The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The...

68
The Spatial Model of Voting: Theory and Empirics Theory Background Example: Candidate Competition The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model as an Empirical Model Example: The US Congress Example: The US Supreme Court Example: Newspaper Editorial Boards Misconceptions .1 The Spatial Model of Voting: Theory and Empirics CSLS Empirical Methods Workshop November 16, 2012 Kevin M. Quinn UC Berkeley

Transcript of The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The...

Page 1: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.1

The Spatial Model of Voting:Theory and EmpiricsCSLS Empirical Methods Workshop

November 16, 2012

Kevin M. QuinnUC Berkeley

Page 2: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.2

Overview

• very basic introduction to theoretical ideas behind spatialmodels of voting

• very basic introduction to attempts to estimate parametersof spatial models

• exposure to some results from some work in this area (noclaim of representativeness)

Page 3: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.2

Overview

• very basic introduction to theoretical ideas behind spatialmodels of voting

• very basic introduction to attempts to estimate parametersof spatial models

• exposure to some results from some work in this area (noclaim of representativeness)

Page 4: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.2

Overview

• very basic introduction to theoretical ideas behind spatialmodels of voting

• very basic introduction to attempts to estimate parametersof spatial models

• exposure to some results from some work in this area (noclaim of representativeness)

Page 5: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.3

Background

The key ingredients:

• policy space• actors• preferences• behavioral assumptions (sincere vs. strategic behavior)• institutions (rules of the game)• information (important but we will ignore this today)

Page 6: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.3

Background

The key ingredients:

• policy space

• actors• preferences• behavioral assumptions (sincere vs. strategic behavior)• institutions (rules of the game)• information (important but we will ignore this today)

Page 7: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.3

Background

The key ingredients:

• policy space• actors

• preferences• behavioral assumptions (sincere vs. strategic behavior)• institutions (rules of the game)• information (important but we will ignore this today)

Page 8: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.3

Background

The key ingredients:

• policy space• actors• preferences

• behavioral assumptions (sincere vs. strategic behavior)• institutions (rules of the game)• information (important but we will ignore this today)

Page 9: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.3

Background

The key ingredients:

• policy space• actors• preferences• behavioral assumptions (sincere vs. strategic behavior)

• institutions (rules of the game)• information (important but we will ignore this today)

Page 10: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.3

Background

The key ingredients:

• policy space• actors• preferences• behavioral assumptions (sincere vs. strategic behavior)• institutions (rules of the game)

• information (important but we will ignore this today)

Page 11: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.3

Background

The key ingredients:

• policy space• actors• preferences• behavioral assumptions (sincere vs. strategic behavior)• institutions (rules of the game)• information (important but we will ignore this today)

Page 12: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.4

Background

LatentDimension

Util

ity

●● ●

UtilityFunction

Idea

l Poi

nt

Alte

rnat

ive

Sta

tus

Quo

Utility of Status Quo

Utility of Alternative

Additional examples on board.

Page 13: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.4

Background

LatentDimension

Util

ity

●● ●

UtilityFunction

Idea

l Poi

nt

Alte

rnat

ive

Sta

tus

Quo

Utility of Status Quo

Utility of Alternative

Additional examples on board.

Page 14: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.5

Candidate Competition

In class example

Page 15: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.6

The Median Voter Theorem

Assume an odd number of voters and a uni-dimensional policyspace.

Voters have single-peaked preferences.

The policy position corresponding to the median voter’s idealpoint is a stable outcome in that it defeats all alternatives in abinary majority rule vote.

NB: The uni-dimensional policy space is very important for thisresult.

Page 16: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.6

The Median Voter Theorem

Assume an odd number of voters and a uni-dimensional policyspace.

Voters have single-peaked preferences.

The policy position corresponding to the median voter’s idealpoint is a stable outcome in that it defeats all alternatives in abinary majority rule vote.

NB: The uni-dimensional policy space is very important for thisresult.

Page 17: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.6

The Median Voter Theorem

Assume an odd number of voters and a uni-dimensional policyspace.

Voters have single-peaked preferences.

The policy position corresponding to the median voter’s idealpoint is a stable outcome in that it defeats all alternatives in abinary majority rule vote.

NB: The uni-dimensional policy space is very important for thisresult.

Page 18: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.6

The Median Voter Theorem

Assume an odd number of voters and a uni-dimensional policyspace.

Voters have single-peaked preferences.

The policy position corresponding to the median voter’s idealpoint is a stable outcome in that it defeats all alternatives in abinary majority rule vote.

NB: The uni-dimensional policy space is very important for thisresult.

Page 19: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.7

Statutory Interpretation

The following is based on Ferejohn and Weingast. 1992. “APositive Theory of Statutory Interpretation.” InternationalReview of Law and Economics.

Page 20: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.8

Statutory Interpretation

Three interpretative stances a court might take:

Page 21: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.9

Empirics

Page 22: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.10

The Spatial Theory of Voting

LatentDimension

Util

ity

●● ●

UtilityFunction

Idea

l Poi

nt

Alte

rnat

ive

Sta

tus

Quo

Utility of Status Quo

Utility of Alternative

Page 23: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.11

The Spatial Model as an Empirical ModelLet i index votes and j index voters

x (o)i : status quo point

x (a)i : alternative pointθj : j ’s most preferred policy

Random utility of x (o)i for j : u(o)

ij = −|θj − x (o)i |2 + δ

(o)ij

Random utility of x (a)i for j : u(a)

ij = −|θj − x (a)i |2 + δ

(a)ij

Utility difference:

y∗ij = u(o)

ij − u(a)ij

= [x (a)i x (a)

i − x (o)i x (o)

i ] + 2[x (o)i − x (a)

i ]θj + [δ(o)ij − δ

(a)ij ]

= αi + βiθj + εij

with εij ∼ N (0,1)

If yij = 1 is a vote for the status quo:

Pr(yij = 1|αi , βi , θj ) = Pr(y∗ij > 0|αi , βi , θj ) = Φ(αi + βiθj )

Page 24: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.11

The Spatial Model as an Empirical ModelLet i index votes and j index voters

x (o)i : status quo point

x (a)i : alternative pointθj : j ’s most preferred policy

Random utility of x (o)i for j : u(o)

ij = −|θj − x (o)i |2 + δ

(o)ij

Random utility of x (a)i for j : u(a)

ij = −|θj − x (a)i |2 + δ

(a)ij

Utility difference:

y∗ij = u(o)

ij − u(a)ij

= [x (a)i x (a)

i − x (o)i x (o)

i ] + 2[x (o)i − x (a)

i ]θj + [δ(o)ij − δ

(a)ij ]

= αi + βiθj + εij

with εij ∼ N (0,1)

If yij = 1 is a vote for the status quo:

Pr(yij = 1|αi , βi , θj ) = Pr(y∗ij > 0|αi , βi , θj ) = Φ(αi + βiθj )

Page 25: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.11

The Spatial Model as an Empirical ModelLet i index votes and j index voters

x (o)i : status quo point

x (a)i : alternative pointθj : j ’s most preferred policy

Random utility of x (o)i for j : u(o)

ij = −|θj − x (o)i |2 + δ

(o)ij

Random utility of x (a)i for j : u(a)

ij = −|θj − x (a)i |2 + δ

(a)ij

Utility difference:

y∗ij = u(o)

ij − u(a)ij

= [x (a)i x (a)

i − x (o)i x (o)

i ] + 2[x (o)i − x (a)

i ]θj + [δ(o)ij − δ

(a)ij ]

= αi + βiθj + εij

with εij ∼ N (0,1)

If yij = 1 is a vote for the status quo:

Pr(yij = 1|αi , βi , θj ) = Pr(y∗ij > 0|αi , βi , θj ) = Φ(αi + βiθj )

Page 26: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.11

The Spatial Model as an Empirical ModelLet i index votes and j index voters

x (o)i : status quo point

x (a)i : alternative pointθj : j ’s most preferred policy

Random utility of x (o)i for j : u(o)

ij = −|θj − x (o)i |2 + δ

(o)ij

Random utility of x (a)i for j : u(a)

ij = −|θj − x (a)i |2 + δ

(a)ij

Utility difference:

y∗ij = u(o)

ij − u(a)ij

= [x (a)i x (a)

i − x (o)i x (o)

i ] + 2[x (o)i − x (a)

i ]θj + [δ(o)ij − δ

(a)ij ]

= αi + βiθj + εij

with εij ∼ N (0,1)

If yij = 1 is a vote for the status quo:

Pr(yij = 1|αi , βi , θj ) = Pr(y∗ij > 0|αi , βi , θj ) = Φ(αi + βiθj )

Page 27: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.11

The Spatial Model as an Empirical ModelLet i index votes and j index voters

x (o)i : status quo point

x (a)i : alternative pointθj : j ’s most preferred policy

Random utility of x (o)i for j : u(o)

ij = −|θj − x (o)i |2 + δ

(o)ij

Random utility of x (a)i for j : u(a)

ij = −|θj − x (a)i |2 + δ

(a)ij

Utility difference:

y∗ij = u(o)

ij − u(a)ij

= [x (a)i x (a)

i − x (o)i x (o)

i ] + 2[x (o)i − x (a)

i ]θj + [δ(o)ij − δ

(a)ij ]

= αi + βiθj + εij

with εij ∼ N (0,1)

If yij = 1 is a vote for the status quo:

Pr(yij = 1|αi , βi , θj ) = Pr(y∗ij > 0|αi , βi , θj ) = Φ(αi + βiθj )

Page 28: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.11

The Spatial Model as an Empirical ModelLet i index votes and j index voters

x (o)i : status quo point

x (a)i : alternative pointθj : j ’s most preferred policy

Random utility of x (o)i for j : u(o)

ij = −|θj − x (o)i |2 + δ

(o)ij

Random utility of x (a)i for j : u(a)

ij = −|θj − x (a)i |2 + δ

(a)ij

Utility difference:

y∗ij = u(o)

ij − u(a)ij

= [x (a)i x (a)

i − x (o)i x (o)

i ] + 2[x (o)i − x (a)

i ]θj + [δ(o)ij − δ

(a)ij ]

= αi + βiθj + εij

with εij ∼ N (0,1)

If yij = 1 is a vote for the status quo:

Pr(yij = 1|αi , βi , θj ) = Pr(y∗ij > 0|αi , βi , θj ) = Φ(αi + βiθj )

Page 29: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.12

The Spatial Model as an Empirical Model

The likelihood function is proportional to:

p(y|α,β,θ) =n∏

i=1

m∏j=1

Φ(αi + βiθj )yij [1− Φ(αi + βiθj )]1−yij

Identification issues

Coding of y

Page 30: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.12

The Spatial Model as an Empirical Model

The likelihood function is proportional to:

p(y|α,β,θ) =n∏

i=1

m∏j=1

Φ(αi + βiθj )yij [1− Φ(αi + βiθj )]1−yij

Identification issues

Coding of y

Page 31: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.12

The Spatial Model as an Empirical Model

The likelihood function is proportional to:

p(y|α,β,θ) =n∏

i=1

m∏j=1

Φ(αi + βiθj )yij [1− Φ(αi + βiθj )]1−yij

Identification issues

Coding of y

Page 32: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.13

The Spatial Model as an Empirical Model

Cutpoints / Cutlines:

The point of indifference between the status quo andalternative is the point where the probability of choosing eitherone is 0.5 or equivalently where αi + βiθ

∗ = 0.

Elementary algebra reveals that the cutpoint for vote i is

θ∗ = −αi/βi

Page 33: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.13

The Spatial Model as an Empirical Model

Cutpoints / Cutlines:

The point of indifference between the status quo andalternative is the point where the probability of choosing eitherone is 0.5 or equivalently where αi + βiθ

∗ = 0.

Elementary algebra reveals that the cutpoint for vote i is

θ∗ = −αi/βi

Page 34: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.14

The Spatial Model as an Empirical Model

Interpretation

αi : related to baseline propensity to see a y = 1 on vote i

βi : sign determines whether y = 1 is a “left” or “right” vote,absolute value related to strength of association between latentθ and observed votes on i

θj : latent ideal point for voter j

Page 35: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.14

The Spatial Model as an Empirical Model

Interpretation

αi : related to baseline propensity to see a y = 1 on vote i

βi : sign determines whether y = 1 is a “left” or “right” vote,absolute value related to strength of association between latentθ and observed votes on i

θj : latent ideal point for voter j

Page 36: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.15

The Spatial Model as an Empirical Model

Blakely v. Washington

Latent Dimension

Slope ≈ 0

Min

ority

(0)

Maj

ority

(1)

Reh

nqui

st

Ste

vens

O.C

onno

r

Sca

lia

Ken

nedy

Sou

ter

Tho

mas

Gin

sbur

gB

reye

r

Gratz v. Bollinger

Latent Dimension

Slope > 0

Min

ority

(0)

Maj

ority

(1)

Reh

nqui

st

Ste

vens

O.C

onno

r

Sca

lia

Ken

nedy

Sou

ter

Tho

mas

Gin

sbur

gB

reye

r

Grutter v. Bollinger

Latent Dimension

Slope < 0

Min

ority

(0)

Maj

ority

(1)

Reh

nqui

st

Ste

vens

O'C

onno

r

Sca

lia

Ken

nedy

Sou

ter

Tho

mas

Gin

sbur

gB

reye

r

Relationship to IRT models for standardized tests

Page 37: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.15

The Spatial Model as an Empirical Model

Blakely v. Washington

Latent Dimension

Slope ≈ 0

Min

ority

(0)

Maj

ority

(1)

Reh

nqui

st

Ste

vens

O.C

onno

r

Sca

lia

Ken

nedy

Sou

ter

Tho

mas

Gin

sbur

gB

reye

r

Gratz v. Bollinger

Latent Dimension

Slope > 0

Min

ority

(0)

Maj

ority

(1)

Reh

nqui

st

Ste

vens

O.C

onno

r

Sca

lia

Ken

nedy

Sou

ter

Tho

mas

Gin

sbur

gB

reye

r

Grutter v. Bollinger

Latent Dimension

Slope < 0

Min

ority

(0)

Maj

ority

(1)

Reh

nqui

st

Ste

vens

O'C

onno

r

Sca

lia

Ken

nedy

Sou

ter

Tho

mas

Gin

sbur

gB

reye

r

Relationship to IRT models for standardized tests

Page 38: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.16

The US Congress

How might this work?

Page 39: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.17

The US Congress

From Clinton, Jackman, and Rivers. 2004. “The Most LiberalSenator?”. PS: Political Science and Politics. 805-811.

Page 40: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.18

The US Congress

From Clinton, Jackman, and Rivers. 2004. “The Most LiberalSenator?”. PS: Political Science and Politics. 805-811.

Page 41: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.19

The US Congress

From Clinton, Jackman, and Rivers. 2004. “The Most LiberalSenator?”. PS: Political Science and Politics. 805-811.

Page 42: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.20

The US Congress

Previous figures from Clinton, Jackman, and Rivers. 2004.“The Most Liberal Senator?”. PS: Political Science and Politics.805-811.

Page 43: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.21

The US Congress

From Clinton, Jackman, and Rivers. 2004. “The StatisticalAnalysis of Roll Call Data”. APSR. 98: 355-370.

Page 44: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.22

The US Congress

Previous figure from Clinton, Jackman, and Rivers. 2004. “TheStatistical Analysis of Roll Call Data”. APSR. 98: 355-370.

Page 45: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.23

The US Supreme Court

How might this work?

Page 46: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.24

The US Supreme Court

Unidimensional Summary

Single Dimension

StevensGinsburg

SouterBreyer

O'ConnorKennedy

RehnquistScalia

Thomas

Cutlinesn=495

5−4 split

Page 47: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.25

The US Supreme Court

Supreme Court Voting Over Time

Term

Pre

−N

ew D

eal

Loch

ner

Cou

rt

New

Dea

l Cou

rt

Votingsplits

1920 1940 1960 1980 2000

Late

nt D

imen

sion

McKenna

Taft

Sanford

Holmes

Van Devanter

Sutherland

Cardozo

Brandeis

Butler

McReynolds

Hughes

Roberts

StoneReed

Black

Frankfurter

Douglas

Murphy

Byrnes

Jackson

Rutledge

BurtonVinsonMinton

Clark

Warren

Harlan

Whittaker

Brennan

StewartWhite

Goldberg

FortasMarshall

Burger

Blackmun

Powell

Rehnquist

Stevens

O'Connor

Scalia

Kennedy

Souter

Thomas

GinsburgBreyer

RobertsAlito

Page 48: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.26

The US Supreme Court

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The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.27

The US Supreme Court

This figure and previous from: Pritchett. 1941. “Divisions ofOpinion Among Justices of the U.S. Supreme Court,1939-1941.” APSR. 35: 890-898.

Page 50: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.28

Newspaper Editorial Boards

How might we measure the political positions of newspapereditorial boards?

Page 51: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.29

Newspaper Editorial Boards

Political Positions of Newspapers• 495 Supreme Court cases from 1994-2004 terms• 25 major newspapers• 1500 editorial-case positions• We personally read and checked the coding for each of

the 1500 editorial positions1: clearly in favor of majority position0: clearly against majority position?: unclear but covered

• This simple coding allows a simple item response theorymodel to be used to compare the newspapers and justicesto each other.

More detail in:

Ho and Quinn. 2008. “Measuring Explicit Political Positions ofMedia.” Quarterly Journal of Political Science. 3: 353-377.

Page 52: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.30

Newspaper Editorial Boards

Newspaper

USA TodayWall Street Journal

New York TimesLos Angeles Times

Washington PostChicago Tribune

New York PostHouston Chronicle

San Francisco ChronicleDallas Morning NewsChicago Sun−Times

Boston GlobeArizona Republic

Philidelphia InquirerAtlanta Journal Constitution

Detroit Free PressCleveland Plain Dealer

Minneapolis Star TribuneSan Diego Union Tribune

Miami HeraldRocky Mountain News

Atlanta ConstitutionInvestor's Business Daily

Atlanta JournalWashington Times

Code

USAWSJNYTLATWPCTNYPHCSFCDMNCSTBGARPIAJCDFPCPDMSTSDUTMHRMNACINVAJWT

Circulation (1000s)

500 1000 1500 2000

Observation Period

1994 1996 1998 2000 2002 2004

Editorials

20 40 60 80 100 120

Page 53: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.31

Newspaper Editorial Boards

The court reached one of its lowest moments of the term whenit ruled in favor of the Boy Scouts’ right to exclude gay members.The four dissenters – Justices Stevens, Ginsburg, Breyer andSouter – did not challenge the principle that an organization cannotbe forced to adopt an unwanted message. But the dissenterscorrectly noted that the Boy Scouts had failed to show thatadmitting gays was fundamentally incompatible with theorganization’s core mission, the test the court has traditionallyapplied to groups trying to escape an anti-discrimination law.

James Dale, the excluded Eagle Scout, deserved better. So didthe rest of the nation.

Page 54: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.32

Newspaper Editorial Boards

THE QUESTION of whether the Boy Scouts can discriminateagainst gays pits core values of free association against importantanti-discrimination principles: legally, a tough call. We thought thatthe scouts, especially given their unusual quasi-public status, couldlawfully be stopped from excluding gays. A sharply dividedSupreme Court yesterday disagreed, holding that the scouts’ FirstAmendment rights trump a New Jersey anti-discrimination law thatforbids discrimination on the basis of sexual orientation. Theopinion is more a comment on the First Amendment’s broad scopethan a validation of prejudice. The Boy Scouts’ discriminationagainst gays remains as offensive and wrong a position followingthe court’s decision as it was before.

Page 55: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.33

Newspaper Editorial Boards

In another important case in which the justices arrived at theproper decision, the court declared that the Boy Scouts of Americahave a right to exclude homosexuals as leaders. By a narrow 5-4margin, the court ruled that private, nonprofit organizations, like thescouts, have a First Amendment right to "free association." Assuch, they may not be forced to accept members or leaders whoseviews or comportment are contrary to that for which the privateorganization stands.

Critics of the court’s decision argue that the justices have givengroups, like the scouts, a license to discriminate. But had the courtcome down the other way, then a group like the NAACP could beforced to accept, say, a Ku Klux Klan member; and the B’nai B’rithcould be forced to accept a neo-Nazi in its midst.

Page 56: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.34

Newspaper Editorial Boards

Today, lawyers have become the pre-eminent befuddlers ofcommon sense. Among the dangerous nonsense purveyed bythese folks is the recent attempt to compel the Boy Scouts ofAmerica - a traditionalist youth group whose mission is to helpmake young men "morally straight" -to accept a homosexualscoutmaster and avowed gay rights activist. All this, on"anti-discrimination" grounds.

Wednesday, the Supreme Court rejected the idea, which hadbeen upheld by the New Jersey Supreme Court, that the BoyScouts had no fundamental right to exclude would-be memberswho do not subscribe to or conform with the organization’s mostbasic tenets. In this particular instance, the Boy Scouts withdrewthe membership of former Assistant Scoutmaster James Dale, anadult volunteer, after learning of his homosexual lifestyle. This, ofcourse, put the Boy Scouts in the gunsights as one of the lastremaining bastions of American culture that has not bowed to thegay agenda - which demands not merely live-and-let live tolerance,but total acceptance - indeed, emphatic endorsement.

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The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.35

Newspaper Editorial Boards

Ideal Point Estimates

Ideology

NYTStevens

DFPMSTSFC

GinsburgLATWPMH

SouterUSA

BreyerBG

DMNPI

AJCACHCAR

SDUTCT

CPDO'Connor

CSTAJ

KennedyRMN

RehnquistWSJ

WTNYPINV

ScaliaThomas

Prior ●

−3 −2 −1 0 1 2 3

Newspaper Ranks

Posterior Rank

NYTDFPMSTSFCLATWPMH

USABG

DMNPI

AJCACHCAR

SDUTCT

CPDCST

AJRMNWSJ

WTNYPINV

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25

Probability0 0.1 0.2 0.3 0.4 0.5+

Legend

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The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.36

Newspaper Editorial Boards

All Top Newspapers

Den

sity

0.0

0.2

0.4

0.6

0.8

1.0

Weighted by Circulation

Unweighted

−3 −2 −1 0 1 2 3

02

4

Political Position

Den

sity

Reh

nqui

st

Ste

vens

O'C

onno

r

Sca

lia

Ken

nedy

Sou

ter

Tho

mas

Gin

sbur

g

Bre

yer Justices

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The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.37

Misconceptions

Some scholars have expressed concern about the use of idealpoint models to study judicial behavior.

In some cases, this seems to be a knee jerk reaction againstquantification of judicial behavior.

In other cases, more sophisticated concerns are raised aboutthe data coding, modeling assumptions, and properties of theestimates.

Most of the following examples are from Ho and Quinn. 2010.“How Not to Lie with Judicial Votes: Misconceptions,Measurement, and Models.” California Law Review.

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The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.38

Every Case Is Counted Equally

Blakely v. Washington

Latent Dimension

Slope ≈ 0

Min

ority

(0)

Maj

ority

(1)

Reh

nqui

st

Ste

vens

O.C

onno

r

Sca

lia

Ken

nedy

Sou

ter

Tho

mas

Gin

sbur

gB

reye

r

Gratz v. Bollinger

Latent Dimension

Slope > 0

Min

ority

(0)

Maj

ority

(1)

Reh

nqui

st

Ste

vens

O.C

onno

r

Sca

lia

Ken

nedy

Sou

ter

Tho

mas

Gin

sbur

gB

reye

r

Grutter v. Bollinger

Latent Dimension

Slope < 0

Min

ority

(0)

Maj

ority

(1)

Reh

nqui

st

Ste

vens

O'C

onno

r

Sca

lia

Ken

nedy

Sou

ter

Tho

mas

Gin

sbur

gB

reye

r

Page 61: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.39

Every Case Is Counted Equally

Time 2000 Term Votes (chronological)

StevensGinsburg

BreyerSouter

O'ConnorKennedy

RehnquistScalia

Thomas

ContestedCases

Weight

Prio

r

Dire

ctio

nal P

rior

Indi

anap

olis

v. E

dmon

d

Bus

h v.

Gor

e

SW

AN

CC

v. C

orps

Gitl

itz v

. Com

m'r

IRS

Lope

z v.

Dav

is

Sel

ing

v. Y

oung

Bre

ntw

ood

Aca

dem

y

Ill v

. McA

rthu

r

U A

la v

. Gar

rett

Lega

l Ser

v v.

Vel

azqu

ez

Sha

fer

v. S

C

Fer

guso

n v.

Cha

rlest

on

Circ

uit C

ity v

. Ada

ms

Ege

lhof

f v. E

gelh

off

Tex

v. C

obb

Eas

ley

v. C

rom

artie

Ale

xand

er v

. San

dova

l

Atw

ater

v. L

ago

Vis

ta

Dan

iels

v. U

S

Lack

awan

na D

A v

. Cos

s

Coo

per

v. L

eath

erm

an

Rog

ers

v. T

enn

Bar

tnic

ki v

. Vop

per

US

v. H

atte

r

Buc

khan

non

v. W

V H

HS

PG

A T

our

v. M

artin

NLR

B v

. Ky

Riv

er C

are

Pen

ry v

. Joh

nson

Uni

ted

Dom

inio

n v.

US

Ngu

yen

v. IN

S

Kan

v. C

olo

Kyl

lo v

. US

Goo

d N

ews

Clu

b v.

Milf

ord

Dun

can

v. W

alke

r

US

v. M

ead

Cor

p.

Idah

o v.

US

NY

T v

. Tas

ini

INS

v. S

t Cyr

Cal

cano

−M

artin

ez v

. IN

S

US

v. U

nite

d F

oods

FE

C v

. Co

Rep

Com

m

Pal

azzo

lo v

. R.I.

Loril

lard

Tob

v. R

eilly

Tyle

r v.

Cai

n

Zad

vyda

s v.

Dav

is

Predicted Rank in Latent Dimension After Observing Each CaseStevens

GinsburgBreyerSouter

O'ConnorKennedy

RehnquistScalia

Thomas

Minority

Majority

1−2

2−33−4

5−67−88−9

Finalrank

Time

Idealpoint

evolution

Page 62: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.40

Unidimensional Models are Useless in a MultidimensionalWorld

The idea that something as complicated as Supreme Courtdecisionmaking can be captured with a uni-dimensional spatialmodel is very counterintuitive (outrageous???) to manyscholars of the court.

Page 63: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.41

Unidimensional Models are Useless in a MultidimensionalWorld

Ideal Point Estimates

Dimension 1

Dim

ensi

on 2

Stevens

Scalia

Thomas

Rehnquist

Kennedy

O'ConnorBreyer

SouterGinsburg

Cases Consistent with Unidimensionality

Dimension 1

Dim

ensi

on 2

Cases Inconsistent with Unidimensionality

Dimension 1

Dim

ensi

on 2

Page 64: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.42

Unidimensional Models are Useless in a MultidimensionalWorld

1940 1950 1960 1970 1980 1990 2000

How Statutory Cases Differ

Term

Fra

ctio

n S

tatu

tory

Vot

es C

orre

ctly

Cla

ssifi

ed (

Act

ual −

Nul

l)

−0.

10.

00.

1

●●

●●

●●●

●●

● ●● ●

Significantly Less Than Null Value

Not Significantly Less Than Null Value

Comparison of ability to classify votes on cases with WestlawKey Number Statutory Construction and Operation (361VI)relative to null distribution formed from all nonunanimous casesin term.

Page 65: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.43

Selection Bias Creates Serious Problems

Simple Random Sampling

Cutpoints

Fre

quen

cy

−2 −1 0 1 2

010

2030

4050

● ● ● ● ● ● ● ● ●

Biased Case Selection

Cutpoints

Fre

quen

cy

−2 −1 0 1 2

010

2030

4050

● ● ● ● ● ● ● ● ●

−3 −2 −1 0 1 2 3

−4

−2

02

Cardinal Ideal Points

Simple Random Sampling

Bia

sed

Cas

e S

elec

tion

●●

●●

●●

2 4 6 8

24

68

Expected Ranks of Ideal Points

Simple Random Sampling

Bia

sed

Cas

e S

elec

tion

Page 66: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.44

All Estimates from Latent Variable Models Are Sensitive toArbitrary Modeling Assumptions

−4 −2 0 2 4

0.00

0.10

0.20

0.30

Prior Density of Cutpoints

Model 1

Model 2

Cutpoints

Prio

r D

ensi

ty

−6 −4 −2 0 2 4 6

−6

−4

−2

02

46

Cardinal Comparisons

● ●

Ideal Point (Model 1)

Idea

l Poi

nt (

Mod

el 2

)

Ordinal Comparisons

Expected Rank (Model 1)

Exp

ecte

d R

ank

(Mod

el 2

)

1 2 3 4 5 6 7 8 9

12

34

56

78

9

Page 67: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.45

All Estimates from Latent Variable Models Are Sensitive toArbitrary Modeling Assumptions

1970 1975 1980 1985 1990

Evolution of Justice Blackmun

Term

Late

nt D

imen

sion

Naturalcourt

Natural Court

Term1975 1977 1979

Late

nt D

imen

sion

Stewart

MarshallBrennan

White

Burger

Blackmun

Powell

Rehnquist

Stevens

Page 68: The Spatial Model of Voting: Theory and Empirics · The Spatial Model of Voting: Theory and ... The Median Voter Theorem Example: Statutory Interpretation Empirics The Spatial Model

The Spatial Model ofVoting:

Theory andEmpirics

TheoryBackground

Example: CandidateCompetition

The Median Voter Theorem

Example: StatutoryInterpretation

EmpiricsThe Spatial Model as anEmpirical Model

Example: The US Congress

Example: The US SupremeCourt

Example: NewspaperEditorial Boards

Misconceptions

.46

All Estimates from Latent Variable Models Are Sensitive toArbitrary Modeling Assumptions

Term Justice Prob. Median1998 Kennedy 0.5741999 O’Connor 0.9012000 O’Connor 0.9922001 O’Connor > 0.9992002 O’Connor 0.998

(from Martin, Quinn, & Epstein, 2005)

These are useful summaries under a very wide range ofassumptions.