The Role of EASA
Transcript of The Role of EASA
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VIEWPOINT
Ater a positive vote in the European Parliament on 25 March 2009,
the EU Transport Ministers confrmed the ar-reaching Single
European Sky aviation package on 30 March. Patric Goudou,
Executive Director o the European Aviation Saety Agency (EASA),
explains how this package, which has been ormally adopted by the
Council, strengthens the Single European Sky and boosts theimplementation o new technologies, making EASA responsible or all
saety links o the aviation chain.
The role oEASA
Single European Sy
Indeed, this total system approach
was acknowledged by the European
Parliament and Member States when
they invited the Commission to
make proposals as soon as possible
to extend the Agencys scope to air
operations and light-crew licens-
ing. This irst step has already been
taken with the adoption o the new
Basic Regulation (Regulation (EC) No.
216/2008).
In June 2008, in line with the total
system approach, the European
Commission proposed the ar-reach-
ing Single European Sky aviation
package. This package has now been
ormally adopted by the EU Council.
It strengthens the Single European
Sky, boosts the implementation o
new technologies and makes the
European Aviation Saety Agency
responsible or the saety regulation
o aerodromes, air navigation ser-
vices (ANS) and air traic manage-
ment (ATM). The Agency had already
started preparing to take up these
new competences and had issued its
opinion on the saety o ATM/ANS in
March 2008. According to the Euro-
pean Parliament and the Council, the
corresponding implementing rules
in the area o ATM/ANS have to be in
place by 2012.
Establishing and maintaining a high
and uniorm level o aviation saety
has been one o the European Unions
top priorities over the past decade.
This objective has been pursued by
common action at Community level,
based on the concept that the pro-
tection o citizens will be ensured by
adopting common aviation saety
rules and by guaranteeing their uni-
orm implementation. The European
Aviation Saety Agency (EASA) is at
the centre o this strategy. Its tasks cur-
rently include drating aviation saety
regulation, conducting inspections to
ensure their uniorm implementation
and the type-certication o aircrat,
engines and parts.
When drating new rules, the Agency
is required to avoid the duplication
o regulatory processes, to promote
Community views throughout the
world and to provide a level play-
ing eld or all actors in the internal
aviation market. The achievement o
these objectives was initiated by the
adoption o EASAs rst Basic Regu-
lation in 2002 (Regulation (EC) No.
1592/2002), which ocused essential-
ly on the airworthiness and environ-
mental compatibility o aeronautical
products.
TOTAL SYSTEMAPPROACH
However, concentrating on aeronau-
tical products in isolation rom the
regulatory environment in which they
operate is not sucient. My vision or
the uture role o the Agency is based
on the conviction that aviation saety
has to be coherent in all its saety ele-
ments; it is in act a single saety system
with interrelated and interdependent
actors, ranging rom aircrat manu-
acturers, their operators, air trac
controllers, airports, pilots, cabin crew,
etc. The extension o the EASA system
to all aspects o aviation saety under
a total system approach is thereore
logical and technically consistent.
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Skyway 52 Summer & Autumn 2009 35
In practice, the total system ap-
proach means that industry, opera-
tors and service providers will nally
have a single body o law to consult,
organised according to coherent
principles and semantics and thus
simpliying their interace with the
competent authorities, especially
when they are involved in more
than one aviation domain. This, or
instance, would be the case or an
aerodrome operator also providing
tower ATC services. The saety re-
quirements across the EU currently
vary and although there may not be
major saety concerns, harmonisation
should ensure that the highest levels
are achieved everywhere. The causal
actors o most aviation saety occur-
rences are multimodal in nature. The
aim o the total system approach is
to reduce the risks coming rom gaps,
overlaps or conused responsibilities
between dierent aviation domains.
We at EASA believe that more can be
done in the area o saety and that
this would allow the industry to de-
velop businesses and extend market
shares, provided that common rules
are established, equally adhered to
and enorced.
EASAS ROLE IN THESINGLE EUROPEAN SkY
The new competences will give the
Agency an important role in the de-
velopment o the Single European
Sky (SES). It will be responsible or
ensuring that any technical solution,
concept, equipment, personnel or
organisation involved in civil avia-
tion works saely. The Agency already
works in close partnership with EU-
ROCONTROL to achieve the most e-
cient regulatory system, building on
its vast knowledge and experience in
ATM as well as aiming to ensure con-
tinuity and legal certainty or all regu-
lated actors in the eld.
It was the wish o the political deci-
sion-makers to have separate saety
and economic regulators to guaran-
tee that these dierent aspects are
evaluated and treated appropriately.
EASA is and will remain the saety
regulator.
Our uture Implementing Rules in ATM/
ANS will be built on the basis o the
provisions o the SES, in particular the
transposed EUROCONTROL Saety Reg-
ulatory Requirements (ESARRs). In this
respect, transitional mechanisms will
be designed in order to provide or the
continuity and subsequent conversion
o approvals already granted under the
SES rules. At the same time, consistency
between the EASA and SES systems will
have to be provided or. It is indeed pos-
sible to devise processes that provide
or harmonised requirements and cer-
tication procedures in order to avoid
multiple compliance assessments.
The Agency is currently working on
streamlining the organisation approv-
als in the context o the extension o
the EASA system to air operations and
the implementation o the ICAO SMS
Standards and Recommended Practic-
es (SARPs). This work will also be used
when the uture implementing rules
are developed.
SPECIFIC COMPETENCES
IN ATM/ANSWhile the details o EASAs compe-
tences in the area o ATM/ANS will be
dened in the implementing rules ol-
lowing common drating groups and
public consultation, the basic principles
o the Agencys responsibilities will be
as ollows:
Regarding ATM/ANS ser-
vice providers, common
implementing rules will
be issued, requiring the
implementation o a
saety management sys-
tem and the provision o
ATM/ANS services in ac-
cordance with common
standards. The verica-
tion o compliance will
be achieved through
saety certication, by
competent bodies des-
ignated by Member States. EASA will
not be doing the certiying except in
cases where centralised action is ben-
ecial. This was regarded by the EU leg-
islators to be the case or pan-European
service providers and third-country
organisations providing services within
the EU.
Specic EASA implementing rules will
address the saety and ground/air in-
teroperability requirements relating to
ATM/ANS systems. Also, common rules
will be established to speciy training
and prociency requirements or all
personnel involved in saety-related
EASA will be respon-sible for ensuring thatany technical solution,concept, equipment,personnel or organisa-tion involved in civilaviation works safely
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VIEWPOINT
ATM/ANS tasks. This means that in the
uture the existing European ATCO Di-
rective will be replaced by common
rules and acceptable means o com-
pliance. Such rules will naturally be
ully based on existing material and be
complemented only where necessary
or saety reasons. Common saety rules
must also ensure that all the necessary
saety requirements or other ATM pro-
essions are covered.
The new SES package also plays the role
o saety adviser to EASA. This means
or instance that when implementing
SES regulations in the eld o air space
management, the Member States and
the European Commission will consult
with EASA in order to ensure that all
saety aspects are properly addressed.
AVOIDINGOVERREGULATION
One o the rationales or a single Eu-
ropean saety regulator is increased
eectiveness through simplication o
rules and streamlined procedures. The
Agency acts upon the maxim that new
rules should not disrupt or create di-
culty or the existing system. EASAs new
competences will create no overlaps in
the regulatory system and no extra lay-
er or the industry. Finally, it is also our
goal to be a light regulator when and
where possible, to avoid overregulation
and undue burden on regulated per-
sons, by making use o what is already
in place. When transposing existing
rules, the Agency will also make sure it
adapts them to the needs o medium-
and small-sized organisations.
CONSULTATION
As a saety regulator, it is our job to assist
the political decision-makers by provid-
ing them with the necessary elements
to make the most appropriate choices.
When EASA develops various types o
rules, it is obliged to ollow an open
and transparent process allowing
the involvement without discrimina-
tion o all stakeholders. Recently the
Agency has reviewed its rule-making
process and we have built in more
moments o discussion and refection
with our stakeholders beore we pub-
lish our notice o proposed amend-
ment (NPA). This allows us to reach
a consensus on a preerred solution
in a reasonable period o time or an
ecient decision-making process.
CONCLUSION
Aiming or global harmonisation and
in line with the requirements o the
common law, EASA rules will be com-
patible with the related ICAO SARPs.
Aviation is global in nature and there-
ore needs global rules. However,
such rules can also be developed and
harmonised at regional level, thereby
avoiding discretionary transposition
by each and every one o the 31 EASA
Member States.
EASA is also ready to do its utmost
to progressively convince the inter-
national aviation community o the
merits o the European approach
to saety regulation. I they wish,
non-EU countries can be associated
to the EU system through bilateral
agreements under which they are
assimilated to Member States. This
is already the case or Norway, Ice-
land, Switzerland and Liechtenstein.
The Agency is also signing working
arrangements with neighbouring
States and by doing so we are intro-
ducing the pan-European approach
to all the domains where EASA has
competence. n
Single European Sky
the role of EASA