Top Fund Avoids Fads, Sticks To Leading Stocks Like Apple, … · 2 days ago · Consumer defensive...

Copyright 2020 Investor's Business Daily Inc.

B Y P A U L K A T Z E F F

INVESTOR’S BUSINESS DAILY

Are you leery of mutual funds thatchase here-today-gone-tomorrowfads that can’t seem to sustain out-performance? Of course you are. Ifyou prefer one of the best mutualfunds, which sticks to a long-termgame plan and rides durable lead-ers like AppleAAPL, check out $8.8billion Hartford Core EquityHGIYX.

Core Equity holds popular mega-cap technology giants like Appleand AmazonAMZN. It also holdslower-profile leaders like ThermoFisher ScientificTMO and NikeNKE.

“The names that we pick are re-flective of the very long-term phi-losophy that we ascribe to,” saidlead manager Mammen Chally.

The fund looks for large-capstocks that are expected to evolvein the right direction over the nextthree to five years. In contrast,many of its rivals focus on what canhappen in the next six to 12months, the managers say.

Also, the fund’s managers seeklarge caps that improve returns onassets, Chally says. Another targettrait is ability to innovate andbroaden markets over time.

Overall, the fund aims to offershareholders a smooth ride. “Wewant to provide some downsideprotection when the market isweak,” Chally said.

The managers control risk by lim-iting exposure to any one stock.“We cap our position sizes at 5%when we can,” Chally said.

Apple was the fund’s top holdingas of June 30 with a weighting justshy of 5%.

Services have grown to play a keyrole in Apple revenues and earn-ings. The company cross-sells to itsinstalled base of customers for itshardware and software. Its servic-es had a 2019 gross profit margin ofaround 64%, Chally says. Productshad a gross margin of 32%.

And Chally believes Apple cansell more services. “Services are un-derpenetrated in the customerbase — primarily iPhone users —and they can continue to increase

that penetration,” he said.One key risk facing Apple is a

heavier regulatory burden, Challysays. He points to the lawsuitbrought by video game publisherEpicGamesagainstAppleandGoog-le-owner AlphabetGOOGL. WhenEpic found a way to keep the 30%commissionthat players of itshuge-ly popular Fortnite game had paidto Apple and Google, those compa-nies kicked Fortnite off their plat-forms. Epic sued. “From a big-pic-ture perspective, regulatory inter-vention is a risk,” Chally said. “Oth-erwise,Appleis gettingstronger.”

Amazon AdvertisingE-commerce and gaming are key

drivers of Amazon. Chally said,“Amazon Web Services is going tobe a huge driver in the long term.AWS annual revenue is approach-ing $50 billion in a market with $3.5trillion of technology spending.”

He also likes the outlook for Ama-zon’s advertising.

Chally is bullish about Nike in thelong run, despite its latest quarter-ly earnings report. Nike reported a51-cents-per-share loss and a 38%sales declineyear over year in its fis-cal fourth quarter in June.

Nike’s business was hurt by its

stores being shut and by taking infewer orders for shoes and clothes.

Chally expects Nike to clean outits inventory build-up within sixmonths. And it is growing faster inhigher-margin areas, like Chinaand other parts of Asia, than inother areas.

To do that, it is consolidating dis-tribution. Another good sign: digi-tal sales grew more than 100% inthe last quarter. “They want tomove from wholesaling to more di-rect-to-consumer sales,” Challysaid. “Then they can keep distribu-tion margins for themselves.”

Now Nike is focusing on speed-ing up product design and distribu-tion. “Nike’s goal is something likemanufacturing (products) on de-mand and providing them in oneday,” Chally said.

The fund is a 2020 IBD Best Mu-tual Funds Award winner, havingtopped the S&P 500 in calendar2019 as well as over the three, fiveand 10 years ended Dec. 31 on an av-erage-annual-return basis.

Year to date, the fund’s return is6.13% vs. the S&P 500’s 6.73% andthe 3.39% average for the fund’slarge-cap blend rivals tracked byMorningstar Direct, going intoWednesday.

Growth Funds Leading The MarketThese are among 40 funds selected for their ownership of market leaders,high average Composite Rating and outperformance of the S&P 500.

Do You Win Or Lose InJoe Biden’s 401(k) Plan?Seeks Equal Benefits

Taxpayers with incomeabove $400,000 wouldget smaller tax breaks

1919 Inv Col$ 278 mil 844–200–1919

A– SclRespBalA + 9 + 8 +66 22.43 –.18

— A —ABFunds A$ 30.1 bil 800–221–5672

A– GlbThmtGrw +20+ 15+100 147.83 +.11A+ SmCapGrA +19+ 11+116 63.68 –.06

ABFunds C$ 24.2 bil 800–221–5672

A+ Growth +15 + 9+107 38.62n –.41A+ LrgCpGrow +17 + 8+122 47.60n –.51

ABFunds I$ 20.4 bil 800–221–5672

A– AllBerUsE + 2+ 11 +66 17.29n –.15A+ LgCpGr +17 + 8+138 73.79n –.79

ABFunds K$ 15.2 bil 800–221–5672

A+ LgGrwthK +17 + 8+133 68.39n –.74Alger Funds A$ 27.2 bil 800–223–3810

A+ CapAppZ +25+ 13+137 34.93n–.45A+ CaptApp +25+ 13+137 33.56 –.43A+ SmallCapFcs +21 + 3+155 24.91 +.12A+ SmallFocusZ +21 + 3+159 26.03n+.13A+ Smidcap +20 + 8+110 17.96n–.12A+ SmidCpGrA +20 + 8+106 16.79 –.11A+ Spectra +24+ 13+128 27.84 –.33A+ SpectraZ +24+ 13+132 28.89n–.34

Alger Funds C

$ 13.3 bil 800–223–3810A+ CaptApp +24+ 12+122 24.67n–.31A+ SmallCapFcs +20 + 3+146 22.25n+.11A+ SMidCapGr +19 + 8 +91 11.09n–.07A+ SpectraC +23+ 13+119 24.60n–.29

Alger Funds I$ 11.2 bil 800–223–3810

A+ CaptApp +24+ 13+128 100.62n–1.3A+ FocusI +21 + 3+155 25.59n+.13A+ MidCapI +20 + 8+106 17.25n–.11A+ SmallGr +34 + 8+108 38.47n+.40A+ SpectraI +24+ 13+128 28.18n–.33

Alger Instl$ 3.4 bil 800–223–3810

A+ InstlR +24+ 12+125 36.90n–.48Alliance Brnstn$ 29.3 bil 800–221–5672

A+ ABSmallCap +20+ 11+121 71.40n–.07A+ GrowthAdv +18+ 10 .. 18.21n+.00A– SelUSEqAd + 2+ 11 +69 17.49n–.15

Alliance Brnstn Adv$ 9.7 bil 800–221–5672

A+ DiscovGrAdv +21 + 9+102 14.03n–.03A GlbThmtGrw +21+ 15+103 158.00n+.13

Alliance Brnstn C$ 29.9 bil 800–221–5672

A DiscovGrC +21 + 9 +86 6.83n–.01A– GlbThmtGrwC +20+ 15 +92 118.04n+.09A+ SmCapGrC +19+ 11+101 34.71n–.04

Alliance Brnstn I$ 4.8 bil 800–221–5672

A+ SmCapGrI +19+ 11+120 70.97n–.08

Alliance Brnstn K$ 5.2 bil 800–221–5672

A+ SmCapGrK +19+ 11+117 65.79n–.07Alliance Brnstn R$ 5.0 bil 800–221–5672

A DiscovGrR +21 + 9 +95 11.81n–.02A+ SmCapGrR +19+ 11+112 60.59n–.06

Allianz A$ 10.5 bil 877–716–9787

A+ GIFocGrow +29+ 17+127 46.05n–.27A+ TechA +34+ 10+193 73.35 –.23

Allianz C$ 8.8 bil 877–716–9787

A+ FocGrowthC +28+ 17+119 39.29n–.23A+ TechC +33+ 10+173 47.00n–.15

Amana Funds$ 3.2 bil 800–728–8762

A+ GrowthInv +15+ 11+123 51.36n–.66Amer Cent A$ 104 bil 816–531–5575

A DisciplGrw +17 + 8+104 25.24 –.32A– Equity Gr + 3 + 9 +65 32.00 –.33A FundmtlEq + 5+ 11 +92 34.01 –.34A GlblGrwth +12+ 12 +73 12.72 –.12A+ Growth +18 + 9+125 40.36 –.43A Heritage +14+ 10 +68 20.95 –.09A+ Select +16+ 10+126 90.63 –1.1A SmCapGrow +18+ 15 +94 20.52 –.04A+ Ultra +27+ 14+156 62.94 –.64

Amer Cent C$ 61.0 bil 816–531–5575

A– FundmtlEq + 5+ 10 +86 32.96n–.33

A Heritage +13+ 10 +58 14.73n–.06Amer Cent Instl$ 89.7 bil 816–531–5575

A– EquityGrow + 3 + 9 +67 32.12n–.33A GlblGrwth +12+ 12 +78 13.61n–.12A+ Growth +18 + 9+129 42.89n–.45A Heritage +14+ 11 +74 25.76n–.10A+ Select +17+ 10+131 95.36n–1.1A+ SmCapGrow +18+ 15+104 22.19n–.04

Amer Cent Inv$ 128 bil 816–531–5575

A AmceHerFR6C +14+ 11 +76 26.18n–.11A AmerCDisGRC +17 + 8 +97 23.04n–.29A AmerCenDiGr +18 + 8+109 25.78n–.33A+ AmerCenR6Cl +28+ 14+163 69.60n–.71A– AmerCentGrR + 3 + 9 +63 32.00n–.33A+ FocusedInv +45+ 16+217 45.24n–.20A FundamntlEq + 6+ 11 +93 34.21n–.34A Growth +17 + 8+112 14.92n–.19A+ NTDiscGr +18 + 8+117 15.01n–.19

Amer Cent R$ 109 bil 816–531–5575

A+ Growth +18 + 9+122 39.01n–.42A+ Growth6 +18 + 9+131 42.87n–.45A Heritage +13+ 10 +66 20.86n–.09A Smallgrowth +19+ 15+101 22.47n–.04

AmerCent$ 55.9 bil 816–531–5575

A+ DynamicGrI +45+ 16+219 45.69n–.20A GlblGrowR6 +12+ 12 +49 13.69n–.13A+ UltraInv +27+ 14+159 66.49n–.68

American Funds A$ 2824 bil 800–421–8511

A– AMCAP + 7 + 8 +78 35.35 –.25A– AMCAP529 + 7 + 8 +77 34.89 –.25C– Amer529A + 9 + 1 +21 14.11 –.01

B+ Amer529A + 2 + 9 +59 39.78 –.38B– Balanced529 + 3 + 6 +49 28.81 –.15E Bldr529A – 5 + 5 +19 58.79 –.41E CapIncBldr – 5 + 5 +18 58.81 –.41B– CapWldG&I + 1 + 9 +46 52.13 –.48A– Economy529A +12 + 9 +85 50.64 –.28C EuroPacGr + 5+ 11 +44 58.47 –.31B+ FndmntalInv + 1 + 9 +69 60.85n–.53C Growth529A + 5+ 11 +44 57.72 –.31A Growth529A +17+ 12+104 58.93 –.22A GrowthFundA +17+ 12+107 59.68 –.23D+ Income529A – 3 + 7 +33 22.04 –.12B+ Invs529A 0 + 9 +68 60.71 –.53B– Mutual529 – 3 + 8 +51 41.43 –.30B Mutual529A – 3 + 9 +58 45.89 –.30A– NewEcon +12 + 9 +86 51.27 –.29A– NewPerF1 +13+ 14 +88 53.20n–.24A– NewPers +13+ 14 +88 53.58 –.24B NewWorldA + 5+ 10 +63 74.30 –.58A– Perspective +13+ 14 +88 52.86 –.24A– SmCpWld529A +12+ 11 +70 64.79 –.01A– SmCpWrld +12+ 11 +70 65.72 –.01C– TheInFdAm – 3 + 7 +33 22.09 –.12B WashMutlA – 3 + 9 +61 46.01 –.30B– WorldInc + 1 + 9 +46 51.94 –.47C+ WorldInc 0 + 9 +43 51.83n–.47

American Funds C$ 2678 bil 800–421–8511

D+ AMBondC + 9 + 1 +18 14.11n–.01A– AMCAP529C + 7 + 8 +70 30.45n–.22A– AMCAPC + 7 + 8 +71 30.28n–.22D+ Amer529C + 9 + 1 +18 14.11n–.01B Amer529C + 2 + 9 +57 39.72n–.38D Amer529C – 3 + 7 +30 21.99n–.12A Amer529C +16+ 12 +98 54.28n–.20B AmerC + 2 + 9 +57 39.44n–.37B– BalancedC + 2 + 5 +46 28.67n–.15B– BalancedC + 2 + 5 +46 28.84n–.15E Bldr529C – 5 + 4 +16 58.96n–.40A– Economy529C +11 + 9 +78 45.39n–.25A– EconomyC +12 + 9 +79 44.71n–.25C– Growth529C + 4+ 11 +40 56.07n–.30C GrowthC + 4+ 11 +40 56.71n–.31A GrowthC +16+ 12 +98 54.13n–.20E IncomeBldr – 5 + 4 +17 58.98n–.40D IncomeC – 3 + 7 +30 21.79n–.12B Invs529C 0 + 9 +65 60.78n–.53B InvsC 0 + 9 +65 60.51n–.53C+ Mutual529C – 4 + 7 +48 41.26n–.30B Mutual529C – 4 + 9 +56 45.64n–.30C+ MutualC – 4 + 7 +48 40.91n–.30A– NewPerC +13+ 14 +83 51.02n–.24A– Perspective +13+ 14 +82 50.91n–.23B+ SmCpWld529C +11+ 11 +63 56.73n–.01B+ SmlCapWldC +11+ 11 +63 55.62n+.00B WashingtonC – 4 + 9 +56 45.36n–.30C+ WorldGr + 1 + 9 +41 51.58n–.47

Load: NoneExpenses: 0.46%Symbol: HGIYX

Hartford Core Equity YSector weightings as of

2019: 33.84% 3-yr. avg.: 14.80%YTD: 6.13% 5-yr. avg.: 13.36% 10-yr. avg.: 15.13%

Source: Morningstar Direct

Cyclical 27.77%Basic materials 2.17 2.18%Consumer cyclical 11.06 11.20Financial services 12.39 12.82Real estate 2.15 2.61

Economically sensitive 42.41Communication services 8.58 11.10Energy 0.99 2.32Industrials 8.37 8.32Technology 24.47 25.22

Defensive 29.81Consumer defensive 10.53 7.33Health care 15.56 14.07Utilities 3.72 2.83

% of stock assets

% ofS&P 500

Mammen Chally

5

8

11

14

17

20%

15-yr avg1 year

Hartford Core Equity YLarge-cap blend fundsS&P 500

Total returns as of 9/15/20

Total returns as of 9/15/20

7/31/20

B Y P A U L K A T Z E F F

INVESTOR’S BUSINESS DAILY

Joe Biden and Kamala Harris areproposing 401(k) changes to turbo-charge retirement saving for peo-ple in the two lowest tax brackets.If your income is above $400,000— in the upper part of the 35%bracket or anywhere in the 37% —you would be hit with extra tax ofup to $206 for every $1,000 youcontribute to your 401(k) plan.

Everyone in between? People inthe 22%, 24%, 32% and most in the35% brackets? The Biden cam-paign has said taxes would not risefor people earning up to $400,000.They’d get a pass on the higher tax.

Biden’s still nascent reform aimstoequalizetaxbenefits indollars forretirement savings for lower- andupper-incometaxpayers.

But the side-effect means lowerretirement savings tax breaks forhigher income taxpayers, albeit byrelatively small amounts.

The Biden 401(k) plan wouldapply to traditional 401(k) ac-counts and likely to traditionalIRAs, including Simple IRAs, too.

Credit, Not DeductionThe changes involve math only

an accountant could love.For one thing, the rule changes

would not replace one tax with an-other. Rather, the change would re-place current tax deductions forcontributions to traditional401(k)s and IRAs with a newacross-the-board 26% tax credit.

That’s the size credit the TaxFoundation estimates Biden needsto balance the tax impact on theTreasury, while still achieving itspolicy goal of boosting the savingsincentive for lower income people.

It would also equalize tax bene-fits forretirement savings contribu-tions in dollars. Now, a person inthe 37% tax bracket gets a biggerdollar benefit than someone in, say,the 24% bracket.

Here’s what the plan boils downto. If you are a single taxpayerwhose 2021 taxable income is asmuch as $41,000 or married filingjointly with taxable income up to$82,000, you’ll end up with more

retirement savings if you contrib-ute as much as you already do.

Why? For every $1,000 you con-tribute to one of those retirementsavings accounts, your tax bill willgo down by as much as a net $134vs. your tax savings under currentrules, according to calculations byGarrett Watson, senior policy ana-lyst at the politically independentTax Foundation.

What’s the impact for higher in-come taxpayers?

Let’s say you’re in the highest taxbracket, 37%. That marginal taxrate applies to single people withtaxable income of $529,850 ormore. It applies to married filingjointly with taxable income of$635,800 or more. Those are Wat-son’s projections of the 2021 brack-et starting points. They’re slightlyhigher than 2020’s actual brackets.

If you’re single or a married jointfiler, your tax bill will rise by $206for every $1,000 you kick in to oneof those retirement savings ac-counts vs. your tax savings undercurrent rules, Watson says.

That’s a 0.04% tax hike for sin-gles in the 37% bracket. It’s 0.02%for marrieds filing jointly. “To cal-culate the average percentagechange in tax, you take the new taxand add it to total tax paid and di-vide it by total income, not by the$1,000 contribution put into the re-tirement plan,” Watson said.

How should higher income tax-payers feel about the plan? Taxbills would rise, but only for peoplewith income above $400,000.

Tax increases in dollars would besmall, Watson says. You’d still get atax benefit, just a smaller one.

“The idea is to increase the taxbenefit for lower tax bracket peo-ple, to encourage them to savemore for retirement,” Watson said.

The Biden-Harris campaign hasnot spelled out the proposal in de-tail, like how the tax increase ex-emption for people earning lessthan $400,000 would work.

Watson makes his comparableimpactcalculations by reverseengi-neering the numbers. He convertsthe 26% tax credit into a 20.5% taxon each $1 earned. That shows theafter-tax cost of contributions to aretirement savings account.

Higher-tax-bracket taxpayerscould avoid any change in theiroverall tax impact by switching to aRoth 401(k) account, if their planoffers one. Most withdrawals fromRoth accounts are tax-free.

Mutual Fund Performance

36 Mos YTD 12Wk 5 Yr NetPerformance % % After Asset NAVRating Fund Chg Chg Tax Rtn Value Chg

Top Fund Avoids Fads, Sticks ToLeading Stocks Like Apple, AmazonHartford Core Equity

Seeks large caps whosereturns on assets improve,with downside protection

Eighty-two percent of Americans say the coronavirus pandemic has caused them to change their financial priorities. Many of their new habits are an improvement.

Shifting Financial Priorities

LONG VIEW

Source: depositaccounts.com

Percentage of Americans who say these are their top new financial priorities

TRACKING TRENDSMost important lessons people say they’ve learned

0 10 20 30 40 50%Saving more

Sticking to budgetTracking spending more

Building emergency fundPaying down debt

Checking bank balancesmore often

0 5 10 15 20 25 30%

No industry is immunefrom layoffs

Paying off debtsduring good times

Having an emergency fund










For Friday, September 18, 2020

FUNDS & PERSONAL FINANCE

......................................................................................................................................................................

How To Read IBD Mutual Fund TablesIBD tables have funds with 36-Month Performance Rating A+, A or A-, at least $200 million assetsplus funds ranked by assets regardless of their performance. All other mutual funds are found atwww.investors.com/ibd-data-tables. O denotes independent fund not part of family listed above.Each 36-Month Rating, vs. all other mutual funds, is recalculated monthly on a total return basis.Dividends and capital gains included. Daily accrual fund returns are calculated on a monthly basis.A+=Top 5%, A=Top 10%, A#=Top 15%, B+=Top 20%, B=Top 25%, B#=Top 30%, C+=Top 35%,C=Top 40%, C#=Top 45%, D+=Top 50%, D=Top 60%, D#= Top 70%, E=Below 70%. A+, A, A#and B+ 36-Month Ratings are boldfaced. Top 2% of funds in % performance yesterday are bold-faced. Performance of income funds may be compared to other income funds. b=assets used to pay12(b)(1) plan distribution costs, r=redemption charge may apply, n=no initial load and appears afterNet Asset Value, m=multiple fees, p=previous day’s quote, s=split, x=ex-dividend or capital gainsdistribution. 5-Yr After Tax Rtn=5 year after-tax return assuming average income tax rate of 35% ondividends and 15% long-term capital gains rate. NAV Chg is calculated vs. the prior session.

M U T U A L F U N D P R O F I L E Y O U R F I N A N C E S

A12 WEEK OF SEPTEMBER 21, 2020 INVESTORS.COM





American Funds E$ 1296 bil 800–421–8511

A– AMCAP529E + 7 + 8 +75 33.78n–.24B+ Amer529E + 2 + 9 +58 39.64n–.38D+ Amer529E – 3 + 7 +32 21.97n–.12A Amer529E +17+ 12+103 58.18n–.21B– BalancedE + 3 + 6 +48 28.80n–.15E Bldr529E – 5 + 5 +18 58.83n–.40C– Bond529E + 9 + 1 +20 14.11n–.01A– Economy529E +12 + 9 +84 49.71n–.27C Growth529E + 5+ 11 +42 57.09n–.30B+ Invs529E 0 + 9 +67 60.67n–.52B– Mutual529E – 3 + 8 +50 41.26n–.29B Mutual529E – 3 + 9 +57 45.61n–.30A– NewPer526E +13+ 14 +86 52.24n–.24A– SmCpWld529E +12+ 11 +68 62.41n–.01B– World529E + 1 + 9 +45 51.88n–.47

American Funds F$ 2706 bil 800–421–8511

A– AMCAP529F1 + 7 + 8 +79 35.26n–.26A– AMCAPF1 + 7 + 8 +77 35.01n–.25B+ Amer529F + 3 + 9 +61 39.71n–.38A Amer529F +17+ 12+106 58.80n–.22C– Amer529F1 – 3 + 8 +34 22.02n–.12B+ AmerF1 + 2 + 9 +59 39.78n–.38B BalancedF + 3 + 6 +50 28.78n–.15B– BalancedF1 + 3 + 6 +49 28.84n–.14E Bldr529F – 4 + 5 +20 58.78n–.40C– Bond529F + 9 + 1 +22 14.11n–.01C– BondF1 + 9 + 1 +21 14.11n–.01B– CapitalF1 + 1 + 9 +46 52.00n–.48A Economy529F +12 + 9 +87 50.62n–.28A– EconomyF1 +12 + 9 +86 51.47n–.28A F1Growth +17+ 12+105 59.23n–.22C+ Growth529F1 + 5+ 11 +45 57.73n–.31C GrowthF1 + 5+ 11 +44 58.20n–.31E IncomeBldr – 5 + 5 +19 58.81n–.40D+ IncomeF1 – 3 + 7 +33 22.02n–.12B+ Invs529F1 0 + 9 +69 60.63n–.52B+ InvsF1 0 + 9 +68 60.78n–.53B– Mutual529F – 3 + 8 +52 41.49n–.30B Mutual529F1 – 3 + 9 +59 45.74n–.30B MutualF1 – 3 + 9 +58 45.82n–.30B– MutualF1 – 3 + 8 +51 41.34n–.30B NewWorldF1 + 5+ 10 +64 73.81n–.57A Perspective +14+ 15 +89 52.76n–.24A– SmCpWld529F +12+ 11 +72 66.05n–.01A– SmlCapWldF1 +12+ 11 +70 64.80n–.01B– World529F + 1 + 9 +47 51.96n–.47

American Funds F2$ 1416 bil 800–421–8511

A– AMCAPF2 + 7 + 8 +79 35.67n–.25B Balanced + 3 + 6 +50 28.84n–.15C BondFund + 9 + 1 +22 14.11n–.01B– CapitalWrld + 1 + 9 +47 52.05n–.48E CaptlIncome – 4 + 5 +20 58.75n–.40C+ EuropacGrth + 5+ 11 +45 58.36n–.32C– F2Income – 2 + 8 +34 22.06n–.12B+ FndmntalInv + 1 + 9 +69 60.78n–.53A GrowthFunds +17+ 12+107 59.58n–.23B+ InvmtCo + 3 + 9 +61 39.87n–.37B– MutualF2 – 3 + 8 +52 41.52n–.29

A NewEconomy +12 + 9 +87 51.24n–.29A NewPerF2 +14+ 15 +90 53.44n–.24A– SmlCapWldF2 +12+ 11 +73 67.16n–.01B Washington – 3 + 9 +60 45.95n–.30

American Funds R1$ 1276 bil 800–421–8511

A– AMCAPR1 + 7 + 8 +71 31.26n–.22B– Balanced + 2 + 5 +46 28.65n–.15D+ BondR1 + 9 + 1 +18 14.11n–.01E CapitalIncm – 5 + 4 +17 58.91n–.40C+ CapitalWrld + 1 + 9 +43 51.64n–.47C– EuropacGrth + 4+ 11 +40 55.70n–.30B FndmntalInv 0 + 9 +65 60.51n–.52A GrowthR1 +16+ 12 +98 55.10n–.21B InvmtCoR1 + 2 + 9 +56 39.55n–.38C+ MutualR1 – 4 + 7 +48 41.09n–.29A– NewEconmyR1 +12 + 9 +79 46.44n–.25A– NewPrspR1 +13+ 14 +83 50.60n–.23B+ SmlCapWldR1 +11+ 11 +64 57.66n+.00B Trgt2045R1 + 4 + 9 +58 16.88n–.10B WasngtnMutl – 4 + 9 +55 45.50n–.30


A– AMCAPR2 + 7 + 8 +71 31.25n–.23B AmerR2 + 2 + 9 +56 39.61n–.37B– BalanceR2 + 2 + 5 +46 28.67n–.15D+ BondR2 + 9 + 1 +18 14.11n–.01E CapitalIncm – 5 + 4 +17 58.88n–.41C+ CapitalWrld + 1 + 9 +43 51.47n–.47C EuropacGrth + 4+ 11 +40 56.21n–.31B FndmntalInv 0 + 9 +65 60.45n–.53A GrowthR2 +16+ 12 +99 55.78n–.21C+ MutualR2 – 4 + 7 +48 41.03n–.29A– NewEconmyR2 +12 + 9 +79 46.77n–.26A– NewPrspR2 +13+ 14 +83 51.09n–.23B+ SmlCapWldR2 +11+ 11 +64 57.72n–.01B WasngtnMutl – 4 + 9 +55 45.29n–.30


A– AMCAPR3 + 7 + 8 +75 34.01n–.24B– BalanceR3 + 3 + 6 +48 28.71n–.15C– BondR3 + 9 + 1 +20 14.11n–.01E CapitalIncm – 5 + 5 +18 58.84n–.40C+ CapWrld + 1 + 9 +45 51.77n–.47C EuropacGrth + 5+ 11 +42 57.07n–.30B+ FndmntalInv 0 + 9 +67 60.66n–.53A GrowthR3 +16+ 12+103 58.32n–.22D+ IncomeR3 – 3 + 7 +31 22.00n–.12B+ InvmtCoR3 + 2 + 9 +58 39.73n–.38B– MutualR3 – 3 + 8 +50 41.19n–.30A– NewEconmyR3 +12 + 9 +84 49.85n–.28A– NewPrspR3 +13+ 14 +86 52.18n–.24A– SmlCapWldR3 +12+ 11 +68 62.21n+.00B WasngtnMutl – 3 + 9 +57 45.58n–.30


A– AMCAPR4 + 7 + 8 +77 35.00n–.25B– BalancedR4 + 3 + 6 +49 28.81n–.15C– BondR4 + 9 + 1 +21 14.11n–.01E CapitalIncm – 5 + 5 +19 58.80n–.40B– CapitalWrld + 1 + 9 +46 51.99n–.47C EuropacGrth + 5+ 11 +44 57.20n–.31

B+ FndmntalInv 0 + 9 +68 60.67n–.53A GrowthR4 +17+ 12+105 59.07n–.22D+ IncomeR4 – 3 + 7 +33 22.04n–.12B+ InvmtCoR4 + 2 + 9 +60 39.77n–.37B– MutualR4 – 3 + 8 +51 41.39n–.30A– NewEconmyR4 +12 + 9 +86 50.73n–.28A– NewperpR4 +13+ 14 +88 52.76n–.24A– RetireR4 + 5 + 9 +80 16.92n–.10A– SmlCapWldR4 +12+ 11 +71 65.17n–.01B WasngtnMutl – 3 + 9 +59 45.73n–.30


A– AMCAPR5 + 7 + 8 +80 35.99n–.25B BalancedR5 + 3 + 6 +50 28.89n–.15C BondR5 +10 + 1 +23 14.11n–.01E CapitalIncm – 4 + 5 +20 58.81n–.40C+ EuropacGrth + 5+ 11 +45 58.44n–.32A GrowthR5 +17+ 12+107 59.73n–.22B+ InvmtCoR5 + 3 + 9 +52 39.88n–.38B– MutualR5 – 3 + 8 +52 41.53n–.30A NewEconmyR5 +12 + 9 +88 51.68n–.28A NewperspR5 +14+ 15 +90 53.60n–.25A– SmlCapWldR5 +12+ 11 +73 68.32n–.01B WasngtnMutl – 3 + 9 +60 45.97n–.31


A– AMCAPR6 + 7 + 8 +80 35.89n–.26B BalancedR6 + 3 + 6 +51 28.87n–.15C BondR6 +10 + 1 +23 14.11n–.01E CapitalIncm – 4 + 5 +20 58.78n–.40B– CapitalWrld + 1 + 9 +48 52.11n–.47C+ Europacific + 5+ 11 +46 58.51n–.32B+ FndmntlInvs + 1 + 9 +69 60.81n–.53A GrowthR6 +17+ 12+107 59.83n–.22C– IncomeR6 – 2 + 8 +34 22.09n–.12B+ InvmtCoR6 + 3 + 9 +61 39.87n–.38B– MutualR6 – 3 + 8 +52 41.54n–.30A NewEconmyR6 +12 + 9 +88 51.47n–.28A NewPerR6 +14+ 15 +91 53.70n–.24A– SmlCapWld +12+ 11 +74 67.62n+.00B WasngtnMutl – 3 + 9 +60 46.02n–.30

Amerindo Funds$ 85.4 bil 888–832–4386

B– CpWrldG&IR5 + 1 + 9 +47 52.13n–.47AMG Funds$ 47.9 bil 800–548–4539

A– BrandywineI + 6 + 8 +77 55.02n–.31A GrowthN +16+ 13 +79 21.71n–.21A MidCapGrZ +10 + 9 +77 20.30n–.03A Mont&CldGrI +16+ 13 +81 21.89n–.22A– SmlCpGr + 6 + 8 +58 15.36n–.02A– SpcEQFdInst + 8+ 10 +74 125.94n–.16A– SpclEqN + 8+ 10 +72 120.38n–.16A TSMidGrPr +10 + 9 +75 19.50n–.02A– TSSmCpGr + 5 + 8 +58 14.71n–.02

AmSouth A$ 107 bil 800–451–8382

C– IncomeR5 – 2 + 8 +34 22.08n–.12AQR Funds$ 78.0 bil 866–290–2688

A– Deffensive + 4+ 11 +93 24.77n+.00A LargeCap +12+ 12 +95 27.69n+.00A Momentum +10+ 12 +83 23.83n+.00A MomentumI +10+ 12 +83 23.90n+.00A MomentumL +10+ 12 +81 23.89n+.00

Artisan Funds$ 75.4 bil 800–344–1770

A GrowthOppo +26+ 15+120 35.15n+.00A+ MidCapInst +31+ 10 +97 52.39n+.15A+ SmallCapInv +23 + 8+126 41.57n+.05

Asstmgmt

$ 14.7 bil 877–225–5266A– LargeCpR6 +11+ 10 .. 20.88n–.23

Ave Maria Funds$ 2.0 bil 866–283–6274

A Growth + 7+ 10 +96 40.61n–.40

— B —Baird Funds$ 102 bil 866–442–2473

A MidCapInv +10 + 9 +91 23.77n–.18Baron Instl$ 10.4 bil 800–992–2766

A Asset +13 + 8+111 101.35n–.63A+ BaronGrt +33 + 9+178 45.71n–.16A+ Opportunity +47+ 15+206 35.11n–.05A– RealEstate +21+ 20 +69 32.41n–.39A SmallCap +17+ 16 +86 36.04n–.14

Baron Retail$ 5.2 bil 800–992–2766

A+ Partners +74+ 57+260 120.46n+1.9Baron Funds$ 6.1 bil 800–992–2766

A Asset +12 + 8+108 97.04n–.60A+ Discovery +30+ 20+144 27.68n+.02A+ Opportunity +47+ 15+201 33.52n–.04A– RealEstate +21+ 20 +67 31.74n–.38

Berkshire Funds$ 551 mil 877–526–0707

A+ Focus +48+ 18+230 40.89n–.03BlackRock$ 5.9 bil 212–810–5596

A OppsSvc +10 + 8 +68 71.19n+.04BlackRock A$ 142 bil 212–810–5596

A+ CapAppInvA +20 + 9+121 33.22 –.36A– CoreInv + 5+ 11 +71 17.71 –.17A+ EqInvA +17 + 8+129 30.29 –.08C+ Glob Alloc + 8 + 9 +32 20.19 –.09A+ LarCapGrInv +17+ 11+121 19.10 –.19A OppsInvA +10 + 8 +68 70.94 +.04

A Sciences +10 + 8 .. 75.03n+.04A– SmCapGr + 3+ 11 +51 14.07 –.02A– ValueOpps + 4+ 10 +59 30.05 –.28

BlackRock BlRk$ 9.4 bil 212–810–5596

A+ CapAppK +21 + 9+126 36.94n–.40BlackRock C$ 149 bil 212–810–5596

A AdvLarCap +16+ 11+114 16.08n–.17A+ CapAppInvC +20 + 9+108 22.26n–.24A– CapCoreInv + 4+ 10 +64 14.91n–.14A+ EqInvC +16 + 8+120 23.29n–.07A– EquityInvC + 4+ 13 +48 13.66n–.14C GlobAlloc + 8 + 9 +28 17.83n–.08A– HealthInvB + 9 + 8 +62 61.01n+.03

BlackRock Instl$ 151 bil 212–810–5596

A+ CapAppInst +21 + 9+125 36.64n–.40A– CapGrInstl + 3+ 11 +54 19.94n–.03A+ EqInstl +17 + 8+132 35.17n–.10C+ Glob Alloc + 9+ 10 +34 20.36n–.09A– LarCapCore + 5+ 11 +73 18.48n–.18A– LngHrznEqty + 5+ 13 +53 13.63n–.14A+ LrgeCapInst +17+ 11+121 20.08n–.20A SciOpInst +10 + 8 +71 74.90n+.04A+ Technology +45+ 12+295 53.09n–.08A– ValueOpps + 4+ 10 +61 31.47n–.29

BlackRock K$ 34.4 bil 212–810–5596

A– S&P500Ind + 4+ 11 +89 394.12n–4.5Blackrock R$ 100 bil 212–810–5596

A– AdvCapCore + 5+ 11 +68 16.40n–.15A+ CapAppR +20 + 9+115 26.11n–.28A+ EquityR +16 + 8+126 29.69n–.08C+ Glob Alloc + 8 + 9 +30 19.05n–.09A OppsR +10 + 8 +66 69.12n+.04A– ValOppor + 4+ 10 +54 21.72n–.20

BlackRock Svc$ 34.8 bil 212–810–5596

A+ MidCapEqSvc +17 + 8+129 31.70n–.09A– SmCapGr + 3+ 11 +52 16.04n–.03

Blackrock Funds$ 143 bil 212–810–5596

A+ Oppertunity +44+ 12+274 40.81n–.07E StratIncOpp + 1 + 3 +6 10.09n–.01E StratIncOpp + 1 + 3 +8 10.10n–.01E StrtIncOppA + 1 + 3 +8 10.10 –.01

BNY Mellon$ 47.3 bil 212–495–1784

A– EquityOppM + 4+ 13 +91 16.68n–.21A– EquityY + 3 + 9 +78 21.67n–.29A– GlobStockI + 5+ 10 +72 24.13n–.24A– GrowthA +10+ 10 +83 59.24 –.64A+ GrowthZ +24+ 12+119 18.78n–.22A LgCapEqI + 8+ 12 +89 23.15n–.23A+ ResearchGrw +24+ 12+119 18.38n–.22A– S&P500Idx + 4+ 11 +74 52.22n–.59A– SmallCap + 7+ 11 +59 27.45n–.07A+ SmMdCpGrI +32 + 8+153 33.14n+.11A– TxSnstvLgCp + 3+ 11 +76 16.68n–.18A USEqFdZ + 9+ 10 +76 14.78n–.18

BridBuild$ 49.6 bil 855–823–3611

A MidCapGrwth + 9 + 9 +91 15.60n–.07Bridgeway Funds$ 2.9 bil 800–531–4066

A– BluChp35Idx 0+ 10 +80 14.96n–.17Brown Advisory$ 9.2 bil 410–537–5400

A– CapGrowth + 7+ 10 +79 23.60n+.00A EquityInv + 7+ 12 +98 26.55n–.27A FlexEqtInst + 7+ 12 +99 26.62n–.27A+ GrowEqtInst +19+ 10+135 31.22n–.37A+ GrowthI +20+ 10+150 33.94n–.29

Brown Captl Mgmt$ 5.1 bil 877–892–4226

A SmallCo +17 + 4+125 116.12n–.07Buffalo Funds$ 2.2 bil 800–492–8332

A+ SmallCap +24+ 11 +85 16.92n–.01

— C —Calamos Funds$ 33.8 bil 630–245–7200

A ConvertC +25+ 12 +67 22.51n–.09A ConvertI +25+ 12 +72 20.05n–.08A– Gr&IncI + 7+ 10 +65 35.05n–.33A GrowthC +11 + 9 +53 18.13n–.16A GrowthI +12+ 10 +73 49.06n–.45A– IncomeA + 7+ 10 +64 36.65 –.35

Calvert Group$ 4.3 bil 800–368–2745

A+ EquityC +12+ 12 +90 33.23n–.31Carillon Family$ 23.3 bil 800–421–4184

A CapApprI +13 + 9+108 54.52n–.56A CapitalAppA +13 + 9+105 51.62 –.54A EglMidCpGrA +14+ 11+101 75.31 –.11A MidCap +15+ 11+105 81.00n–.12A MidCapGrw +15+ 11+104 80.30n–.13A MidCapGrw +14+ 11 +98 72.43n–.11A MidCapGrw +14+ 11+104 80.06n–.12

CGM Funds$ 1.3 bil 800–345–4048

E Focus –20+ 14 –33 27.72n–.35E Mutual – 4+ 13 –5 25.79n–.14

Champlain$ 2.0 bil 866–773–3238

A MidCap b + 7 + 8+100 21.60n–.18ClearBridge Inv$ 20.8 bil 800–691–6960

A– ApprecatnA + 3+ 13 +77 27.12 +.00A+ SmallCapGrA +15+ 12+104 39.79 +.00

Columbia A$ 112 bil 800–345–6611

A– AcornA + 8+ 10 +45 11.90 –.02A– ContraCore + 6+ 11 +75 28.25 –.30A Conv Secs +23+ 14 +82 26.13 +.03A GlobalEq +13+ 10+111 16.92 –.14A LargeGrA +17 + 9+111 50.85 –.49A LargeGrow +12 + 9 +96 10.32 –.11A– Lg Cp Idx + 4+ 11 +81 51.40n–.58A– LrgCapCore + 6 + 9 +83 15.57 –.15A– LrgEnCore + 3 + 9 +70 24.19n–.27A MidCapGrow +13+ 11 +68 26.48 –.09A SelCom&Inf +10 + 8+155 88.13 –.70A+ SelGlbTch +11 + 9+161 49.63 –.35A+ SelLgGr +22+ 12 +93 13.65 –.12A+ SmallGrI +29+ 12+110 24.43 +.05A+ Technology +23+ 10+219 48.75 –.47

Columbia C$ 95.2 bil 800–345–6611

A ConvSecs +22+ 14 +77 26.01n+.03A LargeGrow +22+ 12 +82 10.71n–.10A LrgCapGrow +16 + 9+102 40.31n–.39A MidCapGr +12+ 11 +60 20.20n–.06A SelgCom&Inf +10 + 8+140 53.58n–.43

A SelGlbTch +11 + 8+149 35.71n–.25A+ Technology +23+ 10+208 43.14n–.41

Columbia I,T&G$ 24.7 bil 800–345–6611

A LargeGrT +17 + 9+111 50.32 –.48A MidCapGrT +13+ 11 +68 26.34 –.09A+ SmallGrI +29+ 12+114 26.44n+.06

Columbia R$ 132 bil 800–345–6611

A– ContraCore + 6+ 11 +77 29.08n–.31A– Contrar + 6+ 10 +73 28.24n–.29A– Contrar + 6+ 11 +77 29.07n–.30A Convert +23+ 14 +84 26.40n+.03A– CoreR5 + 2 + 8 +72 12.15n–.12A– Largecap + 4+ 11 +83 52.68n–.60A+ LargeGrow +23+ 12 +98 15.50n–.14A MidCapGr +13+ 11 +71 29.43n–.10A SelCom&Inf +10 + 8+152 82.59n–.66

Columbia Y$ 39.8 bil 800–345–6611

A– ContrarCore + 6+ 11 +77 29.09n–.30A+ LrgCapGr +23+ 12 +98 15.80n–.14A– LrgEnCore + 3+ 10 +73 24.19n–.27

Columbia Z$ 49.5 bil 800–345–6611

A– DisCore + 2 + 8 +72 12.20n–.12A– Thermostat +20 + 6 +48 17.71n–.08

Columbia Funds$ 35.4 bil 800–345–6611

A– AcornInst + 8+ 10 +50 15.15n–.03A– ContraCore + 6+ 11 +75 27.93 –.30A ConvSecs +23+ 14 +84 26.18n+.03A+ SelCom&Inf +10 + 8+160 98.82n–.78A+ SelGlob +12 + 9+164 50.83n–.35A+ SeligCom +10 + 8+159 98.26n–.78

Conestoga Cap Adv$ 4.7 bil 484–654–1380

A– SmallCapInv + 3 + 5+106 61.13n–.21A– SmlCap + 3 + 5+111 61.97n–.20

CONGRESS$ 1.3 bil 800–234–4516

A+ CapGrowth +18+ 10+124 37.86n–.49A– GrwthRetail + 9+ 11 +84 23.74n–.10

— D — E —Davenport Funds$ 1.5 bil 800–846–6666

A– EquityOpp + 4+ 12 +64 20.88n–.20DealwareInv$ 20.9 bil 877–693–3546

A– HealthcareI + 6 + 3 +71 28.41n+.05A SelectGrow +15 + 7 +59 21.74n–.08

Dearborn

$ 613 mil 312–795–1000A– RisDvdA + 2+ 10 +73 18.34 –.18A– RisingDiv + 2+ 10 +75 18.36n–.19

Delaware A$ 55.2 bil 877–693–3546

A GrwEquity +10 + 9 +82 13.35 –.11A– HealthCare + 6 + 3 +69 28.17 +.04A SelectGrow +16 + 8 +73 38.24 –.13A+ SMIDCapGrow +47+ 18+145 36.44 +.15A USGrowth +20 + 8 +82 24.76 –.20

Delaware C$ 36.2 bil 877–693–3546

A GrowthC +20 + 8 +73 19.54n–.16A– HealthcareC + 5 + 3 +64 26.43n+.04A LrgCpGrow +16+ 12+100 17.20n–.20A+ SMIDCapGrow +46+ 18+122 14.58n+.06

Delaware Instl$ 39.3 bil 877–693–3546

A LargeCap +17+ 12+110 21.39 –.24A SelectGrow +16 + 8 +76 43.36n–.15A+ SmidCapGrwt +47+ 18+153 51.80n+.22A SmlCpGrow +19+ 15 +73 17.11n–.02A USGrowth +20 + 8 +86 28.10n–.24

DEUTSCHE Asst & Wealth$ 3.5 bil 800–621–7705

A– Eq500Idx + 4+ 11 +71 193.41n–2.2A+ LgCpFocGrw +24+ 12+129 67.08n–.48

Dimensional Funds$ 366 bil 512–306–7400

A– SustUSCor1 + 3+ 11 +81 25.56n–.24A USLCpGr + 9+ 11+106 25.04n–.27A– USLgCo + 4+ 11 +88 25.54n–.29

Dodge&Cox$ 228 bil 800–621–3979

C– Income + 7 + 2 +22 14.81n–.01E IntlStock –15 + 6 +6 37.22n–.49C– Stock – 9+ 10 +42 171.43n–1.1

Domini Soc Inv$ 5.0 bil 800–762–6814

A EqtInstl +13+ 12 +72 26.92n–.28A– EquityR +13+ 12 +44 26.96n–.27

Doubleline Funds$ 165 bil 213–633–8200

A– Enhance + 3+ 17+100 16.43n–.17D ReturnBdI + 4 + 1 +12 10.75n–.01D– TotRtrnBndN + 3 + 1 +11 10.75n+.00

Dreyfus$ 38.0 bil 800–346–8893

A Apprciatn +10+ 11 +79 36.19n–.41A– GlobalA + 4+ 10 +70 23.73 –.23A+ Research +24+ 12+118 18.33 –.21A– SustinUSEqt + 9+ 10 +73 14.34 –.18A– WldWdGrwthC + 9+ 10 +77 50.47n–.55



Feb 19 2.6%Mar 19 2.6%Apr 19 2.6%May 19 2.7%Jun 19 2.5%Jul 19 2.5%

Aug 19 2.6%Sep 19 2.5%Oct 19 2.5%Nov 19 2.4%Dec 19 2.1%Jan 20 2.3%

Feb 20 2.3%Mar 20 2.7%Apr 20 2.6%May 20 2.4%Jun 20 2.0%Jul 20 1.9%




U.S. Stock Fund Cash Position High (11/00) 6.2% Low (07/20) 1.9%





Top Growth FundsLast 3 Months (All Total Returns)

Performance% Change Rating $ Net

Mutual Fund Last 3 Mos 36 Mos Assets

Baron Retail Partners " 57 A" 5.2 bilFidelity LvgCoStk " 18 B 2.3 bilFidelity BluChpGro " 16 A" 34.8 bilFidelity GrowthCo " 16 A" 50.4 bilAmer Cent Inv FocusedInv " 16 A" 974 mil

Lord Abbett A DvlpGrowth " 15 A" 2.7 bilDelaware Instl SmlCpGrow " 15 A 548 milPutnam A Sustainable " 15 A 387 milVirtus Funds A EnhanCoreEq " 14 B 134 milVanguard GrowthInv " 14 A" 32.7 bil

PgimInvest GrowthA " 14 A" 270 milSterling CapitalSpecialIn " 14 B 1.126 bilVanguard Index ExtndMkt " 13 B" 69.3 bilRoyce ValuePlsSer " 13 B" 257 milMeridian Funds GrowthLgcy " 13 B" 2 bil

Wilshire Funds LrgCoGrowth " 13 A" 236 milLKCM Funds EqtyInstl " 13 A 353 milPriceFds ExtEqMktIx " 13 B" 850 milJP Morgan Instl USEquity " 13 A 14.5 bilAlger Spectra " 13 A" 6.5 bil

Guidestone EqInvestor " 13 A" 1.7 bilEagle SmCapGrA " 13 B" 5.1 bilThrivent Funds A MidCapStk " 13 B# 2.2 bilThrivent Funds A GrowthA " 13 A" 1.4 bilWesMark Funds Growth " 13 A# 354 mil

Top Growth FundsLast 36 Months (All Total Returns)

Performance% Change Rating $ Net

Mutual Fund YTD 36 Mos Assets





Baron Retail Partners " 74 A" 5.2 bilAmer Cent Inv FocusedInv " 45 A" 974 milFidelity GrowthCo " 40 A" 50.4 bilFidelity BluChpGro " 34 A" 34.8 bilVanguard GrowthInv " 33 A" 32.7 bil

BNY Mellon SmMdCpGrI " 32 A" 3 bilLord Abbett A DvlpGrowth " 31 A" 2.7 bilThrivent Funds A GrowthA " 25 A" 1.4 bilPrncplFnds GrowthIInst " 19 A" 10.9 bilGabelli AAA GrowthAAA " 21 A" 821 mil

Federated Hermes A MDTLrgGr " 19 A" 190 milBNY Mellon GrowthZ " 24 A" 1.7 bilMFS Funds A GrowthA " 17 A" 36.5 bilPgimInvest GrowthA " 24 A" 270 milPriceFds InstlLgCore " 20 A" 4.7 bil

Vanguard Index GrowthInvst " 21 A" 117.7 bilGuidestone EqInvestor " 21 A" 1.7 bilEdgeWood GrwthInstl " 21 A" 21.8 bilAlger Spectra " 24 A" 6.5 bilBuffalo Funds SmallCap " 24 A" 614 mil

PriceFds TaxEfficEq " 15 A" 589 milBlackRock Instl LrgeCapInst " 17 A" 795 milAmana GrowthInv " 15 A" 2.1 bilWilshire Funds LrgCoGrowth " 23 A" 236 milFidelity Contrafund " 19 A" 128.6 bil

All of the Assets being sold shall be sold and assigned to Buyer free and clear of all liens and interest in accordance with 11 U.S.C. Section 363(f) with any such liens and interest to attach to the sales proceeds paid

Description

CHRISTIN A. BATT, ESQ., Attorney for Leslie T. Gladstone, Chapter 7 Trustee Estate of Garden Fresh Restaurants, LLC ; 401 Via Del Norte, La Jolla, CA 92037 Email: [email protected] Phone: (858) 454-9887

Court Ordered Bankruptcy Sale “Dutch Auction”

Other Intellectual Property :

Trademarks /Trademark Applications Copyrights/ License Agreements Domain names Social Media Accounts Recipes

Soups Bakery good

Trade Secrets Marketing Materials Customer lists Other related Intellectual property assets

Strong Brand with Deeply Rooted Customer Loyalty

To receive information you must first complete an accredited-investment questionnaire, execute a nondisclosure agreement and consent to notice via email.

EXPERIENCED TEAMOur team is deeply knowledgeable, with industry veterans that have experience spanning dozens of market cycles.

BEST EXECUTIONAccess to all major exchanges and darkpools to best assess supply and demand.

UNIQUE ACCESSGain insight from highquality equity research and the PANARAY® investing platform.

William O'Neil Securities, Incorporated, member FINRA, NYSE, and SIPC, is a registered broker/dealer. For institutional clients only.

CONTACT US: (617) 936-7746

ONEILSECURITIES.COM

Let us help you navigate the market during this uncertain

time. For more than 55 years, William O’Neil Securities

has provided the resources, guidance and expertise to help

the buy-side trader generate alpha and become a value

add in their firm’s investment process.

ExcellenceA trading desk relationship

that is more robust than simple execution

INVESTOR'S BUSINESS DAILY MUTUAL FUND PERFORMANCE WEEK OF SEPTEMBER 21, 2020 A13






Price Funds$ 99.8 bil 800–638–7890

A– MidCapEqGr + 5+ 10 +82 63.87n–.41A– SmCapStkAd 0+ 12 +67 51.86n–.05

PriceFds$ 1640 bil 800–638–7890

A+ BluChpGr +19+ 11+146 145.66n–1.7A+ BlueChipGr +19+ 11+143 139.34n–1.7A+ BlueChipGrw +20+ 11+149 148.67n–1.8A– CapOpport + 4+ 11 +89 32.25n–.37A DiverMidCap + 7 + 7 +95 39.22n–.13A– DividendGr + 1+ 10 +81 53.54n–.50A– DividendGr + 1+ 10 +82 53.64n–.50A– EqIndex500 + 4+ 11 +88 88.46n–1.0A GlblGrowth +20+ 12+109 36.62n–.12A+ GlobalStk +24+ 14+142 56.68n–.25A+ GloblStkAdv +24+ 14+139 55.94n–.25A– Growth&Inc + 2+ 11 +67 30.83n–.31A+ GrowthI +22+ 11 .. 66.89n–.68A– GrowthI + 5+ 10 +78 100.13n–.62A+ GrowthI +20+ 11 .. 148.95n–1.8A GrowthStk +17+ 11+121 83.87n–1.1A+ GrowthStk +18+ 11+123 86.21n–1.1A GrowthStkR +17+ 11+118 80.51n–1.0A+ GrwStk +18+ 11+125 86.33n–1.1A– HealthSci +14 + 8 +56 92.45n+.38A– HealthSci +14 + 8 .. 92.51n+.37A+ Horizon +30+ 10+158 77.60n+.21A+ InstlLgCore +20+ 11+152 58.19n–.69A+ LgCpGrInstl +19+ 10+147 52.39n–.58A– MidCapGr + 5+ 10 +76 100.06n–.62A– MidCapGr + 5+ 10 +74 96.42n–.60A– MidCapGrR + 5+ 10 +72 92.83n–.57A+ NewAmerGr +22+ 11+137 65.04n–.67A+ NewHorizns +30+ 10+156 77.33n+.20A– OpporAdv + 4+ 11 +84 32.12n–.37A+ ScienceTech +21+ 13+153 52.15n–.38A+ SciTecAdv +21+ 12+153 51.16n–.37A– SmCapStk 0+ 12 +71 25.67n–.03A– SmCapStk 0+ 12 +69 52.49n–.05A+ TaxEfficEq +15+ 10+126 44.30n–.37A– TotEqMktIdx + 3+ 11 +83 36.80n–.37A– USLgCapCore + 2+ 11 +76 27.39n–.27

PRIMECAPOdyssey$ 29.5 bil 800–729–2307

A– AggrGrowth + 6 + 9 +85 47.70n–.06

Principal Investors$ 258 bil 800–222–5852

A– CapApprecA + 5+ 12 +73 51.77 –.55A– CapApprecC + 4+ 12 +63 33.07n–.36A– IndexJ + 4+ 11 +84 20.21n–.22A– LgS&P500 + 4+ 11 +86 20.44n–.23A– LgS&P500A + 4+ 11 +84 20.42 –.24A+ LrgGrowIJ +19+ 11+132 15.02n–.17A– MidCpBlndA + 3+ 11 +83 30.89 –.29A– MidCpBlndJ + 3+ 11 +84 29.63n–.28A MidGrIIIJ +11+ 10 +75 10.14n–.05A– Principal + 2+ 11 +79 28.74n–.27A SmGrIJ +12+ 11 +78 10.12n–.01

PrncplFnds$ 466 bil 800–222–5852

A+ BlueChipIns +20+ 11+157 32.04n–.38A CapitalApp + 5+ 12 +76 53.46n–.57A– CaptlApprci + 5+ 12 +75 52.82n–.56A+ GrowthI +19+ 11+134 18.19n–.21A+ GrowthIInst +19+ 11+137 19.09n–.22A GrowthIInst +12+ 11 +85 15.19n–.01A GrowthInst +12+ 10 +81 13.22n–.05A GrowthIR5 +12+ 11 +82 13.92n–.01A– LargeCap + 4+ 11 +82 20.44n–.23A– LargeCap + 4+ 11 +84 20.73n–.23A– LargeCap + 4+ 11 +84 20.52n–.23A+ LargeCap +18+ 10+130 16.85n–.20A+ LargeCap +19+ 11+132 17.33n–.19A– LrgCapIdx + 3+ 10 +78 19.84n–.22A– MidCapC + 2+ 11 +76 27.15n–.26A– MidCapInst + 3+ 11 +85 31.79n–.30A– MidCapR1 + 2+ 11 +78 28.13n–.26A– MidCapR3 + 2+ 11 +81 30.07n–.29A– MidCapR4 + 3+ 11 +83 31.49n–.30A– MidCapR5 + 3+ 11 +84 31.28n–.30

Prudential Funds$ 108 bil 800–225–1852

A GrowthR6 +13+ 12 +63 29.84n+.03A Jennison20 +12+ 13 +71 15.86n–.07A JnsonMidCap +13+ 11 +55 22.88n+.02

Prudential A$ 13.1 bil 800–225–1852

A+ IntlOppsA +31+ 13+124 27.44 +.08A– StockIndexA + 4+ 11 +71 46.45 –.52

Prudential C$ 24.6 bil 800–225–1852

A 20/20Focus +12+ 13 +73 10.91n–.04A– StockIndexC + 3+ 11 +66 45.76n–.52

Prudential Z&I$ 57.6 bil 800–225–1852

A 20/20Focus +13+ 13 +88 19.14n–.07Putnam$ 11.1 bil 800–225–1581

A+ GrwthOpp +24+ 11+160 51.19n–.55Putnam A$ 38.1 bil 800–225–1581

A ConvtSec +23+ 13 +72 30.39 –.08A– Research + 6+ 11 +86 35.99 –.37A Sustainable +26+ 15 +75 22.93 –.08

Putnam B$ 52.9 bil 800–225–1581

A ConvtSec +22+ 13 +67 29.62n–.07A FutureFunds +26+ 15 +69 20.13n–.08A+ GrowOpp +23+ 11+150 39.52n–.42A Leaders +14+ 12+101 76.98n–.71A– Research + 5+ 10 +80 32.67n–.34

Putnam C$ 46.4 bil 800–225–1581

A Future +26+ 15 +69 20.07n–.08A+ GrowthOpp +23+ 11+150 40.32n–.43A LeadersSus +14+ 12+102 86.05n–.81A– Research + 5+ 10 +79 32.60n–.34

Putnam Y$ 41.3 bil 800–225–1581

A ConvtSec +23+ 13 +73 30.38n–.08A+ GrowthOpp +24+ 11+163 50.82n–.54A MltCpGrw +14+ 12+114 117.15n–1.1A– Research + 6+ 11 +87 36.41n–.38A Sustain +27+ 15 +78 23.07n–.09

Russell Funds A$ 14.0 bil 800–787–7354

A– USDefEq + 3+ 10 +67 53.10 +.00Rydex C$ 339 mil 800–820–0888

A Nova – 1+ 16+112 75.00n–1.3

— S — T — U —Schwab Funds$ 91.6 bil 800–435–4000

A– 1000Index + 6+ 12 +84 75.27n+.00A– S&P500Idx + 5+ 12 +89 52.03n+.00A– TtlStkMkIdx + 5+ 12 +84 58.76n+.00

SEI Portfolios$ 21.2 bil 610–676–1000

A– S&P500IdxA + 4+ 11 +86 74.65n–.84Sequoia Fund$ 4.0 bil 800–686–6884

A Sequoia + 9+ 12 +21 167.36n–.88Spirit of America$ 1.1 bil 800–367–3000

A EnergyA +74 – 5 +14 11.64 –.13TCM Funds$ 441 mil 800–536–3230

A– SmCapGr 0+ 10 +67 36.65n–.21TCW Funds$ 25.7 bil 800–386–3829

A+ SelectEqN +23+ 10+116 29.50n–.29Thornburg A$ 32.0 bil 800–847–0200

A CoreGrowth +21 + 8+103 46.99 –.34Thrivent Funds A$ 28.9 bil 800–847–4836

A+ GrowthA +25+ 13+130 14.56 –.18A+ LargeCapGrw +26+ 13+136 16.45n–.21

TIAA–CREF FUNDS$ 50.2 bil 800–842–2252

A– EqPremier + 5+ 12 +80 21.73n+.00A– Growth&Inc x + 4+ 11 +74x15.18n–.19

TIAA–CREF Instl Retirement$ 71.6 bil 800–842–2252

A– EquityIdx + 5+ 12 +84 24.89n+.00A+ LgGrwth +24+ 13+135 26.89n–.26A– S&P500Idx + 4+ 11 +88 36.56n–.41A– SocialEqty + 5+ 12 +78 22.17n+.00

TIAA–CREF Instl Funds$ 41.1 bil 800–842–2252

A– SocialChoEq + 5+ 12 +80 21.83n+.00TIAA–CREF Instl Funds Reta$ 48.2 bil 800–842–2252

A– EquityIndex + 5+ 12 +84 24.97n+.00A– Growth&Inc x + 3+ 11 +75x21.17n–.24A+ LrgCpGrowth +24+ 13+135 26.99n–.26A– SocialEqty + 5+ 12 +78 19.25n+.00

Touchstone$ 44.1 bil 800–543–0407

A– BalancedA + 9 + 8 +61 23.00 –.17A– BalancedY + 9 + 8 +62 22.82n–.17A– BalncdC + 8 + 8 +66 23.08n–.17A CmmnStkA + 8+ 12 +90 46.20 –.54A– EmrgMrktY +24+ 17+100 17.72n–.05A– FocusA + 7+ 14 +67 48.50 –.61A– FocusInstl + 8+ 14 +68 49.31n–.61A– FocY + 8+ 14 +68 49.08n–.60A GrowthInstl +16 + 9+119 51.17n–.59A+ GrowthOpper +16+ 11 +95 40.62n–.49A LrgCapFocsd + 8+ 13 +91 46.09n–.54A LrgCpFocsdC + 7+ 12 +83 42.69n–.51A– MIdcap – 2+ 10 +71 38.69 –.47A MidCapA + 4 + 8 +81 33.25 –.15A– MidCapC – 3+ 10 +65 36.06n–.45A MidCapGrC + 3 + 7 +69 19.37n–.09A MidCapGrIns + 4 + 8 +84 35.22n–.15A MidCapGrwth + 4 + 8 +83 34.83n–.16A– MidCapInstl – 2+ 10 +73 39.29n–.48A– MidCapY – 2+ 10 +73 39.20n–.48A– MidCapZ – 2+ 10 +71 38.41n–.47A+ SandCpGrwA +38+ 13+130 16.52 –.10A+ SandCpGrwC +37+ 13+119 13.97n–.09A+ SandCpInsGr +38+ 13+148 30.82n–.19A+ SandSelGrY +38+ 13+135 18.11n–.11A+ SandSelGrZ +38+ 13+131 16.55n–.10

UBS Pace Y$ 1.5 bil 800–647–1568

A+ LrgCoGr +22+ 13 +82 28.20n–.29USAA Group$ 113 bil 800–531–8722

A– 500IndexRew + 6+ 11 +92 46.20n–.49A GrowthInst +21+ 11+113 31.33n–.32

A MetalMinrls +43+ 19+174 24.32n–.30A+ Nasdaq100 +27+ 13+188 31.02n+.00A PrcsMetals +43+ 19+169 23.81n–.29A+ Sci&Tech +24 + 7+132 28.92n+.03A+ Scienc&Tech +23 + 7+128 27.68 +.02

— V — W — X —Value Line$ 1.3 bil 800–243–2729

A– CapAppInv +14 + 5 +81 11.71n–.04A MidCap + 4+ 10+103 26.50n–.30A PremierGrow +12+ 13 +98 43.56n–.38

Vanguard Admiral$ 2731 bil 800–523–1036

A– 500Index + 4+ 11 +89 307.47n–3.5B+ BalanceIdx + 6 + 7 +58 41.11n–.25A– CapitalOpps r + 4+ 11 +84 164.44n–.81A+ CoDilxAd r +24+ 22+113 119.23n–.95D– EmgMkSt x 0+ 12 +40x36.44n–.49B+ ExtMktIdx + 3+ 13 +63 98.29n–.25A– Growth&Inc + 4+ 10 +72 87.19n–.95A+ GrowthIdx +21+ 13+141 113.47n–1.4B+ HlthCare r + 8 + 6 +41 92.20n–.33A– HlthcareIdx r + 7 + 8 +65 101.63n+.04A IntlGrowth r +30+ 18+121 133.90n+.13D IntmdTaxEx + 3 + 1 +16 14.72n+.00A– LargeCapIdx + 6+ 11 +92 78.21n–.79B MidCapIdx – 1+ 10 +55 217.11n–1.9A– Primecap r + 2+ 12 +79 147.51n–1.1D– ShTrmBdIdx + 4 + 0 +11 10.88n–.01C– TotBdIdx + 7 + 1 +20 11.65n–.01A– TotStMktIdx + 4+ 11 +85 82.31n–.78A– TxMgdCap + 5+ 11 +89 172.88n–1.8A+ USGrowth +33+ 14+156 147.89n–.70C ValueIdx –10+ 10 +49 41.56n–.29E VangDev x – 4 + 9 +24x13.41n–.16C+ Wellesley + 4 + 4 +33 67.47n–.20B Wellington x + 2 + 8 +51x75.01n–.85B WindsorII – 2+ 11 +40 62.49n–.56

Vanguard Index$ 3606 bil 877–662–7447

B+ BalancedInv + 6 + 7 +56 41.10n–.25D– BondMrkt + 5 + 0 .. 11.65n–.01D– EmgMkSt x 0+ 12 +39x27.76n–.37D– EmgMkSt x 0+ 12 +40x27.71n–.37E EmgMkStk x 0+ 12 +39x92.16n–1.3B+ ExtndMkt + 3+ 13 +63 98.33n–.25D– FTSEWlIdIsP x – 3 + 9 +26x107.21n–1.4A+ GrowthInvst +21+ 13+140 113.48n–1.4C IntBdAdm + 9 + 1 +24 12.68n+.00A– LargeCapInv + 6+ 11 +91 62.53n–.63A MegaCapIdx + 7+ 12+100 232.89n–2.4D– STBondInv + 4 + 0 +10 10.88n–.01C– TotBdMkt + 7 + 1 +20 11.65n–.01E TotInStk x – 3+ 10 +27x17.09n–.21E TotInStk x – 3+ 10 +27x28.59n–.34D– TotMrktIdx + 5 + 0 +14 11.57n–.01A– TotStkIdx + 4+ 11 +85 82.32n–.79A– TotStMktInv + 4+ 11 +85 82.27n–.78C ValueIndx –10+ 10 +48 41.56n–.29E VangDevIn x – 4 + 9 +24x20.99n–.25E VangDevM x – 4 + 9 +24x10.39n–.11

Vanguard Instl$ 1158 bil 877–662–7447

B+ BalanceIdx + 6 + 7 +58 41.12n–.25A– ExtDurTry +29 – 1 +58 125.43n–.55A FTSESocIndx x + 7+ 12 +101x23.14n –.32D– FTSEWlId x – 3 + 9 +26x101.24n–1.3B+ IndexExtMkt + 3+ 13 +63 98.28n–.25A+ IndexGr +21+ 13+141 113.48n–1.4A– IndexI + 4+ 11 +89 297.17n–3.4A– IndexPlus + 4+ 11 +88 297.19n–3.4C IndexValue –10+ 10 +49 41.56n–.29A– LargeCapIdx + 6+ 11 +88 321.91n–3.2A– MktIdx + 4+ 11 +84 70.41n–.67D ShInvGrd + 4 + 1 +14 11.00n+.00C– TotBdInstPl + 7 + 1 +20 11.65n–.01A– TxMdCpAp + 5+ 11 +89 85.91n–.90

Vanguard Funds$ 1122 bil 800–523–1036

A– CapOpport r + 4+ 10 +77 71.18n–.36A– DividendGr + 3+ 13 +75 31.16n–.19A+ GrowthInv +33+ 14+154 57.06n–.27B+ HlthCareInv r + 8 + 6 +40 218.60n–.78A IntlGrowth r +30+ 18+122 42.07n+.04D IntmdTaxEx + 3 + 1 +15 14.72n+.00A– PrimecapInv r + 2+ 12 +89 142.28n–1.0D STCorp + 4 + 1 +13 11.00n+.00B– Tgt2030Inv + 3 + 8 +47 37.72n–.15B Trgt2035Inv + 3 + 8 +50 23.21n–.11E VanDevMkt x – 4 + 9 +24x13.43n–.16C+ WellslyInc + 3 + 4 +34 27.85n–.08

Victory Funds$ 71.1 bil 877–660–4400

A– GrowthA +11 + 8 +70 28.29 –.08A RSGrwthY +18+ 12+104 23.75n+.00A– RSMidCapGrw +11 + 8 +73 29.59n+.00A– RSSlctGrwth + 8 + 4 +46 28.86n–.06A– RSSlctGrwth + 9 + 5 +57 39.00n+.00A RSSmlCapGrw +11+ 11 +83 89.79n+.00A+ Science +24 + 7+200 31.40n+.00

Virtus Funds A$ 53.0 bil 800–243–1574

A SmlCapCore + 4+ 11+126 40.33 –.18A+ SustI +19 + 9+185 48.65n–.10A+ VirtusSmC +19 + 9+243 47.45 –.10A– VontGlbOppt + 7+ 11 +81 18.45 –.17

Virtus Funds C$ 26.0 bil 800–243–1574

A+ GrowthC +18 + 9+230 42.03n–.09A– MdCapCore + 6+ 10 +88 36.78n–.43A SmlCapCoreC + 4+ 11+117 33.05n–.15

Virtus Funds I$ 28.5 bil 800–243–1574

A SmlCapCore + 4+ 11+129 42.79n–.19VOYA Fds C$ 12.1 bil 855–337–3064

A LargeGrow +11 + 8+104 39.38n–.49A– MidCapOppty +12+ 11 +55 14.88n–.04

VOYA Fds T,M,Q&I$ 8.6 bil 855–337–3064

A BaronGr + 9+ 13 +82 25.79n–.24A LargeGrow +12 + 8+116 53.92n–.65

Wasatch$ 4.1 bil 800–551–1700

A– IntlOppor +24+ 15 +92 4.61n–.02A+ SmallCapGr +18+ 14+101 46.14n–.11

Weitz Funds$ 3.0 bil 800–304–9745

A– ValueInv + 7+ 14 +53 48.68n–.39Wells Fargo$ 12.2 bil 800–359–3379

A– OpportAdvA + 4+ 12 +62 45.49 –.56Wells Fargo A$ 29.8 bil 800–359–3379

A EmGrw +24+ 16 +90 17.23 –.02A+ OmegaGrwA +19+ 10+123 65.06 –.37

Wells Fargo Ad$ 40.5 bil 800–359–3379

A+ Discovery +23+ 13+100 39.98n+.04A EmrgGrw +24+ 16 +92 17.93n–.02A+ EndvSelect +18 + 9+116 10.63n–.07A+ Growth +21+ 11+119 47.51n–.26A– OppAdmn + 4+ 12 +64 50.51n–.62

Wells Fargo C$ 17.5 bil 800–359–3379

A EmGrw +23+ 16 +82 14.50n–.02A+ OmegaGrwC +19+ 10+110 40.68n–.23

Wells Fargo Inst$ 25.4 bil 800–359–3379

A+ Enterprise +22+ 13+112 69.04n–.06A+ GrInstl +21+ 11+123 52.87n–.29

WesMark Funds$ 889 mil 800–864–1013

A– Growth +11+ 13 +69 22.20n–.22William Blair I$ 7.3 bil 800–742–7272

A GlblLeaders +15+ 14 +91 17.16n–.08William Blair N$ 4.9 bil 800–742–7272

A+ Growth +15+ 10 +94 10.91n–.08Wilmington$ 1.1 bil 800–836–2211

A– LgCapStInst x + 5+ 11 +78x25.42n–.34Wilshire Funds$ 2.2 bil 855–626–8281

A+ LgCoGrInst +24+ 13+116 53.12n+.00A+ LrgCoGrowth +23+ 13+111 47.93n+.00


A WrldwdGrwth +10+ 10 +85 59.65n–.65DREYFUS A$ 15.8 bil 800–346–8893

A+ MidCapA +32 + 8+150 31.78 +.11DREYFUS C$ 5.8 bil 800–346–8893

A+ GrowthC +23+ 11+109 16.08n–.19DREYFUS I$ 10.6 bil 800–346–8893

A– EquityI + 3 + 9 +78 21.68n–.29Driehaus Funds$ 3.6 bil 312–587–3800

A+ Growth +29+ 14+129 16.75n+.16DWS Funds A$ 14.1 bil 800–728–3337

A– CoreEquity + 1+ 10 +68 27.95 –.33A+ LgCpFocGrw +24+ 12+126 63.76 –.46

DWS Funds C$ 4.5 bil 800–728–3337

A+ Technology +24 + 9+159 18.08n–.21DWS Funds Instl$ 768 mil 800–728–3337

A– Eq500Idx + 4+ 11 +72 197.09n–2.2DWS Funds S$ 15.3 bil 800–728–3337

A+ CapGrowth +21+ 10+123 102.58n–1.1Eagle Funds$ 34.1 bil 800–237–3101

A CapApprC +13 + 9 +95 35.40n–.37A MidCpGrowC +14+ 11 +93 58.19n–.09

Eaton Vance A$ 36.2 bil 800–225–6265

A– HealthSciA + 7 + 7 +36 13.26 –.01Eaton Vance C$ 30.2 bil 800–225–6265

A– TxMgGr 1.1 + 5+ 10 +83 58.30n–.58A– TxMgGr 1.2 + 5+ 10 +82 28.35n–.28

Eaton Vance Instl$ 40.1 bil 800–225–6265

A– DivBuilder 0 + 9 +61 15.23n–.15EdgeWood$ 21.8 bil 800–791–4226

A+ GrwthInstl +21 + 9+162 46.67n–.64Emerald Funds$ 4.8 bil 855–828–9909

A– GrowthA + 8+ 12 +61 28.53 –.05A– GrwthInstl + 8+ 12 +64 29.94n–.06A– GrwthInv + 8+ 12 +61 28.37n–.05

— F —FAM Funds$ 2.0 bil 800–721–5391

A– FdInvestor – 2+ 11 +77 37.42n–.50Federated Hermes$ 48.0 bil 800–245–5051

A– IndexSvc + 4+ 11 +62 9.62n–.11A+ KaufmannR +17 + 7 +98 6.99n+.00A+ KaufSmlCapR +15 + 7+127 50.04n+.10A MidCapR6 +10 + 8 +39 40.71n–.12

Federated Hermes A$ 76.8 bil 800–245–5051

A Kaufmann +17 + 7 +90 6.97 +.00A+ KaufSmlCap +15 + 7+122 49.78 +.10A– MDTAllCore + 4 + 8 +77 31.48 –.27

Federated Hermes B$ 25.0 bil 800–245–5051

A Kaufmann +16 + 7 +90 5.37n+.00A+ KaufSmlCap +14 + 7+119 41.98n+.08

Federated Hermes C$ 39.6 bil 800–245–5051

A KaufmnC +16 + 7 +90 5.35n+.00A+ KaufSmlCapC +14 + 7+119 42.00n+.08A– MaxCapIdx + 3+ 10 +58 9.36n–.10A– MaxCapIdx R + 3+ 10 +60 9.59n–.11A MDTMdGrStr + 9 + 8 +60 27.27n–.08

Federated Hermes Inst$ 42.3 bil 800–245–5051

A– Kaufmann +17 + 7 .. 7.15n+.00A+ KaufSmlCap +15 + 8 .. 50.80n+.11A– MaxCapIdx + 4+ 11 +65 9.81n–.11A MDTMdGrStr +10 + 8 +75 45.31n–.14

Fidelity$ 67.9 bil 800–343–3548

A+ GrowthComp +42+ 16+197 25.12n–.12Fidelity Adv A$ 143 bil 800–343–3548

A ConsmrDisc r +17+ 15 +93 35.47 –.47A+ EquityGr +24+ 12+137 15.30 –.16A InsightsZ +11+ 11 +97 36.18n–.30A+ SeriesEqGr +25+ 12+146 17.65n–.18A– StkSelAll + 7+ 10 +81 51.31 –.47

Fidelity Adv C$ 157 bil 800–343–3548

A– Advisor +12+ 11 +80 27.65n–.28A+ EquityGrow r +23+ 11+127 12.43n–.14A+ GrowthOpp r +36+ 16+195 101.86n–.78A NewInsight +10+ 11 +86 29.43n–.24A– SmallGrowA r + 7+ 12 +81 22.52n+.00

Fidelity Adv I$ 147 bil 800–343–3548

A Consmr Disc r +17+ 15 +96 38.57n–.50A DiverStck +13+ 11 +88 31.01n–.31A+ EquityGrow +24+ 12+141 17.11n–.19A+ GrowthOpp +37+ 16+214 132.32n–1.0A NewInsight +10+ 11 +96 36.12n–.30A SmallGrowI r + 8+ 13 +91 27.89n+.00A– StkSelAll + 7+ 10 +83 51.74n–.47

Fidelity Freedom$ 170 bil 800–343–3548

A Fund K +13 + 9 +98 57.31n–.61Fidelity Select$ 17.9 bil 800–343–3548

A Computers r +13+ 14+110 89.26n–.45A ConsmrDisc r +16+ 15 +95 57.25n–.74A Const&Hse r +14+ 20 +72 66.52n–1.1A+ ITServices r +14+ 11+154 85.12n–.77A Wireless +16+ 10+104 12.21n–.13

Fidelity Spartan Adv$ 62.1 bil 800–343–3548

D USBdIdI + 7 + 1 +16 12.58n–.01Fidelity Invest$ 1857 bil 800–343–3548

A– 500IdxInsPr + 4+ 11 +90 115.51n–1.3A Advchina +27+ 14+116 49.70n+.01A AdvchinaR +26+ 14+114 49.46 +.02A AdvDivStkA +13+ 11 +86 28.89 –.29A AdvDivStkO +13+ 11 +89 29.85n–.30A+ AdvSrsGro +37+ 16+205 17.74n–.12A+ AdvTechA r +32+ 12+241 77.50 –1.1A+ BluChpGro +34+ 16+169 138.49n–1.2A+ BluChpGroK +34+ 16+171 138.91n–1.2A+ BlueChip +35+ 17 .. 20.26n–.18A CaptlApprK +16+ 12 +81 39.36n–.36A ChinaRgn +27+ 14+117 50.05n+.01

A Consmr Disc r +16+ 15 +86 28.07n–.37A ConsmrDis r +16+ 15 +91 32.87 –.42A+ Contrafund +18+ 11 .. 17.05n–.14A+ Contrafund +19+ 11+123 16.19n–.13A ConvSec +19+ 14 +61 36.62n+.03A DiscipEqK +14+ 11 +82 45.35n–.45A DiversStk +12+ 11 +84 28.59 –.29A EmrgAsia r +36+ 18+131 61.89n–.15A EmrgAsia +36+ 18+130 56.83n–.13A EmrgAsiaA r +35+ 17+128 54.92 –.13A EmrgAsiaC +35+ 17+121 49.02n–.11A EmrgAsiaM r +35+ 17+125 53.17 –.12A– EnhancedIdx + 4+ 10 +83 17.10n–.20A+ EqGrowthZ +24+ 12+143 17.29n–.18A+ FocusedStk r +19+ 13+132 31.15n–.25A GrowStratK r + 9 + 7 +82 54.88n–.13A+ GrowthCo +40+ 16+193 29.88n–.14A GrowthK6 + 9+ 13 .. 16.09n+.00A+ GrowthOpp +37+ 16+205 119.83 –.92A GrowthZ + 8+ 13 .. 28.02n+.01A+ GrwDiscovyK +24+ 12+146 47.26n–.50A– HealthCare +11 + 6 +61 57.51 +.33A HealthCare +12 + 6 +66 67.91n+.40A– HealthCare r +11 + 6 +57 48.34n+.28A IndependncK +15+ 11 +78 42.19n–.50D+ LowPriStkK – 6+ 12 +27 43.68n–.25D+ LowPrStk – 6+ 12 +27 43.73n–.25A Magellan +15+ 11 +98 11.76n–.13A MomIndx +14+ 12 .. 14.76n–.06A NewInsight +10+ 11 +92 33.60 –.28A+ OppsGrowth +37+ 16+154 133.69n–1.0A+ OTC +25+ 14+172 15.02n–.17A+ OTCK +25+ 14+173 15.30n–.17A– SaiUS + 4+ 11 .. 17.77n–.20A+ SelectTech r +35+ 15+240 25.82n–.24A SmlCapGrM r + 7+ 13 +85 25.15 +.00A– StkSelAll + 7+ 10 +80 51.26 –.47A– StkSelAllCp + 7+ 10 +83 51.31n–.47A– StkSlAllCpK + 7+ 10 +84 51.45n–.47A+ Technology +31+ 12+236 72.42 –1.0A+ Technology r +31+ 12+227 62.53n–.87A– Volatility + 1 + 9 +80 15.35n–.14A WIDINSTL +16+ 13 +87 32.65n–.18A Worldwide +16+ 13 +85 32.38 –.17

FidltyAdvFoc C$ 4.7 bil 800–343–3548

A Convertible +18+ 14 +55 36.26n+.03First Eagle$ 101 bil 800–334–2143

D+ GlobalA – 1 + 9 +35 57.60 –.48Frank/Tmp Fr A$ 205 bil 800–342–5236

A ConvSecs +23 + 8 +95 26.39 –.03A+ Dynatech +30 + 9+187 115.59 –.11A+ GrOppoA +26+ 11+113 49.16 –.32E Income – 6 + 5 +17 2.12 –.01

Frank/Tmp Fr C$ 251 bil 800–342–5236

A ConvSecs +22 + 7 +90 25.97n–.03A+ Dynatech +30 + 9+176 94.87n–.10A+ GrOppoC +25+ 10+104 39.12n–.26A Grwth +13+ 12+102 114.77n–1.2E Income – 6 + 5 +15 2.15n–.01A– RisingDivsC + 4+ 12 +74 70.66n–.67A– RisingDivsR + 4+ 12 +77 71.87n–.67A SmCpGr +15+ 12 +72 19.20n–.03A SmMidCapGr +27+ 11 +74 25.16n+.00

Frank/Tmp Fr R$ 156 bil 800–342–5236

A+ GrOppoR +26+ 11+110 46.28n–.31A Grwth +13+ 12+107 126.50n–1.3E Income – 6 + 5 +16 2.07n–.01A SmMdCapGr +27+ 11 +83 36.95n+.00

Frank/Tmp FrAd$ 225 bil 800–342–5236

A ConvSecs +23 + 8 +97 26.38n–.03A+ Dynatech +31 + 9+191 119.72n–.11A Grwth +13+ 12+111 127.57n–1.3E Income – 6 + 5 +18 2.10n–.01A– RisingDivs + 4+ 13 +80 72.08n–.67A SmCapGr +15+ 12 +83 27.15n–.05A+ SmMidCapGr +28+ 11 +90 47.23n+.00

Frank/Tmp Mutual R$ 15.5 bil 800–342–5236

A+ Dynatech +30 + 9+183 111.68n–.10Frank/Tmp Tp A$ 69.3 bil 800–342–5236

E Glob Bond – 5 – 1 –1 9.85 +.00Frank/Tmp TpAd$ 79.3 bil 800–342–5236

E Glob Bond – 5 – 1 –1 9.81n+.01Frank/Tmp TpB/C$ 57.5 bil 800–342–5236

E GlobalBdC – 5 – 1 –3 9.88n+.00Franklin Temp$ 182 bil 800–342–5236

A+ DynTchClR6 +31 + 9+193 121.08n–.11E GlobBond – 5 – 1 –2 9.85n+.00A+ GrthOppR6 +26+ 11+118 54.66n–.35A GrthR6 +14+ 12+111 127.49n–1.3A– IntlGrthA +16+ 11 +94 19.28 +.04A– RisDivR6 + 4+ 13 +81 72.08n–.67A SmCpGrR6 +16+ 12 +85 27.66n–.05E TempGlb – 5 – 1 9.81n+.01

FRONTIER$ 2.0 bil 888–825–2100

A– MFGGlobalEq + 5 + 8 +77 20.96n–.25A– PlusSvc + 5 + 8 .. 14.48n–.17

FrostFunds$ 8.1 bil 800–513–7678

A+ GrwEqInv b +19+ 11+120 15.90n–.19

— G — H — I —Gabelli$ 12.6 bil 800–422–3554

A GoldI +45+ 19+192 24.68n–.27A+ GrowthI +21+ 10+141 81.83n–1.1

Gabelli AAA$ 13.2 bil 800–422–3554

A GoldAAA +45+ 19+189 24.18n–.27A+ GrowthAAA +21+ 10+142 79.34n–1.0

GMO Trust VI$ 12.2 bil 617–330–7500

A Quality + 5+ 11+100 25.06n–.18GoldmnSachs A$ 32.4 bil 800–292–4726

A– EqInsightA + 5+ 10 +74 54.41 –.61A InsghtsA +16+ 10+116 37.44 –.40

GoldmnSachs C$ 6.2 bil 800–292–4726

A– CapitlGrwth + 6+ 12 +71 15.36n–.16A InsghtsC +15+ 10+108 32.73n–.35A+ TechOpps +25 + 8+163 19.75n–.24

GoldmnSachs In

$ 29.2 bil 800–292–4726A CapitalGr + 7+ 12 +87 29.87n–.30A GrowthOpp +17 + 9 +77 22.56n–.12A– USEqInsight + 6+ 10 +76 56.29n–.63

GreatWest$ 23.9 bil 866–831–7129

A– IndexL + 5+ 12 +79 18.40n+.00A+ LrgCapGrwth +24+ 14+126 11.33n+.00A– S&P500Idx + 5+ 12 +83 24.67n+.00A– TRowePrice + 6+ 10 +78 32.46n+.00

Guidemark$ 1.4 bil 925–263–2078

A– LgCpCoreSvc + 5+ 11 +69 21.51n–.22Guidestone$ 21.8 bil 888–473–8637

A– EqIdxInvstr + 5+ 12 +90 36.90n+.00A+ EqInvestor +21+ 13+123 30.91n+.00A+ GrEqInst +21+ 13+123 31.19n+.00

GuideStone G2$ 4.5 bil 888–473–8637

A– EqIndxInst + 5+ 12+105 36.90n+.00GurdianTr$ 3.9 bil 704–705–1860

A– GrUSEq + 6 + 7 +84 26.53n–.14Harbor Funds$ 107 bil 800–422–1050

A+ CapApprAdm +31+ 14+153 97.00n–.34A+ CapApprInv +31+ 14+151 94.51n–.33A+ MidGrInv +31+ 15+113 10.95n–.04A SmlGrAdm +10+ 13 +66 13.89n–.07A SmlGrInv +10+ 13 +65 13.04n–.06

Harding Lvnr$ 26.7 bil 877–435–8105

A– GlblEqAdv +14+ 11 +86 43.06n+.00A– GlobalEqty +14+ 11 +85 43.06n+.00

Hartford A$ 44.3 bil 860–547–5000

A– Healthcare +11 + 8 +53 41.99 +.04Hartford C$ 80.0 bil 860–547–5000

A– CoreEq + 3+ 11 +78 32.83n–.35A+ GrowOppor +35+ 16+110 25.97n–.25A SmallCo +16+ 15 +62 15.23n–.04

Hartford HLS IA$ 11.4 bil 860–547–5000

A DiscpEq + 4+ 12 +74 15.34n–.16A GlobalGrow +19+ 12+106 21.72n–.22A– Healthcare +12 + 9 +47 21.68n+.02A– Stock + 2+ 13 +76 88.56n–.53

Hartford HLS IB$ 25.9 bil 860–547–5000

A– DiscpEq + 4+ 12 +72 15.09n–.16A GlobalGrow +19+ 12+104 21.40n–.22A+ GrowOppor +39+ 18+127 28.01n–.27A– Health +12 + 9 +45 19.96n+.02A SmallCo +18+ 16 +69 18.39n–.04A– Stock + 2+ 13 +74 88.37n–.54

Hartford I$ 68.2 bil 860–547–5000

A– CapApprecI + 5+ 12 +64 39.39n–.33A+ GrowOppor +36+ 16+133 57.33n–.55A– Health +12 + 9 +55 44.68n+.05A SmallCo +17+ 15 +75 26.01n–.06

Hartford R3$ 54.6 bil 860–547–5000

A+ GroOppty +36+ 16+126 53.36n–.51A– HealthcarFd +11 + 8 +51 43.03n+.05A SmallCo +17+ 15 +72 26.70n–.06

Hartford R4$ 54.6 bil 860–547–5000

A+ GrowOppor +36+ 16+130 57.63n–.56A SmallCo +17+ 15 +75 28.79n–.07

Hartford R5$ 40.5 bil 860–547–5000

A– CapApprecR5 + 5+ 12 +65 46.81n–.38A+ GrowOpp +36+ 16+134 61.44n–.59

Hartford Y$ 70.8 bil 860–547–5000

A– CapApprecY + 5+ 12 +63 47.11n–.40A CoreEq + 4+ 12 +86 36.80n–.38A+ GrowOppor +36+ 16+136 62.67n–.60A– Health +12 + 9 +57 49.21n+.06

Homestead$ 2.7 bil 800–258–3030

A+ Growth +19+ 10+144 13.88n–.15Invesco Funds$ 30.3 bil 800–959–4246

A+ TechInvest +24+ 10+149 61.70n–.69Invesco Funds A$ 108 bil 800–959–4246

A CapApprec +17+ 10 +90 65.19 –.63A OppGlobalFc +35+ 11+120 70.02 –.05A+ OppGlodSpec +48+ 24+206 30.93 –.44A+ TechnologyA +24+ 10+146 61.95 –.69

Invesco Funds C$ 146 bil 800–959–4246

A CapitalC +17+ 10 +78 42.62n–.42A+ OppDiscovry +18 + 9 +87 61.03n+.05A OppenGlobal +34+ 11+110 63.71n–.04A– S&P500 Idx + 3+ 10 +82 34.23n–.39A+ TechnologyC +24+ 10+134 47.08n–.52

Invesco Funds R$ 123 bil 800–959–4246

A– GlbOpportR6 +12+ 12+122 70.43n–.53A OppCapAprec +17+ 10 +87 59.71n–.58A+ OppDiscovry +18 + 9 +96 86.83n+.08A+ OppGoldSpec +48+ 24+202 29.35n–.42

Invesco Funds Y$ 84.7 bil 800–959–4246

A CapApprec +17+ 10 +93 72.74n–.70D DevelpMkts 0 + 9 +57 45.54n–.42A OppGlobal +35+ 11+121 71.96n–.04A+ OppGoldSpec +48+ 24+208 30.97n–.43A– S&P500IdxY + 4+ 11 +89 36.17n–.41

Ivy Funds$ 200 bil 866–941–4482

A– CoreEqA + 7+ 11 +67 15.28 –.15A– CoreEqB + 6+ 11 +58 11.87n–.11A+ LrgCapGrC +16+ 10+116 21.43n–.29A+ LrgCapGrE +17+ 11+126 27.59 –.37A+ LrgCapGrI +17+ 11+130 29.60n–.40A+ LrgCapGrY +17+ 11+128 28.59n–.38A+ MidCapGrB +19+ 10+108 24.51n–.17A+ MidCapGrC +19+ 10+110 26.64n–.18A+ MidCapGrI +20+ 10+123 35.79n–.25A+ MidCapGrR +19+ 10+115 31.47n–.23A+ MidCapGrY +19+ 10+119 34.32n–.24A+ Sci&TechA +12+ 10+123 80.44 –1.2A+ Sci&TechB +12+ 10+112 61.58n–.93A+ Sci&TechC +12+ 10+114 64.98n–.99A+ Sci&TechE +12+ 10+122 79.52 –1.2A+ Sci&TechI +13+ 10+127 91.01n–1.4A+ Sci&TechR +12+ 10+119 77.25n–1.2A+ Sci&TechY +12+ 10+124 86.01n–1.3

A– SmlCapGrA + 7+ 11 +67 18.14 +.00A– SmlCapGrB + 7+ 11 +56 11.77n–.01A– SmlCapGrC + 7+ 11 +59 13.51n+.00A– SmlCapGrI + 8+ 11 +73 25.35n+.00A– SmlCapGrY + 7+ 11 +70 23.48n+.00

— J — K — L —J Hancock A$ 36.5 bil 800–225–5291

A+ USGlbLdGr +20+ 10+121 61.95 –.49J Hancock B$ 25.6 bil 800–225–5291

A+ USGlbLdGr +19+ 10+110 49.49n–.40J Hancock C$ 23.0 bil 800–225–5291

A+ USGlbLdGr +19+ 10+110 49.53n–.39Jackson$ 844 mil 844–577–3863

A+ GrowthInstl +22+ 10 .. 29.59n–.30A+ SmidCapGrwt +22+ 10+117 29.60n–.30

Janus Henderson$ 135 bil 800–668–0434

A– Balanced + 6 + 8 +64 40.65n–.24A– Balanced + 5 + 8 +60 38.53n–.23A– Balanced + 6 + 8 +62 38.62n–.23A– Enterprise 0+ 10 +89 136.91n–1.0A– EnterpriseT 0+ 10 +92 140.98n–1.1A+ Forty +21+ 13+131 45.43 –.63A+ FortyS +21+ 13+129 43.36n–.60A– GlbLifeSci +12 + 9 +44 68.22n+.35A– Growth&Inc – 2+ 11 +78 59.47n–.54

Janus S Shrs$ 15.4 bil 888–834–2536

A– GrowthInc – 2+ 11 +76 59.37n–.53Jensen Inv Management$ 20.0 bil 800–992–4144

A GrowthJ + 4+ 11 +98 53.53n–.56A– QltyGrowthR + 4+ 10 +96 53.29n–.56A QualtGrowI + 4+ 11+100 53.51n–.56

JohcmFunds$ 13.8 bil 866–260–9549

A– GlobalI +15+ 12 +58 17.24n–.05JP Morgan A$ 239 bil 800–480–4111

A– EquityIdx + 5+ 12 +80 51.19 +.00A+ GrAdvantg r +29+ 15+147 28.15 +.00A IntrepidGr +13+ 10+108 61.68 +.00A+ LgCapGr +34+ 15+160 53.67 +.00A+ MidCapGr +19 + 9 +99 38.95 +.00A+ SmallGrow +21+ 15+126 20.88 +.00A– SmlBlnd – 2+ 11 +69 20.38 +.00A USEquity +11+ 13 +84 17.79 +.00A– USLgCorPls +11+ 13 +73 26.98 +.00

JP Morgan C$ 164 bil 800–480–4111

A– DynSmlGr – 2+ 11 +60 12.99n+.00A– EquityIdx + 5+ 12 +76 50.59n+.00A IntrepidGr +12+ 10+104 60.16n+.00A MidCapGr +19 + 9 +91 29.00n+.00A USEquityC +11+ 13 +81 17.10n+.00A– USLgCorPls +11+ 13 +69 24.85n+.00

JP Morgan Fds$ 40.0 bil 800–480–4111

A+ GrowthI +35+ 15+163 54.68n+.00JP Morgan Instl$ 118 bil 800–480–4111

A USEquity +11+ 13 +86 17.86n+.00A USEquityL +12+ 13 +87 17.90n+.00

JP Morgan R5$ 89.0 bil 800–480–4111

A IntrpdGrth +13+ 10+111 62.02n+.00A USEqty +12+ 13 +87 17.91n+.00A USLgCrPls +11+ 13 +76 27.68n+.00

JP Morgan R6$ 64.0 bil 800–480–4111

A– EnhanEqu + 7+ 12 +78 29.24n+.00JP Morgan Selct$ 145 bil 800–480–4111

A– DynSmlGr – 1+ 11 +74 24.64n+.00A– ResearchEn + 7+ 12 +77 29.27n+.00A+ SmallGr +21+ 15+130 23.61n+.00

Legg Mason$ 68.0 bil 800–822–5544

A+ CapGrowthIS +15+ 12+109 44.01n+.00A– CBApprecIS + 4+ 13 +80 27.07n+.00A– CBApprecR + 3+ 13 +75 27.05n+.00A+ LrgeCapGrwR +18+ 14+122 54.93n+.00A SmallCapR +15+ 12+101 38.29n+.00

Legg Mason A$ 61.1 bil 800–822–5544

A– S&P500Idx + 5+ 12 +82 29.44n+.00Legg Mason C$ 91.6 bil 800–822–5544

A– CBApprec + 3+ 13 +73 26.06n+.00A CBLgCapGr +18+ 14+117 44.76n+.00A CBSmCapGr +14+ 12 +95 29.75n+.00

Legg Mason I$ 86.0 bil 800–822–5544

A– CBApprec + 3+ 13 +79 26.97n+.00A+ CBLgCapGr +18+ 14+129 64.70n+.00A+ LrgCapGrIS +19+ 14+130 64.81n+.00A+ SmallCapI +15+ 12+108 43.33n+.00

LKCM Funds$ 912 mil 817–332–3235

A EqtyInstl +10+ 13 +88 31.85n–.32Lord Abbett A$ 117 bil 888–522–2388

A Convertible +34+ 17 +97 17.94 +.06A+ DvlpGrowth +31+ 15 +97 25.72 +.14A+ GrowthLdrs +41+ 15+160 40.29 –.16D– ShrtDurInco + 1 + 2 +6 4.18 +.00

Lord Abbett C$ 101 bil 888–522–2388

A Convertible +33+ 16 +93 17.80n+.06A+ DvlpGrwth +30+ 15 +83 14.59n+.07A GrowthOpp +14+ 10 +70 19.27n–.05E ShrtDurInc + 1 + 2 +5 4.21n+.00

Lord Abbett F$ 90.9 bil 888–522–2388

A+ DvlpGrwth +31+ 15 +99 27.35n+.14D– ShrtDurInc + 1 + 2 +8 4.18n+.00

Lord Abbett I$ 78.4 bil 888–522–2388

A Convertible +34+ 17 +99 18.06n+.06A+ DvlpGrwth +31+ 15+101 32.08n+.17A GrowthOpp +15+ 10 +84 31.88n–.08D– ShrtDurInc + 1 + 2 +8 4.18n+.00

Lord Abbett P$ 22.4 bil 888–522–2388

A+ DvlpGrwth +31+ 15 +95 24.30n+.13Lord Abbett R3$ 20.4 bil 888–522–2388

A+ DvlpGrwth +31+ 15 +94 24.36n+.13

— M — N — O —Madison Funds$ 1.7 bil 800–877–6089

A– Investors + 3+ 13 +58 24.28n–.16MainStay A Fds$ 32.6 bil 800–624–6782

A– SP500Idx + 4+ 11 +73 46.48 –.52A+ WinSlowLgCp +21+ 11+120 11.08 –.12

MainStay B Fds$ 30.3 bil 800–624–6782

A+ LrgCpGrow +20+ 10+107 8.37n–.10Managed Portfolio Funds$ 329 mil 855–822–3863

A SmlCapGrw +21+ 18 +95 50.77n–.11Manning & Napier Funds$ 11.0 bil 800–466–3863

A– MaxTermI + 9+ 10 +60 9.65n–.07Mass Mutl Instl$ 1.3 bil 800–272–2216

A PrmDiscGroA +16+ 11+101 12.20 –.15Mass Mutl Prem$ 17.2 bil 800–272–2216

A+ Class +19+ 11+135 28.05n–.35A+ DiscplnGrwS +16+ 11+104 12.45n–.15

Mass Mutl Select$ 79.8 bil 800–272–2216

A+ BlueChipGrA +19+ 11+130 25.93 –.33A+ BlueChipGrS +19+ 11+134 28.00n–.35A+ BlueChipGrY +19+ 11+133 27.72n–.35A+ GrwOppA +29+ 11+104 7.43 –.05A+ GrwOppI +30+ 11+114 10.16n–.07A+ GrwOppY +29+ 11+111 9.40n–.06A– IndexEqA + 4+ 11 +74 18.47 –.21A– IndexEqS + 4+ 11 +76 19.16n–.21A– MidCapEqII + 5 + 9 +75 20.88n–.11A– MidCpGrEq Z + 6+ 10 +80 25.03n–.14A– MidGrEqII S + 6+ 10 +79 24.74n–.13A– MidGrEqIIA + 5 + 9 +74 20.69 –.11A– MidGrEqIIY + 5+ 10 +78 24.01n–.13A SmlCpGrEqA + 8+ 11 +63 11.58 +.00A SmlCpGrEqL + 9+ 12 +67 13.63n+.00A SmlCpGrEqY + 9+ 12 +69 14.83n+.00A SmlCpGrEqZ + 9+ 12 +71 16.24n+.00

MassMutual$ 7.6 bil 800–272–2216

A– Index + 4+ 11 +72 17.88n–.20A– IndexEqY + 4+ 11 +75 18.74n–.21

Matthews Asia$ 54.2 bil 800–789–2742

A ChinaInstl +28+ 15+107 24.35n+.04A– ChinaInv +27+ 15+106 24.37n+.03A InnovatorIn +45+ 16+127 21.06n–.05

Mellon Funds$ 2.1 bil 800–645–6561

A+ CpGrC +31 + 8+139 27.52n+.10Metro West$ 264 bil 800–241–4671

C– ReturnBdAdm + 8 + 1 +20 11.65n–.01C– TotRetBdI + 8 + 1 +20 11.64n–.01C– TRBdPlan + 8 + 1 +20 10.95n+.00

MFS Funds A$ 202 bil 800–225–2606

A– CoreEquity + 4+ 10 +84 36.49 –.35A– GlobalGrow + 6+ 11 +91 51.99 –.51A+ GrowthA +17+ 10+145 139.49 –1.4A MAInvGrSk + 8+ 12+110 35.55 –.41A– MAInvTr + 1 + 9 +69 32.96 –.30A MidCapGr +14+ 10+106 23.87 –.06A– Research + 4+ 10 +79 48.01 –.49C ValueA – 7 + 9 +44 40.83 –.31

MFS Funds B$ 204 bil 800–225–2606

A– CoreEquity + 4+ 10 +77 31.56n–.31A– Global Grow + 5+ 11 +83 44.22n–.43A+ Growth +17 + 9+135 109.50n–1.1A MAInvGrSk + 7+ 12+102 29.81n–.35A MidCapGr +13+ 10 +97 19.28n–.05A NewDiscov +14+ 12 +84 23.11n+.07A– Research + 3+ 10 +74 42.82n–.44A+ Technology +25+ 10+190 50.06n–.44D+ Value – 8 + 9 +41 40.63n–.31

MFS Funds C$ 168 bil 800–225–2606

A– CoreEquity + 4+ 10 +77 31.07n–.31A– GlobalGr + 5+ 11 +83 43.64n–.43A+ Growth +17 + 9+135 108.59n–1.1A MAInvGrSk + 7+ 12+102 29.58n–.35A MidCapGr +13+ 10 +97 18.67n–.05A NewDiscov +14+ 12 +84 23.17n+.06A– Research + 3+ 10 +73 42.45n–.43A+ Technology +25+ 10+190 49.95n–.43D+ Value – 8 + 9 +40 40.31n–.31

MFS Funds I$ 142 bil 800–225–2606

A+ Growth +18+ 10+148 149.41n–1.5A MAInvGrSk + 8+ 12+112 36.76n–.42A– MassInvTr + 1 + 9 +70 31.90n–.29A MidCapGr +14+ 10+109 25.47n–.07A– Research + 4+ 10 +81 49.41n–.50C Value – 7 + 9 +46 41.09n–.31

MillerValue$ 1.3 bil 410–454–3130

A– OpportyI + 4+ 18 +60 32.69n–.36Morgan Stan$ 6.1 bil 888–454–3965

A– LrgCapEq + 3+ 11 +61 20.70n–.21Morgan Stan Ins$ 26.2 bil 888–454–3965

A– GlbFranchI + 7 + 9 +90 30.55n–.18A+ GrowthInst +71+ 13+222 74.38 +.76A+ Instgrowth +71+ 13+228 79.22n+.81A+ SmCoGrP +67+ 18+131 14.25 +.07

Motley Fool Funds$ 453 mil 888–863–8803

A Globalopps +12 + 7 +92 28.37n–.19Nationwide A$ 10.7 bil 800–321–6064

A– Nationwide + 8+ 13 +76 25.50 +.00A– S&P500Idx + 5+ 12 +78 16.63 +.00

Nationwide Fds Svc$ 8.6 bil 800–321–6064

A– S&P500Ins + 5+ 12 +79 16.76n+.00A– S&P500Svc + 5+ 12 +78 16.65n+.00

Nationwide Funds Instl$ 4.8 bil 800–321–6064

A– S&P500Idx + 5+ 12 +81 16.81n+.00Natixis Funds$ 33.5 bil 617–449–2100

A– USMltCapEqC + 5+ 10 +81 22.63n–.27A– USMltCapEqY + 5+ 10 +95 44.83n–.52

Neubg Brm$ 49.0 bil 800–223–6448

A NuberMidFd +12 + 8 +75 17.78n+.04A+ ResponsC + 1+ 12+210 38.08n–.32

A+ SocResponsA + 2+ 12+208 38.44 –.31A+ SocRespR3 + 2+ 12+209 38.42n–.32

Neubg Brm Adv$ 11.8 bil 800–223–6448

A– Genesis + 2 + 8 +58 59.60n–.54Neubg Brm Instl$ 13.4 bil 800–223–6448

A MidGrwth +12 + 8 +75 17.73n+.04Neubg Brm Inv$ 16.1 bil 800–223–6448

A– Genesis + 2 + 8 +64 60.03n–.54A Guardian +17+ 13+102 22.16n–.16

Neubg Brm Tr$ 16.0 bil 800–223–6448

A+ SocRspons + 2+ 12+203 38.48n–.32New Covenant$ 810 mil 877–835–4531

A– Growth + 4+ 11 +69 46.69n–.45NorthCoastAsstMgmt$ 80 mil 800–274–5448

D SelGr – 4 + 5 +26 13.19n–.08Northern$ 39.2 bil 800–595–9111

A– StockIndex + 4+ 11 +88 38.18n–.43Nuveen Cl A$ 35.4 bil 800–257–8787

A MidCapGrOpp +15 + 9 +59 32.94 +.01Nuveen Cl I$ 33.9 bil 800–257–8787

A MidCapGrOpI +16 + 9 +64 43.92n+.00Oak Associates$ 1.2 bil 888–462–5386

A+ RedOakTech + 9 + 5+175 33.87n–.48A– SelectGrwth + 3 + 7 +89 105.14n–1.3

Oakmark I$ 113 bil 800–625–6275

E Intl –17+ 10 +6 20.76n–.36Oppenheimer I$ 45.9 bil 800–525–7048

A+ DiscoveryI +19 + 9+103 115.02n+.12D+ DlvpMkt 0 + 9 +58 45.57n–.42

Optimum C$ 5.0 bil 800–914–0278

A SmlCpGrow +19+ 15 +62 12.14n–.02Optimum Instl$ 6.6 bil 800–914–0278

A LrgCpGrow +17+ 12+114 23.38n–.26

— P — Q — R —Pace Funds A$ 7.3 bil 800–647–1568

A+ LrgCoGr +21+ 13 +79 26.46 –.27A– SmMdCoGr + 7 + 9 +45 15.85 –.02

Parnassus$ 17.8 bil 800–999–3505

A CoreEqInv + 7+ 13 +79 50.13n–.49Partners$ 1.3 bil 207–495–9070

A– USEquity + 7+ 10 +81 19.89n+.00PgimInvest$ 127 bil 973–367–7930

A– Blend + 6+ 12 +60 21.70 –.12A– BlendZ + 6+ 13 +61 21.78n–.12A+ ConservGr +24+ 14+112 13.68n–.08A+ FocusedZ +34+ 13+152 23.37n+.01A+ Growth +32+ 14+148 41.74n–.14A+ GrowthA +24+ 14+120 17.22 –.11A+ GrowthR +32+ 14+151 46.88n–.14A+ GrowthZ +33+ 14+164 60.00n–.18A+ IntlOppsZ +31+ 13+127 27.85n+.08A+ JennFocGrA +33+ 13+164 21.44 +.00A+ JennGlbOps +41+ 16+177 37.92 +.14A+ JennGlbOps +42+ 16+185 38.65n+.15A– JensnMidCap +12+ 11 +45 13.22n+.01A JnsnMdCpGrA +13+ 11 +57 24.75 +.03A MidCapGr +13+ 12 +61 29.02n+.04A+ SelGwthC +33+ 13+152 16.57n+.00A– StockIdxI + 4+ 11 +79 46.75n–.53A– StockIdxZ + 4+ 11 +78 46.74n–.53

PIMCO A$ 169 bil 888–877–4626

A– StocksPLUS + 5+ 12 +77 9.47 +.00A– StocksRet + 4+ 13 +81 10.93 +.00

PIMCO Admin$ 172 bil 888–877–4626

D– IncomeFd + 1 + 4 +18 11.79n+.00PIMCO C$ 145 bil 888–877–4626

A– StocksPlRet + 4+ 13 +74 9.70n+.00A– StocksPLUS + 5+ 12 +73 8.77n+.00

PIMCO Inst l$ 105 bil 800–927–4648

A+ StkPlsLgDur +20+ 14+140 8.55n+.00PIMCO P$ 314 bil 888–877–4626

D Income + 2 + 4 +19 11.79n+.00A– StocksPlus + 4+ 13 +83 11.00n+.00D+ TotalRetrn + 8 + 2 +19 10.96n+.00

Pioneer$ 25.9 bil 800–225–6292

A FndmtlGrwth +12+ 12+102 29.53n–.35A Pioneer +10+ 14 +81 32.80n–.33

Pioneer A$ 26.7 bil 800–225–6292

A– CoreEquity + 6+ 12 +72 21.56 –.23A GrowthA +16+ 12 +97 20.62 –.21A MidCapGrw +11+ 11 +84 50.10 –.02A Pioneer +11+ 14 +79 32.62 –.33

Pioneer C$ 38.0 bil 800–225–6292

A DiscGr +16+ 12 +88 17.29n–.18A Funds +10+ 14 +76 27.43n–.28A Growth +12+ 12 +98 26.96n–.31

Pioneer Y$ 30.9 bil 800–225–6292

A– CoreEq + 6+ 12 +73 21.90n–.23A DiscGr +17+ 12 +99 21.26n–.22A MidCapGrw +12+ 11 +85 55.11n–.03A Pioneer +11+ 14 +85 33.14n–.33

PolenCap$ 3.8 bil 800–358–1887

A+ GrowthInstl +18+ 10+152 41.21n–.35A+ GrowthInv +18+ 10+149 40.26n–.35

Praxis$ 2.6 bil 800–977–2947

A+ GrwIndI +18+ 12+132 32.26n–.44A+ GrwthIndex +17+ 11+129 31.93 –.43

Price Advisor$ 257 bil 800–638–7890

C– IntlStock 0 + 9 +39 18.78n–.14D– SmlCapVal –12+ 10 +37 42.04n–.13








© 2020 Investor’s Business Daily, Inc. Investor’s Business Daily, IBD, trademarks owned by Investor’s Business Daily, Inc. MarketSmith is a

CAN SLIM, Leaderboard and corresponding logos are registereda registered trademark of MarketSmith, Incorporated.

investors.com/ms4weeks

THIS WEEK ONLY: Get 4 weeks of

MarketSmith for only $24.95. That’s

over $120 off the regular price!

EXTENDED ACCESS SALE





A14 WEEK OF SEPTEMBER 21, 2020 MUTUAL FUND PERFORMANCE INVESTORS.COM

Top Fund Avoids Fads, Sticks To Leading Stocks Like Apple, … · 2 days ago · Consumer defensive...

Documents

Transcript of Top Fund Avoids Fads, Sticks To Leading Stocks Like Apple, … · 2 days ago · Consumer defensive...