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Welcome to the ACAMS Web Seminar

Preview of the 3rd Annual ACAMS 2015 AML Risk Management

ConferenceInnovative Solutions to Mitigate Risk

October 31, 2014

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Speakers

Kieran Beer, CAMSEditor in Chief

ACAMS moneylaundering.com

Vasilios P. Chrisos, CAMSPrincipal, Fraud Investigation and Dispute Services

Ernst and Young

Diana Liska, CAMSCompliance ConsultantMutual of Omaha Bank

Moderator

John J. Byrne, Esq., CAMS

Executive Vice President

ACAMS

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Keynote Speakers-What to Expect

• US Department of the TreasuryAdam SzubinDirector, Office of Foreign Assets Control (OFAC)

• New York County District Attorney’s OfficeCyrus R. Vance Jr.Manhattan District Attorney

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Risk Assessment Considerations:

• Baseline for risk assessments: written documentation; assembled supporting data; historical comparisons based on multiple years of data

• Benefits to refining processes before regulators demand it • Common considerations when creating a risk assessment

program, e.g., relying upon third-party manual/automated processes – impact on community banks

• Verifying accuracy of reporting • Reporting: How to present data, including conclusions, to

regulators

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Enhancing the Elements of Your Risk Assessment Methodology

• Defining and evaluating the inherent risks of new and existing lines of business and products

• Enhancing internal controls to ensure efficient risk mitigation

• Gaining senior management support for your organization’s AML risk management efforts

• Optimizing your risk assessment testing and validation processes

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• Utilizing Lessons from Headline-Making Enforcement Actions to Create Risk Management Strategies

1. What are the Actions that Relate to Risk Assessment Deficiencies?

2. Turning Themes into Effective Strategies

• Managing Regulatory Risk: Complying with Evolving Expectations

1. De-risking

2. Operation Chokepoint

3. Other Themes

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If you have additional questions for today’s experts,or

suggestions for future web seminars,

please send those to:

training@acams.org

Thank you for joining us today!

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Future Web SeminarsNOV 5 – Utilizing AML Data Analytics to Identify Emerging Criminal

PatternsLevel: Basic/Intermediate Noon to 2:00pm EDT

NOV 12 – Case Study: Western Express: An Exposé of Digital CrimesInvestment AdvisorsLevel: AllNoon to 2:00pm EDT

NOV 19 – Improving Audit Testing of Anti-Bribery and Corruption FunctionsLevel: Basic/Intermediate Noon to 2:00pm EDT