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The Logic of Pyongyang's Foreign Policy: North Korean Nuclear Weapon Ambitions from a Constructivist...
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The Logic of Pyongyang’s Foreign Policy:
North Korean Nuclear Weapon Ambitions
from a Constructivist Perspective
By Mark Stokreef
S1466496
Ma. Laura Janssen and Prof. Dr. Jaap H. de Wilde
January 11, 2011.
Power Configurations in World Politics
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Contents
Introduction ............................................................................................................................................. 3
Conventional Constructivism as an Analytical Framework .................................................................... 4
A Constructivist Analysis of North Korea’s Nuclear Weapon Ambitions .............................................. 7
§ 3.1. The Wendtian system-level analysis of North Korean nuclear ambitions ................................ 7
§3.2. Unit-level constructivism: Considering the domestic ideational forces and the identity of North
Korea ................................................................................................................................................... 9
§ 3.3. A unit-level approach of North Korea with perceptions of the Other ..................................... 14
Conclusion ............................................................................................................................................. 16
Bibliography .......................................................................................................................................... 18
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Introduction
The Democratic People’s Republic of Korea (DPRK, hereafter referred to as North Korea) has been
involved in several incidents in the arena of international politics since it was founded in 1948. After
its inception, North Korea developed itself as a state with serious political clout, seeking for ways to
survive in the international theatre. Since the end of the Cold War in 1991, neighboring South Korea
and the West continued to perceive the hermit kingdom as a grave security threat to peace and stability
in the East Asian region. One of the main reasons for this perception was North Korea’s pursuit for
nuclear weapons. On several occasions, North Korea showed its determination to obtain nuclear power
by conducting tests of nuclear blasts. It was on October 9, 2006, that North Korea for the first time
successfully conducted a nuclear test. The South Korean Ministry of Defense and the National
Intelligence Service recorded a 3.58 to 3.7 magnitude explosion in northeastern North Korea.1 Shortly
after the test, on October 14, 2006, the United Nations Security Council unanimously adopted
Resolution 1718, which demanded North Korea to “refrain from further tests, abandon its ballistic
missile programs, and terminate its nuclear programs in a complete, verifiable, and irreversible
manner.”2 This showed broad international security concerns over the North Korean nuclear weapon
policy.
This research paper expects to show the added value of a constructivist approach to explain
North Korea’s nuclear policy ambitions. Therefore, this study is guided by the following research
question: How can North Korea’s nuclear weapon ambitions – in the period of 1991 until 2010 – be
explained from a constructivist point of view? To answer that question, the paper is divided into three
parts. The first part approaches North Korean behavior from a Wendtian system-level of analysis by
“focusing solely on interactions between unitary state actors”3 and how the systematic structure
enables and constrains the North Korean nuclear ambitions. Secondly, unit-level constructivism will
deal with North Korean nuclear weapon ambitions by looking at the domestic ideational forces. As
part of the domestic ideational forces the role of the Juche ideology of self-reliance and independence
will be considered. And thirdly, the influence of the social construction of enemy states will be
considered. Here the role of the Self and the Other serves as centre of analysis. These three aspects of
constructivism cannot be seen separately and often interact with each other. The goal of this paper is
1 Yoichi Funabashi, The Peninsula Question: A Chronicle of the Second Korean Nuclear Crisis, (Washington: The Brookings
Institution Press, 2007), 463. 2 Ibid., 464.
3 Christian Reus-Smit, (2005), “Constructivism”, Scott Burchill, Andrew Linklater, et al., Theories of International Relations,
Houndsmills, Basingstoke: Palgrave Macmillan, 223.
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eventually to offer the reader a more comprehensive analysis of North Korean decision-making
regarding its nuclear weapon policy than realist theory gives.
Conventional Constructivism as an Analytical Framework
In this study, conventional constructivism serves as an academic approach to analyze North Korean
nuclear weapon ambitions. Constructivism can be divided into the strands of, on the one hand,
conventional constructivism, and, on the other hand, critical constructivism. Whereas critical
constructivism has a post-positivist ontology, the conventional strand remains predominantly
positivist. Here constructivism mainly serves as a supplement to realism. While realism predominantly
focuses on material factors for explaining states’ behavior, constructivism adds ideational factors as
influential factors. Traditionally mainstream theories like realism and liberalism lack explanatory
capability regarding the issue of North Korean foreign policy behavior, because those theories cannot
account for the different perceived threats that China and the United States pose to North Korea.
Realism approaches a state’s identity and its interests as fixed and exogenously given, whereas
constructivism focuses on the endogenous relationship between material capabilities and surrounding
ideational structure. Therefore, constructivism is a useful contribution in order to illuminate the
motivations of North Korean nuclear policy. Variables to be examined are the identities and interests
of the North Korean state. In this work, to conduct the research, primary sources like treaties and
existing literature will be taken into consideration.
Christian Reus-Smit describes constructivists as having “sought to articulate and explore three
core ontological propositions about social life, propositions which they claim illuminate more about
world politics than rationalist assumptions.”4 The first of these ontological propositions holds that
normative structures exercise the same significance as material structures do. Secondly,
“constructivists argue that understanding how non-material structures condition actors’ identities is
important because identities form interests and, in turn, actions.”5 And the third constructivist
proposition is that agents and structures are mutually constituted.6 In his article The Promise of
Constructivism, Ted Hopf shows that constructivism offers alternative understandings of themes like
“the meaning of anarchy and balance of power, the relationship between state identity and interest,
4 Christian Reus-Smit, (2005), “Constructivism”, Scott Burchill, Andrew Linklater, et al., Theories of International Relations,
Houndsmills, Basingstoke: Palgrave Macmillan, 220. 5 Ibid., 221.
6 Ibid., 221.
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[and] an elaboration of power.”7 Centrally in this paper is to what extent structures constrain and
enable the nuclear weapon policy of North Korea, and how much the state is able to deviate from the
constraints of structure. The constraints can be constituted as systems of material incentives and
disincentives, such as a balance of power, but also important is how an action reproduces both the
state and the structure.8
Furthermore, meaningful behavior is only possible within an intersubjective social context.
States develop their relations with others and understanding of others through the means of norms and
practices. As explained in the essay Norms, Identity, and Culture in National Security by Peter J.
Katzenstein, constitutive norms define identities by specifying the actions that will cause the Other to
recognize that identity and respond to it appropriately, so norms in this way establish expectations
about who the state as actor will be in a certain environment and how these states will behave.9 For
constructivists, identities, norms, culture, and institutions are undeniably part of international politics
and domestic politics as well. Identities have the function of “ensuring at least some minimal level of
predictability and order.”10
Durable expectations between states call for intersubjective identities that
are sufficiently stable to guarantee predictable patterns of behavior. Identities carry out three
functions: the function of telling others who you are, telling yourself who you are, and lastly,
identities tell you who others are.11
Identities of states are variables which often depend on the
historical, cultural, political, and social context. By making interests a main variable, constructivism
explores how certain interests come into existence, but also why many interests are not adopted.12
In
contrast to realist theory, constructivism claims that interests and identities function in a way that
states are expected to have a more complete series of potential choices of action, and these choices
will be constrained by social structures which are mutually constituted by states and structures through
social practice.
Power is a principal theoretical aspect for both realism and constructivism. However, the
concepts of power are understood in different ways. Whereas realism predominantly focuses on
material economic and military power as the most significant source of influence in international
politics, besides material power, constructivism also emphasizes the influence of discursive power in
order to understand international political behavior. By taking discursive power into consideration
7 Ted Hopf, “The Promise of Constructivism in International Relations Theory,” International Security, Vol. 23, No. 1
(Summer, 1998), 172. 8 Yosef Lapid and Kratochwil, Friedrich, The Return of Culture and Identity, Boulder: Lynne Rienner Publishers (1996), 211.
9 Peter Katzenstein, The Culture of National Security: Norms and Identity in World Politics (New York: Columbia University
Press, 1996), 54. 10
Ted Hopf, “The Promise of Constructivism in International Relations Theory,” International Security, Vol. 23, No. 1 (Summer, 1998), 174. 11
Henri Tajfel, Human Groups and Social Categories: Studies in Social Psychology , Cambridge: Cambrigde University Press, (1981), p. 255. 12
Ted Hopf, “The Promise of Constructivism in International Relations Theory,” International Security, Vol. 23, No. 1 (Summer, 1998), 176.
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here, this paper scrutinizes the power of knowledge, ideas, culture, ideology, and language. An
analysis of the discursive power of nuclear weapons is very interesting for the case of North Korea.
The power of social practices is vested “in their capacity to reproduce the intersubjective meanings
that constitute social structures and actors alike.”13
For example, the North Korean withdrawal from
the Nuclear Non-Proliferation Treaty (NPT) in 2003 was consistent with identities of North Korea as
seen by other states, since it confirmed the identity of North Korea being an irrational and
unpredictable rogue state. Others observing North Korea deduced North Korean identity from its
actions, but also reproduced the intersubjective web of meaning about what exactly comprised that
identity. Thus, “the power of practice is the power to produce intersubjective meaning within a social
structure.”14
In this way, the meanings of actions of states and Others become fixed through practices.
And the fundamental power of practice is to reproduce and guard an intersubjective reality.15
Constructivists argue that identity shaped North Korean preferences and actions. The roles of
rules and norms are important in understanding identity. For a state, every action or interaction has to
be meaningful. Therefore, states continuously construct or reconstruct their identities, interests and
interactions. Wendt distinguishes three state identities: corporate identity, which refers to a state’s
intrinsic qualities such as norms, beliefs and resources; social identity (or roles), which consists of a
set of meanings that a state attributes to itself; and a state’s collective identity, which is established
when a social identity generates collective interests.16
Constructivism mainly directs its attention on
the power of ideas in defining ranges of actions and interactions. Ideas are enclosed in norms, values,
rules and principles. Constructivists see the “facts of international politics not as reflection of an
objective, material reality but rather as an inter-subjective social reality.”17
Ideas and identity play a
stronger role in defining interests than material forces.18
Furthermore, one of the contributions of
constructivism is also to explain continuities and discontinuities in international relations. The
conventional constructivist explanatory causal processes in international security are summarized in
the figure below.
13
Ibid., 178. 14
Ibid., 179. 15
Richard K. Ashley, Untying the sovereign state: a Double Reading of the Anarchy Problematique, Millenium: Journal of
International Studies, Vol. 17, No. 2 (Summer 1988), 243. 16
Alexander Wendt, “Collective identity formation and the international state,” The American Political Science Review, 88 (3), (1994), 384-387. 17
Jo-Ansie Van Wyk, (2007), “The international politics of nuclear weapons: A constructivist analysis,” Scientia Militaria: South African Journal of Military Studies, 23. 18
Y. Halabi, (2004), “The expansion of global governance into the Third World: Altruism, realism, or constructivism”, International Studies Review, 6 (1), 35.
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Footnote: 19
This figure refers to the causal pathways with five main types of argument which also summarizes the explanation
of conventional constructivism regarding international security:
1. Effects of norms: Norms (cultural elements of states ‘environment) shape the national security interests or security policies of
states.
2. Effects of norms: Norms (cultural elements of states’ domestic environments) shape state identity.
3. Effects of identity (I): Variation in state identity affect the national security interests or policies of states
4. Effects of identity (II): Configurations of state identity affect interstate normative structures, such as regimes.
5. Recursivity: State policies both reproduce and reconstruct cultural structure.
A Constructivist Analysis of North Korea’s Nuclear Weapon
Ambitions
§ 3.1. The Wendtian system-level analysis of North Korean nuclear ambitions
In Social Theory of International Politics, Alexander Wendt challenges Kenneth Waltz’ theory of
structural realism. Even though Waltz’ goal of formulating a systematic theory of international politics
and his exclusive focus on states as the most significant players, Wendt differs from that theoretical
discussion in two respects. First, Wendt offers critique concerning the materialist assumptions of
realism and liberalism and stresses the importance of immaterial factors. Secondly, concerning the
system-level of analysis, he does not acknowledge the realist assumption that the international
condition of the state of anarchy has a logically-following deterministic influence on the interest and
behavior of states. As a result, state behavior is not determined by the logic of anarchy as such, but
states behave according to social structures. In this way, a Hobbesian “state of war of all against all”20
is not the logical result of anarchy as claimed by Waltz, but that international state of war is a result of
19
Peter Katzenstein, The Culture of National Security: Norms and Identity in World Politics (New York: Columbia University
Press, 1996), 53. 20
Thomas Hobbes, Leviathan, (Oxford: Oxford University Press, 1651), 86.
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a social structure within an anarchic environment that is produced and reproduced by state interaction.
Hence Wendt’s often-quoted argument: “Anarchy is what states make of it.”21
Basically Wendt distinguishes between three possible types of international structures: the
Hobbesian, the Lockean, and the Kantian structures which are formed by the role identities of enemies
(Hobbesian), rivals (Lockean), and friends (Kantian).22
Each of the three role identities indicates “a
distinct posture of orientation of the Self toward the Other with respect to the use of violence.”23
According to the Hobbesian worldview, the use of violence by enemies is then only limited by a lack
of capabilities. Wendt also makes a distinction between micro-structures and macro-structures in
relation to the structure of a social system. Micro-structures are then defined as “structures of
interaction that depict the world from the agents’ point of view.”24
And macro-structures are
“depicting the world from the standpoint of the system.”25
So, following that logic, a state within the
Hobbesian macro-structures is regarded to be an enemy because he is part of the Hobbesian system of
international politics.
A Hobbesian culture functions as a package of norms. According to Björkdahl norms are
“intersubjective understandings that constitute actors’ interests and identities, and create expectations
as well as prescribe what appropriate behavior ought to be.”26
So norms function as structures for
appropriate action and facilitate the expectation of actions by other states. However, Björkdahl also
remarks that “norms do not determine outcomes.”27
For instance, “the institution of sovereignty also
regulates state behavior through norms and practices of mutual recognition, nonintervention, and
(state) self-determination—which in turn help reproduce state identities.”28
For instance, a
Hobbesian culture can operate as a package of norms, because a Hobbesian culture then constitutes the
interests of actors, regulates actor’s behavior and creates expectations of appropriate behavior. States
in a Hobbesian culture have an important interest in empowering their relative military capability
because they expect other states to hold hostile intentions. Therefore, balancing against other states
and anticipatory military strikes are appropriate and expected forms of behavior. However, since a
shared identity or culture like the Hobbesian one is not deterministic, a state also has the freedom to
violate the norms which are part of the Hobbesian culture.
21
Wendt, Alexander (1992), “Anarchy is What States Make of It”, International Organization, Vol. 46, No. 2, 395. 22
Ibid., 247. 23
Alexander Wendt, Social Theory of International Politics (Cambridge: Cambridge University Press, 1999), 258 24
Ibid.,. 147 25
Ibid., 147. 26
Annika Björkdahl, (2002), “Norms in International Relations: Some conceptual and methodological reflections,” Cambridge Review of International Affairs, 15 (1), 20 27
Ibid., 22. 28
Peter Katzenstein, The Culture of National Security: Norms and Identity in World Politics (New York: Columbia University Press, 1996), 46.
9
The security dilemma between North Korea and the United States is the result of those states
interacting with each other on the assumption that they exist in a self-help world filled with potential
enemies. In this way, states cause the security dilemma to develop itself into a self-fulfilling prophecy.
Take for example the case of the Six Party Talks – between North Korea, the United States, China,
South Korea, Japan and Russia – that were initiated in 2003 after North Korea withdrew from the
Nuclear Non-Proliferation Treaty (NPT). Identities of the participating countries shaped the work of
the Six Party Talks. The participating states in the negotiation did not share the same threat perception
of North Korea because identity produces different understandings and different levels of threat on
North Korea. So security policy choices towards North Korea vary on the basis how states perceive
the threat and identify North Korea as a friend, competitor or enemy. Thus, the Hobbesian culture
characterized by the state of anarchy and self-help mechanism in the Northeast Asian politics is
created by the states themselves.
§3.2. Unit-level constructivism: Considering the domestic ideational forces and the
identity of North Korea
To understand Pyongyang’s nuclear weapon ambitions the context in which the North Korean mindset
has developed into what it is now must be comprehended. Objective conditions such as the colonial
experience, partition of the nation, the Korean War, the demise of socialist systems were responded by
North Korea with the creation of subjective conditions that are mainly the product of deliberate policy
choices.29
In Alexander Wendt’s concept of interests, a distinction between objective and subjective
interests is made. Objective interests are described as “functional imperatives which must be
reproduced if an identity is to be reproduced.”30
Objective interests do not directly influence state
behavior, but the subjective interests motivate behavior. Subjective interests are “beliefs that actors
actually have about how to meet their [objective] identity needs.”31
Wendt explains that every state has
to successfully converge with four objective interests in order to be and remain an actual state. Those
four interests are physical survival, autonomy, economic well-being, and collective self-esteem.32
The
actual significance of these objective interests “lies in the fact that they dispose states to try and
understand them, to interpret implications for how subjective security interests should be defined.”33
“State action is taken by those acting in the name of the state. Hence, the state is its decision-makers.
29
Han S. Park, “North Korean Perceptions of Self and Others: Implications for Policy Choices,” Pacific Affairs, Vol. 73, No. 4
(Winter, 2000-2001), 503. 30
Alexander Wendt, Social Theory of International Politics (Cambridge: Cambridge University Press, 1999), 231. 31
Ibid., 232. 32
Ibid., 235
33 Alexander Wendt, Social Theory of International Politics (Cambridge: Cambridge University Press, 1999), 237.
10
State X is translated into its decision-makers as actors.”34
How North Korea then conveys the meaning
of the objective interests depends on the identities, values, and world views they have developed in the
Hobbesian system of states. Thus, “the decision-maker enters the government from the larger social
system in which he also retains membership. He comes to decision-making as a ‘culture bearer’.”35
Through the eyes of a realist, the actions of North Korea in the last twenty years are hard to
explain, because North Korea seems to have weakened its security situation in the world by
successfully detonating a nuclear device. Besides the usual adversaries of North Korea, its allies China
and Russia also condemned this action. On July 5, 2006, North Korea had tested a number of ballistic
missiles and this was answered by the United Nations Security Council with the unanimously passing
of Resolution 1695 thereby condemning the multiple of ballistic missiles by the DPRK.36
So the
actions of North Korea alienated its ally China, which was a driving force for the North Korean regime
through economic and political support.37
Therefore, alienating China by the North Korean actions can
be interpreted as irrational. But how can constructivism explain those actions?
Constructivists would argue that North Korea’s international isolation has led to a strikingly
different perception of nuclear weapon technology compared to other states. The perception of nuclear
weapon technology has been constructed in a normative way amongst the majority of the international
states since the end of World War II. Although North Korea had been a signatory state of the NPT
from 1985 until 2003, it has socialized in a different way than other states. The language used in the
discourse surrounding nuclear weapons show the socially constructed meaning of nuclear weapons.
The non-use of nuclear weapons by states since 1945 implies that it has become a norm that using
nuclear weapons has become a taboo. Within western states, nuclear weapons represent a danger to
humanity and first-strike use is morally wrong. This moral aversion has among western states, inter
alia, been constructed through a global anti-nuclear movement. An example of an anti-nuclear
movement was the Campaign for Nuclear Disarmament (CND) in Great Britain. The societal pressures
that helped to develop the taboo on nuclear weapon technology during the Cold War period have been
absent within North Korea. And the pressure not to develop nuclear weapon technology seems to not
have immersed North Korea sufficiently because of the isolationist posture of the regime. The North
Korean government has thus a lowered socialized belief in the ethically norm of non-use of nuclear
weapons.
The memories of the nuclear non-discriminate devastation of Hiroshima and Nagasaki in 1945
symbolize the darkest side of nuclear weapon capabilities. Nuclear weapons also carry the meaning of
34
Snyder et al., (2002), Foreign Policy Decision-Making, Revisited, New York: Palgrave MacMillan, 59. 35
Ibid., 128. 36
UN Resolution 1695, http://www.un.org/News/Press/docs/2006/sc8778.doc.htm 37
Young Whan Kihl and Honh Nack Kim, North Korea: The Politics of Regime Survival, 2006, Published by M.E. Sharpe Inc., 74.
11
being a source of security or insecurity (depending on who has their hands on them), since states
maintain and enhance their security and sovereignty by acquiring weapons for their strategic
importance, as a deterrent and as instruments to win wars.38
For states, nuclear technology remains a
status symbol, which distinguishes states that have nuclear weapons from those that do not have those
weapons. Nuclear technology has become widely available to more actors, and it has become
profitable to sell such technology, expertise or equipment to actors that want to acquire it.39
North
Korea’s withdrawal from the NPT reveals North Korea’s reconstruction of its state identity and
interests and preferred method of interaction with the international community. Yet the North Korean
withdrawal also reveals the shortcomings of the non-proliferation initiatives, and so there is no actual
way to force North Korea to be subject to various inspections.40
Despite of an agreement between the
United States and North Korea in September 2005, in which North Korea promised to yield its nuclear
weapons program and rejoin the NPT in return for energy-related assistance, North Korea continued to
produce and test nuclear technology.41
One of the fundamental norms of International Law is pacta
sunt servanda (“treaties are to be obeyed”).42
However, one of the state identities of North Korea as a
rogue state makes it easier to disobey treaties for North Korea than for other states without an identity
of rogue state.
Korean unification has been regarded as North Korea’s supreme national goal during the
leadership of Kim Il-Sung. However, the achievement of Korean unification by military means was
prevented by the Soviet Union and China, and also by conventional and nuclear American deterrent.
In an alternative attempt to destabilize and overthrow the South Korean government, North Korea
spread cross-border propaganda and executed terrorist attacks. For instance, in 1987, a Korean
Airlines flight was bombed in an effort to destabilize South Korea.43
North and South Korea, which had long been an isolated kingdom, experienced colonial
domination and exploitation after its annexation by Imperial Japan (1910-1945). This image of
foreign, colonial domination has continued to last the period of Kim Jung-Il’s leadership. For instance,
in 1998, a statement of North Korea’s Central News Agency reinforced this image by emphasizing that
“As a result of the U.S. military occupation, South Korea remained a colony and the Korean nation
which has boasted of 5000-year-long history has been forced to suffer from the tragedy of division.
The history of the U.S. occupation of South Korea is a history of the most ferocious and shameless
38
Jo-Ansie Van Wyk, (2007), “The international politics of nuclear weapons: A constructivist analysis,” Scientia Militaria: South African Journal of Military Studies, 26. 39
Ibid., 27. 40
Jo-Ansie Van Wyk, (2007), “The international politics of nuclear weapons: A constructivist analysis,” Scientia Militaria: South African Journal of Military Studies, 33. 41
BBC World Online (2005), www.bbc.co.uk, retrieved at January 9, 2011. 42
Abram Chayes and Handler Chayes, Antonia, “The Role of the United Nations in European Peacekeeping", in: Preventing Conflict in the Post-Communist World. Mobilizing International and Regional Organizations, Washington DC: 1996, 185. 43
Martin Senn, (2008), “Wolves in the Woods: The Rogue State Concept from a Constructivist Perspective,” Barcelona: Universitat Autonoma de Barcelona, 11.
12
aggression and conquest.”44
The nationalist struggle against the Japanese colonial power which ended in 1945 has to be
taken into consideration because it became part of the North Koreans belief system and continues
to be so. The North Korean leadership chose to exploit the oppressive history of Korea under Japanese
control to establish Kim Il-Sung’s charisma and militarism. Since the North Korean state ascribes “the
colonial humiliation to a lack of military forces that could have deterred Japanese invasion, the [North
Korean] leadership has been able to use the Anti-Japan sentiment for facilitating military
preparedness.”45
Thus, the Japanese colonial domination over Korea inspired Kim Il-Sung to develop a
strong military with superior weapons.
The North Korean state is based on the Juche ideology. Juche means the state will maintain its
Chajusong (independence) through self-reliance It functioned as an official guideline for independence
in politics, economics, national defense, and foreign policy.46
This corporate identity with a
superimposed social identity of independence and self-reliance continuously constructs its interests
and interactions. Since the Korean War, North Korea has constructed an identity of a “socialist
paradise”, based on “democratic centralism,” and in terms of construction of its interests, on protecting
its citizens against the United States. For instance, the U.S. is viewed as an “imperialist” state
consisting of “western barbarians” on the official website of the North Korean government.47
From
a constructivist point of view, North Korea can be considered to have taken the Juche idea of self-
reliance, and the American enmity, and other intersubjective realities and social facts as the basis for
the development of its nuclear policy. Moreover, by pursuing nuclear technology, North Korea also
gave meaning to the Three Revolutions which refer to the ideological, technical, and cultural
revolutions after 1973. The Three Revolutions Team Movement was inaugurated in February 1973 as
“a powerful revolutionary method of guidance”48
for the Three Revolutions . As part of this
method, the Three Revolutions teams were sent to factories, enterprises, and rural and fishing villages
for local guidance and problem solving in close consultation with local personnel.
The end of the Cold War indicated an enormous disorder for North Korea. The end of the Cold
War restrained economic growth and led to diplomatic isolation. In 1991 the Soviet Union collapsed,
and in 1992 China chose to establish diplomatic relations with South Korea. As a result, North Korea
felt that China betrayed their mutual trust relationship. These events added to the North Korean sense
44
Official website of government of North Korea, “US occupation of S. Korea is source of all misfortunes, pains and disasters,” 1998, www.korea-dpr.com. 45
Han S. Park, “North Korean Perceptions of Self and Others: Implications for Policy Choices,” Pacific Affairs, Vol. 73, No. 4 (Winter, 2000-2001), 504. 46
Jo-Ansie Van Wyk, (2007), “The international politics of nuclear weapons: A constructivist analysis,” Scientia Militaria: South African Journal of Military Studies, 33. 47
Official website of government of North Korea: www.korea-dpr.com, vistited at January 9, 2010. 48
Young Whan Kihl and Honh Nack Kim, North Korea: The Politics of Regime Survival, 2006, Published by M.E. Sharpe Inc., 75.
13
of isolation and need to be decisive in protecting its national identity. Pyongyang’s explanation of the
collapse of the Eastern European socialist states further reaffirmed those North Korean interests by
ascribing the breakdown of the socialist systems to three important factors. The first factor was “the
lack of spiritual preparedness to resist material temptations associated with decadent capitalist culture;
second, the inability […] to defend themselves militarily; and third, the inability to cope with
confusion following the succession of political power from a charismatic leader.”49
The North
Korean perception of the breakdown of the Soviet Union and other socialist systems in Europe
rationally led to the country taking measures to protect itself from adversarial forces.
North Korea has never forgotten the grim reality that the Korean War has officially never
ended, but is in a state of temporary truce. “The continuing presence of U.S. forces in South Korea,
including some 35,000 ground-troops, is keenly felt in North Korea as a formidable and direct threat to
the security of the region.”50
The principle of militarism had been sustained by Kim Jung-Il after he
became the new leader in 1994. The Korean War has established an antagonistic identity between
North Korea and the United States which consequently produced severe threat perceptions.
Following the death of Kim Il Sung in 1994, his son Kim Jung Il succeeded and he was
preoccupied with the primary concern of promoting the military in the conviction that defensive
preparedness precedes any other national goal. Kim Jung had given the ultimate and key authority in
decision-making to the military.51
The in September 1998 adopted new Constitution “endorses the
centrality of the military, as evidenced by the ascendance of the Chairman of the Military Commission
as the supreme commander and ultimate reservoir of the state authority.”52
So Juche ideology has
evolved from an abstract worldview in the Cold War years to a concrete nationalist doctrine that uses
militarism as guiding principle.
All factors considered of North Korean identity related to their self-image, it can be concluded
that the absence of the norms of regarding nuclear weapons to be unethical, the Juche ideology, the
socialist, and the militarist identity have primarily shaped North Korean nuclear ambitions.
49
Han S. Park, “North Korean Perceptions of Self and Others: Implications for Policy Choices,” Pacific Affairs, Vol. 73, No. 4 (Winter, 2000-2001), 507. 50
Ibid., 507 51
Ibid., 511. 52
Han S. Park, “North Korean Perceptions of Self and Others: Implications for Policy Choices,” Pacific Affairs, Vol. 73, No. 4
(Winter, 2000-2001), 511.
14
§ 3.3. A unit-level approach of North Korea with perceptions of the Other
North Korea’s perceptions of the Other must be considered in the context of their Juche Ideology and
importance of militarism. In this section North Korea’s Self-perception and interaction to Other is
considered. Wendt has developed a description of how Self and Others mutually constitute each other:
“The basic idea is that identities and corresponding interests are learned and then reinforced in
response to how actors are treated by significant Others. This is known as the principle of “reflected
appraisals” or “mirroring.” It hypothesizes that actors come to see themselves as a reflection of how
they think Others see or “appraise” them, in the “mirror” of Others’ representations of the Self. If the
Other treats the Self as though one is an enemy, then by principle of reflected appraisals one is likely
to internalize that belief in her own role identity vis-à-vis the Other.”53
To illustrate the importance of
the factor of significance as product of power and interdependence in social learning, Wendt writes:
“The key is how Alter and Ego represent themselves in the beginning of their encounter, since this will
determine the logic of ensuing interaction. If Ego casts Alter in the role of an object to be manipulated
for the gratification of his own needs […], then he will engage in behavior that does not take Alter’s
security needs into account in anything but purely instrumental sense. If Alter correctly reads Ego’s
perspective he will “reflect” Ego’s “appraisal” back on himself, and conclude that he has no standing
or rights in this relationship. This will threaten Alter’s basic needs, and as such rather than simply
accept this positioning Alter will adopt an egoistic identity himself […], and act accordingly toward
Ego. Eventually, by repeatedly engaging in practices that ignore each other’s needs, or practices of
power politics, Alter and Ego will create and internalize the shared knowledge that they are enemies,
locking theirselves in a Hobbesian structure.”54
Only if Ego has the ability of endangers the interests
of Alter so far that would bring in jeopardy Alter’s survival, then Ego is a Hobbesian state and a lethal
threat. In this situation, it is very likely that Alter follows the Hobbesian logic and attempts to end
Ego’s existence.
Pyongyang’s assessment that the United States poses a lethal danger has been fed by a number
of factors. The constitutive experience of the United States as a merciless enemy in the Korean War
has had a profound impact on North Korean interest formation because of the American contemplation
to use nuclear weapons against North Korea.55
The United States also deployed tactical nuclear
weapons on South Korean territory until 1991, and explicit nuclear threats have carried on the
impression of the U.S. as an enemy with the goal of eliminating the North Korean system.56
North
53
Alexander Wendt, Social Theory of International Politics (Cambridge: Cambridge University Press, 1999), 327.
54 Alexander Wendt, Social Theory of International Politics (Cambridge: Cambridge University Press, 1999), 327.
55 Samuel S. Kim, (2006), The Two Koreas and the Great Powers, Cambridge: Cambridge University Press, 240.
56 Roland Bleiker, (2003), “A Rogue is a rogue is a rogue: US foreign policy and the Korean nuclear crisis,” International
Affairs, 79 (4), 726.
15
Korea was designated as a target for nuclear strikes in the 2004 Nuclear Posture Review,57
and reports
that the U.S. government was drafting a new Operations Plan with the goal of overthrowing the North
Korean regime also reaffirmed North Korea’s belief for need of nuclear weapons, since North Korea
had sufficient reason to feel an existential threat from it.58
A statement by the Korean Central News
Agency illustrates the North Korean fear: “The final target of their [i.e. the U.S. government] plan is to
topple the DPRK. In a nutshell, they seek to ‘bring it down’ by war as they did the Saddam Hussein
regime and occupied Iraq by war.”59
Moreover, in 2002 North Korea was designated as part of “axis of
evil” along with Iraq and Iran by former U.S. President George W. Bush.60
Since the United States
indeed initiated an invasion against Iraq in 2003, North Korea had more reason to believe that the
U.S. was serious about tackling what it considered to be rogue states. Thus, the American invasion in
Iraq of 2003 increased the North Korean perception of the United States as a threat to their
security. The North Korean fear of the U.S. as a Hobbesian enemy has also been illustrated by the
North Korean leadership’s lasting calls for recognition of its sovereignty by the United States.61
In
short, the American enmity has served the North Korean regime as a way to justify development of
nuclear weapons. And the emphasis on the danger rising from the American imperialist power has
enabled the North Korean regime to maintain its revolutionary identity. Furthermore, the American
threat suppressed internal resistance and provided explanations for the regime to explain domestic
hunger and economic misery to conceal a lack of good governance.
In order to understand North Korean nuclear ambitions, a view at South Korea is required “for
whatever characterizes the South is denounced and demonized in the North.”62
Pyongyang has viewed
South Korea as too dependent on the United States and completely lacking self-respect. North Korea
accuses the South of adopting foreign values and life styles uncritically, and being saturated by
materialism and consumerism.63
This legitimacy war with the South and the national division fueled
the nationalist Juche ideology. South Korea’s announcement in 2004 that it had been enriching small
amounts of uranium since 2000 also contributed to the North Korean perception of threats from the
other side of the 38th parallel north.
64 Not surprisingly, the North Korean government stated that its
57
Chalres K. Amstrong (2004), “US-North Korean Relations,” Asian Perspective, 28 (4), 15. 58
Bruce B Auster and Whitelaw, Kevin, (2003), “Upping the Ante for Kim Jong Il: Pentagon Plan 5030, a new blueprint for facing down North Korea,” US News and World Report, July 21, visited at www.usnews.com. 59
Korean Central News Agency, “U.S. War Scenario against DPRK Assailled”, 2003. 60
Robert A. Wampler, “Axis of evil”, National Security Strategy document 2002, visitited at www.gdu.edu. 61
Martin Senn, (2008), “Wolves in the Woods: The Rogue State Concept from a Constructivist Perspective,” Barcelona: Universitat Autonoma de Barcelona, p.14. 62
Han S. Park, “North Korean Perceptions of Self and Others: Implications for Policy Choices,” Pacific Affairs, Vol. 73, No. 4,
505.
63 Han S. Park, “North Korean Perceptions of Self and Others: Implications for Policy Choices,” Pacific Affairs, Vol. 73, No. 4,
505. 64
Jo-Ansie Van Wyk, (2007), “The international politics of nuclear weapons: A constructivist analysis,” Scientia Militaria: South African Journal of Military Studies,.33.
16
nuclear weapons “serve as a deterrent against increasing US nuclear threats.”65
Thus, Kim Jung-Il
justified the nuclear weapon pursuit as function for “self-defence.”66
Using language discourse to describe the interaction between North Korea and the United
States, Karin Fierke argues that a given game between those states that is characterized by mutual
hostility will continue to be played according to those rules, leading to escalating mutual hostility.67
When states act on those images, they interact with each other using dialogue that implies enmity,
thereby causing those hostile images to become self-perpetuating. The constructivist framework
developed by Fierke is also able to explain how a Hobbesian culture can change into a Lockean culture
between states by changing hostile identities into more peaceful identities. For example, in the case of
the 1994 negotiations between North Korea and the United States, Jimmy Carter shifted the dialogue
to communicate messages of peace instead of hostile messages. This enabled Carter to persuade
Pyongyang to remain within the IAEA’s safeguards regime. Concluding it is evident from a
constructivist perspective that the perceived threat of the American Other has significantly contributed
to the shaping of the North Korean nuclear weapon policy.
Conclusion
All things considered, in addition to the shortcomings that realism has with its focus on material
matters, a constructivist analysis of the North Korean nuclear weapon policy has proved to be
illuminating the motivating factors behind the policy. Firstly, it can be concluded that the northeast
Asian international politics – especially relations between South Korea and North Korea – is
characterized by a state of anarchy in which self-help is the best way to survive for states. But it is
necessary to note that that Hobbesian culture of anarchy has been created by states themselves and
reinforced by structures and norms like sovereignty. Secondly, domestic North Korean factors like the
Juche ideology and the emphasis on militarism were important shaping forces in the forming of North
Korean nuclear weapon ambitions. And the impact of the Other to the North Korean identity as
functioned by the United States shows how important the perception of U.S. as enemy has been in
shaping North Korean nuclear ambitions. As constructivism has showed it is possible to change the
current Hobbesian worldview in the northeast Asian region to a Lockean worldview between state
relations. However, it may take daring leadership to achieve such a development in a short amount of
time. In dealing with North Korean state and its nuclear ambitions, it is vital to keep in mind that
65
Human Rights Watch, 2005, visited at www.hrw.org. 66
Young Whan Kihl and Honh Nack Kim, North Korea: The Politics of Regime Survival, 2006, Published by M.E. Sharpe Inc., 81. 67
Karin Fierke, (2007), Critical Approaches to International Security, Cambridge: Polity Press, 84.
17
North Korea in the end is motivated by regime survival. Therefore, the international community led by
the United Nations has to treat recent North Korean assaults with great diligence in order to prevent
the situation from escalating into an active continuance of the Korean War.
18
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