THE ICSID CASELOAD - documents.worldbank.org€¦ · ICSID Secretariat; the basis of consent to...
Embed Size (px)
Transcript of THE ICSID CASELOAD - documents.worldbank.org€¦ · ICSID Secretariat; the basis of consent to...
-
THE ICSID CASELOAD –
STATISTICS (ISSUE 2012-1)
Pub
lic D
iscl
osur
e A
utho
rized
Pub
lic D
iscl
osur
e A
utho
rized
Pub
lic D
iscl
osur
e A
utho
rized
Pub
lic D
iscl
osur
e A
utho
rized
Pub
lic D
iscl
osur
e A
utho
rized
Pub
lic D
iscl
osur
e A
utho
rized
Pub
lic D
iscl
osur
e A
utho
rized
Pub
lic D
iscl
osur
e A
utho
rized
wb350881Typewritten Text68312
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 2
The ICSID Caseload – Statistics
(Issue 2012-1)
This issue of the ICSID Caseload – Statistics updates the profile of the ICSID caseload, historically and for the calendar year 2011. It is based on cases registered or administered by ICSID as of December 31, 2011.
As in the previous issues, this document illustrates: the number of cases registered under the ICSID Convention and Additional Facility Rules; the number of other cases administered by the ICSID Secretariat; the basis of consent to ICSID jurisdiction invoked in registered arbitration and conciliation cases; the geographic distribution of ICSID cases by the State party to the dispute; the economic sectors involved in ICSID disputes; the outcomes in ICSID arbitration and conciliation proceedings (including further information on disputes decided by arbitral tribunals); the nationality and geographic origins of arbitrators, conciliators and ad hoc committee members appointed in ICSID proceedings; and outcomes to date in annulment proceedings under the ICSID Convention.
The Secretariat will continue to publish the ICSID Caseload – Statistics on a bi-annual basis, and welcomes any comments or suggestions by email at [email protected].
mailto:[email protected]�
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 3
TABLE OF CONTENTS1
PART I -
ALL CASES REGISTERED AND ADMINISTERED BY ICSID
1. Map of the ICSID Contracting States and Other Signatories to the ICSID Convention as of December 31, 2011 6
2. Cases Registered by ICSID 7 Chart 1: Total Number of ICSID Cases Registered by Calendar Year 7 Chart 2: Number of Cases Registered under the ICSID Convention and Additional Facility Rules Calendar Year 8 Chart 3: Type of Cases Registered under the ICSID Convention and Additional Facility Rules 8
3. Non-ICSID Cases Administered by the ICSID Secretariat 9 Chart 4: Number of Non-ICSID Cases Administered by the ICSID Secretariat over the Past Ten Fiscal Years2 9
4. Basis of Consent Invoked to Establish ICSID Jurisdiction in Registered ICSID Cases 10 Chart 5: Basis of Consent Invoked to Establish ICSID Jurisdiction in Cases Registered under the ICSID Convention and Additional Facility Rules 10
5. Geographic Distribution of All ICSID Cases by State Party Involved 11 Chart 6: Geographic Distribution of All Cases Registered under the ICSID Convention and Additional Facility Rules by State Party Involved 11
6. Distribution of All ICSID Cases by Economic Sector 12 Chart 7: Distribution of All Cases Registered under the ICSID Convention and Additional Facility Rules by Economic Sector 12
7. ICSID Arbitration and Conciliation Proceedings – Outcomes 13 Chart 8: Arbitration Proceedings under the ICSID Convention and Additional Facility Rules – Outcomes 13 Chart 9: Disputes Decided by Arbitral Tribunals under the ICSID Convention and Additional Facility Rules – Outcomes 13 Chart 10: Conciliation Proceedings under the ICSID Convention – Outcomes 14 Chart 11: Conciliation Proceedings under the ICSID Convention – Commission Reports 14
8. Annulment Proceedings under the ICSID Convention – Outcomes 15 Chart 12: Awards Rendered and Outcomes in Annulment Proceedings under the ICSID Convention, by Decade 15
9. Arbitrators, Conciliators and ad hoc Committee Members Appointed in ICSID Cases 16 Chart 13: Arbitrators, Conciliators and ad hoc Committee Members Appointed in ICSID Cases – Distribution of Appointments by Geographic Region 16 Chart 14: Arbitrators, Conciliators and ad hoc Committee Members Appointed in ICSID Cases – Distribution of Appointments by ICSID and by the Parties (or Party-appointed Arbitrators) by Geographic Region 17 Chart 15: Nationality of Arbitrators, Conciliators and ad hoc Committee Members Appointed in ICSID Cases Registered under the ICSID Convention and Additional Facility Rules 18
1 The data is based on ICSID statistics as of December 31, 2011. 2 The ICSID Fiscal Year covers the period July 1 to June 30.
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 4
PART II - CASES REGISTERED AND ADMINISTERED BY ICSID IN 2011
1. New Cases Registered by ICSID in 2011 20 Chart 1: Number of New Cases Registered under the ICSID Convention and Additional Facility Rules in 2011 20
2. Non-ICSID Cases Administered by the ICSID Secretariat in 2011 20 Chart 2: Number of Non-ICSID Cases Administered by the ICSID Secretariat in 2011 20
3. Basis of Consent Invoked to Establish ICSID Jurisdiction in New Cases Registered in 2011 21 Chart 3: Basis of Consent Invoked to Establish ICSID Jurisdiction in New Cases Registered in 2011 under the ICSID Convention and Additional Facility Rules 21
4. Geographic Distribution of New ICSID Cases Registered in 2011, by State Party Involved 22 Chart 4: Geographic Distribution of New Cases Registered in 2011 under the ICSID Convention and Additional Facility Rules by State Party Involved 22
5. Distribution of New ICSID Cases Registered in 2011, by Economic Sector 23 Chart 5: Distribution of New Cases Registered in 2011 under the ICSID Convention and Additional Facility Rules by Economic Sector 23
6. ICSID Arbitration Proceedings Concluded in 2011 – Outcomes 24 Chart 6: Arbitration Proceedings under the ICSID Convention and Additional Facility Rules concluded in 2011 – Outcomes 24 Chart 7: Disputes Decided by Arbitral Tribunals under the ICSID Convention and Additional Facility Rules in 2011 – Outcomes 24
7. Arbitrators and ad hoc Committee Members Appointed in ICSID Cases in 2011 25 Chart 8: Arbitrators and ad hoc Committee Members Appointed in 2011 in Cases under the ICSID Convention and Additional Facility Rules – Distribution of Appointments by Geographic Region 25 Chart 9: Arbitrators and ad hoc Committee Members Appointed in 2011 in Cases under the ICSID Convention and Additional Facility Rules – Distribution of Appointments by ICSID and by the Parties (or Party-appointed Arbitrators) by Geographic Region 26 Chart 10: Nationality of Arbitrators and ad hoc Committee Members Appointed in 2011 in Cases under the ICSID Convention and Additional Facility Rules 27
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 5
PART I
ALL CASES REGISTERED AND ADMINISTERED BY ICSID
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 6
1. Map of the ICSID Contracting States and Other Signatories to the ICSID Convention as of December 31, 2011
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 7
2. Cases Registered by ICSID
Chart 1: Total Number of ICSID Cases Registered by Calendar Year:
As of December 31, 2011, ICSID had registered 369 cases under the ICSID Convention and Additional Facility Rules.
1
4
12
12 2
34
1
4
12
13 3 3
1011
1012
14
19
31
27 27
23
37
21
2526
38
0
5
10
15
20
25
30
35
40
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
Cases Registered under the ICSID Convention and Additional Facility Rules
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 8
Chart 2: Number of Cases Registered under the ICSID Convention and Additional Facility Rules by Calendar Year:
Chart 3: Type of Cases Registered under the ICSID Convention and Additional Facility Rules:
14
1 2 1 2 1 24
14
1 2 1 2 3 38 8 8 9
1418
30
2124
21
32
2023 25
33
1 11
1
1
1 1
2 3 2 3
1
6
2
2
4
1
21
4
0
5
10
15
20
25
30
35
40
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
ICSID Convention Arbitration Cases ICSID Convention Conciliation Cases ICSID Additional Facility Arbitration Cases
ICSID Convention Arbitration Cases
329(89%)
ICSID Convention Conciliation Cases
7(2%)
ICSID Additional Facility Arbitration Cases
33(9%)
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 9
3. Non-ICSID Cases Administered by the ICSID Secretariat
Chart 4: Number of Non-ICSID Cases Administered by the ICSID Secretariat over the Past Ten Fiscal Years:
The ICSID Secretariat offers various levels of administrative and organizational support for non-ICSID dispute settlement in State-State or investor-State proceedings. Among the State-State cases administered in the past decade are the Southern Bluefin Tuna case (Australia and New Zealand v. Japan), an expert determination proceeding under the Indus Waters Treaty of 1960, and an arbitration under the Softwood Lumber Agreement of 2006 (United States v. Canada).
The Centre also frequently provides administrative assistance to investor-State arbitrations under the UNCITRAL Rules or other ad hoc dispute settlement provisions. The Centre’s services in these proceedings range from support with the organization of hearings to administrative services comparable to those provided in ICSID cases. The Secretariat also acts as appointing authority, and decides proposals for disqualification of arbitrators, upon request. In addition to administering UNCITRAL arbitrations, ICSID has also assisted with the organization of hearings in arbitration proceedings conducted under the auspices of the ICC, LCIA, PCA, and other institutions.
3 3 3
10 11 10
7 64
6
3
11
13
1
0
2
4
6
8
10
12
14
FY2002 FY2003 FY2004 FY2005 FY2006 FY2007 FY2008 FY2009 FY2010 FY2011 July 1 -Dec. 31,
2011UNCITRAL Cases Other Cases
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 10
4. Basis of Consent Invoked to Establish ICSID Jurisdiction in Registered ICSID Cases Chart 5: Basis of Consent Invoked to Establish ICSID Jurisdiction in Cases Registered under the ICSID Convention and Additional Facility Rules:
ASEAN Agreement for the Promotion and Protection
of Investments1%
Bilateral Investment Treaty (BIT)
63%
Dominican Republic-United States-Central America Free Trade
Agreement (DR-CAFTA)1%
Investment Contract between the Investor and
the Host-State20%
Investment Law of the Host-State
6%
North American Free Trade Agreement
(NAFTA)4%
Agreement between the United States of America
and the Sultanate of Oman on the
Establishment of a Free Trade Area
(Oman-U.S. FTA)1%
Energy Charter Treaty (ECT)
4%
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 11
5. Geographic Distribution of All ICSID Cases by State Party Involved Chart 6: Geographic Distribution of All Cases Registered under the ICSID Convention and Additional Facility Rules by State Party Involved*:
* The classification of the geographic regions above is based on the World Bank’s regional system, available at http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/0,,pagePK:180619~theSitePK:136917,00.html, and also includes World Bank donor countries.
South America30%
Central America & the Carribean
7%
North America (Canada, Mexico & U.S.)
5%
Eastern Europe & Central Asia
23%
Western Europe1%
Sub-Saharan Africa16%
Middle East & North Africa
10%South & East Asia &
the Pacific8%
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 12
6. Distribution of All ICSID Cases by Economic Sector
Chart 7: Distribution of All Cases Registered under the ICSID Convention and Additional Facility Rules by Economic Sector*:
* This sector classification is based on the World Bank’s sector codes, available at http://siteresources.worldbank.org/PROJECTS/Resources/SectorCodesLists.pdf.
Finance7%
Information & Communication
6%
Agriculture, Fishing & Forestry
5% Oil, Gas & Mining25%
Electric Power & Other Energy
13%
Water, Sanitation & Flood Protection
6%
Construction7%
Tourism5%
Other Industry11%
Transportation11%
Services & Trade
4%
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 13
7. ICSID Arbitration and Conciliation Proceedings – Outcomes
Chart 8: Arbitration Proceedings under the ICSID Convention and Additional Facility Rules – Outcomes:
Chart 9: Disputes Decided by Arbitral Tribunals under the ICSID Convention and Additional Facility Rules – Outcomes:
* Pursuant to ICSID Arbitration Rule 41(5) and Article 45(6) of the Arbitration (Additional Facility) Rules, as adopted by the ICSID Administrative Council in 2006, a party may at an early stage of the proceeding file an objection that a claim is manifestly without merit. If the Tribunal decides that the claims are manifestly without legal merit, it shall render an award to that effect.
Dispute decided by Tribunal
61%
Dispute settled or proceeding otherwise
discontinued39%
Award deciding that the claims are
manifestly without legal merit
1%*
Award declining jurisdiction
23%
Award dismissing all claims30%
Award upholding claims in part or in full
46%
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 14
Chart 10: Conciliation Proceedings under the ICSID Convention – Outcomes:
Chart 11: Conciliation Proceedings under the ICSID Convention – Commission Reports:
Conciliation Commission Report
issued67%
Proceeding Discontinued
33%
Report recording failure of the parties to
reach agreement75%
Report recording agreement of the
parties25%
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 15
8. Annulment Proceedings under the ICSID Convention – Outcomes
Chart 12: Awards Rendered and Outcomes in Annulment Proceedings under the ICSID Convention, by Decade:
49
18
96
14
0 1 1
13
30 3 08
00 0 15 5
0
20
40
60
80
100
120
1971-1980 1981-1990 1991-2000 2001-2010 2011 -
Number of Convention awards rendered Number of decisions rejecting the application for annulment
Number of decisions annulling the award in part or in full Number of annulment proceedings discontinued
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 16
9. Arbitrators, Conciliators and ad hoc Committee Members Appointed in ICSID Cases
Chart 13: Arbitrators, Conciliators and ad hoc Committee Members Appointed in Cases Registered under the ICSID Convention and Additional Facility Rules – Distribution of Appointments by Geographic Region*:
* The classification of the geographic regions above is based on the World Bank’s regional system, available at http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/0,,pagePK:180619~theSitePK:136917,00.html, and also includes World Bank donor countries. The chart reflects appointments made to Tribunals and ad hoc Committees constituted until December 31, 2011.
North America (Canada, Mexico & U.S.)
23%
South America10%
Central America & the Caribbean
2%
Middle East & North Africa
5%
Sub-Saharan Africa2%
South & East Asia & the Pacific
9% Eastern Europe & Central Asia
2%
Western Europe47%
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 17
Chart 14: Arbitrators, Conciliators and ad hoc Committee Members Appointed in Cases Registered under the ICSID Convention and Additional Facility Rules – Distribution of Appointments by ICSID and by the Parties (or Party-appointed Arbitrators) by Geographic Region*:
* The geographical classification is based on the World Bank’s regions as set forth at http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/0,,pagePK:180619~theSitePK:136917,00.html, and also includes World Bank donor countries. The chart reflects appointments made to Tribunals and ad hoc Committees constituted until December 31, 2011.
43 3810
24 13
46
10
168
235
88
1440
15
66
10
408
0
50
100
150
200
250
300
350
400
450
North America (Canada, Mexico &
U.S.)
South America Central America & the Caribbean
Middle East & North Africa
Sub-Saharan Africa South & East Asia & the Pacific
Eastern Europe & Central Asia
Western Europe
Appointments by ICSID Appointments by the Parties (or Party-appointed Arbitrators)
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 18
Chart 15: Nationality of Arbitrators, Conciliators and ad hoc Committee Members Appointed in Cases Registered under the ICSID Convention and Additional Facility Rules:
144133
11193
7957
4140
3934
3331
3028
2524
1915
1411
99
888888
777777
666
55
4444444
333333333
22222222222
11111111111111
0 20 40 60 80 100 120 140 160
U.S.FrenchBritish
CanadianSwiss
SpanishMexican
AustralianGerman
ItalianChilean
EgyptianBelgian
DutchArgentine
New ZealandColombian
SwedishCosta Rican
BrazilianDanish
PhilippineBangladeshi
British/FrenchGreek
Lebanese/FrenchUruguayan
VenezuelanAustrian
BulgarianEcuadorianSenegalese
SlovakThai
IndianPeruvian
SingaporeanGuyaneseMoroccan
AlgerianCypriotFinnishIranian
MalaysianPakistani
Swiss/BrazilianChinese
Colombian/FrenchHonduran
Iranian/FrenchIsraeli
JamaicanLebaneseNigerianTogolese
BarbadianBeninese
Czech (one czechoslovak)GaboneseGhanaianJordanianMalagasyMalawian
PortugueseSerbian
Swiss/IrishBrazilian/French
CameroonianCentral African
CroatianDominica
French/MauritianGuatemalanLuxembourg
NorwegianSlovenia
SomaliSouth African
Sri LankanSudanese
Number of Appointments
Nat
iona
lity
of A
ppoi
ntee
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 19
PART II
CASES REGISTERED AND ADMINISTERED BY ICSID IN 2011
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 20
1. New Cases Registered by ICSID in 2011
Chart 1: Number of New Cases Registered under the ICSID Convention and Additional Facility Rules in 2011:
2. Non-ICSID Cases Administered by the ICSID Secretariat in 2011
Chart 2: Number of Non-ICSID Cases Administered by the ICSID Secretariat in 2011:
33
14
0
5
10
15
20
25
30
35
ICSID Convention Arbitration Cases
ICSID Convention Conciliation Cases
ICSID Additional Facility Arbitration Cases
4
1
0
1
2
3
4
5
UNCITRAL Cases Other Cases
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 21
3. Basis of Consent Invoked to Establish ICSID Jurisdiction in New Cases Registered in 2011
Chart 3: Basis of Consent Invoked to Establish ICSID Jurisdiction in New Cases Registered in 2011 under the ICSID Convention and Additional Facility Rules:
Bilateral Investment Treaty (BIT)
76%
Investment Contract between the Investor and
the Host-State10%
Investment Law of the Host-State
10%
Energy Charter Treaty (ECT)
2%
Agreement between the United States of America
and the Sultanate of Oman on the
Establishment of a Free Trade Area
(Oman-U.S. FTA)2%
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 22
4. Geographic Distribution of New ICSID Cases Registered in 2011, by State Party Involved
Chart 4: Geographic Distribution of New Cases Registered in 2011 under the ICSID Convention and Additional Facility Rules by State Party Involved*:
* The classification of the geographic regions above is based on the World Bank’s regional system, available at http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/0,,pagePK:180619~theSitePK:136917,00.html, and also includes World Bank donor countries.
South America34%
Eastern Europe & Central Asia
29%
Sub-Saharan Africa11%
Middle East & North Africa
13%
South & East Asia & the Pacific
13%
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 23
5. Distribution of New ICSID Cases Registered in 2011, by Economic Sector
Chart 5: Distribution of New Cases Registered in 2011 under the ICSID Convention and Additional Facility Rules by Economic Sector*:
* The sector classification is based on the World Bank’s sector codes, available at http://siteresources.worldbank.org/PROJECTS/Resources/SectorCodesLists.pdf.
Finance3%
Information & Communication
3%
Agriculture, Fishing & Forestry
5%
Oil, Gas & Mining26%
Electric Power & Other Energy
3%
Water, Sanitation & Flood Protection
3%
Construction5%
Tourism5%
Other Industry21%
Transportation16%
Services & Trade10%
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 24
6. ICSID Arbitration Proceedings Concluded in 2011 – Outcomes
Chart 6: Arbitration Proceedings under the ICSID Convention and Additional Facility Rules concluded in 2011 – Outcomes:
Chart 7: Disputes Decided by Arbitral Tribunals under the ICSID Convention and Additional Facility Rules in 2011 – Outcomes:
Dispute decided by Tribunal
60%
Dispute settled or proceeding otherwise
discontinued40%
Award declining jurisdiction
25%
Award dismissing all claims25%
Award upholding claims in part or in full
50%
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 25
7. Arbitrators and ad hoc Committee Members Appointed in ICSID Cases in 2011
Chart 8: Arbitrators and ad hoc Committee Members Appointed in 2011 in Cases under the ICSID Convention and Additional Facility Rules – Distribution of Appointments by Geographic Region*:
* The classification of the geographic regions above is based on the World Bank’s regional system, available at http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/0,,pagePK:180619~theSitePK:136917,00.html, and also includes World Bank donor countries. The chart reflects appointments made to Tribunals and ad hoc Committees constituted in 2011.
North America (Canada, Mexico & U.S.)
19%
South America21%
Central America & the Caribbean
2% Middle East & North Africa
3%
Sub-Saharan Africa3%
South & East Asia & the Pacific
15%
Eastern Europe & Central Asia
2%
Western Europe35%
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 26
Chart 9: Arbitrators and ad hoc Committee Members Appointed in 2011 in Cases under the ICSID Convention and Additional Facility Rules– Distribution of Appointments by ICSID and by the Parties (or Party-appointed Arbitrators) by Geographic Region*:
* The classification of the geographic regions above is based on the World Bank’s regional system, available at http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/0,,pagePK:180619~theSitePK:136917,00.html, and also includes World Bank donor countries. The chart reflects appointments made to Tribunals and ad hoc Committees constituted in 2011.
5
10
12 2
5
2
13
2018
12 2
15
1
34
0
5
10
15
20
25
30
35
40
North America (Canada, Mexico & U.S.)
South America Central America & the Caribbean
Middle East & North Africa
Sub-Saharan Africa South & East Asia & the Pacific
Eastern Europe & Central Asia
Western Europe
Appointments by ICSID Appointments by the Parties (or Party-appointed Arbitrators)
-
© 2012 by International Centre for Settlement of Investment Disputes.
Content may be reproduced for educational use with acknowledgement. Page | 27
Chart 10: Nationality of Arbitrators and ad hoc Committee Members Appointed in 2011 in Cases under the ICSID Convention and Additional Facility Rules:
11101010
88
77
65
444
333
2222222
1111111111111111
0 2 4 6 8 10 12
U.S.British
CanadianFrench
ArgentineChilean
ColombianSpanish
AustralianBelgian
MexicanNew Zealand
SwissChinese
Colombian/FrenchGermanAustrian
BangladeshiBritish/French
BulgarianCosta Rican
ItalianPhilippine
BrazilianBrazilian/French
CameroonianDutch
EgyptianFinnish
French/MauritianIndian
Iranian/FrenchLebaneseMalawianMalaysianMoroccan
PakistaniSlovenian
Somali
Number of Appointments
Nat
iona
lity
of A
ppoi
ntee
PART IAll Cases Registered and Administeredby ICSID1. Map of the ICSID Contracting States and Other Signatories to the ICSID Convention as of December 31, 20112. Cases Registered by ICSIDChart 1: Total Number of ICSID Cases Registered by Calendar Year:Chart 2: Number of Cases Registered under the ICSID Convention and Additional Facility Rules by Calendar Year:Chart 3: Type of Cases Registered under the ICSID Convention and Additional Facility Rules:
3. Non-ICSID Cases Administered by the ICSID SecretariatChart 4: Number of Non-ICSID Cases Administered by the ICSID Secretariat over the Past Ten Fiscal Years:
4. Basis of Consent Invoked to Establish ICSID Jurisdiction in Registered ICSID CasesChart 5: Basis of Consent Invoked to Establish ICSID Jurisdiction in Cases Registered under the ICSID Convention and Additional Facility Rules:
5. Geographic Distribution of All ICSID Cases by State Party InvolvedChart 6: Geographic Distribution of All Cases Registered under the ICSID Convention and Additional Facility Rules by State Party Involved*:/
6. Distribution of All ICSID Cases by Economic SectorChart 7: Distribution of All Cases Registered under the ICSID Convention and Additional Facility Rules by Economic Sector*:
7. ICSID Arbitration and Conciliation Proceedings – OutcomesChart 8: Arbitration Proceedings under the ICSID Convention and Additional Facility Rules – Outcomes:Chart 9: Disputes Decided by Arbitral Tribunals under the ICSID Convention and Additional Facility Rules – Outcomes:Chart 10: Conciliation Proceedings under the ICSID Convention – Outcomes:/Chart 11: Conciliation Proceedings under the ICSID Convention – Commission Reports:
8. Annulment Proceedings under the ICSID Convention – OutcomesChart 12: Awards Rendered and Outcomes in Annulment Proceedings under the ICSID Convention, by Decade:
/9. Arbitrators, Conciliators and ad hoc Committee Members Appointed in ICSID CasesChart 13: Arbitrators, Conciliators and ad hoc Committee Members Appointed in Cases Registered under the ICSID Convention and Additional Facility Rules – Distribution of Appointments by Geographic Region*:Chart 14: Arbitrators, Conciliators and ad hoc Committee Members Appointed in Cases Registered under the ICSID Convention and Additional Facility Rules – Distribution of Appointments by ICSID and by the Parties (or Party-appointed Arbitrators) by Geog...Chart 15: Nationality of Arbitrators, Conciliators and ad hoc Committee Members Appointed in Cases Registered under the ICSID Convention and Additional Facility Rules: /
PART IICases Registered and Administeredby ICSID in 20111. New Cases Registered by ICSID in 2011Chart 1: Number of New Cases Registered under the ICSID Convention and Additional Facility Rules in 2011:
2. Non-ICSID Cases Administered by the ICSID Secretariat in 2011Chart 2: Number of Non-ICSID Cases Administered by the ICSID Secretariat in 2011:
3. Basis of Consent Invoked to Establish ICSID Jurisdiction in New Cases Registered in 2011Chart 3: Basis of Consent Invoked to Establish ICSID Jurisdiction in New Cases Registered in 2011 under the ICSID Convention and Additional Facility Rules:
4. Geographic Distribution of New ICSID Cases Registered in 2011, by State Party InvolvedChart 4: Geographic Distribution of New Cases Registered in 2011 under the ICSID Convention and Additional Facility Rules by State Party Involved*:
5. Distribution of New ICSID Cases Registered in 2011, by Economic SectorChart 5: Distribution of New Cases Registered in 2011 under the ICSID Convention and Additional Facility Rules by Economic Sector*:
6. ICSID Arbitration Proceedings Concluded in 2011 – OutcomesChart 6: Arbitration Proceedings under the ICSID Convention and Additional Facility Rules concluded in 2011 – Outcomes:Chart 7: Disputes Decided by Arbitral Tribunals under the ICSID Convention and Additional Facility Rules in 2011 – Outcomes:
7. Arbitrators and ad hoc Committee Members Appointed in ICSID Cases in 2011Chart 8: Arbitrators and ad hoc Committee Members Appointed in 2011 in Cases under the ICSID Convention and Additional Facility Rules – Distribution of Appointments by Geographic Region*:Chart 9: Arbitrators and ad hoc Committee Members Appointed in 2011 in Cases under the ICSID Convention and Additional Facility Rules– Distribution of Appointments by ICSID and by the Parties (or Party-appointed Arbitrators) by Geographic Region*:Chart 10: Nationality of Arbitrators and ad hoc Committee Members Appointed in 2011 in Cases under the ICSID Convention and Additional Facility Rules: