Thomas John Ward Financial Disclosure Report for 2010

8/3/2019 Thomas John Ward Financial Disclosure Report for 2010

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A O 1 0Rev. 1/2011 FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 2010Report Reqtdred by the Ethicsin Go vernment Act of 1978(5 U.S .C. app. ,~,~ 101-111)

!. Person R epor t ing ( las t name, f i r s t , middle in i t ia l )W a r d , T h o m a s J .

4. Tit le (Ar t ic le I I I judges indicate act ive or senior s ta tus ;magistrate judges indicate full- or part-time)U.S. Dist r ic t Judge (Act ive)

7. Chambers o r Office Address100 East Houston Stree tMarshal l , Texas 75670

2. Court o r O rgan iza t ionU.S. Dis t r i c t Cour t , TX-E

3 . D a t e o f R e p o r t05/10/2011

5a. Report T~e (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

6. Repor t ing Per iod01/01/2010

to12/31/2010

R e v i e w i n g O f f ic e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete ali parts,checking the NONE box for each part where you have no reportable in format ion. S ign on last pag~

I . P 0 S I T I 0 N S . ~ R e p o m . g in d i v i d u a l only; see p p . 9 - 1 3 of f i l ing i n s t r u c t i o n s . )[~ N O N E (No reportable positions.)

POSITIONI. Joint Venturer2.3.4.5.

N A M E O F O R G A N I Z A T I O N / E N T IT YJ & J J o i n t Ven t u r e # I .

I I . A G R E E M E N T S . c R , ~ , o ,~ , ,g ~ n a i v l , t u o t o , ty ; s e e ~ p . ~ ~ - ~ 6 of filing instructions.)[~] N O N E (No reportable agreements.)

DATE P A R T I E S A N D T E R M S


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F I N A N C IA L D I S C L O SU R E R E P O R TPage 2 of 13

N a m e o f P e r s o n R e p o r t i n g\Vard, Thomas J .

D a t e o f R e p o r t05/10/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . t R e p o m n g i n d iv id ual an d s p o us e; s eep p . ! 7 -2 4 o f f i l i n g in s t r uc t io n s . )A. Filers Non-Investment Income

~ ( No repor t ab le i ncome . )ONE non-investmentD A T E SOURCE AND TYPE

2 .3.

4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during any portion of the reporting )ear, complete this section.(Dollar amount not required except for honoraria.)

N O N E 0 V o reportable non-investment income.)D A T E SOURCE AND TYPE

I.

2.

3.4.

I V . R E I M B U R S E M E N T S - ,r o n s~ , o .. , ~ o ,, , ~odg i.g,/ood, entertoi..,en"( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n , " s e e p p . 2 5 - 2 7 ~ f f! l in g i n s t r u c t i o n s . )

[~ (No r e p o r tab le r e im b urse m e n t s .)ON ES O U R C E DATES LOCATION PURPOS E ITEMS PAID OR PROVIDED

I. A m e r i c a n C o l l e g e o f T r ia l Ma r c h 4 - 7 , 2 0 1 0 P a l m De s e r t , C a l i f o r n ia Pane l pa rt ic ipan t T r av e l , l odg i ng and m ea l sLaw yer s2. A m e r i c a n C o l l e g e o f T r ia l Ma r c h 2 5 - 2 6 , 2 0 1 0 Da l l a s , T e xa s Judge Nat l t r ia l T r av e l , l odg i ng and m ea l sLaw yer s compe ti t ion3. B ayl o r Law Sc hool J u n e 4 - 5 , 2 0 1 0 W a co , T exa s P a ne l p a rtic ipa n t L o d g i n g4. U n i v e r s i t y o f T e x a s O ct ob e r 2 8 -2 9 , 2 0 1 0 Au s t i n , T ex as Pane l pa rt ic ipan t T r av e l , l odg i ng and m ea l s5.


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 3 of 13

N a m e o f P e r s o n R e p o r t i n gWard, Thomas J .

D a t e o f R e p o r t0 5 / I 0 / 2 0 1 1

V . G I F T S . a n c l u d e s , h o s e I o s p o u s e o n d d e p e n d e n ~ children: s e e p p . 2 8 - ~ ! of filing instruclion~)N O N E ( N o reportable gifts. )

S O U R C EI.

2.

3.

4.

5 .

DESCRIPTION VALUE

V I . L I A B I L I T I E S . (Includes those of spouse and dependent children; see pp. 32-33 of filing instructlor~)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.

2.

3.

4.5.

VALUECODE


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 4 of 1 3

N a m e o f P e r so n R e p o r t i n gW a r d , T h o m a s J .

D a t e o f R e p o r t05/10/2011

[ ~ ] N O N E (No reportable income, assets, or transactions.)A. B. C. D.

Description of Assets Incom e during Gross v alue at end Transactions during reporting period(including trust assets) r e po rt i n g p e ri o d o f r e po rt i n g p er i o d

(I) (2 ) (I) (2) (I) (2) (3) (4) (5 )Place "iX)" after each asset [ A m o u n t T y p e ( e . g ., Value Valu e T y p e ( g . , D a t e Value Gain I d e n t i t y o f] Code I d i v . , r e n t , Code 2 M e th o d buy, sell, m m :d d! yy C od e 2 C o d e I buyer!sellerexempt from prior disclosure I[ ( A - H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A- l i t ( i f p r i v a t e[ ( Q - W ) t r a n s a c t i o n )

I. H ar t ford L i fe Var i ab l e Annu i ty None L T2. AX A Equi t a b le Annui t y D Interest M T3. H artfo rd Life Variab le A n n u ity Non e K T

NE T errito ry A d d ition LLC G ard en C ity No n e K UKa nsa sLas Cru ces As s oc i a t e s l oca t ed Las Cru ces , D Re n t J UNew M exicoFidel i ty Municipa l Money Market (FTEXX) A Interest L T

8.9.1 0 .

I1 .1 2 .

1 3 .

1 4 .

Am er . Fu nds Capi t a l W or ld Growth andI n c o m e F u n d C L A ( C W G I X ) A Div idendA m e r i ca n F u n d s C a p i t a l G r o w th W o r l dB o n d F u n d C L A ( C W B F X ) A DividendAmer ican Fu nds Growth Fu nd of Amer i caCl a ss A (AG THX ) A DividendA m e r i ca n F u n d s I n c o m e F u n d o f A m e r i caC L A ( A M E C X ) A Div idend KAmer ican Fu nds Inv es tment Co. o f Amer i ca AC L A ( A V I V S X ) Div idendA m e r i c a n F u n d s N e w E c o n o m y F u n d C L A(ANEFX ) Div idendAm er i can Fu nds New P erspec t iv e Fu ndC L A ( A N W P X ) Div idendI R A # 1 E lnt./Div. N T

1 5 . - Am er . Bond Fu nds of Am er . Cla s s A A Interest(ABNDX)

1 6 . - Putnam Master Int . Inc. Trust A InterestLJ

T

T1 7 . - A m e r i c a n F u n d s C a p i t a l W o r l d B o n d F u n d AC L A ( C W B F X ) Interest K

1. Inco m e G ain C od es: A =$ 1,000 o r less B $1 ,0 0 1 - $2 ,50 0 C =$2,501 - $5,000 D $5,001 . $15.000( S ee C olu mns BI and D4) F =$50.001 - $100,000 G =$ I0 0.0 91 - $ 1.0 00 ,0 00 I II =$ 1.0 00 ,0 01 - $ 5.0 ~) .0 ~0 112 =More than $5.0~0,000

2. Value Codes J = $ 15.000 o r le~s K = $ 15,001 - $ 50,000 L = $ 50.001 - $100.00~ M =$ 100,001 - $250,000~S ee C olu mns C I and D3 ) N =$250,001 - $500.000 O -$ 500,001 - $ 1.000.000 P I $ 1,0 00 .00 1 - $5,00 0,0 00 P2 =$5,000.001 - $25.000.000

P3 =$25,~O0.001 - $50.000,000 P4 =More than $50.00{) .0003. Value Method Codes Q - Ap p ra isa l R ~os ! ~R c al r - s t a t e Only ) S = Assessm en t T : C~h I d a rkc t( S ee C olu mn C 2 ) U =Book Valu e V =Other W = E st i m a ted

E =$15.001 - $50,000


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 5 of 13

N a m e o f P e r so n R e p o r t i n g\ V a r d , T h o m a s J .

D a t e o f R e p o r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions ( Includes those o f spouse and dependent children; seepp. 34-60 of fi ling instructions .)N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income dur ing Gross value a l end(including trust assets) rep in ing pe riod o f r e p o r t i n g p e r i o d

(I) (2) (l) (2)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(I} (2) (3) (4)

P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t T y p e ( e . g ., Value Value T y p ~ ( e . g . , D a t e Value G a i ne x e m p t f ro m p r io r d i s c l o s u r e I C od e 1 d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , mm/dd~ y C o d e 2 C o d e I[ (A-H) o r i n t . ) ( J - P } C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H )

1 8 . - A m e r i c a n F u n d s I n c o m e F u n d o f A m e r i c a A Div idend K TC L A ( A M E C X )1 9 . - GE Cap i t a l In t e rNotes A Interest K T

20 . - Gene ra l E lec t r i c Co. Bond B Interest K T21 . - Am er . Fu nds US Gov t Secu r i t i e s Fu nd of B Interest K TA m e r . C L A ( A M U S X )22 . - In t e rmedia t e Bond Fu nd of Amer i ca CLA B Interest K T

(AIBAX)23 . - FH LB Ca l l Bond A Interest R ed eem ed 01/29/10 K24 . - F H L M C C a l I N o t e s A Interest R e d e e m e d 11/10/10 K25 . C l o r o x C o D e I ( C L X ) A Div idend J T Buy 10/26/101 J26 . T o o t s i e R o l l l n d s ( T R ) A Div idend K T Bu y 10/28/10 K27 . U n i l ev e r P L C A D S - E A R e p r I O R D A Div idend J T Bu y 10/29/10 JG PBO.0311 (UL)28 . - L i tt l e Bank Inc . C D A Interest R e d e e m e d 03/26/10 K29 . - M ars h a l l & l l sl ey Bank W lS CD B Interest R e d e e m e d 11/19/10 K3 0. - F ide li ty Cas h Res e rv es (FDR.XX) A Interest M T3 1. IRA #2 D lnt . /Div. L T3 2. - - Amer . Fu nds Capi t a l Growth W or ld Bond A Interest J TF u n d C L A ( C W B F X )3 3 . - A m e r i c a n F u n d s I n c o m e F u n d o f A m e r i c a A Div idend K TC L A ( A M E C X )3 4. - Am er i can Fu nds US Gov t Secu r it i e s Fu nd A Interest K TC L A ( A M U S X )

(5 )I d e n t i t y o f

buyer/seller( i f p r i v a t e

t r a n s a c t i o n )

I . I nc ome G ain C odes : A = $ 1,000 or less B = $ 1,001 - $ 2 ,500 C = 52.501 - $ 5,000 D = 55.001 - $ 15,000( S ee C olu mns B I and D4) F =$50,001 - $ 100,000 G =$100.001 - $1.000,000 I I I =$ 1.000.001 - $5.000.~00 112 =More Ihan $5.000.000

2. Value Codes J =$15,000 or less K -$15.0OI - $50.00~ L = 550.0~1 - $100,000 M =5100.001 - 5250.000( S c c C o l u m n s C I a n d D 3 ) N =5250.001 $500.000 O $5 00. 001 - $ 1 . 000.000 I1 = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0 P2-55.000.001 - 525.000.000P3 = $25.000.001 - 550.000.000 P4 =More Ihan $50.00.000

3 . Value Method Codes Q =Appraisal R =~os! (Real Estate Only) S = A s ~ s s m c n t T =C as h Mar k c l( S ee C olu mn C 2 ) U -Book Valu e V O i h o " w - E s l ima lcd

E = $ 1 5 . 0 0 1 - $50 .0 0 0


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 6 of 13 Ia m e o f P e r s o n R e p o r t i n gW a r d , T h o m a s J . D a t e o f R e p o r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c ~ m e ~ a ~ u e t r a n s a c t i ~ n s ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p ~ 3 4 ~ 6 ~ ~ f ~ l i n g i n s t r u c t i ~ n s ~ )N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Inco m e du ring G ro ss valu e at en d

(including trust assets) reporting period o f r e p o r t i n g p e r i o d(1) (2) (I) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Valueexempt from prior disclosure , Code I d i v . , r e n t , Code 2 M e th o d( A - l l ) or int.) (J-P) C o d e 3

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(I ) (2) (3) (4) ( 5 )

T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fbuy, sell, m m ! d d h ! y Code 2 C o de I bu ye r/se ller

r e d e m p t i o n ) ( J - P ) (A-B) ( i f p r i v a t et r a n s a c t i o n )

3 5. - A m e i c a n F u n d s B o n d F u n d o f A m e r i c a A Interest K TC L A ( A B N D X )3 6. - Am er . Fu nds In t e rmedia t e Bond Fu nd of A Interest K TA m e r . C L A ( A I B A X )3 7. -F i de l it y Ca sh Re se rve (FDR X ) A Interest J T3 8. T x Bank & T ru s t ( fk a Longv iew Bank & B Interest K TTrust) (Accts)3 9. Re a l Es t a t e , Upshur Coun t y , Te xa s None J W40 . N A B A s s e t C o r p . C o m m o n S t o c k N o n e J T

41 . C h ero k ee W ate r C o . C o m m o n S to c k No n e J T42 . Ch erok ee Clu b C api t a l S tock None J T43 . Sou th s ide Bank (accou nt s ) B Interest M T44 . P ondero s a Ga th e r ing , LLC loca t ed Gregg A Interest J UCoun t y , Te xa s45 . A c c o u n t R e c e i v a b le None J U46 . J &J J o in t Ventu re No. I , Longv iew, T X B D i s t r i b u t i o n K U47 . CIBC Oppe nhe i m e r Mone y Ma rke t A Interest J TAc c oun t s48 . V i ro p h a r m a I n c . C o m m o n S t o c k ( V P H M ) None J T49 . Mi c roso f t Corpo ra t i on Com m on S t oc k A Di vi de nd J T(MSFT)50 . New Jersey Development Aulhori ty Bond A Interest J T51. W ork ing In t e re s t - Dens on #1 , Gregg C Royalty J WCoun t y , Te xa s

I . I nc ome G ain C odes : A =$1.000 or less B $1.001 - $2.500 C =$2,501 - $5,000 D-$5.001 - $15.000( S e e C o l u m n s B I a n d 1 3 4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 G =$ 10 0. 00 1 - $ 1 ,0 00 .0 00 I I I =$ 1.0 00 .0 01 - $ 5.0 00 .0 00 1 1 2 = M o r e I h a n $ 5 .0 0 0 , 0 0 0

2. V a l ue Co d es J -$15.000 or kss K = $15.001 - $ 50.000 L :$ 50.001 - $ 100.000 M = $100.001 - $250.000{S ee C olu mns C I and D3 ) N = $250.001 - $ 500.000 O = $500.001 - $1,000.000 P I $1 .0 00 .0 01 - $ 5.0 00 .0 00 P 2 $5 .0 00 .0 01 - $ 25 .0 00 .0 00

P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $ 5 0 . 0 ~ 3 0 . 0 0 0 P4 =More than $50.000.0003 . V a l ue Mcl h o d Co d es Q A p p r a i sa l R ~2os~ (Real Estalc Only) S = Assessm en t T =~as h Mar k et~ S Co l um n C2) U B o o k V a l u e V -O~hc r W = E sl i m a l ed

E =$ 1 5 ,0 0 1 - $ 5 0 ,0 ~0


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N a m e o f P e r s o n R e p o r t i n g\ V a r d , T h o m a s J .

D a t e o f R e p o r t05/10/201 I

V I 1 . I N V E S T M E N T S a n d T R U S T S - in c o . ,e , ~ a l . e , ~a ,~oc t ion$ ( Inc l ude s those o f spouse an d de pe nde n t c h i l dre n; se e pp . 34-60 o f f i l ing ins truc t ionsON O N E (No reportable income, assets, or transactions.)

D e s c r ip t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i nc l ud i ng t r t t s t asse t s )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

I n c o m e d u r in g G r o s s v a l u e a t e n dr e p o r t i n g p ~ r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I) (2) (3) (4) (5 )A m o u n t T y p e ( e .g ., V a l u e Value T y p e ( e . g ., D a t e V a l u e G a i n I d e n t it y o fC o d e I d i v . , t x - n t , C o d e 2 M e th o d b u y , s e l l , m r n , d d ! y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

52 .53 .

54 .55 .56 .57 .58.59.60.

61 .62 .63 .64 .65 .66.67 .68.

W ork ing In t e re s t - J .Bu s s ey #1 , Gregg C RoyaltyCoun t y , Te xa s WWorking Inte res t - Cu lpepper #3, GreggCounty, Texas Royalty J WW o rk ing In t e re s t - F l ewe l len #3 , Gregg A RoyaltyCoun t y , Te xa s

W

W o rk ing In t e re s t - F l ewe l l en #4 , Gregg A RoyaltyCoun t y , Te xa s WW ork ing In t e re s t - Cas t lebe r ry #3 , GreggCoun t y , Te xa s A Royalty J WWo rkin g I n te res t - Denson #2, Gregg B RoyaltyCoun t y , Te xa s WWo rkin g I n te res t - Denson #3, GreggCoun t y , Te xa s None J WWo rkin g I n te res t - Denson #4, Gregg B RoyaltyCoun t y , Te xa s WW ork ing In t e re s t - Castleberry #4, G re ggCoun t y , Te xa s A Royalty J WW o rk ing In t e re s t - F l ewe l l en #5 , Gregg A RoyaltyCoun t y , Te xa s WW ork ing In t e re s t - Cas t l ebe r ry #5 , GreggCoun t y , Te xa s A Royalty J WW ork ing In t e re s t - Cu lpeppe r #5 , GreggCoun t y , Te xa s A Royalty J WW ork ing In t e re s t - Cu lpeppe r #6 , Gregg A RoyaltyCoun t y , Te xa s WW ork ing In t e re s t - Cas t l ebe r ry #10 , GreggCoun t y , Te xa s A Royalty J WW o rk ing In l e re s t - F l ewe l len #7 , Gregg A RoyaltyCoun t y , Te xa s WW ork ing In t e re s t - Cas t l ebe r ry #11 , GreggCoun t y , Te xa s

A Royalty J W

W ork ing In t e re s t - Cu lpeppe r #7 , Gregg A RoyaltyCoun t y , Te xa s W

I . I nc ome G ain C odes : A = $1.000 or less B = $ 1,001 - $ 2 .500 C = $2 ,501 - $ 5.0~ 0 D =$5,001 - $15,000( See Co l um n s B I an d 1 ) 4 ) F = $50.001 - $ 100.000 G = $100.001 - $ 1.000.000 I I I =$ 1.000.001 - $5.000.000 112 =More than $5.000.000

7. Value Codcs J - S 1 5 . 0 0 0 o r I ~ . ~ - . q K = $15,001 - $ 50.000 L = $50.0O I - $ 100.00~ M =$100.001 - $250.000IS c c C olu nms C I and D3 ) N = $2 50.001 - $ 500.000 O = $50~.001 - $ 1.000.000 PI $1 ,0~O. 001 - $5 . 000,0(~ P2 -$5.0~).001 - $25.000.000

P3 = $25.000.001 - $50.0~0.000 P4 =More than $50.000.0003 . V a l ue Met h o d Co d es Q =Appraisal R = C o s t ( Rea l E s t a t e O n l y) S =Assessnlc~! T =C as h Mar k etlS c c C olu mn C 2 I U = B o o k V a l ue V =Other W = E st i m a ted

E =$15,001 - $50.000


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FINANCIAL DISCLOSURE REPOR TPage 8 of 13

N a m e o f P e r s o n R e p o r t i n gW a r d , T h o m a s J .

D a t e o f R e p o r t05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i , c o , , ,, v a t ,e . ~ a , ~ o a i o , ~ t t n c l , d e s , h o s e o / ~ p o , ,, o ,a a e p , n d e , r children; see p p . 3 4 - 6 0 of filing i n s t r u c t i o n ~ )N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r ip t io n o f A s s e t s Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

~ (i) (2) (i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g ., V a l u e Valuee x e m p t f ro m p r io r d i s c l o s u r e i Code I d i v . , ~ m t, C o d e 2 M e th o dii ( A - H ) o r i n t . ) ( J - P ) C o d e 3

T y p ~ ( e .g . ,buy, sell,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

D a t e Value Gain I d e n t i t y o fm m / d d ~ y Code 2 C ode I bu ye r/se ller

( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

69 .

70 .71 .72 .73 .74 .75 .76 .

W o rk ing In t e re s t - F l ewe l l en #8 , Gregg A RoyaltyCoun t y , Te xa s WWorking In terest - Flewellen #9, Gregg A R o y a l t yCounty, Texas WW ork ing In t e re s t - T ru die Bru ton #1 , Gregg BCoun t y , Te xa s

Royalty K WW ork ing In t e re s t - Dens on #5 , GreggCou nty , T exas (W SP ) A Royalty J WW ork ing In t e re s t - Cas t l ebe r ry #6 , GreggCou nty , T exas (W SP ) Royalty J WW ork ing In t e re s t - Cas t lebe r ry #7 , GreggCou nty , T exas (W SP ) Royalty J WW ork ing In t e re s t - Cas t l ebe r ry #8 , GreggCou nty , T exas (W SP ) Royalty J WRoya l t y - Da v i s #1 , W ood C oun t y , Te xa s B Royalty J W

77 .78 .79 .80.

W ork ing In t e re s t - U tzman #1 , Gregg A RoyaltyCoun t y , Te xa s WWorking Interest - McCarter # I, Rusk A RoyaltyCoun t y , Te xa s WW ork ing In t e re s t - W .W . M ack ey #2 , Gregg ACoun t y , Te xa s Royalty J WLongv iew, T X M u nic ipa l Bonds B In te re st K T

81. Pl e a sa n t on , TX Mun i c i pa l Bond B Interest K T82 . Brazos Riv e r Au th or i ty Bond A Interest J T83 . T X Sta t e T ech nica l Col l ege Bond A Interest K T84. Brazos por t , IX ISD Bo nd B Interest K T85 . K i l l een , T X M u nic ipa l Bond A In te re st K T

I. I n co m e Ga i n Co d es :( S ee C olu mns BI and D4)

2 . V al ue Co d esIS ee C olu mr t s C I and D3 )

3 . V al ue Mcl h o d Co d es( S ee C olu mn C 2 )

A =$1,000 or lessF =$50,001 - $100.000J -$15,00~ or h.ssN -$250.001 - $ 5 0 0 . 0 0 0P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $ 5 0 , 0 0 0 . 0 ~ OQ -A ppr a i s a lU -Book Valu e

B=$l ,00l - $2 ,5 00G =$100.001 - $1.000.000K =$15,001 - $50,000

R -C os t IR c al Es t a l e Only )V - Olh e r

C =$2.501 - $5,000I I I = $1,000.001 - $5,000.000L =$50,001 - $ 100.000PI =$1.000.001 - $5,000.000P4 ~Mor lhan $50.000.000S = A s g : s s m t ~ l!W = E st i m a ted

D =$5.001 - $15,000112 :More lhan $5.000.000M =$100.001 - $250.000P2 =$ 5,000,001 . $25.000.000T =C as h Mar k et

E :$15.001 - $50.000


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N a m e o f P e r s o n R e p o r t in g\Vard, Thomas J.

D a t e o f R e p o r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i ,c o , ,e , v a l u , , tr o , ~ c r i o n ~ a n c l u d e s , h o s e o / ~ p o ~ s e ~ n d a e p e n d e , , children: s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

O) (2) (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y pe (e .g ., Value Valuee x e m p t f ro m p r io r d i s c l o s u r e i Code I d i v . , r e n t , C o d e 2 M e th o d! ( A-H) o r i n t . ) ( J - P ) C o d e 3

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( 1 ) (2 ) (3) (4) (5 )

T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fbuy, sell, m n ~ d d / y y Code 2 C ode I b u y e r l r s e l l e r

r e d e m p t i o n ) ( J - P ) (A-tl) ( i f p r i v a t et r a n s a c t i o n )

86. K ate Du d ley # I W ork ing In t e re s t , Gregg B Royalty J WCou nty , T X87 . Fi rs t Na tiona l Albany- Breck en r idge Bank C Interest M TAc c oun t s88. P au l ine & Ch ar l e s Dav i s #1 W ork ing A Royalty J W

Int . ,Harr ison Co.,TX89. M ary B. Al l en #2 W ork ing In t e re s t , Gregg A Royalty J WCou nty , T X90. P a t ton- J a rv is #1 W ork ing In t e re s t , Gregg B Royalty J WCounty, TX91. M c M i c h a e l #1 W o r k i n g l n te r e s t , G r e g g A Royalty J WCou nty , T X92 . W il l i ams #1 W ork ing In t e re s t , Leon Cou nty , A Royalty J WTX93 . W il l i ams #2 W ork ing In t e re s t , Leon Cou nty , A Royalty J WTX94. K C T im ber l and #1 W ork ing In t e re s t , Ru s k D Royalty K WCou nty , T X95. Katy, TX ISD Bond B Interest L T96. Hous t on , TX Arp t Sys t e m Bond C Interest K T97 . La Joya , TX Indp t . Sc hoo l Di s t r i c t Bond B Interest L T98. De So t o , TX Indp t . Sc hoo l Di s t r ic t Bond B Interest K T99. Hays, TX Indpt School Dist r ic t Bond B Interest L TI 0 0 . K C T i m b e r l a n d # 2 R u s k C o . T X W l C Royal ty J W1 0 1 . Flags tone Re ins u rance H old ings L td Corn

St k (FSR)Div idend K

1 0 2 . W hi t e Moun t a i n s In s . G roup Com S t k A Div idend K( W T W )

I . I nc ome G ain C odes : A =$1.000 or less B = $ 1,001 - $ 2 .500 C = $2 .501 - $ 5.000 D =$5.001 - $15.000( See Co l um n s n I an d D 4 ) F =$ 50.001 - $100,000 G = $ 100.001 - $ 1.000.000 1 1 1 = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0 1 1 2 = M o r e t h a n $ 5 .0 0 0 . 0 0 0

2. Vahl Cod...~ J = $ 15.000 o r le ss K = $15.001 - $ 50.000 L = $50.001 - $ 10~.000 M =$100.001 - $250.000( S ee C olu mns C I and D3 ) N =$250.001 - $ 500.000 O =$500.001 - $1.000.000 P I = $ 1. 00 0. 00 1 - $ 5. 00 0. 00 0 P 2 =$ 5. 00 0. 00 1 - $2 5. 00 0. 00 0

P3 = $25.000.001 - $50.0~0.000 P4 =More than $50.000.0003 Valu e Method C odes Q =Appraisal R = C o s t ( Rea l E s t a l c O n l y) S =Ass.cssment T =C as h Mar k et( S c C olu mn C 2 ) U B o o k V a l u e V-~: hhc r W E s t i m a t ed

E = $ 1 5 .00 1 - $ 50 .0 0 0


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 10 of 13 Ia m e o f P e r s o n R e p o r t i n gW a r d , T h o m a s J . Date of R e p o r t05/ I0 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o t u e , . a n s a e t l o n s anetudes those of spouse a n d d e p e n d e n t c h i l d r e n s e e p p . 3 4 - 6 0 of filing instructions.)NONE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o di (i) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g . ,e x e m p t f ro m p r io r d i s c l o s u r e ! C o d e 1 d i v . , r e n t ,[ (AdD o r i n t . )

1 0 3. K ra f t Foods Inc . CL A (K FT ) A Di vi de nd1 0 4 . C o c a C o l a C o . (K O ) A Div idend105. Heinz H. J . Co. (HNZ) A Di vi de nd1 0 6 . D i s h Ne twork Corp . C LA (DISH ) None1 0 7 . G l a xo s m i t h k li n e A D R ( G S K ) B Di vi de nd1 0 8. H ers h ey Co. (H SY) A Div idend1 0 9 . S a n o f i - A v e n t is S p o n A D R ( S N Y ) None1 1 0 . W al - M ar t Store s , Inc . (W M T ) None1 1 I . U n i le v e r P L C A D S - E A ( U L ) A Di vi de ndI 1 2 . M organ Stan l ey S & P 50 0 Index A A Div idendCust .Ac c t s UTMA-TX (SPIAX )1 1 3. W ork ing In t e re s t J ordan #1 Ru s k Co . , T X A Royalty114. Fa i r fax Fin an cia l Hld g s LTD Sub VI G None1 1 5 . M ontpe l i e r Re H old ings Com (M RH ) A Di vi de nd1 1 6 . 99 Cent s Only Store s (NDN) None1 1 7 . L o r i ll a r d I n c C o m ( L O ) None1 1 8 .

1 1 9 . R e a l E s t a te G r e g g C o None

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

V a lu e V a lu eC o d e 2 M e th o d

( J - P ) C o d e 3( Q - W )

K TK TK T

K TK TK TK TK TK T

J TJ WK T

K TK T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(t ) (2) (3) (4) ( 5 )T y p e ( e . g . , D a t e Value G a i n I d e n t it y o fb u y , s e l l , m m / d d / y y C o d e 2 Code l b u y e r / s e l l e r

r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

Bu y 04/14/10 KBu y 06/03/10 KBu y 06/08/10 KBu y 0 3/26 /1 0 KS o ld 04/16/1 0 KB u y 08/02110 M Tom Ti b i le t t i

I . I nc ome G ain C odes : A =$1,000 or less B $1, 001-$2.500 C =$2.501 - $5.0~0 D - $ 5 . 0 0 1 - $ 1 5 3 X K ~( S ee C olu mns BI and 1) 4) F =$50,001 - $100,000 G =$100.001 - $1.000.000 III =$1.000.001 - $5.000,000 1 1 2 = M o r e ~ h a n $ 5 .0 0 0 . 0 0 0

2. Value Codc~ J = $1 5 .0 ~ o r l e s s K $15 ,001 - $ 5 0. 000 L = $50.0O I - $ 100.000 M -$ 100.001 - $ 250.000| S e e C o l um n s C I a n d D 3 ) N =$250.001 - $ 500.000 O -$ 500 ,00 1-$ 1.00 0,0 00 P I $ 1.00 0.00 1- $5 .0 00 ,0 00 p2 = $5.000.001 - $25.000.000

P3 =$25.000.001 - $50.000.000 P4 =More than $50,000.0003 . V a l ue Met h o d Co d es Q : A ppr a i s a l R ::Cost (Real Eslate Only) S =Assessm~ml T : Ca sh Ma rke t{ S c Co h n n n C2) U = B o o k V a l ue V = O t h e r W E s t i m a t ed

E =$15.091 - $50.000


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N a m e o f P e r s o n R e p o r t in gW ard, Thomas J.

D a t e o f R e p o r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i. c o m e , ,. a Z u , , t r a n s a c t i o n s (Includes those of spouse and dependent children; see pp. 3 4-60 of filing lnstruction~.)NONE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g( i n c l u d i n g t ru s t a s se t s ) re p o r t in g p e r i o d

i 0) (2)Place "(X)" after each asset ! A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s cl o s u r e C o d e 1 div . , r e nt ,i (A-II) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

V a lu e V a lu eC o d e 2 M e t ho d

( J - P ) C o d e 3( Q - W )

(l)T y p e ( e . g .,

buy, sell,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 2 ) ( 3 ) ( 4 ) (5)D a t e Value Gain I d e n t i t y o f

m r n ! d d / y y Code 2 C o d e 1 buyer/seller( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

1 2 0 . N o n e S o l d 08/10/10 M Susan Ward1 2 1 . P r om i s s o r y N ot e B I n t e r e s t M U S e e S e c . V l ll122. Working interest Snider #I A Royalty J W B uy 04/01/10 J Machin & Assoc .123. Working interest Hamilton #1 N o n e J W B uy 08/24/10 J Machin & Assoc.

I. I n co m e Ga i n Co d es :( S ee C olu mns BI and D4)

2. Va lue Co d ~( S ee C olu mns C I and D3 1

3 . Value Method Codes(Se e Co lumn C 2 )

A = $ 1 , 0 1 ) 4 ) o r l e s sF = $ 5 0 . 0 O I - $ 1 0 0 , 0 0 0J =$ lS.000 or lessN =$250,001 - $500.000P 3 ~ $ 2 5 , 0 0 0 , 0 0 1 . $50,000,000Q -A ppr a i s a lU B o o k V a l u e

B =$1,001 - $ 2 . 5 0 0G =$100.001 - $ 1.000.000K -$15.0OI - $50,000O =$500.001 - $1.000.000R =Cost [Real Estate Only)V

C $ 2 . 5 0 1 - $ 5 + 0 0 0I I I =$ 1 . 0 0 0 ,0 0 l - $ 5 . 0 0 0 . 0 0 0L =$ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0PI =$ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0P4 =M o r e I h a n $ 5 0 . 0 0 0 .0 0 0S - A s s c s s m e n lWEslimaled

D =$5.001 - $15.000112 =More than $5.000.000M =$100.0OI - $250 .0 ~P 2 =$5.000,001 - $25,000,000T =Cash I", taxkct

E = $ 1 5 . 0 0 1 - $ 5 0 . 00 0


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N a m e o f P e r s o n R e p o r t i n gW a r d , T h o m a s J .

D a t e o f R e p o r ~05/10/201 I

V I I I. A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . and~ca,opar, o~r,epor~)V I I . I N V E S T M E N T S A N D T R U S T S

I t em Nos . 4 and 5 : U ndiv ided in t e re s t i n rea l e s t a t e l imi t ed pa r tne rs h ip . F i le r cannot d i rec t , i n f lu ence or i n any m anne r e f fec t th e pu rch as e , exch ange , s a l e , o rdisposi t ion of the ent i ty or prope rly ofent i ty.I t em No. 1 4 : R epor t ed i n th e agg rega t e . I t ems 1 5 - 30 iden t i fy th e s epa ra t e a s s e t s h e ld i n I t em 1 5 .I t em No. 31 : R epor t ed i n th e aggrega t e . I t ems 32 - 3 7 iden t i fy th e s epa ra te a s s e t s h e ld i n I t em 34 .I t em No. 4 5 : Deb tor i s NE T er r i to ry Addi t i on LLC iden t i f i ed i n i t em nu m ber 4 .I t em No . 4 7 : F i l e r i s pas s iv e i nv es tor i n th i s jo in t v en tu re rea l e s t a t e i nv es tment ; a s s e t s a re u ndiv ided in t e re s t s i n rea l e s t a t e l imi t ed p a r tne rs h ip . Ne ith e r f i l e r norjo in t v en tu re can d i rec t , in f lu ence or i n any m anne r e f fec t th e pu rch as e , exch ange , s a l e o r d i s pos i t ion o f l imi t ed pa r tne rs h ip a s s e t s .I t em Nos . 72 , 73 , 74 and 75 : Fu n ds a t t r ibu t ab le t o f l i e r s work ing in t e re s t i n th es e we l l s a re d i s t ribu t ed to f i l e r by W i l low Spr ings Fa rmo u t P a r tne rs h ip (W SP ) .F i l e r i s no t a pa r tne r i n W SP an d h as no cap i t a l accou nt i n W SP . F i l e r f a rmed o u t h i s work ing in t e re s t to W SP a long wi th o th e r work ing in t e re s t owners o fl ea s eh old e s t a te s i n ap prox ima te ly Decem ber 1 994 .I t em No. 1 1 7 : On 20 0 9 repor t . I s no t l i st ed on th i s r epor t becau s e we l l p rov ed non - produ c t iv e .Item No. 121: Is associated with Item 120.


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Name o f Pe rson Report ingW a r d , T h o m a s J .

Date of Repor t05/10/201 I

IX. CERT IFICATION.I c e r t i fy t h a t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r t h e r c e rt i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p ro v i s i o n s o f 5 U .S .C. a p p . 50 1 e t . s e q . , 5 U .S .C . 73 53 , a n d Ju d i c i a l Co n fe r e n c e r e g u l a t i o n s .

Signature: S/Thomas J. Ward

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4)

Committee on Finan cial DisclosureAdministrative Office of the United States CourtsS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

Thomas John Ward Financial Disclosure Report for 2010

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