THE

P1

INVESTMENT

PLATFORM

I N V E S T M E N T P L A T F O R M

What is the P1 Platform?

An open-architecture, cloud-based, low-cost investment platform, providing access to the following investment accounts and securities:

• General Investment Account (GIA)

• Individual Savings Account (ISA)

• Junior Individual Savings Account (JISA)

• Pension Account

• Third-Party Provider Products

• Unit Trusts, OEICs, Exchange-traded Instruments (shares, ETFs, Investment Trusts, etc.) and Bonds

The platform is built on technology with a suite of APIs (explained opposite), allowing you to streamline your business processes and leverage third-party technology through integration. You can manage your own model and bespoke portfolios and access third-party investment services.

The P1 Platform is a next generation investment platform, un-burdened by legacy technology and paper-based processes.

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Who is it for? • Firms ready to adopt a digital-only platform, creating efficiencies for themselves and their clients.

• Firms wanting a low-cost platform, without superfluous and costly tools paid for by the client but which are rarely used.

• Firms that want the flexibility to choose the planning tools and software that suit their business. Being built on technology with a suite of application programme interfaces (APIs), you can push and pull data to and from the platform into your business and planning software (such as back-office systems, cash-flow planning tools, risk assessment tools and front-end client engagement software).

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What are the Key Benefits?

White-labelling: You can ‘deep’ white-label the platform to make it your own, enhancing your brand with your clients. This includes branded quarterly reports, tax vouchers, professional user portal and client portal. We mask platform URLs (e.g. platform.yourfirm.co.uk) and produce auto-generated emails (e.g. platform@yourfirm.co.uk).

Open APIs: Providing the benefits described in the previous section.

Digital platform account creation: Completed online, with the client logging-in to their newly created secure platform account to accept Terms and Conditions, and to approve the account opening with the information you have provided (no paper applications or wet signatures required).

Digital investment account creation: Once you have opened a client platform account, you can then create new investment accounts, such as GIAs, ISAs, JISAs and SIPPs, online.

Sub-investment account creation: Once you have created one type of investment account, you can open as many sub-accounts as you would like, so for example you could have one ISA split into three distinct pots with different names to match your clients discrete objectives. This makes investing more engaging for your clients.

Digital client reporting: All reporting to clients is delivered securely via the Message Hub in the platform client portal. The Message Hub auto-generates emails to clients asking them to log-in to their secure portal to view reports available (such as quarterly reports, including aggregated charges and other regulatory reporting requirements).

Ability to internalise platform costs: Should you wish, you can pay the platform costs on behalf of your clients, and incorporate them into your ongoing charges. Therefore you can make the platform a tool for your business, rather than something the client pays for.

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Design

Additional functionality

Mobile-first: Allowing the platform to work smoothly on mobile phone, tablet, laptop and desktop. This enables you to take a mobile device to client meetings and open accounts instantaneously should you wish, and clients can log-in while they’re on the move.

Digital-only experience: By removing the need for paper processes, it allows a streamlined firm and client experience. This guiding principle is key to how we offer platform services at market leading prices.

Intuitive: A modern user interface to make navigation for all professional and client users as easy as possible.

Execution-only client access: You can allow your clients to have execution-only access to manage all or part of their platform account, allowing you to offer different services to different clients.

Electronic transfers: The platform enables fast, electronic transfers. This makes bulk transfers much easier, increases efficiency and reduces errors compared to paper-based, manual transfer processes.

Direct-to-consumer (D2C) proposition: The flexibility of the platform means that you can operate a white-labelled D2C proposition alongside your other services, meaning you can serve customers across a broad spectrum of the market - with full self-serve online client account opening and account management.

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Pricing

Our Investment

Services through the

platform

Support and Onboarding

Please see the charges section of the P1 website, www.p1-im.co.uk/p1-charges or request a pricing schedule by emailing info@p1-im.co.uk.

Through the platform you will be able to access our Managed Portfolio Service and Bespoke Investment Service. You can also do the following:

• Work with P1’s investment team to create your own range of discretionary Model Portfolios (subject to you having the correct permissions), allowing you to provide a suite of investment solutions appropriate for your client base with the day-to-day work handled by our investment team. Any costs can be charged directly to your clients, or paid by you and included within your advisory fees.

• Manage your clients’ investments in-house on either an advised and/or a discretionary basis, through the platform’s portfolio management system.

• Instruct a third-party discretionary investment manager to manage the investments for all or part of your client base.

• Dedicated onboarding team to train your staff and help with bulk migration of client accounts if necessary.

• Dedicated support team working to solve your problems as quickly as possible.

• We work with only a select number of firms, meaning that we can align closely with you and operate a true partnership.

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For more information please contact us on +44 (0) 333 2414129 or email info@p1-im.co.uk

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Senate Court Southernhay Gardens

Exeter EX1 1NT

info@p1-im.co.uk0333 2414129

P1 Investment Management Limited is registered in England, registration number 09810560Registered office: Senate Court, Southernhay Gardens, Exeter, EX1 1NT

P1 Investment Management Limited is authorised and regulated by theFinancial Conduct Authority under registration number 752005

August 2019

Environmental management standard. Demonstrating P1’s commitment to improve resource efficiency and reducing waste. It provides assurance to external parties that environmental impact is being measured and improved.

P1 supports CDP (formerly the Carbon Disclosure Project) which is an international, not-for-profit organization providing a globally recognized system for companies to measure, disclose, manage and report vital environmental information. CDP holds the largest collection of primary carbon, water and deforestation information.

P1 is a member of UKSIF, a membership organisation for those in the finance industry committed to growing sustainable and responsible finance in the UK. It promotes a fair, inclusive and sustainable financial system that works for the benefit of society and the environment.

The PSIA aims to engage publicly traded companies on the threat posed by plastic pollution. As a signatory to the Investor Declaration on Plastic Pollution, P1 is a member of a community of socially and environmentally concerned investors working to have a positive impact on plastic pollution.

Few sustainable fund managers challenge firms to meet net-zero carbon emissions to address global warming. P1’s Net Zero Carbon 10 target (NZC10) is a systematic framework for funds. At least 10% of fund investments must be either carbon-neutral, have strategies to be carbon-neutral by 2030, or are engaged with to do so. P1’s external ethical oversight committee will progressively tighten the target. P1 encourages funds managers to help deliver positive change.

INVESTMENT MANAGEMENT