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ANALYTICAL DEVELOPMENTS IN X- RAY EMISSION SPECTROMETRY. Item Type text; Dissertation-Reproduction (electronic) Authors PERRON, STEVEN JOSEPH. Publisher The University of Arizona. Rights Copyright © is held by the author. Digital access to this material is made possible by the University Libraries, University of Arizona. Further transmission, reproduction or presentation (such as public display or performance) of protected items is prohibited except with permission of the author. Download date 06/05/2018 01:04:35 Link to Item http://hdl.handle.net/10150/143053

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ANALYTICAL DEVELOPMENTS IN X-RAY EMISSION SPECTROMETRY.

Item Type text; Dissertation-Reproduction (electronic)

Authors PERRON, STEVEN JOSEPH.

Publisher The University of Arizona.

Rights Copyright © is held by the author. Digital access to this materialis made possible by the University Libraries, University of Arizona.Further transmission, reproduction or presentation (such aspublic display or performance) of protected items is prohibitedexcept with permission of the author.

Download date 06/05/2018 01:04:35

Link to Item http://hdl.handle.net/10150/143053

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8304725

Perron, Steven Joseph

ANALYTICAL DEVELOPMENTS IN X-RAY EMISSION SPECTROMETRY

The University of Arizona PH.D. 1982

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ANALYTICAL DEVELOPMENTS IN X-RAY EMISSION SPECTROMETRY

by

Steven Joseph Perron

A Dissertation Submitted to the Faculty of the

DEPARTMENT OF CHEMISTRY

In Partial Fulfillment of the Requirements for the Degree of

DOCTOR OF PHILOSOPHY

In the Graduate College

THE UNIVERSITY OF ARIZONA

198 2

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THE UNIVERSITY OF ARIZONA GRADUATE COLLEGE

As members of the Final Examination Committee, we certify that we have read

the dissertation prepared by ____ S_t_e_v_e_n __ J_o_s_e~p_h __ P_e_r_r_o_n ______________________ _

entitled Analytical Developments in X-Ray Emission Spectrometry

and recommend that it be accepted as fulfilling the dissertation requirement

for the Degree of Doctor of Philosophy ------------------~~-----------------------------------

(C-'""L Date

II - 1-Date

Date

Date

Date

Final approval and acc~ptance of this dissertation is contingent upon the candidate's submission of the final copy of the dissertation to the Graduate College.

I hereby certify that I have read this dissertation prepared under my direction and recommend that it be accepted as fulfilling the dissertation requirement.

LJ~i;,=j Dissertation Director Date

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STATEMENT BY AUTHOR

This dissertation has been submitted in partial fulfillment of requirements for an advanced degree at The University of Arizona and is deposited in the University Library to be made available to borrowers under rules of the Library.

Brief quotations from this dissertation are allowable without special permission, provided that accurate acknowledgment of source is made. Requests for permission for extended quotation from or re­production of this manuscript in whole or in part may be granted by the head of the major department or the Dean of the Graduate College when in his judgment the proposed use of the material is in the interests of scholarship. In all other instances, however, permission must be obtained from the author.

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To Celeste

"It's never too late to have a happy childhood"

Tom Robbins, 1980

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ACKNOWLEDGMENTS

I want to express my sincere appreciation to the following

people for their help and guidance throughout my graduate career:

To Dr. Quintus Fernando, my research advisor; his advice,

support and direction have been invaluable during my years at the

University of Arizona.

To Hank and Hain Oona, whose help, advice and ahove all

friendship have been, and will always be, greatly valued and

appreciated.

To my family, and especially my parents, whose support and

understanding helped me through many trout led times.

And above all, to my wife Celeste. I thank her for her help

in preparing this manuscript and especially for her understanding,

patience and love throughout my years of schooling. This is truly ~

degree; I couldn't have done it without her.

I also want to sincerely thank Dr. John Leavit, Peter Stoss,

Dave Rollins and Steve Kirchner for their many contributions to my

research, and I acknowledge the financial support obtained from NSF

grant CHE78-l8576 and the University of Arizona.

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TABLE OF CONTENTS

Page

LIST OF ILLUSTRATIONS • vii

LIST OF TABLES xi

ABSTRACT xiii

1. INTRODUCTION 1

Historical Development of X-Ray Spectrometry 4 Basic X-Ray Properties • • • • • • • • • • 5

Origin of X-Rays • • • • • • •• 5 X-Ray Nomenc lature •••• • • • • 9 Interaction of X-Rays with Matter • 14

Instrumentation • • • • • • • • • • • • • • •• 16 Excitation Sources •• • • • • • • • • • • • 18 Wavelength Dispersive Spectrometry 20 Energy Dispersive Spectrometry • • • • • • 23

2. RADIOISOTOPE INDUCED X-RAY FLUORESCENCE •

Instrumentation • • • • Analysis of Photographs • • • • •

Experimental ••• • Summary • • • • • • • • • • • •

Analysis of Dysprosium X-Ray Contrast Experimental • • • • Summary • • • • • • • •

3. PARTICLE INDUCED X-RAY EMISSION.

Media • •

Instrumentation • • • • • • • • • • •••• Qualitative and Semiquantitative Applications of

PIXE • . • • • • • • • • • • • Analysis of Backing Materials Analysis of Bullet Lead • Analysis of Bat Tissue • • • • Analysis of Metal Films • Summary • . • • • • • . • • • . •

Quantitative Applications of FIXE ••••• X-Ray Efficiency Curves • • • Analysis of Standard Reference Materials Analysis of Ferromanganese Nodules Summary • • . • • •• •••••••••

v

27

31 34 35 45 49 49 57

62

67

74 75 79 87 89 95 99

100 108 117 123

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TABLE OF CONTENTS--Continued

4. HIGH RESOLUTION PIXE

Instrumentation • Van de Graaff Accelerator Sample Chamber • • • • Spectrometer • • • • • • • • • • • • Electronics • • • • • • • Operating Instructions • • • •

Experimental • • • • • • • Studies on Low-Z Elements • Molybdenum Extraction Products Cu(I)/Cu(II) Compounds

Summary • •••• • • • • • • • • •

5. CONCLUSIONS

APPENDIX A:

APPENDIX ~:

APPENDIX C:

REFERENCES

EXTRACTION OF MOLYBDENUM FROM FERROMANGANESE NODULES • • • •

NEUTRON ACTIVATION ANALYSIS OF BULLET LEAD

PROGRAM RATIO FOR PIXE QUANTITATION

Page

124

128 128 130 132 151 160 164 164 167 170 177

180

185

211

230

257

vi

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LIST OF ILLUSTRATIONS

Figure Page

1.1. Fluorescence yield curves for K, Land M shell

1.2.

1.3.

vacancies

Principal electron transitions that give rise to characteristic X-ray line spectra • • • • • • • • • • •

Mass attenuation coefficients as a function of wavelength (for uranium) • • • •

1.4. A typical wavelength dispersive X-ray analysis

1.5.

2.1.

2.2.

2.3.

2.4.

2.5.

2.6.

2.7.

2.8.

2.9.

2.10.

system . . . . . . . . . .

A typical energy dispersive X-ray analysis system •

Geometric arrangements of radioisotope sources for X-ray fluorescence analysis • • • • • • • • • • ••••

The radioisotope X-ray fluorescence system used

Sample spectrum obtRined from the X-ray fluorescence analysis of a color Type-C print ••••••

X-Ray emission spectrum of a cellulose acetate film negative ••• • • • . • • • • • • • • • • •

X-Ray emission spectrum of an unidentified albumen print showing the presence of a gold chloride toner

X-Ray emission spectrum of a palladium emulsion black and white print by Tom Millea •••••••••••••

X-Ray emission spectrum of a platinum emulsion black and white print by Laura Gilpin • • • • • • • • • • • •

X-Ray emission spectrum of a "satista" print by Alfred Stieglitz •••.•.••••

X-Ray emission spectrum of the matting used to back some of the photographs analyzed • • • • •

X-Ray emission spectrum of the dry mount tissue used to mount photographs •••••••.• . • • • • • • •

vii

10

11

17

21

24

30

33

37

38

40

42

43

44

47

48

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Figure

2.11.

2.12.

2.13 •

2.14.

2.15.

2.16.

3.1.

3.2.

3.3.

3.4.

3.5.

3.6.

3.7.

3.8.

3.9.

3.10.

3.11.

LIST OF ILLUSTRATIONS--Continued

1 MeV PIXE spectrum of Dy-DTPA X-ray contrast media

2 MeV PIXE spectrum of Dy-DTPA X-ray contrast media

2 MeV PIXE spectrum of rat feces to determine the elimination of Dy-contain1ng contrast media •

Am X-ray emission spectrum of rat urine containing the Dy-DTPA contrast media

Sample X-ray emission spectrum of dysprosium standard used to establish a calibration curve

Dysprosium calibration curve obtained from the Am X-ray emission spectra of DY203 in dilute aqua regia

K and L shell ionization cross-sections for 1 MeV (solid line) and 2 MeV (dotted line) protons •••••

The PIXE system • • • • • • • • •

Van de Graaff accelerator •

The sample chamber used in PIXE •

PIXE spectra of polyethylene with and without a carbon foil in the beam path

1 MeV PIXE spectrum of Kapton film showing impurities . . . . . . . . . . . . . . . 1 MeV PIXE spectrum of Nuc1eopore filter on Kapton backing . . . . . . . . . . . . . . 1.5 MeV PIXE spectrum of bullet lead showing the Pb La peak used to normalize counting times • • •

1.5 MeV PIXE spectrum of a Federal bullet fragment

1.5 MeV PIXE spectrum of a Winchester bullet fragment

PIXE spectrum of bat tissue to determine Cu/Zn ratios • • . • . • . • .••••••••

.

viii

Page

51

52

53

55

56

59

64

68

70

71

73

78

80

83

84

85

89

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Figure

3.12.

3.13.

3.14.

3.15.

3.16.

3.17.

3.18.

3.19.

3.20.

3.21.

4.1.

4.2.

4.3.

4.4.

4.5.

LIST OF ILLUSTRATIONS--Continued

1 MeV PIXE spectrum of a thin molybdenum film on glass substrate · · · · · · · · · · · · 2 MeV PIXE spectrum of a thin molybdenum film on glass substrate · · · · . · · · · 2 MeV PIXE spectrum of indium film sputtered in argon . · . · · · · · · · · · · · · · · · 2 MeV PIXE spectrum of indium film sputtered in oxygen • • • • • •

Experimentally obtained K and L shell relative X-ray efficiency curves for 1 MeV protons • • •

Experimentally obtained K and L shell relative X-ray efficiency curves for 2 MeV protons with a 4 mil Al filter • • • • • • • • • • . •

1 MeV PIXE spectrum of NBS 1571 orchard leaves

2 MeV PIXE spectrum of NBS 1571 orchard leaves

1 MeV PIXE spectrum of ferromanganese nodule sample · . . . · · · · · · · . · · · · · 2 MeV PIXE spectrum of ferromanganese nodule sample · . . · · · · · · · · · · The high resolution PIXE system

Electron gun coverplate used to align the system

The variable curvature bent crystal spectrometer and PIXE sample chamber ••••

Variation of the radius of curvature of the Rowland circle with crystal position

Vacuum chamber used to stretch polypropylene for proportional counter windows ••••••

.

.

4.6. The experimental (solid line) and theoretical (broken line) amplification characteristics of our proportional counter using methane at atmospheric

·

·

·

pressure • • • • • • • • • • • • • • . • • • . • •

ix

Page

92

93

. . 96

97

107

108

110

. III

. 120

121

129

131

133

134

139

144

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Figure

4.7.

4.8.

4.9.

4.10.

4.11.

4.12.

4.13.

4.14.

4.15.

4.16.

4.17.

4.18.

4.19.

4.20.

LIST OF ILLUSTRATIONS--Continued

The experimental (solid line) and theoretical (broken line) amplification characteristics of our proportional counter using 90% Ar/lO% CH4 at atmospheric pressure • • • • • • • • • • • • • • • • •

The electronics used for high resolution PIXE •

The preamplifier circuit incorporating an MC 1552 video amplifier chip •• • • • • • • • • • • • •

The preamplifier circuit incorporating an MC 1733 differential video amplifier chip • • • •

The Tennelec TC 214 single channel analyzer •

The lower level discriminator calibration for the Tennelec TC 214 single channel analyzer

The upper level discriminator calibration for the Tennelec TC 214 single channel analyzer . . . The experimentally determined calibration curve for

. .

the Philips-Norelco variable •• • • • • • • • •

High resolution PIXE spectrum of graphite showing 1 order diffracted off a PbSt crystal • • • • • •

High resolution PIXE spectrum of aluminum showing 7 ordes diffracted off a PbSt crystal • • • • • • •

High resolution PIXE spectrum of molybdenum showing 2 orders diffracted off mica •••••••

High resolution PIXE spectrum of coper showing 8 orders of K X-rays diffracted off mica and 4 orders of L X-rays diffracted off PbSt • • • • •

High resolution PIXE spectrum of Cuo , CuCl and CuC1 2 . . . . . . . . Variation of Cu L peak intensity for a variety of ion beams . . . . . . . .

x

Page

146

153

154

155

157

158

159

162

166

168

169

171

172

176

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Table

1.1

2.1.

2.2.

3.1.

LIST OF TABLES

Relative intensities of principal X-ray spectral lines of analytical interest •

Commonly used radioisotope sources for X-ray fluorescence ••••••••••• • • • • •

Corrected peak areas for dysprosium standards in dilute aqua regia • • • • • • •

Properties of backing materials used in PIXE

3.2. PIXE analysis of bat tisue to determine Cu/Zn

3.3.

3.4.

3.5.

3.6.

3.7.

3.8

3.9.

3.10.

3.1l.

3.12.

3.13.

3.14.

ratios

Trace metal impurities in evaporated metal films

PIXE analysis of indium sputtered films • • • • •

Experimental thin target K-shell X-ray yield for 1 MeV protons • • • • • • • • • • • • • • • • • •

Experimental thin target L-shell X-ray yield for 1 MeV protons • • • • • • • • • • • • • • • • • •

Experimental thin target K-shell X-ray yield for 2 MeV protons with a 4 mil Al filter • • • • • •

Experimental thin target L-shell X-ray yield for 2 MeV protons with a 4 mil Al filter • • • •

Analysis of NBS SRM 1571 orchard leaves . Analysis of NBS SRM 1575 pine needles . . Analysis of NBS SRM 1577 bovine liver •

Analysis of NBS SRM l632a coal

Analysis of NBS SRM l633a fly ash . . Comparative PIXE and flame analysis of ferro­manganese nodules • • • • • • • • •

xi

. .

.

Page

13

29

58

76

90

94

98

102

103

104

105

112

113

114

115

. . 116

122

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Table

4.1.

4.2.

4.3.

4.4.

LIST OF TABLES--Continued

Properties of common crystals used in a crystal specstrometer • • • • • • • • • • • • • • . • •

Experimental gas amplification factors for a methan3 counter where ap 0.1378 and bla = 2 x 10 • • • • • • • • • • • • • • • • • • • • • • • •

Necessary memory contents of microprocessor to obtain desired spectriometer step size • • • • • • •

Observed counts and background in 2nd order Cu peak using various ion beams • • • • • • • • •

xii

Page

136

143

149

175

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ABSTRACT

X-Ray emission techniques have been developed for the analysis

of unusual and difficult samples that cannot be analyzed by

conventional analytical techniques. Three X-ray techniques have been

investigated, including radioisotope-induced X-ray fluorescence

(RXRF), proton-induced X-ray emission (PIXE) and high resolution PIXE.

Low flux radioisotope X-ray sources have been used to non­

destructive1 characterize the elements present in photographic papers

and emulsions. The information obtained has proven valuable for

cataloging and preserving photographic prints of historical

significance. Radioisotope X-ray sources have also been used in the

development of low-cost, portable instrumentation useful for

quantitating a variety of toxicological samples, including urine and

feces samples to determine the elimination rates of X-ray contrast

media containing dysprosium.

The PIXE technique has been applied to the analysis of

forensic samples, including bullet lead, tissue fragments and thin

metal coatings, and has been compared with other non-destructive

methods of analysis. Sample preparation techniques and analytical

procedures have been developed for general, thin target, quantitative

PIXE analysis. These procedures were applied to the analysis of five

NBS standard reference materials, and to the analysis of deep-sea

ferromanganese nodules.

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A high resolution (2 eV) PIXE system has been developed to aid

in the deconvolution of overlapping X-ray peaks encountered in

conventional PIXE spectra. This system has been applied to the

measurement of chemical shifts in the X-ray emission spectra of

transition metal comounds.

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CHAPTER 1

INTRODUCTION

Three areas of applications have grown out of X-ray technology

since the discovery of X-rays in 1895; these include medical and

industrial radiography, X-ray diffraction, and X-ray spectrometry. Of

these, X-ray spectrometry is especially interesting to chemists

because of the many potential applications to trace element analysis.

We first became interested in X-ray spectrometric techniques during a

search for analytical methods that could be used for a variety of

forensic, toxicological and environmental samples. In this search the

methods desired were to be sensitive, applicable to a wide variety of

elements, and non-destructive so that the results could be presented,

if necessary, as evidence in a courtroom. Flame methods, although

very sensitive and applicable to a wide variety of elements, were

rejected because almost without exception, they required dissolution

of the sample. Electrochemical methods also required the sample to be

in solution and were only applicable to certain elements of interest.

Neutron activation analysis was both sensitive and non-destructive,

but it could not be used at all for some elements of interest and the

operating conditions had to be varied to maximize the sensitivity for

each element. Also, the available counting facility and the computer

capabilities for automatic peak identification and quantitation were

unsatisfactory. As a consequence, the determination of a large number

1

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of elements in a single sample became a formidable problem. X-Ray

emission methods seemed to meet all the requirements of our search;

they had the required sensitivity for most applications, all elements

of interest could be determined, and the method was non-destructive.

With most X-ray emission methods, all elements from Na through

U could be determined qualitatively in the original sample, and the

potential existed for quantitative analysis in the original form if

corrections were made for X-ray absorption and enhancement by the

sample matrix. If the sample were dissolved, accurate quantitation at

the parts-per-million level could b~ performed and the results

compared to those from flame or electrochemical analyses on the same

samples, since the sample is not altered or destroyed during

irradiation. There would be no residual radiation, in contrast to

NAA, and the start-to-finish analysis time would be less than that

required for most other analytical methods, considering the number of

elements determined. It appeared, therefore, that X-ray emission

methods would be ideally suited to the determination of trace elements

in the types of samples in which we were interested.

An X-ray facility was developed at the University of Arizona

for the analysis of unusual, one-of-a-kind and difficult types of

samples. This involved the development of new instrumentation, sample

preparation techniques and analytical procedures that could be used

for the qualitative and quantitative determination of trace elements

present in the samples. These developments are discussed throughout

the remainder of this dissertation.

2

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This dissertation is divided into 5 chapters. The first

chapter serves as an introduction to the field of X-ray emission

spectrometry and includes a discussion of the historical development

of X-ray spectrometry, the basic physical properties of X-rays, and

the instrumentation used in X-ray emission analysis. The next three

chapters describe analytical developments made in three areas of x­

ray spectrometry that were used in my research: Radioisotope Induced

X-Ray Fluorescence (RXRF) , Particle Induced X-Ray Emission (PIXE), and

High Resolution PIXE. In each chapter the history and background of

the technique are discussed, and the instrumentation used is described

along with representative analyses that demonstrate how the technique

has been developed for chemical analysis. The last chapter summarizes

my work and the current capabilities of the X-ray facility at the

University of Arizona. Future directions of the facility are

discussed, including possible applications and developments in

instrumentation.

Two appendices are also included which describe work done

using complementary techniques to more fully characterize some of the

samples analyzed by X-ray emission techniques. These include the

characterization of molybdenum compounds extracted from ferromanganese

nodules by infrared analysis (IR) and X-ray photoelectron spectroscopy

(XPS), and the elemental analysis of bullet lead by neutron activation

analysis (NAA). The final appendix includes the program RATIO that

was developed for use in PIXE analyses.

3

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Historical Development of X-Ray Spectrometry

X-Ray emission spectrometric techniques have been well

established and widely used methods of chemical analysis for nearly

thirty years. Electron-induced X-ray emission spectra were first

applied specifically to chemical analysis by Hadding in 1922 (1). In

1925, von Hevessy suggested the use of primary X-rays rather than

electrons as an excitation source (2,3). Coster and Nishina in 1925

(4) and G10cker and Schreiber in 1928 (5) applied his idea of X-ray

secondary emission (X-ray fluorescence) to quantitative analysis, but

found the secondary emission technique to be less efficient by several

orders of magnitude, resulting in decreased sensitivity. Von Hevessy

noted the advantages of the technique, however, in the possibility of

analyzing liquid samples and in the almost complete absence of

continuous background. He suggested the construction of sealed X-ray

tubes fitted with beryllium windows to carry out excitation with soft

X-rays (6). By the 1930s concentrations in the range of 10-4 to

10-5 M could be measured, but the full development of X-ray

spectrometry had to wait for several technological advances; it was

not until the 1940s that high-powered, stable, sealed X-ray tubes,

large single crystals of synthetic rock salt and sensitive Geiger

counters were all brought together to permit rapid and reproducible x­

ray fluorescence measurements (7). In 1948 Friedman and Birks built

the prototype of the first commercial X-ray fluorescence spectrometer

(8); this incorporated a sealed beryllium window X-ray tube, a

collimator system made of nickel tubes, a thin window Geiger counter

4

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with associated electronic counting gear, and a sample introduction

device. After this spectrometer, vacuum systems soon followed, along

with the gas flow proportional counter and the lithium fluoride

crystal (3). By the late 50's detectors became commercially available

with dead times of less than 1 msec. and with output pulses

proportional to the energy of the incident photon (9); there was

little progress in energy dispersive techniques, however, until the

introduction of semiconductor detectors in the early 60's (10,11).

Bowman and co-workers first used semiconductors for X-ray analysis in

1966 (12), and since then energy resolution and count rate performance

have improved significantly due to progress in electronic design

(13,14). The introduction of guard-ring detectors in the early 1970s

(15) drastically reduced background resulting from incomplete charge

collection, so that by 1975 semiconductor detectors could be used for

routine trace multi-elemental analysis. Today most X-ray analysis

systems use an energy dispersive semiconductor detector, or a

semiconductor detector in conjunction with a crystal spectrometer, for

rapid, reproducible, routine chemical analysis.

Basic X-Ray Properties

Origin of X-Rays

When an element is bombarded with high energy particles or

photons, interactions occur between the bombarding particles and the

electrons makiug up the atoms of the element. These interactions

cause an energy change to occur within the atom, and the atom later

5

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returns to its original energy state by giving up excess energy as

emitted radiation. The emitted radiation may include infrared,

visible, ultraviolet and x-radiation. X-Rays, considered to be photons o

of a wavelength between 0.1-100 A, may be emitted as either

noncharacteristic continuous spectra or as line spectra having

wavelengths characteristic of the emitting elements. X-Rays with a

continuum of energy are largely responsible for excitation of

characteristic secondary spectra and give rise to most of the

background in X-ray fluorescence; characteristic line spectra are

unique to any element and form the basis of all X-ray emission

techniques. These types of x-radiation will be discussed in more

detail.

Continuous x-radiation. Continuous X-ray spectra, also

known as bremsstrahlung, occurs when high speed electrons undergo

stepwise deceleration in matter. This happens, for example, in a

conventional X-ray tube where energetic electrons strike an anode

material to give characteristic anode lines superimposed on a broad

band continuous background. The intensity distribution of the

continuum is characterized by a short wavelength limit, Amin' and by

a peak maximum at approximately 2 Amin. The short wavelength limit

corresponds to the maximum energy of the exciting electrons, Vo, as

defined by Duane and Hunt (16):

A min hc Vo

(1.1)

6

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where h is Planck's constant, and c is the speed of light. A is

expressed in Angstroms and Vo in kilovolts, and substitution of these

values gives:

A - 12.4 min -~ (1.2)

The intensity distribution of the continuum can be approximated by

Kramer's formula (17):

I(A) « i Z (1.3)

where leA) is the relative intensity at wavelength A, i is the X-ray

tube current and Z is the atomic number of the target material.

For practical purposes, continuous x-radiation occurs only

with electron excitation. A continuum excited by ions is weaker than

that from electrons by a factor Z2/m2, where Z is the charge of the

nucleus and m the nuclear mass. For example, the continuum intensity

for protons is (1/1800)2 that for electrons, due to the increased

mass, and it is successively less for deuterons, -particles and

heavier ions. In electron-excited X-ray spectrometry, the high

continuum background seriously restricts the minimum detection limit.

In X-ray fluorescence analysis, the primary continuum generated by the

X-ray tube provides the principal source of sample excitation and may

appear as background in the secondary spectra due to scattering by the

sample. The X-rays themselves do not generate continuous radiation

because photons do not undergo a stepwise loss of energy.

7

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8

Characteristic X-Radiation. Characteristic X-ray spectra

consist of a series of discrete wavelengths characteristic of the

emitting element. These X-ray spectral lines arise from the

rearrangement of orbital electrons in the target element following

ejection of one or more electrons in the excitation process. For

example, if a K-shell electron is ejected during excitation, the atom

becomes unstable due to the presence of a "positive hole" in the K

shell; the atom can return to its original stable state by two

predominant processes. In the first process, the ground state is

regained by multiple electron transitions from outer orbitals. Since

the instability of an atom due to ionization decreases in the order K+ >

L + > M+ > N+, each time an electron is transferred the at iom moves to

a less energetic state and X-radiation is emitted at a wavelength

corresponding to the energy difference between the initial and final

states of the transferred electron. The process continues until the

energy of the atom is approximately that associated with normal outer

electron vibration (generally a few electron volts). The second

process is similar to the first, but in this case radiation is not

emitted following the transition of an outer electron to an inner

shell; instead, the atom gives up its energy by further ionization

within the atom in a process known as the Auger effect. Since

millions of atoms are involved in the excitation of a given sample,

both de-excitation routes will be taken and the intensity of emitted

X-radiation will depend on the relative efficiency of the opposing

processes. This relative efficiency is expressed in terms of the

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fluorescence yield, w, and is defined as the ratio of the number of x­

ray photons emitted within a given series to the number of vacancies

formed in the associated level. Figure 1.1 shows how the

distribution of the total de-excitation between the two processes

differs from element to element.

In practice, the processes involved in characteristic X-ray

emission are more complex than this description might suggest.

Electron transitions cannot occur from any higher orbital to any lower

one; only those transitions permitted by the following selection rules

are allowed: ~n ~ 0

~2 * 1

Aj ± 1 or 0

where n is the principal quantum number, 2 is the angular quantum

number and j is the vector sum of 2 and s, the spin quantum number.

Figure 1.2 illustrates the electron transitions which fit these

selection rules and give rise to the principal X-ray spectral lines.

The accepted nomenclature for these spectral lines is somewhat

unsystematic and will be described in the next section.

X-Ray Nomenclature

It is often confusing to find that four separate notations are

used in X-ray spectrometry to express a given electron transition.

For example, the two allowed L-shell to K-shell transitions can be

expressed as:

9

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10

1.0-r---------------------,

0.8

"0 0.6 Qj :;

C III U Ul III

0 0.4 ::I u::

0.2

M Shell

~j 0.0-+----r--,----r----.-----.----.,.--.---.---.....----1

1

a 20 40 60 80 100

Atomic Number

Figure 1.1. Fluorescence yield curves for K. Land M shell vacancies.

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K~l' KLIII

, 2p3/2 ~ 18, 2 1S or P3/2 ~ a

K~2' KLII

, 2p1/2 ~ 1 , 2 1S

or P1 / 2 ~ a 8

The first two methods of notation are most commonly found in textbooks

and tables. They are the most convenient to use, but they cannot

indicate satellite lines or forbidden transitions. The third method

is familiar to chemists and indicates exactly which electron states

are involved in a given transition. The last method is the correct

spectroscopic nomenclature for the third notation, but it is seldom

used by analytical spectroscopists (3).

The first method of notation, known as Siegbahn notation, will

be used throughout the remainder of this dissertation. In this system

the notation for an X-ray spectral line consists of: 1) the symbol of

the chemical element; 2) the symbol of the series (K,L,M, etc.), where

the series is determined by the final resting place of the transferred

electron; and 3) a lower case Greek letter, sometimes with a numerical

subscript, denoting the particular line in the series. Thus,

ionization in the K shell followed by filling of the K vacancy leads

to production of K-series radiation. The strongest line in the series

is called the a line and corresponds to a ~n = 1 transition. The S or

Y lines usually arise from ~n = I or 2 transitions. The symbol Ka, or

K~l 2' indicates the Kal~ pair and has a wavelength equal to the , average of the individual lines weighted for their relative

intesities: K~1:Ka2 2:1,

AK a

?AKN1 + AKa2 3

(1.4)

12

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Table 1.1. Relative intensities of principal X-ray spectral lines of analytical interest

Kal

100 Lal 100 Mal 50

KaZ 50 LSI 75 MaZ 50

Kal Z 150 Lf,2 30 Mal •Z 100

KS I ZO LB3 5 MSI 100

LS4 3 MYI 100

LYI 10 M 1 5

Le 3

13

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14

Similarly, the sym~ol KS indicates the KS l S3 pair. Table 1.1

indicates the typical relative intensities of the principal spectral

lines of analytical interest (18). Aside from these few conventions,

there is no systematic procedure for assigning Siegbahn notation;

however, an X-ray line resulting from a given transition in any

element will always be given the same symbol.

Interaction of X-Rays with Matter

When a beam of x-radiation interacts with matter, each

individual incident photon may undergo coherent or incoherent

scattering, photoelectric absorption, or transmission. Coherent

(Rayleigh) scattering occurs when an incident photon is scattered by a

loosely bound outer electron and no energy transfer occurs in the

process. Incoherent (Compton) scattering occurs when a fraction of the

energy of the incident photon is transferred to the bound electron,

causing the wavelength of the scattered X-ray to be slightly longer

than the incident wavelength. Photoelectric absorption occurs when

all of the energy of the incident photon is transferred to an electron

of the target atom causing complete removal from its initial site;

this is the process that results in emission of X-ray lines.

The fraction of X-rays that are transmitted by the sample

depends on the thickness and density of the absorbing material and on

the wavelength of the incident photons. The intensity of the

transmitted beam, I, can be expressed by the Beer-Lambert Law:

I I exp[-a(N/A)px] o

(1.5)

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15

where 10 is the initial intensity, x is the thickness (cm) and P the

density (g/cm3) of the absorber. N is Avogadro's number (atoms/mole),

A is the atomic weight (g/mole) and cr represents the "cross section"

or imaginary target area (cm2/atom or barns) that each atom presents

to the photons. The cross section is related to the mass attenuation

coefficient, ~, by the relationship:

~ = cr(N/A)

so that:

I = 10 exp(-~px)

0.6)

0.7)

The mass attenuation coefficient is an atomic property of chemical

elements and is a measure of their X-ray stopping power.

The value of the mass attenuation coefficient, ~, is

determined by the amount of photoelectric absorption, T, and the

amount of scatter, cr, in a sample; the scatter is generally small

enough, however, that it can be neglected. Since photoelectric

absorption occurs at each energy level in an atom, the total

photoelectric absorption -- and therefore the mass attenuation

coefficient -- will be determined by the sum of the individual

absorptions:

~ = TTotal

0.8)

Since the photoelectric absorption varies greatly with wavelength and

atomic number:

T = K ~ • Z).. 3 A

0.9)

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it follows that the value of the mass attenuation coefficient

increases with wavelength, and, at a specific wavelength, increases

with atomic number. Each time the wavelength increases to a value in

excess of a certain absorption edge ( ab), however, one of the

photoelectric absorption terms in Equation (1.8) drops out, resulting

16

in a sharp fall in the value of The absorption edge corresponds to

the binding energy of electrons in the appropriate levels and is the

longest wavelength (minimum photon energy) that can excite a specified

X-ray line series of a specified element. A plot of mass attenuation

coefficient versus wavelength shows sharp discontinuities at the

absorption edges in otherwise smoothly increasing lines (see figure

1.3). The rapid increase in as the absorption edge is approached

from the short wavelength side indicates a resonance effect in the

ionization process and it is expected that the most effective

wavelength to cause excitation will be just to the short wavelength

side of the absorption edges. This forms the basis of excitation in

secondary target X-ray fluorescence.

Instrumentation

X-Ray emission spectrometry covers a group of instrumental

techniques that are based on the measurement of wavelengths and

intensities of characteristic X-ray lines. An X-ray spectrometric

analysis involves four essential elements of instrumentation: 1)

excitation of the elements in a sample; 2) separation of the emitted

X-ray line spectra so that a line of any specified element can be

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104~ ____________________________________________ ~

103

4

J E

102

~

C ~ Qj 4 0 to)

c .E iii :0 C

10 ~ < CI) CI)

'" 4 ::E

~1~------r---~--------r----+------~----~--~ 0.01 0.1 4.

Wavelength tAl 4 10

Figure 1.3. Mass attenuation coefficients as a fUnction of wavelength (for uranium).

17

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18

measured individually; 3) detection and conversion of X-ray photons

into current pulses; and 4) readout and measurement of the detector

output data. Excitation can be any form of radiation capable of

producing vacancies in the inner shells of the atoms of interest in

the sample. Several types of excitation sources are available, and

they can be selected according to the sensitivity needed and the type

of information desired. The remainder of the instrumentation can be

divided into two types based on the methods used to separate

individual X-ray lines; these are commonly called wavelength

dispersive and energy dispersive methods. Each of these areas will be

described in more detail in the following sections.

Excitation Sources

Excitation of characteristic line spectra may be achieved by

means of X-rays, electrons, protons and other charged particles, or

radioisotope sources. Fluorescent excitation with an X-ray tube is the

most common method used for chemical analysis. As explained earlier,

X-ray tubes are primarily bremsstrahlung sources of photons so that

excitation is possible over a broad range of wavelengths. The

effective wavelength and intensity of the exciting radiation can be

varied by selection of the X-ray tube target, operating current and

voltage, and choice of filters and secondary targets, to give lower

limits of detection of about 1 ppm in the most favorable case. The

lower absolute limit of detection, however, is only about IO-8g , so

that rather large samples must be used.

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19

Direct electron excitation was the first method used to excite

characteristic x-radiation and is the method aplied in X-ray tubes,

electron microprobe analyzers and electron gun spectrometers. Direct

electron excitation offers a 20,000 times increase in intensity over

fluorescent excitation for the same input power (19), but the total

useable power is less than that of a sealed X-ray tube because of

sample heating. In an X-ray tube most of the heat is carried away by

water cooling the anode, but in direct electron excitation the heat

must be dissipated by the sample; this limits the useable power of the

system and presents problems in the analysis of non-conducting

samples. The background interference from bremsstrahlung radiation

limits the lower limit of detection to about 100 ppm; because the

electron beam can be finely focused down to small areas on thin

samples, however, the lower absolute limit of detection is about

10-16g for direct electron excitation.

Proton sources offer several advantages over photon or

electron excitation, two of the most important being the very low

continuous background due to the increased projectile mass, and the

high ionization cross-section for low Z elements. These effects

contribute to a uniform lower limit of detection of about 1 ppm

throughout the periodic table, with a lower absolute detection limit

of about 10-14g using a focused 1 mm 2 beam. A1pha- and other charged

particles have also been investigated, but there is generally a large

Y-ray contribution to background and a severe target heating problem

due to the increased mass of the projectile. To alleviate these

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problems, the beam intensity must be reduced, thus offsetting the

advantage of higher ionization cross section. At present, the

sensitivities are worse than for protons. Charged particle-induced

excitation will be discussed in more detail in Chapter 3.

20

Radioisotope sources can excite a sample by the direct

emission of a-, S- or Y-rays; they are small, inexpensive,

monoenergetic sources that are generally of low intensity. The total

photon yield is several powers of ten lower than that of a sealed x­

ray tube, so this severely limits their sensitivity and applications.

Radioisotope excitation sources will be discussed in greater detail in

Chapter 2.

Wavelength Dispersive Spectrometry

In wavelength dispersive spectrometry the characteristic X-ray

lines of different elements are separated spatially using a crystal

spectrometer in much the same way as a diffraction grating separates

the lines in a visible spectrum. The essential features of a

wavelength dispersive crystal spectrometer are shown in Figure 1.4.

Generally, a sealed high-vacuum X-ray tube is used for wavelength

dispersive analysis. Primary X-rays excite characteristic X-ray

emission from elements in the sample by fluorescence; the secondary x­

rays are emitted in all directions, but are limited by collimators to

a nearly parallel beam directed at the analyzing crystal. The crystal

diffracts each wavelength, A, at an angle, e, corresponding to Bragg's

law:

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Wavelength Dispersive

Excitation Source

System

Spectrometer

DETECTOR TUBE POWER SUPPLY

T 2B

Figure 1.4. A typical wavelength dispersive X-ray analysis system.

21

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nA 2 d sine (1. 10)

where n is the order of diffraction and d is the spacing between

planes of atoms in the crystal. When the crystal is rotated, the

angle e that it presents to the incident beam is varied and each

wavelength in turn satisfies the Bragg condition for diffraction.

This is an essential difference between optical emission

spectrography and wavelength dispersive X-ray spectrometry; in X-ray

spectrometry the spectral lines are diffracted individually in

sequence, while in optical spectrography the entire spectrum is

produced at once, either by a diffraction grating or a reflecting

prism.

22

As the crystal scans through a range e, the goniometer meter

drive rotates the detector at twice the rate of the crystal so that it

is at an angle 2e. In this way the incident sample beam and the

detector always present equal angles to the crystal so that the

detector is in the correct position to see any diffracted X-rays.

(The angle of incidence is equal to the angle of "reflection"). The

detector then converts each diffracted X-ray into a current pulse with

an amplitude proportional to the X-ray energy. In wavelength

dispersive spectrometry, detectors are usually either gas-proportional

counters or scintillation detectors. In a proportional counter a

current pulse results from ion pairs formed when the X-ray photon

interacts with a gas. The number of ion pairs formed is proportional

to the photon energy divided by the first ionization potential of the

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23

gas. In this way different X-ray photon energies generate different

numbers of ion pairs which in turn cause current pulses of different

amplitudes. In a scintillation detector, photoelectrons generate a

number of visible light photons proportional to the X-ray energy. The

visible photons are detected by a photomultiplier tube, resulting 1n a

current pulse whose amplitude is again proportional to the X-ray

photon energy.

The current pulses generated by either detector are amplified

by a charge-sensitive preamplifier and an amplifier. A pulse height

selector sorts pulses according to amplitude and passes only those

having a preselected height. The discriminated pulses may then be

individually counted by a scaler-timer or integrated by a ratemeter.

The pulses are recorded as counts-per-second so that a strip chart

recording or multichannel scaler plot of count rate vs 28 will give

both the wavelength and intensity of elements in the sample.

Energy Dispersive Spectrometry

Although wavelength dispersive X-ray systems are capable of

very high energy resolution, their detection efficiency is quite poor.

Energy dispersive systems generally exhibit poorer energy resolution,

but they have inherently higher detection efficiencies and are capable

of simultaneous detection of a wide range of X-ray energies.

Essentially, energy dispersive spectrometery differs from wavelength

dispersive spectrometry only in the means used to separate spectral

lines emitted by a sample; in practice, however, this distinction

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24

Energy Dispersive System

Cnorocl.ri.lic I A Elcitation

Anolyl. Source x.roy.~

;=: vvvv"I

I O,Ieclor 11 Po .. er Supply

H Oeteclor Pre-Amplirier

Pileup

I A ... mbly omplifier t---I t---I Rejlclor

Cooling Supporl Sy,ltm

Compul.r [ Multi-channel Dedicated ion

t--t Sloroge line) 01 off I,,,, Sy,lem

0010 Oulpul (plolter, prinler, '---1 Oisp;oy I lop., elc.)

Fip.ure 1.5. A typical energy dispersive X-ray analysis system.

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25

leads to many differences in the instrumentation used in two methods.

The basic features of an energy dispersive X-ray system are

illustrated in Figure 1.5.

Most detectors used for X-ray analysis consist of a lithium

doped single crystal of silicon or germanium. The interaction of

ionizing radiation with the crystal creates an amount of free charge

proportional to the energy deposited by the incident photon. The

proportionality between charge and deposited energy is the key to

energy dispersive spectrometry; the high statistical precision of the

energy to charge conversion is the key to the high resolution of the

detector. To obtain the high resolution and low noise conditions

necessary for X-ray spectrometry, the detector and preamplifier stage

must be kept at liquid nitrogen temperature (77 0 K).

The free charge generated in the detector is swept out as a

charge pulse by an applied potential bias. The current pulse is

integrated by a charge sensitive preamplifier to produce a voltage

step proportional to the charge. The voltage pulse is then amplified

and shaped to maximize the signal-to-noise ratio. Pulse pileup

rejectors are used to eliminate overlapping peaks that give rise to

erroneous pulse amplitudes and a live time clock system is used to

correct for the rejection of the pulses. The shaped pulses are

processed in a multichannel pulse-height analyzer (PHA). Signals pass

into an analog to digital converter (ADe) and are stored in a

multichannel analyzer or small computer according to pulse height.

After calibrating the channel numbers according to energy, a resulting

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26

spectrum is obtained of counts as a function of X-ray energy. This is

by far the most widely used method for X-ray analysis.

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CHAPTER 2

RADIOISOTOPE INDUCED X-RAY FLUORESCENCE

Sealed radioisotope excitation sources have several appealing

characteristics compared to conventional X-ray tubes. They are small,

light, inexpensive, simple and highly reliable. They are inherently

low intensity sources; associated radiation problems impose an upper

limit of activity of about 100 mCi on radioisotope sources, whereas a

conventional X-ray tube can easily be operated at the equivalent of

10-1000 Ci (20). (The curie, Ci, is that mass of radioisotope in

which 3.7 x 1010 disintegrations occur each second.) Although the low

intensity is a disadvantage in many ways, it can be advantageous for

analyzing samples that may be damaged in the higher flux of an X-ray

tube. The low intensity of radioisotope sources can be compensated

for by longer counting times, since for all practical purposes the

excitation conditions will be absolutely stable during an analysis.

Occasional recalibration can compensate for any long-term decrease in

radioisotope intensity.

For X-ray applications, radioisotope sources can be

characterized by four basic properties: 1) the decay process and type

of emitted radiation (~-, S-, or y-emission or orbital electron

capture) which results in characteristic X-ray emission; 2) the energy

of the emitted radiation; 3) the half-life, or time required for half

of the atoms of the radioisotope to disintegrate; and 4) the activity

27

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28

of the source. For X-ray spectrometric excitation, a suitable

radioisotope source should have a simple line spectrum at an

appropriate energy below 150 KeV (preferably a single intense y- or

X-ray line) with no accompanying high energy beta or gamma radiation,

a half-life of at least one year, and an activity high enough to yield

a source X-ray flux on the order of 107 photons/second this gives

rise to count rates of 10 3 to 105 cps for pure elements, assuming an

efficiency of 0.1 to 10% (18,21,22). Table 2.1 lists the properties

for several of the radioisotope sources commonly used for

radioisotope-induced X-ray fluorescence.

Four principal types of source-specimen-detector geometries

have been used for radioisotope-induced X-ray emission. These are

shown in Figure 2.1. The first type is the central or button source

in which the radioactive material lies in the middle of the detector

and excites the specimen directly; this geiometry is most efficient

for large detector windows and is most commonly used with proportional

counters or scintillation detectors (23). The second type is the

annular ring source; in this arrangement the source lies around the

detector and the radiation is directed upwards to excite the sample

directly; it is the preferred geometry for semiconductor detectors.

The last two types are commonly referred to as source-target or

secondary target sources, and may utilize either the central or

annular ring geometry as shown. In this arrangement the source

irradiates and excites a secondary target selected so that its

principal X-ray lin~ is at an energy just above the analyte absorption

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Tab

le 2

.l.

Com

mon

ly

use

d r

ad

iois

oto

pe

sou

rces

fo

r X

-ray

fl

uo

resc

en

ce.

--(1

8).

Pri

ncip

al

Use

ful

rad

iati

on

T

yp

ical

H

igh

est

Rad

iois

oto

pe

rad

ioacti

ve

En

erg

y

sou

rce

at.

n

o.

sou

rce

dec

ay p

roce

ss

Half

-lif

e

Typ

e (K

ev)

acti

vit

y

ex

cit

ed

(C

i)

Tri

tiu

m-T

itan

ium

8

-l2

.3y

C

onti

nuum

3

-10

5

29

(Cu)

T

i K

-x-r

ays

4-5

Tri

tiu

m-Z

irco

niu

m

8-

12

.3y

C

onti

nuum

2

-12

5

30

(Zn)

Iro

n-5

5

DEC

2.7

y

Mn

K x

-ray

s 5

.9

0.0

2

24

(Cr)

Co

bal

t-5

7

DEC

270d

F

e K

x-r

ay

s 6

.4

0.5

98

(C

f)

y 14

Y

12

2 Y

13

6

Cad

miu

m-1

09

DEC

l.3

y

Ag

K x

-ray

s 22

0

.00

3

43

(Tc)

y

88

92

(U)

Iod

ine-

12

5

DEC

60d

Te

K x

-ray

s 27

54

(X

e)

y 35

Pro

met

hium

-147

8

-?.6

y

Con

tinu

um

12

-45

0

.5

60

(Nd)

A

lum

inum

Gad

oli

niu

m-1

53

DE

C 23

6d

Eu

K x

-ray

s 42

0

.01

88

(R

a)

y 97

Y

10

3

Lea

d-2

l0

8-22

y B

i L

x-r

ay

s 11

0

.01

62

(S

m)

y 47

Plu

ton

ium

-23

8

a. 8

9.6

y

U L

x-r

ay

s 1

5-1

7

0.0

3

82

(Pb)

Am

eric

ium

-241

a.

470y

N

p L

x-r

ay

s 1

1-2

2

0.0

1

69

(Tm

) y

26

N

59

.6

\0

Y

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Geometric Arrangements of Radioisotope Sources

center-type arrangement

5 ,... .f. ';' 1 ! \! I , ~ •

::~~""" ''',' ,:',.:.; R !, ..,." F-4-' _\-

: I

J ~ ,of;. T

~ center-type

source - target arrangement

annular ring arrangement

5 =- ..

~"'--R-'1e,I.J,·' .;

T~' --:::~-' :

'" ' R , '" :~ T

I D \

~ annular ring

source- target arrangement

radioactive rodiation target X-rays sample X-rays

Figure 2.1. Geometric arrangements of radioisoto~e sources for X-ray fluorescence analysis. ~- (R) Radioisotope, (5) sample, (F) X-ray filter, (T) secondary target fluorescer,

30

(D) detector. The shaded area represents lead shielding.

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31

edge. The X-rays from the secondary target then irradiate and excite

the specimen. Most commonly, y-emitting primary sources are used, and

high source activities are needed because of the inefficiency of the

secondary excitation process. Using this type of source-energy

selection, optimum excitation of specific elements can be achieved

since the secondary target arrangement gives extremely pure analyte

spectra, having high peak-to-background ratios, with detection limits

in the range of 50-200 ppm (24-29).

For most of our work, we do not find the secondary target

sources as useful because we are interested in a complete multi­

element analysis. The broad energy range and added intensity of the

annular ring source offsets its higher background, making this the

preferred source for non-routine analysis; also, the high energy and

long half-life of the 24l-Am radioisotope make it especially suitable

for laboratory applications. We have used a 100 mCi 24l-Am annular

ring excitation source to obtain complete elemental profiles, from K

through Tm, in a single experiment. The instrumentation used and two

applications of this technique will be described later in this

chapter.

Instrumentation

All radioisotope-induced X-ray fluorescence analyses were

carried out using a 241-Am excitation source, an energy dispersive

lithium-drifted silicon, Si(Li), detector with associated

electronics, and a Nuclear Data 6620 X-ray analysis computer system

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32

linked to the University's DEC-lO time-share computer. A schematic of

this system is shown in Figure 2.2.

The 24l-Am excitation sources used in these studies were

purchased from Isotope Products Laboratories (Burbank, California).

The sources measure only 2.50 in. overall diameter, with a central

hole diameter of 0.375 in. The sources are available in either the

direct or secondary target annular ring geometry.

The X-rays emitted from the sample were detected with either

an ORTEC vertical dipstick or KEVEX horizontal dipstick Si(Li)

detector. Both had beryllium windows to prevent back-scattered ions

and energetic electrons from reaching the detector. The detectors had

resolutions of 170-190 eV (measured at 5.898 KeV, the Mn Kline)

throughout the course of these experiments, and had a 100% efficiency

rating for X-rays from about 4-17 KeV. Charged pulses in the detector

resulting from X-ray ionization were swept out at a bias potential of

1000V. A cooled FET preamplifier together with a pulse pileup

rejector helped to minimize electronic noise and problems of

coincident X-rays. Detector count rates varied from a few counts per

second to several hundred, but were always held less than 1000 cps to

reduce pileup.

Analog signals from the detector electronics were fed to a 12-

bit ND 575 analog to digital converter (ADC). The digital signals

were sorted according to pulse amplitude and ultimately counted and

stored according to channel number. A calibration of energy versus

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Figure 2.2.

Radioisotope X ray Fluorescence

System

I ( I I

sample~ 11,1 ~~ --------- . l~ \ Backing

2.11 ~m SOURCE It 'lD Pb Shield (annular ring)

r----L--- --,

Multi· Channel Analyzer

NUClear Data 6620

Computer

(LiqUid N: cooled)

RS·232 Control

Box

I I I I I I I

O;:C·10 Computer

Coumerl Timer

Display

The radioisotope X-ray fluorescence system used.

33

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34

channel number was calculated by obtaining a spectrum containing six

peaks of known energy and determining the channel number of the

centroid of each peak. A least-squares fit of the energy-channel

pairs gave peak positions that were within 10eV of the expected values

in the calibrated region. In this way the energy spectrum of emitted

X-rays could be obtained so that the position of peaks in the spectrum

provided a qualitative identification of elements present in the

sample.

Spectra were acquired for a given preset live time in 1024

channels and were displayed while being collected on the CRT of the

ND 6620. The acquired spectra were stored on hard disk, as counts

versus energy, for future data reduction and peak identification and

could be transferred via phone link to the university's DEC-IO

computer for plotting.

Analysis of Photographs

One of our primary interests in radioisotope-induced XRF has

been for the qualitative analysis of various types of black and white

and color photographs that are a part of the collection in the Center

for Creative Photography (CCP) at the University of Arizona. No other

non-destructive analytical technique has been used to look at

elemental profiles of photographs. The only other techniques that

could be applicable to this type of analysis are the neutron

activation and autoradiography techniques that have been used for

whole-painting analysis (30-33) but these involve the use of a neutron

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35

source and subsequent decay times and counting schemes. Radioisotope­

induced XRF, on the other hand, is rapid and relatively simple, and it

leaves no residual radiation at the end of the analysis. We have

shown how elemental analysis by XRF can be used in the preservation,

conservation and identification of photographic materials.

Two major problems confronting museums housing large

collections of photographs are the identification of emulsion and

toners used in a print and the determination of a print's

authenticity. It is often impossible to visually determine whether an

emulsion contains platinum, palladium, silver or some other metal; it

is also difficult to determine whether a selenium or gold chloride

toner has been used to stabilize the emulsion. Since different

emulsions require different preservation procedures, it is critical to

the conservation of photographs that the exact chemical makeup of each

emulsion be determined. The same information needed for preservation

can also be used to determine authenticity and to further our

understanding of the medium and its practitioners. An elemental

profile may be used to characterize special emulsions, to identify

fakes and to date prints. We have shown that radioisotope-induced XRF

can be used for the routine elemental analysis of photographic papers

and emulsions (34).

Experimental

An initial feasibility study was conducted in the fall of

1979. The previously described instrumentation was used to analyze

several types of photographs from the CCP, including silver (Harry and

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36

Weston) and platinum (Gilpin) black-and-white prints and Type C

(Shore), dye transfer (Harry) and carbro (Paul and Roche) color

prints, in addition to nitrocellulose and cellulose acetate negatives.

Representative spectra from 20 min runs are shown in Figures 2.3 and

2.4. The results of ~this study showed the capabilities of the method,

and in the summer of 1980 a more detailed study of the photographs was

carried out.

Initial experiments were conducted to determine the effect of

X-ray exposure on both black-and-white and color photographs, including

albumen, color and black-and-whate Polaroid, faded silver, Type C,

cibachrome and dye transfer prints. An extensive series of exposures

to direct X-rays from the 24l-Am source at various distances and for

periods of exposure ranging from several minutes to 24 hours showed no

noticeable effect on any of the prints studied. It was determined,

therefore, that a typical elemental analysis, taking from 1/2 to 3

hours, would have no visible or measurable effect on the photographic

materials studied.

When the non-destructiveness of this method was established,

the experimental set-up described previously was used to determine the

irradiation time needed to obtain useful spectra. A lucite holder was

designed to allow reproducible positioning of any desired portion of a

photograph over the source and detector at a set distance. The

spectra of various photographs were counted for 10 minutes, 30

minutes, 1 hour, 1 1/2 hours, 2 and 3 hours. It was determined that

the optimum irradiation time for black-and-white prints was about

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6131

3 SH

ORE

C

-PR

INT

AM

SOU

RCE

Zn

200,,----------------------------~

4131

3 c

Ti

D

C

~ ~

100

~ ~

T

0 c

t Sr

U

A

m

N

T

S

2131

3~ I'~

II 0

25

30

10

15

20

D

IDIO

Y

(KE

Y)

Am

II

~~.-~

13

I I

I I Iii

i III

I I

I I

I I

I I

II

I I

13

5 11

3 1

5

213

25

31

3 3

5

ENER

GY

(KEV

)

Fig

ure

2

.3.

Sam

ple

spec

tru

m o

bta

ined

fr

om

the

X-r

ay

flu

ore

scen

ce

an

aly

sis

of

a co

lor

Typ

e-C

p

rin

t.

W

-...J

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1500

0 CE

LLU

LOSE

A

CETA

TE

NEG

ATI

VE

Ag

50

0

l 10

000

C

i ao

o-a

0 u U

• 1

N

I

T

S

50013~

10

0 0 5

10

1'5

20

/I

A

g IH

m (

I[Y

)

13 • '

.-.-

. .. ,

-,

. -.

-•

r-r

~. ~-'

)Hr-

r-r"

'-"'

-.,

13

5 31

3 3

5

ENER

GY

(KEV

)

Fig

ure

2

.4.

X-R

ay

em

issi

on

sp

ectr

um

of

a cell

ulo

se aceta

te fi

lm n

eg

ati

ve.

w

co

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1 1/2 hours, while that for color prints was about 3 hours. With

longer counting times, the background problems became appreciable.

39

The next series of experiments was designed to qualitRtively

identify the elements present in specific prints selected by the CCP.

These were primarily early twentieth century prints made by Paul

Anderson, Imogen Cunningham, Laura Gilpin, Alfred Stieglitz and Edward

Weston, and contemporary prints by Tom Millea. The results of tests

conducted on colorphotographs from these collections proved

interesting and could lead to improved methods of identification and

preservation, but the data were insufficient to draw conclusions about

the colored emulsions examined. This discussion will therefore be

limited to only the black-and-white photographs analyzed, and four

photographs in particular that demonstrate the potential of this

method for the analysis of photographs.

The first photogaph is an anonymous nineteenth century albumen

print that was tested to verify whether a toner had been used on the

print to inhibit sulfide formation. The elemental spectrum of this

photograph (Figure 2.5) shows the presence of a small amount of gold

(Au) indicating that a gold chloride toner was used. The iron (Fe),

copper (Cu) and lead (Pb) peaks were found in almost all black-and­

white photographs analyzed, and barium (Ba) was found in most

commercial papers, probably present as a barium sulfate filler.

The next three photographs demonstrate how XRF may be used to

identify the light sensitive element(s) used in a photographic

emulsion. The first of these is a 1979 print by Tom Millea entitled

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Alb

um

en E

xhib

it I

12

50

~iTi--------------------------------------------------~

10

00

C

75

0

o U

N

T

S 5

00

25

0

fig

-....---

----

"-F

~

~ ~~-

o ~-

-;

;'"

o 10

2

0

ENER

GY

(KE

V)

30

4

0

Fig

ure

2

.5.

x--P

ay

em

issi

on

sp

ectr

um

o

f an

u

nid

en

tifi

ed

al

bu

men

p

rin

t sho~ving

the

pre

sen

ce o

f a

go

ld ch

lori

de

ton

er.

.p

­o

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41

Carmel Valley (CCP accession no. 79:205:001). This was recorded in

the curatorial files at the CCP as a platinum (Pt) print, but the test

results indicated a palladium (Pd) print as shown in Figure 2.6. In

contrast, the second photograph is verified as a 1932platinum print by

Laura Gilpin entitled Temple of Kukulean (CCP accession no.

77:023:022). The spectrum shown in Figure 2.7 shows strong platinum

lines and also weaker silver (Ag) lines, probably due to impurities of

silver in the emulsion. The absence of barium in both of these

photographs indicates that these were probably hand-coated papers, and

indeed both photographers are known to have coated their own paper.

The last photograph in this series is a 1917 Alfred Stieglitz print

entitled Portrait of Paul Strand (CCP accession No. 78:017:006),

identified on the back as a satista print. Standard literary sources

for photographic processes did not provide a definition of this

process; however, the spectrum shown in Figure 2.8 indicates a

combination platinum and silver print. Several months after this

analysis was performed, an advertisement was found in an early British

photographic journal that offered Satista paper for sale (35). This

paper was coated with a platinum or palladium emulsion and was

available commercially in the early 1900s.

In the last series of photographs analyzed we tried to

determine the feasibility of dating and authenticating vintage prints

by this method. Elemental profiles of original prints by Edward

Weston and Imogen Cunningham were compared with profiles of later

prints by Cole Weston and the Cunningham Trust, made from the same

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Mill

ea

, To

m

79

:20

5:0

01

50

0-,-

--,-

--------------------

40

0

C

30

0

o U

N

T

S 2

00

10

0-

o o

10

P,I

20

ENER

GY

(KEV

)

Pa

llad

ium

30

4

0

Fig

ure

2

.6.

X-R

ay

emis

sio

n

spec

tru

m o

f a

pall

ad

ium

em

uls

ion

bla

ck

an

d w

hit

e p

rin

t by

To

m M

ille

a.

.l:­

N

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Gilp

in.

LalJ

r<1

77:0

23:0

;'?2

PI a

ti 11

11 rn

5e0-y--,---------------------------------------~

40

0

c 3

0e

o U

N

T

S 2

00

10

0

0-4~~~~~rT,-rT~~~_r~~~~rT~or~~~_r~~~

o 5

10

1

5

20

2

5

30

3

5

40

ENER

GY

(KEV

)

Fig

ure

2

.7.

';-R

ay

em

issi

on

sp

ectr

um

of

a p

lati

nu

m em

uls

ion

b

lack

an

d \v

hit

e p

rin

t b

y

Lau

ra G

ilp

in.

..,..

w

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tmm

--

80

0-

C

60

0

o U

N

T

S 4

00

-

2131

3

~3Ii

pgli

lz.

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r!~d

if

3:0

17

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lisla

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lll

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o 5

113

15

213

25

3

0

35

ENER

GY

CKEV

)

Fig

ure

2

.8.

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ay em

issi

on

sp

ectr

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pri

nt

by

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lfre

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.

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negatives, to see if an elemental analysis would unambiguously

distinguish between the prints. The results were largely

inconclusive, although it appears that either the barium-strontium

ratio or accurate quantitation of the silver content may help to

authenticate a print. More extensive studies, requiring the use of

carefully prepared standards and extensive analysis of authenticated

photographs by several artists, must be carried out before accurate

determinations can be made. The archives at the CCP should prove

invaluable for such a study.

Summary

45

The results of these studies demonstrate the capabilities of

XRF when emloyed for the analysis of photographs. The position of

each peak in the energy spectrum of the photograph provides a

qualitative identification of the elements present, and the area under

the peak provides a measure of the concentration of the element.

Since the conversion of peak areas to accurate concentrations is a

formidable problem and was not required in this initial study, no

quantitation was attempted.

The analyses of the first four photographs described

demonstrate the usefulness of qualitative analysis in cataloging and

preserving photographic materials. The light sensitive components of

the compounds used in an emulsion are readily discernible, as shown by

the platinum, palladium and silver peaks in the X-ray spectra

(Figures 2.6,2.7 and 2.8), and the presence of toners is readily

determined by the presence of gold or selenium peaks in the elemental

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profile (Figure 2.5); the presence of barium provides a quick

indication of whether a paper was hand coated or obtained

commercially. This type of chemical information is critical to the

preservation or restoration of a print and may be of use in

identifying fakes or reproductions. The iron, copper and lead peaks

present were seen in all black-and-white photographs analyzed, as

indicated earlier, and arise, at least in part, from the mounting

tissue and matting as shown in Figures 2.9 and 2.10. No other peaks

were distinguishable above the background in the X-ray fluorescence

spectra obtained from these photographs; the presence of other

elemental peaks in future studies could help to identify a special

paper or emulsion.

46

It is apparent from these studies that the XRF technique is

ideally suited to the analysis of photographic material. It is a

rapid, multi-element technique that requires minimal sample

preparation and causes no damage to the sample. While a few XRF

systems exist for analyzing whole paintings (36), none had been

developed for the routine analysis of photographs. A simplified

system as described here can be used to solve many problems

encountered in the cataloging and preservation of photographs and

other printed paper media. In future studies this method will be

extended to the analysis of color photographs and to the quantitation

of elemental concentrations in both color and black-and-white

photographic prints.

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C o U

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(BAC

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s

t00

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ure

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c a U

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HaU

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SUE

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49

Analysis of Dysprosium X-Ray Contrast Media

New and beter X-ray contrast media are constantly being sought

for use in vasculature imaging. Heavy metal chelates have been

investigated, with emphasis on EDTA and related polyaminocarboxylic

acid ligands that have high metal-ion affinities and form extremely

stable water soluble complexes. In an on-going project in the

Toxicology Program at the University of Arizona, salts of a dysprosium­

diethylenetriaminepentaacetic acid complex (Dy-DTPA) are being

investigated for use as contrast media.

Of critical concern in the investigation of potentially useful

contrast media is the rate at which the compound is eliminated from

the body. Previous excretion studies of DTPA complexes utilizing 99Tc ,.

l69yb , ll3 In , Cu and Fe have shown that greater than 90% of the

complex is excreted in the urine during the first day following

administration (30-32). Preliminary experiments were carried out to

determine the rate of elimination of the Dy-DTPA complex. Rats were

administered the complex intravenously and urine and feces were

separately collected in metabolism cages for analysis by 24lAm X-ray

fluorescence and PIXE (see Chapter 3).

Experimental

Initial qualitative studies of the rat feces were carried out

using the PIXE technique. This is inherently more sensitive than

radioisotope XRF and is discussed in detail in chapter 3. Standard

200 mg samples of the Dy-DTPA compound were weighed out and pressed

into pellets at 20,000 psi using a 13 mm KBr hydraulic press. The

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50

pellets were then mounted on KaPton® (Dupont) covered aluminum

planchets for PIXE analysis. samples of the rat feces were prepared

similarly and loaded together with the standard for analysis.

The Dy-DTPA pellets were analyzed with a 200 nA proton beam at

both 1 and 2 MeV (using a 4 mil aluminum filter at the higher energy

to eliminate low energy X-rays) to obtain a set of standard spectra.

These are shown in Figure 2.11 and 2.12. The peaks between 5.5 and

8.5 keV arising from L-shell X-rays are cleaner peaks, with lower

background than the M-shell peaks between 1 and 3 KeV, and therefore,

these were the peaks of choice for the analysis. The rat feces were

then run under identical conditions at 2 MeV, but no appreciable

amount of dysprosium was detected in the samples analyzed (see figure

2.13). It was concluded, therefore, that very little dysprosium, if

any, is eliminated in the feces and that therefore it is probably

excreted in the urine. This follows from the earlier studies cited on

DTPA complex elimination. For further analyses we therefore decided

to use the 241Am source for the determinations since the urine samples

could be run as either solids or liquids and sample changes could be

effected more easily.

Since the metabolism cage is designed in such a way that food

particles and unknown amounts of drinking water may combine with the

urine, the urine samples collected were filtered and freeze-dried to

remove water; this allowed a determination to be made based on % dry

weight. A sample of the freeze-dried urine was prepared as above and

. . . .. 241A . h'l d an 1n1t1al analys1s uS1ng a m source W1t a S1 ver secon ary

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20

00

0

15

00

0

c o U1

00

00

N

T

S

50

00

Dy

Dy

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sIu

m

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PA

A2

72

I H

eV

N

o F

It

lin

es

Dy

l li

nes

o r

i 'r-=

---='-

"..,

I \

{ 'V

\

C>

iii

o 2

4 6

8

ENER

GY

(K

EV

)

Fig

ure

2

.11

. 1

MeV

PI

XE

sp

ectr

um

of

Dy-

DT

PA

X-r

ay co

ntr

ast

med

ia.

10

VI

i-'

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c o U

N

T

S

3mH:l~J-

20

01

30

-

10

01

30

-

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Dy

l~I,2

Py,-

:pr·

c>~

i "m

01

'1 II

lI

?l'l

2 fI

..,V

Dy

l ~

1,3

Dy

l~2

4 m

Il fll

Dy

Ltl

I ---.J

o I

r I~Tr·l T

l-r-

...-

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-ray

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N

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15ee

e-

Fe

leee

e~

II c

j 0 U

N

T

S

seee

-l

Fe

Mn

e-t

-i'~

4 6

Dy

spro

siu

m

Feces

Sam

ple

A

27

5

2 M

eV

4 m

il

fll

40

0J ~

30

0

Sr

" tJ ~ 2

00

-T

C

100

1 A

, Br

Zn

0

A

10

12 ~ (

kE

Y)

14

Cu

Ie

ENER

GY

(KEV

)

12

14

1

6

Fig

ure

2

.13

. 2

MeV

PI

XE

sp

ectr

um

of

rat

feces

to

det

erm

ine

the eli

min

ati

on

of

Dy

-co

nta

inin

g co

ntr

ast

med

ia.

16

V1

W

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54

target showed that the dysprosium compound was indeed excreted in the

urine (Figure 2.14). Several attempts were made to reconstitute the

freeze-dried samples, the most successful being with dilute aqua

regia. In this way the samples could be run either as solids or

liquids by radioisotope XRF, and the results could be checked with

flame methods requiring a liquid sample.

A calibration curve was made of varying concentrations of

dysprosium in dilute aqua regia. Since the amount of Dy-DTPA compound

was limited, standards were made from dysprosium oxide, DY203. (The

compounds yielded identical dysprosium X-ray spectra.) Standards were

prepared from 1000 ppm to 10% Dy, and three 100 ul aliquots were

successively spotted and dried on 13 mm Nucleopore filter disks placed

on thick Kapton backings. Alternatively, the liquid samples could be

run directly with an appropriate thin-window sample cup, or solid

standards could be prepared using freeze-dried rat urine from

controls. We could not obtain control samples so no solid sample

calibration curves were prepared.

The samples were analyzed using the direct 60 KeV 241Am source

for maximum excitation. Duplicate samples of each concentration were

run for a preset live-time of 10.0 min and X-ray spectra were

obtained. The background corrected area under the peak at 6.47 KeV

was measured as indicated in the representative 4% dysprosium spectra

shown in Figure 2.15. The measured peak areas for the standards are

shown in Table 2.2 and a plot of peak area (at 6.47 KeV) versus

concentration of dysprosium is shown in Figure 2.16.

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5013

13

4130

13

C

3131

313

o U

N

T

S 21

3131

3

1131

313-

; I>

v

I>v

RAT

UR

INE

CO

NC

fNTR

ATF

AM

SOU

RCE

AG

SECO

ND

ARY

I'

v I>

v

~

13 -t-

I -J

-.-r--r-l--·J~-T--r-'-·l

5 11

3 1

5

213

ENER

GY

(K

EV

)

Ag

line

s

r-T

-I 25

Fig

ure

2

.14

. Am

X

-ray

em

issi

on

sp

ectr

um

of

rat

uri

ne co

nta

inin

g

the D

y-D

TPA

co

ntr

ast

med

ia.

Ln

Ln

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2513

130-

2131

3'~1

0~

L

r0""-~

N

T

SI

1301

313

5131

30-1

1\

Jill

r:>

I V

I

o 5

4"

DY

SPR

OSI

UM

ST

AN

DA

RD

AM

SOU

RCF.

ZS

AO

OT

-----------

I]

Dy

2-1

~ \'

c IIi

lIIIQ

0 U

N

T

S

I-

5011

3 " ,-

G.B

B

.B

20

ENER

GY

CKEV

)

La(

1.2

Pea

k a

rea

=

16

49

07

7.B

B

.B

9.B

1

9.B

£N£R

OY

(K

EY

)

'TT

II'I

3

0

35

4

0

Fig

ure

2

.15

. S

ampl

e X

-ray

em

issi

on

sp

ectr

um

of

dy

spro

siu

m

stan

dard

u

sed

to

esta

bli

sh

a

cali

bra

tio

n c

urv

e.

--

The

sh

aded

pea

k a

rea w

as

use

d

for

cali

bra

tio

n.

V1 '"

"'

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57

Once the calibration curve was established, experimental

problems developed with this project in the Toxicology Program and no

samples were available for elimination rate studies. Progress has

temporarily been suspended until new compounds can be made and better

methods of sample collection can be developed. It appears, however,

that either radioisotope-induced XRF or PIXE can be used for the

routine monitoring of dysprosium elimination studies.

Summary

The results of these studies demonstrate the quantitative

capabilities of XRF for monitoring dysprosium elimination rates in x­

ray contrast media studies. Our experiments resulted in a dysprosium

calibration curve as shown in Figure 2.16. As seen, non-linear

behavior is observed above about 4%, deviating significantly above 6%

Dy. This is due primarily to self absorption in the sample. The

calibration curve is linear in the range of 0.1 to 4% Dy, and the

lower limit can probably be pushed below 1000 ppm using longer

counting times -- although background problems were already becoming

significant. It may be possible to lower the detection limit using

the 241Am source with a copper secondary target, since this would give

a low background and the principal emission line of eu at 8.04 KeV

would be just greater than the 7.85 KeV absorption edge of dysprosium;

much longer counting times would be required, however. Of course, one

could achieve lower detection limits using PIXE also; if such low

limits are not required by the study, however,the simplicity of the

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I..~

58

Table 2.2. Corrected peak areas for dysprosium standards in dilute aqua regia.

% Dy Peak area (cts)

Run 1 Run 2

0.1 5,,604 5,572

0.5 12,624 19,137

1.0 47,195 38,595

2.0 87,313 78,328

3.0 125,863 121,387

4.0 164,907 171.128

5.0 181,6113 181,422

6.0 210,203 196,041

7.0 218,735 214,692

8.0 245.133 238,128

9.0 248,915 248,726

10.0 255,125 249,642

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r\

(f)

t- Z

::J

0 U

v 4: w

fr:

-1:

~

4:

W

a.. X

I05 3 21 11 0

-f

0

, Dy

spro

siu

m C

ali

bra

llo

n

Cu

rve

CD

Y20

3 In

d

il

aq

. reg

ia)

(i ~

X

:~

· · 0

· • · )(

CJ

~

/ /

;'

/ ~/

/ /

f{

2 4

6 8

10

PERC

ENT

DYSP

ROSI

UM

Fig

ure

2

.16

. D

ysp

rosi

um

cali

bra

tio

n

curv

e o

bta

ined

fr

om

the

Am

X-r

ay e

mis

sio

n sp

ectr

a o

f D

Y20

3 in

d

ilu

te

aqu

a re

gia

.

V1

1.0

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radioisotope XRF method makes it preferable. The instrumentation

needed for radioisotope XRF could be set up in the animal lab itself

for routine studies.

60

One of the principal problems in this study was that of sample

preparation. We were given freeze-dried urine samples with no

explanation of the collection and handling processes and no control

blanks. The blanks could have been crucial in this case for

background corrections and peak stripping if we had found significant

iron levels in the urine, since iron at 6.3 KeV interferes with the

dysprosium line at 6.4 KeV. As we have so often found ~n our analyses,

it is critical for the analyst to be involved with, or at least

informed about, sample collection and preparation from the very outset

of the research work. Ideally, in future studies, it would be

preferable to collect a small amount of urine directly to avoid many

of the problems associated with freeze-drying; this should not involve

catheterizing the rats since only a few drops of sample are needed.

If this is not possible, then filtered freeze-dried samples should be

used directly, along with a solid sample calibration curve, to

eliminate the process of reconstituting the urine.

We have shown that radioisotope-induced XRF can be used

successfully to monitor dysprosium elimination in X-ray contrast media

studies. The method is rapid, simple and can be extended to compounds

incorporating metal ions other than dysprosium. A set-up such as the

one used in this study could easily be incorporated in a toxicology

lab for routinely monitoring either liquid or solid samples with

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minimal sample preparation. In future studies alternative excitation

sources may be investigated to lower the detection limits, and

improved sample collection techniques should be investigated.

61

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CHAPTER 3

PARTICLE INDUCED X-RAY EMISSION

Until the mid 1970s virtually all analytical applications of

X-ray spectrometry involved the use of either energetic electrons or

high-powered X-ray tubes for excitation. In recent years, however,

the use of high energy particle beams for excitation has grown

tremendously. The combination of particle excitation and detection of

resultant X-ray emission forms the basis of what is generally referred

to as particle-induced X-ray emission (PIXE) spectroscopy. As

indicated earlier, the majority of PIXE analyses are conducted using

1-3 MeV proton beams for excitation, and because of this one will

often see PIXE referred to in the literature as proton-induced X-ray

emission.

As early as 1912 it was recognized that X-rays were produced

by proton bombardment (40), but proton excitation was not applied to

actual chemical analysis until 1964 (41). In the same year, Birks

compared X-ray-, e1ectron- and proton-induced X-ray emission and

suggested that the high X-ray production cross sections for proton

bombardment might give increased analytical sensitivity over the other

methods (42). In 1970 Johansson showed experimentally that a

combination of proton excitation and semiconductor X-ray detection

could provide analytical sensitivities down to 10-11g (43). During

the next few years many papers were published that verified these

early results and discussed some possible applications of the

62

\

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63

technique (44-55). In 1976, Johansson and Johansson published an

extensive review of PIXE which summarized the instrumentaion, accuracy

and precision and many applications of the technique (56). In recent

years there have been many advances in PIXE instrumentation and PIXE

has been applied to the analysis of a variety of sample types,

including aerosal particulates (57-60) biological and clinical

samples (61-67) and geological materials (68-70). Two international

conference~ have been held on PIXE and its analytical applications,

the proceedings of which have been published in Nuclear Instruments

and Methods (71,72). There are now about 100 laboratories engaged in

PIXE work of some kind, and the number of publications dealing with

PIXE is on the order of two hundred papers per year. While PIXE is

still in a phase of rapid growth, it is now established as a standard

method of elemental analysis.

Interest in PIXE stems primarily from an increased sensitivity

over other X-ray emission techniques. This increased sensitivity

arises both from a low continuous background inherent in ion

excitation, as discussed earlier, and from a high cross section for

inner shell ionization. Values for ionization cross sections have

been determined theoretically and experimentally in a number of

different ways; Kirchner reviewed some of these in 1981 (73). Figure

3.1 shows the K and L shell ionization cross sections for 1 and 2 MeV

protons as a function of atomic number. If compared to Figure 1.3,

one sees that the cross section for protons is much greater than for

X-rays, and that the proton ionization cross section is a smoothly

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10--

4 I

I I

n 2

0

'w

60

8

0

lCl(3

ATO

MIC

N

UM

BER

Fig

ure

3

.1.

K a

nd

L sh

ell

io

niz

ati

on

cro

ss-s

ecti

on

s fo

r 1 ~eV

(so

lid

li

ne)

and

2

MeV

(d

ott

ed

li

ne)

pro

ton

s ..

0\

.J:-.

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65

varying function of atomic number, or wavelength, whereas the X-ray

cross section exhibits characteristic dips and peaks corresponding to

the absorption edges. The ionization cross section is also a function

of the incident particle energy; there can be an increase in cross

section by a factor of almost 200 in going from 1 to 2 MeV protons. A

further increase is achieved by going above 2 MeV, but there is an

accompanying increase in background resulting from increased

bremsstrahlung and Compton scattering in the detector due to Y­

radiation from proton-induced nuclear reactions. It is for these

reasons that the highest sensitivity is obtained using 1-3 MeV

protons.

The absolute sensitivity of PIXE depends on many factors,

including the beam conditions, irradiation time, experimental

configuration, type of detector, background conditions and sample

matrix. For a thin target, defined as a target through which the

proton beam will pass completely without losing more than 10% of its

energy. the sensitivity can be roughly estimated by the formula:

where:

N = A n cr prod (gJ 4rr ) rt

N = the number of counts in a peak

(3.1)

A the number of atoms of an element being irradiated

n = the number of protons hitting the target per cm2

crprod the cross section for X-ray production crwk

where cr "" ionization cross section

w = fluorescence yield

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k = relative transition probability

n/4n = the solid angle subtended by the detector

E = the efficiency of the detector

t the transmission through the filter

For example, assuming that: (a) 100 counts are needed in the KUl,2

peak for a quantitative analysis of zinc; (b) a 1 mm2 proton beam at

200 nA is used for a 30 minute run at 2 MeV using a 4 mil Al filter

for attenuation; and (c) the solid angle of detection is .003 with

66

100% efficiency at this energy, the sensitivity can be determined as:

n = 200 x 10-9cou1/sec x 1 proton x ~1~0~0~rnm~2~2 x 1800 sec

Imm2 1.6x10-19cou1 1cm (3.2)

n = 2.25 x 1017 protons/cm2

(J prod 27.7 barns = 27.7 x 10-24cm2

n .003 x 4n

E = 100%

t 32.3%

A 100 atoms/cm2 (2.25x1017 )(27.7x10-24 )(.003)(1)(.323)

(3.3)

A 1.66 x 1010 atoms of zinc or

1.66 x 1010 atoms Zn x 65.37 g Zn 6.02 x 1023 atoms Zn

8 10-12 f· 2 1. x grams 0 Z1ne per em

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67

For a typical thin target of 1 mg/cm2, this converts to approximately

2 ppb sensitivity.

This calculation demonstrates some of the considerations

involved in quantitating PIXE results. For thick targets the

calculations become more cumbersome, since the cross section for X-ray

production must be corrected for the change in projectile energy as it

slows down in the sample. Also one must consider the attenuation of

primary emitted X-rays and the enhancement of secondary X-rays

resulting from photoelectric excitation as the primary X-rays travel

through the sample. Ahlberg (74) and Van der Kemp (75) provide

excellent examples of the calculations involved in thick target PIXE.

These calculations do not prove very useful for PIXE quantitation,

even in thin samples, however, since the values of cross section and

fluorescence yield are good to only about 30%. The actual sensitivity

for a given element under a given set of conditions must be evaluated

from experiment.

Instrumentation

All PIXE analyses were carried out at the University of

Arizona Regional Accelerator facility using a 2 MeV Van de Graaff

accelerator, a Spectromagnetic analyzer magnet, a laboratory-built

vacuum sample chamber, a Kevex Si(Li) detector with associated

electronics and a Nuclear Data computer system as described

previously. A schematic of this system is shown in Figure 3.2.

One to 2 MeV proton beams at beam currents of 10 nA-l mA were

generally used for PIXE analyses, although ion beams of He+, N2+, O2+

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Pa

rtic

le A

cce

lera

tor

(Van

de

Gra

aff

)

L _

__

__

__

__

--',

Po

rtic

le

Bea

m

Fi~ure

3.2

. T

he

PIX

E

syst

em

.

Pile

-up

R

eje

cto

r

Pre

am

pl i

f ie

r

Sam

ple

Cha

mbe

r M

oooe

nerQ

et ic

B

eam

Am

plifi

er

--,

Co

mp

ute

r '-

-_

--II sy

stem

Mu

lt ic

ha

nn

el

An

aly

zer

Ma

gn

etic

Top

e st

orag

e

Q'\

(X

l

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69

and Kr+ were also available. Ion beams were generated with a High

Voltage Engineering Model AN 2000 Van de Graaff accelerator, depicted

schematically in Figure 3.3. High positive potentials are built up at

one end of the accelerator by means of a rotating belt. Positive

ions, generated by a radiofrequency field, are repelled by the

positive potential and are accelerated down an evacuated column. The

beam is focussed electrostatically and the ion of interest is

magnetically separated according to its mass/charge ratio and

deflected using a Spectromagnetic analyzer magnet. The beam is then

stopped down to a diameter of .025 inches before it enters the sample

chamber. The entire system is maintained at approximately 10-6 torr

by means of two Sargent Welch turbmolecular pumps.

The PIXE sample compartment was a laboratory-built modular

chamber consisting of a 21 cm x 14 cm x 13 cm aluminum box with a

quartz view port and a gate valve to isolate the chamber from the beam

port. A schematic of the chamber set up for a Si(Li) detector and

solid sample cover plate is shown in Figure 3.4. Other cover plates

could be interchanged for gas targets or electron excitation of solid

samples, and a crystal spectrometer could be substituted for the

detector for high resolution work. The solid sample cover plate, used

most often, incorporated a rotating sample wheel that could hold up to

20 samples mounted at a 450 angle to the incident proton beam. The

wheel was geared to allow rotation or translation in the direction of

the beam from outside the evacuated chamber. The sample wheel itself

was made of aluminum and was electrically isolated from the cover

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(;o

ntl

U1

Jo

us

U

t=lt

+

FO

l:u

s.ln

g E

leclr

od

e

-6

10

to

rr

+

u+

+

pre~wur i

~t:.L1

+ 2

H

eV

3UO

p

si

Fig

ure

3

.3.

Van

d

e G

raaff

accele

rato

r.

IllC

lI!i

hc

!io

I

gIU

UI1

L1

(Iu

t L

"nl

toll

112

~

1&

8 ;;; .,

-...I o

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Mag

net

-1a

-6to

rr

Car

bo

n

Foil aper

ture

Fig

ure

3

.4.

The

sa

mpl

e ch

ambe

r u

sed

in

PIX

E.

Liq

uid

NZ c

oole

d

Fil

ler

chon

qer

Be wil'lOON~

II" n

oy

:C'=

=i ...

. 0"

."

/ /

I K

apla

n fo

il I

'l :

" !

l"l' "

'n'

I I

/

Sam

ple

whe

el

Sam

ple

fara

day

cup

curr

ent

chm

ger

-30

0 V

'-l

I-'

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72

plate and the rest of the sample chamber so that it could be used as a

Faraday cup for monitoring the beam current. A suppressor ring was

located in front of the sample wheel and kept at a potential of -300

volts. Rapton film was used to shield metal parts of the sample wheel

from the proton beam to prevent extraneous X-ray emission.

A 15-25 pg/cm2 carbon foil was placed at the end of the beam

aperture, in front of the sample wheel, to reduce the buildup of

positive charge on non-conducting samples. High positive charges

cause energetic photoelectrons to be accelerated back toward the

sample target, resulting in a bremsstrahlung continuum that can

obscure features of the emission spectrum at high energies. Low

energy carbon electrons knocked out of the foil help to neutralize the

positive charge buildup. The effectiveness of the carbon foil in

reducing background bremsstrahlung is dramatically shown in the two

spectra of polyethylene shown in Figure 3.5 (76). Each spectrum was

obtained during a 5 minute irradiation at 1 MeV, one with the carbon

foil in the beam path and the other without. The increase in

sensitivity and resolution is evident.

A wheel containing filters of various types and thicknesses of

materials was located between the sample wheel and the detector to

allow selective absorption of unwanted X-rays. Generally no filter

was used for the low energy (1 MeV) analyses, and a .004 inch Al

filter ws used for the higher energy (2 MeV) analyses. This enabled

us to reduce the low energy background and high count rates from

characteristic X-rays from low Z major element components (Z < 26).

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Fig

ure

3

.5.

c 0 u N

T

S

20

00

-

15

e0

10

0e

50

0-

50 ~' I ! I I i I 1 : 1

CI

I •

I ..

I "

I "

I "

: :

~ w

ith

cor

bon

:

: :

foil

I I

I ,

• I

I •

I ,

I I

I I

I

t,

5: ~

I

' ...

, I

\,/ ~

.: !

' .. ,

.' "

" ~

Co.

k

A ..

c M

o U

M

T

. .. M

n

'-.M

"

.e-l

,0~V~

'·'Vft,w

-\. c.

r.,

C.

....

....

..-

T

-r-I~

wit

hout

car

bo

n

foil

4 Ii

7 •

_<U

Y,

\ I

I ~",

(,

Ab

, f.

Mn

o -r--f-:

"-r

I "

I o

2 4

6 8

ENER

GY

CKEV

)

PIX

E sp

ectr

a o

f p

oly

eth

yle

ne

\l1

ith

an

d \

l1it

ho

ut

a carb

on

fo

il

in

the

bea

m p

ath

.

-...J

W

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74

The characteristic X-rays emitted by elements in the sample

were detected with a Kevex Model 2010 Si(Li) detector. The detector

and its associated electronics were discussed earlier, and more

complete details on Si(Li) detectors are given by Woldseth (77),

Gedcke (78) and Russ(79). The measured resolution of the detector

used was 185 eV at 5.898 KeV, and the efficiency was given by Kevex as

100% for the Ka X-rays of atomic numbers 21 (Sc) through 42 (Mo).

The remainder of the electronics and the computer system are identical

to those discussed in Chapter 2; detector pulses were fed into a

Nuclear Data 6620 X-ray analyzer system, and an energy vs. channel

number calibration curve was obtained for each beam energy to allow

output in terms of X-ray energy. The low energy (0-8 Kev) calibration

was set at 8.4607 eV/ch. and the high energy (5-35 KeV) calibration

was set at 33.662 eV/ch. The ND hardware and software involved with

data reduction will be discussed in subsequent sections.

Qualitative and Semiquantitative Applications of PIXE

The PIXE facility at the University of Arizona was first

developed for multielement qualitative analysis. At the time, this

was the only multielement technique available to the department of

chemistry. The technique was especially appealing because of the

minimal sample preparation needed for a complete elemental

determination. Qualitative analyses could be run simply by

irradiating a sample with protons at one or more energies and

analyzing the resultant X-ray emission spectra.

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75

The ND program PEAK could be used to search out and identify

peaks according to their energy, but more often the programs IDENT and

KLM were used to manually establish X-ray peak identifications for

qualitative determinations. IDENT listed all possible X-ray line

identifications for a given peak position selected by a system marker

on the display terminal, and KLM listed all X-ray line energies for a

given element and displayed markers at the appropriate energy

positions on the collected spectrum. Both programs used an X-ray

library that had been previously established by running ultra-pure

standards under various beam conditions. The programs could be run

during the actual data collection so that the down time between

samples for data analysis was minimal. The combination of PIXE and

the Nuclear Data X-ray analysis system allowed rapid, non-destructive

qualitative analysis of a wide variety of sample types.

Analysis of Backing Materials

For qualitative PIXE analysis, samples were generally mounted

in their original form on "thick" backing materials. Thick in this

case means that the proton beam loses a significant fraction of its

energy in passing through, or is stopped completely within, the

backing material. A number of backing materials were investigated and

compared in terms of impurities, performance in the beam and

hydrophobicity. The results of the investigation are summarized in

Table 3.1. Of the materials tested, Kapton (Dupont) was

unquestionably the best both with respect to impurities and beam

stability. It showed minimal deterioration even when subjected to

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76

Table 3.1. Properties of backing materials used in PIXE.

Performance ImEurities in Beam Hydrouhogicity

Mylar P*,Ca*,Fe,Cu Good Hydrophobic

Millipore Cl,Ca,Fe,Cu,Br* Poor Hydrophilic

Nucleopore S,Cl,K,Cr,Fe,Ni,Cu Fair Hydrophilic

Kapton Cl,Ca,Cr,Fe Excellent Hydrophobic

* Indicates greater than trace amounts.

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77

several microamps of beam current at 2 MeV. The PIXE spectra of thin

Kapton foil showed only traces of Cl and Ca at 1 MeV (see figure 3.6)

and no impurities at 2 MeV. A thicker Kapton foil obtained from

Dupont showed traces of cr and Fe at the higher energy.

Kapton was the backing of choice for all solid samples. Many

samples were run with no preparation other than mounting the target on

a 1/2" x 3/4" Kapton backing using a quick drying epoxy (Hardman).

When it was desired that the irradiated area be representative of an

entire sample, and the destruction or alteration of the sample was not

important, the sample was dried, pulverized in a freezer mill (Spex)

at liquid nitrogen temperature, and homogenized using a Wig-L-Bug

amalgamator to insure complete mixing. A known amount of the powdered

sample (100-200 mg) was then weighed into a 13 mm die and pressed into

a pellet at 20,000 lbs using an 11 ton hydraulic press (Carver). The

pellets, which were 2-3 mm thick, were then epoxied onto Kapton

backings as above. PIXE spectra of geological samples prepared in

this manner were reproducible to better than 1%.

Kapton could not be used for liquid samples because the

extreme hydrophobicity of the material prevented a homogeneous

deposition of liquid residues upon evaporation. As solutions dried

on the Kapton, differential crystallization occurred which gave rise

to particles of significant thickness relative to the penetration

depth of the proton beam. To enhance homogeneous deposition, we tried

modifying the Kapton surface by acid etching, physical abrasion

and coating the surface with a thin layer of evaporated carbon, but

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1000

] TH

IN

KAP

TON

FILM

1 M

eV

No

F

II

80

00

11

"" .. ....

~ 600B

l I \

c ,.

. ..

0 U

H

T

N

I;

call

T

S 4

00

0 1

1 \

.lr~'lllilllll

llll

llll

,

4 5

e 7

DII

!RII

T

OlD

>

20

00

o ~

o 2

4 6

8 10

ENER

GY

<KEV

)

Fig

ure

3

.6.

1 H

eV

PIX

E

snectr

um

of

Kan

ton

fi

lm

shm

.lin

g im

pu

riti

es.

'-l

co

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localized concentrations of residue still occurred, giving

irreproducible results with errors of up to 50%.

79

Although Nucleopore and Millipore filters contained

considerably higher levels of contaminants and were more prone to beam

damage than Kapton, the filters were completely wetted by liquid

samples, resulting in a fairly uniform layer of residue upon drying.

A combination of Kapton and Nucleopore proved acceptable for analyzing

most liquid samples. The combination used consisted of a 1/4"

diameter circle of Nucleopore filter sandwiched between two layers of

Kapton (1/2" x 3/4") with a slightly less then 1/4" diameter hole cut

out of the top layer. The low energy spectrum of this backing is

shown in Figure 4.7. In most cases the levels of contamination in the

Nucleopore were considerably lower than the corresponding sample

concentrations. Known volumes of solution were pipet ted directly onto

the circular filters and dried under an infrared lamp. When dried,

the sandwiched sample was mounted on the sample wheel using double

stick tape and were positioned so that the proton beam would cover the

circular filters upon irradiation. Once in the sample chamber, the

final positioning of the sample was aided by the visible fluorescence

of Nucleopore in the beam. PIXE spectra of samples prepared in this

manner were reproducible within about 5%.

Analysis of Bullet Lead

A criminal investigator can often link an evidence bullet to a

suspect by comparing striations on the evidence bullet to those on

test bullets fired from the suspect's gun. Bullets cannot be directly

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c o

:-~0000

15

00

0

U 1

00

00

N

T

S

50

00

o o

NUCL

EOpO

I<E

FIL

TFk

I

H ...

V

No

F

II

~oo

""""

c ~

0 U

N

T

II

20

0

IWl-

, a-

A

r.

1/1

B-t

-r'-

'-'-

r-'-

"' "

1"1

j~I"

1 .,"-,~~~,F'j

3 4

51

1

7 d

I!:l

lfk

gy

(I<

I!V

)

"I

10

---I

--,-

4 2

6 8

ENER

GY

(KE

V)

Fig

ure

3

.7.

1 M

eV

PIX

E

spec

tru

m o

f N

ucl

eop

ore

fil

ter

on K

apto

n b

ack

ing

.

CXl

o

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81

compared, however, when the evidence bullet is badly mutilated or when

the suspect's gun is not available for examination. An alternative

method of comparison uses a "fingerprint" of the trace elements found

in the lead of each bullet. Several techniques have been used to

detect the trace elements present, including atomic absorption

(80,81), neutron activation analysis (82-84), spark source mass

spectrometry (85,86) and lead isotope analysis (87,88), but to date

each technique has suffered either from a lack of sensitivity or

because it alters the sample and is therefore not desirable for legal

applications. The PIXE technique is essentially non-destructive and

has the capability of simultaneously determining all elements with an

atomic number greater than eleven that are present at the parts-per­

million level. We have applied the PIXE technique to bullet analysis

for qualitatively identifying the trace elements present. In future

studies, quantitation of the trace elements may lead to the

identification of the caliber, manufacturer and possibly even batch

number of a suspect bullet.

Boxes of .22 and .38 caliber bullets from several

manufacturers were supplied by the state crime lab (Phoenix) for

analysis. Bullets were randomly selected from each box, and samples

were prepared by slicing off thin (0.1-0.5 mm) cross sections from the

nose, middle and tail portions of the bullet using a Teflon coated

utility knife blade. A plexiglass holder was made for holding and

cutting the bullets to ensure per~endicular uniform cuts so that the

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sample geometry would be constant. The cross sections \lere then

mounted on a Kapton backing and positioned on the sample wheel for

analysis.

82

The bullet samples were run at I, 1.5 and 2 MeV at beam

currents of approximately 0.1 pA. The most useful single beam energy

for comparison was 1.5 MeV. The total counting time was normalized on

the lead La line to 50,000 counts peak height as seen in Figure 3.8.

When the collected spectra are expanded, several trace elements are

seen. Figure 3.9 and 3.10 show two spectra of middle sections of .22

caliber Winchester and Federal bullets run at 1.5 MeV. In general,

the same elements are present but in widely varying concnetrations.

In addition to the eleven elements shown (Sn, Sb, Cr, Fe, Co,Ni,Cu,

Zn, Au and Bi), four additional elements could be detected at 1 MeV

(Na, Cl, K,Ca) and two at 2 MeV (Ag, Te), giving a total of 18

elements detected in the bullet samples analyzed; this can be compared

to 4 elements detected by atomic absorption, 6 by neutron activation

and 26 by spark source mass spectrometry. Several of the elements

detected by SSMS should be present at levels determinable by PIXE,

including Si, P, S, As, Ti and Se, but the huge lead lines overlap and

interfere with the smaller trace element lines at those energies. If

the lead lines could be eliminated, then conceivably more trace

elements could be detected by PIXE. One possibility is to take

advantage of the selective absorption close to the K-edge of filter

materials. For example, the use of a Ga filter may improve

sensitivity since the La l ,2 X-rays of Pb (10.52 KeV) are absorbed more

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C

0 U

N

T

S

XI0

5 CC

2 BU

LLET

SA

MPL

E I

. 5-.

,---

~---

----

----

-__

____

___

. 1.

5 M

eV

----

----

----

----

-Pb

,Mn

1.0

l II

0.5

Sn,

Sb

Pb

Ll

Pb

Lo(

Pb

Lp

Pb

L.-

o . 0

-I

i I

I "P

1 I

f'-f

't (~

I "r

o 5

10

IS

2

0

ENER

GY

(KEV

)

25

30

35

Fig

ure

3

.8.

1. 5

H

eV

PIX

E

spectr

um

o

f b

ull

et

lead

sh

mv

ing

th

e

Pb

Let

peak

u

sed

to

n

orm

ali

ze

co

un

tin

g

tim

es.

:::

0 l;

..l

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F

BULL

ET

SAM

PLE

1.5

MeV

3eee-r

T:I ;,-

-------

--.. ..-

.. -----~.---.------------

Pb

P

b P

h l{

loC

o l~

Ph u'

-I I

III ~ I

I II

2eee

-

C

0 U

N

.J

, \ S

n

T

S

leee~

II \Sb

Fe

IIA

u\

IBI \

II BI

e -I

I (

I "'

---T

'-o

5 1

0

15

ENER

GY

(KEV

)

Fig

ure

3

.9.

1.S

MeV

PI

XE

sn

ectr

um

of

a F

ed

era

l b

ull

et

frag

men

t.

213

00

.p

.

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c o U

N

T

S

3131

313

2131

313

Ieee

13

- - - - - - - - - - - - - - 13

\J BU

LLET

SA

MPL

E

Pb

M

el.

Pb

M~ Sn

~Sb Sb

Fe

Co

C

u

Cr

Fe N

j

I I

I I

I I

5

1.5

MeV

Pb

L'"

Pb

Lt

Bj ~

Zn

V\:

V ~

I I

I I

I

Ie

ENER

GY

(KEV

)

Pb

LO Bj

I

Pb

Bj ~ L.

I

I I

I I

I

15

Fig

ure

3

.10

. 1

.5 M

eV

PIX

E

spec

tru

m o

f a

Win

ches

ter

bu

llet

frag

men

t. 2

0

0:>

Ln

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86

effectively than either higher or lower energy X-rays due to the Ga

absorption edge at lO.37KeV. The systematic use of filter materials

between the sample and detector could decrease the size of many of the

lead lines, although this may involve several irradiations with

different filters and beam conditions.

It has been shown that the PIXE technique can be used to non­

destructively identify many elements present at trace levels in bullet

lead. This is as far as this project was taken. The next step should

involve the determination of relative ratios of the trace elements to

accurately compare bullet samples. As described earlier, quantitation

of thick targets is an extremely difficult problem~ and this is

further complicated by the high concentration of lead in bullets. In

initial quantitation studies it may be desirable to begin with

dissolved bullet samples from which thin targets can be made. This

nullifies one of the main advantages of the PIXE technique for

forensic work, its non-destructiveness, but it may be useful to try

various methods to eliminate the lead (i.e., precipitation or

extraction), leaving the trace elementes for quantitation. For thick

target work, NBS standard lead (SRM 1132) or Kirk lead standards

(Morris P. Kirk & Sons) may be helpful for generating efficiency

curves, although in each only a few elements are of certified

concentration. The scope of this prnject is tremendous. In order to

determine the caliber, manufacturer and batch number of a bullet, one

shou ld be able to estimate the probability of a "match" occurring,and

such a study would have to be based upon a statistically random

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sampling of the bullet population. Such studies have been done on

window glass and paints previously (89,90) and involve accurate

quantitation of many elements in a large number of samples. The FIXE

method of bullet analysis should be optimized and automated before

such a project is undertaken.

Analysis of Bat Tissue

87

As an example of the semiquantitative analyses that can be

quickly performed on biological samples, an early FIXE project will be

described that concerns the determination of copper/zinc ratios in

bat reproductive organs. This was a joint project with the Department

of Anatomy at the University Health Sciences Center. The project was

unique from the standpoint of sample size, since the bats were kept

alive for continuous study and only minute sections of the bat gonads

were dissected from the living organs. Ten different milligram-sized

samples were obtained for analysis by FIXE.

Since only rough copper/zinc ratios, and not absolute

concentrations, were required, the samples were run in their original

form as thick targets. The samples were already desiccated when

delivered and targets were prepared by sandwiching the dried tissue

sample between two layers of Kapton (1/2" x 3/4") in which a small

hole (approx. .5 mm diameter) had been cut in the top layer using a

stainless steel syringe needle. The Kapton sandwiches were then

mounted on the sample wheel using doublestick tape.

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88

A 0.1 pA proton beam at 2 MeV was used with a 1 mil Al filter

for the analyes. A typical spectrum obtained is shown in Figure 3.11.

A ND peak search program was used which fitted gaussian peaks and gave

background corrected peak areas. The fraction of counts due to the

nickel K6 peak and the fraction of counts due to the copper Ka peak

were subtracted from the copper Kal 2 and zinc Kal 2 peaks, , , , respectively, to give peak areas at 8.04 KeV and 8.63 KeV

corresponding to the amounts of copper and zinc present. Since the

relative X-ray yield was nearly the same for pure Cu and Zn at 2 MeV,

no further attempt was made to correct for X-ray efficiency. The Ka l ,2

peak areas for Cu and Zn and the Cu/Zn ratios obtained for the ten

samples are summarized in Table 3.2.

The main problem encountered with these samples was in

mounting the samples, since they were so small. Normal mounting

procedures could not be used because the tape or epoxy would

inevitably be exposed to the proton beam. The method of sandwiching

the sample worked well and virtually eliminated contamination due to

sample preparation. These were the first of many biological samples

that were analyzed by PIXE. In general, this type of sample lends

itself well to dissolution and thin target quantitation, but for quick

elemental ratios this thick target procedure works well.

Analysis of Metal Films

Another early PIXE project involved the analysis of evaporated

and sputtered metal films. The first set of samples were run for the

Department of Physics at the University of Arizona. This involved a

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BAT

TISS

UE

(4B

) M

V.2

68

C

4000

,,

-,-

-------------

K

K

30

00

~ ~

Zn

F.

I I

C

0 ~ 20

00

T

S

~ \11

11 \

Cu

1000

0,1

;:

:::

o 2

4 6

8 10

ENER

GY

(KEV

)

Fig

ure

3

.11

. PI

XE

sp

ectr

um

of

bat

tissu

e

to

dete

rmin

e

Cu/

Zn

rati

os.

12

00

1.

0

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90

Table 3.2. PIXE analysis of bat tissue to determine Cu/Zn ratios.

Peak Area (cts. ) Cu/Zn

Cu Zn Ratio

MV. 265 (lA) 1078 7425 0.15

MV. 266 (2A) 442 2915 0.15

MV. 267A (3A) 2802 19R7 4.93

MV. 267B (4A) 1156 2085 0.55

MV. 267C (SA) 306 657 0.47

MV. 267D (lB) 9992.5 4774 2.09

MV. 268A (2B) 19886 trace trace Zn

MV. 268B (3B) 2847 2151 1. 32

MV. 268C (4B) 6085 19131 0.36 !'

MV. 268D (5B) 663 923 0.72

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qualitative analysis of evaporated metal films on glass microscope

slides to determine metal impurities. Three films were analyzed,

including Ni, Cr and Mo. Each sample was mounted directly on the

sample wheel and analyzed at I MeV with no filter and at 2 MeV with a

4 mil Al filter for a preset live time of 1000 sec. Representative

spectra of the Mo sample are included as Figures 3.12 and 3.13.

91

The impurities in the metal films, after subtracting out the

X-ray peaks due to the glass slide, are summarized in Table 3.3. The

high tungsten peaks shown in the Mo spectrum in Figure 3.13 are due to

the tungsten boat used. All other lines are probably due to

impurities in the metal used. Nothing else can be inferred about

these samples. No information was given as to the method of

preparation, sample thickness, etc. This points out a major problem

in carrying out a PIXE analysis, the analyst must be given as much

information about the sample as possible, or should be involved with

sample preparation from the beginning. This point cannot be

overemphasized. We encountered this problem many times when running

samples for outsiders, and as with this analysis, we could tell what

elements were present, but we could deduce nothing else about the

sample, often to the extreme displeasure of the sample owner.

Although quantitation of the trace metals in these samples was

desirable, we could not obtain good numbers at the time they were run.

As with the bullets, quantitation of trace impurities in a metal

matrix is a very difficult problem. With the techniques to be

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XI0

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ure

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12

50

0"]

10000~

8 7

50

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25

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ure

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, ,rl.

Table 3.3. Trace metal impurities in evaporated metal films.

*

Metal film

Nj

Cr

Mo

Impurities

Cr*, Fe*, Y. Zr, Mc*

Ti, Fe*, Ni, Rb, Zr*

Cr*, Fe*, Ni, W*

indicates greater than trace amount.

94

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described in the next sesction we could now obtain reasonable numbers

in this type of sample prepared as a thin target.

95

A similar type of sample was analyzed for the Catalyst

Research Corporation (Baltimore, MD). This consisted of two glass

slides with a sputtered film containing indium as the major component

and antimony and nickel as minor components. One slide had been

sputtered in an Ar atmosphere and the other in 20% O2, Each slide was

analyzed directly using a 0.1 pA proton beam at 2 MeV with a 4mil Al

filter. The spectra obtained are included as Figures 3.14 and 3.15.

An efficiency curve was made using ultrapure In, Ni and Sb standards

(Spex) and this was used to obtain elemental ratios from the Kal,2

peak areas of Ni, Sb and In. From the elemental ratios, weight ratios

with respect to In were obtained and from these weight percents were

determined. The results are summarized in Table 3.4. These results

are semiquantitative at best, since a thin target efficiency curve was

used for a thick target, and no corrections were made for X-ray

enhancement or absorption due to the film thickness, which was

unknown. For simply comparing the amounts of minor components under

various sputtering atmospheres, however, this procedure is adequate.

Summary

From these examples of qualitative and semiquantitative

applications of FIXE, it is evident that the FIXE technique is ideally

suited for this type of analysis. Virtually any type of sample can be

analyzed, usually in its original form, with little or no sample

preparation necessary. From two or more analyses using different

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50

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erg

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~ 1

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r--r

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rT

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rr-

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ENER

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(K

EV

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Fig

ure

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c o

40

00

30

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1130

0

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22

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Sr

Zr

1 __

--_J\~--.I~~~ ~

-0

----T

"'-

,-T

--r

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-r-

r-T

1 n

T--T

-.-

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I--'-

1 I

I ,--

.=...-,

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I 0

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213

25

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3

Etl

ER

GY

C

KE

V)

Fig

ure

3

.15

. 2

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P

IXE

sn

ectr

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......

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98

Table 3.4. PIXE analysis of indium sputtered films.

Element Elemental ratio Wt. Percent

Sputtered in °2 Ni 0.026 4.805

In 1.000 94.80

Sputtered in Ar

Ni 0.084 14.135

In 1.000 85,923

Sb 0.020 0.016

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beam conditions, a complete determination of all elements from Na

through U can be made in a rapid nondestructive manner. The technique

is therefore ideally suited for the qualitative analysis of forensic

and toxicological samples, or virtually any solid, gaseous or liquid

residue sample.

99

For many samples, a quantitative determination of the elements

present was desired, and it was therefore obvious that our PIXE

facility had to be developed for routine quantitative analysis. As

have most other facilities, we first approached this problem by

developing methods for quantitating thin PIXE targets. This will be

described in the next section.

Quantitative Applications of PIXE

Quantitation by the PIXE technique must be based on a seri~s

of experimentally determined curves relating relative X-ray yield and

atoEic number, since the literature values for ionization cross

section and fluorescence yield are not accurate enough to permit

absolute quantitative analysis. Such a series of curves have been

developed at our PIXE facility for general thin target PIXE analysis

at 1 and 2 MeV. The development and use of these efficiency curves

will be briefly discussed in the following section. Kirchner (73)

gives a more detailed explanation of the origin of these curves and

compares them with theoretical efficiency curves calculated from

literature values of X-ray production cross section, detector

efficiency and filter mass attenuation coefficients. In the last two

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100

sections, the efficiency curves are used to analyze NBS standard

reference materials and ferromanganese nodules to establish the limits

of sensitivity, accuracy and precision of the PIXE technique for thin

target quantitative analysis.

X-Ray Efficiency Curves

Standard X-ray spectra of all elements from Na to U were

collected for use in generating thin target X-ray efficiency curves.

High purity 1000 ppm standards were purchased from Spex Industries,

Inc. These were found to contain less than 5 ppm of anyone element

as a contaminant. Thin targets of the pure elements were prepared for

PIXE analysis by depositing 20 ul of the solution onto Kapton-backed

Nucleopore, as described previously. The targets were dried under an

infrared lamp and mounted on the PIXE sample wheel using doublestick

tape. X-ray emission spectra were collected at 1 and 2 MeV, using a

4 mil Al filter at the higher energy, for a preset live time of 15

minutes. The pure element X-ray spectra were stored on hard disk for

use in determining relative line intensities and in deconvoluting

complex spectra.

Replicate analyses of several hundred mixtures of pure

elements in various combinations were performed to determine the

relative Ka and La X-ray yields for all elements under several

operating conditions. Thin targets were prepared as before using

20 pI each of from 5 to 15 standard solutions. Spectra were obtained

at 1 and 2 MeV using a 50 nA proton beam. Irradiation times were

normalized by stopping data accumulation after a preset number of

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101

counts was obtained in the chosen peak area of a standard spiked

element. For this purpose, a hardware feature of the ND 6620 system

was used which allowed magnification of a chosen peak area with

automatic background subtraction and peak integration. This feature

was also used to determine peak areas for quantitation. for samples

containing only a few elements and no spectral interferences, the

region of interest was manipulated to directly obtain the net number

of counts in a peak. For spectra containing overlapping peaks, this

feature was used to obtain individual peak areas by the stepwise

stripping of the contribution of individual peaks to the total

spectrum. The stored standard spectra of pure elements were

normalized and background subtracted on an interference-free

channel, and the standard elements were then sequentially stripped

until the spectra were deconvoluted. Although this method was time

consuming for complex spectra where many subtraction steps were

required, it proved to be the most reliable and allowed us to observe

each step in the data reduction so that changes could be implemented

as needed.

Through this procedure individual peak areas were obtained,

and from a knowledge of the relative number of atoms of each element

irradiated, the relative number of counts obtained from an equal

number of atoms could be determined. Tables 3.5-3.8 show the

experimentally determined K and L shell X-ray yields for I and 2 MeV

protons. From these values, relative response factors were determined

and X-ray efficiency curves were generated for 1 and 2 MeV protons as

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Table 3.5. Experimental thin target K-she11 X-ray yield for 1 MeV Protons.

Atomic Number Element Relative Yield

11 Na 43.42

12 Ma 14,063

13 Al 19,375

14 Si 21,868

15 P 20,560

16 S* 17,962

17 C1 14,459

18 Ar* 11,470

19 K 8,026

20 Ca 6,570

21 Sc 5,096

22 Ti 3,744

23 V 2,799

24 Cr 2,096

25 Mn 1,543

26 Fe 1,151

27 Co 861. 7

28 Ni 645.1

29 Cu 486.0

30 Zn 363.1

* Indicates interpolated values.

102

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Table 3.6. Experimental thin target L-she11 X-ray yield for 1 MeV protons.

Atomic Number Element Relative Yield

35 Br 37,895 36 Kr* 7,025 37 Rb 36,478 38 Sr 35,389 39 Y 34,300 40 Zr 32,913 41 Nb 31,327 42 Mo 30,050 43 Tc 28,607 44 Ru 26,320 45 Rh 24,641 46 Pd 23,725 47 Ag 22,035 48 Cd* 20,110 49 In 18,111 50 Sn 15,080 51 Sb* 14,317 52 Tc 13,304 53 1* 11,842 54 Xd* 10,900 55 Cs 9,043 56 Ba 8,530 57 La* 7,721 58 Ce 5,512 59 Pr* 6,233 60 Nd 5,653 61 Pm* 4,313 62 Sm 4,255 63 Eu 3,428 64 Gd 3,180 65 Tb* 2,804 66 Dy 2,652 67 Ho 2,214 68 Er* 2,185 69 Tm 2,069 70 Yb 1,977 71 Lu* 1,328 72 Hf* 1,150 73 Ta 1,043 74 H' 989 75 Re* 924

* Indicates interpolated values.

103

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Table 3.7. Experimental thin target K-she11 X-ray yield for 2 MeV protons with a 4 mil A1 filter.

Atomic Number Element Relative Yield

20 Ca .066 21 Sc 1.39 22 Ti 8.07 23 V 52.83 24 Cr 131.8 25 Mn 307.9 26 Fe 479.0 27 Co 678.9 28 Ni 794.5 29 Cu 902.5 30 Zn 896.4 31 Ga 858.1 32 Ge 785.3 33 As 681.8 34 Sc 584.1 35 Br 502.9 36 Kr 413.5 37 Rb 337.7 38 Sr 277.0 39 Y 228.2 40 Zr 184.0 41 Nb 148.1 42 Mo 119.6 43 Tc 94.13 44 Ru 74.19 45 Rh 58.41 46 Pd 46.53 47 Ag 29.09 48 Cd 25.24 49 In 21.38 50 Sn 16.39 51 Sb 10.52 52 Te 5.36 53 I 4.15 54 Xe 3.51 55 Cs 2.88 56 Ba 2.54

104

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Table 3.8. Experimental thin target L-shell X-ray yield for 2 MeV protons with a 4 mil Al filter.

Atomic Number Element Relative Yield

56 Ba 10.2 57 La 15.3 58 Ce 21.2 59 Pr 32.4 60 Nd 40.1 61 Pm 43.4 62 Sm 52.5 63 Eu 57.2 64 Gd 68.2 65 Tb 120 66 Dy 390 67 Ho 598 68 ER 735 69 Tm 932 70 Yb 1080 71 Lu 1262 72 Hf 1425 73 Ta 1490 74 l.J 1585 75 Re 1520 76 Os 1485 78 Ir 1403 79 Au 1385 80 Hg 1273 81 Te 1185 82 Pb 1120 83 Bi 1110 84 Po 1070 85 At 954 86 Rn 935 87 Fr 863 88 Ra 797 89 Ac 689 90 Th 665 91 Pa 605 92 U 534

105

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106

shown in Figures 3.16 and 3.17. Any X-ray yield values that could not

be determined experimentally were interpolated from the curves.

The program RATIO was written by Hain Oona (Department of

Physics) to convert peak areas to concentrations. This program is

included as Appendix C. The values listed in Tables 3.5-3.8 were used

in the program as the standard relative response factors for the

analysis of all thin target PIXE samples. RATIO converted peak areas

to relative atomic ratios by dividing the peak areas by the relative

response factors, and concentrations were then directly calculated

using the known concentration of one element in the sample. This was

often determined by adding a known spike of some element, quantitating

one element by another technique, or by the use of a standard that had

a composition similar to that of the sample. This method of

quantitation was applied to a number of samples of widely varying type

and composition. The analysis of two groups of samples will be

discussed in the remainder of this chapter.

Analysis of Standard Reference Materials

Five NBS standard reference materials were analyzed to

evaluate the accuracy of the experimental thin target X-ray efficiency

curves. These reference standards included NBS orchard leaves (SRM

571), pine needles (SRM 1575), bovine liver (SRM 1577), coal (SRM

l632a) and coal fly ash (SRM l633a). Aproximately 250 mg of each

material was digested in a Teflon-lined stainless steel bomb (Parr)

with a 3:3:1 mixture of Ultrex (Baker) HN03' HF and HCl acids at 1100

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4130

00

I M

eV

31

30

00

-

(f)

I- Z

::J

U u

2130

130-

ItJ >

H

I- <{

-1

llJ a:

1013

130

I e-r

,or

r .. ~

10

313

40

513

60

713

80

91

3 le

e

AT

OM

IC NU~1BER

Fig

ure

3

.16

. E

xp

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rnen

tall

v o

bta

ined

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d

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ell

re

lati

ve

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rves

for

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20

00

-,.------

2 M

rN

15

00

--

(f)

1-- :J

u U

ILl

lmlO

->

H

1-

- « ...J

ld

a::

500~

1 I

\ K

She

ll

0-t

1'"

~'"

'1 2.

1

--' r ..

..... ""',

.;J-rl-

-r--.-

--.l

3

0

60

9

0

70

8

0

40

so

H10

AT

OM

IC NU~IBER

Fig

ure

3

.17

. E

xp

eri

men

tall

y o

bta

ined

K a

nd

L s

hell

re

lati

ve

X-r

av eff

icie

ncy

cu

rves

fo

r 2

MeV

p

roto

ns

wit

h

a 4

mil

A

l fi

lter.

I-'

o ex:>

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109

for 2.5 hours. The acids had been analyzed previously and contained

only a few ppb of contaminants. The cooled solutions were diluted

with high purity saturated boric acid (Baker) and brought to volume

with distilled deionized water. After thorough mixing, 100 pI

a1iquots of the solution were spotted onto Kapton-Nucleopore

sandwiches, as described previously, and dried under an infrared

lamp. These targets were then mounted on the PIXE sample wheel for

analysis.

The samples were irradiated with a 50 nA 1 MeV proton beam

for 1/2 hr using no filter and a 2 MeV proton beam for 1 hr using a 4

mil Al filter. High and low energy X-ray spectra were collected as

shown in the representative orchard leaves spectra in Figures 3.18 and

3.19. Analytical concentrations were calculated from the background

subtracted deconvoluted peak areas at both energies and the

experimentally determined X-ray efficiency curves. One certified value

from each standard was used to calculate ratios in the determination.

The average values obtained from four independent determinations are

given in Tables 3.9-3.13 along with the NBS certified values for each

standard.

The concentrations of elements for which no PIXE values are

given were below the detection limits of this method. In many cases,

the volatility of the elements may contribute to the difficulty in

detecting these elements (eg. Se, Cd, Sb, Bi, As). The low values

obtained for As, Br and Pb, even though they are present at detectable

concentrations, are undoubtedly due to the volatility of the elements

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1)0

01

10

- I K

~ ~C"

Ro

Mg

8

00

--1

00

00

-

~ S; c

1/1

e D u

0 N

lJ !4

0o

-N

T

II

/I

P ,... ->

20

m)g

-'~

""i"

"'i T

j ~i"i-

'i"""i

...-. r

t,rt

8 10

"r

JlO

Y 0

''''"

0

Cn

---I

----

r o-I-'-r~

4 o

I G

l-'-I-~~

8 1

0

EI'Er~GY

Cr.

[V)

Fig

ure

3

.18

. 1

MeV

PI

XE

sp

ectr

um

of

NBS

15

71

orc

har

d

leav

es.

f-'

f-'

o

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r: II

11 rr 1 " ,.

" I (

r'"

Fe,

Mn

11

1,1

_

Mnl

l Fe

1\11

_ I~ Zn

C

u Ph

,As

Sr

Mj\JiM

A'b~

) V\~

"V''VW

1f'~'l

/A'

10

2,.-

1 n-:

I -\'

--r

-r-

'-,--r-I-r-T

' 1-

-'--

-1-1

--1-

'-,-

-1--

1-1

-'-'

---'

'I

5 1

0

15

2

0

2S

Etl

mr,

y

(KE

V)

Fig

ure

3

.19

. 2

NeV

PI

XE

sp

ectr

um

of

NBS

15

71

orc

hard

le

av

es

(usin~

a 4

mil

A

l fil

ter).

.... .... ....

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112

Table 3.9. Analysis of NBS SRM 1571 orchard leaves.

PIXE Analysis Atomic Number Element Thin Thick NBS Value

11 Na 82 llg/g 12 Mg .607- .41% .62% 13 Si 480 Vg/g 540 llg/ g 15 P .20% .30% .21% 16 S 2200 llg/g 1560 llg/g (1900) wg./g 17 C1 700 llg/g (690) llg/g 19 K 1.51% 1.92% 1.47% 20 Ca 1.83% 1.80% 2.09% 24 Cr 2 llg/g 1 llg/g 2.6 llg/g 25 Mn 95 llg/g 110 llg/g 91 llg/g 26>~ Fe 300 llg/g 300 llg/g 300 llg/g 27 Co (.2) llg/g 28 Ni 1. 3 llg/g 29 Cu 13 llg/g 10 llg/g 12 l1g/g 30 Zn 22 llg/g 21 llg/ g 25 llg/ g 31 Ga (.08) llg/g 32 Ge 33 As 3 llg/g 4 llg/g 10 l1g/g 34 Se .08 llg/g 35 Br 7 llg/g 5 llg/g (10) llg/g 37 Rb 10 llg/g 11 llg/g 12 llf!/g 38 Sr 31 llg/g 33 llg/g 37 llg/g 48 Cd .11 l1g/g 51 Sb 2.9 llg/g 52 Te (.01) llg/g 53 I (.17) -}lg/g 55 Cs (.04) llg/g 56 Ba 38 llg/g 44 llg/g 82 Pb 15 11g/g 45 llg/g 83 Bi .1 llg/g

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113

Table 3.10. Analysis of NBS SRM 1575 pine needles.

PIXE Analysis Atomic Nubmer Element Thin Thick NBS Value

12 Mg .22% .12% 13 Al 582 l1g/g 400 l1g/g 545 l1g/g 14 Si 248 l1g/g 320 l1g/g 15 P .10% .05% .12% 16 S .15% .12% 17 C1 300 l1g/g 19 K .35% .52% .37% 20 Ca .37% .28% .41% 21 Sc (.03)l1g/g 24 Ti 25* Mn 675 llg/g 675 llg/g 675 l1g/g 26 Fe 188 l1g/g 155 l1g/g 200 l1g/g 27 Co (.1) llg/g 28 Ni 2 l1g/g 3 llg/g 3.5 llg/g 29 Cu 3 l1g/g 3 llg/g 3.0 l1g/g 30 Zn 110 llg/g 120 llg/g 33 As 2.1 l1g/g 35 Br 5 l1g/g (9) l1g/g 37 Rb 13 l1g/g 12 l1g/g 11.7 l1g/g 38 Sr 5 l1g/g 4 118/g 4.8 l1g/g 48 Cd (.5) llg/g 51 Sb (.2) l1g/g 63 Eu (.006) llg/g 80 Hg .15 l1g/g 81 Te .05 l1g/g 82 Pb 7 l1g/g 5 llg/g 10.8 llg/g 90 Th .037 l1g/g 92 u .02 l1g/g

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114

Table 3.11. Analysis of NBS SRM 1577 bovine liver.

PIXE Analysis Atomic Number Element Thin Thick NBS Values

11 Na .20% .90% .243% 12 Mg 580 llg/g 420 llg/g 604 llg/g 14 Si (17) llg/g 15 P 1.3% .41% (1.1)% 16 S .95% .72% 17 C1 .19% ( .27)% 19 K .95% .83% .97% 20 Ca 131 llg/ g 120 llg/ g 124 llg/g 24 Cr .088 llg/g 25 Mn 8 llg/g 11 llg/g 10.3 llg/g 26* Fe 268 llg/g 268 llg/g 268 llg/g 27 Co (.18) llg/g 29 Cu 189 llg/g 175 llg/g 193 llg/g 30 Zn 128 llg/g 125 llg/g 130 llg/g 33 As .055 llg/g 34 Sc 1.1 llg/g 35 Br 11 llg/g 8 llg/g 37 Rb 20 llg/g 18 llg/g 18.3 llg/g 38 Sr (.14) lJg/g 42 Mo 2 llg/g 3 llg/g (3.4) llg/g 47 Ag (0.6) }lg/g 48 Cd .27 llg/g 49 In (0.5) }lg/g 51 Sb (.005) llg/ g 53 I (.18) lJg/g 80 Hg (.016) llg/g 81 T1 (.05) -}lg/g 82 Pb 34 }lg/ g 92 U (.0008)

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115

Table 3.12. Analysis of NBS SRM 1632a coal.

PIXE Analysis Atomic Number Element Thin Thick NBS Value

13 Al 2.8% 1.3% (3.07)% 14 Si 3.1% 5.2% 16 S 1.6% 1.1% (1. 64) % 19 K 20 Ca 21 Sc 5 llg/g (6.3) llg/g 22 Ti .17% .13% (.175)% 23 V 46 llg/g 28 llg/g 44 llf!./g 24 Cr 36 llg/g 15 llg/g 34.4 llg/g 25 Mn 20 llg/g 37 llg/g 2R llg/f!. 26* Fe 1.11% 1.11% 1.11% 27 Co 28 Ni 18 llg/g 16 llg/g 19.4 llg/g 29 Cu 16 llg/g 15 llg/g 16.5 llg/g 30 Zn 28 llg/g 26 pg/g 28 llg/ g 31 Ga 7 llg/g 8 llg/f! (8.49) llg/g 33 As 9.3 llg/g 34 Se 1 llg/g 2.6 llg/g 37 Rb 34 llg/g 28 llg/g (31) llg/g 48 Cd .17 llg/g 55 Cs (2~4) llg/p, 58 Ce (30) llg/g 72 HF (1.6) llg/g 80 Hg .13 llg/g 82 Pb 12.4 llg/g 90 Th 4.5 llg/g 92 u 1.28 llglf!.

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116

Table 3.13. Analysis of NBS SRM 1633a coal fly ash.

PIXE Analysis Atomic Number Element Thin Thick NBS Value

11 Na .22% .08% .17% 12 Mg .38% .24% .455% 13 A1 15% 11% (14)% 14 Si 18% 24% 22.8% 15 P 16 S 17 C1 19 K 1.8% 2.3% 1.88% 20 Ca 1.2% 1.4% 1.11% 21 Sc 34 lJg/g 30 lJg/g (40) lJg/g 22 Ti .8% .6% (.8) % 23 V 280 lJg/g 245 lJg/g 300 lJg/g 24 Cr 200 l1g/g 135 lJg/g 196 llg/g 25 Mn 195 lJg/g 222 llg/g 190 lJg/g 26* Fe 9.4% 9.4% 9.4% 27 Co (46) lJg/g 28 Ni 112 llg/g 115 lJg/g 127 lJg/g 29 Cu 120 lJg/g 118 lJg/g 118 lJg/g 30 Zn 218 lJg/g 200 llg/g 220 llg/g 31 Ga 55 lJf'./g 60 llg/g 58 lJg/g 33 As 38 llg/g 43 llg/g 145 lJg/g 34 Se 8 lJg/g 5 lJg/g 10.3 llg/g 37 Rb 150 llg/g 135 llg/g 131 lJg/g 38 Sr 825 llg/g 828 llg/g 830 lJg/g 42 Mo 30 llg/g 27 lJg/g 20 llg/g 48 Cd 1.0 llg/g 51 Sb (7) lJg/g 55 Cs (11) llg/g 56 Ba .15% .10% (.15)% 58 Ce 230 lJg/g 240 llg/g (180) lJg/g 63 Eu (4) lJg/g 72 HF (7.6) llg/g 80 Hg .16 lJg/g 81 Te 4 lJg/g 3 )lg/g 5.7 lJg/g 82 Pb 65 llg/g 28 llg/g 72.4 llg/g 90 Th 28 llg/g 22 lJg/g 24.7 llg/g 92 U 11 lJg/g 8 )lg/g 10.2 )lg/g

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117

and the heat generated by the proton beam. Difficulties also occurred

due to peak overlap. In the spectra of orchard leaves (Figures 3.18

and 3.19), the intense Mg Ka1,2 peak almost completely obscures the

weaker Na K 1,2 peak. Also, difficulties in the detection of Co and

the poor results that were obtained for Ni arise from spectral

overlaps with the Fe K-1ines since Fe is present at several times the

concentration. Greater detector resolution to separate overlapping

peaks would greatly improve the results of these analyses.

Generally, reasonable agreement was made for the non-volatile

elements, Na-U, that were present at greater than 10 ppm

concentration. The inter-sample precision of the method was better

than 10% in most instances, although for mUltiple analyses of a single

sample the precision was usually better than 2%. In general, an

accuracy of 10-20% was obtained for elemental concentrations in these

samples in the absence of losses due to volatility" and problems caused

by high backgrounds and overlapping emission lines.

Analysis of Ferromanganese Nodules

A major consideration of the PIXE facility at the University

of Arizona has been the quantitative determination of elements in deep

sea ferrmanganese nodules. These are heterogeneous mixtures

containing manganese oxides (15-30%), iron oxyhydroxides (8-26%), and

various amounts of calcite and silicates as major components, along

with associated minor components of Cu, Ni and Co which are of

strategic or economic importance. In addition, some 30-40 other

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118

elements have been found in varying concentrations in the nodules,

some of which are highly toxic. In the near future large scale

recovery of metals from deep sea nodules will be undertaken, and an

analytical method is needed that can simultaneously monitor the

concentrations of a large number of elements throughout the processing

scheme. The PIXE technique is ideally suited to this type of

analysis. It can play an important role not only in the analysis of

complex ferromanganese nodules, but also in the development of

environmentally compatible process schemes for the separation and

extraction of valuable metals from the nodules.

Seven samples of ferromanganese nodules were analyzed by PIXE

and compared to flame technique results obtained by Steve Kirchner

(University of Arizona) and John Jong-Hae Lee (University of Hawaii).

Four samples from the Pacific Ocean (labeled MOH, VAL, KK and CRU)

were provided by the Hawaii Institute of Geophysics, and three samples

from the Atlantic Ocean (labeled D-S, D-20 and D-28) were provided by

the Lamont Doherty Geological Observatory. A more complete

description of these nodules is supplied by Kirchner (73). The

samples were air dried and ground to less than 100 mesh size. Thin

targets were prepared from the samples as described for the NBS

standards. 200-300 mg of each nodule sample was digested in a Parr

bomb with a 3:3:1 mixture of Ultrex HN03' HF and HCl at 1100C for

several hours. Three 100 ~l a1iquots were pipetted onto Kapton backed

Nucleopore filters, as before, and dried under an infrared lamp. Five

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119

replicate targets were prepared for each nodule. These targets were

then mounted with doublestick tape for PIXE analysis.

A 50 nA proton beam was used to irradiate the samples for

1/2 hr at 1 MeV and for 1 hr at 2 MeV using a 4 mil Al filter.

examples of the nodule spectra obtained are included as Figures 3.20

and 3.21. Elemental concentrations were calculated as described

previously from the peak areas and the experimental X-ray efficiency

curves. The comparative results of 5 replicate analyses using both

PIXE and flame methods are shown in Table 3.14. Details of the flame

analyses may be obtained from Kirchner et al. (68). In addition to

the 22 elements for which concentrations are reported, P, S, Cl, Cr,

Se, Br, Y, Zr and Ge were detected by PIXE but their concentrations

were not determined.

The standard deviations for the PIXE determinations were of

the order of 10%, compared to 5% or less for the flame methods. Most

of this is probably due to inhomogeneity in the prepared targets. As

with the NBS standards, consistently low results were obtained for the

volatile elements As and Pb. The determination of Co in the presence

of high Fe concentrations was again unreliable, as was the

determination of Tl in the presence of relatively high concentrations

of Pb and As. The rest of the PIXE data shown in Table 3.14 are in

good agreement with the results obtained by flame methods. It is

therefore apparent that PIXE can be a valuable analytical tool for the

routine analysis of ferromanganese nodules.

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50

00

0-T

----

----

----

----

----

.40

00

0-

C3

00

00

o U

N

T

5

20

00

0

10

00

0

0-I

-="1

(3

: .......

,

-'11(

',1

2

C

D

U " T • I .

....

~------

Mn

1- .....

CI

2 3

5 •

CH

lJU

n

(KC

V)

MIl

k"

4 6

ENER

GY

(KEV

)

Mn,

Fe

Fig

ure

3

.20

1

MeV

PI

XE

sp

ectr

um

of

ferr

om

ang

anes

e n

od

ule

sa

mp

le.

8 H

I

I-'

N o

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50

00

40

00

C

30

00

o U

N

T

S

20

00

-

10

00

-

0-f

--r-

rL

o

MI.

KIi

'

h-I

\ "",

CU

K"

CU

t\u

llik

u

:~IIII ,

""1<..

1111

11 I

I

1'1"

11

k. ~I

I

...... ,.

.---

-

.....

c ..

...

o U

M

T .... ,-

Cu

t··

·· I···· I···".···".···· I'

'.G

7 .•

U

t._

1

2.5

I' .

• 17

."

fHfa

W

(IC

[V)

~)I

t\

ll~1

~. "l II

ttl~

n'I\'1

M''

'ri T

Ill

iT

30

ENER

GY

CKEV

)

2 •.•

3S

Fig

ure

3

.21

. 2

MeV

PI

XE

sp

ectr

um

of

ferr

om

ang

anes

e n

od

ule

sa

mp

le

(usi

ng

a

4 m

il A

1 fil

ter).

I-'

N

I-'

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Tab

le

3.1

4.

Co

mp

arat

ive

PIX

E

and

fl

ame

an

aly

sis

of

ferr

om

ang

anes

e n

od

ule

s.

trol

l VA

K

K

0-5

D

-20

C

ru

rUC

E F

lom

e P

IXE

F

lam

e P

IXE

F

lam

e P

IXE

F

lam

r PU

CE

Fla

me

rlX

E

Fla

me

Na

1.7

0

1.91

%

1.29

%

2.15

%

!.05

%

2.1

1:

2.03

%

1.1,

5%

1. 7

8%

1.57

%

1.05

%

1.88

%

HI:

1.5

2:

1. 7

0%

1.41

%

1.28

7.

1.64

%

1.42

%

1.43

%

.90%

1.

68%

1.

40%

1.

57%

1.

76%

Al

1,.0

1%

3.62

%

1.70

%

1.72

%

1.00

%

1.11

%

1.35

%

1.11

%

2.97

%

3.56

%

2.01

%

1.88

%

51

13.2

4%

12.7

8%

5.36

%

6.06

%

9.47

%

11.1

1,%

12

.80%

11

.13%

8.

38%

6.

11%

11

.34%

9.

72%

K

.61%

.6

8%

.83%

.7

7%

.58%

.6

2%

.42%

.3

5%

.60%

.6

3%

.79%

.8

8%

Ca

4.83

%

4.20

%

.97%

.9

3%

.63%

.5

9%

1.73

%

1.52

%

1.31

,%

.92%

1.

32%

1.

25%

T1

2.51

%

2.42

%

1.02

%

1.10

%

1.58

%

1.72

%

1.05

%

.93%

.6

9:1;

.7

4%

.73%

.6

8%

V

395\

1g/g

I,

80ug

/1I

270I

lg/g

35

0ug/

g 35

1lg/

g -

685I

Jg/R

67

0\lg

/g

4101

lg/g

460

\lS

/g

2951

1g/g

46

01lg

/8

Hn

6.29

%

6.29

%

19.8

1%

19.8

1%

10.3

4%

10.3

4%

13.0

0%

13.0

0%

13.7

0%

13.7

0%

21.0

0%

21.0

0%

Fe

11

. 94%

12

.25%

6.

82%

6.

54%

10

.98%

10

.58%

16

.89%

17

.10%

13

.05%

. 1

2.56

%

7.35

%

8.37

%

Co

.20%

.1

8%

.05%

.1

0%

.10%

.1

5%

.08%

.1

1%

.09%

.1

5%

.12%

.1

8%

Ni

.16%

.1

5%

.99%

.9

8%

.31%

.3

5%

.22%

.1

9%

.27%

.3

4%

.93%

1.

04%

Cu

.02%

.0

3%

.68%

.7

0%

.30%

.2

9%

5891

1g/g

n

Oll

g/g

.1

2%

.12%

.6

3%

.67%

Zn

3761

1g/8

39

0ug/

g 10

0l,l

lg/g

102

01lg

/g

848u

C/g

8(

'O\.l

g/g

637\

1g/g

6I

Ol1

g/g

4131

1g/g

42

0llg

/g

687\

1g/8

71

,O\lg

/g

A8

351l

g/g

801l

g/g

55\1

g/g

62\1

g/C

53

ug/g

78

\1g/

g 88

\1g/

g 15

3\1g

/g

33\1

g/&

70

1lg/

g 33

\1g/

g 90

\lg/

8

Rb

8\1g

/,

10\l1

l/g

10\l

S/8

14

ug/ p

, l1

\1g/

g 14

11g/

g 12

11g/

g 12

\1g/

g 18

\1g/

g 21

\18/

g 14

\1g/

g 16

\1g/

8

5r

4811

lg/g

48

01lg

/g

"989

Ilg/

g 11

301l

8/&

16

20\l

8/g

1590

1lg/

g 82

811g

/g

730I

lg/g

47

6\1g

/8 4

50\l

g/g

528\

1g/g

540

\lg/

g

tIo

3011

l8/g

29

01l8

/g

697\

1g/g

n

Oll

g/g

29

5118

/g

280 l

lg/g

6

83

ug

/,

700l

lg/g

30

511g

/g

320U

g/g

6441

1g/g

63

0llg

/8

Cd

-27

Ug/

g 80

1lg/

g 12

01lg

/g

--

-25

\1g/

g -

40ll

S/g

-

271l

8/g

B.

.14%

.1

1%

.32%

.2

6%

.37%

.3

4%

.26%

.2

5%

.17%

.1

6%

.41%

.3

4%

Tl

3811

8/8

60\.l

1l/g

16

511g

/g

1501

lg/g

5l

1g/g

28

11g/

g 96

1lg/

g 10

1\1g

/g

97\1

g/g

U8

uS

/g

138u

g/g

129\

1g/8

Pb

5261

1g/g

70

0\lg

/8

43D

1lgf

g 51

01lg

/g

9381

1g/g

11

4011

8/g

1146

\18/

g 13

20\l

g/g

4931

18/g

62

01lg

/g

4271

lg/g

830

uS/g

D-2

8

PIX

E

Fla

llle

1.43

%

1.35

%

1.62

%

1.1,

1%

2.59

%

2.76

%

8.37

%

7.27

%

.52%

.4

8%

.79%

.8

3%

1.0

U

.82%

589\

1g/g

610

\lg/

g

12.9

3%

12.9

3%

13.8

3%

14.2

%

.22%

.1

7%

.• 29

%

.35%

.14%

.1

2%

495u

8/&

I,

70Il

S/g

4811

8/g

92\1

g/g

l2\1

g/g

16\1

g/g

474\

1g/g

450

1lg/

g

280\

lg/8

320

\lg/

g

-34

11g/

g

.13%

.1

8%

8711

g/g

98\1

g/S

637\

1g/g

73

0Ilg

/g

I-'

N

N

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Summary

Thin target preparation procedures applicable to a wide

variety of sample types have been described, and X-ray efficiency

curves that can be used with any thin target PIXE sample have been

determined. Two examples of quantitative analyses included in this

section demonstrate how the PIXE technique was developed for the

123

rapid quantitation of complex samples. The NBS standard reference

materials served to establish the precision and accuracy of the

technique, and the ferromanganese nodules served to demonstrate how a

complete elemental analysis can be performed on an extremely difficult

"real-world" sample; virtually every possible interference is

presented by the more than thirty elements present at widely varying

concentrations in the nodule.

This work has shown that thin sample targets of complex

materials can be successfully analyzed by PIXE. Reasonable numbers

can be obtained for all elements Z > 11 in two PIXE runs at 1 and

2 Mev, even for samples as complex as ferromanganese nodules. An

accuracy of 10-20% can be obtained for all elements present at from

1 ppm to several percent, in the absence of problems due to volatility

and overlapping emission lines. The precision and accuracy of the

technique can be improved if inhomogeneities in the thin target

samples can be removed and if sample heating is minimized. Greater

detector resolution would also improve the accuracy of the method and

ease the automation of data reduction and quantitation.

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CHAPTER 4

HIGH RESOLUTION PIXE

As indicated in the previous chapter, accurate quantitation of

PIXE spectra is often limited by the resolution of the detector.

Situations are frequently encountered whereby the X-rays emitted from

one element interfere with those emitted from other elements. This

occurs when quantitating a minor element in the presence of large

concentrations of neighboring elements in the X-ray spectral series;

when quantitating light elements, where the Ka peaks overlap or the KS

line of one element overlaps with the Ka line of the next; or when

quantitating samples containing a mixture of light and heavy elements,

where the M and L X-rays of the heavy components overlap with the K X­

rays of the light components. In these cases the X-ray peaks cannot

be sufficiently separated by means of conventional energy-dispersive

detection techniques.

At the present time, little interest has been directed toward

the study of PIXE spectra using wavelength-dispersive X-ray detection

systems. Watson (91) has successfully used a wavelength dispersive

system for the analysis of Si and AI, Willis (92) has applied such a

system to the analysis of environmental samples, and Oona (93) has

used the technique to look at sulfur X-ray emission. From these

studies it is apparent that the high resolution capabilities of

wavelength-dispersive X-ray spectrometry can be successfully exploited

124

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125

to analyze samples that contain elements which cannot be determined by

conventional energy-dispersive PIXE techniques.

As mentioned previously, in wavelength dispersive X-ray

spectrometry the several X-rays emitted by a specimen are displaced

spatially by crystal diffraction on the basis of their wavelengths.

The Bragg law shows that each characteristic wavelength, A, is

diffracted at a specific crystal angle, e, such that:

n A = 2 d sin e (4.1)

where n is the order of diffraction and d is the spacing between

planes of atoms in the crystal. The Bragg condition is satisfied as

long as the relative angular rotation of the detector is kept at twice

that of the analyzing crystal; if a crystal is rotated through an

angle eo, the detector must be rotated at twice the speed so that it

is always at angle 2eo and in position to intercept the diffracted X­

rays. In principle, the detector receives only one wavelength at a

time, so that the counting rate of X-rays emitted by a given element

is not limited by the counting rates of X-rays emitted by other

elements in the sample, as is the case with an energy dispersive

detector. The fundamental disadvantage of this system is that

intensity losses are high; the efficiency of a high resolution

wavelength dispersive system can easily be two orders of magnitude

worse than that for a Si(Li) detector. On the other hand, the

resolution of a wavelength dispersive system can be nearly two orders

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126

of magnitude greater than that attainable with a Si(Li) detector. For

example, in the work reported by Willis et al., the observed FWHM of a

spectral peak was about 2 eV for the Ka line of Si, compared with a

typical value of 170 eV for a peak in a Si(Li) derived spectrum (92).

The results of the early high resolution PIXE studies showed

that resolutions of better than 1.5 eV could be obtained using a

wavelength dispersive crystal spectrometer with a proportional

counter detector (94). We felt that this resolution was sufficient

not only to separate interfering peaks in conventional X-ray spectra,

but also to enable us to look at chemical shifts, or small changes in

X-ray energy due to the chemical environment of the atom. In this way

both elemental and molecular information could be obtained using the

same technique. Urch (95) has shown that X-ray emission spectra

provide a powerful tool for determining the electronic structure of

materials. X-ray emission resulting from electron transitions that

originate in the valence orbitals can reflect changes that occur in

the vicinity of an atom upon bond formation. In molecular orbital

concepts, the valence orbitals become directly involved in bond

formation, producing a new set of energy levels from which

transitions are possible. This effect can be manifest through shifts

in X-ray peak positions, changes in peak shapes and peak splitting.

According to Meyers (96), X-ray emission spectroscopy

possesses an inherent advantage over other methods for obtaining

information about chemical bonding. Due to the essentially atomic

nature of the initially ionized state and the large emission energies,

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127

X-ray spectroscopy is capable of analyzing solids at high resolution,

unlike UV spectroscopy which necessarily involves broad bands that

are poorly resolved. Also, X-ray spectroscopy has an advantage over

photoelectron spectroscopy in its ability to distinguish electrons of

different symmetry since the K spectra arise from p--s transitions, L

spectra from d--p or s--p, etc. (97). Furthermore, X-ray emission

spectroscopy provides information about the bulk sample, whereas X-ray

photoelectron spectroscopy provides information about several surface

layers only.

The effects of chemical bonding upon X-ray spectra were first

noted over fifty years ago (98), but were uninterpreted primarily due

to the lack of rigorous bonding theory. Much of the initial work (99-

104) concentrated on transition metal complexes due to their large

transition energies and easier measurement in the hard X-ray region

(O.l-lOAO). Most work centered on K~, chemical shifts, for which a

large body of data has been accumulated (105). Work was later

extended to compounds of the second periodic row elements (106-111),

using both K and L emission spectra.

We have tried to extend work done on chemical shifts to

include Land M emission spectra of the transition metals. The higher

X-ray fluxes and low background characteristics of the PIXE technique

should allow observation of low energy and low intensity lines that

could not previously be detected using wavelength dispersive X-ray

fluorescence techniques. A vacuum PIXE system combined with a high

resolution crystal spectrometer, such as the system described by Oona

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128

(94), should allow determinations of elements down to boron and

chemical shifts as small as 1 eV. Such a system has been developed at

the University of Arizona and used to investigate a number of

transition metal complexes, including those of Mn, eu and Mo. The

results of these investigations will be presented in this chapter.

Instrumentation

All experiments discussed in this section were done using a

6 MeV Van de Graaff accelerator, the PIXE sample chamber described

earlier, adapted to use a Philips Norelco single crystal

spectrometer, a stepping motor with digital controller for scanning, a

modified flow through proportional counter detector with a homemade

preamplifier and associated electronics, and a Tracor Northern 1700

multichannel analyzer. A schematic of the instrumentation used is

shown in Figure 4.1. Each of these will be discussed in detail.

Van de Graaff Accelerator

As described previously, a beam of singly charged ions of

destined energy is obtained from the Van de Graaff accelerator, mass

analyzed by a magnet and directed into a sample chamber where the ions

collide with the sample target. A 6 MeV accelerator was used to allow

greater variability in projectile ions and beam energies and to allow

higher beam currents than could normally be obtained with the 2 MeV

accelerator. For these experiments, either 2 MeV protons or 4 MeV H2+

projectiles were generally used at beam currents of approximately

1 )lA.

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Fig

ure

4.1

.

6 M

eV

Van

de

Gra

alf

Acc

ele

rato

r

De

tect

or

Cry

sta

l-L

----

, T. i

,---

=-:

....

J1

1--

-t -j

--M

on

oe

ne

rge

tic

Be

am

S

am

ple

C

ha

mb

er

The

h

igh

re

solu

tio

n P

IXE

sy

stem

.

Sp

ect

rom

ete

r

Ch

Ara

cle

rist

ic

X-r

ays

f-'

N

\0

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130

Sample Chamber

A sample chamber that was identical to that described in the

previous chapter was used for these experiments. For normal use, the

solid sample cover plate described previously was used for proton

excitation so that several samples could be loaded at once to minimize

pumping time. Again, the sample wheel itself was used as a Faraday

cup to monitor the beam current.

For alignment purposes, an electron gun arrangement was

interchangeably used with the solid sample cover plate. The gun

consisted of a heated thoriated tungsten wire, a grounded shield with

a small hole to direct the electron beam, and a single copper sample

holder that could be kept at positive potentials up to 3 KeV. A

schematic of this cover plate is included as Figure 4.2.

Two quartz viewing plates were built into the sample chamber,

one on top to allow correct positioning of the sample in the beam

path, and one on the back of the chamber to facilitate aligning the

beam. A hole was drilled through the sample wheel at position #14 so

that when in the proper position, the proton beam would pass

completely through the sample wheel to project an image of the beam on

the quartz plate. This image should take the shape of a 1/8 in

diameter hole that was drilled in a metal plug inserted into the end

of the beam aperature. No carbon foil was used in these experiments.

A 2-inch diffusion pump was used to evacuate the sample

chamber. Two other diffusion pumps were used on the crystal

spectrometer and on the beam line entering the sample chamber. When

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r Nay

'

I .. gel~ _

eo.

.,."

.,- r

thori~

ted tu

ng

sten

--

---~.~~

.....

----'-

-n

icke

l su

pp

ort

s

-=-~~~

. ~

shie

ld

_,. , .

. ___

.. , _

_ .11 ..

... _~

"

..... '

""'"

'

'~:~ :

2~:~r-

~---~~

~~-·

insu

lato

r

[, ··

,4, ~I

". "

, \.'

, ...

:.-

'.

gro

un

d

". "..

. '< .

'.< .. :~

>I

... -~-;...-.~~-'~.

'. .

'-,

to

"+"

po

ten

tial

to

tr

ansf

orm

er

Fig

ure 4

.2.

Ele

ctr

on

gu

n

co

verp

late

u

sed

to

a

lig

n't

he

syst

em

.

I-'

(...

l

I-'

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isolated from the crystal spectrometer, pressures of 10-6 torr could

be maintained in the sample chamber, but when the entire system was

opened up, 10-5 torr was the best that could be obtained. This was

primarily due to leakage through the detector window in the crystal

spectrometer.

Spectrometer

The crystal spectrometer used was scavenged off an electron

microprobe and was of the variable curvature type (112). A schematic

of the spectrometer showing all critical dimensions is included as

Figure 4.3. As with any crystal spectrometer, the angle of incidence

must be equal to the angle of reflection to satisfy the Bragg

condition; this is accomplished by a series of gears which rotate the

detector at twice the rate of the crystal. In addition, with a

variable curvature spectrometer, accurate focusing is obtained by

varying the radius of the Rowland (focusing) circle, as the

spectrometer is scanned through 28 0• This is accomplished by

continuously bending the crystal by a cam which puts pressure on the

center of the crystal. This bends the crystal into a cylindrical

surface such that the radius of curvature, R, varies with the Bragg

angle, 8, as R = L/(sin 8), where L is the distance from the crystal

axis to the source and detector. In this way the source can be held

in a fixed position and the X-ray image kept focused in the

proportional counter as it is scanned through 28. Figure 4.4 shows

132

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Fig

ure

4.3

.

~-

fro

m

6 M

eV

Van

de

Gra

aff

t

,--__ -

Ij, __

! 11+

~"'

6.5'~

";

h

"'l

uart7

. w

ind

ow

Sa

mp

le C

ha

mb

er

(a)

bea

m al'

era

t u

r(',

(b)

('II

t ra

nc!

' sl It

.

(c)

mas

kll

lg sIlt

.

(d)

ex

it fl

ll t,

focu

s

Va

ria

ble

C

urv

atu

re

Be

nt

Cry

sta

l S

pe

ctro

me

ter

0.1

25

"

0.0

28

"

0.O

J5"

fl.0

2R

"

In

The

v

ari

ab

le c

urv

atu

re b

en

t cry

sta

l sp

ectr

om

ete

r an

d

PIX

E

sam

ple

ch

amg

er.

f-'

W

W

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P.\TH OF PROPOR­TIONAL COUNTER

0-- PROPORTIONAL COU:-<TER

SOURCE·

jA \ /

V "'---// RCII"U:\D

CIRCLE

CRYSTAL IN TI;'Q P~S ITIONS

Figure 4.4. Variation of the radius of curvature of the Rowland circle with crystal position. -- L is the distance from source to crystal and crystal to detector, and R is the radius of the Rowland circle.

134

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135

the relative positions of the source, crystal and detector, and shows

the how the Roland circle varies as a function of detector position.

Crystals. Flexible "pseudo crystals" or "soap film crystals"

were used exclusively with this spectrometer. These are crystals

built up from successive mono-layers of metal stearates formed when an

organic solution of stearic acid is added to water containing metal

ions (113). Molecules of stearate salt are produced at the surface of

the water, oriented so that the hydrophylic ends of the molecules dip

into the water while the hydrophobic tails are on top. When a

hydrophobic plate (usually mica rubbed with ferric stearate) is

dipped into the solution, individual molecules attach themselves to

the plate with the hydrophilic ends out; then, as the plate is

withdrawn, a second set of molecules attach themselves to the

monolayer already deposited, but in the reverse direction. Successive

depositions like this form a "pseudo crystal" having a d spacing equal

to twice the length of the stearate molecules; since the stearate o

chain is roughly 25 A long, this gives a pseudo cyrstal with a 2d

spacing of approximately 100 A.

Other methods of pseudo crystal formation involve building up

multilayer sandwiches of two different metals by vacuum deposition, or

by forming organometallic crystals from salts of phthalic acid. The

most useful of these has been potassium hydrogen phthalate (KAP),

which has a 2d spacing of 26.4 A, allowing dispersion of Ka radiation

down to oxygen. Table 4.1 lists the 2d values and useful wavelength

ranges for sime of the more popular pseudo crystals used.

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Tab

le 4

.1.

Pro

pert

ies

of

com

mon

cry

stals

use

d in

,a cry

stal

spectr

ow

ete

r.

2d

Use

ful

reg

ion

C

ryst

sl

Fo

rmu

la

CAO)

0

.)

Com

men

ts

LiF

(2

00)

LiF

4

.02

8

0.3

51

-3.8

4

Goo

d fo

r KK

to

L~L·

lith

ium

flu

ori

de

Hig

h in

ten

sity

an

d d

isp

ers

ion

.

PET

C(C

H2O

H)4

8

.74

2

0.7

62

-8.3

4

Low

b

ack

gro

un

d,

good

fo

r p

en

taery

thri

tol

Al-

Sc

K.

ADP

NH4H

2P04

10

.64

0

0.9

82

-10

.15

G

ood

for

Mg

KCl.

amm

oniu

m

dih

yd

rog

en

Goo

d re

flecti

on

eff

icie

ncy

. p

ho

sph

ate

oCOOK

K

HP,

KA

P I~

26

.63

2

2.3

2-2

5.4

1

Goo

d fo

r lo

w Z

ele

men

ts.

po

tass

ium

hy

dro

gen

A

vera

ge re

flecti

on

eff

icie

ncy

. p

hth

ala

te

COOH

Pb

St,

LO

D [C

H3

(CH

3) l6

COO

] 2Pb

1

00

.68

8

8.7

5-9

5.7

5

Goo

d fo

r lo

ng

wav

elen

gth

s,

dow

n le

ad

ste

ara

te,

to 1

1K.

Ave

rage

re

flecti

on

le

ad o

cto

dec

ano

ate

eff

icie

ncy

LTC

[CH

3(C

H2)

22C

OO

]2Pb

1

56

.0

11

. 35-

124

Goo

d fo

r u

ltra

lon

g w

avel

eng

ths.

le

ad

te

traco

san

oate

Lo

w

refl

ecti

on

eff

icie

ncy

.

~

W

0\

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137

In any whole crystal only small sections are actually perfect

crystals, and these sections are oriented at slightly different angles

and determine the characteristic "rocking curve" of the crystal. The

rocking curve gives the actual width of the diffraction band due to

crystal imperfections. The curve is generally measured with a double

crystal spectrometer which illuminates the second crystal with

monochromatic X-rays. When traced out in this manner, the rocking

curve determines the practical resolution possible. The absolute

resolving power of a crystal, as for an optical grating, is given by

A/~A = N, where N is the number of layers that is useful for

diffraction. Generally about 100 monolayers are suffcient for the

wavelength range in which we are interested. The dispersion of a

crystal is given by:

1 cos (4.1)

For a specified wavelength, the best dispersion occurs with 2d values

slightly larger than the wavelength and at large e angles. Since the

angular width (2e) of a line is the same for all wavelengths, the

resolution is poorest at small e angles. The choice of crystal for a

spectrometer should depend on the desired dispersion and narrowest

rocking curve, as well as the wavelength range and reflection

efficiency of the crystal material. Often one must sacrifice a good

rocking curve for high reflection efficiency.

Background may arise from fluorescent photons from the crystal

itself, caused by excitation from X-rays and electrons originating in

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138

the sample chamber. the elecron problem may be eliminated by placing

deflecting magnets in the target chamber, near the entrance slit, and

in the spectrometer near the masking alit. The fluorescence can

usually be eliminated by pulse height selection.

Detector. For all analyses a gas flow proportional counter was

used to detect the diffracted radiation. The counter was made from a

I-inch stainless steel cylinder with a .0005 inch center wire, and

with a side entrance window 1 mm wide by 4 cm long that was fitted

with an adjustable slit system. Since we were interested in the low

energy X-ray region, extremely thin windows had to be used on the

proportional counter. We used stretched polyproylene for the windows

because of its excellent transmission properties and meclanical

strength.

A technique suggested by C. Y. Fan (114) was used to make the

X-ray windows. Commercially available 1.5 mil polypropylene was

clamped to the top of a circular vacuum chamber having a 7-inch

opening (see Figure 4.5). The chamber was connected to the pumping

port of a leak detector with a needle valve attachment to accurately

control the pumping speed. As the chamber was slowly pumped, the

polypropylene stretched until stress rays were seen to develop non­

uniformly in the film. At that point the pumping speed was decreased

and continued until these areas became thin enough so that

interference patterns were seen on the stretched foil. Stretching

continued until the red colors turned to blue, or when extremely

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1.5 mil polypropylene

9"

I I

L Vacuum chamber

inlared lamp

"O'~rin9

seal

needle valve

to vacuum

Figure 4.5. Vacuum chamber used to stretch polypropylene for proportional counter \oJindmoJs.

139

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140

careful, the blue colors turned to violet. At that point the foil was o

about 3000 A thick and extremely fragile. The vacuum was quickly shut

down and the chamber slowly brought back up to atmospheric pressure.

This procedure resulted in a usable piece of polypropylene, about

1 1/4 x 2 1/2 inches, that could successfully transmit low energy X-

. db· . 0-5/ rays em1tte by car on and could ma1nta1n at least a I atmosphere

pressure differential. After experimenting with several different

stretching conditions, it was found that a usable stretched area about

3 times larger could be obtained by heating the clamped polypropylene

before and during stretching using an infrared lamp. Enough material

for 3 or 4 windows could be obtained from a single stretching.

As do most thin windows on proportional counters, these thin

polypropylene windows leak slightly, and therefore the counter gas

must be continually replenished. For this reason a flow proportional

counter was used. The principle of operation is identical to that of

a sealed proportional counter.

In a proportional counter, an X-ray interacts with the active

gas volume of the detector to undergo a photoelectric absorption,

whereby the energy of the X-ray photon is imparted to a photoelectron.

This energetic electron, in turn, interacts with the gas to produce

primary ion-electron pairs along its path until its energy is spent.

when 3 potential is applied across the counter, the electrons migrate

toward the positive anode wire and the positive ions migrate to the

counter walls. If the applied potential is high enough, the electrons

may accelerate to such a velocity that they collide with gas atoms

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141

along their path to produce secondary ion-electron pairs. The

secondary electrons so formed may produce still more ion pairs, the

electrons from which produce more, and so. This avalanching process

forms the basis of internal electron multiplication in gas

proportional counters. In general, each electron produced by an X-ray

photon initiates only one avalanche, and the avalanches are largely

free of any interaction; the number of avalanches is therefore

substantially the same as the number of primary ionizations, and since

all electrons are collected, the total collected charge is

proportional to the X-ray photon energy.

The gas amplification factor, A, is the number of electrons

collected on the anode wire for each primary electron produced by the

initial photoelectron. If no is the number of primary ion pairs

produced, and n is the number of electrons that arrive at the wire,

A = nino' The actual amplification is a function of counter geometry,

bias voltage and the type and pressure of counting gas. Rose and

Korff (115) have derived an expression for the amplification factor,

simplified by Staub (116) to give:

1n A = k IVo ap r /-Vo - 1 ] log b/a L Vt

where p is the gas pressure in cm mercury, k is a constant

(4.1)

charcteristic of the gas used, b is the inner radius of the counter

and a the radius of the wire anode in inches, and Vt is the threshold

voltage at which multiplication occurs. Vt is a function of the gas

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pressure and is determined by:

Vt =Y P (a log b/a)

Equation 4.1 can therefore be rewritten as:

In A

or:

In A

klVO ap I Vo log b/a yap log b/a - 1

k

Y (10gV~/a )- k rapA:-~-g-b"""';"/-a

(4.2)

(4.3)

(4.4)

For most of our applications, pure methane at atmospheric

pressure was used as the counting gas. The amplification

characteristics of our counter are well summarized in an article by

Gold and Bennett (117). Their counter IV consisted of a cylindrical

142

counter body with a = .0005 in. and b = 1.065 in., and used methane at

38 cm pressure. Our counter had a = .00025 in. and b = 0.500 in.,

with methane at 76 cm pressure. Comparing these parameters with

equation 4.5, one sees that the two counters should behave

identically, since the parameters ~p and bla are the same. Table

4.2 summarizes Gold and Bennett's experimentally determined

amplification factor for this counter over a range of bias voltages.

These data are plotted in Figure 4.6; the resulting curve should

closely approximate the amplification characteristics of our

proportional counter.

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143

Table 4.2. Experimental gas amplification factors for a methane counter whe~e ;-ap = 0.1378 and b/a = 2x103.

In V 103 In A V A V

6.6 1.20 735 2.42

6.7 1.40 812 3.12

6.8 1.66 898 4.44

6.9 1.92 992 6.72

7.0 2.22 1097 11.4

7.1 2.51 1212 29.9

7.2 2.82 1339 43.7

7.3 3.10 1480 98.4

7.4 3.40 1635 260

7.5 3.68 1808 776

7.6 3.98 1998 2.84x10 3

7.7 4.28 2208 1.27x10 4

7.8 4.56 2441 6.81x10 4

7.9 4.90 2697 5.49x10 5

7.95 5.10 2836 1. 91x10 6

8.0 5.07 2981 3.66x10 6

8.05 4.85 3134 3.98x10 6

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108

Met

ha

ne

Pro

po

rtI

on

al

Co

un

ter

/

137i

/ /

/ ~

106

105

z 0 H

104

r- <t

~/

u H

lL.

103

H

..J a..

.t?

l:

<t

102

~

/ 1

0-1

/'

./

I J

J I

J

50

0

10

00

1

50

0

20

00

2

50

0

30

00

3

50

0

BIA

S VO

LTAG

E (V

)

0

Fig

ure

4

.6.

The

ex

peri

men

tal

(so

lid

li

ne)

and

th

eo

reti

cal

(bro

ken

li

ne)

am

pli

ficati

on

ch

ara

cte

risti

cs o

f o

ur

pro

po

rtio

nal

co

un

ter

usi

ng

met

han

e at

atm

osp

heri

c

pre

ssu

re.

i-' ~ ~

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145

The values of and k in equation 4.4 can be determined from

this graph. Taking two points at the extremes of the linear region,

we have:

(a) Vo

(b) Vo

1485, A

2480, A

102 , and

105, where

log bla = 3.301, /log bla = 1.817, and lap

Substituting into equation 4.5, we have:

and

(b)

k (1485 ) Ii485 In A = Y 3.301 - k (0.1378) I~

4.605 = 449.86 1 - 2.923(k) y

In A k = -y

11.513

2480 _ k(0.1378) /2480 3.301 3.301

751.29 1 - 3.777(k) y

0.1378

or

or

Solving these two equations simultaneously, we obtain:

(k/y)

k

-2 3.27 x 10 and

3.46

so that according to the Rose and Korff theory,

(4.5)

for our counter. This curve is plotted as a dotted line next to the

experimental gas amplification curve in Figure 4.7.

In early experiments a mixture of 10% methane/90% argon was

tried as a counting gas. The gas amplification curve for our counter,

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108

107

10

6 -

z 1

05 0 H

t- ~

10

4 u H

\J.

. H

...

J 1

03 0

. ~ ~

102 1

0 1- 60

0

Arg

on

-Melh

an

e

(90

/10

) P

rop

orl

lon

al

Co

un

ler

./ -::

? P

' -:

?

80

0

10

00

1

20

0

14

00

1

60

0

18

00

BIA

S V

OLT

AG

E (V

) o

2013

0

Fig

ure

4

.7.

The

ex

peri

men

tal

(so

lid

li

ne)

and

theo

reti

cal

(bro

ken

li

ne)

am

pli

ficati

on

ch

ara

cte

risti

cs o

f o

ur

pro

po

rtio

nal

co

un

ter

usi

ng

90

%

Ar/

lO%

CH

4 at

atm

osp

her

ic

pre

ssu

re.

f-'

.j:>

. (j

'\

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147

using this mixture at atmospheric pressure, is shown in Figure 4.7

along with the Rose and Korff calculated amplification curve whereby:

In A 13.83 x 10-3Vo - 0.2992 Vo (4.6)

As seen in these curves, this gas mixture was not useful for our

purposes because at bias voltages as low as 1500-1800 V the counter

was acting in the geiger mode. Although this is useful for

determining how many X-rays are detected, the signal is no longer

proportional to the X-ray photon energy, and it is not possible to

pulse height discriminate the signal. We therefore determined that

pure methane was the best counting gas to use for our experiments.

Using methane, bias voltages up to about 3000 v could be used so that

very low energy X-rays could be distinguished above the noise.

Stepping Motor. A Syn-Rapid stepping motor was used to drive

the spectrometer goniometer and gear mechanism which determined the

detector (and crystal) angular position. This was controlled by a

Heathkit ET-3400 single board microcomputer interfaced through a

MC6820 peripheral interface adapter chip. A complete description of

this stepping motor controller, with program, is given by Peter

Rathman (118). The stepping motor was advanced a preset number of

steps whenever a pulse from a TC 555P counter/timer (used to monitor

the beam current) was received at its "interrupt request" (IRQ) input.

The number of steps advanced was determined by the product of the

numbers stored in memory locations OOOD and 0010. The most common

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148

step sizes used and the contents of OOOD and 0010 are summarized in

Table 4.3. The IRQ signal was also fed to the external channel

advance input of the TN1700 multiscaler so that channel advance and

scanning position were synchronized. The '~old" potentiometer on the

TC555P (which controlled the length of the master output pulse) was

adjusted so that data collection was inhibited until the new position

was reached and the stepping motor was no longer turning; this was

accomplished by feeding the amplified data signal from the detector

through a linear gate, and inhibiting the output of the gate to the

MCS for the duration of the delay time. This is explained in more

detail in the next section on electronics.

An on/off switch was used in series with the power supply

lines to the stepping motor to shut it off for manually setting the

goniometer position. Without this, as long as voltage is supplied by

the controller to the motor, the setting of the goniometer cannot be

adjusted., Microswitches were also used at each limit of the

goniometer travel to protect the stepping motor. When either switch

was tripped, ihe voltage supply line was '~pen" and no power was

supplied to the motor; as soon as the direction was reversed, the

switch closed and power was again supplied. For these experiments,

scanning was only done in one direction. The spectrometer was ~

manually set to 0.00 (26), or any other desired starting angle, and

the stepping motor advanced the scanning to the limit of the

goniometer travel (about 820 ). With minor modifications in the

control program the spectrometer could be continuously scanned in both

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Table 4.3. Necessary memory contents of microprocessor to obtain desired spectrometer step size.

Step size (28) Memory Contents OOOD 0010

.01 04 01

.02 04 02

.04 04 04

.08 08 04

.16 08 08

149

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150

directions, but the MeA used did not have these capabilities.

Instead, each spectrum should be scanned a number of times, comparing

ea~h scan with previous scans before it is added to the multichannel

analyzer memory and the spectrometer manually set to zero.

Tuning the Spectrometer. Exact alignment of the spectrometer

is necessary to obtain the best spectral resolution. The following

steps, although tedious, must be used to properly align the system:

1) With the spectrometer open, the detector was set at 00 and the

entrance slit and masking slit were rotated until they were parallel

with the crystal and detector slit.

2) Initially, a flexible mica crystal was placed in the crystal

holder, and the detector was moved to a midway position. A

bright, diffuse visible light source was used to uniformly illuminate

the entrance slit of the spectrometer. This produced a line image on

the crystal and a reflected image on the detector. Adjustments were

made so that the line image formed at the detector was parallel to and

in the center of the proportional counter window.

3) It is important that the line image remain centered and in

focus over the entire 28 range. Checks were made to keep the focused

image in the proportional counter as it was scanned, and adjustments

were made alternately to the crystal flexing cam (using the focus

knob) and the crystal 8 angle (using the rocking adjustment) until the

best image was obtained over the limits of the detector travel.

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151

4) When the above seemed satisfactory, the mica crystal was

replaced with a lead stearate crystal and the electron gun coverplate

was fastened to the sample chamber. Generally a carbon target was

used with the electron gun to maximize the resolution for low energy

X-rays. The spectrometer was closed and the entire system evacuated.

5) The detector was activated and the carbon ~ X-rays were

observed. Minor adjustments were made to maximize the signal,

alternately using the focusing and rocking controls. Careful

adjustment of these controls produced the strongest signal and optimum

resolution.

6) At times, when interested in analyzing compounds emitting X­

rays of higher energy, either a copper or aluminum target was used in

place of carbon. The aluminum was especially useful, since one could

tune-up on several of the 7 orders visibly diffracted by the crystal.

7) When the strongest signal was obtained using this procedure,

the electron gun was replaced with the solid target coverplate and the

system was evacuated overnight. A final check was made using the

proton beam to assure optimum alignment of the spectrometer.

Electronics

The output signal from the proportional counter was fed into a

low noise preamplifier, a pulse shaping amplifier and a single channel

analyzer before it was input to a linear gate whose output went to a

multichannel analyzer. The current monitoring signal from the sample

wheel Faraday cup was fed into a current digitizer whose digitized

output went to a dual counter/timer. The master output signal from

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the counter/timer was fed to the stepping motor controller, the

channel advance input of the MCA and the DC inhibit input of the

linear gate. A schematic of the electronics is included as Figure

4.8.

152

The preamplifier used was an in-lab design that utilized a

wide band video amplifier IC chip. In early work, an MC l552G chip

was used in the circuit shown in Figure 4.9. This chip had an

internal gain of 50-100, although the overall gain of the preamp was

about 2. These chips are increasingly hard to find, so in later work

a new preamp was designed around an MC 1733C differential video

amplifi~r. This is a low noise wide band amplifier with differential

input and output that offers fixed internal gains of 10, 100 or 400.

A schematic of this preamp is included as Figure 4.10. A more

complicated version of this circuit, which gives lower noise, was

designed by Sheehan and Lamoreaux in 1974 (119), but no schematics for

the circuit were available. Any of these three preamplifier designs

could be used successfully with the system. In each case, the

preamplifier was built into an insulated box using a 9v battery power

supply to eliminate noise pickup from power lines and outside sources.

The 9 volts was stepped down to the voltage required by the IC chip

using a series of Zener diodes.

The preamplifier signal was fed into an Ortec 452 spectroscopy

amplifier for pulse shaping and further amplification. This amplifier

was used in the negative input mode, with a unipolar output in the

+lOv range. It was experimentally determined that a 1 ~sec time

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Fig

ure

4.8

.

X-r

ay

)----

--

_~~~~l

~i>---

0.

QI u II)

Tp

nll

Pll

'c

Co

un

tpr/

T

imer

.... f

l j

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-51l

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ele

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on

ics

use

d

for

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h r

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on

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17

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I'RE

MU

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OU

T

IIV

IN

<"" l

kV

) IIV

OIl

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ure

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.9.

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00

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)

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ure

4.1

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ream

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156

constant gave the best results. The amplilfier coarse gain and fine

gain potentiometers could be varied depending on the energy region of

interest, but were generally set at 10 and 1.0, respectively, with a

bias voltage of about 3000 on the proportional counter.

The signal from the spectroscopy amplifier was fed to a

Tennelec TC2l4 single channel analyzer where the low and high energy

ends could be discriminated to look only at the energy region of

interest. To set the upper and lower level discriminators, the main

amplifier output of the TC2l4 (see figure 4.11) was fed directly to

the TN 1700 set for pulse height analysis, and internal amplifier and

discriminator. The bias voltage setting on the proportional counter

and the amplifier settings on the TC 214 were adjusted for a

particular element by obtaining a good peak shape in the energy region

of interest on the TN 1700. The lower and upper level discriminators

(LLD and ULD) of the TN 1700 were then set to eliminate low energy

electronic noise and high energy interference and clipping. The TN

1700 discriminator settings were then converted to TC 214 settings

using the experimentally determined graphs shown in Figures 4.12 and

4.13. The discriminated output of the TC 214 was then fed to the input

of an ORTEC 426 linear gate, and the output of the linear gate went to

the multichannel scaling input (MCS) of the TN 1700. Both the

discriminated output and the main amplifier output of the TC 214 were

terminated with son terminators.

At the same time, the current from the sample wheel Faraday

cup was fed to an Ortec 439 current digitizer, which gives a digitized

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TE

NN

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EC

'11

.: 21

1,

SIN

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ure

4.1

1.

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enn

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sin

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'<t"

N

u l- t.- o a -I

6 5 4 3

-I

2

o

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.:

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4.1

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6-~---------------------------------------------------------------~

5 11

1.11

of

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ure

4.1

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160

count rate proportional to the current. This was set for positive

polarity at 10-7 coulombs/pulse. The digitized output signal was fed

to a Tenne1ec TC555P counter/timer. When a preset number of counts

was reached, a pulse was output to the external channel advance input

of the mu1tisca1er and to the IRQ input of the stepping motor

controller. In this way the crystal and proportional counter were

moved to the next 26 position and the MCS advanced to the next

channel. The output pulse length was variable (0.1-10 sec), using the

hold time potentiometer on the TC 555P, and was set just longer than

the time needed for the stepping motor to advance to the next

position. The pulse was fed to the DC inhibit input of the linear

gate, so that during the time of the pulse the signal going to the MCS

was gated off to inhibit data collection while the stepping motor was

advancing.

Operating Instructions

The following procedure should be followed when operating the

high resolution PIXE system:

1) Load the samples and pump down; it is generally advisable to

include a sample of carbon or aluminum for tuning and calibrating the

system. The vacuum should be on the order of 10-5 or better. Note:

the system should always be evacuated and let up to air slowly so as

not to break the detector window.

2) Turn on the counter gas supply to the preamp and adjust the

needle valve on the rotameter so that the float is barely above zero

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161

(this gives a pressure of just above one atmosphere). Turn on the

preamp and turn on the bias voltage power supply. The bias voltage

supplied to the preamp should be increased slowly to the operating

voltage; sudden voltage surges can "blow" the preamp.

3) With the stepping motor switch in the 'off' position, manually

crank the goniometer to the ~ang1e of the X-ray line of interest.

The position can be calculated from:

e = arc sin (nA) 2d

or, assuming a PbSt crystal with 2d = 100.7,

28 = 2 arc sin (0.123 x n ) Kev

and referring to the experimentally determined spectrometer

calibration chart in Figure 4.14.

(4.7)

(4.8)

4) With a proton beam hitting the sample, place the TN 1700 in

the PHA mode with input from the main amplifier output of the TC 214.

As described in the previous section, the bias voltage, amplifier

settings and discriminator settings should be set to get a clean,

well-shaped peak for the element(s) of interest in the PHA mode. The

TC 214 main amplifier signal can also be fed to an oscilloscope for

continuous monitoring of the signal pulse height during scanning.

5) Switch the TN 1700 back to the multisca1ing mode with input

from the Ortec 426 linear gate. The memory should be cleared and set

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80

70

~

W

t-6

0

w

L:

0 ~

t- U

111

0..

(f)

Z

0 111

30

.J

(9

Z

<{ <P

(\J

o

CALIBRATlor~

CU

RV

E

FOR

P

-N

VA

RIA

RL

E

CU

RV

ATU

RE

S

PE

CT

Rot

1ET

ER

10

2

0

TflT

Imm

rrrrm

mTT

nnTT

TTTr

nmnn

pnrrm

l1

30

40

50

6

0

70

80

CA

LCU

LA T

ED

?

e A

NG

LE

Fig

ure

4

.14

. T

he

ex

peri

men

tall

y d

eter

min

ed cali

bra

tio

n

curv

e fo

r th

e P

hil

ips-

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relc

o

vari

ab

le

cu

rvatu

re b

en

t cry

sta

l sp

ectr

om

ete

r.

t-' '" N

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up for the number of channels needed to collect the spectrum of

interest.

163

6) The cycle switch on the Tennelec counterltimer should be in

the "single cycle" position. The stepping motor can then be plugged

into the controller power supply and the step size input into memory

locations OOOD and 0010 as explained earlier. The stepping motor scan

is then initiated by entering D800E.

7) Manually crank the goniometer to the angular starting position

and turn the stepping motor switch to lion". Set the dwell time at

each position by adjusting the preset counts on the Tennelec

counter/timer; this actually sets the number of ~coul/channel or

~coul/step.

8) Initiate the scan by pressing the '~cquire" button on the

TN 1700 and then moving the cycle switch on the counter/timer to the

"recycle" position. As soon as the preset number of counts are

reached, the data collection is gated off, the stepping motor and MeS

are advanced to the next position, and data collection begins again in

the next channel.

9) Usually the scanning was stopped manually by changing the

cycle switch on the counter/timer back to the "single cycle." Data

acquisition was stopped on the TN 1700 and the stepping motor switch

was turned to off. The goniometer could then be reset for another

scan.

10) The acquired spectrum could be punched onto paper tape or

dumped to' the laboratory NOVA computer for plotting. Alternatively,

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the spectrum could be added to a previously stored spectrum in the

TN 1700 memory.

Experimental

164

The instrumentation described previously was used to provide

high resolution X-ray emission spectra of a number of chemical

compounds. Initially, our intent was to use this system to aid in the

identification of the molybdenum sublimates that result from the

sulfation of ferromanganese nodules (see Appendix A). Information on

chemical shifts from this technique, in conjunction with data from

X-ray photoelectron spectroscopy (XPS), infrared and X-ray powder

diffraction studies, should provide conclusive identification of the

Mo reaction products. We also wanted to use the system to extend the

lower range of the PIXE spectra to enable us to look at the low-Z

elements, and to look at a series of Cu(I), Cu(II) and mixed valence

copper compounds that we have been interested in for many years. The

information obtained from these studies is summarized in the following

sections.

Studies on Low-Z Elements

Initially, a great amount of effort was dedicated to obtaining

a good high resolution spectrum of carbon. The Ka emission of carbon

(at 0.277 KeV) is nearly in the same region as the ~ emission of

molybdenum (at 0.31 KeV), and it was reasonable, therefore, to try to

get a good spectrum of the more intense K-lines at this energy before

attempting to see the weaker M-lines. Also, since carbon was

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inevitably present in all samples due to surface contamination, pump

oil, etc., this made a good calibration line.

Carbon was first used as the target in the electron gun

165

arrangement described earlier to align the system. No spectrum could

be observed until the proportional counter gas was changed from Ar-CH4

to pure methane, allowing us to operate at bias potentials above

2000V. Under these conditions, a carbon peak could be seen at about

520 • (The expected angle, according to the Bragg equation, would be

52.70 using a PbSt crystal.) The solid sample cover plate was then

substituted for the electron gun arrangement, and a H2+ ion beam was

used to excite a spectrographic grade graphite target. Problems were

initially encountered when high levels of radioactivity were noted

near the sample chamber. Apparently a nuclear reaction was initiated

that had a measured half-life of about 10 minutes. When a H+ beam was

used instead, no such reaction occurred. The problem was subsequently

solved when the Pd leak on the hydrogen source bottle was found to be

contaminated with deuterium. The D2 apparently caused a conversion of

C12 to N13 , giving off neutrons, and the N13 decayed by positron

emission to 013 with a half-life of 10.0 minutes. When the Pd leak

was changed, no further problems were encountered using the higher

mass beams, although we generally continued using 2 MeV H+ ion beams

for most analyses. A 2 MeV high resolution spectrum of carbon is

included as Figure 4.15. The high background at low 26 values was due

to an intense straight-through X-ray peak that was at a maximum at 00,

and slowly decreased to background levels at about 200•

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~ K

a

1st

ord

er

52

.58

0

CAR

BON

S

PE

CTR

UH

2HeV

H

+ b

eam

329

4402

cts

Fig

ure

4

.15

. H

igh

reso

luti

on

PI

XE

sp

ectr

um

of

gra

nh

ite

shm

.;rin

g 1

ord

er

dif

fracte

d o

ff

a P

bS

t crv

sta

l.

I-'

0\

0\

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167

The carbon peak behaved erratically when tuning-up on the

single peak, and an Al target was therefore substituted both on the

electron gun and on the PIXE sample wheel. A good Al spectrum was

obtained showing 7 orders of diffraction off the PbSt crystal. A

representative PIXE spectrum is included as Figure 4.16, showing a

scan from 40 to 800 using a 1 pA 2 MeV proton beam and a proportional

counter bias voltage of 2850 volts. The 4th order Al line (at 38.00 )

was used to tune up the spectrometer by systematically varying the

rocking and focusing controls to obtain maximum intensity and

resolution as described earlier. When optimum focusing was achieved,

the FWHM of the 4th order Al peak was 0.240 26, or about 3 eVe

Molybdenum Extraction Products

Before analyzing the more complicated air-sensitive molybdenum

compounds that related to the Mo extraction of ferromanganese nodules,

pure Mo metal and Mo03 were analyzed using this system. Pellets of

each were prepared as described earlier, using a Carver hydraulic

press and a 13 mm KBr die. The samples were mounted and analyzed

using a lpA H+ beam at 2 MeV. With no discrimination, only the Mo L­

lines off the mica backing were seen for both compounds as shown in

Figure 4.17. When the higher energy L-lines were discriminated out to

see the low energy M-lines off the PbSt, no lines were visible in the

spectrum. Apparently carbon, present on the sample surface and in the

crystal and proportional counterwindow, was absorbing the molybdenum

M-X-rays, since the absorption edge of carbon lies just below the M-X­

ray emission energy of molybdenum. If such is the case, the

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l I \ 1. v

1st

o

rder

8.4

4A

O

8.8

0

1 tL ttl 2n

d o

rder

18

.40

I r,

~~ I.

I r~\

I III

'\~l'V

IVV \

...v.

-J'\.

., 56

U

5

5th

o

rd

er

4R

.8 0

~ Iii 3

rd

ord

er

28

.0°

-\ 4

th o

rder

J 3

8 0

° .

I •

I

AL

UH

lN\J

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TRU

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+ be

am

6th

ord

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7th

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8

450C

cts

L~.j\~~ '_'

-~_,A....,JI,.J'.~L .

..... _~,

... _

_ n

A __

_ . __ .

175

2 )8

)0

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36 7

4

38

Fig

ure

4

.16

. H

igh

reso

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spec

tru

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um

inu

m

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g

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rders

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ff

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t cr

vst

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.

f-'

0-

00

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~ 1

st o

rder

La

30

.72

°

26.6

7Ao

29

.28

°

25.4

5A

L8 36

7 38

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DEN

UH

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+ be

am

2nd

ord

er

La

64

.88

0

Lal

61

.68

0

747

772

81

0

~

Fig

ure

4

.17

. H

igh

reso

luti

on

PI

XE

sp

ectr

ul'

l o

f m

olyb

denu

m

sho

Hin

g

2 o

rders

d

iffr

acte

d o

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mic

a.

.....

0"­

\.0

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molybdenum M-lines would never be seen, since it is virtually

impossible to eliminate carbon from the system. The L-X-ray spectra

of the two compounds were virtually identical, showing no shift in

peak energies, and therefore, these could not be used in the

identification of the sublimate products from the Mo extraction of

ferromanganese nodules. Consequently, it was decided to look at the

higher energy L-emission of some of the first row transition metals.

Cu(I)/Cu(II) Compounds

170

A series of copper compounds were prepared as before,

including Cu metal, Cu(C2H302)2' Cuel and CuCI2• It was hoped that

chemical shifts could be seen in the L-X-ray emission spectrum going

from Cuo to Cu+ to Cu++. The samples were initially analyzed using 2

MeV protons with no discriminatiton, and a spectrum was obtained

similar to that shown in Figure 4.18. Both the K-lines off the mica

backing and the L-lines off the PbSt were observed. By selective

discrimination, either the 8 orders of K-lines or the 4 orders of L­

lines could be eliminated from the spectrum. For our purposes, the K­

lines were eliminated using a LLD setting of about 1.6 with a bias

voltage of 3000V on the proportional counter. The line widths of both

the 2nd and 4th orders were measured as 0.360 FWHM, and the higher

order lines were used for comparisons because of the greater peak

separation at higher 28 angles.

The emission spectra for the compounds did not seem to vary,

as shown in the copper chloride series in Figure 4.19, but problems

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'Ii I r.a

\

1st

ord

er

~I 8

.08

0 \J ~ ~~~II 10

2

La

1st

o

rder

14

.680

Ka

\2n

d o

rder

\16

.76

0

Ka

3rd

ord

er

26

.080

La

2n

d o

rder

30

.04

0

Ka

4th

ord

er

40

.04

0

Ka

5th

ord

er

1,4.

800

La

3rd

o

rder

Ka

8th

ord

er

182

21

r--,j

29

5-3

27

35

.32

0 l ~

46'160

75

.68

K

a

La

K

a

4th

ord

er

6th

ord

er

0 7

th o

rder

~ 6

3.2

0 ~

64

7

0

54

.36

0

1'1 .

2

. 75L_A_

~{-~_--

'''--~_ .

. ....Jl---

-..'',".

----_

... -".

---"

3 I.

U.

c.n

?

559 577

679 9

46

78

8 8

08

Fig

ure

4

.18

. H

igh

reso

luti

on

PIX

E

snec

tru

m o

f co

np

er

sho

win

g

8 o

rders

o

f K

a X

-ray

s d

iffr

acte

d o

ff m

ica

and

4

ord

ers

o

f L

a X

-ray

s d

iffr

acte

d o

ff

Pb

St.

f-'

......

f-'

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CuO

. C

u(I

).

Cu

(II)

2HeV

U

+ b

ea

m

Cu

-24

74

eta

Cu

-14

25 e

ta

Cl

Cu

Cl

-92

6 eta

\ v~

CuO

C

uCl

CuC

12

Fig

ure

4

.19

. H

igh

reso

luti

on

?I

XE

sn

ectr

um

of

CuD

, C

uCl

and

C

uC1

2.

I-'

"-I

N

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173

were encountered with the samples when we tried to compere the

energies of the emission lines observed. Within minutes of starting

the analysis, the samples were reduced in the beam to Cu metal so that

any indication of a chemical shift was impossible to detect. This

phenomenon was first noticed for Cu(C2H302) when the vacuum was lost

as soon as the proton beam hit the target. Upon opening the sample

chamber, the smell of acetic acid was evident, and wherever the proton

beam had contacted the target, the sample had changed to copper metal.

The same effect was later noticed for CuCI and CuCI2 , but to a lesser

extent. It appears that this problem is related to the high

temperatures generated by the proton beam. If the current was reduced

to much below I ~A to decrease the amount of sample heating, the

signal intensity decreased prortionally and counting times became

prohibitively long. Even at I~A, a typical scan often took up to

3 hrs.

We tried to make the copper compounds more heat conductive by

mixing in ottCL compounds. Since the eventual aim of this research

was to characterize compounds in ferromanganese nodules, Fe203 and Mn02

were first considered as mixing agents. Neither was satisfactory,

since the Fe203 would not hold together in the beam, and the Mn02

glowed red hot and showed signs of tunneling where the beam hit.

Powdered molybdenum metal was next used, since it held up extremely

well in a I ~A beam in the earlier molybdenum studies. This did help

to eliminate the outgassing problems and reduction of the copper

sample, but only at mixing ratios higher then 1:3 (Mo:Cu). At these

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ratios the beam only intercepted a fraction of the copper it would

normally, and the CU signals were markedly lower in intensity.

174

Also, the Ka:KS ratios appeared altered, GO it was felt this was not a

useful method for the reduction of sample heating. It appears that a

new sample chamber must be designed that incorporates sample cooling

and/or secondary X-ray emission from beam stable primary targets to

eliminate this problem. These alternatives will be discussed more

fully in the final section.

The last series of experiments dealt with maximizing the Cu

emission using various types and energies of ion beams. He+ was first

investigated at beam energies of 2, 3 and 4 MeV. + The lower energy He

beams were considerably worse than 2 MeV protons, but the 4 MeV He+

ions gave nearly the same intensity as 2 MeV protons, with a lower

background. At the time we could not go above 4 MeV with the Van de

Graaff, but higher energy He+ beams may well prove to be superior to

2 MeV proton beams. A 2 MeV Ne+ beam was tried, but no peaks at all

were observed. Next, a series of H+, H2+ and H3+ beams at different

energies were examined. The results are summarized in Table 4.4. If

the count rates and backgrounds are normalized to the number of

equivalent energy protons and plotted as in Figure 4.20, it can be

seen that 2 MeV H+ and 4 MeV H2+ beams give nearly the same high peak­

to-background signal, although the absolute height of the peak will be

higher using 4 MeV He+ beams. In future studies, this may be the ion

beam of choice, although similar tests should be made with several

elements of higher and lower z.

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Table 4.4. Observed counts and background in 2nd order eu peak using various ion beams.

Ion Beam Max. cts bkg.

2 MeV H+ 300 45 +

2.5 MeV H 360 120

3 MeV H+ 600 300

2 MeV H + 225 35 2+

3 MeV H2 390 35

4 MeV H + 600 100 2

2 MeV H+ 185 25 3+

3 MeV H3 360 25

175

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EX

CIT

AT

ION

O

F C

u L

-LIN

E

AT

63

.12

° b

y

Hi ...

. H

2 +

... &

H3

+

BE

AM

S

40

0--.-

.. -

... -

-....

. -..

-..

-...

--...

.. -.

...

-...

-.-

-.. -

.-.-

.-.-

.. -----

.... -

.. -

J o U J (S)

N

~

W

0..

(f)

I- Z

:J

()

U

30

0

y:

20

0

-1:

W

0.. o W

1'1

H

...J <

L 1

00

~

o z I­ W

Z

6 o * +

611

DH

2

*H3

+BK

GR

ND

u

'{' ..

o 1

;:-

iii I

i

0.0

0

.5

1.0

1

.5

2.13

2

.5

3.0

EQ

UIV

ALE

NT

PROTOr~

EN

ER

GY

(M

eV

)

i i

3.5

4

.0

Fig

ure

4

.20

. V

ari

ati

on

of

the

eu L

a p

eak

in

ten

sit

y

for

a v

ari

ety

o

f io

n

bea

ms.

I-'

'-J

0'0

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177

Summary

For most analyses, energy dispersive PIXE is the preferred

technique because of the increased sensitivity over wavelength

dispersive methods. At times, however, a higher resolution system is

desired to aid in deconvoluting overlapping peaks or to observe X-ray

fine structure, and so a high resolution wavelength dispersive PIXE

system has been developed. This system has a resolution of about

2 eV, which is more than sufficient to separate interfering X-ray

lines from any elements present at observable concentrations.

Although the resolution of this system should also be

sufficient to observe chemical shifts in a number of transition metal

compounds, several problems have arisen which prevent the system from

being used for that purpose. Foremost of these has been sample

decomposition due to the high energy of the ion beams used for

analysis; the samples either are reduced or are burned up in a beam of

sufficient intensity to observe the emitted X-ray lines. Before

further work can be done in this area of high resolution PIXE, this

problem must be corrected, and it appears that any solutions to the

problem will inevitably involve major design changes in the PIXE

system.

Cahill (120) has claimed that the use of on demand beam

pulsing techniques, developed by Thilbea (121), can greatly reduce the

amount of heat generated in a sample. This would involve major

modifications to the electronics in our PIXE system, but is one

possible solution to the heating problem. A liquid nitrogen cooled

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178

sample wheel may also be of help in reducing sample decomposition and

lopses due to heating. This technique was used by Oona (122) to cool

thin layers of powdered sulfur compounds on a thin backing, but it is

not known whether it would work for thick non-conducting targets,

since the heating appears to be localized in the vicinity of the beam

spot. Another technique which has not been investigated to date, is

secondary target PIXE. A series of beam stable metals could be used

as primary targets, and selected so that the energy of the emitted X­

rey lies just above the absorption edge of the element of interest.

This same technique is used in modern X-ray fluorescence systems. In

the PIXE system very high beam currents could be used to give high,

monochromatic primary X-ray fluxes that would cause little sample

damage. The monochromatic primary X-rays should prove ideal for

chemical shift studies. This system would also be attractive for XPS

studies because of the low bremmstrahlung background emitted from this

type of source. The high backgrounds in conventional ESCA have been a

major deterrent to doing quantitstive XPS. With proper sample chamber

design, it should be possible to have a Si(Li) detector, crystal

spectrometer and electron analyzer operating together to allow

conventional PIXE, high resolution PIXE and XPS studies on one system.

The preliminary work done on high resolution PIXE has

presented a number of interesting and challenging problems and opened

up many avenueS for future research. The following list summarizes

some of the problems which should be addressed in the near future:

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1) Beam stable compounds, such as metal alloys, should be

analyzed with the present system to determine chemical shifts.

2) The two detection systems should be combined on the same

system to allow simultaneous energy dispersive and wavelength

dispersive analysis.

179

3) A new sample chamber should be designed which permits water or

liquid nitrogen cooling of the sample during analysis.

4) Secondary target PIXE should be investigated, for the purpose

of carrying out conventional and high resolution PIXE and possibly

ESCA studies.

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CHAPTER 5

CONCLUSIONS

This dissertation reports the development and use of X-ray

emission techniques for the analysis of unusual and difficult samples

that cannot be analyzed by conventional analytical techniques. Low

flux radioisotope X-ray sources have been used to non-destructively

characterize the elements present in photographic papers and emulsions

from the collections of the Center for Creative Photography; the

information obtained has proven valuable for cataloging and preserving

photographic prints of historical significance and has led to the

inclusion of an X-ray facility in the new CCP building for the routine

elemental analysis of photographs. Radioisotope sources have also

been used in the development of low-cost, portable instrumentation

useful for quantitating a variety of toxicological samples, including

urine and feces samples to determine the elimination rates of X-ray

contrast media containing dysprosium.

The PIXE technique has been applied to the analysis of

forensic samples, including bullet lead, tissue fragments and thin

metal coatings, and compared to other non-destructive methods of

analysis. Sample preparation techniques and analytical procedures

have been developed for general, thin target, quantitative, PIXE

analysis. These procedures were applied to the analysis of deep-sea

ferromanganese nodules and of NBS standard referen~e materials,

including orchard leaves, pine needles, bovine liver, coal and fly

180

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ash. We have shown that the PIXE technique can be a valuable

analytical tool for rapid, non-destructive multie1ementa1

determinations of extremely complex samples.

181

A high resolution PIXE system has been developed to aid in the

deconvolution of overlapping X-ray peaks encountered in conventional

PIXE, and has been applied to the measurement of chemical shifts in

the X-ray emission spectra of first row transition metals. This

technique introduces some exciting new areas of research which should

prove useful for developing a more complete bonding picture for many

compounds of analytical interest.

Several areas of future research using the present X-ray

facilities have already been outlined at the conclusion to each

chapter. The present facilities must be continually updated and

improved, however, to keep X-ray emission techniques competitive with

other analytical methods. Assuming unlimited support and manpower,

the following suggestions are made to extend the work presented here

and to update the facilities to utilize state of the art technology:

1) The computer capabilities of the present X-ray facility should

be upgraded to facilitate the automation of the equipment and of the

data reduction, and to integrate the data obtainable from

complementary simultaneous detection systems.

2) Since this PIXE work was completed, several advances have been

made in thick target quantitation. Many of these involve an iterative

process based on thin target approximations with adjustments for X-ray

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absorption using absorption filters between the sample and detector.

These advances should be integrated into the present FIXE facility,

and the sample and filter changing systems should be automated to

require less direct interaction of the operator.

3) The feasibility of a proton microprobe has been demonstrated

by other workers. A PIXE system capable of micron size spatial

resolution would prove extremely useful for forensic applications.

Such a system should definitely be considereo at the University of

Arizona.

182

4) The possibility of using the 6 MeV accelerator at the

University of Arizona for Rutherford backscattering is presently being

considered. These studies can well be coupled with FIXE experiments

to allow depth profiling studies and analysis of low Z-elements.

5) Ultimately, one would like to obtain not only elemental but

chemical information from X-ray emission studies. It may be possible

to use high resolution X-ray emission techniques for obtaining

detailed information about the electronic structures of compounds.

This will require the use of high resolution detectors with higher

efficiencies than are now obtainable with a crystal spectrometer. The

combination of X-ray emission spectroscopy, X-ray photoelectron

spectroscopy and ultraviolet photoelectron spectroscopy should provide

a more detailed description of bonding in molecules.

6) To incorporate these new areas of XES, and to couple XES with

other techniques, a new, more versatile sample chamber must be

designed for the present FIXE system at the University of Arizona.

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183

This should include provisions for calibrated, computer controlled

sample movement during analysis, sample cooling, automated sample and

filter selection, and analysis by secondary target emission.

Secondary target emission should prove extremely useful for trace

level determinations of specific elements and for chemical shift

determinations using a high resolution detector. The new sample

chamber should be designed to allow simultaneous detection by a

variety of systems, including: a Si(Li) detector for conventional

analysis; a Ge(Li) detector for the determination of light elements

by -emission; a high resolution crystal spectrometer detector; and an

electron analyzer.

7) The possibility of using the monochromatic X-ray emission from

beam-stable PIXE targets as a source for ESCA studies should be

considered. The very low bremsstrahlung background generated by this

system should prove attractive for quantitative ESCA determinations.

Also, the combination of an XPS analyzer and Si(Li) detector on the

same system, using monochromatic X-rays from a proton-excited metal

target, may lead to improved experimental values of cross-sections and

fluorescent yields.

8) Finally, all possible attempts should be made to make a

smaller, more inexpensive PIXE system. A recently developed

accelerator can deliver protons at an energy of SO MeV per meter­

length; it is being scaled up to deliver BeV and GeV protons for other

purposes, but if it were scaled down instead, a foot-long accelerator

would result that would be ideal for PIXE. With appropriate magnets,

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184

pumping system and detector, a bench top FIXE system could be made and

incorporated into any analytical laboratory.

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APPENDIX A

EXTRACTION OF MOLYBDENUM FROM FERROMANGANESE NODULES

For several years our research group has been interested in

the extraction of molybdenum from ferromanganese nodules. John Jong­

Hae Lee (University of Hawaii) has used the experimental set-up shown

in Figure A.l to break down the iron-manganese nodule matrices and

selectively extract molybdenum from ferromanganese nodules by

sublimation (123). Using a 4:1 volume ratio of S02:02 at 4000 C and a

flow rate of 50 ml/min (adjusted with a He carrier gas), Lee obtained

colored condensates at the outlet of the sample tube which were

identified by PIXE to be essentially pure molybdenum (see Figure A.2).

He further determined that the yield increased and the reaction time

decreased when the nodule was impregnated with 2-5% (w/w) of halides,

such as NaCl, NaBr and CaC12• The sublimates, consisting of deep

green (over 10%), brown (25%) and yellow (remainder) material, formed

in bands and could be separated by color. By using X-ray powder

diffraction and halide analysis, Lee determined that both the green

and brown materials were molybdenum tetrachloride (MoC14), and the

yellow material was molybdenum dioxydichloride (Mo02C1 2). He has

suggested the following reaction steps in this extraction:

1) disruption of the major Mn and Fe metal oxide matrices with

S02 and S03 present in the gas mixture.

2) reduction of Mo03 in the nodule to Mo02 by S02'

185

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3) reaction of the Mo02 and remaining Mo03 with the halides in

the solid matrices to produce volatile metal halides according to the

reactions:

188

Evidence for this reaction scheme was given by reacting a mixture of

Mo03 and NaCl alone under the same experimental conditions. The

product obtained was essentially all Mo02C12 with only traces of MoC14

present, indicating that the second reaction above predominated. Lee

suggests that this results because the Mo03 is in direct contact with

the chloride ions, whereas in ferromanganese nodules spiked with NaCl,

there is a time lag during the disruption of the nodule matrices

during which the Mo03 is reduced to Mo02•

We have investigated the possibility that the major product

formed in the nodule extractions is actually not MoC14 , but rather

some other product that may have a Mo:Cl ratio of 1:4, possibly

MoOC14• In order to verify the products obtained by this technique, we

attempted to characterize them more fully using a variety of X-ray and

non-X-ray analytical methods; these included high resolution PIXE, X­

ray photoelectron spectroscopy (XPS), X-ray powder diffraction and

infrared spectroscopy. Standards of MoC14, MoOC14 and Mo02C12 were

obtained from Alfa for analysis and comparison to the reaction

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products. The results of these analyses are summarized in the

following sections.

Characterization of Molybdenum Standards

189

During early sample preparation studies using the Alfa

preparations of MoC14 and MoOC14 , it was noted that both compounds

underwent an interesting series of color changes when exposed to air.

The MoOCl4 instantly turned dark brown and emitted a white pungent gas

as it rapidly changed to dark blue; the dark blue is probably

indicative of the mixture of oxy-hydroxides known as "molybdenum blue"

that often form when Mo-bearing compounds are hydrolyzed (124,125).

The MoCl4 changed rather slowly to an oily dark brown (which, upon

dilution, was actually a very dark, concentrated yellow solution), and

after standing for a week it also turned to dark blue. Neither of the

colored residues from MoOC14 or MoC1 4 dissolved in CC14 , but both

dissolved, at least partially, in acetone and water. The yellow

(MoC14) residue seemed to dissolve more readily, giving a dark yellow

liquid, but it left an insoluble precipitate that remained even after

several days. The blue (MoOC14) residue dissolved more slowly, but

after a day it had dissolved completely, leaving no precipitate, to

give an intense blue solution. IR spectra were obtained from the oily

residues, as films on AgCl plates, and UV-VIS spectra were obtained

from the aqueous solutions, but both gave broad bands which were of

little use.

According to Larson and Moore (126), MoOC14 decomposes to form

MoOC13 and C12. It appears from my observations, however, that the

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white gas evolved was instead HCl: the decomposition only occurred

when water was present; the evolved gas did not color KI paper; and

white NH4Cl fumes were seen when the gas contacted NH3 vapor.

Apparently, though, the brown intermediate formed from MoOC14 was

MoOC13• It appears that both MoOC14 and MoC14 may undergo the same

reaction to form molybdenum blue (at very different rates), so the

brown intermediate formed from MoC1 4 may also be MoOC13• To check

this, standards of MoOC13 and its starting material, MoOC14 , were

prepared using the following synthesis schemes:

reflux)

and

190

Both reactions must be carried out under dry nitrogen because of the

extremely hygroscopic nature of the compounds. After repeated

attempts I was able to obtain both products in high yield and purity.

After filtering and repeated washings of the MoOC13 with benzene under

anaerobic conditions, it was noticed that the benzene apparently

dissolved a small amount of the product, giving it a yellow color.

After standing for a week in the absence of air, the yellow benzene

solution slowly changed to a blue color.

The dried preparations of MoOC14 and MoOC13, along with the

Alfa standards, were sealed in glass vials under a dry N2 atmosphere

and stored in a desiccator for analysis by the techniques mentioned.

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191

All sample preparations discussed in the remainder of this section

were carried out in a glove box under a dry N2 atmosphere using these

standards.

Infrared Analysis

The molybdenum compounds used in these studies were difficult

to work with because of their extreme sensitivity to moisture. It was

desired that a technique be developed which could quickly and easily

identify these Mo compounds without breakdown or hydrolysis to

molybdenum blue. Infrared specstroscopy was, therefore, the first

method investigated.

Initial attempts to obtain infrared spectra of these comounds

as solids met with little success. First, KBr pellets were prepared

using a Wig-L-Bug homogenizer and Carver hydraulic press. Although

the pellets were pressed in a N2 filled glove bag, they seemed to pick

up water, forming the characteristic molybdenum blue color. Next

polyethylene pellets were prepared by mixing the Mo compounds with

polyethylene powder in a Wig-L-Bug homogenizer and pressing in a

heated Al die under vacuum. This technique has been used by Huffman

(127) to look at compounds in the far IR. Again, the compounds

discolored,forming a dark green-brown for the MoC14 and dark blue for

the MoOCI4• We then tried to obtain infrared spectra of the

compounds as liquids.

Larson and Moore (126) show that MoOC14 is soluble in CC14 ,

giving a strong absorption peak at 1009 em-I, but that MoOC13 is not

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192

soluble in CC14 (nor chloroform, methylene chloride nor benzene).

Bader and Huang (128) show that MoClS is soluble in CC14, so it was

likely that MoC14 would be also. Dried CC14 was tra~sferred

anaerobically to evacuated test tubes containing my preparations of

MoOC14 and MoOC13 and the Alfa preparations of MoC1 4 , MoOC14 and

Mo0 2C12• Both preparations of MoOC14 dissolved readily to give dark

red solutions, but the other three compounds dissolved only slightly

giving fine colloidal dispersions. When infrared spectra of the

solutions were obtained, both MoOC14 solutions gave peaks at 1011 cm- l

(the M=O stretch); no peaks were seen for the other solutions, whereas

the M=O peak was expected for MoOC13 and Mo02C1 2• According to the

CRC handbook (129), dilute alcohol and ether should dissolve Mo0 2C12

and MoC1 4• USP ethanol was transferred anaerobically into evacuated

test tubes of the above standards, and this time all the comounds

dissolved as follows: both MoOC13 and MoC14 gave dark brown

solutions; Mo02C1 2 gave a very light blue-green solution; and MoOC14

gave an emerald green solution with a white gas given off. IR spectra

were obtained for each solution with the results summarized in Table

A.l. Upon exposure to air, the MoOC13 and Mo02C12 solutions turned to

blue, while the MoC14 solution remained dark brown. The emerald green

MoOC14 solution changed to a brown intermediate (shown in Table A.I as

MoOC14(br») and then to dark blue. Both the emerald green MoOC14 and

the brown intermediate solutions gave identical IR spectra. From

these results, it appeared that an alcohol solution of the molybdenum

compounds would give unique, useable spectra that could be used to

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Table A.l. Summary of IR peaks seen fer Mo compounds dissolved in ethanol.

Peak Compound

-1 (em ) MoOCl3 MoC14 Mo02Cl2 MoOCl4 MoOCl4

(br) (red br) (It,bl) (gr) (br)

1011 m '17 w w

987 vs vs s s

956 s s s

919 s vs vs

778 s

vs very strong; s strong; m medium; w weak.

193

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194

fingerprint the sublimates from the Mo extraction of ferromanganese

nodules. The solutions formed were the result of reactions between the

molybdenum compounds and the ethanol, however, and as such were not

representative of the actual Mo compounds. We therefore investigated

the possibility of carrying out gas phase IR analysis on these

compounds using a heatable cell to sublime the solid Mo compounds.

There are several advantages to obtaining the gas phase

infrared spectra of these Mo compounds: the sample can be completely

isolated from air or moisture during sample preparation and analysis;

the obtained IR spectrum is of the pure compound; and higher

resolution may be obtained in the gas phase than in the liquid or

solid phase (130,131). Also, the high volatility of the molybdenum

sublimates makes gas phase studies particularly appropriate for these

compounds. Reber Brown (132) has analyzed the Mo standards using a

Perkin Elmer heatable gas IR cell and a Perkin Elmer 398IR

spectrophotometer. For all but the Mo02C1 2 sample, NaCl windows were

used on the gas cell, effectively limiting the scanning rangee of the

spectrophotometer to 4000 cm- l to 600 em-I. In each case, the solid

samples were loaded into the cell in a glove box under dry N2, and the

cell was then heated while in position in the PE 398 untilthe sample

sublimed (up to a maximum of 2000 C). Samples were run for a scan time

of 15 minutes at both medium and narrow slit widths. The resulting IR

spectra are summarized in Table A.2. The cell was cleaned between

samples by alternately purging the cell with dry N2 and evacuating it

while heating; this process was repeated until an IR scan showed a

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195

flat baseline. The cell was then cooled, opened and rinsed with

absolute ethanol.

A unique spp.ctrum was obtained for each compound, as indicated

in Table A.2. From these results, it appears that MoOC14 can be

distinguished from the others by a strong peak at 995-965 cm- l ; MoC1 4

by a strong peak at 795 cm- l , MoOC13 by a strong peak at 1025 cm- l ,

and Mo02C1 2 by a weak doublet at 1600 and 1500 cm- l • In future

studies, it would be useful to extend the scanning range down to

200 cm-1 so that the Mo-Cl stretches could also be observed. It

appears that this technique will work well for fingerprinting the Mo

sublimates from the extraction of ferromanganese nodules. The solid

products can be sublimed in the gas cell, as was done for the

standards, or the gas cell could be connected directly to the quartz

reaction tube by means of the 18/9 stainless steel balljoint on the

gas cell, thereby minimizing sample preparation and the risk of

contamination. The cell can also be evacuated prior to heating to

cause the samples to sublime at a lower temperature, reducing the risk

of thermal decomposition. This technique should prove very useful for

the identification of the Mo compounds obtained from the sulfation of

manganese nodules.

X-Ray Powder Diffraction

A modified 1000 watt Phillips Electronic Instruments X-ray

generator with a CU excitationt tube and a 114.6 mm diameter Debye-

Scherrer camera were used to obtain X-ray powder diffraction patterns

for the standard Mo compounds. The system was initially aligned to

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Table A.2. Summary of peaks found for gas phase IR analysis of Mo compounds. -- (129).

Peaks Compound

MoOC13

MoC14

Mo02C12

MoOC14

3640 w

2950 s

3040-2890 fw fw f

2885-2660 fw fw f

1600 v]

1500 w

1260 s s s s

1180 w

1085-1070 s s s s

1025 s

995-965 s

810 s s s

785 s

685 s

s = strong; w = weak; f fine structure

196

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197

produce good powder patterns for NaCl. After alignment was complete,

1 and 2 mm diffraction capillaries were prepared in a dry box for each

of the standards and sealed with wax to prevent exposure to the

atmosphere during analysis. The samples were then run at 42 KeV,

40 mA, using CU Kal ,2 X-rays for diffraction. Repeated attemts were

made to obtain good powder patterns for the four standard compounds

(MoC1 4, MoOC14' MoOC13 and Mo0 2C1 2). A good powder pattern of Mo02C1 2

was obtained after a 3.5 hr run using developing and fixing times of 3

min and 10 min, respectively. The d-spacings observed are summarized

in Table A.3. The values obtained correspond well with those obtained

by Lee (123) for Mo02C1 2 •

Several exposures were made, varying from 2 hrs to 24 hrs

(using two pieces of film for the longer runs), for MoOC14 , MoC14 , and

MoOC13 , but no useable powder patterns were obtained for any of the

compounds. The problem was one of signal-to-noise; looking at

slightly darker lines on a dark background. It appeared that the

standards were not very crystalline and that X-ray absorption and

scattering were major problems. Longer exposure times therefore would

not help, but acceptable powder patterns should result if the

background could be eliminated. Arrangements were made with the

Department of Mining and Metallurgy at the University of Arizona to

use their X-ray diffraction system, which incor?orates a scanning

proportional counter detector in place of a Debye-Scherrer camera. In

this way the backgrounds could be eliminated through discrimination to

give much cleaner powder patterns. Dave Rollins (Department of

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198

Table A.3. Characteristic d-spacings observed for Mo02C12.

d-spacing Intensity

7.012 vs

3.791 vs

3.431 w

2.773 m

2.290 vs

2.250 vs

1. 964 m

1. 757 s

1.500 w

1.180 w

vs very strong: s strong; m medium; w weak

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199

Chemistry, University of Arizona) was going to run these samples as a

special project for a class on X-rays, but to date they have not been

run (133). This is soimething that should definitely be investigated

in future work on this molybdenum project. If the backgrounds can be

eliminated to give clear powder patterns for these compounds, then

this would provide an easy unambiguous method for identifying the

sublimation products resulting from the sulfation of ferromanganese

nodules.

High Resolution PIXE

As described in Chapter 4, a high resolution PIXE system was

constructed to look at chemical shifts in the M-level X-ray spectra

resulting from PIXE analysis of these comounds. These experiments

were unsuccessful, however, largely due to absorption of the Mo X-rays

by carbon on the sample surface and in the crystal and proportional

counter window. The K-absorption edge of carbon (at 0.283 KeV) lies

just below the energy of the most likely molybdenum M-line (at

0.331 KeV), so it is doubtful the molybdenum M-lines could ever be

seen with this system. The K- and L-level chemical shifts are too

narrow to be seen (they are on the orderof 0.1 eV) and as such the

chemical state of the molybdenum standards could not be determined from

shifts in the X-ray energy spectra using this system.

X-Ray Photoelectron Spectroscopy (XPS)

Since the Mo standards were so suited to gas phase IR studies,

gas phase XPS was also used to obtain ionization energies for the

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200

compounds. The precision of the gas phase technique permits the

detection of relatively small shifts in ionization energies from one

compound to another, and therefore is the preferred technique when

applicable. A standard GCA McPherson ESCA-367 instrument was used

with a modified sample chamber that incorporated a heatable gas

ionization ~e11 as shown in Figure A.3 (134). Samples were placed in

a screw-on reservoir so they could easily be loaded without removing

the entire cell. The X-ray source was protected from sample

contamination by a thin A1 window which contained the sample vapors in

the gas ce11,and by an isolated diffusion pump for the source region.

To correct for energy drift during data collection due to changes in

pressure or instrument conditions, argon was introduced into the cell

through a Granville-Phillips variable leak valve and run along with

the sample vapors as an internal standard. Any drift detected in the

Ar 2p (3/2) line (at 248.62 eV) could be used to correct for drift in

the observed sample ionization energies between signal averaging

scans. Data collections were repeated as many times as sample

volatility allowed, alternating between argon reference scans and data

collection scans. Each data collection was then referenced to the

average of the argon positions just before and after the data

collection.

Representative spectra showing the Mo 3d 3/2 and 5/2 and the

C1 2d 1/2 and 3/2 peaks for MoC14 and MoOC14 are included as Figures

A.4-A.7. The calculated shift in ionization energy was +0.30 eV for

Mo and +0.663 eV for C1 going from MoC14 to MoOC14• This represents

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ANALYZER OPENING

..,..-GASKET

SAMPLE mll""ll����___ RESERVOIR

-V TEMFERATUR E PROBE

Figure A.3. XPS heatable gas cell.

201

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206

the average of many runs after correction for shifts in the Ar

calibration peaks as explained earlier. No shifts were determined for

the Mo02C1 2 since it had obviously decomposed during the analysis.

In future work it may be beneficial to introduce the sample

vapors into the gas cell from outside the sample chamber using a glass

sample cell equipped with a needle valve and vacuum fittings. If the

samples are not volatile enough to sublime into the gas cell at rOOm

temperature, the glass sample cell could be heated from outside using

an oil bath. Since the samples can be loaded into the glass cell and

sealed in a glove box under dry N2, and leaked into the heatable gas

cell through the needle valve after the chamber is evacuated, the

possibility of sample exposure to air during loading would be

elimlinated. Problems of sample decomposition due to contact with a

metal surface would also be eliminated.

The gas phase XPS technique looks very promising for

establishing the identity of molybdenum halides and oxyhalides when

combined with the IR and X-ray powder diffraction techniques discussed

previusly. In future studies the UPS spectra should also be obtained.

The combination of these techniques should provide a great deal of

information about the reaction mechanism involved during the sulfation

of ferromanganese nodules.

Molybdenum Extraction from Ferromanganese Nodules

To date, we have been unable to reproduce Lee's extraction

results except when using pure Mo03• Except for one instance when

water vapor was introduced into the reaction tube by accident,

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207

separate colored bands of product have never been obtained. A slightly

modified version of Lee's experimentval set-up was used to keep out

any moisture and to simplify the process of removing the product from

the sample tube under anaerobic conditions. A schematic of the set-up

used is included as Figure A.B. Higher flow rates of the reaction

gases were required by this system, and generally the flow rates were

simply increased until bubbles could be seen to form in the gas

scrubber. Also, UHP nitrogen was substituted for the He carrier gas

because of cost.

A mixture of Mo03 and NaCl wns reacted according to Lee's

instructions,and a yellow sublimate was obtained as predicted. When

the same reaction was run using NaCl spiked ferromanganese nodules,

however, the same yellow sublimate was obtained instead of the

expected green, borwn and yellow bands. Both of the reaction poroducts

were analyzed by IR and X-ray powder diffraction, and they matched

identically the spectra and powder patterns obtained above for

Mo0 2C1 2• The extraction was tried repeatedly, and each time only the

yellow Mo02C1 2 sublimate resulted. When exposed to the atmosphere,

the yellow Mo0 2C1 2 changed slowly to blue (or rapidly when in contact

with a metal surface). It is possible that in Lee's set-up water

vapor could enter the reaction tube to hydrolyze the Mo02Cl 2 product.

Lee never indicated the order in which his bands formed, but Fernando

(135) believed the order was: nodule--yellow-green-brown. If such is

the case, water vapor may enter fom the scrubber to cause the

formation of the green and brown products, which may be MoOC14 and

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~

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209

MoOC13 , respectively; these two compounds, having Mo in the +6 and +5

oxidation states, could rapidly form the molybdenum blue complex which

is a series of oxyhydroxides with a mean Mo oxidation state between 5

and 6 (124). At this point, this is purely speculation, and the role

of water in the extraction scheme must be investigated more fully.

Lee's proposed reaction scheme was examined using pure Mo02

(obtained from Alfa). According to his predictions, when Mo02 is

mixed with NaCl and reacted with S02 and °2, essentially all of the

product should be Mo02C1 2• When this was tested, again the only

product obtained was a yellow sublimate which proved to be Mo0 2C1 2•

It appears, therefore, that under identical conditions both Mo02 and

Mo03 react to give Mo02Cl2, which is in complete disagreement with

Lee's reaction scheme. These experiments should be rerun under more

closely controlled conditions, but if verified, a new reaction scheme

must be proposed.

Summary

The ground work has been laid for a more complete study of the

reaction products obtained from the Mo extraction of ferromanganese

nodules. Three techniques have been developed to characterize the

reaction products, including: gas phase infrared; gas phase XPS; and

X-ray powder diffraction. Several discrepancies have been found with

the work reported by Lee, and it appears that both his identification

of the major reaction product and his reaction scheme may be wrong.

Work must now be done to duplicate Lee's results and to develop a new

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reaction scheme consistent with the results obtained from both

studies. The following suggestions are made for future

investigations:

210

1) To further develop the analytical techniques to identify the

reaction products: X-ray powder patterns should be obtained using a

proportional counter detector so that backgrounds can be eliminated;

the IR scans should be extended down to 200 em-I; and a new sample

cell should be investigated for the XPS work to eliminate sample

contact with the metal walls of the cell.

2) Since it appears that water vapor may play an important role

in the reaction scheme, this should be carefully investigated using

drying tubes. placed before and after the reaction tube. to control

moisture. The effect of sample drying time should also be

investigated in this light.

3) The effect of the S02:02 ratio and over-all flow rate should

be investigated to see if this affects the reaction products.

4) The experiments using Mo02 should be repeated to verify that

Mo02Cl 2 is the only resulting product.

S) Since Lee says that NaCI. KBr or CaCl 2 may be added to the

nodules. the use of KBr may help establish the reaction mechanism. If

Lee's reaction scheme is correct. MoBr4 and Mo02Br2 should be formed

as end-products.

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APPENDIX B

NEUTRON ACTIVATION ANALYSIS OF BULLET LEAD

In order to compare PIXE and NAA for the non-destructive

analysis of bullet fragments, it was decided that previous NAA results

should be verified and all operational parameters should be optimized

using a computer simulation to determine the most advantageous

irradiation and counting schemes for bullets. The program BULLET was

devised for this purpose and is included at the end off this section.

To determine which elements should be included in the program

library, the result of Haney's spark source mass spectroscopy (SSMS)

bullet experiments (85,86) were used, since SSMS has been the most

sensitive method found to date for looking at the trace elements in

bullet lead. His results showed that a total of 26 elements were

present at measurable levels. From these 26 elements, it was

determined which had isotopes suitable for NAA. This was done by

correlating the relative abundances, half-lives and cross-sections of

each isotope which could undergo a (n,Y) type reaction. The results

are shown in Table B.l. The decay scheme for each isotope was then

obtained from the Table of the Isotopes, and from the absolute

intensities and the energy of the gamma rays, it was determined which

gamma rays would be suitable for analysis. The resulting set of

isotopes and gamma rays was included in the program BULLET as the

working library and is shown in Table B.2.

211

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212

Table B.1. NAA parameters of elements present in bullet lead.

Element Isotope Tl/2 % C1 ppm

Boron none (. 02s) .01 - 0.3

Sodium }Ta-24 900 m 100 0.53 l.0- 10

Aluminum AJ-28 2.31 m 100 0.23 0.1 - 10

Silicon Si-31 157.2 m 3.09 0.11 0.1 - 3

Phosphorous none (no .01 - 0.1

Sulfur S-37 5.06 m 0.014 0.14 1.0 - 300

Chlorine Cl-38 37.3 m 24.47 0.431 1.0 - 10

Potassium K-42 744 m 6.88 1.10 l.0 - 10

Calcium Ca-47 6523.2 m 0.0033 0.3 1.0- 10

Ca-49 8.8 m 0.18 1.10

Titanium Ti-51 5.8 m 5.34 0.14 0.1 - 3.0

Chromium Cr-51 40032 m 4.31 17.0 0.1 - 1.0

Manganese }In-56 154.8 m 100 13.3 0.1 - 1.0

Iron Fe-59 64800 m 0.33 1.20 1.0 - 100

Nickel Ni-65 153.6 m l.08 1.50 0.1 - 5.0

Copper Cu-64 768 m 69.09 4.50 10 - 1000

Cu-66 5.1 m 30.91 2.30

Zinc Zn-69 828 m 18.57 1.10 0.1 - 10

Zn-71 2.4 m 0.62 0.11

2400 m 0.62 0.11

Arsenic As-76 1590 m 100 4.S0 1.0- 1000

Selenium Se-81 61 m 49.82 0.5 0.1 - 10

18.6 m 49.82 0.6

Silver Ag-108 2.42 m 51.82 ? + 35 5.0 -75

Cadmium Cd-l07 390 m 1. 22 1.0 0.1 - 10

Cd-lIS 3210 m 28.86 l. 24

Tin Sn-123 40 m 4.72 0.2001 l.0 - 6000

Sn-125 9.7 m 5.94 0.1004

Sn-125 13536 m 5.94 0.1004

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213

Table B.1. NAA parameters--Continued.

Element Isotope T1/2 % cr ppm

Antimony Sb-122 4032 m 57.25 ? + 6.06 0.4 - 5%

Sb-122 4.2 m 57.25 ? + 6.06

Sb-124 21m 42.75 3.345

Tellurium Te-129 67 m 31. 79 0.157 1.0- 50

Mercury Hb-197 1440 m 0.146 905 0.1 - 50

Hg-197 3900 m 0.146 905

Thallium none 0.1 - 10

Bismuth none 5.0 - 500

Lead none 95 - 99%

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214

Table B.2. Suitable isotopes of elements present in bullet lead.

Isotope y (MeV) A.I.

Na-24 1.368 1.0 2.754 0.99

Al-28 1. 78 1.0

S-37 3.09 0.90

Cl-38 1.64 0.38 2.17 0.034

K-42 1.52 0.18

Ca-47 0.49 0.057 0.81 0.057 1. 33 0.763

Ca-49 4.11 0.10 3.10 0.89

Ti-51 0.94 0.046 0.61 0.014 0.32 0.954

Cr-51 0.32 0.09

1m-56 0.845 0.979 1. 81 0.294 2.12 0.155

Fe-59 0.191 0.023 1.10 0.553 1. 29 0.435

Ni-65 0.37 0.044 1.114 0.16 1.48 0.247

Cu-66 1.04 0.093

Cu-64 0.511 0.62

Zn-69 0.44 1.0

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215

Table B.2. Suitable isotopes--continued.

Isotope y (MeV) A.1.

Zn-71 0.385 0.80 0.495 0.83 0.609 0.93

As-76 0.559 0.34 0.657 0.054 1.22 0.038

Se-81 0.103 1.0

Ag-108 0.511 0.02 0.633 0.018

Cd-107 0.511 0.99

Cd-115 0.335 0.99 0.490 0.10 0.523 0.265

Sn-123 0.16 1.0

Sn-125 0.325 0.996

Sn-125 0.815 0.015 0.91 0.0l3 1.068 0.038

Sb-122 0.511 0.023 0.561 0.663

Sb-122 0.026 1.0 0.061 1.0 0.075 1.0

Sb-124 0.025 1.0 0.01 1.0

Hg-197 0.077 1.0 0.l35 1.0 0.191 0.019

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216

As shown in the printout for the BULLET program, for a given

set of irradiation and decay conditions the expected activity for each

isotope in the library is calculated, as well as the over-all activity

and dose rate. Since the concentration of each element in bullets was

reported as a range, both maximum and minimum expected activities are

calculated. The program also gives the option of printing out the

program library. By eliminating the printout of isotope activities, a

rapid printout of the total activity and dose rate for a given set of

reactor conditions is possible. This is useful for determining

irradiation conditions and for filing the necessary forms to obtain

reactor time. Also, if one generated a detector efficiency vs. energy

curve for the detector used and incorporated the results into the

program, the program could easily be revised to give an output of only

those gamma rays which could be expected to be seen under a given set

of operating conditions. The selection of irradiation and delay times

could then be continuously varied for a given set of reactor

conditions to predict the optimum irradiation and counting scheme

that would allow the determination of the greatest number of elements.

This was not done for our initial study.

Experimental

Using the University TRIGA reactor at full power, irradiation

times of one minute (in the RABBIT) and two hours (in the SUSAN) were

selected from the results of the BULLET program. The available

11 2 12 I 2 ) neutron fluxes were 7x10 nlcm -sec) and 2.1xlO n (cm -sec for the

SUSAN and RABBIT, respectively.

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217

1.00 g samples of bullet lead were prepared by taking thin

cross-sections of Remington .22 caliber bullets and removing the outer

circumference to eliminate surface contamination. Three such samples

were encapsulated for irradiation in the SUSAN and one for irradiation

in the RABBIT. A reference standard was also prepared from 1000 ppm

stock solutions of Sn, As, Mn, Ti, AI, Zn, Cr, Cd, Cu, Ni, Fe and Ca.

Because of its much larger concentration, Sb was purposely left out to

determine which elements could be seen if Sb were not present to

obscure the spectra. 200 ~l samples of the appropriate metals were

added together and diluted to a volume of 50 ml with a 1000 ppm lead

solution. A one ml aliquot of this standard was then pipet ted onto a

piece of Whatman ~4l filter paper and dried overnight. This resulted

in a standard that contained 680 ~g of lead and 20 ~g of each of the

elements: Sn, As, Mn, Ti, AI, Zn, Cr, Cd, Cu, Ni, Fe and Ca. The

standard was encapsulated for irradiation in the RABBIT. It should be

noted that this standard was intended only for qualitative purposes,

and no attempt was made to quantitate the elements present in bullets.

Count rates were determined by an Ortec Ge(Li) detector

coupled to a NOVA microcomputer in the Nuclear Engineering Department

at the University. Counts were taken randomly for the RABBIT samples

throughout a period of 8 days, the first taken seven minutes after

leaving the reactor. Counting was begun on the SUSAN samples 9 days

after irradiation to allow a decrease in the counting dead time and

in the activity due to Sb, which has decay times of 2.8 days and 60.2

days for its two most activated isotopes (Sb-122 and Sb-124).

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218

Results

The results of this study are inconclusive at best, and at

worst verify that this technique is not suitable for the routine non­

destructive analysis of bullet fragments to identify their origin. At

the time these experiments were completed, no good counting lab

existed at the University. There was no available method of storing

the acquired spectra, nor was there an available peak identification

program on the Nuclear Engineering system. Peak identification was

done manually by comparing the energies of observed peaks with tables

and cross-checking to match several gamma rays to a particular isotope

or element when possible. From the results of nine counts taken for

the one minute RABBIT samples, the only element that is undeniably

present is Sb, with possible traces of Te, Cd, Cu and K present as

well. The reference standard showed only As, Sn, K and Al present,

but counts were made on this sample only during the first day. The

longer irradiations indicated the presence of only Sb and Te. There

was a problem due to the long half-lived isotopes of Sb; the Sb

present overshadows anything else in the spectrum, which is expected

since it is present at percent levels, whereas the other elements are

present at ppm levels.

Conclusions

From these experiments, it appears that Sb and Te are

definitely present in the bullet lead, and probably Cd, Cu and K as

well. These do not coincide with the elements reported previously by

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219

Lukens and Pate (82-84), but different irradiation and counting times

were used. It is apparent from both sets of NAA data that this method

does not give useful information on a sufficient number of trace

elements to allow conclusive bullet comparisons. Although NAA is an

extremely effective technique for the determination of trace amounts

of a few elements, it is generally not suitable for the determination

of a large number of elements unless radiochemical separation

techniques are used. At this time, therefore, it appears that the

PIXE technique holds much more promise for matching and identifying

the origins of bullets.

A good counting laboratory does now exist in the Space

Sciences Center at the University of arizona. with appropriate

programs for peak search, deconvolution, and identification, and for

elemental quantitation. These experiments could now be repeated with

more reliable results. If this work is to be repeated. the following

items should be completed in reference to the NAA work:

1) An efficiency curve should be constructed for the Ge(Li)

detector used for counting.

2) The BULLET program should be altered to generate irradiation

and delay times systematically so that predictions can be made as to

which elements may be seen after a certain delay time.

3) Several sets of bullets should be irradiated and counted as

dictated by the BULLET program.

4) Lead standards should be obtained so that accurate

quantitation of the trace elements can be accomplished.

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When these steps have been accomplished, NAA of bullets in its

optimum capacity can be compared with PIXE.

BULLET Program

220

The following pages include the program BULLET, written in

BASIC. This program is designed to calculate the activities one can

expect from the elements in bullet lead under various irradiation and

delay conditions. The program library, based on SSMS analyses of

bullet lead, includes thirty isotopes as indicated in Table B.2. The

library has been stored as DATA statements, beginning at line 1160,

using a 3-line format for each isotope as follows:

line 1: Isotope name; half-life in minutes; % abundance; cross

section in barns; minimum concentration in ppm and

maximum concentration in ppm.

line 2: Gram atomic weight of the element.

line 3: Number of gamma rays; gamma energy and absolute intensity

for each gamma ray.

A printout of the library may be obtained by entering "YES" to

'~sotope listing?" The program is now dimensioned for up to 50

isotopes. If more are desired, the dimension statement in line 20

must be altered.

The program is self explanatory, giving prompts where data

input is required. The printout of individual isotope activities may

be suppressed by deleting lines 600,610,'760 and 900.

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BULL

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Page 252: arizona.openrepository.comarizona.openrepository.com/arizona/bitstream/10150/143053/6/azu_td... · INFORMATION TO USERS This reproduction was made from a copy of a document sent to

APPENDIX C

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Page 253: arizona.openrepository.comarizona.openrepository.com/arizona/bitstream/10150/143053/6/azu_td... · INFORMATION TO USERS This reproduction was made from a copy of a document sent to

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Page 254: arizona.openrepository.comarizona.openrepository.com/arizona/bitstream/10150/143053/6/azu_td... · INFORMATION TO USERS This reproduction was made from a copy of a document sent to

THE

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Page 255: arizona.openrepository.comarizona.openrepository.com/arizona/bitstream/10150/143053/6/azu_td... · INFORMATION TO USERS This reproduction was made from a copy of a document sent to

IN

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Page 256: arizona.openrepository.comarizona.openrepository.com/arizona/bitstream/10150/143053/6/azu_td... · INFORMATION TO USERS This reproduction was made from a copy of a document sent to

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Page 259: arizona.openrepository.comarizona.openrepository.com/arizona/bitstream/10150/143053/6/azu_td... · INFORMATION TO USERS This reproduction was made from a copy of a document sent to

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Page 263: arizona.openrepository.comarizona.openrepository.com/arizona/bitstream/10150/143053/6/azu_td... · INFORMATION TO USERS This reproduction was made from a copy of a document sent to

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Page 264: arizona.openrepository.comarizona.openrepository.com/arizona/bitstream/10150/143053/6/azu_td... · INFORMATION TO USERS This reproduction was made from a copy of a document sent to

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Page 265: arizona.openrepository.comarizona.openrepository.com/arizona/bitstream/10150/143053/6/azu_td... · INFORMATION TO USERS This reproduction was made from a copy of a document sent to

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