THE STATE EDUCATION DEPARTMENT / THE UNIVERSITY OF...
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THE STATE EDUCATION DEPARTMENT / THE UNIVERSITY OF THE STATE OF NEW YORK
Commissioner of Education E-mail: [email protected]
President of the University of the State of New York Twitter:@NYSEDNews 89 Washington Avenue, Room 111 Tel: (518) 474-5844 Albany, New York 12234 Fax: (518) 473-4909
October 12, 2016 Revised – §3012-d Supplemental Form for Alternate SLOs (Material Change) Timothy P. Ryan, Superintendent Fabius-Pompey Central School District 1211 Mill Street Fabius, NY 13063 Dear Superintendent Ryan: Congratulations. I am pleased to inform you that the material change you submitted to your currently approved Annual Professional Performance Review (APPR) plan on the Supplemental Form for Alternate SLOs meets the criteria outlined in Subpart 30-3 of the Commissioner’s Regulations and has been approved. As a reminder, we are relying on the certifications and assurances that are part of your approved APPR plan and those found in the Supplemental Form for Alternate SLOs. If any material changes are made to your approved plan, your district/BOCES must submit such material changes to us for approval. Please see the attached notes for further information.
Please be advised that, pursuant to Education Law §3012-d, the Department will be analyzing data supplied by districts, BOCES, and/or schools and may order a corrective action plan if there are unacceptably low correlation results between the Student Performance category and the Teacher Observation or Principal School Visits category, and/or if the teachers’ or principals’ overall ratings and subcomponent scores show little differentiation across educators and/or the lack of differentiation is not justified by equivalently consistent student achievement results, and/or if schools or districts show a pattern of anomalous results in the Student Performance category and/or the Observation/School Visits category.
The New York State Education Department and I look forward to continuing our work together, with the goal of ensuring that every school has world-class educators in the classroom, every teacher has a world-class principal to support his or her professional growth, and every student achieves college and career readiness.
Thank you again for your hard work.
Sincerely,
MaryEllen Elia
Commissioner Attachment
c: J. Francis Manning
PLEASE NOTE: Pursuant to section 30-3.17 of the Rules of the Board of Regents, during the 2015-16 through 2018-19 school years, your district/BOCES must calculate transition scores and ratings for teachers and principals that exclude the results of grades 3-8 ELA and math State assessments and any State-provided growth scores. During the 2016-17 through 2018-19 school years only, your district/BOCES must use the alternate SLOs described in your “Supplemental Form for Alternate SLOs” which have been incorporated into your approved §3012-d APPR plan for teachers and principals who, as a result of the above exclusions, have no remaining measures in the Student Performance Category. During this transition period, your district/BOCES must also continue to provide affected teachers and principals with their original APPR scores and ratings calculated based on the measures in your currently approved APPR plan without any modifications, substitutions, or replacements as a result of the transition regulations. Original APPR scores and ratings must be used for advisory purposes only and shall have no impact on employment decisions, tenure determinations, or teacher and principal improvement plans. Teachers and principals whose APPRs do not include grades 3-8 ELA and math State assessments or State-provided growth scores are not impacted by the transition regulations. Accordingly, APPR scores and ratings for such staff must be calculated pursuant to your district’s/BOCES’s approved APPR plan without any modifications, and no transition scores and ratings need be generated. The transition period will end at the conclusion of the 2018-2019 school year. Beginning in the 2019-20 school year, each educator will receive only a single set of scores and ratings pursuant to the measures outlined in your district’s/BOCES APPR plan. Only documents that are incorporated by reference in your APPR have been reviewed and are considered as part of your APPR; therefore, any supplemental documents such as memorandums of agreement or understanding that were uploaded with your APPR but are not incorporated by reference in your APPR have not been reviewed. However, the Department reserves the right to review the uploaded attachments at any time for consistency with your APPR plan and/or to ensure compliance with applicable laws and regulations; and as a result of such review, the Department may reject your APPR plan and/or require corrective action.
FABIUS-POMPEY CSD Status Date: 10/04/2016 07:44 PM
Annual Professional Performance Review - Supplemental Form for AlternateSupplemental Form Directions - Directions
Page Last Modified: 09/20/2016
Directions
As an alternative to completing this Supplemental Form for Alternate SLOs, a district/BOCES may open their APPR plan and include the relevant
information in Task 2 (Transition) and Task 7 (Transition).
To open your approved APPR plan, please contact [email protected].
Pursuant to section 30-3.17 of the Rules of the Board of Regents, during the 2015-16 through 2018-19 school years, your district/BOCES must calculate
transition scores and ratings for teachers and principals that exclude the results of grades 3-8 English Language Arts (ELA) and Math State assessments and any
State-provided growth scores. During the 2016-17 through 2018-19 school years only, alternate student learning objectives (SLOs) must be generated to
calculate transition scores and ratings for teachers and principals who have no remaining Student Performance Category measures as a result of the above
exclusions. Please note that districts/BOCES must also continue to provide affected teachers and principals with their original APPR scores and ratings
calculated based on the measures in their currently approved APPR plan without any modifications, substitutions, or replacements as a result of the transition
regulations during the transition period. Original APPR scores and ratings must be used for advisory purposes only and shall have no impact on employment
decisions, tenure determinations, or teacher and principal improvement plans.
Teachers and principals whose APPRs do not include grades 3-8 ELA and math State assessments or State-provided growth scores are not impacted by the
transition regulations and their evaluations shall be calculated pursuant to their district’s/BOCES’ approved APPR Plan without any changes, and no transition
scores and ratings need to be generated.
This supplemental form must be completed by districts/BOCES whose Education Law §3012-d Annual Professional Performance Review (APPR) plans were
approved by the Department for use beginning in the 2015- 16 school year in order to specify the alternate SLOs, as described above, that will be used for
applicable teachers and principals during the remainder of the transition period (i.e., the 2016-17 through 2018-19 school years). Beginning in the 2019-20
school year, districts and BOCES will no longer be required to calculate transition scores and ratings, and will only calculate a single set of scores and ratings
for each educator pursuant to the measures and assessments outlined in their approved §3012-d APPR plan. For more information please see the December
2015 Board of Regents item at http://www.regents.nysed.gov/common/regents/files/1215bra10.pdf, and the Department’s Frequently Asked Questions
Guidance document regarding sections 30-2.14 and 30-3.17 of the Rules of the Board of Regents on EngageNY at
https://www.engageny.org/resource/guidance-on-new-york-sannual-professional-performance-review-law-and-regulations.
This form must be completed and submitted no later than March 1, 2017 for the 2016-17 school year. Please note that if your district/BOCES wishes to make
changes to the measures and assessments used for the alternate SLOs in future school years, you must submit this form on or before March 1 of the school year
in which the changes will take effect. The Department will not accept late submissions of this form.
Upon submission, the Department will only review the information included on this supplemental form and no other portions of the APPR plan will be
reviewed by the Department for compliance with Education Law §3012- d. Therefore, it is the responsibility of the district/BOCES to assure that the changes
requested in this form will not have an impact on the implementation of any other part of their approved APPR plan since the Department will not be reviewing
the remaining portions of the approved APPR plan for compliance with Education Law §3012-d. The Department recommends that districts/BOCES consult
with their local counsel before submitting this supplemental form or any material changes to their currently approved plan in the APPR Portal.
10/05/2016 07:35 AM Page 1 of 6
FABIUS-POMPEY CSD Status Date: 10/04/2016 07:44 PM
Annual Professional Performance Review - Supplemental Form for AlternateTask 2. Transition Student Performance - Required (Teachers) - Task 2 Alternate SLOs
Page Last Modified: 09/20/2016
Task 2) Required Student Performance Subcomponent (Transition Period, 2016-17 through 2018-19)
The measures indicated in this section only apply during the 2016-17 through 2018-19 school years.
For guidance on the Required subcomponent of the Student Performance category, see NYSED APPR Guidance: https://www.engageny.org/resource/appr-
3012-d.
For guidance on the use of alternate SLOs during the transition period, see: https://www.engageny.org/resource/guidance-on-new-york-s-annual-professional-
performance-review-law-and-regulations.
During the 2016-17 through 2018-19 school years, pursuant to the requirements of §30-3.17 of the Rules of the Board of Regents, grades 3-8 NYS
ELA/math assessments and any State-provided growth scores may only be used for advisory purposes and may not be used for the purpose of
calculating transition scores and ratings.
If grades 3-8 ELA/math State assessments and any State-provided growth scores are the entirety of the Student Performance category, districts/BOCES must
also develop an alternate SLO based on assessments that are not grade 3-8 ELA/math State assessments and/or on State-provided growth scores for the
Required subcomponent of the Student Performance category during the transition to higher standards through new State assessments aligned to revised
learning standards and a revised State-approved growth model.
2.2-2.10) Alternate SLOs (Transition Period, 2016-17 through 2018-19)
Using the table below, please first select a measure and assessment(s) that will be used for the alternate SLO
during the 2016-17 through 2018-19 school years, then indicate the applicable courses.
10/05/2016 07:35 AM Page 2 of 6
FABIUS-POMPEY CSD Status Date: 10/04/2016 07:44 PM
Annual Professional Performance Review - Supplemental Form for AlternateTask 2. Transition Student Performance - Required (Teachers) - Task 2 Alternate SLOs
Page Last Modified: 09/20/2016
Measure State or Regents
Assessment(s)
Locally-Developed Course-
Specific Assessment(s)
Third Party
Assessment(s)
Applicable
Course(s)
District- or BOCES-
wide results
All Regents given in
building/district
K ELA
K Math
1 ELA
1 Math
2 ELA
2 Math
3 ELA
3 Math
4 ELA
4 Math
5 ELA
5 Math
6 ELA
6 Math
6 Science
6 Social
Studies
7 ELA
7 Math
7 Science
7 Social
Studies
8 ELA
8 Math
8 Social
Studies
9 ELA
10 ELA
12 ELA
Global 1
Other
Courses as
listed in
Original Task
2.10
2.11) HEDI Scoring Bands
Highly Effective Effective Developing Ineffective
20 19 18
97-
100
%
93-
96
%
90-
92
%
17 16 15
85-
89
%
80-
84
%
75-
79
%
14 13
67-
74
%
60-
66
%
12 11 10 9 8 7 6 5 4 3 2 1 0
55-
59
%
49-
54
%
44-
48
%
39-
43
%
34-
38
%
29-
33
%
25-
28
%
21-
24
%
17-
20
%
13-
16
%
9-
12
%
5-
8%
0-
4%
10/05/2016 07:35 AM Page 3 of 6
FABIUS-POMPEY CSD Status Date: 10/04/2016 07:44 PM
Annual Professional Performance Review - Supplemental Form for AlternateTask 2. Transition Student Performance - Required (Teachers) - Task 2 Alternate SLOs
Page Last Modified: 09/20/2016
2.12) Teachers with More Than One Growth Measure (Transition)
For more information on teachers with more than one growth measure, please see NYSED APPR Guidance and NYSED SLO
Guidance: https://www.engageny.org/resource/appr-3012-d.
If educators have more than one alternate SLO, the measures will each earn a score from 0-20 points which districts/BOCES must weight proportionately based
on the number of students in each SLO.
10/05/2016 07:35 AM Page 4 of 6
FABIUS-POMPEY CSD Status Date: 10/04/2016 07:44 PM
Annual Professional Performance Review - Supplemental Form for AlternateTask 7. Transition Student Performance - Required (Principals) - Task 7 Alternate SLOs
Page Last Modified: 09/20/2016
Task 7) Required Student Performance Subcomponent (Transition Period, 2016-17 through 2018-19)
The measures indicated in this section only apply during the 2016-17 through 2018-19 school years.
For guidance on the Required subcomponent of the Student Performance category, see NYSED APPR Guidance: https://www.engageny.org/resource/appr-
3012-d.
For guidance on the use of alternate SLOs during the transition period, see: https://www.engageny.org/resource/guidance-on-new-york-s-annual-professional-
performance-review-law-and-regulations.
During the 2016-17 through 2018-19 school years, pursuant to the requirements of §30-3.17 of the Rules of the Board of Regents, if excluding grade 3-
8 ELA/math State assessments and any State-provided growth scores results in no remaining student performance measures, districts/BOCES must
develop alternate SLOs based on assessments that are not grade 3-8 ELA/math State assessments for the Required subcomponent of the Student
Performance Category during the transition to higher standards through new State assessments aligned to revised learning standards and a revised
State-approved growth model.
7.1-7.2) Alternate SLOs (Transition Period, 2016-17 through 2018-19)
Please list the grade configurations of the schools or principals where alternate SLOs will apply. For each configuration, also indicate the measure
and assessment(s) used for the alternate SLO.
For each grade configuration indicate the following:
Column 1: lowest grade that corresponds to the building or program•
Column 2: highest grade that corresponds to the building or program•
Column 3: measure used•
Column 4: assessment(s) used•
Follow the examples below.
(1) lowest grade (2) highest grade (3) measure (4) assessment(s)
Grades K-2 Building K 2District- or BOCES-wide
results
Common Core English,
Common Core Algebra,
Living Environment, Global
2, US History
Grades 11-12 Building 11 12 Principal-specific resultsCommon Core English, US
History
Using the table below, please select the assessment(s) that will be used for the alternate SLOs during the 2016-17
through 2018-19 school years for each grade configuration listed. In all other school years, the SLO will be based
on the largest grades/courses in the principal’s school building, using State or Regents assessments as the
underlying evidence for such SLOs where they exist.
10/05/2016 07:35 AM Page 5 of 6
FABIUS-POMPEY CSD Status Date: 10/04/2016 07:44 PM
Annual Professional Performance Review - Supplemental Form for AlternateTask 7. Transition Student Performance - Required (Principals) - Task 7 Alternate SLOs
Page Last Modified: 09/20/2016
Grade
From
Grade To Measure State or Regents
Assessment(s)
Locally-Developed
Course-
Specific Assessment(s)
Third Party
Assessment(s)
K 5 District- or BOCES-wide results All Regents
given in
building/distric
t
6 12 Principal-specific results All Regents
given in
building/distric
t
7.3) HEDI Scoring Bands
Highly Effective Effective Developing Ineffective
20 19 18
97-
100
%
93-
96
%
90-
92
%
17 16 15
85-
89
%
80-
84
%
75-
79
%
14 13
67-
74
%
60-
66
%
12 11 10 9 8 7 6 5 4 3 2 1 0
55-
59
%
49-
54
%
44-
48
%
39-
43
%
34-
38
%
29-
33
%
25-
28
%
21-
24
%
17-
20
%
13-
16
%
9-
12
%
5-
8%
0-
4%
7.4) Principals with More than One Growth Measure (Transition)
For more information on principals with more than one growth measure, please see NYSED APPR Guidance and SLO
Guidance: https://www.engageny.org/resource/appr-3012-d.
If educators have more than one alternate SLO, the measures will each earn a score from 0-20 points which districts/BOCES must weight proportionately based
on the number of students in each SLO.
10/05/2016 07:35 AM Page 6 of 6
FABIUS-POMPEY CSD Status Date: 10/04/2016 07:44 PM
Annual Professional Performance Review - Supplemental Form for AlternateStatement of Assurances - Upload Statement of Assurances
Page Last Modified: 10/04/2016
Upload Statement of Assurances
Please Note: SED Monitoring timestamps each revision and signatures cannot be dated earlier than the last revision.
Please obtain the required signatures, create a PDF file, and upload your joint certification of the APPR Plan using
this form: Supplemental Form Statement of Assurances.
16-17 FP statement of assurances-10042016193736.pdf
10/05/2016 07:35 AM Page 7 of 6
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AnnualProfessionalPerformanceReviewTask1.SchoolDistrictInformationCreated:04/30/2013
Lastupdated:10/14/2015
ForguidancerelatedtoAnnualProfessionalPerformanceReviewplans,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
Task1.SchoolDistrictInformation
Disclaimers
TheDepartmentwillreviewthecontentsofeachschooldistrict's/BOCES'AnnualProfessionalPerformanceReview(APPR)planassubmittedusingthisonlineform,includingrequiredattachments,todetermineiftheplanrigorouslycomplieswithEducationLaw§3012-dandSubpart30-3oftheRulesoftheBoardofRegents.Departmentapprovaldoesnotimplyendorsementofspecificeducationalapproachesinadistrict's/BOCES'plan.
TheDepartmentreservestherighttorequestfurtherinformationfromadistrict/BOCEStomonitorcompliancewithEducationLaw§3012-dandSubpart30-3oftheRulesoftheBoardofRegents.Assuch,eachdistrict/BOCESisrequiredtokeepdetailedrecordsonfileforeachsectionofthecurrentlyimplementedAPPRplan.SuchdetailedrecordsmustbeprovidedtotheDepartmentuponrequest.TheDepartmentreservestherighttodisapproveorrequiremodificationofadistrict's/BOCESplanthatdoesnotrigorouslyadheretotherequirementsofEducationLaw§3012-dandSubpart30-3oftheRulesoftheBoardofRegents.
TheDepartmentwillnotreviewanyattachmentsotherthanthoserequiredintheonlineform.Anyadditionalattachmentssuppliedbytheschooldistrict/BOCESareforinformationalpurposesonlyfortheteachersandprincipalsreviewedunderthisAPPRplan.Statementsand/ormaterialsinsuchadditionalattachmentshavenotbeenapprovedand/orendorsedbytheDepartment.However,theDepartmentconsidersvoidanyothersignedagreementsbetweenandamongpartiesinanyformthatprevent,conflict,orinterferewithfullimplementationoftheAPPRPlanapprovedbytheDepartment.TheDepartmentalsoreservestherighttorequestfurtherinformationfromtheschooldistrict/BOCES,asnecessary,aspartofitsreviewofthisplan.
IftheDepartmentreasonablybelievesthroughinvestigation,orotherwise,thatstatementsmadeinthisAPPRplanarenottrueoraccurate,itreservestherighttorejectthisplanatanytimeand/ortorequestadditionalinformationtodeterminethetruthand/oraccuracyofsuchstatements.
1.1)SchoolDistrict'sBEDSNumber:420601040000
IfthisisnotyourBEDSNumber,pleaseenterthecorrectonebelow
420601040000
1.2)SchoolDistrictName:FABIUS-POMPEYCSD
Ifthisisnotyourschooldistrict,pleaseenterthecorrectonebelow
FABIUS-POMPEYCSD
1.3)Assurances
Pleasecheckalloftheboxesbelow:
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Assurethatthecontentofthisformrepresentsthedistrict's/BOCES'entireAPPRplanandthattheAPPRplanisincompliancewithEducationLaw§3012-dandSubpart30-3oftheRulesoftheBoardofRegents.
Checked
Assurethatadetailedversionofthedistrict's/BOCES’entireAPPRplaniskeptonfileandthatacopyofsuchplanwillbeprovidedtotheDepartmentuponrequestforreviewofcompliancewithEducationLaw§3012-dandSubpart30-3oftheRulesoftheBoardofRegents.
Checked
AssurethatthisAPPRplanwillbepostedonthedistrict/BOCESwebsitenolaterthanSeptember10thofeachschoolyear,orwithin10daysaftertheplan’sapprovalbytheCommissioner,whichevershalllateroccur.
Checked
Assurethatitisunderstoodthatthisdistrict's/BOCES'APPRplanwillbepostedinitsentiretyontheNYSEDwebsitefollowingapproval.
Checked
1.4)SubmissionStatus
Isthisafirst-timesubmissionunderEducationLaw§3012-dorthesubmissionofmaterialchangestoanAPPRplanapprovedpursuanttoEducationLaw§3012-d?Fordistricts,BOCESorcharterschoolsthatdidhaveanexistingapprovedAPPRplanunderEducationLaw§3012-d,thismustbelistedasasubmissionofmaterialchangestotheapprovedAPPRplan.
First-timesubmissionunderEducationLaw§3012-d
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Task2.StudentPerformance-RequiredSubcomponent(Teachers)Created:04/30/2013
Lastupdated:10/30/2015
UsethelinksabovetomovebetweenpagesinTask2;besuretoclick'Save&ContinueEditing'beforemovingtoanotherpage.The'Next'buttonatthebottomofthepagecanbeusedtomoveforwardonlywhenthecurrentpageiscomplete.ForguidanceontheRequiredsubcomponentoftheStudentPerformancecategory,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
Page1:Task2.1,Task2.2(4-8ELAandMath)
Page1:Task2.1(Assurances)andTask2.2(4-8ELAandMath)
REQUIREDSUBCOMPONENT
(100%ofStudentPerformancecategoryifonlytheRequiredsubcomponentisusedoratleast50%whenusedwiththe
Optionalsubcomponent)
(A)ForateacherwhosecourseendsinaState-createdoradministeredtestforwhichthereisaState-provided
growthmodelandatleast50%ofateacher’sstudentsarecoveredundertheState-providedgrowthmeasure,such
teachershallhaveaState-providedgrowthscorebasedonsuchmodel.
(B)ForateacherwhosecoursedoesnotendinaState-createdoradministeredtestorwherelessthan50%ofthe
teacher’sstudentsarecoveredbyaState-providedgrowthmeasure,suchteachershallhaveaStudentLearning
Objective(SLO)developedandapprovedbyhis/hersuperintendentoranothertrainedadministrator,usingaform
prescribedbytheCommissioner,consistentwiththeSLOprocessdeterminedordevelopedbytheCommissioner,
thatresultsinastudentgrowthscore;providedthat,foranyteacherwhosecourseendsinaState-createdor
administeredassessmentforwhichthereisnoState-providedgrowthmodel,suchassessmentmustbeusedas
theunderlyingassessmentforsuchSLO.
2.1)Assurances
Pleasechecktheboxesbelow:
AssurethatthegrowthscoreprovidedbyNYSEDwillbeused,whererequired.
Checked
Assurethatback-upSLOswillbesetbythesuperintendentoranothertrainedadministratorforall4-8ELAandMathteachersintheeventthataState-providedgrowthscorecannotbegeneratedforthatteacher.
Checked
Foranygrade/subjectthatrequiresaback-upSLO,butforwhichtherearenotenoughstudents,notenoughscores,ordataissuesthatpreventateacher-specificSLOfrombeingcreated,thesuperintendentoranothertrainedadministratorshalldevelopaschool-wideback-upSLOusingavailableState/Regentsassessments.
Checked
STATE-PROVIDEDMEASURESOFSTUDENTGROWTH
Forteachersingrades4-8CommonBranch,ELA,andMath,NYSEDwillprovideagrowthscoreandrating.Thatratingwillincorporatestudents'academichistorycomparedtosimilarlyacademicallyachievingstudentsandtakesintoconsiderationstudentswithdisabilities,English
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languagelearners,studentsinpoverty,and,inthefuture,anyotherstudent-,classroom-,andschool-levelcharacteristicsapprovedbytheBoardofRegents.Whilemostteachersof4-8CommonBranch,ELAandMathwillhaveState-providedscoresandratings,somemayteachothercourseswherethereisnoState-providedgrowthmeasure.Teacherswith50–100%ofstudentscoveredbyState-providedgrowthmeasureswillreceiveagrowthscoreandratingfromtheStateforthefullStudentPerformancecategoryoftheirevaluation.Teacherswith0–49%ofstudentscoveredbyState-providedgrowthmeasuresmusthaveSLOsfortheStudentPerformancecategoryoftheirevaluationandoneSLOmustusetheState-providedmeasureifapplicableforanycourses.(SeeAPPRGuidanceandSLOGuidanceformoredetailonteacherswithState-providedgrowthmeasuresandSLOs.)
ForthoseteacherswhowouldtypicallyreceiveaState-providedgrowthscore,thedistrict/BOCESmustalsoincludeaback-upSLOprocessintheeventthattherearenotenoughstudents,notenoughscores,ordataissuesthatpreventaState-providedgrowthscorefrombeingcalculatedforthatteacher.
2.2)Grades4-8ELAandMath:Assessments
Usingthedrop-downboxesbelow,pleaseselecttheassessmentthatwillbeusedfortheback-upSLOsforthegrade/subjectlisted.
Pleasenote:Ifyourdistrict/BOCESdoesnothavegrade/subject-specificteachersforoneormoreoftherowsintask2.2,choose"NotApplicable"fromthedrop-downbox.Thiswouldbeappropriateif,forexample,thedistrict/BOCESdoesnothavecertaingrades;thedistrict/BOCESdoesnotofferaspecificsubject;etc.Ifagrade/subjectendsinaStateassessment,i.e.,4-8ELAorMath,suchassessmentmustbeusedastheunderlyingevidencefortheSLO.
Grade4ELAAssessmentName
NYSGrade4ELAAssessment
Grade5ELAAssessmentName
NYSGrade5ELAAssessment
Grade6ELAAssessmentName
NYSGrade6ELAAssessment
Grade7ELAAssessmentName
NYSGrade7ELAAssessment
Grade8ELAAssessmentName
NYSGrade8ELAAssessment
Grade4MathAssessmentName
NYSGrade4MathAssessment
Grade5MathAssessmentName
NYSGrade5MathAssessment
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Grade6MathAssessmentName
NYSGrade6MathAssessment
Grade7MathAssessmentName
NYSGrade7MathAssessment
Grade8MathAssessmentName
NYSGrade8MathAssessment
Page2:Task2.3(3ELAandMath),Task2.4(4and8Science)
Page2:Task2.3(3ELAandMath)andTask2.4(4and8Science)
STUDENTLEARNINGOBJECTIVES:CoursesEndingwithStateAssessmentsorRegentsExams
SLOsaretherequiredstudentperformancemeasureforteacherswhodonotreceiveaState-providedgrowthscore.(Pleasenotethatforteacherswithmorethanonegradeandsubject,SLOsmustcoverthecoursestaughtwiththelargestnumberofstudents,combiningsectionswithcommonassessments,untilamajorityofstudentsarecovered.)ForguidanceonSLOs,seeNYSEDSLOGuidance:https://www.engageny.org/resource/appr-3012-d.
Forgrade3ELAandmath,grade4and8science,highschoolmath,science,andsocialstudiescoursesassociatedwithRegentsexamsor,inthefuture,withotherStateassessments,thefollowingmustbeusedastheevidenceofstudentlearningwithintheSLOforstudentstakingsuchassessments::
Stateassessments(orRegentsorRegentequivalents),requiredifoneexists
2.3)Grade3ELAandMath:Assessments
Usingthedrop-downboxesbelow,pleaseselecttheassessmentthatwillbeusedfortheSLOsforthegrade/subjectlisted.
Pleasenote:Ifyourdistrict/BOCESdoesnothavegrade/subject-specificteachersforoneormoreoftherowsintask2.3,choose"NotApplicable"fromthedrop-downbox.Thiswouldbeappropriateif,forexample,thedistrict/BOCESdoesnothavecertaingrades;thedistrict/BOCESdoesnotofferaspecificsubject;etc.Ifagrade/subjectendsinaStateassessment,i.e.,grade3ELAorMath,suchassessmentmustbeusedastheunderlyingevidencefortheSLO.
Grade3ELAAssessmentName
NYSGrade3ELAAssessment
Grade3MathAssessmentName
NYSGrade3MathAssessment
2.4)Grades4and8Science:Assessment(s)
Usingthedrop-downboxbelow,pleaseselecttheassessmentthatwillbeusedfortheSLOsforthegrade/subjectlisted.
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Pleasenote:Ifyourdistrict/BOCESdoesnothavegrade/subject-specificteachersforoneormoreoftherowsintask2.4,choose"NotApplicable"fromthedrop-downbox.Thiswouldbeappropriateif,forexample,thedistrict/BOCESdoesnothavecertaingrades;thedistrict/BOCESdoesnotofferaspecificsubject;etc.Ifagrade/subjectendsinaStateassessment,i.e.,grade8Science,suchassessmentmustbeusedastheunderlyingevidencefortheSLO.
Grade4ScienceAssessmentName
NYSGrade4ScienceAssessment
Grade8ScienceAssessmentName
NYSGrade8ScienceAssessment
Page3:Task2.5(HSCoursesEndinginaRegents),Task2.6(HSELA)
Page3:Task2.5(HighSchoolCoursesEndinginaRegentsExam)andTask2.6(HighSchoolELA)
STUDENTLEARNINGOBJECTIVES:CoursesEndingwithStateAssessmentsorRegentsExams
SLOsaretherequiredstudentperformancemeasureforteacherswhodonotreceiveaState-providedgrowthscore.(Pleasenotethatforteacherswithmorethanonegradeandsubject,SLOsmustcoverthecoursestaughtwiththelargestnumberofstudents,combiningsectionswithcommonassessments,untilamajorityofstudentsarecovered.)ForguidanceonSLOs,seeNYSEDSLOGuidance:https://www.engageny.org/resource/appr-3012-d.
Forgrade3ELAandmath,grade4and8science,highschoolmath,science,andsocialstudiescoursesassociatedwithRegentsexamsor,inthefuture,withotherStateassessments,thefollowingmustbeusedastheevidenceofstudentlearningwithintheSLOforstudentstakingsuchassessments:
Stateassessments(orRegentsorRegentequivalents),requiredifoneexists
2.5)HighSchoolCoursesEndinginaRegentsExam:Assessments
Note:Additionalhighschoolcoursesmaybelistedbelowinthe“AllOtherCourses”sectionofthisform.
Usingthedrop-downboxesbelow,pleaseselecttheassessmentthatwillbeusedfortheSLOsforthegrade/subjectlisted.
Pleasenote:Ifyourdistrict/BOCESdoesnothavegrade/subject-specificteachersforoneormoreoftherowsintask2.5,choose"NotApplicable"fromthedrop-downbox.Thiswouldbeappropriateif,forexample,thedistrict/BOCESdoesnothavecertaingrades;thedistrict/BOCESdoesnotofferaspecificsubject;etc.Ifagrade/subjectendsinaRegentsassessment,i.e.,highschoolRegentscourses,suchassessmentmustbeusedastheunderlyingevidencefortheSLO.
Global2AssessmentName
Global2Regents
USHistoryAssessmentName
USHistoryRegents
LivingEnvironmentAssessmentName
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LivingEnvironmentRegents
EarthScienceAssessmentName
EarthScienceRegents
ChemistryAssessmentName
ChemistryRegents
PhysicsAssessmentName
PhysicsRegents
AlgebraIAssessmentName
CommonCoreAlgebraRegents
GeometryAssessmentName
CommonCoreGeometryRegentsandGeometryRegents
AlgebraII/TrigonometryAssessmentName
CommonCoreAlgebraIIRegentsandAlgebraII/TrigonometryRegents
STUDENTLEARNINGOBJECTIVES:HighSchoolEnglishLanguageArts
SLOsshallbeusedfortherequiredstudentperformancemeasureforteacherswhodonotreceiveaState-providedgrowthscore.(Pleasenotethatforteacherswithmorethanonegradeandsubject,SLOsmustcoverthecoursestaughtwiththelargestnumberofstudents,combiningsectionswithcommonassessments,untilamajorityofstudentsarecovered.)
ForhighschoolEnglishLanguageArts,thefollowingmustbeusedastheevidenceofstudentlearningwithintheSLO:
Stateassessments(orRegentsorRegentequivalents),requiredinatleastoneyearofhighschoolEnglishLanguageArts
ForgradelevelswheretheRegentsexamisnotused:
District-determinedassessmentsfromlistofState-approved3rdpartyassessments;orState-approveddistrict,regionalorBOCES-developedassessments;orSchool-orBOCES-wide,group,team,orlinkedresultsbasedonState/Regentsassessments
2.6)HighSchoolEnglishLanguageArtsCourses:MeasuresandAssessments
Usingthedrop-downboxesbelow,pleaseselectthemeasurethatwillbeusedforSLOsforthegrade/subjectlisted.Onceameasureisselected,acorrespondingmenuwillappearfortheselectionofthenameoftheassessment(s)used.
Note:AdditionalhighschoolEnglishLanguageArtscoursesmaybelistedbelowinthe“AllOtherCourses”sectionofthisform.
Pleasenote:Ifyourdistrict/BOCESdoesnothavegrade/subject-specificteachersforoneormoreoftherowsinquestions2.6,choose"Not
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Applicable"fromthedrop-downbox.Thiswouldbeappropriateif,forexample,thedistrict/BOCESdoesnothavecertaingrades;thedistrict/BOCESdoesnotofferaspecificsubject;etc.
Grade9ELAMeasure
School-orBOCES-widegroup,team,orlinkedresultsbasedonState/Regentsassessment
Indicatetheassessment(s)usedforthegrade9ELAschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Grade10ELAMeasure
School-orBOCES-widegroup,team,orlinkedresultsbasedonState/Regentsassessment
Indicatetheassessment(s)usedforthegrade10ELAschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Grade11ELAMeasure
Regentsassessment
Grade11ELARegentsAssessmentName
CommonCoreEnglishRegents
Grade12ELAMeasure
School-orBOCES-widegroup,team,orlinkedresultsbasedonState/Regentsassessment
Indicatetheassessment(s)usedforthegrade12ELAschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Page4:Task2.7(K-2ELAandMath)
Page4:Task2.7(K-2ELAandMath)
STUDENTLEARNINGOBJECTIVES:CourseswithoutStateAssessmentsorRegentsExams
SLOsshallbeusedfortherequiredstudentperformancemeasureforteacherswhodonotreceiveaState-providedgrowthscore.(Pleasenotethatforteacherswithmorethanonegradeandsubject,SLOsmustcoverthecoursestaughtwiththelargestnumberofstudents,
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combiningsectionswithcommonassessments,untilamajorityofstudentsarecovered.)
Forothergrades/subjects:district-determinedassessmentsfromoptionsbelowmaybeusedasevidenceofstudentlearningwithintheSLO:
State-approvednon-traditionalstandardized3rdpartyassessments(gradesK-2)State-approveddistrict,regionalorBOCES-developedassessmentsSchool-orBOCES-wide,group,team,orlinkedresultsbasedonState/Regentsassessments
2.7)GradeK-2ELAandMath:MeasuresandAssessments
Usingthedrop-downboxesbelow,pleaseselectthemeasurethatwillbeusedforSLOsforthegrade/subjectlisted.Onceameasureisselected,acorrespondingmenuwillappearfortheselectionofthenameoftheassessment(s)used.
Pleasenote:Ifyourdistrict/BOCESdoesnothavegrade/subject-specificteachersforoneormoreoftherowsinquestions2.7,choose"NotApplicable"fromthedrop-downbox.Thiswouldbeappropriateif,forexample,commonbranchteachersalsoteach6thgradescienceand/orsocialstudiesandthereforewouldhaveState-providedgrowthmeasures;thedistrict/BOCESdoesnothavecertaingrades;thedistrict/BOCESdoesnotofferaspecificsubject;etc.
GradeKELAMeasure
School,orBOCESgroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedfortheKELAschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Grade1ELAMeasure
School,orBOCESgroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedforthe1ELAschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Grade2ELAMeasure
School,orBOCESgroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedforthegrade2ELAschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
GradeKMathMeasure
School,orBOCESgroup,team,orlinkedresultsbasedonState/Regentsassessments
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Indicatetheassessment(s)usedforthegradeKmathschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Grade1MathMeasure
School,orBOCESgroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedforthegrade1mathschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Grade2MathMeasure
School,orBOCESgroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedforthegrade2mathschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Page5:Task2.8(Grades6-7Science,6-8SocialStudies),Task2.9(Global1)
Page5:Task2.8(Grades6-7Scienceand6-8SocialStudies)andTask2.9(GlobalStudies1)
STUDENTLEARNINGOBJECTIVES:CourseswithoutStateAssessmentsorRegentsExams
SLOsshallbeusedfortherequiredstudentperformancemeasureforteacherswhodonotreceiveaState-providedgrowthscore.(Pleasenotethatforteacherswithmorethanonegradeandsubject,SLOsmustcoverthecoursestaughtwiththelargestnumberofstudents,combiningsectionswithcommonassessments,untilamajorityofstudentsarecovered.)
Forothergrades/subjects:district-determinedassessmentsfromoptionsbelowmaybeusedasevidenceofstudentlearningwithintheSLO:
State-approved3rdpartyassessmentsState-approveddistrict,regionalorBOCES-developedassessmentsSchool-orBOCES-wide,group,team,orlinkedresultsbasedonState/Regentsassessments
2.8)Grades6-7ScienceandGrades6-8SocialStudies:MeasuresandAssessments
Usingthedrop-downboxesbelow,pleaseselectthemeasurethatwillbeusedforSLOsforthegrade/subjectlisted.Onceameasureisselected,acorrespondingmenuwillappearfortheselectionofthenameoftheassessment(s)used.
Pleasenote:Ifyourdistrict/BOCESdoesnothavegrade/subject-specificteachersforoneormoreoftherowsinquestions2.8,choose"NotApplicable"fromthedrop-downbox.Thiswouldbeappropriateif,forexample,commonbranchteachersalsoteach6thgradescienceand/orsocialstudiesandthereforewouldhaveState-providedgrowthmeasures;thedistrict/BOCESdoesnothavecertaingrades;thedistrict/BOCESdoesnotofferaspecificsubject;etc.
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Grade6ScienceMeasure
School-orBOCES-widegroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedforthegrade6scienceschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Grade7ScienceMeasure
School-orBOCES-widegroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedforthegrade7scienceschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Grade6SocialStudiesMeasure
School-orBOCES-widegroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedforthegrade6socialstudiesschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Grade7SocialStudiesMeasure
School-orBOCES-widegroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedforthegrade7socialstudiesschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Grade8SocialStudiesMeasure
School-orBOCES-widegroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedforthegrade8socialstudiesschool,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
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Abuilding-wideState-providedgrowthscore
2.9)RegentsGlobalStudies1:MeasuresandAssessments
Note:Additionalhighschoolsocialstudiescoursesmaybelistedbelowinthe“AllOtherCourses”sectionofthisform.Onceameasureisselected,acorrespondingmenuwillappearfortheselectionofthenameoftheassessment(s)used.
Usingthedrop-downboxesbelow,pleaseselecttheassessmentthatwillbeusedforSLOsforthegrade/subjectlisted.
Pleasenote:Ifyourdistrict/BOCESdoesnothavegrade/subject-specificteachersforoneormoreoftherowsinquestions2.9,choose"NotApplicable"fromthedrop-downbox.Thiswouldbeappropriateif,forexample,thedistrict/BOCESdoesnothavecertaingrades;thedistrict/BOCESdoesnotofferaspecificsubject;etc.
Global1Measure
School-orBOCES-widegroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedfortheGlobal1school,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
Page6:Task2.10(AllOtherCourses),Tasks2.11-2.14
Page6:Task2.10(AllOtherCourses),Task2.11(HEDIScoringBands),Task2.12(TeacherswithMoreThanOneGrowth
Measure),Task2.13(Assurances)andTask2.14(UseoftheOptionalSubcomponentandStudentPerformanceCategory
Weighting)
2.10)AllOtherCourses
Fillin,asapplicable,forallotherteachersinadditionalgrades/subjectsthathaveSLOs.Ifyouneedadditionalspace,duplicatethisformandupload(below)asanattachmenttoyourAPPRplan.Youmaycombineintoonelineanygroupsofteachersforwhomtheanswersintheboxesarethesameincluding,forexample,"allotherteachersnotnamedabove".
For"AllOtherCourses"indicatethefollowing:
Column1:lowestgradethatcorrespondstothecourseColumn2:highestgradethatcorrespondstothecourseColumn3:subjectofthecourseColumn4:measureusedOnceameasureisselected,acorrespondingmenuwillappearfortheselectionofthename(s)oftheassessment(s)used.
Todesignate"AllCoursesNotNamedAbove":lowestgrade=K,highestgrade=12,subject=AllCoursesNotNamedAbove
Tolistspecificcourses,followtheexamplesbelowK-3Art:
lowestgrade=Khighestgrade=3subject=Artmeasure=State-approveddistrict,regional,orBOCESdevelopedassessmentassessment=DistrictA-developedK-3ArtAssessment
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Grades9-12EnglishElectives:
lowestgrade=9highestgrade=12subject=EnglishElectivesmeasure=School-orBOCES-widegroup,team,orlinkedresultsbasedonState/Regentsassessmentassessment=CommonCoreEnglishRegents
OtherCourses#1Grade(s),SubjectandMeasure
LOWESTGRADE HIGHESTGRADE SUBJECT MEASURE
K 12Allcoursesnotnamedabove
School-orBOCES-widegroup,team,orlinkedresultsbasedonState/Regentsassessments
Indicatetheassessment(s)usedfortheOtherCourses#1school,orBOCESgroup,team,orlinkedresultsbasedonStateassessments:
ResponsesSelected:
Abuilding-wideState-providedgrowthscore
NoResponsesSelected
Ifyouneedadditionalspace,uploadacopyof"Form2.10:AllOtherCourses"asanattachmentforreview.ClickhereforadownloadablecopyofForm2.10.(MSWord).
(Noresponse)
2.11)HEDIScoringBands
HighlyEffective Effective Developing Ineffective
20 19 18
97-100%
93-96%
90-92%
17 16 15
85-89%
80-84%
75-79%
14 13
67-74%
60-66%
12 11 10 9 8 7 6 5 4 3 2 1 0
55-59%
49-54%
44-48%
39-43%
34-38%
29-33%
25-28%
21-24%
17-20%
13-16%
9-12%
5-8%
0-4%
2.12)TeacherswithMoreThanOneGrowthMeasure
IfeducatorshavemorethanoneState-providedgrowthscoreandrating,thosescoresandratingswillbecombinedintoonescoreandHEDIratingfortheRequiredStudentPerformancesubcomponentprovidedbytheDepartment.(Examples:CommonbranchteacherwithState-providedmeasuresforbothELAandMathingrade4;middleschoolmathteacherwithboth7thand8thgrademathcourses.)IfeducatorshavemorethanoneSLO(oraState-providedgrowthmeasureandanSLO),themeasureswilleachearnascorefrom0-20pointswhichdistricts/BOCESmustweightproportionatelybasedonthenumberofstudentsineachSLO(orintheState-providedgrowthmeasureandtheSLO).Formoreinformationonteacherswithmorethanonegrowthmeasure,pleaseseeNYSEDAPPRGuidanceandNYSEDSLOGuidance:https://www.engageny.org/resource/appr-3012-d.
2.13)Assurances
ForguidanceonSLOsandthedevelopmentofback-upSLOs,pleaseseeNYSEDAPPRGuidanceandNYSEDSLOGuidance:https://www.engageny.org/resource/appr-3012-d.
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AssurethattheteacherhasanSLOoraback-upSLO,whereapplicable,consistentwiththegoalsettingprocessdevelopedbytheCommissionerthatresultsinastudentgrowthscore.
Checked
Assurethatallgrowthtargetsrepresentaminimumofoneyearofexpectedgrowth,asdeterminedbythesuperintendentoranothertrainedadministrator.Suchtargets,asdeterminedbythesuperintendentoranothertrainedadministrator,mayonlytakethefollowingcharacteristicsintoaccount:poverty,studentswithdisabilities,Englishlanguagelearnersstatusandprioracademichistory.
Checked
Assurethatallgrowthtargetsareapprovedbythesuperintendentoranothertrainedadministrator.
Checked
AssurethatanydisagreementbetweenpartiesregardingthecontentoftheSLO,includingthegrowthtarget,willberesolvedbythesuperintendentoranothertrainedadministrator.
Checked
Assurethatifateacher’sSLOisbasedonasmallnsizepopulationandthedistrict/BOCESchoosesnottousetheHEDIscoringbandslistedintask2.11,thentheteacher’s0-20scoreandHEDIratingwillbedeterminedusingtheHEDIscoringbandsspecifiedbytheDepartmentinAPPRGuidance.
Checked
AssurethatprocessesareinplaceforthesuperintendenttomonitorSLOs.
Checked
AssurethatthefinalStudentPerformancecategoryratingforeachteacherwillbedeterminedusingtheweightsandgrowthparametersspecifiedinSubpart30-3oftheRulesoftheBoardofRegents.
Checked
2.14)UseoftheOptionalSubcomponentandStudentPerformanceCategoryWeighting
IftheOptionalsubcomponentisnotused,theRequiredsubcomponentwillcomprise100%oftheStudentPerformancecategory.IftheOptionalsubcomponentisused,theRequiredsubcomponentmustcompriseatleast50%oftheStudentPerformancecategory.
PleaseindicatetheuseoftheOptionalsubcomponentbymakingtheappropriateselectionbelow.InformationrelatedtotheOptionalsubcomponentwillbeenteredintoTask3.
TheOptionalsubcomponentWILLNOTbeused;theRequiredsubcomponentwillcomprise100%oftheStudentPerformancecategory.
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Task3.StudentPerformance-OptionalSubcomponent(Teachers)Created:04/30/2013
Lastupdated:10/14/2015
UsethelinksabovetomovebetweenpagesinTask3;besuretoclick'Save&ContinueEditing'beforemovingtoanotherpage.The'Next'buttonatthebottomofthepagecanbeusedtomoveforwardonlywhenthecurrentpageiscomplete.ForguidanceontheOptionalsubcomponentoftheStudentPerformancemeasure,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
Page1:Task3.1
Page1:Task3.1(UseoftheOptionalSubcomponentoftheStudentPerformanceCategory)
OPTIONALSUBCOMPONENT
(Upto50%ofStudentPerformancecategoryifselected)
Suchsecondmeasureshallapplyinaconsistentmanner,totheextentpracticable,acrossallclassroomsinthesame
grade/subjectinthedistrict/BOCESandbeeither:
(A)asecondState-providedgrowthscoreonaState-createdoradministeredtest;providedthattheState-provided
growthmeasureisdifferentthanthatusedintheRequiredsubcomponent,or
(B)agrowthscorebasedonaState-designedsupplementalassessment,calculatedusingaState-providedor
approvedgrowthmodel.
3.1)UseoftheOptionalSubcomponentoftheStudentPerformanceCategory
PleaseindicatetheuseoftheOptionalsubcomponentbymakingtheappropriateselectionbelow.
IftheOptionalsubcomponentWILLbeused,pleasefillouttasks3.2-3.12byusingthe"Next"buttontomovethrougheachtask.
TheOptionalsubcomponentWILLNOTbeusedintheStudentPerformancecategoryforanyteacher.
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Task4.TeacherObservationCategoryCreated:04/30/2013
Lastupdated:11/10/2015
Pleasenote,withinthissection,task4.1maycontaintherubricselection(s)fromyourplanasitexistedonJune2,2015.*Theremainingtasksinthissectionwillnotcontaindatafromyourpreviousplanandmustbecompleted.*Pleasenotethatdocumentsandlanguagewillnotbepre-populatedintotheplanifyourdistrict/BOCESchosetostartwithablankapplication.
ForguidanceontheTeacherObservationcategory,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
Page1
4.1)TeacherPracticeRubric
SelectateacherpracticerubricfromthemenuofState-approvedrubricstoassessperformancebasedontheobservableNYSTeachingStandards.IfyourdistricthasbeengrantedavariancebyNYSEDthroughthevarianceprocess,select"districtvariance"fromthemenu.
Ifyourdistrict/BOCESisusinganadditionalrubric,pleaseselecttherubricfromthesecondmenubelow.Ifyourdistrict/BOCESwillnotuseasecondrubric,pleaseselect"N/A"fromtheendofthedrop-downmenu.(Note:Anydistrict/BOCESmayusemultiplerubrics,aslongasthesamerubricisusedforallclassroomteachersinagrade/subjectacrossthedistrict/BOCES.)
Rubric1
Danielson'sFrameworkforTeaching
Rubric2
N/A
4.2)Assurances
Pleasecheckalloftheboxesbelow:
AssurethatallobservableNYSTeachingStandards/Domainsoftheselectedpracticerubricareassessedatleastonceayearacrossthetotalnumberofannualobservations.
Checked
AssurethattheprocessforassigningpointsfortheTeacherObservationcategorywillbeincompliancewiththelocally-determinedsubcomponentweightsandoverallObservationcategoryscoreandratingbasedontheconstraintsprescribedbytheCommissionerinSubpart30-3oftheRulesoftheBoardofRegents.
Checked
Assurethatthesamerubric(s)isusedforallclassroomteachersinagrade/subjectacrossthedistrict/BOCES;providedthatdistricts/BOCESmaylocallydeterminewhethertousedifferentrubricsforteacherswhoteachdifferentgradesand/orsubjectsduringtheschoolyear.
Checked
Assurethatthesamerubric(s)isusedforallobservationsofaclassroomteacheracrosstheobservationtypesinagivenschoolyear.
Checked
4.3)ProcessforWeightingRubricDomains/Subcomponents
Pleasedescribetheprocessforweightingtheobservabledomains/subcomponentsofthechosenpracticerubric(e.g.,Allobservablecomponentswillbeweightedequallyandaveraged).ForguidanceontheTeacherObservationcategory,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
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Allobservablecomponentswillbeweightedequallyandaveraged.
4.4)CalculatingObservationRatings
Pleasechecktheboxesbelow:
Assurethateachsetofobservations(bysupervisor/othertrainedadministrator,independent,orpeer)willbecompletedusingtheselectedpracticerubric,producinganoverallscorebetween1and4.TheoverallweightedobservationscorewillthenbeconvertedintoaHEDIratingusingthechartshownbelow.
Checked
Assurethatonceallobservationsarecomplete,thedifferenttypesofobservationswillbecombinedusingaweightedaverageconsistentwiththeweightsspecifiedintask4.5below,producinganoverallObservationcategoryscorebetween0and4.Intheeventthatateacherearnsascoreof1onallratedcomponentsofthepracticerubricacrossallobservations,ascoreof0willbeassigned.
Checked
AssurethatifthedistrictisgrantedanannualIndependentEvaluatorHardshipWaiverbytheDepartment,thesecondobservation(s)shallbeconductedbyoneormoreevaluatorsselectedandtrainedbythedistrict,whoaredifferentthantheevaluator(s)whoconductedtheobservation(s)requiredtobeperformedbytheprincipal/supervisororothertrainedadministrator.
(Noresponse)
TeacherObservationScoringBands
OverallObservationCategoryScoreandRating
Minimum Maximum
H 3.5to3.75 4.0
E 2.5to2.75 3.49to3.74
D 1.5to1.75 2.49to2.74
I 0 1.49to1.74
Usingthedropdownmenusbelow,pleaseindicatethelocally-determinedrubricscoringrangesbasedontheconstraintsprescribedbytheCommissionerinSubpart30-3oftheRulesoftheBoardofRegentsforeachoftheratingcategories.
MinimumRubricScore MaximumRubricScore
HighlyEffective 3.50 4.00
Effective 2.50 3.49
Developing 1.50 2.49
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Ineffective 0.00 1.49
4.5)TeacherObservationSubcomponentWeighting
RequiredSubcomponents:
-ObservationsbyPrincipal(s)orOtherTrainedAdministrators:Atleast80%oftheTeacherObservationcategoryscore
-ObservationsbyImpartialIndependentTrainedEvaluator(s)*:Atleast10%,butnomorethan20%oftheTeacher
Observationcategoryscore
OptionalSubcomponent:
-ObservationsbyTrainedPeerObserver(s):Nomorethan10%oftheTeacherObservationcategoryscorewhenselected
Pleasebesurethetotaloftheweightsindicatedequals100%.
*IfthedistrictisgrantedanannualIndependentEvaluatorHardshipWaiverbytheDepartment,thissubcomponentwillbesatisfiedthroughtheuseofoneormoreevaluatorsselectedandtrainedbythedistrict,whoaredifferentthantheevaluator(s)whoconductedtheobservation(s)requiredtobeperformedbytheprincipal/supervisororothertrainedadministrator.
Principal-required IndependentEvaluator(s)-required
PeerObserver(s)-optional
Indicatetheweightingofeachsubcomponent:
90% 10% N/A
IfyourdistricthasallocatedweighttoPeerObserver(s),pleaseindicatethegradesandsubjectsforwhichPeerObserverswillbeused:
(Noresponse)
4.6)Assurances
Pleasecheckalloftheboxesbelow:
Assurethatindependentevaluator(s)arenotemployedinthesameschoolbuilding,asdefinedbyBEDScode,astheteacher(s)theyareevaluating.
Checked
Assurethat,ifobservationsarebeingconductedbytrainedpeerobserver(s),theseteacher(s)receivedanoverallratingofEffectiveorHighlyEffectiveinthepreviousschoolyear.
Checked
Assurethatthefollowingelementswillnotbeusedincalculatingateacher'sObservationcategoryscoreandrating:evidenceofstudentdevelopmentandperformancederivedfromlessonplans,otherartifactsofteacherpractice,andstudentportfolios,exceptforstudentportfoliosmeasuredbyaState-approvedrubricwherepermittedbytheDepartment;useofaninstrumentforparentorstudentfeedback;useofprofessionalgoal-settingasevidenceofteachereffectiveness.
Checked
Assurethatthelengthofallobservationsforteacherswillbeconductedpursuanttothelocally-determineddurations.
Checked
Assurethatindependentevaluator(s)willbetrainedandselectedbythedistrict/BOCES.
Checked
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Assurethatpeerobserver(s),asapplicable,willbetrainedandselectedbythedistrict/BOCES.
Checked
Assurethatatleastoneoftherequiredobservationswillbeunannounced.
Checked
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Task5.OverallScoring(Teachers)Created:04/30/2013
Lastupdated:10/14/2015
ForguidanceonAPPRscoring,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
Page1
5.1)ScoringRanges
StudentPerformance:HEDIratingsmustbeassignedbasedonthepointdistributionbelow.
OverallStudentPerformanceCategoryScoreandRating
Minimum Maximum
H 18 20
E 15 17
D 13 14
I 0 12
TeacherObservation:HEDIratingsmustbeassignedbasedonlocally-determinedrangesconsistentwiththeconstraintslistedbelow.
OverallObservationCategoryScoreandRating
Minimum Maximum
H 3.5to3.75 4.0
E 2.5to2.75 3.49to3.74
D 1.5to1.75 2.49to2.74
I 0 1.49to1.74
5.2)ScoringMatrixfortheOverallRating
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TeacherObservation
HighlyEffective(H) Effective(E) Developing(D) Ineffective(I)
StudentPerformance
HighlyEffective(H) H H E D
Effective(E) H E E D
Developing(D) E E D I
Ineffective(I) D* D* I I*IfateacherisratedIneffectiveontheStudentPerformancecategory,andaState-designedsupplementalassessmentwasincludedasanOptionalsubcomponentoftheStudentPerformancecategory,theteachercanberatednohigherthanIneffectiveoverall(seeEducationLaw§3012-d(5)(a)and(7)).
5.3)Assurances
Pleasecheckalloftheboxesbelow:
AssurethateachsubcomponentandcategoryscoreandratingandtheOverallratingwillbecalculatedpursuanttotherequirementsspecifiedinSubpart30-3oftheRulesoftheBoardofRegents.
Checked
Assurethatitispossibletoobtainazeroineachsubcomponent. Checked
Assuretheoverallratingdeterminationforateachershallbedeterminedaccordingtotheevaluationmatrix.
Checked
Assurethatastudentwillnotbeinstructed,fortwoconsecutiveschoolyears,byanytwoteachersofthesamesubjectinthesameschooldistrictwhohavereceivedIneffectiveratingsunderEducationLaw§3012-dintheyearimmediatelypriortotheschoolyearinwhichthestudentisplacedintheteacher’sclassroomunlessthedistricthasreceivedawaiverfromtheDepartment.
Checked
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Task6.AdditionalRequirements(Teachers)Created:04/30/2013
Lastupdated:11/10/2015
Pleasenote,withinthissection,tasks6.2(improvementplan),6.4(appealslanguage)and6.6(traininglanguage)maycontaininformationfromyourplanasitexistedonJune2,2015.*Theremainingtasksinthissectionwillnotcontaindatafromyourpreviousplanandmustbecompleted.Additionally,task6.6mustbemodifiedtoaddresstrainingofindependentevaluatorsand,asapplicable,peerobservers.*Pleasenotethatdocumentsandlanguagewillnotbepre-populatedintotheplanifyourdistrict/BOCESchosetostartwithablankapplication.
Formoreinformationontheadditionalrequirementsforteachers,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
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6.1)Assurances:TeacherImprovementPlans
Assurethatthedistrict/BOCESwillformulateandcommenceimplementationofaTeacherImprovementPlan(TIP)forallteacherswhoreceiveaDevelopingorIneffectiveratingbyOctober1followingtheschoolyearforwhichsuchteacher'sperformanceisbeingmeasuredorassoonaspracticablethereafter.
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AssurethatTIPplansdevelopedandimplementedbythesuperintendentorhis/herdesignee,intheexerciseofhis/herpedagogicaljudgment,shallinclude:identificationofneededareasofimprovement,atimelineforachievingimprovement,themannerinwhichtheimprovementwillbeassessed,and,whereappropriate,differentiatedactivitiestosupportateacher'simprovementinthoseareas.
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6.2)Attachment:TeacherImprovementPlanForms
AsarequiredattachmenttothisAPPRplan,uploadtheTIPformsthatareusedintheschooldistrict/BOCES.AllTIPplansdevelopedandimplementedbythesuperintendentorhis/herdesignee,intheexerciseofhis/herpedagogicaljudgment,mustinclude:
1)identificationofneededareasofimprovement;2)atimelineforachievingimprovement;3)themannerinwhichtheimprovementwillbeassessed;and,whereappropriate,4)differentiatedactivitiestosupportateacher'simprovementinthoseareas.
Foralistofsupportedfiletypes,gototheResourcesfolder(above)andclickTechnicalTips.Pleasebesuretoupdateadocumentwithaformlayout,withfillablespacesandnotjustanarrative.
https://NYSED-APPR3.fluidreview.com/media/assets/survey-uploads/49388/4400752-Df0w3Xx5v6/Teacher%20Improvement%20Plan.pdf
6.3)Assurance:Appeals
Pleasechecktheboxbelow:
Assurethedistrict/BOCEShascollectivelybargainedappealproceduresthatareconsistentwiththeregulationsandthattheyprovideforthetimelyandexpeditiousresolutionofanappeal.
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6.4)Appeals
PursuanttoEducationLaw§3012-d,ateachermayonlychallengethefollowinginanappealtotheirdistrict/BOCES:
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(1)thesubstanceoftheannualprofessionalperformancereview;whichshallincludethefollowing:(i)intheinstanceofateacherratedIneffectiveontheStudentPerformancecategory,butratedHighlyEffectiveontheObservationcategorybasedonananomaly,asdeterminedlocally;
(2)theschooldistrict's/BOCES'adherencetothestandardsandmethodologiesrequiredforsuchreviews,pursuanttoEducationLaw§3012-d;and
(3)theadherencetotheregulationsoftheCommissionerandcompliancewithanyapplicablelocallynegotiatedprocedures,aswellastheschooldistrict's/BOCES'issuanceand/orimplementationofthetermsoftheteacherorprincipalimprovementplan,asrequiredunderEducationLaw§3012-d.
Describetheprocedureforensuringthatappealsofannualperformanceevaluationswillbehandledinatimelyandexpeditiousway:
APPRAPPEALPROCESS
Definitions:Followingareseveraltermsusedinthisdocument.
1.APPRistheacronymforAnnualProfessionalPerformanceReview.
2.TIPistheacronymforTeacherImprovementPlan.
3.“PerformanceReview”shallmeanateacher’sannualperformancereviewrequiredby
EducationLawandtheregulationsoftheCommissionerofEducation.
4.“Highlyeffective,”“effective,”“developing,”and“ineffective”shallhavethesamemeaninggiventothosetermsinCommissionerof
Educationregulations.
5.“Teacher”shallmeanamemberoftheFPEAwhoisevaluatedbyanAPPR.“Petitioner”shallmeanateacherevaluatedbyanAPPRwhois
requestinganappeal.
6.“Day”shallmeanschoolday.
7.“EvaluatorofRecord”shallmeantheadministratorresponsibleforthefinalAPPRorTIP.
Timeline:
Ateachermayonlyappealadevelopingorineffectiverating.
1.AcompletedformandsupportingdocumentationmustbesubmittedtotheEvaluatorofRecordnolaterthan10daysfromthedatethe
teacherreceiveshis/herAPPR.
a.Anydocumentationsubmittedlaterwillnotbeconsidered.
b.TheEvaluatorofRecordmayrequestaconferencewiththepetitionertoclarifythesubmitteddocuments.
2.TheEvaluatorofRecordmustrenderadecisionwithin5daysofreceiptoftheformandsupportingdocumentation.
a.IftheEvaluatorofRecordrulesinfavorofthepetitioner,thencorrectionsontheAPPRwillbemade.AcopyoftherevisedAPPRwillbe
addedtothepersonnelfile,andarevisedcopyoftheevaluationwillbegiventothepetitionerwithin3days,andtheoriginalAPPRwillbe
returnedtotheteacher.
b.IftheEvaluatorofRecordrulesagainstthepetitioner,theformandsupportingdocumentationshallbesubmittedtotheSuperintendentof
Schoolswithin3daysofsaiddecision,andthepetitionershallbenotified.
3.AnappealofaTIPmustalsobesubmittedtotheEvaluatorofRecordwithin10oftheteacherreceivingtheplan.Anyinformationsubmitted
laterwillnotbeconsidered.
a.IftheEvaluatorofRecordrulesinfavorofthepetitioner,thenchanges
and/orcorrectionstotheTIPwillbemade.ArevisedcopyoftheTIPwillbe
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addedtothepersonnelfile,andacopywillbegiventothepetitionerwithin
3days,andtheoriginalTIPwillbereturnedtotheteacher.
b.IftheEvaluatorofRecordrulesagainstthepetitioner,theformand
supportingdocumentationshallbesubmittedtotheSuperintendentof
Schoolswithin3daysofsaiddecision,andthepetitionershallbenotified.
4.TheSuperintendentwillconvenetheAppealsCommitteewithin5daysofthereceiptoftheappealformanddocumentation.
5.Adecisionwillbedeliveredtotheteacherwithin5daysoftheconveningoftheAppealsCommittee.ThedecisionoftheCommitteewillbe
finalandbindingandtheappealshallbedeemedcompletedupontheissuanceofthatdecision.
6.Thedecisionshallbebindingonallpartiesandshallnotbesubjecttoanyfurtherappealthroughanyotherprocessincludingcontractual
grievanceprocedures,adjudicationbeforeanadministrativebodyorindividual,orcourtaction.
CommitteeFindings:TheAppealsCommittee(definedbelow)isempoweredto:
1.Overturnasectionoftheevaluation,andthecommitteemayrecommendtheredistributionofpoints.Saidabilitytooverturnasectionofthe
evaluationdoesnotnegatethefactthattheevaluationwastimelycompleted;
2.Overturntheentireevaluationiftheevaluationisprocedurallyflawed,andrecommendasolution;
3.Tooverturnasectionortheentireevaluation,andrequireacourseofactionsoastoenhancetheprofessionalgrowthoftheteacher;
4.Toaffirmtheevaluation,andrequireacourseofactionsoastoenhancetheprofessionalgrowthoftheteacher;
5.Toaffirmtheevaluation.
WhatMayBeChallengedInAnAppeal:
AppealproceduresarelimitedunderEducationLaw3012-dtothefollowing:
1.Theschooldistrict’sadherencetothestandardsandmethodologies(therubric)requiredforAPPR;
2.TheadherencetotheCommissioner’sregulations,asapplicabletoAPPR;
3.CompliancewithanyapplicablelocallynegotiatedproceduresapplicabletoAPPRandTIP;and
4.Theschooldistrict’sissuanceorimplementationofthetermsoftheTIP.
AppealsCommittee:
TheAppealsCommitteeshallconsistoftheSuperintendentofSchools,oneadministrator(otherthantheSuperintendent)whodidnotperform
observationsorwasnototherwiseinvolvedintheAPPRforthepetitioningteacher,andthreemembersoftheFPEAotherthanitspresiding
officers.TheprocessforselectingtheFPEAmemberstoserveisasfollows:
1.OneFPEAmemberoftheAppealsCommitteeshallbetheassociation’sbuildingrepresentativeofthebuildingnotofthepetitioningteacher,
andtwomembersshallbeateachersofthebuildingnotofthepetitioningteacher.Ineffect,thereshallbetwoteachergroupsavailableto
serve,onefromtheelementarybuildingandonefromtheMS/HSbuilding.
2.Tofacilitatefairness,thememberswillhavestaggeredtermsascommitteemembers.Thebuildingrepresentativefromeachbuildingmay
serveunlimitedtermsforaslongashe/shecontinuestobeelectedtotheposition.Thetwoteacherswillservetwoyearsascommittee
members,withoneteacherfirstservingaoneyeartermin2015-16tobeginthestaggeredprocess.Ateacherforwillthenbeelectedin2016-
17toservetwoyearscreatingarotationofonlyonenewmember(possiblytwowithanewbldg.rep.)eachyear.
3.Teachersmayrunasincumbentsandserveunlimitedconsecutiveterms;however,theFPEAwillmaintainrecordsofthetimeservedso
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astopreservethestaggeredrotationofcommitteemembers.
6.5)Assurance:Evaluators
Thedistrict/BOCESassuresthatallevaluatorswillbeproperlytrainedandleadevaluatorswillbecertifiedonthebelowelementspriortocompletingateacher’sevaluation.Note:independentobserversandpeerobserversneedonlybetrainedonelements1,2,and4below.
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(1)TheNewYorkStateTeachingStandards,andtheirrelatedelementsandperformanceindicatorsandtheLeadershipStandardsandtheirrelatedfunctions,asapplicable(2)Evidence-basedobservationtechniquesthataregroundedinresearch(3)ApplicationanduseofthestudentgrowthpercentilemodelandanyothergrowthmodelapprovedbytheDepartmentasdefinedinsection30-3.2ofthisSubpart(4)ApplicationanduseoftheState-approvedteacherrubric(s)selectedbythedistrict/BOCESforuseinevaluations,includingtrainingontheeffectiveapplicationofsuchrubricstoobserveateacher’spractice(5)Applicationanduseofanyassessmenttoolsthattheschooldistrict/BOCESutilizestoevaluateitsclassroomteachers(6)ApplicationanduseofanylocallyselectedmeasuresofstudentgrowthusedintheOptionalsubcomponentoftheStudentPerformancecategoryusedbythedistrict/BOCEStoevaluateitsteachers(7)UseoftheStatewideInstructionalReportingSystem(8)ThescoringmethodologyutilizedbytheDepartmentand/orthedistrict/BOCEStoevaluateateacherunderthisSubpart,includingtheweightingsofeachsubcomponentwithinacategory;howoverallscores/ratingsaregeneratedforeachsubcomponentandcategoryandapplicationanduseoftheevaluationmatrix(es)prescribedbytheCommissionerforthefourdesignatedratingcategoriesusedfortheteacher'soverallratingandtheircategoryratings(9)SpecificconsiderationsinevaluatingteachersofEnglishlanguagelearnersandstudentswithdisabilities
6.6)TrainingofLeadEvaluators,Evaluators,IndependentObservers,andPeerObserversandCertificationofLead
Evaluators
Describetheprocessfortrainingevaluators,includingimpartialandindependentobserversandpeerobservers,andcertifyingandre-certifyingleadevaluators.Yourdescriptionmustinclude:
1)theprocessfortrainingleadevaluatorsandevaluators,includingimpartialindependentobserversandpeerobservers,2)theprocessforthecertificationandre-certificationofleadevaluators,3)theprocessforensuringinter-raterreliability,4)thenature(content)andtheduration(howmanyhours,days)ofsuchtraining.
TheBoardofEducationwillensurethatallevaluators,includingindependentevaluatorshavebeentrainedandthatallleadevaluatorshave
beentrainedandcertifiedinaccordancewithregulation.ThedistrictwillutilizetheOCMBOCESNetworkTeamevaluator,independent
evaluator/leadevaluatortraininginaccordancewithSEDproceduresandprocesses.Thetrainingwilloccuronabi-monthlybasisthroughout
theschoolyearwithatotaltrainingtimeofapproximately12hours.Follow-upimplementationdiscussionswilloccurduringadministrativestaff
meetingsonaquarterlybasisforanadditionalfourhours.IndependentandLeadevaluatortrainingwillincludetrainingonthenineelements
requiredbyRegentsrulessection30-3.10.
Administratorsresponsibleforteacherevaluationwillcontinuetrainingonanannualbasisthroughparticipationintheannual
follow-uptrainingforevaluators/leadevaluatorsprovidedbytheOCMBOCESNetworkTeam.Thistrainingwillsupportthe
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continuedgrowthinunderstandingofthenineelementsofperformancereview.Administratorswhocompletetheannual
follow-uptrainingwillberecertifiedasleadevaluators.TheBoardofEducationdesignatesthesuperintendenttoensurethatlead
evaluatorsparticipateintheinitialyear-longtrainingforleadevaluatorsandthenparticipateinongoingtrainingonanannualbasis
forpurposesofcontinuedgrowthinunderstandingoftheteacherperformanceevaluationprocess.TheOCMBOCESNetworkTeam
willbeutilizedtoprovidetheinitialtrainingaswellastheongoingannualtraining.Theinitialtrainingforevaluators/leadevaluators
andtheannualtraining,thereafter,forpurposesofcontinuedgrowth,willmaintaininter-raterreliabilityofevaluatorsovertime.
6.7)Assurances:TeacherEvaluation
Pleasecheckalloftheboxesbelow:
Assurethatthedistrict/BOCESshallcomputeandprovidetotheteachertheirscoreandratingfortheStudentPerformancecategory,ifavailable,andfortheTeacherObservationcategoryforateacher'sAnnualProfessionalPerformanceReview,inwriting,nolaterthanthelastschooldayoftheschoolyearforwhichtheteacherisbeingmeasured,butinnocaselaterthanSeptember1oftheschoolyearnextfollowingtheschoolyearforwhichtheteacher'sperformanceisbeingmeasured.
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Assurethattheevaluationsystemwillbeusedasasignificantfactorforemploymentdecisions.
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Assurethatteacherswillreceivetimelyandconstructivefeedbackaspartoftheevaluationprocess.
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AssurethatthefollowingprohibitedelementslistedinEducationLaw§3012-d(6)arenotbeingusedaspartofanyteacher’sevaluation:evidenceofstudentdevelopmentandperformancederivedfromlessonplans,otherartifactsofteacherpractice,andstudentportfolios,exceptforstudentportfoliosmeasuredbyaState-approvedrubricwherepermittedbytheDepartment;useofaninstrumentforparentorstudentfeedback;useofprofessionalgoal-settingasevidenceofteachereffectiveness;anydistrictorregionally-developedassessmentthathasnotbeenapprovedbytheDepartment;andanygrowthorachievementtargetthatdoesnotmeettheminimumstandardsassetforthinregulationsoftheCommissioner.
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AssurethatifthedistrictisgrantedanannualIndependentEvaluatorHardshipWaiverbytheDepartment,thesecondobservation(s)shallbeconductedbyoneormoreevaluatorsselectedandtrainedbythedistrict,whoaredifferentthantheevaluator(s)whoconductedtheobservation(s)requiredtobeperformedbytheprincipal/supervisororothertrainedadministrator.
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6.8)Assurances:Assessments
Pleasecheckalloftheboxesbelow:
Assurethat,whereapplicable,ifstudentsinCommonCorecoursesaretakingboththe2005LearningStandardsandCommonCoreversionsoftheRegentsAssessment,thenthedistrict/BOCESwillusethehigherofthetwoscorestodeterminewhetherastudenthasmethis/hergrowthtarget.
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Assurethattheamountoftimedevotedtotraditionalstandardizedassessmentsthatarenotspecificallyrequiredbystateorfederallawforeachclassroomorprogramwithinagradeleveldoesnotexceed,intheaggregate,onepercentoftheminimumrequiredannualinstructionalhoursforthegrade.
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Assurethatindividualswithvestedinterestintheoutcomeoftheirassessmentsarenotinvolved,totheextentpracticable,intheadministrationandscoringofthoseassessments.
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6.9)Assurances:Data
Pleasecheckalloftheboxesbelow:
AssurethatSEDwillreceiveaccurateteacherandstudentdata,includingenrollmentandattendancedata,andanyotherstudent,teacher,school,course,andteacher/studentlinkagedatanecessarytocomplywithregulations,inaformatandtimelineprescribedbytheCommissioner.
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Assurethatthedistrict/BOCESprovidesanopportunityforeveryclassroomteachertoverifythesubjectsand/orstudentrostersassignedtothem.
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AssurescoresandratingsforallteacherswillbereportedtoNYSEDforeachcategory,aswellastheoverallrating,asperNYSEDrequirements.
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Assurethatenrolledstudentsinaccordancewithteacherofrecordpoliciesareincludedandmaynotbeexcluded.
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Assurethatproceduresforensuringdataaccuracyandintegrityarebeingutilized.
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Task7.StudentPerformance–RequiredSubcomponentCreated:04/30/2013
Lastupdated:10/15/2015
ForguidanceontheRequiredsubcomponentoftheStudentPerformancecategory,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
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REQUIREDSUBCOMPONENT
(100%ofStudentPerformancecategoryifonlytheRequiredsubcomponentisusedoratleast50%whenusedwith
Optionalsubcomponent)
(A)Foraprincipalingrades4-8ELA,mathand/orhighschoolcourseswithStateorRegentsassessments(or
principalsofprogramswithanyoftheseassessments)whohaveatleast30%ofhis/herstudentscoveredundera
State-providedgrowthmeasure,suchprincipalshallhaveaState-providedgrowthscorebasedonsuchmodel.
(B)Foraprincipalwherelessthan30%ofhis/herstudentsarecoveredundertheState-providedgrowthmeasure,
suchprincipalshallhaveaStudentLearningObjective(SLO),consistentwiththeSLOprocessdeterminedor
developedbytheCommissioner,thatresultsinastudentgrowthscore;providedthat,foranyprincipalwhose
buildingorprogramincludescoursesthatendinaState-createdoradministeredassessmentforwhichthereisno
State-providedgrowthmodel,suchassessmentmustbeusedastheunderlyingassessmentforsuchSLO.
7.1)STATE-PROVIDEDMEASURESOFSTUDENTGROWTH
Forprincipalswithatleast30%oftheirstudentscoveredunderaState-providedgrowthmeasure,suchprincipalshallhaveaState-providedgrowthscorebasedonsuchmodel.Pleaselistthegradeconfigurationsoftheschool(s)/program(s)inyourdistrict/BOCESwhereitisexpectedthat30-100%ofaprincipal’sstudentsaretakingassessmentswithaState-providedgrowth,(e.g.,K-5,PK-6,6-8,6-12,9-12,etc.).Forprincipalswherelessthan30%oftheirstudentsarecoveredunderaState-providedgrowthmeasure,suchprincipalsshallhaveaSLOconsistentwithagoalsettingprocessdeterminedordevelopedbytheCommissionerthatresultsinastudentgrowthscore;providedthatforanyteacherwhosecourseendsinaStatecreatedoradministeredassessmentforwhichthereisnoState-providedgrowthmodel,suchassessmentmustbeusedastheunderlyingassessmentforsuchSLO.(SeeGuidanceformoredetailonprincipalswithState-providedmeasuresandSLOs.)
ForthoseprincipalswhowouldtypicallyreceiveaState-providedgrowthscore,thedistrict/BOCESmustalsoincludeaback-upSLOprocessintheeventthattherearenotenoughstudents,notenoughscores,ordataissuesthatpreventaState-providedgrowthscorefrombeingcalculatedforthatprincipal.
PleaselistthegradeconfigurationsoftheschoolsorprincipalswhereState-providedgrowthmeasureswillapply(pleaselist,e.g.,K-5,PK-6,6-8,6-12,7-12,9-12).Foreachconfiguration,alsoindicatethemeasureandassessment(s)usedfortheback-upSLO.
Foreachgradeconfigurationindicatethefollowing:
Column1:lowestgradethatcorrespondstothebuildingorprogramColumn2:highestgradethatcorrespondstothebuildingorprogramUsethecheckboxestoindicatetheStateassessmentsorRegentsexamsused
FollowtheexamplesbelowGradesK-6:
lowestgrade=Khighestgrade=6
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assessments=NYSGrades4-6ELAandMathAssessments(checkall)
Grades7-12:
lowestgrade=7highestgrade=12assessments=NYSGrades7-8ELAandMathAssessmentsandAllRegentsassessmentswhichareusedtogeneratetheprincipal'sState-providedgrowthscore(checkall)
GradeConfiguration#1
GRADEFROM GRADETO
K 5
GradeConfiguration#1AssessmentName(s)
ResponsesSelected:
NYSGrade4ELAAssessment
NYSGrade5ELAAssessment
NYSGrade4MathAssessment
NYSGrade5MathAssessment
ResponsesSelected:
ClicktoAddAnotherConfiguration
GradeConfiguration#2
GRADEFROM GRADETO
6 12
GradeConfiguration#2AssessmentName(s)
ResponsesSelected:
NYSGrade6ELAAssessment
NYSGrade7ELAAssessment
NYSGrade8ELAAssessment
NYSGrade6MathAssessment
NYSGrade7MathAssessment
NYSGrade8MathAssessment
AllRegentsassessmentswhichareusedtogeneratetheprincipal'sState-providedgrowthscore
NoResponsesSelected
7.1)Assurances
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AssurethatthegrowthscoreprovidedbyNYSEDwillbeused,whererequired.
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Assurethatback-upSLOswillbesetbythesuperintendentoranothertrainedadministratorforallprincipalswhoreceiveaState-providedgrowthscoreintheeventthataState-providedgrowthscorecannotbegeneratedforthatprincipal.
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7.2)STUDENTLEARNINGOBJECTIVES
SLOsmustbeusedforprincipalsinbuildingsorprogramsinwhichfewerthan30%ofstudentstakeGrades4-8ELA,math,and/orhighschoolcourseswithStateorRegentsassessments.SLOswillbedevelopedusingtheassessmentscoveringthemoststudentsintheschoolorprogramandcontinuinguntilatleast30%ofstudentsintheschoolorprogramarecoveredbySLOs.ForguidanceonSLOs,seeNYSEDSLOGuidance:https://www.engageny.org/resource/appr-3012-d.Thedistrict/BOCESmustselectthetypeofassessmentthatwillbeusedwiththeSLOfromtheoptionsbelow.
Ifanygrade/courseinthebuildinghasaState-providedgrowthmeasureANDtheprincipalmusthaveSLOsbecausefewerthan30%ofstudentsinthebuildingarecovered,thentheSLOsmustbeginfirstwiththeSGPresults.AdditionalSLOsmustthenbesetbasedongrades/subjectswithStateassessmentsforwhichthereisnoState-providedgrowthmeasure,whereapplicable.IfadditionalSLOsarenecessary,principalsmustbeginwiththegrade(s)/courses(s)thathavethelargestnumberofstudentsusingschool-widestudentresultsfromoneofthefollowingassessmentoptions:
State-approved3rdpartyassessment;orState-approveddistrict,regional,orBOCES-developedassessment.
Foreachgradeconfigurationindicatethefollowing:
Column1:lowestgradethatcorrespondstothebuildingorprogramColumn2:highestgradethatcorrespondstothebuildingorprogramColumn3:measureusedOnceameasureisselected,acorrespondingmenuwillappearfortheselectionofthename(s)oftheassessment(s)used.
FollowtheexamplebelowGradesK-3:
lowestgrade=Khighestgrade=3measure=StateorRegentsassessmentassessment=NYSGrade3ELAAssessmentandNYSGrade3MathAssessment
GradeConfiguration#1GradesandMeasure
GRADEFROM GRADETO MEASURE
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7.3)HEDIScoringBands
HighlyEffective Effective Developing Ineffective
20 19 18
97-100%
93-96%
90-92%
17 16 15
85-89%
80-84%
75-79%
14 13
67-74%
60-66%
12 11 10 9 8 7 6 5 4 3 2 1 0
55-59%
49-54%
44-48%
39-43%
34-38%
29-33%
25-28%
21-24%
17-20%
13-16%
9-12%
5-8%
0-4%
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7.4)PrincipalswithMoreThanOneGrowthMeasure
IfeducatorshavemorethanoneState-providedgrowthscoreandrating,thosescoresandratingswillbecombinedintoonescoreandHEDIratingfortheRequiredStudentPerformancesubcomponentprovidedbytheDepartment.(Examples:PrincipalsofK-8schoolswithgrowthmeasuresforELAandmathgrades4-8.)IfeducatorshavemorethanoneSLO(oraState-providedgrowthmeasureandanSLO),themeasureswilleachearnascorefrom0-20pointswhichdistricts/BOCESmustweightproportionatelybasedonthenumberofstudentsineachSLO(orintheState-providedgrowthmeasureandtheSLO).Formoreinformationonprincipalswithmorethanonegrowthmeasure,pleaseseeNYSEDAPPRGuidanceandNYSEDSLOGuidance:https://www.engageny.org/resource/appr-3012-d.
7.5)Assurances
Pleasecheckalloftheboxesbelow:
AssurethattheprincipalhasanSLOoraback-upSLO,whereapplicable,consistentwiththegoalsettingprocessdevelopedbytheCommissionerthatresultsinastudentgrowthscore.
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Assurethatallgrowthtargetsrepresentaminimumofoneyearofexpectedgrowth,asdeterminedbythesuperintendentoranothertrainedadministrator.Suchtargets,asdeterminedbythesuperintendentoranothertrainedadministrator,mayonlytakethefollowingcharacteristicsintoaccount:poverty,studentswithdisabilities,Englishlanguagelearnersstatusandprioracademichistory.
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Assurethatallgrowthtargetsareapprovedbythesuperintendentoranothertrainedadministrator.
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AssurethatanydisagreementbetweenpartiesregardingthecontentoftheSLO,includingthegrowthtarget,willberesolvedbythesuperintendentoranothertrainedadministrator.
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Assurethatifaprincipal’sSLOisbasedonasmallnsizepopulationandthedistrict/BOCESchoosesnottousetheHEDIscoringbandslistedintask7.3,thentheprincipal’s0-20scoreandHEDIratingwillbedeterminedusingtheHEDIscoringbandsspecifiedbytheDepartmentinAPPRGuidance.
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AssurethatprocessesareinplaceforthesuperintendenttomonitorSLOs.
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AssurethatthefinalStudentPerformancecategoryratingforeachprincipalwillbedeterminedusingtheweightsandgrowthparametersspecifiedinSubpart30-3oftheRulesoftheBoardofRegents.
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7.6)StudentPerformanceSubcomponentWeighting
IftheOptionalsubcomponentisnotused,theRequiredsubcomponentwillcomprise100%oftheStudentPerformancecategory.IftheOptionalsubcomponentisused,theRequiredsubcomponentmustcompriseatleast50%oftheStudentPerformancecategory.
PleaseindicatetheuseoftheOptionalsubcomponentbycheckingtheboxbelow.InformationrelatedtotheOptionalsubcomponentwillbeenteredintoTask8.
TheOptionalsubcomponentWILLNOTbeused;theRequiredsubcomponentwillcomprise100%oftheStudentPerformancecategory.
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Task8.StudentPerformance–OptionalSubcomponentCreated:04/30/2013
Lastupdated:10/15/2015
UsethelinksabovetomovebetweenpagesinTask8;besuretoclick'Save&ContinueEditing'beforemovingtoanotherpage.The'Next'buttonatthebottomofthepagecanbeusedtomoveforwardonlywhenthecurrentpageiscomplete.ForguidanceontheOptionalsubcomponentoftheStudentPerformancecategory,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
Page1:Task8.1
Page1:Task8.1(UseoftheOptionalSubcomponentoftheStudentPerformanceCategory)
OPTIONALSUBCOMPONENT
(Upto50%ofStudentPerformancecategoryifselected)
Suchsecondmeasureshallapplyinaconsistentmanner,totheextentpracticable,acrossallbuildingswiththesame
gradeconfigurationorprograminthedistrict/BOCESandbeeither:
(A)asecondState-providedgrowthscoreonaState-createdoradministeredtest;providedthatadifferent
measureisusedthanthatfortheRequiredsubcomponentintheStudentPerformancecategory,or
(B)agrowthscorebasedonaState-designedsupplementalassessment,calculatedusingaState-providedor
approvedgrowthmodel.
8.1)UseoftheOptionalSubcomponentforStudentPerformanceMeasures
PleaseindicatetheuseoftheOptionalsubcomponentbymakingtheappropriateselectionbelow.
IftheOptionalsubcomponentWILLbeused,pleasefillouttasks8.2-8.4byusingthe"Next"buttontomovethrougheachtask.
TheOptionalsubcomponentWILLNOTbeusedintheStudentPerformancecategoryforanyprincipal.
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Task9.PrincipalSchoolVisitCategoryCreated:04/30/2013
Lastupdated:11/10/2015
Pleasenote,withinthissection,task9.1maycontaintherubricselection(s)fromyourplanasitexistedonJune2,2015.*Theremainingtasksinthissectionwillnotcontaindatafromyourpreviousplanandmustbecompleted.*Pleasenotethatdocumentsandlanguagewillnotbepre-populatedintotheplanifyourdistrict/BOCESchosetostartwithablankapplication.
ForguidanceonthePrincipalSchoolVisitcategory,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
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9.1)PrincipalPracticeRubric
SelectaprincipalpracticerubricfromthemenuofState-approvedrubricstoassessperformancebasedonISLLC2008Standards.IfyourdistricthasbeengrantedavariancebyNYSEDthroughthevarianceprocess,select"districtvariance"fromthemenu.
Ifyourdistrict/BOCESisusinganadditionalrubric,pleaseselecttherubricfromthesecondmenubelow.Ifyourdistrict/BOCESwillnotuseasecondrubric,pleaseselect"N/A"fromtheendofthedrop-downmenu.(Note:Anydistrictmayusemultiplerubrics,aslongasthesamerubricisusedforallprincipalsinthesameorsimilarprogramsorgradeconfigurationsacrossthedistrict.)
Rubric1
Marshall'sPrincipalEvaluationRubric
Rubric2
N/A
9.2)Assurances
Pleasecheckalloftheboxesbelow:
AssurethatallobservableISLLC2008LeadershipStandards/Domainsoftheselectedpracticerubricareassessedatleastonceayearacrossthetotalnumberofannualschoolvisits.
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AssurethattheprocessforassigningpointsforthePrincipalSchoolVisitcategorywillbeincompliancewiththelocally-determinedsubcomponentweightsandoverallSchoolVisitcategoryscoreandratingbasedontheconstraintsprescribedbytheCommissionerinSubpart30-3oftheRulesoftheBoardofRegents.
Checked
Assurethatthesamerubric(s)isusedforallprincipalsinthesameorsimilarprogramsorgradeconfigurationsacrossthedistrict/BOCES;providedthatdistricts/BOCESmaylocallydeterminewhethertousedifferentrubricsforaprincipalassignedtodifferentgradelevelconfigurationsorbuildingtypes.
Checked
Assurethatthesamerubric(s)isusedforallschoolvisitsforaprincipalacrosstheschoolvisittypesinagivenschoolyear.
Checked
9.3)ProcessforWeightingRubricDomains/Subcomponents
Pleasedescribetheprocessforweightingtheobservabledomains/subcomponentsofthechosenpracticerubric(e.g.,Allobservablecomponentswillbeweightedequallyandaveraged).ForguidanceonthePrincipalSchoolVisitcategory,seeNYSEDAPPRGuidance:
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https://www.engageny.org/resource/appr-3012-d.
Allobservablecomponentswillbeweightedequallyandaveraged.
9.4)CalculatingSchoolVisitRatings
Pleasechecktheboxesbelow:
Assurethateachsetofschoolvisits(bysupervisor/othertrainedadministrator,independent,orpeer)willbecompletedusingtheselectedpracticerubric,producinganoverallscorebetween1and4.TheoverallweightedschoolvisitscorewillbeconvertedintoaHEDIratingusingthechartshownbelow.
Checked
Assurethatonceallschoolvisitsarecomplete,thedifferenttypesofschoolvisitswillbecombinedusingaweightedaverageconsistentwiththeweightsspecifiedintask9.5below,producinganoverallSchoolVisitcategoryscorebetween0and4.Intheeventthataprincipalearnsascoreof1onallratedcomponentsofthepracticerubricacrossallobservations,ascoreof0willbeassigned.
Checked
AssurethatifthedistrictisgrantedanannualIndependentEvaluatorHardshipWaiverbytheDepartment,thesecondschoolvisit(s)shallbeconductedbyoneormoreevaluatorsselectedandtrainedbythedistrict,whoaredifferentthantheevaluator(s)whoconductedtheschoolvisit(s)requiredtobeperformedbytheSuperintendent/supervisortheirdesignee.
(Noresponse)
PrincipalSchoolVisitScoringBands
OverallSchoolVisitCategoryScoreandRating
Minimum Maximum
H 3.5to3.75 4.0
E 2.5to2.75 3.49to3.74
D 1.5to1.75 2.49to2.74
I 0 1.49to1.74
Usingthedropdownmenusbelow,pleaseindicatethelocally-determinedrubricscoringrangesbasedontheconstraintsprescribedbytheCommissionerinSubpart30-3oftheRulesoftheBoardofRegentsforeachoftheratingcategories.
MinimumRubricScore MaximumRubricScore
HighlyEffective 3.50 4.00
Effective 2.50 3.49
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Developing 1.50 2.49
Ineffective 0.00 1.49
9.5)PrincipalSchoolVisitSubcomponentWeighting
RequiredSubcomponents:
-SchoolVisitsbySupervisor(s)orotherTrainedAdministrator(s):Atleast80%ofthePrincipalSchoolVisitcategory
score
-SchoolVisitsbyImpartialIndependentTrainedEvaluator(s)*:Atleast10%,butnomorethan20%ofthePrincipalSchool
Visitcategoryscore
OptionalSubcomponent:
-SchoolVisitsbyTrainedPeerObserver(s):Nomorethan10%ofthePrincipalSchoolVisitcategoryscorewhenselected
Pleasebesurethetotaloftheweightsindicatedequals100%.
*IfthedistrictisgrantedanannualIndependentEvaluatorHardshipWaiverbytheDepartment,thissubcomponentwillbesatisfiedthroughtheuseofoneormoreevaluatorsselectedandtrainedbythedistrict,whoaredifferentthantheevaluator(s)whoconductedtheschoolvisit(s)requiredtobeperformedbytheSuperintendent/supervisorortheirdesignee.
Supervisor-required IndependentEvaluator(s)-required
PeerObserver(s)-optional
Indicatetheweightingofeachsubcomponent:
90% 10% N/A
IfyourdistricthasallocatedweighttoPeerObserver(s),pleaseindicatethegradesandsubjectsforwhichPeerObserverswillbeused:
(Noresponse)
9.6)Assurances
Pleasecheckalloftheboxesbelow:
Assurethatindependentevaluator(s)arenotemployedinthesameschoolbuilding,asdefinedbyBEDScode,astheprincipal(s)theyareevaluating.
Checked
Assurethat,ifschoolvisitsarebeingconductedbytrainedpeerobserver(s),theseprincipal(s)receivedanoverallratingofEffectiveorHighlyEffectiveinthepreviousschoolyear.
Checked
Assurethatthefollowingelementswillnotbeusedincalculatingaprincipal'sschoolvisitcategoryscoreandrating:evidenceofstudentdevelopmentandperformancederivedfromlessonplans,otherartifactsofprincipalpractice,andstudentportfolios,exceptforstudentportfoliosmeasuredbyaState-approvedrubricwherepermittedbytheDepartment;useofaninstrumentforparentorstudentfeedback;useofprofessionalgoal-settingasevidenceofprincipaleffectiveness.
Checked
Assurethatthelengthofallschoolvisitsforprincipalswillbeconductedpursuanttothelocally-determineddurations.
Checked
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Assurethatindependentevaluator(s)willbetrainedandselectedbythedistrict/BOCES.
Checked
Assurethatpeerobserver(s),asapplicable,willbetrainedandselectedbythedistrict/BOCES.
Checked
Assurethatatleastoneoftherequiredschoolvisitswillbeunannounced.
Checked
Assurethatschoolvisitswillnotbeconductedviavideo. Checked
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Task10.OverallScoring(Principals)Created:04/30/2013
Lastupdated:10/14/2015
ForguidanceonAPPRscoring,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
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10.1)ScoringRanges
StudentPerformance:HEDIratingsmustbeassignedbasedonthepointdistributionbelow.
OverallStudentPerformanceCategoryScoreandRating
Minimum Maximum
H 18 20
E 15 17
D 13 14
I 0 12
PrincipalSchoolVisits:HEDIratingsmustbeassignedbasedonlocally-determinedrangesconsistentwiththeconstraintslistedbelow.
OverallSchoolVisitCategoryScoreandRating
Minimum Maximum
H 3.5to3.75 4.0
E 2.5to2.75 3.49to3.74
D 1.5to1.75 2.49to2.74
I 0 1.49to1.74
10.2)ScoringMatrixfortheOverallRating
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PrincipalSchoolVisit
HighlyEffective(H) Effective(E) Developing(D) Ineffective(I)
StudentPerformance
HighlyEffective(H) H H E D
Effective(E) H E E D
Developing(D) E E D I
Ineffective(I) D* D* I I*IfaprincipalisratedIneffectiveontheStudentPerformancecategory,andaState-designedsupplementalassessmentwasincludedasanOptionalsubcomponentoftheStudentPerformancecategory,theprincipalcanberatednohigherthanIneffectiveoverall(seeEducationLaw§3012-d(5)(a)and(7)).
10.3)Assurances
Pleasecheckalloftheboxesbelow:
AssurethateachsubcomponentandcategoryscoreandratingandtheOverallratingwillbecalculatedpursuanttotherequirementsspecifiedinSubpart30-3oftheRulesoftheBoardofRegents.
Checked
Assurethatitispossibletoobtainazeroineachsubcomponent. Checked
Assuretheoverallratingdeterminationforaprincipalshallbedeterminedaccordingtotheevaluationmatrix.
Checked
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Task11.AdditionalRequirements-PrincipalsCreated:04/30/2013
Lastupdated:11/10/2015
Pleasenote,withinthissection,tasks11.2(improvementplan),11.4(appealslanguage)and11.6(traininglanguage)maycontaininformationfromyourplanasitexistedonJune2,2015.*Theremainingtasksinthissectionwillnotcontaindatafromyourpreviousplanandmustbecompleted.Additionally,task11.6shouldbemodifiedtoaddresstrainingofindependentevaluatorsand,asapplicable,peerobservers.*Pleasenotethatdocumentsandlanguagewillnotbepre-populatedintotheplanifyourdistrict/BOCESchosetostartwithablankapplication.
Forguidanceonadditionalrequirementsforprincipals,seeNYSEDAPPRGuidance:https://www.engageny.org/resource/appr-3012-d.
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11.1)Assurances:ImprovementPlans
Pleasechecktheboxesbelow:
Assurethatthedistrict/BOCESwillformulateandcommenceimplementationofaPrincipalImprovementPlan(PIP)forallprincipalswhoreceiveaDevelopingorIneffectiveratingbyOctober1followingtheschoolyearforwhichsuchprincipal'sperformanceisbeingmeasuredorassoonaspracticablethereafter.
Checked
AssurethatPIPplansdevelopedandimplementedbythesuperintendentorhis/herdesignee,intheexerciseofhis/herpedagogicaljudgment,shallinclude:identificationofneededareasofimprovement,atimelineforachievingimprovement,themannerinwhichtheimprovementwillbeassessed,and,whereappropriate,differentiatedactivitiestosupportaprincipal'simprovementinthoseareas.
Checked
11.2)Attachment:PrincipalImprovementPlanForms
AsarequiredattachmenttothisAPPRplan,uploadthePIPformsthatareusedintheschooldistrict/BOCES.AllPIPplansdevelopedandimplementedbythesuperintendentorhis/herdesignee,intheexerciseofhis/herpedagogicaljudgment,mustinclude:
1)identificationofneededareasofimprovement;2)atimelineforachievingimprovement;3)themannerinwhichtheimprovementwillbeassessed;and,whereappropriate,4)differentiatedactivitiestosupportaprincipal'simprovementinthoseareas.
Foralistofsupportedfiletypes,gototheResourcesfolder(above)andclickTechnicalTips.Pleasebesuretoupdateadocumentwithaformlayout,withfillablespacesandnotjustanarrative.
https://NYSED-APPR3.fluidreview.com/media/assets/survey-uploads/49338/4400762-Df0w3Xx5v6/Principal%20Improvement%20Plan.pdf
11.3)Assurance:Appeals
Pleasecheckboxbelow:
Assurethedistrict/BOCEShascollectivelybargainedappealproceduresthatareconsistentwiththeregulationsandthattheyprovideforthetimelyandexpeditiousresolutionofanappeal.
Checked
11.4)Appeals
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PursuanttoEducationLaw§3012-d,aprincipalmayonlychallengethefollowinginanappealtotheirdistrict/BOCES:(1)thesubstanceoftheannualprofessionalperformancereview;whichshallincludethefollowing:
(i)intheinstanceofaprincipalratedIneffectiveonthestudentperformancecategory,butratedHighlyEffectiveontheschoolvisitcategorybasedonananomaly,asdeterminedlocally;
(2)theschooldistrict's/BOCES'adherencetothestandardsandmethodologiesrequiredforsuchreviews,pursuanttoEducationLaw§3012-d;and(3)theadherencetotheregulationsoftheCommissionerandcompliancewithanyapplicablelocallynegotiatedprocedures,aswellastheschooldistrict's/BOCES'issuanceand/orimplementationofthetermsoftheteacherorprincipalimprovementplan,asrequiredunderEducationLaw§3012-d.Describetheprocedureforensuringthatappealsofannualperformanceevaluationswillbehandledinatimelyandexpeditiousway:
APPRAPPEALPROCESS
Definitions:Followingareseveraltermsusedinthisdocument.
1.APPRistheacronymforAnnualProfessionalPerformanceReview.
2.PIPistheacronymforPrincipalImprovementPlan.
3.“PerformanceReview”shallmeanaprincipal’sannualperformancereviewrequired
byEducationLawandtheregulationsoftheCommissionerofEducation.
4.“Highlyeffective,”“effective,”“developing,”and“ineffective”shallhavethesamemeaninggiventothosetermsinCommissionerof
Educationregulations.
5.“Principal”shallmeanamemberofthebuildingadministrativeteamwhoisevaluatedbyanAPPR.“Petitioner”shallmeanaprincipal
evaluatedbyanAPPRwhoisrequestinganappeal.
6.“Day”shallmeanschoolday.
7.“EvaluatorofRecord”shallmeantheSuperintendentresponsibleforthefinalAPPRorPIP.
Timeline:
Aprincipalmayappealadevelopingorineffectiverating.
1.AcompletedformandsupportingdocumentationmustbesubmittedtotheEvaluatorofRecordnolaterthan10daysfromthedatethe
principalreceiveshis/herAPPR.
a.Anydocumentationsubmittedlaterwillnotbeconsidered.
b.TheEvaluatorofRecordmayrequestaconferencewiththepetitionertoclarifythesubmitteddocuments.
2.TheEvaluatorofRecordmustrenderadecisionwithin5daysofreceiptoftheformandsupportingdocumentation.
a.IftheEvaluatorofRecordrulesinfavorofthepetitioner,thencorrectionsontheAPPRwillbemade.AcopyoftherevisedAPPRwillbe
addedtothepersonnelfile,andarevisedcopyoftheevaluationwillbegiventothepetitionerwithin3days,andtheoriginalAPPRwillbe
returnedtotheprincipal.
b.IftheEvaluatorofRecordrulesagainstthepetitioner,theformandsupportingdocumentationshallbesubmittedtotheSuperintendentof
Schoolswithin3daysofsaiddecision,andthepetitionershallbenotified.
3.AnappealofaPIPmustalsobesubmittedtotheEvaluatorofRecordwithin10oftheprincipalreceivingtheplan.Anyinformationsubmitted
laterwillnotbeconsidered.
a.IftheEvaluatorofRecordrulesinfavorofthepetitioner,then
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changesand/orcorrectionstothePIPwillbemade.Arevisedcopyofthe
PIPwillbeaddedtothepersonnelfile,andacopywillbegiventothe
petitionerwithin3days,andtheoriginalPIPwillbereturnedtothe
principal.
b.IftheEvaluatorofRecordrulesagainstthepetitioner,theformand
supportingdocumentationshallbesubmittedtotheSuperintendentof
Schoolswithin3daysofsaiddecision,andthepetitionershallbenotified.
4.TheSuperintendentwillconvenetheAppealsCommitteewithin5daysofthereceiptoftheappealformanddocumentation.
5.Adecisionwillbedeliveredtotheprincipalwithin5daysoftheconveningoftheAppealsCommittee.ThedecisionoftheCommitteewillbe
finalandbindingandtheappealshallbedeemedcompletedupontheissuanceofthatdecision.
6.Thedecisionshallbebindingonallpartiesandshallnotbesubjecttoanyfurtherappealthroughanyotherprocessincludingcontractual
grievanceprocedures,adjudicationbeforeanadministrativebodyorindividual,orcourtaction.
CommitteeFindings:TheAppealsCommittee(definedbelow)isempoweredto:
1.Overturnasectionoftheevaluation,andthecommitteemayrecommendtheredistributionofpoints.Saidabilitytooverturnasectionofthe
evaluationdoesnotnegatethefactthattheevaluationwastimelycompleted;
2.Overturntheentireevaluationiftheevaluationisprocedurallyflawed,andrecommendasolution;
3.Tooverturnasectionortheentireevaluation,andrequireacourseofactionsoastoenhancetheprofessionalgrowthoftheprincipal;
4.Toaffirmtheevaluation,andrequireacourseofactionsoastoenhancetheprofessionalgrowthoftheprincipal;
5.Toaffirmtheevaluation.
WhatMayBeChallengedInAnAppeal:
AppealproceduresarelimitedunderEducationLaw3012-dtothefollowing:
1.Theschooldistrict’sadherencetothestandardsandmethodologies(therubric)requiredforAPPR;
2.TheadherencetotheCommissioner’sregulations,asapplicabletoAPPR;
3.CompliancewithanyapplicablelocallynegotiatedproceduresapplicabletoAPPRandPIP;and
4.Theschooldistrict’sissuanceorimplementationofthetermsofthePIP.
AppealsCommittee:
TheAppealsCommitteeshallconsistoftheSuperintendentofSchools,oneadministratorappointedbytheFabius-PompeySchool
AdministratorsandathirdpartymutuallyagreeduponbythebuildingFabius-PompeySchoolAdministrators.
11.5)Assurance:Evaluators
Thedistrict/BOCESassuresthatallevaluatorswillbeproperlytrainedandleadevaluatorswillbecertifiedonthebelowelementspriortocompletingaprincipal’sevaluation.Note:independentobserversandpeerobserversneedonlybetrainedonelements1,2,and4below.
Checked
(1)TheNewYorkStateTeachingStandards,andtheirrelatedelementsandperformanceindicatorsandtheLeadershipStandardsandtheirrelatedfunctions,asapplicable
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(2)Evidence-basedobservationtechniquesthataregroundedinresearch(3)ApplicationanduseofthestudentgrowthpercentilemodelandanyothergrowthmodelapprovedbytheDepartmentasdefinedinsection30-3.2ofthisSubpart(4)ApplicationanduseoftheState-approvedprincipalrubric(s)selectedbythedistrict/BOCESforuseinevaluations,includingtrainingontheeffectiveapplicationofsuchrubricstoobserveaprincipal’spractice(5)Applicationanduseofanyassessmenttoolsthattheschooldistrict/BOCESutilizestoevaluateitsbuildingprincipals(6)ApplicationanduseofanylocallyselectedmeasuresofstudentgrowthusedintheOptionalsubcomponentoftheStudentPerformancecategoryusedbythedistrict/BOCEStoevaluateitsprincipals(7)UseoftheStatewideInstructionalReportingSystem(8)Thescoringmethodologyutilizedbythedepartmentand/orthedistrict/BOCEStoevaluateaprincipalunderthisSubpart,includingtheweightingsofeachsubcomponentwithinacategory;howoverallscores/ratingsaregeneratedforeachsubcomponentandcategoryandapplicationanduseoftheevaluationmatrix(es)prescribedbytheCommissionerforthefourdesignatedratingcategoriesusedfortheprincipal'soverallratingandtheircategoryratings(9)SpecificconsiderationsinevaluatingprincipalsofEnglishlanguagelearnersandstudentswithdisabilities
11.6)TrainingofLeadEvaluators,Evaluators,IndependentObservers,andPeerObserversandCertificationofLead
Evaluators
Describetheprocessfortrainingevaluators,includingimpartialandindependentobserversandpeerobservers,andcertifyingandre-certifyingleadevaluators.Yourdescriptionmustinclude:
1)theprocessfortrainingleadevaluatorsandevaluators,includingimpartialindependentobserversandpeerobservers,2)theprocessforthecertificationandre-certificationofleadevaluators,3)theprocessforensuringinter-raterreliability,4)thenature(content)andtheduration(howmanyhours,days)ofsuchtraining.
TheBoardofEducationwillensurethatallevaluators,includingindependentevaluatorshavebeentrainedandthatallleadevaluatorshave
beentrainedandcertifiedinaccordancewithregulation.ThedistrictwillutilizetheOCMBOCESNetworkTeamevaluator,independent
evaluator/leadevaluatortraininginaccordancewithSEDproceduresandprocesses.Thetrainingwilloccuronabi-monthlybasisthroughout
theschoolyearwithatotaltrainingtimeofapproximately12hours.Follow-upimplementationdiscussionswilloccurduringadministrativestaff
meetingsonaquarterlybasisforanadditionalfourhours.IndependentandLeadevaluatortrainingwillincludetrainingonthenineelements
requiredbyRegentsrulessection30-3.10.
Administratorsresponsibleforteacher/principalevaluationwillcontinuetrainingonanannualbasisthroughparticipationintheannualfollow-up
trainingforevaluators/leadevaluatorsprovidedbytheOCMBOCESNetworkTeam.Thistrainingwillsupportthecontinuedgrowthin
understandingofthenineelementsofperformancereview.Administratorswhocompletetheannualfollow-uptrainingwillberecertifiedaslead
evaluators.TheBoardofEducationdesignatesthesuperintendenttoensurethatleadevaluatorsparticipateintheinitialyear-longtrainingfor
leadevaluatorsandthenparticipateinongoingtrainingonanannualbasis
forpurposesofcontinuedgrowthinunderstandingoftheteacherperformanceevaluationprocess.TheOCMBOCESNetworkTeamwillbe
utilizedtoprovidetheinitialtrainingaswellastheongoingannualtraining.Theinitialtrainingforevaluators/leadevaluatorsandtheannual
training,thereafter,forpurposesofcontinuedgrowth,willmaintaininter-raterreliabilityofevaluatorsovertime.
11.7)Assurances:PrincipalEvaluation
Pleasecheckalloftheboxesbelow:
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Assurethatthedistrict/BOCESshallcomputeandprovidetotheprincipaltheirscoreandratingfortheStudentPerformancecategory,ifavailable,andforthePrincipalSchoolVisitcategoryforaprincipal'sAnnualProfessionalPerformanceReview,inwriting,nolaterthanthelastschooldayoftheschoolyearforwhichtheprincipalisbeingmeasured,butinnocaselaterthanSeptember1oftheschoolyearnextfollowingtheschoolyearforwhichtheprincipal'sperformanceisbeingmeasured.
Checked
Assurethattheevaluationsystemwillbeusedasasignificantfactorforemploymentdecisions.
Checked
Assurethatprincipalswillreceivetimelyandconstructivefeedbackaspartoftheevaluationprocess.
Checked
AssurethatthefollowingprohibitedelementslistedinEducationLaw§3012-d(6)arenotbeingusedaspartofanyprincipal’sevaluation:evidenceofstudentdevelopmentandperformancederivedfromlessonplans,otherartifactsofprincipalpractice,andstudentportfolios,exceptforstudentportfoliosmeasuredbyaState-approvedrubricwherepermittedbythedepartment;useofaninstrumentforparentorstudentfeedback;useofprofessionalgoal-settingasevidenceofprincipaleffectiveness;anydistrictorregionally-developedassessmentthathasnotbeenapprovedbythedepartment;andanygrowthorachievementtargetthatdoesnotmeettheminimumstandardsassetforthinregulationsoftheCommissioner.
Checked
AssurethatifthedistrictisgrantedanannualIndependentEvaluatorHardshipWaiverbytheDepartment,thesecondschoolvisit(s)shallbeconductedbyoneormoreevaluatorsselectedandtrainedbythedistrict,whoaredifferentthantheevaluator(s)whoconductedtheschoolvisit(s)requiredtobeperformedbythesupervisororothertrainedadministrator.
(Noresponse)
11.8)Assurances:Assessments
Pleasecheckalloftheboxesbelow:
Assurethat,whereapplicable,ifstudentsinCommonCorecoursesaretakingboththe2005LearningStandardsandCommonCoreversionsoftheRegentsAssessment,thenthedistrict/BOCESwillusethehigherofthetwoscorestodeterminewhetherastudenthasmethis/hergrowthtarget.
Checked
Assurethattheamountoftimedevotedtotraditionalstandardizedassessmentsthatarenotspecificallyrequiredbystateorfederallawforeachclassroomorprogramwithinagradeleveldoesnotexceed,intheaggregate,onepercentoftheminimumrequiredannualinstructionalhoursforthegrade.
Checked
Assurethatindividualswithvestedinterestintheoutcomeoftheirassessmentsarenotinvolved,totheextentpracticable,intheadministrationandscoringofthoseassessments.
Checked
11.9)Assurances:Data
Pleasecheckalloftheboxesbelow:
AssurethatSEDwillreceiveaccurateteacherandstudentdata,includingenrollmentandattendancedata,andanyotherstudent,teacher,school,course,andteacher/studentlinkagedatanecessarytocomplywithregulations,inaformatandtimelineprescribedbytheCommissioner.
Checked
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Assurethatthedistrict/BOCESprovidesanopportunityforeveryclassroomteachertoverifythesubjectsand/orstudentrostersassignedtothem.
Checked
AssurescoresandratingsforallprincipalswillbereportedtoNYSEDforeachcategory,aswellastheoverallrating,asperNYSEDrequirements.
Checked
Assurethatenrolledstudentsinaccordancewithpoliciesforstudentassignmenttoschoolsandmaynotbeexcluded.
Checked
Assurethatproceduresforensuringdataaccuracyandintegrityarebeingutilized.
Checked
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Task12.JointCertificationofAPPRPlanCreated:04/30/2013
Lastupdated:11/13/2015
Page1
Pleaseobtaintherequiredsignatures,createaPDFfile,anduploadyourjointcertificationoftheAPPRPlanusingthisform:APPRDistrictCertificationForm.PleasenotethatReviewRoomtimestampseachrevisionandsignaturescannotbedatedearlierthanthelastrevision.
https://NYSED-APPR3.fluidreview.com/media/assets/survey-uploads/49456/4400764-
JbgOrIWgSl/FP%20District%20certification%20form%2011-13-15.pdf
FiletypessupportedforuploadsPDF(preferred)MicrosoftOffice(.doc,.ppt,.xls)MicrosoftOffice2007:Supportedbutnotrecommended(.docx,.pptx,.xlsx)OpenOffice(.odt,.ott)Images(.jpg,.gif)OtherFormats(.html,.xhtml,.txt,.rtf,.latex)Pleasenotethat.docx,.pptx,and.xlsxformatsarenotentirelysupported.Pleasesaveyourfiletypesas.doc,.pptor.xlsrespectivelybeforeuploading.
PRINCIPAL IMPROVEMENT PLAN
FORM
Name: ______________________________ Date: ___________________ School Building _
1. Areas Identified as in Need of Improvement based upon Annual Professional
Performance Review during the School Year
2. Specific Activities/ Strategies Principal Should Complete to Support Improvement in
Each Identified Area
3. Support and/or Assistance to be provided to the Principal
4. Specific Evidence to be submitted as Evidence of Improvement
5. Timeline for Submission of Evidence
6. Meeting Date with Supervisor to Review Plan Once All Evidence is submitted
7. Analysis of Evidence by Supervisor and Final Summative Rating
8. Signature of Supervisor Signature of Principal
____________________ __________________ Date: _______