Thermodynamics and Statistical Mechanics of Tornadoes...laws of statistical mechanics, but small...
Transcript of Thermodynamics and Statistical Mechanics of Tornadoes...laws of statistical mechanics, but small...
Thermodynamics and
Statistical Mechanics of
Tornadoes
Sydnie Gjerald and Zachary Fahrendorff Advisor: Dr. Misha Shvartsman
August 31st, 2019
Center for Applied Mathematics, St. Paul, MN
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Abstract: The United States is affected by many types of natural disasters each year, but the astonishingly
large number of tornadoes that rip through the country is our focus. Meteorologists have a lot of
raw weather data to handle, and, of course, they want to be able to make inferences from that
data to aid in tornado prediction. These values that they find are often called indices or
parameters. Some of the parameters we focused on over the course of our research are CAPEβ
convective available potential energy, SRHβstorm relative helicity and STPβsignificant
tornado parameter. We would like to be able to better understand how these parameters indicate
tornado formation, how to use them, and if any are likely to be more significant than others.
Based on many of these values and their intuition about storms, meteorologists must decide
whether to issue a tornado watch/warning in a timely manner.
Problem Statement and Introduction: We all know of the infamous Tornado Alley that is situated in the middle of the United States,
and because of this phenomenon, the U.S. experiences more tornadoes than the rest of the world
combined. As mentioned earlier, tornado warnings need to be issued in a timely manner or they
really donβt matter at all. If you are warned only a few minutes before impact, it could be too late
for many people in the U.S. There is a fine balance between the accuracy of these predictions
and quickly releasing a warning. What makes tornado prediction so tricky is that two
thunderstorms that are nearly identical might produce different resultsβone storm a strong EF4
tornado and the other storm no tornado at all. Through the use of parameters and indices in
forecasting (Doswell and Schultz), we can attempt to analyze the atmosphere and make more
accurate predictions that give the public more time to prepare for these major events. So,
meteorologists often try to get as much data as possible to try to be accurate in their warning
without being too late in the warning lead time. Even an extra minute of lead time could save
many lives! Today,
tornadoes range from EF0-
EF5 on the EF scale,
which stands for Enhanced
Fujita scale (Figure 1).
This scale invented by Ted
Fujita considers the wind
speed of the storm and the
damage that occurred
during/after the storm. We
have chosen many
tornadoes from the last few
years to analyze and find
these parameters for. We
chose to focus on strong
tornadoes (EF3-EF5)
because we would like to
use data that is
significantly strong in
relation to other smaller tornadoes. Figure 1
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Goals: The goal of this research is that through the analysis of previous tornadoes, we would like to
understand how to more accurately predict tornadoes in the future by using indices and
parameters. Of course, we donβt have years of meteorology and storm chasing experience, so our
goals are relatively restricted to what we can learn from past tornadoes. We would like to draw
some conclusions about how we can more accurately calculate these values, and which values
are of most importance. In addition to the computational side of this research, we will discuss
how thermodynamics and tornadogenesis are related.
Thermodynamics of Tornadogenesis: To start this section, it is important to go over the generally accepted process in which most
midwestern tornadoes occur. Tornadogenesis begins with two wind shears going opposite
directions at two different heights (usually a warm front and cold front colliding). These
different wind shears cause horizontal rotation (Figure 2).
Horizontal rotation is relatively harmless, however, when it is tilted into a vertical spin it poses
the threat of becoming a deadly tornado. How does a horizontal spin become vertical? It has to
do with the sun and heated air. The sunβs rays donβt heat the air, but rather the sun heats up the
ground which in turn warms the air near the surface (Figure 3). We know that hot air rises, and
that updraft causes the horizontal spin to become tilted into two vertical spins (Figure 4). One
spin will die out or merge with the other, and that vertical column can possibly spawn a
tornado. This interaction between the heated surface air and the updraft that accompanies it is
why most tornadoes happen in the evening after warm days when the sun has had all day to heat
the ground.
Figure 2
Figure 3 Figure 4
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If a strong updraft persists and the downdraft
caused by rain stays far enough away a tornado can
occur (Figure 5).
Although this is a generally accepted process, the
exact conditions that cause tornadoes are still up for
debate. There are hundreds of theories regarding
tornadogenesis dealing with everything from
temperature and pressure differences within the
funnel to the significance of the rear-flank
downdraft to the implementation of roundabouts in
certain states (true story, look it up).
Most of the tornadoes that occur and almost all the
damaging ones are supercell tornadoes. This means
they form out of a supercell thunderstormβa
rotating storm. These storms produce a lot of
energy. Given an average sized storm, for instance
10km x 10km x 15km, this storm will produce around 1.69 terajoules (1.69 x 1012 J) of energy. If
the storm lasts about an hour, it is possible that the storm has more energy than the Hiroshima
nuclear bomb. Not all of this internal energy is converted into mechanical work, in fact, most of
it is dispersed as heat (see 1st Law of Thermodynamics below). However, if even a small portion
of that energy is converted into mechanical work, we could have a large, deadly tornado on our
hands. We want to see which parameters indicate that more energy is being converted into
mechanical work rather than being dispersed as heat.
Latent heat is the source of most of the energy that is in the thunderstorm, and it is the energy
released when water vapor condenses into liquid in the clouds. The phase change of water vapor
to rain releases 2260 kilojoules of energy per kilogram and supercells have a lot of precipitation.
Thermodynamic theories play a big role in tornado formation, but they are still not well
understood. Thermodynamics simply means the branch of physical science that studies the
relationship between heat and other forms of energy and the transfer between the two. So,
thermodynamics helps explain why and how latent heat powers a tornado. There are 4 important
laws of thermodynamics:
0th Law: Absolute Temperature T exists
1st Law: Internal Energy U exists
πΏπ = ππ + πΏπ π€βπππ πΏπ = πππ
πΏπ ππ π‘βπ ππππ’ππ‘ ππ βπππ‘ πππππ π‘π π‘βπ π π¦π π‘ππ
πΏπ ππ π‘βπ ππππ’ππ‘ ππ π€πππ ππππ ππ¦ π‘βπ π π¦π π‘ππ
2nd Law: Entropy S exists
ππ =πΏπ
π
3rd Law: As temperature goes to zero, so does entropy.
Figure 5
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π β 0 ππ π β 0
Internal Energy U plays a part in powering a tornado. What is important to us is how this energy
is changing, thus we take a total differential and focus on velocity. As you can see, U is a
function of entropy (level of disorder in our system on a microscopic level) and volume, which
are both extensive parameters meaning they are dependent on the size of the system.
So,
ππ = πππ β πππ =ππ
ππππ +
ππ
ππππ
π€βπππ π(π, π) ππ π ππ’πππ‘πππ ππ πππ‘ππππ¦ πππ π£πππ’ππ
πππ π, π πππ ππ₯π‘πππ ππ£π πππππππ‘πππ
π, π πππ πππ‘πππ ππ£π πππππππ‘πππ
Helmholtz Free Energy (F) describes thermodynamic potential that measures the available
energy that could be used in the system, in this case a storm system that might produce a tornado.
Using the chain rule and partial derivatives:
πΉ = π β ππ
ππΉ = ππ β πππ β πππ = πππ β πππ β πππ β πππ = βπππ β πππ
ππΉ = βπππ β πππ
ππ, π = βππΉ
ππ πππ π = β
ππΉ
ππ
Statistical Mechanics and Virtual Temperature: A term that is useful to understand before we get into our calculations and equations is parcel. A
parcel is a theoretical body of air to which any or all of the basic dynamic and thermodynamic
properties can be assigned. These bodies of air are big enough to be able to use the averaging
laws of statistical mechanics, but small enough to view their properties as functions of space and
time.
The air in our atmosphere is made of water vapor and dry air, and the two gases have very
different properties. Calculations for two-gas systems can easily become very tedious and
confusing, so we ideally would like to use a one-gas system. Thus, the concept of virtual
temperature was introduced to combat this issue. We will denote virtual temperature as theta, and
it will allow us to view our two-gas system as a one-gas system. Using Daltonβs Law and the
Ideal Gas Law, we have:
ππ = ππ + ππ£
where rho is density, and respectively m,d,v are mixed(moist) air, dry air, and water vapor.
Applying Daltonβs Law and the Ideal Gas Law:
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Pm = Pd + Pv = πdRdπ + πvRvπ = πdRdπ (1 +Rv
Rd
πv
πd) = πmRdπ (1 + (
Rv
Rdβ 1)
πv
πm)
where respectively P is pressure, T is temperature and R is the universal gas constant. So,
ππ = πππ ππ
where theta is virtual temperature.
Now to get to our anticipated result of representing the mixed gas system as a one gas system, a
short proof occurs:
πππ ππ = πmRdπ + RdπRv β Rd
Rdπv = πmRdπ + π(Rv β Rd)π v
= (πd + πv)Rdπ + π(Rv β Rd)πv
= πdRdπ + πvRvπ = Pm = Pd + Pv
To conclude, we can now represent the pressure of the mixed system as the sum of the pressures
of the dry air and water vapor,
ππ = ππ + ππ£
Now that we have settled some technicalities, we can introduce the equations for our parameters:
CAPE (convective available potential energy) is a measure of instability and potential energy in
the atmosphere, and this potential energy is the mechanical work that helps power a tornado if
the conditions are sufficient. There are a range of values for CAPE that suggest the possibility
for the formation of a tornado, but 2500-4000 J/kg shows strong instability, and greater than
4000 j/kg shows extreme instability, both of which indicate an increased probability of a tornado.
πΆπ΄ππΈ = β«π β ππππ£
ππππ£π ππ§
π§2
π§1
π€βπππ π = π£πππ‘π’ππ π‘πππππππ‘π’ππ ππ π‘βπ ππππππ πππ ππππ£ = π£πππ‘π’ππ π‘πππ ππ π‘βπ πππ£ππππππππ‘
π = 9.8 ππ 2β
SRH (storm relative helicity) is a measure of wind potential for cyclonic updraft rotation in right
moving supercells. SRH is usually calculated for the lowest 1km and 3km above the ground.
Values above 100 m2/s2 for 0-1km SRH and above 250 m2/s2 for 0-3km SRH suggest an
increased threat of tornadoes.
ππ π» = β β« π β [(π½h
z2
z1
β πͺ) (πΏπ½h
πΏz)]ππ§
Where C is a storm-relative motion vector, k is a unit vector in the upwards direction, and Vh is
horizontal wind velocity.
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STP (significant tornado parameter) is a multiparameter index (as shown below). STP values
greater than 1.0 are associated with βsignificant tornadoes,β i.e. EF2 or greater. We considered
STP, but since it is just an indexing number with no physical rationale, we decided to not devote
a lot of time to it, but it is still an important index to consider.
πππ = (ππΏπΆπ΄ππΈ
1000π
ππβ) (
SHR0β6km
20 ms2β
) (SRH0β1km
100 m2
s2β) (
2000m β MLLCL
1500m)
Calculating CAPE: CAPE is defined as the amount of energy available for convection measured in Joules per
kilogram. It is directly related to the maximum potential vertical speed in a thunderstormβs
updraft. Higher values indicate an increased potential for severe weather, as mentioned earlier.
For this particular project we were interested in seeing if particular layers gave us any insight to
better predictions. In order to accomplish this layering effect, we needed to do some manual
calculations using soundings we found through the NOAAβs Air Resource Laboratory
department. A sounding (or Skew-T Log-P diagram) is a set of data evaluating the vertical
components (temperature, humidity, pressure, wind, etcβ¦) of the atmosphere at a given place
and time. Below is the process of how we calculated the CAPE from these soundings:
Figure 6 (left)- From the bottom of
the dew-point temperature (green
line), draw a line upward parallel to
the saturation mixing ratio lines (thin
black lines near the bottom).
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Figure 7 (right)- From the bottom of
the temperature (red line), draw a line
upward parallel to the dry adiabatic
lines (long thin black lines). Where
this line and the line from the previous
step intersect is the Lifting
Condensation Level (LCL). The LCL
is the level at which a parcel of air
becomes saturated.
Figure 8 (right)- From the LCL, follow the
nearest saturated adiabat line (orange line)
with a curved line. If the temperature of the
theoretical parcel is less than the
temperature, then the area in between the
lines is known as Convective Inhibition
(CIN). However, if the theoretical parcelβs
temperature is greater than the temperature
than that area in between is our CAPE.
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Calculating SRH: When calculating SRH, we must take into account the motion of the storm itself in order to
understand how the storm is rotating in time and space. To do this, we calculate a storm motion
vector, C. This vector has many different opinions on how it should be calculated, but the
method we chose is to use 75% of the speed of the wind at the upper bound (height) and set
storm motion at 30 right of the wind direction at this same height.
Figure 10 demonstrates what our approximations might look like; we have vectors to indicate the
motion of each layer, and along with some other statistics we can then calculate the last two
columns of the dataβthe storm relative motion of the layers. This is done by subtracting our
storm-relative vector C from our original motion vectors {u,v}.
Figure 9 (left)- The theoretical parcel
temperature that we drew will eventually
cross the temperature line near the top of
the Skew-T Log-P graph. This place where
they intersect is known as the equilibrium
level (EL). The EL is the point where a
buoyantly rising parcel of air has the same
temperature as the environment. An
equilibrium level that sits high up in the
atmosphere allows thunderstorms to build
up high into the troposphere and maintain
high levels of CAPE.
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Results and Conclusions: The first three graphs shown (Figures 11-13) are an analysis of 4 tornadoes from the last 5 years,
all of them being of strength EF4. They took place in Texas in 2017, Kansas in 2016, Oklahoma
in 2016, and in Mississippi in 2014. The following two graphs (Figures 14-15) include
thunderstorm data and are for comparison purposes, which will be explained later.
Figure 11 indicates the total potential energy, in the neighborhood of the data
Figure 10
Texas-5954 J/kg
Kansas-3440 J/kg
Mississippi-3892 J/kg
Oklahoma-3850 J/kg
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Figure 12 indicates the total amount of rotation in the area of
measurements (0-1 km SRH)
Figure 13 again indicates the total amount of rotation in the area
of measurements (0-3 km SRH)
Texas-292.55 m2/s2
Kansas-143.67 m2/s2
Mississippi-65.38 m2/s2
Oklahoma-199.92 m2/s2
Texas-51.06 m2/s2
Kansas-22.96 m2/s2
Mississippi-109.66 m2/s2
Oklahoma-14.96 m2/s2
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All three of these graphs have values that are above the respective significance level, but they all
also have values that are low/below the significance level. This is why tornado prediction isnβt an
exact science; all of these storms were very strong and caused a lot of damage, yet not all of their
parameters make it seem this way. This is a prime example why many parameters need to be
taken into account when attempting to predict major storms, because focusing on one parameter
may occasionally give you accurate predictions, but most likely you will be wrong if you rely on
only one parameter/index.
Figure 14 shows many previous supercell thunderstorms and strong tornadoes. The purple points
are strong tornadoes, and the orange points are supercell thunderstorms that never produced any
tornadoes. The vertical axis is SRH and the horizontal axis is CAPE, so the graph as a whole is
showing us a relationship between the two parameters. Some important conclusions we drew
from this analysis is that a tornado tends to form when both SRH and CAPE have significant
values, as we expected. As we can see from the graph, if a storm had high SRH but a lower
CAPE, it tended to stay a thunderstorm. On the other hand, if the supercell had a high CAPE but
a low SRH, the same result, a thunderstorm, occurred most often. Although the data we collected
supports a combination of high CAPE and SRH for a strong tornado to form, it appears that SRH
is a deciding factor based on the data we collected. This does not mean that CAPE is not
important, it just means that our data favors SRH. As seen in Figure 15, a graph comparing the
CAPE values of tornadoes versus thunderstorms, you can see that the purple lines(tornadoes)
sometimes have higher CAPE values than the orange lines(thunderstorms), but there is a
considerable amount of overlap. Thus, we slightly favor SRH over CAPE, however, if one of the
parameters is too low, it does not seem to matter how high the other parameter is. It is still very
important to take into account many parameters/indices at once in order to have the most
accurate prediction strategy.
Figure 14
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Continuing on with our results, we look back at Figure 14. As we can see, there is an area near
both axes where if the value of either SRH or CAPE is low enough, then a tornado tends not to
form. Figures 16-17 show this, and we would like to point out there is no βlineβ separating if a
tornado will form or not, it is just for an easier visual.
Figure 15
Figure 16
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In Figure 16, almost all of the data points in the blue shaded area are only thunderstorms, which
lead us to conclude that if SRH is not high enough no matter what value CAPE is, a tornado is
unlikely to form. The same conclusion comes from Figure 17, where the data points in the green
shaded area tend not to form tornadoes since their CAPE values are not high enough regardless
of the SRH.
We have analyzed the areas of our graph in which it is unlikely for a tornado to form, and now
we can see that the red shaded area in Figure 18 has the highest likelihood of producing a
tornado. A combination of CAPE and SRH where both of the values are significant(and this isnβt
an exact number) gives the greatest chance of a tornado occurring.
Figure 17
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Limitations: Throughout the course of this research project, we came across numerous limitations when it
came to data collection and calculations.
Data collection and manipulation was a significant portion of our project; however, the data was
not easy to come by. The soundings and windgrams from which we calculated CAPE and SRH
are only provided every three hours, so that severely limited our choice in
tornadoes/thunderstorms and it added some variance to our data due to the fact some events
happened slightly before data was retrieved by the NOAA and some slightly after that
retrieval. We also have to take into account the location from which our data was taken. Slight
changes in latitude and longitude made slight changes to the data which is good and expected.
However, we know the data is not coming from inside the heart of the storm or directly
underneath the tornadoβs funnel. The readings are proximal, but it is very difficult to know to
what extent. Not to mention the current doppler system is very sparse in certain regions of the
United States and some tornadoes and storms hit dead zones.
Another big limitation is the current U.S. doppler radar situation. Due to the curvature of the
earth and the sparseness of the radar stations, many storms are not accurately picked up by radar.
If a storm is far enough from the radar station, only some of the storm(the top) may be picked up.
As we can see in Figure 19, there are also dead zones where it is nearly impossible to get
accurate data.
Figure 18
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Manual calculations were another
large part of our summer
research. We manually calculated
CAPE and SRH. With
meteorological manual
calculations come a large number
of opinions on how these
parameters ought to be
computed. Meteorology is not
quite an exact science at this
point in time, so there are plenty
of opinions on how to calculate
certain quantities. A perfect
example of this in our calculation
of SRH. Some experts suggested
the storm relative motion be
adjusted by 75% wind speed and
30 degrees wind direction of the
upper bound while others said
adjust by the same values but use the mean height of the system instead of the upper bound and
still others had different ideas. To be impartial, we tried a couple of the most respected opinions
and went with the ones that made sense to us and did not give us skewed values.
Turbulence: Lastly, we cannot talk about our data without bringing up turbulence. Turbulence is the irregular
motion of particles that plagues all fluid motion and the atmosphere is no exception, in fact, itβs
the perfect example. Turbulence is characterized by gusts and lulls in the wind and seemingly
random spikes and drops in temperature or pressure or other parameters in the
atmosphere. Mathematicians and scientists have a slight grasp on two-dimensional turbulence,
but they have barely scratched the surface on understanding three-dimensional turbulence
(Lilly). There are theories on breaking down the three-dimensional turbulence of the atmosphere
into gravity waves and two-dimensional turbulence, however, these calculations are outside the
scope of our project. On the other hand, we cannot afford to ignore this irregularity for it plays a
significant role in our data. We discuss our plan to combat turbulence in the Future Thoughts
section.
Data Retrieval:
One of the most important aspects of this research is finding
reliable and accessible data for us to analyze. The best sites
we found were NOAAβs Storm Prediction Center, Air
Resources Laboratory, and National Center for
Environmental Information. We also found a lot of useful
location information via Weather.gov, in addition to
individuals statesβ DNR websites. All of our data was
archived from previous years, and that is why we did not
analyze any tornadic events from this calendar year. As
Figure 19
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mentioned in the limitations section, these archives are not always user friendly and have many
time limitations, but we did our best to find archived data that fell on specific times so that we
could have to most accurate data readings as possible.
Future Thoughts: To further enhance our research, we have some ideas/goals for the future of this project. Adding
more tornadoes and thunderstorms to our analysis would strengthen our conclusions in addition
to the possibility of being able to find new trends in our data. We would use a wide variety of
new data, including but not limited to varying strengths of tornadoes, different locations and
different times of the year in which the tornado occurred.
We would also like to expand our knowledge of parameters/indices by analyzing other values
such as EHI(Energy Helicity Index), STP, BRN(Bulk Richardson Number), etc. In addition to
adding these new statistics, we could test them against the newly proven Sensitivity Conjecture.
Mathematician Hao Huang has recently proven a 30-year-old sensitivity conjecture about
combinatorics. This can apply to our research because this conjecture basically takes into
account how different variables will affect a system and which variables affect it the mostβi.e.
have the most weight compared to the other variables. This way, we could confirm if there is a
parameter/index that has the most significance, or possibly even what combination of these
statistics will give the most accurate strategy for tornado prediction.
One of the biggest obstacles we had to tackle was inaccurate data and measurement errors caused
by possible mechanical errors in the instruments, but most commonly the turbulence mentioned
earlier. To combat this, we would like to model data fluctuations with pseudo-random number
generators to throw in volatility produced by turbulence. Turbulence is a topic that is not yet well
understood scientifically, so we are always looking for ways to shed new light on this issue.
Acknowledgments: Thank you to the University of St. Thomas, specifically The Center for Applied Mathematics, for
allowing us this opportunity to enhance our knowledge of mathematics and its applications
through this summer research. A very deserving thank you goes to our advisor Dr. Mikhail
Shvartsman, Dr. Patrick Van Fleet(Director, CAM), and Dr. Sarah Anderson(Associate Director,
CAM). What a great opportunity this was; we learned a lot and will continue to learn more!
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Bibliography/Appendix:
Doswell, C. A. III, and D. M. Schultz, 2006: On the use of indices and parameters in forecasting
severe storms. Electronic J. Severe Storms Meteor., 1, 1β14.
Lilly, D.K, 1983: Stratified Turbulence and the Mesoscale Variability of the Atmosphere.
National Center for Atmospheric Research., 749-761.
https://ready.arl.noaa.gov/READYamet.php?userid=85
https://www.spc.noaa.gov/
http://weather.gov
https://www.ncdc.noaa.gov/stormevents/eventdetails.jsp?id=685547
https://www.quantamagazine.org/mathematician-solves-computer-science-conjecture-in-two-
pages-20190725/