The Role of EASA

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    VIEWPOINT

    Ater a positive vote in the European Parliament on 25 March 2009,

    the EU Transport Ministers confrmed the ar-reaching Single

    European Sky aviation package on 30 March. Patric Goudou,

    Executive Director o the European Aviation Saety Agency (EASA),

    explains how this package, which has been ormally adopted by the

    Council, strengthens the Single European Sky and boosts theimplementation o new technologies, making EASA responsible or all

    saety links o the aviation chain.

    The role oEASA

    Single European Sy

    Indeed, this total system approach

    was acknowledged by the European

    Parliament and Member States when

    they invited the Commission to

    make proposals as soon as possible

    to extend the Agencys scope to air

    operations and light-crew licens-

    ing. This irst step has already been

    taken with the adoption o the new

    Basic Regulation (Regulation (EC) No.

    216/2008).

    In June 2008, in line with the total

    system approach, the European

    Commission proposed the ar-reach-

    ing Single European Sky aviation

    package. This package has now been

    ormally adopted by the EU Council.

    It strengthens the Single European

    Sky, boosts the implementation o

    new technologies and makes the

    European Aviation Saety Agency

    responsible or the saety regulation

    o aerodromes, air navigation ser-

    vices (ANS) and air traic manage-

    ment (ATM). The Agency had already

    started preparing to take up these

    new competences and had issued its

    opinion on the saety o ATM/ANS in

    March 2008. According to the Euro-

    pean Parliament and the Council, the

    corresponding implementing rules

    in the area o ATM/ANS have to be in

    place by 2012.

    Establishing and maintaining a high

    and uniorm level o aviation saety

    has been one o the European Unions

    top priorities over the past decade.

    This objective has been pursued by

    common action at Community level,

    based on the concept that the pro-

    tection o citizens will be ensured by

    adopting common aviation saety

    rules and by guaranteeing their uni-

    orm implementation. The European

    Aviation Saety Agency (EASA) is at

    the centre o this strategy. Its tasks cur-

    rently include drating aviation saety

    regulation, conducting inspections to

    ensure their uniorm implementation

    and the type-certication o aircrat,

    engines and parts.

    When drating new rules, the Agency

    is required to avoid the duplication

    o regulatory processes, to promote

    Community views throughout the

    world and to provide a level play-

    ing eld or all actors in the internal

    aviation market. The achievement o

    these objectives was initiated by the

    adoption o EASAs rst Basic Regu-

    lation in 2002 (Regulation (EC) No.

    1592/2002), which ocused essential-

    ly on the airworthiness and environ-

    mental compatibility o aeronautical

    products.

    TOTAL SYSTEMAPPROACH

    However, concentrating on aeronau-

    tical products in isolation rom the

    regulatory environment in which they

    operate is not sucient. My vision or

    the uture role o the Agency is based

    on the conviction that aviation saety

    has to be coherent in all its saety ele-

    ments; it is in act a single saety system

    with interrelated and interdependent

    actors, ranging rom aircrat manu-

    acturers, their operators, air trac

    controllers, airports, pilots, cabin crew,

    etc. The extension o the EASA system

    to all aspects o aviation saety under

    a total system approach is thereore

    logical and technically consistent.

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    Skyway 52 Summer & Autumn 2009 35

    In practice, the total system ap-

    proach means that industry, opera-

    tors and service providers will nally

    have a single body o law to consult,

    organised according to coherent

    principles and semantics and thus

    simpliying their interace with the

    competent authorities, especially

    when they are involved in more

    than one aviation domain. This, or

    instance, would be the case or an

    aerodrome operator also providing

    tower ATC services. The saety re-

    quirements across the EU currently

    vary and although there may not be

    major saety concerns, harmonisation

    should ensure that the highest levels

    are achieved everywhere. The causal

    actors o most aviation saety occur-

    rences are multimodal in nature. The

    aim o the total system approach is

    to reduce the risks coming rom gaps,

    overlaps or conused responsibilities

    between dierent aviation domains.

    We at EASA believe that more can be

    done in the area o saety and that

    this would allow the industry to de-

    velop businesses and extend market

    shares, provided that common rules

    are established, equally adhered to

    and enorced.

    EASAS ROLE IN THESINGLE EUROPEAN SkY

    The new competences will give the

    Agency an important role in the de-

    velopment o the Single European

    Sky (SES). It will be responsible or

    ensuring that any technical solution,

    concept, equipment, personnel or

    organisation involved in civil avia-

    tion works saely. The Agency already

    works in close partnership with EU-

    ROCONTROL to achieve the most e-

    cient regulatory system, building on

    its vast knowledge and experience in

    ATM as well as aiming to ensure con-

    tinuity and legal certainty or all regu-

    lated actors in the eld.

    It was the wish o the political deci-

    sion-makers to have separate saety

    and economic regulators to guaran-

    tee that these dierent aspects are

    evaluated and treated appropriately.

    EASA is and will remain the saety

    regulator.

    Our uture Implementing Rules in ATM/

    ANS will be built on the basis o the

    provisions o the SES, in particular the

    transposed EUROCONTROL Saety Reg-

    ulatory Requirements (ESARRs). In this

    respect, transitional mechanisms will

    be designed in order to provide or the

    continuity and subsequent conversion

    o approvals already granted under the

    SES rules. At the same time, consistency

    between the EASA and SES systems will

    have to be provided or. It is indeed pos-

    sible to devise processes that provide

    or harmonised requirements and cer-

    tication procedures in order to avoid

    multiple compliance assessments.

    The Agency is currently working on

    streamlining the organisation approv-

    als in the context o the extension o

    the EASA system to air operations and

    the implementation o the ICAO SMS

    Standards and Recommended Practic-

    es (SARPs). This work will also be used

    when the uture implementing rules

    are developed.

    SPECIFIC COMPETENCES

    IN ATM/ANSWhile the details o EASAs compe-

    tences in the area o ATM/ANS will be

    dened in the implementing rules ol-

    lowing common drating groups and

    public consultation, the basic principles

    o the Agencys responsibilities will be

    as ollows:

    Regarding ATM/ANS ser-

    vice providers, common

    implementing rules will

    be issued, requiring the

    implementation o a

    saety management sys-

    tem and the provision o

    ATM/ANS services in ac-

    cordance with common

    standards. The verica-

    tion o compliance will

    be achieved through

    saety certication, by

    competent bodies des-

    ignated by Member States. EASA will

    not be doing the certiying except in

    cases where centralised action is ben-

    ecial. This was regarded by the EU leg-

    islators to be the case or pan-European

    service providers and third-country

    organisations providing services within

    the EU.

    Specic EASA implementing rules will

    address the saety and ground/air in-

    teroperability requirements relating to

    ATM/ANS systems. Also, common rules

    will be established to speciy training

    and prociency requirements or all

    personnel involved in saety-related

    EASA will be respon-sible for ensuring thatany technical solution,concept, equipment,personnel or organisa-tion involved in civilaviation works safely

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    VIEWPOINT

    ATM/ANS tasks. This means that in the

    uture the existing European ATCO Di-

    rective will be replaced by common

    rules and acceptable means o com-

    pliance. Such rules will naturally be

    ully based on existing material and be

    complemented only where necessary

    or saety reasons. Common saety rules

    must also ensure that all the necessary

    saety requirements or other ATM pro-

    essions are covered.

    The new SES package also plays the role

    o saety adviser to EASA. This means

    or instance that when implementing

    SES regulations in the eld o air space

    management, the Member States and

    the European Commission will consult

    with EASA in order to ensure that all

    saety aspects are properly addressed.

    AVOIDINGOVERREGULATION

    One o the rationales or a single Eu-

    ropean saety regulator is increased

    eectiveness through simplication o

    rules and streamlined procedures. The

    Agency acts upon the maxim that new

    rules should not disrupt or create di-

    culty or the existing system. EASAs new

    competences will create no overlaps in

    the regulatory system and no extra lay-

    er or the industry. Finally, it is also our

    goal to be a light regulator when and

    where possible, to avoid overregulation

    and undue burden on regulated per-

    sons, by making use o what is already

    in place. When transposing existing

    rules, the Agency will also make sure it

    adapts them to the needs o medium-

    and small-sized organisations.

    CONSULTATION

    As a saety regulator, it is our job to assist

    the political decision-makers by provid-

    ing them with the necessary elements

    to make the most appropriate choices.

    When EASA develops various types o

    rules, it is obliged to ollow an open

    and transparent process allowing

    the involvement without discrimina-

    tion o all stakeholders. Recently the

    Agency has reviewed its rule-making

    process and we have built in more

    moments o discussion and refection

    with our stakeholders beore we pub-

    lish our notice o proposed amend-

    ment (NPA). This allows us to reach

    a consensus on a preerred solution

    in a reasonable period o time or an

    ecient decision-making process.

    CONCLUSION

    Aiming or global harmonisation and

    in line with the requirements o the

    common law, EASA rules will be com-

    patible with the related ICAO SARPs.

    Aviation is global in nature and there-

    ore needs global rules. However,

    such rules can also be developed and

    harmonised at regional level, thereby

    avoiding discretionary transposition

    by each and every one o the 31 EASA

    Member States.

    EASA is also ready to do its utmost

    to progressively convince the inter-

    national aviation community o the

    merits o the European approach

    to saety regulation. I they wish,

    non-EU countries can be associated

    to the EU system through bilateral

    agreements under which they are

    assimilated to Member States. This

    is already the case or Norway, Ice-

    land, Switzerland and Liechtenstein.

    The Agency is also signing working

    arrangements with neighbouring

    States and by doing so we are intro-

    ducing the pan-European approach

    to all the domains where EASA has

    competence. n

    Single European Sky

    the role of EASA