

- BDC

- F&I

- Fixed Ops

- HR

- IT


Total Dealer Compliance Presentation

Documents

Transcript of Total Dealer Compliance Presentation