The FCA Register is at Rule Ref. Firm Name FSA Reg. No ...€¦ · SUP16.1.1 Argenta Syndicate...

The FCA Register is at http://www.fsa.gov.uk/register/home.do

Rule Ref. Firm Name FSA Reg. No. Start date Expiry date Waiver Type

SUP17.1 British Energy Trading Services Limited 208658 14/10/2004 13/10/2006 Waiver

SUP17.1 British Energy Trading Services Limited 208658 24/10/2006 01/11/2007 Modification

SUP17.1 CarbonDesk Ltd (In Liquidation) 491648 12/08/2009 11/08/2011 Waiver

SUP17.1 Centrica Energy (Trading) Limited 232514 06/01/2005 06/01/2007 Modification

SUP17.1 Chevron Global Trading Limited 114076 13/01/2005 13/01/2007 Waiver

SUP17.1 Chevron Global Trading Limited 114076 13/01/2007 13/01/2009 Modification

SUP17.1 Conocophillips (UK) Limited 106256 18/09/2007 Waiver

SUP17.1 E.ON UK Trading Limited 197501 26/01/2004 30/11/2005 Waiver


SUP17.1 EDF Trading Markets Limited 197427 11/12/2003 Waiver

SUP17.1 Energy Sales and Trading Limited 415688 22/03/2005 21/03/2007 Modification

SUP17.1 Hartree Partners Advisory Services U.K. Limited 207789 12/10/2004 11/10/2006 Modification

SUP17.1 Hartree Partners Advisory Services U.K. Limited 207789 13/10/2006 01/11/2007 Waiver

SUP17.1 Inenco Energy Trading Limited 468425 01/10/2007 01/11/2007 Waiver

SUP17.1 Neste Oil Limited 106128 29/04/2005 29/04/2007 Waiver

SUP17.1 RWE Trading Services Limited 208155 11/12/2003 30/11/2004 Waiver


SUP17.1 ScottishPower Energy Management (Agency) Limited 208253 11/12/2003 27/11/2018 Waiver

SUP17.1 ScottishPower Energy Management (Agency) Limited 208253 01/12/2005 30/11/2007 Modification

SUP16.1.1 ACE Europe Life SE 461087 14/12/2007 13/12/2012 Modification

SUP16.1.1 ADIA Reinsurance Company (UK) Limited 202187 25/09/2007 24/09/2012 Modification

SUP16.1.1 Advent Underwriting Limited 204849 11/04/2007 10/04/2012 Modification

SUP16.1.1 Aegis Managing Agency Ltd 204967 13/04/2007 12/04/2012 Modification

SUP16.1.1 Alliance Assurance Company Limited 202014 23/08/2007 23/08/2012 Modification

SUP16.1.1 Alterra at Lloyd's Limited 204966 11/04/2007 10/04/2012 Modification

SUP16.1.1 Ambac Assurance UK Limited 202924 20/07/2007 20/07/2012 Modification

SUP16.1.1 AmTrust at Lloyd's Limited 204947 12/04/2007 11/04/2012 Modification


SUP16.1.1 AmTrust Syndicates Limited 226696 11/04/2007 10/04/2012 Modification

SUP16.1.1 ANV Syndicate Management Limited 204878 13/04/2007 12/04/2012 Modification

SUP16.1.1 Arch Insurance Company (Europe) Ltd 229887 13/04/2007 12/04/2012 Modification

SUP16.1.1 Argenta Syndicate Management Limited 204974 03/05/2007 02/05/2012 Modification

SUP16.1.1 Argo Managing Agency Limited 204975 24/04/2007 23/04/2012 Modification

SUP16.1.1 ARK Syndicate Management Limited 461952 04/07/2007 03/07/2012 Modification

SUP16.1.1 Ascot Underwriting Limited 206658 10/04/2007 10/04/2012 Modification

SUP16.1.1 Assured Guaranty (UK) plc 227233 03/04/2007 02/04/2012 Modification

SUP16.1.1 Asta Managing Agency Ltd 204897 12/04/2007 12/04/2012 Modification

SUP16.1.1 Atlantic Mutual Insurance Company 202025 20/09/2007 19/09/2012 Modification

SUP16.1.1 Atrium Insurance Agency Limited 460463 12/04/2007 11/04/2012 Modification

SUP16.1.1 Atrium Underwriters Limited 204834 12/04/2007 11/04/2012 Modification

SUP16.1.1 Bar Mutual Indemnity Fund Limited 202718 05/07/2007 04/07/2012 Modification

SUP16.1.1 Beaufort Underwriting Agency Limited 204979 03/04/2007 02/04/2012 Modification

SUP16.1.1 Beazley Furlonge Ltd 204896 05/04/2007 04/04/2012 Modification

SUP16.1.1 Berkshire Hathaway International Insurance Ltd 202967 11/04/2007 10/04/2012 Modification

SUP16.1.1 Bestpark International Limited 202832 09/08/2007 08/08/2012 Modification

SUP16.1.1 Bimeh Iran Insurance Company (UK) Limited 202037 26/07/2007 26/07/2012 Modification

SUP16.1.1 Brit Syndicates Limited 204930 20/09/2007 19/09/2012 Modification

SUP16.1.1 British and Foreign Marine Insurance Company Ltd 202054 23/08/2007 23/08/2012 Modification

SUP16.1.1 Budget Insurance Company Limited 202860 27/07/2007 26/07/2012 Modification

SUP16.1.1 Canopius Managing Agents Limited 204847 18/05/2007 17/05/2012 Modification

SUP16.1.1 Capita Managing Agency Limited 204976 08/06/2007 07/06/2012 Modification

SUP16.1.1 Catalina London Limited 202653 04/04/2007 03/04/2012 Modification

SUP16.1.1 Cathedral Underwriting Limited 204913 12/04/2007 11/04/2012 Modification

SUP16.1.1 Catlin (Wellington) Underwriting Agencies Limited 204895 05/07/2007 04/07/2012 Modification

SUP16.1.1 Catlin Underwriting Agencies Ltd 204848 09/07/2007 09/07/2012 Modification

SUP16.1.1 Cavendish Insurance Limited 202200 23/08/2007 23/08/2012 Modification

SUP16.1.1 Chaucer Syndicates Limited 204915 12/04/2007 11/04/2012 Modification

SUP16.1.1 Chubb European Group SE 202803 18/04/2007 17/04/2012 Modification


SUP16.1.1 CHUBB Underwriting Agencies Limited 204901 10/04/2007 09/04/2012 Modification

SUP16.1.1 CNA Insurance Company Limited 202777 17/06/2008 16/06/2013 Modification

SUP16.1.1 Conocophillips (UK) Limited 106256 03/11/2003 Waiver

SUP17.1.1 Conocophillips (UK) Limited 106256 03/11/2003 Waiver

SUP16.1.1 Coverys Managing Agency Ltd 224442 10/04/2007 10/04/2012 Modification

SUP16.1.1 Deutsche Ruck UK Reinsurance Company Limited 202113 25/07/2007 25/07/2012 Modification

SUP16.1.1 Dowa Insurance Company (Europe) Limited 202115 07/08/2007 06/08/2012 Modification

SUP16.1.1 Duncanson & Holt Syndicate Management Ltd 204951 05/06/2007 04/06/2012 Modification

SUP17.1.1 E.ON UK Trading Limited 197501 16/04/2002 01/12/2003 Modification

SUP17.1.1 EDF Trading Markets Limited 197427 16/04/2002 01/12/2003 Modification

SUP16.1.1 Endurance Worldwide Insurance Limited 219654 03/04/2007 02/04/2012 Modification

SUP16.1.1 Euler Hermes Guarantee Plc 202821 24/08/2007 24/08/2012 Modification

SUP16.1.1 Euler Hermes UK Plc 202577 11/04/2007 10/04/2012 Modification

SUP16.1.1 Faraday Underwriting Limited 204910 12/04/2007 11/04/2012 Modification

SUP16.1.1 Federal Insurance Company 202856 18/06/2007 18/06/2012 Modification

SUP16.1.1 FGIC UK Ltd 400238 03/04/2007 02/04/2012 Modification

SUP16.1.1 Financial Guaranty Insurance Company 202859 30/01/2008 29/01/2013 Modification

SUP16.1.1 FM Insurance Company Limited 202145 06/07/2007 05/07/2012 Modification

SUP16.1.1 GE Frankona Reassurance Limited 202844 20/07/2007 19/07/2012 Modification

SUP16.1.1 General Reinsurance Life UK Limited 202925 26/04/2007 25/04/2012 Modification

SUP16.1.1 GIL Insurance Limited 202739 03/09/2007 03/09/2012 Modification

SUP16.1.1 Global General and Reinsurance Company Limited 202155 19/12/2007 18/12/2012 Modification

SUP16.1.1 Guildhall Insurance Company Limited 202165 23/08/2007 23/08/2012 Modification

SUP16.1.1 Hamilton Underwriting Ltd 488395 18/06/2009 02/05/2012 Modification

SUP16.1.1 Hannover Life Reassurance (UK) Limited 202676 04/04/2007 04/04/2012 Modification

SUP16.1.1 Hardy (Underwriting Agencies) Ltd 204843 04/04/2007 04/04/2012 Modification

SUP16.1.1 Harworth Insurance Company Limited 202928 03/08/2007 02/08/2012 Modification

SUP16.1.1 HCC International Insurance Company Plc 202655 11/04/2007 04/10/2011 Modification

SUP16.1.1 HCC Underwriting Agency Ltd 228121 05/04/2007 05/04/2012 Modification

SUP16.1.1 Heddington Insurance (U.K.) Limited 202637 10/04/2007 09/04/2012 Modification


SUP16.1.1 Hiscox Syndicates Limited 204924 12/04/2007 11/04/2012 Modification

SUP16.1.1 Housing Association Property Mutual Limited 202740 20/07/2007 19/07/2012 Modification

SUP16.1.1 Housing Associations Mutual Insurance Association Limited 202703 05/07/2007 04/07/2012 Modification

SUP16.1.1 Houston Casualty Company 203250 11/04/2007 10/04/2012 Modification

SUP16.1.1 International Transport Intermediaries Club Ltd 202866 13/04/2007 12/04/2012 Modification

SUP16.1.1 IRB-Brasil Resseguros S.A. 202192 15/08/2007 14/08/2012 Modification

SUP16.1.1 KGM Underwriting Agencies Limited 204830 13/04/2007 12/04/2012 Modification

SUP16.1.1 Knapton Insurance Limited 202051 23/08/2007 23/08/2012 Modification

SUP16.1.1 Kyoei Fire & Marine Insurance Co (UK) Limited 202199 01/08/2007 01/08/2012 Modification

SUP16.1.1 Lancashire Insurance Company (UK) Ltd 450965 04/04/2007 04/04/2012 Modification

SUP16.1.1 Lancashire Insurance Marketing Services Limited 440717 12/03/2008 11/03/2013 Modification

SUP16.1.1 Liverpool Marine and General Insurance Company Ltd 202211 23/08/2007 23/08/2012 Modification

SUP16.1.1 London Guarantee and Reinsurance Company Limited 202219 23/08/2007 23/08/2012 Modification

SUP16.1.1 Malayan Insurance Company (UK) Limited 202231 25/07/2007 25/07/2012 Modification

SUP16.1.1 Managing Agency Partners Ltd 204977 12/04/2007 11/04/2012 Modification

SUP16.1.1 Mapfre Re, Compania de Reaseguros SA 202899 10/07/2007 Modification

SUP16.1.1 Mitsui Sumitomo Insurance (London) Limited 202554 22/05/2007 21/05/2012 Modification

SUP16.1.1 Mitsui Sumitomo Insurance Company (Europe) Ltd 202751 12/04/2007 11/04/2012 Modification

SUP16.1.1 Mitsui Sumitomo Insurance Company Limited 202567 11/10/2007 10/10/2012 Modification

SUP16.1.1 Mitsui Sumitomo Insurance Underwriting at Lloyds Limited 453688 12/04/2007 11/04/2012 Modification

SUP16.1.1 Munich Re Syndicate Limited 204864 26/04/2007 25/04/2012 Modification

SUP16.1.1 Mytilus Insurance Company Limited 202254 29/08/2007 29/08/2012 Modification

SUP16.1.1 National House-Building Council 202261 26/04/2007 25/04/2012 Modification

SUP16.1.1 National Vulcan Engineering Insurance Group Ltd 202266 23/08/2007 23/08/2012 Modification

SUP16.1.1 Navigators Insurance Company 202980 05/04/2007 04/04/2012 Modification

SUP16.1.1 Navigators Underwriting Agency Ltd 204835 11/04/2007 10/04/2012 Modification

SUP16.1.1 Neon Underwriting Limited 204971 03/04/2007 02/04/2012 Modification

SUP17.1.1 Neste Oil Limited 106128 23/08/2002 30/11/2003 Waiver

SUP16.1.1 NIPPONKOA Insurance Company (Europe) Limited 202197 02/08/2007 01/08/2012 Modification

SUP16.1.1 Novae Syndicates Limited 204888 13/04/2007 12/04/2012 Modification


SUP16.1.1 NRG Victory Reinsurance Limited 202857 19/12/2007 18/12/2012 Modification

SUP16.1.1 Omega Underwriting Agents Ltd 204969 12/04/2007 11/04/2012 Modification

SUP16.1.1 Pacific Life Re Limited 202620 03/04/2007 02/04/2012 Modification

SUP16.1.1 PAMIA Limited 202729 05/07/2007 04/07/2012 Modification

SUP16.1.1 Pembroke Managing Agency Ltd 460849 02/08/2007 01/08/2012 Modification

SUP16.1.1 Pool Reinsurance (Nuclear) Limited 203024 24/04/2007 23/04/2012 Modification

SUP16.1.1 Pool Reinsurance Company Limited 202881 11/04/2007 10/04/2012 Modification

SUP16.1.1 Portman Insurance PLC 202220 20/07/2007 19/07/2012 Modification

SUP16.1.1 QBE Insurance (Europe) Limited 202842 02/05/2007 01/05/2012 Modification

SUP16.1.1 QBE Re (Europe) Limited 202015 23/08/2007 23/08/2012 Modification

SUP16.1.1 QBE Underwriting Limited 204858 02/05/2007 01/05/2012 Modification

SUP16.1.1 R&Q Reinsurance Company (UK) Limited 202188 02/10/2007 01/10/2012 Modification

SUP16.1.1 Radian Asset Assurance Ltd 223294 25/04/2007 24/04/2012 Modification

SUP16.1.1 Radian Europe Limited 433100 23/07/2007 22/07/2012 Modification

SUP16.1.1 Renaissancere Syndicate Management Limited 204866 16/04/2007 15/04/2012 Modification

SUP16.1.1 Ridge Underwriting Agencies Limited 204842 18/04/2007 17/04/2012 Modification

SUP16.1.1 RiverStone Insurance (UK) Limited 202823 12/04/2007 11/04/2012 Modification

SUP16.1.1 RiverStone Managing Agency Limited 204964 12/04/2007 11/04/2012 Modification

SUP16.1.1 Royal & Sun Alliance Insurance (Global) Limited 202221 23/08/2007 23/08/2012 Modification

SUP16.1.1 Royal & Sun Alliance Insurance Plc 202323 23/08/2007 23/08/2012 Modification

SUP16.1.1 Royal & Sun Alliance Reinsurance Limited 202325 23/08/2007 23/08/2012 Modification

SUP16.1.1 Royal Insurance (UK) Limited 202642 23/08/2007 23/08/2012 Modification

SUP16.1.1 Royal International Insurance Holdings Limited 202209 23/08/2007 23/08/2012 Modification

SUP16.1.1 S.A. Meacock & Company Limited 204959 05/04/2007 05/04/2012 Modification

SUP16.1.1 SCOR Global Life Reinsurance UK Limited 202918 02/08/2007 01/08/2012 Modification

SUP16.1.1 SCOR Insurance (UK) Limited 222109 13/04/2007 12/04/2012 Modification

SUP16.1.1 Solicitors Indemnity Mutual Insurance Association Limited 202700 06/07/2007 06/07/2012 Modification

SUP16.1.1 Sompo Japan Nipponkoa Insurance Company of Europe Limited 202894 23/04/2007 22/04/2012 Modification

SUP16.1.1 Sphere Drake Insurance Limited 202541 12/04/2007 11/04/2012 Modification

SUP16.1.1 SR International Business Insurance Company Plc 202566 08/06/2007 07/06/2012 Modification


SUP16.1.1 Starr Managing Agents Ltd 474244 12/02/2008 11/02/2013 Modification

SUP16.1.1 Sun Alliance and London Insurance Plc 202557 23/08/2007 23/08/2012 Modification

SUP16.1.1 Sun Alliance Insurance International Limited 202304 23/08/2007 23/08/2012 Modification

SUP16.1.1 Sun Alliance Insurance UK Limited 202055 23/08/2007 23/08/2012 Modification

SUP16.1.1 Swiss Re Frankona Reinsurance Limited 202100 13/07/2007 12/07/2012 Modification

SUP16.1.1 Swiss Re Life & Health Limited 203062 08/06/2007 07/06/2012 Modification

SUP16.1.1 Swiss Re Specialty Insurance (UK) Limited 202571 13/07/2007 12/07/2012 Modification

SUP16.1.1 Swiss Reinsurance Company UK Limited 202565 08/06/2007 07/06/2012 Modification

SUP16.1.1 Syncora Guarantee (U.K.) Limited 207695 25/06/2007 24/06/2012 Modification

SUP16.1.1 Talbot Underwriting Ltd 204890 10/04/2007 09/04/2012 Modification

SUP16.1.1 Tenecom Limited 202817 11/04/2007 10/04/2012 Modification

SUP16.1.1 The Britannia Steam Ship Insurance Association Ltd 202047 02/10/2007 01/10/2012 Modification

SUP16.1.1 The Century Insurance Company Limited 202067 23/08/2007 23/08/2012 Modification

SUP16.1.1 The Globe Insurance Company Limited 202885 23/08/2007 23/08/2012 Modification

SUP16.1.1 The London Assurance 202217 23/08/2007 23/08/2012 Modification

SUP16.1.1 The London Steam-Ship Owners' Mutual Insurance Association Limited 202229 18/04/2007 17/04/2012 Modification

SUP16.1.1 The Marine Insurance Company Limited 202776 23/08/2007 23/08/2012 Modification

SUP16.1.1 The Northern Maritime Insurance Company Limited 202827 23/08/2007 23/08/2012 Modification

SUP16.1.1 The Sea Insurance Company Limited 202753 23/08/2007 23/08/2012 Modification

SUP16.1.1 The Standard Club UK Ltd 202805 11/04/2007 10/04/2012 Modification

SUP16.1.1 The Standard Steamship Owners' Mutual War Risks Association Limited 202804 11/04/2007 10/04/2012 Modification

SUP16.1.1 The Standard Steamship Owners' Protection and Indemnity Association (Bermuda) Limited202717 11/04/2007 10/04/2012 Modification

SUP16.1.1 The Standard Steamship Owners' Protection and Indemnity Association (London) Limited202545 11/04/2007 10/04/2012 Modification

SUP16.1.1 The Union Marine and General Insurance Company Ltd 202586 23/08/2007 23/08/2012 Modification

SUP16.1.1 The United Kingdom Mutual Steam Ship Assurance Association (Bermuda) Ltd 202782 15/08/2008 15/08/2013 Modification

SUP16.1.1 The United Kingdom Mutual Steam Ship Assurance Association (Europe) Limited202560 15/08/2008 15/08/2013 Modification

SUP16.1.1 Through Transport Mutual Insurance Association Ltd 202771 10/04/2007 09/04/2012 Modification

SUP16.1.1 Tokio Millennium Re (UK) Limited 202756 12/07/2007 11/07/2012 Modification

SUP16.1.1 Transatlantic Reinsurance Company 202632 23/08/2007 22/08/2012 Modification

SUP16.1.1 Transfercom Limited 454739 10/04/2007 09/04/2012 Modification


SUP16.1.1 Travelers Syndicate Management Limited 204960 30/04/2007 29/04/2012 Modification

SUP16.1.1 TT Club Mutual Insurance Limited 202852 10/04/2007 09/04/2012 Modification

SUP17.1.1 TXU Europe Trading Limited 198046 16/04/2002 01/12/2003 Waiver

SUP16.1.1 United Kingdom Freight Demurrage and Defence Association Limited 202588 22/06/2007 21/06/2012 Modification

SUP16.1.1 United Kingdom Mutual War Risks Association Ltd 202813 09/07/2007 08/07/2012 Modification

SUP16.1.1 XL Catlin Insurance Company UK Limited 423308 05/07/2007 04/07/2012 Modification

SUP16.1.1 XL Insurance Company SE 202695 01/05/2007 30/04/2012 Modification

SUP16.1.1 XL London Market Limited 204916 30/04/2007 29/04/2012 Modification

SUP16.1.1 XL Re Ltd 202920 25/06/2007 24/06/2012 Modification




SUP3.1.2 Reuters Limited 206016 02/04/2013 Modification


SUP3.1.2 (7) A & J Wealth Management Ltd 428590 24/04/2018 31/03/2019 Waiver

SUP3.1.2 (7) Redwood Business Insurance Services Ltd 306450 24/04/2018 31/03/2019 Waiver




SUP3.1.3 Newedge Group 183415 31/12/2010 30/06/2011 Modification





SUP10.1.13 DNB Bank ASA 204731 20/11/2007 19/11/2008 Modification

SUP10.1.13 ING Bank N.V. 124940 01/11/2007 31/10/2008 Modification

SUP10.1.13 LBI hf 207250 01/11/2007 31/10/2008 Modification

SUP10.1.13 Natixis 206092 19/12/2007 18/12/2008 Modification




SUP10.1.14 LBI hf 207250 01/11/2007 31/10/2008 Modification

SUP10.1.14 Natixis 206092 19/12/2007 18/12/2008 Modification

SUP1.2 Bank of Taiwan 230710 01/11/2010 31/12/2010 Modification







SUP1.2 Coutts & Company 122287 01/06/2010 05/09/2010 Modification






SUPTR1.2 Maple Securities (UK) Ltd 146961 04/11/2010 03/11/2013 Modification

SUP16.2 Montague Secured Loans Limited 571852 26/04/2014 25/04/2015 Modification

SUP1.2 National Westminster Bank Plc 121878 01/06/2010 05/09/2010 Modification

SUP1.2 NatWest Markets Plc 121882 01/06/2010 05/09/2010 Modification


SUPTR1.2 Northern Trust Global Services SE 226284 01/10/2010 30/09/2013 Modification

SUP1.2 Nottingham Building Society 200785 01/06/2010 05/09/2010 Modification

SUP1.2 Principality Building Society 155998 01/06/2010 05/09/2010 Modification

SUP1.2 Progressive Building Society 161841 01/06/2010 05/09/2010 Modification


SUP1.2 Sainsbury's Bank Plc 184514 01/06/2010 05/09/2010 Modification

SUP1.2 Santander UK Plc 106054 01/06/2010 05/09/2010 Modification


SUP1.2 Skipton Building Society 153706 01/06/2010 05/09/2010 Modification

SUP1.2 Stroud & Swindon Building Society 164588 01/06/2010 05/09/2010 Modification


SUP1.2 Tesco Personal Finance PLC 186022 01/06/2010 05/09/2010 Modification

SUP1.2 The Co-operative Bank Plc 121885 01/06/2010 05/09/2010 Modification

SUP1.2 The Royal Bank of Scotland Plc 114724 01/06/2010 05/09/2010 Modification

SUP1.2 Ulster Bank Ltd 122315 01/06/2010 05/09/2010 Modification

SUP1.2 West Bromwich Building Society 104877 01/06/2010 05/09/2010 Modification

SUP1.2 Yorkshire Building Society 106085 01/06/2010 05/09/2010 Modification

SUP16.2.5 Credit Suisse International 146702 10/10/2012 31/12/2013 Modification

SUP16.2.5 Credit Suisse Securities (Europe) Ltd 124611 20/02/2012 30/09/2012 Modification


SUP11.2.5 HSBC Bank Plc 114216 17/10/2016 17/10/2017 Modification

SUP11.2.5 HSBC Private Bank (UK) Limited 124781 17/10/2016 17/10/2017 Modification












SUP..3 MSCI Limited 792681 05/03/2018 15/10/2018 Waiver


SUP8.3 Orchard House (IFAs) Ltd 433181 14/03/2014 31/12/2014 Waiver



SUP..3 WMBA Limited 679716 05/03/2018 15/10/2018 Waiver

SUP4.3.1 Centrewrite Limited 202843 20/01/2012 31/03/2015 Waiver

SUP4.3.1 Centrewrite Limited 202843 01/04/2015 01/04/2017 Waiver


SUP3.3.2 Alberdon International 150400 15/01/2003 15/01/2006 Waiver

SUP3.3.2 Alberdon International 150400 16/01/2006 15/01/2011 Modification

SUP3.3.2 Alberdon International 150400 15/01/2011 15/01/2016 Waiver

SUP2.3.7 (1) ELSTON CONSULTING LIMITED 795745 12/03/2018 29/06/2018 Waiver

SUP15.3.11 Alliance Trust Savings Limited 116115 31/12/2010 31/10/2011 Modification

SUP15.3.11 Arbuthnot Latham & Co Limited 143336 31/12/2010 31/10/2011 Modification

SUP15.3.11 Bank of Ceylon (UK) Ltd 514744 31/12/2010 31/10/2011 Modification

SUP15.3.11 BDDL Limited 114359 31/12/2010 31/10/2011 Modification

SUP15.3.11 CAF Bank Ltd 204451 31/12/2010 31/12/2011 Modification

SUP15.3.11 CAF Bank Ltd 204451 01/01/2012 31/12/2014 Waiver

SUP15.3.11 Crown Agents Bank Limited 204456 31/12/2010 31/10/2011 Modification

SUP15.3.11 Crown Agents Bank Limited 204456 01/11/2011 31/12/2013 Modification

SUP15.3.11 Duncan Lawrie Limited 116297 31/12/2010 31/10/2011 Modification

SUP15.3.11 Kingdom Bank Ltd 400972 31/12/2010 31/10/2011 Modification

SUP15.3.11 London Capital Group Ltd 182110 31/12/2010 31/10/2011 Modification

SUP15.3.11 Monecor (London) Ltd 124721 31/12/2010 31/12/2011 Modification

SUP15.3.11 R. Raphael & Sons Plc 161302 31/12/2010 31/10/2011 Modification

SUP15.3.11 Reliance Bank Ltd 204537 01/11/2011 31/10/2013 Modification

SUP15.3.11 Secure Trust Bank Plc 204550 31/12/2010 31/10/2011 Modification

SUP15.3.11 Swansea Building Society 206066 31/12/2010 30/11/2011 Modification

SUP15.3.11 Tandem Bank Limited 204479 31/12/2010 31/10/2011 Modification

SUP15.3.11 Weatherbys Bank Limited 204571 31/12/2010 31/10/2011 Modification

SUP15.3.11 Wesleyan Bank Limited 165116 31/12/2010 31/10/2011 Modification

SUP15.3.11 Westpac Europe Ltd 447161 31/12/2010 31/03/2011 Modification

SUP16.3.17 (2) Griffiths & Armour 312066 11/11/2005 31/05/2006 Waiver

SUP16.3.17 (2) Griffiths & Armour Global Risks Limited 312048 11/11/2005 31/05/2006 Waiver

SUP3.3.2R Alberdon International 150400 06/11/2015 05/11/2020 Waiver

SUP2.3.7R (1) Cboe Europe Limited (RIE) 603846 06/03/2018 29/06/2018 Waiver

SUP2.3.7R (1) Citigroup Global Markets Limited 124384 02/03/2018 29/06/2018 Waiver

SUP2.3.7R (1) Foxberry Ltd 677250 01/03/2018 29/06/2018 Waiver


SUP2.3.7R (1) FTSE International Limited 796803 01/06/2018 01/06/2019 Waiver

SUP2.3.7R (1) ICE Benchmark Administration Limited 608291 27/04/2018 29/06/2018 Waiver

SUP2.3.7R (1) Indextus Limited 792382 01/03/2018 29/06/2018 Waiver

SUP2.3.7R (1) MSCI Limited 792681 05/03/2018 15/10/2018 Waiver

SUP2.3.7R (1) NEW CHANGE CURRENCY CONSULTANTS LTD 793983 02/03/2018 29/06/2018 Waiver

SUP2.3.7R (1) NEX Data Services Limited 796812 02/03/2018 29/06/2018 Waiver

SUP2.3.7R (1) WMBA Limited 679716 05/03/2018 15/10/2018 Waiver




















SUP17.4.1 UBS AG 186958 21/11/2002 21/11/2002 Modification





SUP17.4.1 UBS Limited 124343 01/02/2003 31/01/2006 Modification


SUP17.4.1 UBS Limited 124343 13/02/2004 13/02/2004 Waiver




SUP17.4.2 IG Index Limited 114059 21/11/2004 20/11/2006 Modification

SUP17.4.2 IG Index Limited 114059 21/11/2006 20/11/2008 Modification

SUP17.4.2 IG Markets Limited 195355 21/11/2006 20/11/2008 Modification



SUP17.4.3 Citibank International Limited 122342 24/05/2007 31/10/2007 Modification





SUP10.4.4 BGC Brokers L.P 454814 01/04/2015 01/05/2015 Waiver

SUP10.4.4 Tradition (UK) Limited 139200 01/04/2015 01/05/2015 Waiver

SUP10.4.4 (4R) Foxberry Ltd 677250 01/03/2018 29/06/2018 Waiver

SUP16.4.5 Exeter Fund Managers Limited 122063 31/05/2005 31/05/2010 Modification

SUP16.4.5 Mitsubishi UFJ Trust International Limited 124624 01/08/2014 01/08/2019 Modification

SUP16.4.5 (2) Mitsubishi UFJ Asset Management (UK) Ltd 121816 18/10/2002 18/10/2005 Modification


SUP16.4.5 (2) Mitsubishi UFJ Trust International Limited 124624 18/10/2002 18/10/2005 Modification



SUP16.4.5 (2) MUFG Securities EMEA plc 124512 18/10/2002 18/10/2005 Modification











SUP16.4.5 (R) Indemnity Guarantee Assurance Limited 202190 24/05/2016 23/05/2019 Waiver

SUP16.4.5 (R) Independent Insurance Company Limited (In Provisional Liquidation) 202138 06/02/2015 31/01/2018 Waiver





SUP10.4.4R Cboe Europe Limited (RIE) 603846 06/03/2018 29/06/2018 Waiver

SUP10.4.4R Citigroup Global Markets Limited 124384 02/03/2018 29/06/2018 Waiver

SUP10.4.4R FTSE International Limited 796803 01/06/2018 01/06/2019 Waiver

SUP10.4.4R ICE Benchmark Administration Limited 608291 27/04/2018 29/06/2018 Waiver

SUP10.4.4R Indextus Limited 792382 01/03/2018 29/06/2018 Waiver

SUP10.4.4R MSCI Limited 792681 05/03/2018 15/10/2018 Waiver

SUP10.4.4R NEW CHANGE CURRENCY CONSULTANTS LTD 793983 02/03/2018 29/06/2018 Waiver

SUP10.4.4R NEX Data Services Limited 796812 02/03/2018 29/06/2018 Waiver

SUP10.4.4R WMBA Limited 679716 05/03/2018 15/10/2018 Waiver



















SUP16.5.4 Aberdeen Asset Management Life and Pensions Limited 187323 15/02/2002 15/02/2004 Modification


SUP16.5.4 AGF Insurance Limited 202733 12/09/2002 12/09/2004 Modification



SUP16.5.4 Al-Ahleia Insurance Co SAK 202745 19/02/2013 13/02/2018 Waiver

SUP16.5.4 Allianz Insurance Plc 121849 12/09/2002 11/09/2004 Modification



SUP16.5.4 Allianz Risk Transfer (UK) Limited 312793 30/08/2006 29/08/2008 Modification

SUP16.5.4 August Equity Limited 197337 12/07/2002 12/07/2004 Waiver

SUP16.5.4 BARCLAYS INVESTMENT SOLUTIONS LIMITED 155595 25/04/2003 25/04/2005 Modification

SUP16.5.4 Baring Asset Management Limited 170601 25/09/2002 24/04/2004 Modification


SUP16.5.4 Baring Fund Managers Limited 119187 25/09/2002 24/04/2004 Modification


SUP16.5.4 Baring International Investment Limited 122628 25/09/2002 24/04/2004 Modification


SUP16.5.4 Baring Private Investment Management Limited 144046 25/09/2002 24/04/2004 Modification

SUP16.5.4 Blackfriars Asset Management Limited 180892 01/05/2003 01/05/2005 Modification

SUP16.5.4 BNP Paribas 124605 11/06/2002 11/06/2004 Waiver

SUP16.5.4 BNP Paribas Asset Management UK Limited 170064 11/06/2002 11/06/2004 Waiver


SUP16.5.4 BNP Paribas Commodity Futures Ltd 146307 11/06/2002 11/06/2004 Waiver

SUP16.5.4 BNP Paribas UK Limited 124373 11/06/2002 11/06/2004 Waiver

SUP16.5.4 BNP Paribas Wealth Management 210556 11/06/2002 11/06/2004 Waiver

SUP16.5.4 British Reserve Insurance Company Limited 202058 12/09/2002 12/09/2002 Modification



SUP16.5.4 CBRE Global Investors (UK Funds) Limited 179712 25/09/2002 24/04/2004 Modification


SUP16.5.4 Challenger Transtasman Share Fund 185502 23/05/2003 18/09/2007 Modification

SUP16.5.4 Clay Finlay Inc 189447 25/04/2003 25/04/2005 Modification


SUP16.5.4 Commonwealth Bank of Australia 139185 19/09/2003 19/09/2004 Waiver

SUP16.5.4 DB UK Bank Limited 140848 15/02/2002 15/02/2004 Modification


SUP16.5.4 Deutsche Alternative Asset Management (UK) Limited 146000 15/02/2002 15/02/2004 Modification


SUP16.5.4 Deutsche Bank AG 150018 15/02/2002 05/02/2004 Modification


SUP16.5.4 Deutsche Private Asset Management Limited 122480 15/02/2002 15/02/2004 Modification


SUP16.5.4 Deutsche Trustee Company Ltd 122126 15/02/2002 15/02/2004 Waiver

SUP16.5.4 Deutsche Trustee Company Ltd 122126 08/02/2004 08/02/2006 Modification

SUP16.5.4 Dillon Read Capital Management (UK) Ltd 122205 23/05/2003 18/09/2007 Modification

SUP16.5.4 Dresdner Kleinwort Capital Ventures Management Limited 145244 12/07/2002 12/07/2004 Waiver

SUP16.5.4 Dresdner Kleinwort Limited 124534 12/07/2002 12/07/2004 Waiver



SUP16.5.4 Elderstreet Investments Limited 148527 12/07/2002 12/07/2004 Waiver

SUP16.5.4 Elderstreet Private Equity Limited 182858 12/07/2002 12/07/2004 Modification

SUP16.5.4 Eseclending (Europe) Ltd 402730 22/04/2005 11/12/2008 Modification







SUP16.5.4 GAM Funds 182831 23/05/2003 18/09/2007 Modification

SUP16.5.4 GAM International Management Ltd 122331 23/05/2003 18/09/2007 Modification

SUP16.5.4 GAM London Limited 122330 23/05/2003 18/09/2007 Modification

SUP16.5.4 GAM Sterling Management Limited 119235 23/05/2003 18/09/2007 Modification

SUP16.5.4 Gerrard Financial Planning Ltd 134157 25/04/2003 25/04/2005 Modification

SUP16.5.4 Global Life Assurance Limited 154263 25/03/2003 25/03/2005 Modification

SUP17.5.4 Goldman Sachs International 142888 04/03/2003 31/03/2008 Modification

SUP16.5.4 Indemnity Guarantee Assurance Limited 202190 24/05/2016 23/05/2019 Waiver

SUP16.5.4 ING Re (UK) Limited 203015 24/04/2002 24/04/2004 Modification

SUP16.5.4 J.P. Morgan Europe Limited 124579 08/05/2003 07/05/2008 Modification

SUP16.5.4 J.P. Morgan Investment Management Inc 119267 08/05/2003 07/05/2008 Modification

SUP16.5.4 J.P. Morgan Limited 124536 08/05/2003 07/05/2008 Modification

SUP16.5.4 J.P. Morgan Securities plc 155240 08/05/2003 07/05/2008 Modification

SUP16.5.4 J.P. Morgan Trustee & Administration Services Limited 116362 08/05/2003 07/05/2008 Modification

SUP16.5.4 J.P. Morgan Trustee and Depositary Company Limited 122358 08/05/2003 07/05/2008 Modification

SUP16.5.4 JPMorgan Asset Management (UK) Limited 119337 08/05/2003 07/05/2008 Modification

SUP16.5.4 JPMorgan Asset Management Marketing Limited 122754 08/05/2003 07/05/2008 Modification

SUP16.5.4 JPMorgan Chase Bank, N.A. 124491 08/05/2003 07/05/2008 Modification

SUP16.5.4 JPMorgan Funds Limited 119346 08/05/2003 07/05/2008 Modification

SUP16.5.4 JPMorgan Life Limited 185175 08/05/2003 07/05/2008 Modification

SUP16.5.4 Kleinwort Benson Bank Ltd 119269 12/07/2002 12/07/2004 Waiver

SUP16.5.4 Lyceum Capital Limited 189459 01/05/2003 01/05/2005 Modification

SUP16.5.4 Matterley Limited 144658 24/04/2002 24/04/2004 Waiver

SUP16.5.4 Merian Global Investors (UK) Limited 171847 25/04/2003 25/04/2005 Modification



SUP16.5.4 Methuselah Life Markets Limited 124251 01/05/2003 01/05/2005 Modification

SUP16.5.4 Mitsubishi UFJ Trust International Limited 124624 01/08/2014 01/08/2019 Modification

SUP16.5.4 NCM Management (UK) Limited 145276 24/04/2002 24/04/2004 Waiver

SUP16.5.4 Nedbank Ltd 204684 25/04/2003 25/04/2005 Modification


SUP16.5.4 Nedgroup Investment Advisors (UK) Limited 208551 25/03/2003 25/04/2005 Modification



SUP16.5.4 Nippon Life Schroders Asset Management Europe Limited 188997 15/02/2002 15/02/2004 Modification


SUP16.5.4 Old Mutual Wealth Life & Pensions Limited 207977 22/04/2005 11/12/2008 Modification

SUP16.5.4 Pet Plan Limited 311969 30/08/2006 29/08/2008 Modification

SUP16.5.4 Portigon AG 170532 01/05/2003 01/05/2005 Modification

SUP16.5.4 ROGGE GLOBAL PARTNERS LIMITED 115161 25/04/2003 25/04/2005 Modification


SUP16.5.4 Sanlam Life & Pensions UK Limited 110397 12/09/2002 12/09/2004 Modification

SUP16.5.4 Save & Prosper Insurance Limited 110438 08/05/2003 07/05/2008 Modification

SUP16.5.4 Save & Prosper Pensions Limited 110450 08/05/2003 07/05/2008 Modification

SUP16.5.4 Stenham Asset Management (UK) Plc 190748 25/03/2003 25/03/2005 Modification

SUP16.5.4 Tokio Marine Rogge Asset Management Limited 229082 22/04/2005 11/12/2008 Modification

SUP16.5.4 Trafalgar Insurance Public Limited Company 202578 12/09/2002 12/09/2004 Modification




SUP16.5.4 UBS (2003) Limited 124360 23/05/2003 18/09/2007 Modification


SUP16.5.4 UBS Asset Management (UK) Ltd 119319 23/05/2003 18/09/2007 Modification

SUP16.5.4 UBS Asset Management Funds Ltd 141661 23/05/2003 18/09/2007 Modification

SUP16.5.4 UBS Asset Management Life Ltd 186527 23/05/2003 18/09/2007 Modification

SUP16.5.4 UBS HEDGE FUND SOLUTIONS LIMITED 208275 23/05/2003 18/09/2007 Modification


SUP16.5.4 UBS International UK Limited 145873 23/05/2003 18/09/2007 Modification

SUP16.5.4 UBS Investment Funds ICVC 194777 23/05/2003 18/09/2007 Modification


SUP16.5.4 UBS O'Connor Limited 122627 23/05/2003 18/09/2007 Modification

SUP16.5.4 UBS Securities Limited 124362 23/05/2003 18/09/2007 Modification

SUP16.5.4 West Merchant Bank Limited 124511 01/05/2003 01/05/2005 Modification








SUP16.5.4 (4) Abbey Life Assurance Company Limited 117645 01/11/2007 08/02/2010 Modification

SUP16.5.4 (4) Abbey Life Assurance Company Limited 117645 27/01/2010 31/05/2010 Modification

SUP16.5.4 (4) Acadian Asset Management (UK) Limited 460224 09/12/2008 31/01/2010 Modification

SUP16.5.4 (4) Allianz Business Services Limited 304779 30/08/2006 29/08/2008 Modification

SUP16.5.4 (4) Baring Private Equity Partners Ltd 114751 24/04/2002 24/04/2004 Modification

SUP16.5.4 (4) BHB Management Ltd 122382 24/04/2002 24/04/2004 Modification

SUP16.5.4 (4) Blackfriars Asset Management Limited 180892 21/01/2005 30/04/2007 Modification

SUP16.5.4 (4) Bluestone Mortgages Limited 441255 25/01/2007 30/04/2009 Modification



SUP16.5.4 (4) BNP Paribas 124605 12/06/2004 30/06/2006 Modification

SUP16.5.4 (4) BNP Paribas Asset Management UK Limited 170064 12/06/2004 30/06/2006 Modification

SUP16.5.4 (4) BNP Paribas Commodity Futures Ltd 146307 12/06/2004 30/06/2006 Modification

SUP16.5.4 (4) BNP Paribas Securities Services 206940 11/02/2005 30/06/2006 Modification

SUP16.5.4 (4) BNP Paribas UK Limited 124373 12/06/2004 30/06/2006 Modification

SUP16.5.4 (4) BNP Paribas Wealth Management 210556 12/06/2004 30/06/2006 Modification

SUP16.5.4 (4) DB UK Bank Limited 140848 18/01/2006 08/02/2010 Modification


SUP16.5.4 (4) DB UK Bank Limited 140848 27/01/2010 31/05/2010 Modification

SUP16.5.4 (4) Deutsche Alternative Asset Management (Global) Limited 458997 21/03/2007 08/02/2010 Modification

SUP16.5.4 (4) Deutsche Alternative Asset Management (Global) Limited 458997 27/01/2010 31/05/2010 Modification

SUP16.5.4 (4) Deutsche Alternative Asset Management (UK) Limited 146000 18/01/2006 08/02/2010 Modification

SUP16.5.4 (4) Deutsche Alternative Asset Management (UK) Limited 146000 27/01/2010 31/05/2010 Modification

SUP16.5.4 (4) Deutsche Asset Management (UK) Limited 429806 28/07/2005 08/02/2006 Modification



SUP16.5.4 (4) Deutsche Bank AG 150018 18/01/2006 08/02/2010 Modification

SUP16.5.4 (4) Deutsche Bank AG 150018 27/01/2010 31/05/2010 Modification

SUP16.5.4 (4) Deutsche Private Asset Management Limited 122480 18/01/2006 08/02/2010 Modification

SUP16.5.4 (4) Deutsche Trustee Company Ltd 122126 18/01/2006 08/02/2010 Modification

SUP16.5.4 (4) Deutsche Trustee Company Ltd 122126 27/01/2010 31/05/2010 Modification

SUP16.5.4 (4) Dillon Read Capital Management (UK) Ltd 122205 18/09/2007 17/09/2009 Modification

SUP16.5.4 (4) Dillon Read Capital Management (UK) Ltd 122205 07/10/2009 31/01/2010 Modification

SUP16.5.4 (4) Dresdner Kleinwort Capital Ventures Management Limited 145244 28/07/2004 31/07/2006 Modification

SUP16.5.4 (4) Dresdner Kleinwort Limited 124534 28/07/2004 31/07/2006 Modification



SUP16.5.4 (4) Euler Hermes Guarantee Plc 202821 30/08/2006 29/08/2008 Modification

SUP16.5.4 (4) Euler Hermes UK Plc 202577 30/08/2006 29/08/2008 Modification

SUP16.5.4 (4) Fairbairn Private Bank Limited 313187 09/12/2008 31/01/2010 Modification

SUP16.5.4 (4) Highbridge Capital Management (UK) Limited 192799 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) Home and Legacy Insurance Services Limited 307523 30/08/2006 29/08/2008 Modification

SUP16.5.4 (4) J.P. Morgan Europe Limited 124579 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) J.P. Morgan International Bank Limited 190750 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) J.P. Morgan Investment Management Inc 119267 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) J.P. Morgan Limited 124536 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) J.P. Morgan Securities plc 155240 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) J.P. Morgan Trustee & Administration Services Limited 116362 15/01/2008 21/07/2010 Modification


SUP16.5.4 (4) J.P. Morgan Trustee and Depositary Company Limited 122358 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) JPMorgan Asset Management (UK) Limited 119337 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) JPMorgan Asset Management Marketing Limited 122754 15/08/2008 21/07/2010 Modification

SUP16.5.4 (4) JPMorgan Chase Bank, N.A. 124491 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) JPMorgan Funds Limited 119346 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) JPMorgan Life Limited 185175 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) Kleinwort Benson (Channel Islands) Limited 310344 11/10/2006 10/10/2008 Modification

SUP16.5.4 (4) Kleinwort Benson Bank Ltd 119269 28/07/2004 31/07/2006 Modification

SUP16.5.4 (4) Kleinwort Benson Bank Ltd 119269 15/08/2006 31/07/2008 Waiver

SUP16.5.4 (4) Kleinwort Benson Bank Ltd 119269 01/08/2008 31/01/2009 Modification

SUP16.5.4 (4) Lehman Brothers Europe Limited 192290 21/05/2004 31/05/2009 Modification

SUP16.5.4 (4) Lehman Brothers International (Europe) 147475 21/05/2004 31/05/2009 Modification

SUP16.5.4 (4) Lyceum Capital Limited 189459 21/01/2005 26/06/2006 Modification

SUP16.5.4 (4) Merian Global Investors (UK) Limited 171847 09/12/2008 31/01/2010 Modification

SUP16.5.4 (4) Methuselah Life Markets Limited 124251 21/01/2005 30/04/2007 Modification










SUP16.5.4 (4) Nedbank Ltd 204684 09/12/2008 31/01/2010 Modification

SUP16.5.4 (4) Nedbank Private Wealth Limited 313189 09/12/2008 31/01/2010 Modification

SUP16.5.4 (4) Nedgroup Investment Advisors (UK) Limited 208551 09/12/2008 31/01/2010 Modification

SUP16.5.4 (4) Nemesis Asset Management LLP 211205 21/05/2004 31/05/2009 Modification

SUP16.5.4 (4) New Europe Capital Partners Limited 447309 01/11/2007 08/02/2010 Modification

SUP16.5.4 (4) Old Mutual Wealth Life & Pensions Limited 207977 09/12/2008 31/01/2010 Modification


SUP16.5.4 (4) Old Mutual Wealth Life Assurance Limited 110462 11/12/2006 11/12/2008 Modification

SUP16.5.4 (4) Old Mutual Wealth Life Assurance Limited 110462 09/12/2008 31/01/2010 Modification

SUP16.5.4 (4) Old Mutual Wealth Limited 165359 11/12/2006 11/12/2008 Modification

SUP16.5.4 (4) Old Mutual Wealth Limited 165359 09/12/2008 31/01/2010 Modification

SUP16.5.4 (4) Portigon AG 170532 21/01/2005 30/04/2007 Modification




SUP16.5.4 (4) Quilter Investors Limited 208543 11/12/2006 11/12/2008 Modification

SUP16.5.4 (4) Quilter Investors Limited 208543 09/12/2008 31/01/2010 Modification

SUP16.5.4 (4) ROGGE GLOBAL PARTNERS LIMITED 115161 09/12/2008 31/01/2010 Modification

SUP16.5.4 (4) Save & Prosper Insurance Limited 110438 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) Save & Prosper Pensions Limited 110450 15/01/2008 21/07/2010 Modification

SUP16.5.4 (4) Tilney Collective Management Limited 170547 21/03/2007 08/02/2010 Modification

SUP16.5.4 (4) Tilney Collective Management Limited 170547 27/01/2010 31/05/2010 Modification

SUP16.5.4 (4) Tilney Investment Management 124255 21/03/2007 08/02/2010 Modification

SUP16.5.4 (4) Tilney Investment Management 124255 27/01/2010 31/05/2010 Modification

SUP16.5.4 (4) Tokio Marine Rogge Asset Management Limited 229082 09/12/2008 31/01/2010 Modification

SUP16.5.4 (4) UBS (2003) Limited 124360 18/09/2007 17/09/2009 Modification

SUP16.5.4 (4) UBS AG 186958 18/09/2007 17/09/2009 Modification



SUP16.5.4 (4) UBS Asset Management (UK) Ltd 119319 18/09/2007 17/09/2009 Modification



SUP16.5.4 (4) UBS Asset Management Funds Ltd 141661 18/09/2007 17/09/2009 Modification



SUP16.5.4 (4) UBS Asset Management Life Ltd 186527 18/09/2007 17/09/2009 Modification




SUP16.5.4 (4) UBS Clearing & Execution Services Limited 182114 18/09/2007 17/09/2009 Modification



SUP16.5.4 (4) UBS HEDGE FUND SOLUTIONS LIMITED 208275 18/09/2007 17/09/2009 Modification

SUP16.5.4 (4) UBS HEDGE FUND SOLUTIONS LIMITED 208275 31/01/2010 31/05/2010 Modification

SUP16.5.4 (4) UBS International UK Limited 145873 18/09/2007 17/09/2009 Modification

SUP16.5.4 (4) UBS Limited 124343 18/09/2007 17/09/2009 Modification



SUP16.5.4 (4) UBS O'Connor Limited 122627 18/09/2007 17/09/2009 Modification




SUP16.5.4 (4) UBS Securities Limited 124362 18/09/2007 17/09/2009 Modification

SUP16.5.4 (4) UBS Wealth Management (UK) Ltd 145278 18/09/2007 17/09/2009 Modification



SUP16.5.4 (4) UFG (UK) Limited 196478 31/03/2006 08/02/2010 Modification

SUP16.5.4 (4) Wealth At Work Limited 417367 15/01/2008 01/08/2009 Modification

SUP16.5.4 (4) West Merchant Bank Limited 124511 21/01/2005 30/04/2007 Modification

SUP16.5.4 (4) West Merchant Bank Limited 124511 25/01/2007 30/04/2009 Modification

SUP16.5.4 (4) Westdeutsche ImmobilienBank AG 204812 21/01/2005 30/04/2007 Modification





SUP16.5.4 (R) Independent Insurance Company Limited (In Provisional Liquidation) 202138 06/02/2015 31/01/2018 Waiver

SUP12.5.6 (2) Legal & General (Portfolio Management Services) Ltd 146786 30/06/2004 31/12/2007 Modification

SUP12.5.6 (2) Legal & General (Unit Trust Managers) Limited 119273 30/06/2004 31/12/2007 Modification


SUP12.5.6 (2) Legal and General Assurance Society Limited 117659 30/06/2004 31/12/2007 Modification


SUP6.5.18 Aviva Life & Pensions UK Limited 185896 06/04/2003 31/07/2003 Modification

SUP6.5.18 Norwich Union Linked Life Assurance Limited 110353 06/04/2003 13/07/2003 Modification

SUP6.6 Aviva Life & Pensions UK Limited 185896 06/04/2003 31/07/2003 Modification












SUP6.6 Norwich Union Linked Life Assurance Limited 110353 06/04/2003 13/07/2003 Modification



SUP17.6.1 3i Investments Plc 195262 23/10/2002 Waiver

SUP17.6.1 3i Investments Plc 195262 05/03/2003 Modification

SUP17.6.1 Credit Suisse AG 119206 03/12/2002 03/12/2004 Modification
















SUP17.6.2 (3) Morgan Stanley & Co. International Plc 165935 05/12/2002 30/11/2004 Modification

SUP17.6.2 (3) Morgan Stanley Securities Ltd 139238 05/12/2002 30/11/2004 Modification


SUP17.6.2 (3) UBS Securities Limited 124362 08/12/2004 17/12/2006 Modification





SUP16.6.5 Abbey Life Assurance Company Limited 117645 01/11/2007 08/02/2010 Modification

SUP16.6.5 Abbey Life Assurance Company Limited 117645 27/01/2010 31/05/2010 Modification






SUP16.6.5 Bluestone Mortgages Limited 441255 25/01/2007 30/04/2009 Modification

SUP16.6.5 Bluestone Mortgages Limited 441255 24/03/2009 30/04/2011 Modification


SUP16.6.5 BNP Paribas 124605 12/06/2004 30/06/2006 Modification


SUP16.6.5 BNP Paribas Asset Management UK Limited 170064 12/06/2004 30/06/2006 Modification


SUP16.6.5 BNP Paribas Commodity Futures Ltd 146307 12/06/2004 30/06/2006 Modification

SUP16.6.5 BNP Paribas Securities Services 206940 06/02/2003 04/02/2005 Waiver


SUP16.6.5 BNP Paribas Securities Services 206940 11/02/2005 30/06/2006 Modification


SUP16.6.5 BNP Paribas UK Limited 124373 12/06/2004 30/06/2006 Modification


SUP16.6.5 BNP Paribas Wealth Management 210556 12/06/2004 30/06/2006 Modification

SUP16.6.5 Citibank International Limited 122342 17/07/2006 16/07/2008 Waiver

SUP16.6.5 Citibank, N.A. 124704 17/07/2006 16/07/2008 Waiver


SUP16.6.5 Credit Agricole Corporate and Investment Bank 124344 05/04/2004 05/04/2006 Waiver

SUP16.6.5 Credit Lyonnais 139210 07/06/2002 07/06/2004 Waiver

SUP16.6.5 Credit Lyonnais 139210 17/06/2004 17/06/2006 Waiver





SUP16.6.5 Deutsche Alternative Asset Management (Global) Limited 458997 21/03/2007 08/02/2010 Modification

SUP16.6.5 Deutsche Alternative Asset Management (Global) Limited 458997 27/01/2010 31/05/2010 Modification





SUP16.6.5 Deutsche Asset Management (UK) Limited 429806 28/07/2005 08/02/2006 Modification

















SUP16.6.5 Dresdner Kleinwort Limited 124534 11/08/2004 31/07/2006 Modification







SUP16.6.5 ING Bank N.V. 124940 24/04/2002 24/04/2004 Waiver




SUP16.6.5 ING Direct N.V. 229688 23/05/2005 Waiver

SUP16.6.5 J.P. Morgan Europe Limited 124579 31/07/2002 31/07/2004 Waiver

SUP16.6.5 J.P. Morgan International Bank Limited 190750 31/07/2002 31/07/2004 Waiver

SUP16.6.5 J.P. Morgan Investment Management Inc 119267 31/07/2002 31/07/2004 Waiver

SUP16.6.5 J.P. Morgan Limited 124536 31/07/2002 31/07/2004 Waiver

SUP16.6.5 J.P. Morgan Securities plc 155240 31/07/2002 31/07/2004 Waiver

SUP16.6.5 J.P. Morgan Trustee & Administration Services Limited 116362 31/07/2002 31/07/2004 Waiver

SUP16.6.5 J.P. Morgan Trustee and Depositary Company Limited 122358 31/07/2002 31/07/2004 Waiver

SUP16.6.5 JPMorgan Asset Management (UK) Limited 119337 31/07/2002 31/07/2004 Waiver

SUP16.6.5 JPMorgan Asset Management Marketing Limited 122754 31/07/2002 31/07/2004 Waiver

SUP16.6.5 JPMorgan Chase Bank, N.A. 124491 31/07/2002 31/07/2004 Waiver

SUP16.6.5 JPMorgan Funds Limited 119346 31/07/2002 31/07/2004 Waiver


SUP16.6.5 JPMorgan Life Limited 185175 31/07/2002 31/07/2004 Waiver


SUP16.6.5 Kleinwort Benson Bank Ltd 119269 11/08/2004 31/07/2006 Modification









SUP16.6.5 Mitsubishi UFJ Trust and Banking Corporation 124708 12/08/2002 12/08/2005 Waiver

SUP16.6.5 Mitsubishi UFJ Trust and Banking Corporation 124708 18/03/2005 18/03/2008 Modification


SUP16.6.5 MUFG BANK, LTD 139189 12/08/2002 12/08/2005 Waiver

SUP16.6.5 MUFG BANK, LTD 139189 01/01/2006 31/12/2007 Modification

SUP16.6.5 MUFG BANK, LTD 139189 16/09/2008 16/09/2011 Modification


SUP16.6.5 New Europe Capital Partners Limited 447309 01/11/2007 08/02/2010 Modification






SUP16.6.5 Save & Prosper Insurance Limited 110438 31/07/2002 31/07/2004 Waiver

SUP16.6.5 Save & Prosper Pensions Limited 110450 31/07/2002 31/07/2004 Waiver

SUP16.6.5 The Bank of New York Mellon 122467 26/07/2002 25/07/2004 Modification

SUP16.6.5 The Bank of New York Mellon (International) Limited 183100 26/07/2002 25/07/2004 Modification

SUP16.6.5 Tilney Collective Management Limited 170547 21/03/2007 08/02/2010 Modification

SUP16.6.5 Tilney Collective Management Limited 170547 27/01/2010 31/05/2010 Modification


SUP16.6.5 Tilney Investment Management 124255 21/03/2007 08/02/2010 Modification

SUP16.6.5 Tilney Investment Management 124255 27/01/2010 31/05/2010 Modification








SUP16.6.5 UFG (UK) Limited 196478 31/03/2006 08/02/2010 Modification




SUP16.6.5 Westdeutsche ImmobilienBank AG 204812 21/01/2005 30/04/2007 Modification







SUP10.6.7 BBA LIBOR Limited 598088 23/04/2013 31/12/2013 Modification





SUP10.6.8 BBA LIBOR Limited 598088 23/04/2013 31/12/2013 Modification














SUP16.7.8 Ahli United Bank (UK) PLC 131818 14/02/2003 14/02/2004 Modification




SUP16.7.8 R. Raphael & Sons Plc 161302 18/07/2005 18/07/2010 Modification


SUP16.7.8 United Trust Bank Limited 204463 16/07/2004 16/07/2009 Modification

SUP16.7.9 Aareal Bank AG 204748 12/02/2007 21/02/2010 Modification

SUP16.7.9 ABN AMRO Clearing Bank N.V., London Branch 400059 12/02/2007 09/08/2010 Modification

SUP16.7.9 Banca Nazionale del Lavoro SpA 124342 12/02/2007 04/10/2010 Modification

SUP16.7.9 Banca Popolare di Lodi S.p.A 209892 12/02/2007 06/04/2010 Modification


SUP16.7.9 Banco Espirito Santo SA 124911 12/02/2007 14/02/2010 Modification

SUP16.7.9 Banco Popolare S.c. 150050 13/02/2007 14/08/2010 Modification


SUP16.7.9 Banco Santander Totta SA 204809 12/02/2007 23/03/2010 Modification

SUP16.7.9 Bank of America Merrill Lynch International Designated Activity Company 435887 14/02/2007 02/10/2010 Modification

SUP16.7.9 Banque Internationale a Luxembourg 139264 12/07/2007 13/07/2010 Modification

SUP16.7.9 Bayerische Landesbank 124916 12/02/2007 21/07/2010 Modification


SUP16.7.9 BNP Paribas Fortis SA/NV 206641 02/03/2007 25/01/2011 Modification

SUP16.7.9 BNP Paribas Securities Services 206940 17/12/2007 17/12/2012 Waiver



SUP16.7.9 Caixa Geral de Depositos SA 204802 12/02/2007 19/04/2010 Modification

SUP16.7.9 Commerzbank AG 124920 24/04/2007 31/03/2008 Modification

SUP16.7.9 Cooperatieve Rabobank U.A. 171596 12/02/2007 02/02/2010 Modification

SUP16.7.9 Credit Agricole S.A. 124756 19/02/2010 31/10/2010 Modification

SUP16.7.9 Danske Bank A/S 124655 12/02/2007 27/11/2010 Modification

SUP16.7.9 Depfa Bank Plc 219263 12/02/2007 30/10/2010 Modification

SUP16.7.9 Deutsche Postbank AG 209417 12/02/2007 03/03/2010 Modification

SUP16.7.9 Dexia Bank Belgium SA 451926 27/02/2007 01/11/2010 Modification

SUP16.7.9 DVB Bank SE 204817 12/02/2007 10/08/2010 Modification

SUP16.7.9 DZ Bank AG, Deutsche Zentral-Genossenschaftsbank 114029 12/02/2007 26/05/2010 Modification

SUP16.7.9 Elavon Financial Services Designated Activity Company 462132 30/04/2007 29/04/2012 Waiver

SUP16.7.9 Erste Group Bank AG 124618 12/02/2007 01/11/2010 Modification

SUP16.7.9 Eurobank Ergasias SA 186720 12/02/2007 15/02/2010 Modification

SUP16.7.9 Glitnir Banki hf 207292 12/02/2007 12/10/2011 Modification

SUP16.7.9 HSH Nordbank AG 225349 12/02/2007 03/08/2010 Modification

SUP16.7.9 Hypo Public Finance Bank 226090 12/02/2007 08/02/2010 Modification

SUP16.7.9 Hypo Real Estate Bank International AG 441942 12/02/2007 08/01/2011 Modification

SUP16.7.9 IKB Deutsche Industriebank AG 204819 12/02/2007 01/11/2010 Modification


SUP16.7.9 ING Direct N.V. 229688 13/02/2007 15/02/2010 Modification

SUP16.7.9 Intesa Sanpaolo SpA 191858 12/02/2007 23/01/2011 Modification

SUP16.7.9 Jyske Bank A/S 139269 12/02/2007 16/01/2011 Modification

SUP16.7.9 KAS Bank N.V. 155588 12/02/2007 01/11/2010 Modification

SUP16.7.9 KBC Bank Ireland plc 207237 13/02/2007 26/08/2010 Modification

SUP16.7.9 KBC Bank NV 186820 02/03/2007 26/05/2010 Modification

SUP16.7.9 KfW IPEX-Bank GmbH 478715 30/09/2008 30/09/2009 Waiver

SUP16.7.9 Landesbank Baden-Wurttemberg 204779 12/02/2007 25/07/2010 Modification

SUP16.7.9 Landesbank Berlin AG 204766 12/02/2007 25/07/2010 Modification

SUP16.7.9 Landesbank Hessen - Thuringen Girozentrale 124321 12/02/2007 30/11/2010 Modification


SUP16.7.9 MainFirst Bank AG 218908 12/02/2007 03/11/2010 Modification

SUP16.7.9 NatWest Markets N.V. 124635 12/02/2007 30/04/2010 Modification

SUP16.7.9 Norddeutsche Landesbank Girozentrale 124941 12/02/2007 12/12/2010 Modification

SUP16.7.9 Nordea Bank Finland plc 139133 12/02/2007 01/11/2010 Modification


SUP16.7.9 Raiffeisen Bank International AG 150433 12/02/2007 04/03/2010 Modification

SUP16.7.9 UniCredit Bank AG 124915 12/02/2007 08/08/2010 Modification

SUP16.7.9 UniCredit S.p.A 204742 12/02/2007 19/08/2010 Modification

SUP16.7.9 Volkswagen Bank GmbH 407926 12/02/2007 17/02/2010 Modification


SUP16.7.9 Westpac Banking Corporation 124586 12/02/2007 31/03/2010 Modification

SUP16.7.10 Aareal Bank AG 204748 12/08/2003 12/08/2004 Waiver

SUP16.7.10 Aareal Bank AG 204748 22/02/2005 21/02/2010 Waiver


SUP16.7.10 ABN AMRO Clearing Bank N.V., London Branch 400059 09/08/2005 09/08/2010 Waiver

SUP16.7.10 Banca Nazionale del Lavoro SpA 124342 05/08/2003 05/08/2004 Waiver

SUP16.7.10 Banca Nazionale del Lavoro SpA 124342 13/08/2004 12/08/2005 Waiver


SUP16.7.10 Banca Popolare di Lodi S.p.A 209892 24/03/2003 23/03/2004 Waiver



SUP16.7.10 Banca Popolare di Milano SCaRL 204775 05/08/2003 05/08/2004 Waiver

SUP16.7.10 Banca Popolare di Milano SCaRL 204775 15/08/2004 14/08/2005 Waiver

SUP16.7.10 Banco Espirito Santo SA 124911 14/02/2005 14/02/2010 Waiver

SUP16.7.10 Banco Popolare S.c. 150050 05/08/2003 05/08/2004 Waiver



SUP16.7.10 Banco Santander Totta SA 204809 24/03/2004 24/03/2005 Waiver

SUP16.7.10 Banco Santander Totta SA 204809 23/03/2005 23/03/2010 Waiver



SUP16.7.10 Banque Internationale a Luxembourg 139264 14/07/2005 Waiver

SUP16.7.10 Bayerische Landesbank 124916 16/07/2003 15/07/2004 Waiver

SUP16.7.10 Bayerische Landesbank 124916 20/07/2004 19/07/2005 Waiver



SUP16.7.10 Caixa Geral de Depositos SA 204802 19/04/2005 19/04/2010 Waiver

SUP16.7.10 Commerzbank AG 124920 24/06/2003 23/06/2004 Waiver


SUP16.7.10 Cooperatieve Rabobank U.A. 171596 02/02/2005 02/02/2010 Waiver

SUP16.7.10 Danske Bank A/S 124655 09/12/2003 09/12/2004 Waiver



SUP16.7.10 Depfa Bank Plc 219263 06/10/2003 06/10/2004 Waiver




SUP16.7.10 Dexia Bank Belgium SA 451926 11/07/2006 30/06/2011 Waiver

SUP16.7.10 DVB Bank SE 204817 14/07/2003 13/07/2004 Waiver



SUP16.7.10 DZ Bank AG, Deutsche Zentral-Genossenschaftsbank 114029 14/07/2003 13/07/2004 Waiver

SUP16.7.10 DZ Bank AG, Deutsche Zentral-Genossenschaftsbank 114029 13/07/2004 12/07/2005 Waiver





SUP16.7.10 Eurobank Ergasias SA 186720 02/10/2006 30/09/2011 Waiver

SUP16.7.10 Glitnir Banki hf 207292 13/10/2006 12/10/2011 Waiver

SUP16.7.10 HSH Nordbank AG 225349 21/07/2003 20/07/2004 Waiver

SUP16.7.10 HSH Nordbank AG 225349 21/07/2004 31/07/2005 Waiver



SUP16.7.10 Hypo Public Finance Bank 226090 08/02/2005 08/02/2010 Waiver

SUP16.7.10 Hypo Real Estate Bank International AG 441942 09/01/2006 08/01/2011 Waiver

SUP16.7.10 IKB Deutsche Industriebank AG 204819 31/07/2003 30/07/2004 Waiver






SUP16.7.10 ING Direct N.V. 229688 15/02/2005 15/02/2010 Waiver

SUP16.7.10 Intesa Sanpaolo SpA 191858 05/08/2003 05/08/2004 Waiver

SUP16.7.10 Intesa Sanpaolo SpA 191858 24/01/2006 23/01/2011 Waiver

SUP16.7.10 Irish Bank Resolution Corporation Limited 206097 29/09/2003 29/09/2004 Modification

SUP16.7.10 Irish Bank Resolution Corporation Limited 206097 28/10/2004 27/10/2005 Waiver

SUP16.7.10 Irish Bank Resolution Corporation Limited 206097 16/02/2006 18/12/2008 Modification

SUP16.7.10 Irish Nationwide Building Society 204761 29/09/2003 28/09/2004 Waiver

SUP16.7.10 Jyske Bank A/S 139269 09/12/2003 09/12/2004 Waiver

SUP16.7.10 Jyske Bank A/S 139269 09/12/2004 09/12/2005 Waiver



SUP16.7.10 KAS Bank N.V. 155588 23/11/2005 22/11/2010 Waiver


SUP16.7.10 KBC Bank NV 186820 26/05/2005 26/05/2010 Waiver

SUP16.7.10 Landesbank Baden-Wurttemberg 204779 17/07/2003 16/07/2004 Waiver



SUP16.7.10 Landesbank Berlin AG 204766 08/07/2003 07/07/2004 Waiver

SUP16.7.10 Landesbank Berlin AG 204766 20/07/2004 19/07/2005 Waiver

SUP16.7.10 Landesbank Berlin Holding AG 176019 08/07/2003 07/07/2004 Waiver



SUP16.7.10 Landesbank Berlin Holding AG 176019 26/07/2005 25/07/2010 Modification


SUP16.7.10 Landesbank Hessen - Thuringen Girozentrale 124321 29/09/2003 29/09/2004 Waiver



SUP16.7.10 LBI hf 207250 06/01/2006 25/06/2008 Waiver

SUP16.7.10 MainFirst Bank AG 218908 31/10/2003 30/10/2004 Waiver




SUP16.7.10 NatWest Markets N.V. 124635 01/05/2005 30/04/2010 Waiver


SUP16.7.10 Norddeutsche Landesbank Girozentrale 124941 22/10/2003 21/10/2004 Waiver



SUP16.7.10 Nordea Bank Finland plc 139133 11/11/2003 11/11/2004 Waiver



SUP16.7.10 Portigon AG 170532 26/02/2003 26/02/2004 Waiver

SUP16.7.10 Portigon AG 170532 10/11/2005 09/11/2010 Waiver

SUP16.7.10 Raiffeisen Bank International AG 150433 04/03/2005 04/03/2010 Waiver

SUP16.7.10 Sanpaolo IMI SpA 150054 07/08/2003 07/08/2004 Waiver


SUP16.7.10 Unicredit Banca Mobiliare 192140 04/10/2004 03/10/2005 Waiver

SUP16.7.10 Unicredit Banca Mobiliare 192140 19/10/2005 19/10/2010 Waiver

SUP16.7.10 UniCredit Bank AG 124915 14/07/2003 13/07/2004 Waiver

SUP16.7.10 UniCredit Bank AG 124915 15/07/2004 15/07/2005 Waiver






SUP16.7.10 Westdeutsche ImmobilienBank AG 204812 14/07/2003 13/07/2004 Waiver

SUP16.7.10 Westdeutsche ImmobilienBank AG 204812 05/10/2004 04/10/2005 Waiver


SUP16.7.11 Australia and New Zealand Banking Group Ltd 114151 12/02/2007 23/03/2010 Modification

SUP16.7.11 Bank of America, N.A. 124642 13/02/2007 05/07/2011 Modification

SUP16.7.11 Bank of Montreal 124788 12/02/2007 14/02/2010 Modification

SUP16.7.11 Canadian Imperial Bank of Commerce 141285 12/02/2007 01/03/2010 Modification

SUP16.7.11 Citibank, N.A. 124704 22/02/2007 27/10/2010 Modification

SUP16.7.11 Commonwealth Bank of Australia 139185 12/02/2007 17/07/2010 Modification




SUP16.7.11 Macquarie Bank Ltd 170934 14/02/2007 26/04/2010 Modification

SUP16.7.11 National Bank of Canada 204681 12/02/2007 31/07/2010 Modification


SUP16.7.11 RBC Investor Services Trust 435052 12/02/2007 01/01/2010 Modification

SUP16.7.11 Royal Bank of Canada 124783 12/02/2007 31/07/2010 Modification

SUP16.7.11 The Bank of Nova Scotia 141308 12/02/2007 12/03/2010 Modification

SUP16.7.11 The Toronto-Dominion Bank 124859 12/02/2007 08/03/2010 Modification


SUP16.7.11 Wells Fargo Bank, National Association 456183 02/02/2007 31/01/2012 Modification

SUP16.7.12 Australia and New Zealand Banking Group Ltd 114151 02/04/2003 02/04/2004 Waiver



SUP16.7.12 Bank of America, N.A. 124642 05/07/2006 05/07/2011 Waiver

SUP16.7.12 Bank of Montreal 124788 01/01/2003 31/12/2003 Waiver


SUP10.7.12 BGC Brokers L.P 454814 01/04/2015 01/05/2015 Waiver

SUP16.7.12 Canadian Imperial Bank of Commerce 141285 18/12/2002 12/12/2003 Waiver











SUP10.7.12 ICAP Europe Limited 188984 01/04/2015 01/05/2015 Waiver



SUP16.7.12 Macquarie Bank Ltd 170934 07/04/2004 07/04/2005 Waiver


SUP16.7.12 National Bank of Canada 204681 11/07/2002 11/07/2003 Waiver

SUP16.7.12 National Bank of Canada 204681 28/07/2003 31/07/2004 Waiver






SUP16.7.12 Royal Bank of Canada 124783 07/01/2004 31/07/2004 Waiver

SUP16.7.12 Royal Bank of Canada 124783 30/07/2004 31/07/2005 Waiver


SUP16.7.12 The Bank of New York Mellon 122467 16/08/2004 15/08/2005 Waiver


SUP16.7.12 The Bank of Nova Scotia 141308 12/03/2004 11/03/2005 Waiver

SUP16.7.12 The Bank of Nova Scotia 141308 12/03/2005 12/03/2010 Waiver

SUP16.7.12 The Toronto-Dominion Bank 124859 08/03/2004 07/03/2005 Waiver

SUP16.7.12 The Toronto-Dominion Bank 124859 08/03/2005 08/03/2010 Waiver


SUP10.7.12 Tullett Prebon (Europe) Limited 146880 01/04/2015 01/05/2015 Waiver

SUP10.7.12 Tullett Prebon (Securities) Limited 154234 01/04/2015 01/05/2015 Waiver



SUP16.7.12 Westpac Banking Corporation 124586 11/04/2003 11/04/2004 Waiver

SUP16.7.12 Westpac Banking Corporation 124586 07/04/2004 06/04/2005 Waiver


SUP10.7.13 HSBC Bank Plc 114216 11/12/2012 Modification

SUP16.7.21 EMX Company Limited 206008 17/02/2004 30/09/2004 Modification

SUP16.7.24 Barnes Derivatives Limited 188145 30/08/2002 30/05/2003 Waiver

SUP16.7.24 Chapman G 150413 09/08/2002 09/05/2003 Waiver

SUP16.7.24 City of London Options Ltd 124326 18/09/2002 18/06/2003 Waiver

SUP16.7.24 CTC London Ltd 225747 10/10/2003 31/12/2006 Waiver

SUP16.7.24 CTC London Ltd 225747 10/10/2003 31/12/2006 Modification

SUP16.7.24 Delta Based Strategies Limited 194527 12/08/2002 12/05/2003 Modification

SUP16.7.24 Delta Based Strategies Limited 194527 25/06/2003 31/12/2006 Modification

SUP16.7.24 DRW Investments (UK) Ltd 143880 18/09/2002 18/06/2003 Waiver

SUP16.7.24 Eden Rock Securities Limited 195321 14/08/2002 14/05/2003 Waiver

SUP16.7.24 Eden Rock Securities Limited 195321 19/06/2003 31/12/2006 Waiver

SUP16.7.24 Foster A S 114113 15/08/2002 15/05/2003 Waiver

SUP16.7.24 Heddon M J 148419 09/08/2002 09/05/2003 Waiver

SUP16.7.24 Hills Independent Traders Ltd 143563 21/08/2002 21/05/2003 Waiver

SUP16.7.24 Hills Independent Traders Ltd 143563 25/06/2003 31/12/2006 Waiver

SUP16.7.24 Larocque Trading Group UK Limited 192817 21/08/2002 21/05/2003 Waiver

SUP16.7.24 Liquid Capital Markets Limited 192744 23/03/2004 31/12/2006 Waiver

SUP16.7.24 Maidman J C 143671 21/08/2002 21/05/2003 Waiver

SUP16.7.24 Mako Fixed Income Partnership LLP 210887 12/08/2002 12/05/2003 Waiver

SUP16.7.24 Mako Fixed Income Partnership LLP 210887 19/06/2003 31/12/2006 Modification

SUP16.7.24 Mako Global Derivatives Partnership LLP 231154 10/03/2004 10/03/2005 Waiver

SUP16.7.24 Mako Global Derivatives Partnership LLP 231154 21/06/2005 Modification


SUP16.7.24 Morris J L 146840 21/08/2002 21/05/2003 Waiver

SUP16.7.24 Nordic Options Limited 186966 09/08/2002 09/05/2003 Waiver

SUP16.7.24 Richard Lane 196066 28/08/2002 28/05/2003 Waiver

SUP16.7.24 Richard Lane 196066 20/06/2003 31/12/2006 Modification

SUP16.7.24 Richard Lane 196066 31/12/2006 31/12/2007 Modification

SUP16.7.24 Rose A M 148423 12/08/2002 12/08/2002 Waiver

SUP16.7.24 Saxon Financials Ltd 220220 01/09/2003 31/12/2006 Waiver

SUP16.7.24 Sonar Capital Limited 196490 19/06/2003 31/12/2006 Waiver

SUP16.7.24 Starmark Investment Management Limited 190249 02/06/2003 31/12/2006 Waiver

SUP16.7.24 Sun Trading International Limited 432732 03/04/2006 02/04/2008 Modification

SUP16.7.24 Sun Trading International Limited 432732 02/04/2008 12/01/2009 Modification

SUP16.7.24 T B Williamson Limited 192660 09/08/2002 09/05/2003 Waiver

SUP16.7.24 Tradelink Worldwide Limited 190867 13/08/2002 13/05/2003 Waiver

SUP16.7.24 Tradelink Worldwide Limited 190867 19/06/2003 31/12/2006 Waiver

SUP16.7.24 TransMarket Group Limited 196476 13/08/2002 13/05/2003 Waiver

SUP16.7.24 TransMarket Group Limited 196476 19/06/2003 31/12/2006 Waiver

SUP16.7.24 Wolverine Trading UK Limited 190655 12/08/2002 12/05/2003 Modification

SUP16.7.24 Wolverine Trading UK Limited 190655 19/06/2003 31/12/2006 Waiver

SUP16.7.24 (1) Van der Moolen Derivatives Limited 207956 29/09/2006 29/09/2007 Waiver

SUP16.7.25 Canaccord Genuity Limited 182011 07/05/2003 30/04/2004 Modification

SUP16.7.25 Canaccord Genuity Limited 182011 30/06/2004 30/06/2006 Modification

SUP16.7.25 Chevron Global Trading Limited 114076 13/01/2005 13/01/2007 Waiver

SUP16.7.25 Chevron Global Trading Limited 114076 13/01/2007 13/01/2009 Modification

SUP16.7.25 Chevron Global Trading Limited 114076 13/01/2009 13/01/2011 Modification



SUP16.7.25 Nomura International Plc 124422 29/05/2002 30/06/2003 Waiver

SUP16.7.25 Nomura International Plc 124422 17/06/2003 01/10/2003 Modification

SUP16.7.25 Shell International Trading and Shipping Company Limited 171941 01/11/2007 31/12/2010 Waiver

SUP16.7.25 (1) J.P. Morgan Limited 124536 15/11/2006 14/11/2008 Waiver


SUP16.7.27 THESIS Corporate Finance Limited 172611 23/07/2004 23/07/2007 Modification

SUP16.7.27 Venture Investment Partners Limited 401128 23/12/2004 22/12/2005 Modification

SUP16.7.28 Standard & Poor's LLC 106209 23/01/2006 23/01/2011 Waiver

SUP16.7.29 CTC London Ltd 225747 31/12/2007 30/06/2008 Modification

SUP16.7.29 DRW Investments (UK) Ltd 143880 31/12/2007 30/06/2008 Modification

SUP16.7.29 Eden Rock Securities Limited 195321 31/12/2007 30/06/2008 Modification

SUP16.7.29 Liquid Capital Markets Limited 192744 31/12/2007 30/06/2008 Modification

SUP16.7.29 Mako Fixed Income Partnership LLP 210887 31/12/2007 30/06/2008 Modification

SUP16.7.29 Mako Global Derivatives Partnership LLP 231154 31/12/2007 30/06/2008 Modification

SUP16.7.29 Saxon Financials Ltd 220220 31/12/2007 30/06/2008 Modification

SUP16.7.29 Tradelink Worldwide Limited 190867 31/12/2007 30/06/2008 Modification

SUP16.7.29 TransMarket Group Limited 196476 31/12/2007 30/06/2008 Modification

SUP16.7.29 Van der Moolen Derivatives Limited 207956 31/12/2007 30/06/2008 Modification

SUP16.7.33 (3) Canaccord Genuity Limited 182011 30/06/2004 30/06/2006 Modification

SUP16.7.33 (3) Merrill Lynch Commodities (Europe) Limited 465826 31/10/2007 31/08/2008 Modification




SUP16.7.40 (2) SLTM Limited 119366 15/08/2004 31/12/2004 Modification

SUP16.7.40 (2) Standard Life Investments (Corporate Funds) Limited 143445 15/08/2004 31/12/2004 Modification

SUP16.7.40 (2) Standard Life Investments (Mutual Funds) Limited 146477 15/08/2004 31/12/2004 Modification

SUP16.7.40 (2) Standard Life Investments Limited 188406 15/08/2004 31/12/2004 Modification

SUP16.7.40 (3) BlackRock Fund Managers Limited 119292 29/01/2007 30/04/2008 Modification

SUP16.7.40 (3) BlackRock Investment Management (UK) Limited 119293 29/01/2007 30/04/2008 Modification

SUP16.7.40 (3) Edinburgh Portfolio Limited 144851 27/03/2002 30/04/2002 Modification

SUP16.7.40 (3) SLTM Limited 119366 15/08/2004 31/12/2004 Modification

SUP16.7.40 (3) Standard Life Investments (Corporate Funds) Limited 143445 15/08/2004 31/12/2004 Modification

SUP16.7.40 (3) Standard Life Investments (Mutual Funds) Limited 146477 15/08/2004 31/12/2004 Modification

SUP16.7.40 (3) Standard Life Investments Limited 188406 15/08/2004 31/12/2004 Modification

SUP16.7.63 1st Alliance (Ayrshire) Credit Union Limited 228296 22/10/2008 01/04/2011 Modification


SUP16.7.63 2 Shires Credit Union Limited 213893 13/10/2008 01/04/2011 Modification

SUP16.7.63 6 Towns Credit Union Limited 419396 09/10/2008 01/04/2011 Modification

SUP16.7.63 Advance Credit Union Limited 213228 06/10/2008 01/04/2011 Modification

SUP16.7.63 Bacup (Lancashire) Credit Union Limited 213396 05/01/2009 01/04/2011 Modification

SUP16.7.63 Blackbird Leys Credit Union Limited 213940 28/11/2008 01/04/2011 Modification

SUP16.7.63 Blackpool, Fylde & Wyre Credit Union Limited 478917 26/06/2009 01/04/2011 Modification

SUP16.7.63 Bridgend Lifesavers Credit Union Limited 213681 11/02/2009 01/04/2011 Modification

SUP16.7.63 Bristol Credit Union Limited 213583 14/10/2008 01/04/2011 Modification

SUP16.7.63 Burnley Area Community Credit Union Limited 213359 06/08/2009 01/04/2011 Modification

SUP16.7.63 Calderdale Credit Union Limited 213587 02/10/2008 01/04/2011 Modification

SUP16.7.63 Caledfryn Credit Union Limited 213713 14/10/2008 01/04/2011 Modification

SUP16.7.63 Cambrian Credit Union Limited 213672 13/10/2008 01/04/2011 Modification

SUP16.7.63 Capital Credit Union Limited 213575 22/12/2008 01/04/2011 Modification

SUP16.7.63 Carlisle & District Credit Union Limited 401116 14/01/2009 01/04/2011 Modification

SUP16.7.63 Castle & Crystal Credit Union Limited 213711 03/10/2008 01/04/2011 Modification

SUP16.7.63 Central Liverpool Credit Union Limited 213251 23/10/2008 01/04/2011 Modification

SUP16.7.63 Cheshire Neighbours Credit Union Limited 215692 07/10/2008 01/04/2011 Modification

SUP16.7.63 City of Plymouth Credit Union Limited 213937 07/11/2008 01/04/2011 Modification

SUP16.7.63 Citysave Credit Union Limited 213258 28/07/2009 01/04/2011 Modification

SUP16.7.63 Clockwise Credit Union Limited 213498 14/10/2008 01/04/2011 Modification

SUP16.7.63 Clwyd Coast Credit Union Limited 213932 11/12/2008 01/04/2011 Modification

SUP16.7.63 Cockerton Churches Credit Union Limited 213537 11/12/2008 01/04/2011 Modification

SUP16.7.63 Community First Credit Union Limited 213840 06/10/2008 01/04/2011 Modification

SUP16.7.63 Cornwall and the Isles of Scilly Credit Union Limited 213699 21/05/2010 01/04/2011 Modification

SUP16.7.63 Credit Union for Brent and Ealing Limited 213804 01/10/2008 01/04/2011 Modification

SUP16.7.63 Credit Union For South East Northumberland Limited 214298 29/10/2008 01/04/2011 Modification

SUP16.7.63 Discovery Credit Union Limited 218839 14/10/2009 01/04/2011 Modification

SUP16.7.63 Dumbarton Credit Union Limited 213551 06/10/2008 31/03/2009 Modification

SUP16.7.63 East London Credit Union 224716 03/10/2008 30/11/2008 Modification

SUP16.7.63 East Sussex Credit Union Limited 213910 15/10/2008 01/04/2011 Modification


SUP16.7.63 Eastern Savings and Loans Credit Union Limited 213756 07/10/2008 01/04/2011 Modification

SUP16.7.63 Egremont and District Credit Union Limited 213742 14/11/2008 01/04/2011 Modification

SUP16.7.63 Enterprise Credit Union Limited 213291 07/11/2008 01/04/2011 Modification

SUP16.7.63 Erewash Credit Union Limited 432447 10/10/2008 01/04/2011 Modification

SUP16.7.63 Essex Savers Net Credit Union Limited 230859 18/12/2008 31/03/2009 Modification

SUP16.7.63 First Choice Credit Union Limited 213707 07/10/2008 01/04/2011 Modification

SUP16.7.63 Gateway Credit Union Limited 214010 03/11/2008 01/04/2011 Modification

SUP16.7.63 Grampian Credit Union Limited 213701 23/04/2009 01/04/2011 Modification

SUP16.7.63 Halton Credit Union Limited 213805 23/10/2008 01/04/2011 Modification

SUP16.7.63 Hampshire Credit Union Limited 213757 07/10/2008 01/04/2011 Modification

SUP16.7.63 Hoot Credit Union Limited 400120 18/12/2008 01/04/2011 Modification

SUP16.7.63 Hull and East Yorkshire Credit Union Limited 213620 06/01/2009 01/04/2011 Modification

SUP16.7.63 Just Credit Union Limited 213712 02/10/2008 01/04/2011 Modification

SUP16.7.63 Kennet Credit Union Limited 401388 28/10/2010 01/04/2011 Modification

SUP16.7.63 Kingdom Credit Union Limited 231896 02/04/2009 01/04/2011 Modification

SUP16.7.63 Knowsley Mutual Credit Union Limited 213483 11/02/2010 01/04/2011 Modification

SUP16.7.63 Landsker Community Credit Union Limited 213653 28/10/2008 01/04/2011 Modification

SUP16.7.63 LIVERPOOL COMMUNITY CREDIT UNION LIMITED 213404 06/10/2008 01/04/2011 Modification

SUP16.7.63 Loans and Savings Abertawe Credit Union Limited 213520 08/10/2008 01/04/2011 Modification

SUP16.7.63 Lodge Lane and District (Liverpool) Credit Union Limited 213288 17/10/2008 01/04/2011 Modification

SUP16.7.63 London Community Credit Union Limited 213743 03/12/2008 01/04/2011 Modification

SUP16.7.63 London Mutual Credit Union Limited 213248 07/11/2008 01/04/2011 Modification

SUP16.7.63 M for Money Credit Union Limited 216633 01/10/2008 01/04/2011 Modification

SUP16.7.63 Manchester Credit Union Limited 213400 21/10/2008 01/04/2011 Modification

SUP16.7.63 Millom & District Credit Union Limited 213723 29/12/2008 01/04/2011 Modification

SUP16.7.63 Norfolk Credit Union Limited 214255 08/10/2008 01/04/2011 Modification

SUP16.7.63 North Lincolnshire Credit Union Limited 213501 03/12/2008 01/04/2011 Modification

SUP16.7.63 North London Credit Union Limited 213809 17/10/2008 31/03/2009 Modification

SUP16.7.63 Nottingham Credit Union Limited 213439 29/10/2008 01/04/2011 Modification

SUP16.7.63 Pennine Community Credit Union Limited 213244 14/10/2008 01/04/2011 Modification


SUP16.7.63 Riverside Credit Union Limited 214245 13/10/2008 01/04/2011 Modification

SUP16.7.63 Sefton Credit Union Limited 213363 26/05/2009 01/04/2011 Modification

SUP16.7.63 Sheffield Credit Union Limited 213679 23/10/2008 01/04/2011 Modification

SUP16.7.63 Sherwood Forest Credit Union Limited 213815 21/08/2009 01/04/2011 Modification

SUP16.7.63 Smart Money Cymru Credit Union Limited 213370 29/10/2008 01/04/2011 Modification

SUP16.7.63 Solent Credit Union Limited 213753 25/11/2008 01/04/2011 Modification

SUP16.7.63 South Manchester Credit Union Limited 213666 23/10/2008 01/04/2011 Modification

SUP16.7.63 South Tyneside Credit Union Limited 213469 17/10/2008 01/04/2011 Modification

SUP16.7.63 St Machar Credit Union Limited 213576 08/10/2009 01/04/2011 Modification

SUP16.7.63 Stroud Valleys Credit Union Limited 213950 03/06/2010 01/04/2011 Modification

SUP16.7.63 Tamworth Credit Union Ltd 229889 19/02/2009 01/04/2011 Modification

SUP16.7.63 Thamesbank Credit Union Limited 416486 01/10/2008 01/04/2011 Modification

SUP16.7.63 The Merthyr Tydfil Borough Credit Union Limited 213643 17/10/2008 01/04/2011 Modification

SUP16.7.63 The Money Spinner Credit Union Limited 213261 09/01/2009 01/04/2011 Modification

SUP16.7.63 West Cumbria Credit Union Limited. 213606 18/12/2008 01/04/2011 Modification

SUP16.7.63 West Sussex and Surrey Credit Union Limited 475226 28/10/2008 01/04/2011 Modification

SUP16.7.63 West Wilts Credit Union Limited 220838 09/11/2010 01/04/2011 Modification

SUP16.7.63 Weston Super Mare and District Credit Union Limited 230768 10/10/2008 01/04/2011 Modification

SUP16.7.63 White Rose Credit Union Limited 213865 09/12/2008 01/04/2011 Modification

SUP16.7.63 Whitehaven Egremont and District Credit Union Limited 213589 08/10/2008 01/04/2011 Modification

SUP16.7.63 Wiltshire Credit Union Limited 213668 03/11/2010 01/04/2011 Modification

SUP16.7.63 Wolverhampton City Credit Union Limited 214284 01/03/2009 01/04/2011 Modification

SUP16.7.63 Workington and District Credit Union Limited 213946 21/10/2008 01/04/2011 Modification

SUP16.7.63 Wrexham County Borough Credit Union 459641 09/10/2008 01/04/2011 Modification

SUP16.7.63 Wyvern Credit Union Limited 213628 08/10/2008 01/04/2011 Modification

SUP16.7.63 York Credit Union Ltd 436306 14/11/2008 01/04/2011 Modification

SUP16.7.73 ACE Europe Life SE 461087 14/12/2007 13/12/2012 Modification

SUP16.7.73 ADIA Reinsurance Company (UK) Limited 202187 25/09/2007 24/09/2012 Modification

SUP16.7.73 Alliance Assurance Company Limited 202014 23/08/2007 23/08/2012 Modification

SUP16.7.73 Ambac Assurance UK Limited 202924 20/07/2007 20/07/2012 Modification


SUP16.7.73 Arch Insurance Company (Europe) Ltd 229887 13/04/2007 12/04/2012 Modification

SUP16.7.73 Assured Guaranty (UK) plc 227233 03/04/2007 02/04/2012 Modification

SUP16.7.73 Atlantic Mutual Insurance Company 202025 20/09/2007 19/09/2012 Modification

SUP16.7.73 Bar Mutual Indemnity Fund Limited 202718 05/07/2007 04/07/2012 Modification

SUP16.7.73 Berkshire Hathaway International Insurance Ltd 202967 11/04/2007 10/04/2012 Modification

SUP16.7.73 Bestpark International Limited 202832 09/08/2007 08/08/2012 Modification

SUP16.7.73 Bimeh Iran Insurance Company (UK) Limited 202037 26/07/2007 26/07/2012 Modification

SUP16.7.73 Brit Syndicates Limited 204930 20/09/2007 19/09/2012 Modification

SUP16.7.73 British and Foreign Marine Insurance Company Ltd 202054 23/08/2007 23/08/2012 Modification

SUP16.7.73 Budget Insurance Company Limited 202860 27/07/2007 26/07/2012 Modification

SUP16.7.73 Catalina London Limited 202653 04/04/2007 03/04/2012 Modification

SUP16.7.73 Cavendish Insurance Limited 202200 23/08/2007 23/08/2012 Modification

SUP16.7.73 Chubb European Group SE 202803 18/04/2007 17/04/2012 Modification

SUP16.7.73 CNA Insurance Company Limited 202777 17/06/2008 16/06/2013 Modification

SUP16.7.73 Deutsche Ruck UK Reinsurance Company Limited 202113 25/07/2007 25/07/2012 Modification

SUP16.7.73 Dowa Insurance Company (Europe) Limited 202115 07/08/2007 06/08/2012 Modification

SUP16.7.73 Endurance Worldwide Insurance Limited 219654 03/04/2007 02/04/2012 Modification



SUP16.7.73 Federal Insurance Company 202856 18/06/2007 18/06/2012 Modification

SUP16.7.73 FGIC UK Ltd 400238 03/04/2007 02/04/2012 Modification

SUP16.7.73 Financial Guaranty Insurance Company 202859 30/01/2008 29/01/2013 Modification

SUP16.7.73 FM Insurance Company Limited 202145 06/07/2007 05/07/2012 Modification

SUP16.7.73 GE Frankona Reassurance Limited 202844 20/07/2007 19/07/2012 Modification

SUP16.7.73 General Reinsurance Life UK Limited 202925 26/04/2007 25/04/2012 Modification

SUP16.7.73 GIL Insurance Limited 202739 03/09/2007 03/09/2012 Modification

SUP16.7.73 Global General and Reinsurance Company Limited 202155 19/12/2007 18/12/2012 Modification

SUP16.7.73 Guildhall Insurance Company Limited 202165 23/08/2007 23/08/2012 Modification

SUP16.7.73 Hannover Life Reassurance (UK) Limited 202676 04/04/2007 04/04/2012 Modification

SUP16.7.73 Harworth Insurance Company Limited 202928 03/08/2007 02/08/2012 Modification


SUP16.7.73 HCC International Insurance Company Plc 202655 11/04/2007 04/10/2011 Modification

SUP16.7.73 Heddington Insurance (U.K.) Limited 202637 10/04/2007 09/04/2012 Modification

SUP16.7.73 Housing Association Property Mutual Limited 202740 20/07/2007 19/07/2012 Modification

SUP16.7.73 Housing Associations Mutual Insurance Association Limited 202703 05/07/2007 04/07/2012 Modification

SUP16.7.73 Houston Casualty Company 203250 11/04/2007 10/04/2012 Modification

SUP16.7.73 International Transport Intermediaries Club Ltd 202866 13/04/2007 12/04/2012 Modification

SUP16.7.73 IRB-Brasil Resseguros S.A. 202192 15/08/2007 14/08/2012 Modification

SUP16.7.73 KGM Underwriting Agencies Limited 204830 13/04/2007 12/04/2012 Modification

SUP16.7.73 Knapton Insurance Limited 202051 23/08/2007 23/08/2012 Modification

SUP16.7.73 Kyoei Fire & Marine Insurance Co (UK) Limited 202199 01/08/2007 01/08/2012 Modification

SUP16.7.73 Lancashire Insurance Company (UK) Ltd 450965 04/04/2007 04/04/2012 Modification

SUP16.7.73 Lancashire Insurance Marketing Services Limited 440717 12/03/2008 11/03/2013 Modification

SUP16.7.73 Liverpool Marine and General Insurance Company Ltd 202211 23/08/2007 23/08/2012 Modification

SUP16.7.73 London Guarantee and Reinsurance Company Limited 202219 23/08/2007 23/08/2012 Modification

SUP16.7.73 Malayan Insurance Company (UK) Limited 202231 25/07/2007 25/07/2012 Modification

SUP16.7.73 Mapfre Re, Compania de Reaseguros SA 202899 10/07/2007 Modification

SUP16.7.73 Mitsui Sumitomo Insurance (London) Limited 202554 22/05/2007 21/05/2012 Modification

SUP16.7.73 Mitsui Sumitomo Insurance Company (Europe) Ltd 202751 12/04/2007 11/04/2012 Modification

SUP16.7.73 Mitsui Sumitomo Insurance Company Limited 202567 11/10/2007 10/10/2012 Modification

SUP16.7.73 Mytilus Insurance Company Limited 202254 29/08/2007 29/08/2012 Modification

SUP16.7.73 National House-Building Council 202261 26/04/2007 25/04/2012 Modification

SUP16.7.73 National Vulcan Engineering Insurance Group Ltd 202266 23/08/2007 23/08/2012 Modification

SUP16.7.73 Navigators Insurance Company 202980 05/04/2007 04/04/2012 Modification

SUP16.7.73 Navigators Underwriting Agency Ltd 204835 11/04/2007 10/04/2012 Modification

SUP16.7.73 NIPPONKOA Insurance Company (Europe) Limited 202197 02/08/2007 01/08/2012 Modification


SUP16.7.73 Pacific Life Re Limited 202620 03/04/2007 02/04/2012 Modification

SUP16.7.73 PAMIA Limited 202729 05/07/2007 04/07/2012 Modification

SUP16.7.73 Pool Reinsurance (Nuclear) Limited 203024 24/04/2007 23/04/2012 Modification

SUP16.7.73 Pool Reinsurance Company Limited 202881 11/04/2007 10/04/2012 Modification


SUP16.7.73 Portman Insurance PLC 202220 20/07/2007 19/07/2012 Modification

SUP16.7.73 QBE Insurance (Europe) Limited 202842 02/05/2007 01/05/2012 Modification

SUP16.7.73 QBE Re (Europe) Limited 202015 23/08/2007 23/08/2012 Modification

SUP16.7.73 R&Q Reinsurance Company (UK) Limited 202188 02/10/2007 01/10/2012 Modification

SUP16.7.73 Radian Asset Assurance Ltd 223294 25/04/2007 24/04/2012 Modification

SUP16.7.73 Radian Europe Limited 433100 23/07/2007 22/07/2012 Modification

SUP16.7.73 RiverStone Insurance (UK) Limited 202823 12/04/2007 11/04/2012 Modification

SUP16.7.73 Royal & Sun Alliance Insurance (Global) Limited 202221 23/08/2007 23/08/2012 Modification

SUP16.7.73 Royal & Sun Alliance Insurance Plc 202323 23/08/2007 23/08/2012 Modification

SUP16.7.73 Royal & Sun Alliance Reinsurance Limited 202325 23/08/2007 23/08/2012 Modification

SUP16.7.73 Royal Insurance (UK) Limited 202642 23/08/2007 23/08/2012 Modification

SUP16.7.73 Royal International Insurance Holdings Limited 202209 23/08/2007 23/08/2012 Modification

SUP16.7.73 SCOR Global Life Reinsurance UK Limited 202918 02/08/2007 01/08/2012 Modification

SUP16.7.73 SCOR Insurance (UK) Limited 222109 13/04/2007 12/04/2012 Modification

SUP16.7.73 Solicitors Indemnity Mutual Insurance Association Limited 202700 06/07/2007 06/07/2012 Modification

SUP16.7.73 Sompo Japan Nipponkoa Insurance Company of Europe Limited 202894 23/04/2007 22/04/2012 Modification

SUP16.7.73 Sphere Drake Insurance Limited 202541 12/04/2007 11/04/2012 Modification

SUP16.7.73 SR International Business Insurance Company Plc 202566 08/06/2007 07/06/2012 Modification

SUP16.7.73 Sun Alliance and London Insurance Plc 202557 23/08/2007 23/08/2012 Modification

SUP16.7.73 Sun Alliance Insurance International Limited 202304 23/08/2007 23/08/2012 Modification

SUP16.7.73 Sun Alliance Insurance UK Limited 202055 23/08/2007 23/08/2012 Modification

SUP16.7.73 Swiss Re Frankona Reinsurance Limited 202100 13/07/2007 12/07/2012 Modification

SUP16.7.73 Swiss Re Life & Health Limited 203062 08/06/2007 07/06/2012 Modification

SUP16.7.73 Swiss Re Specialty Insurance (UK) Limited 202571 13/07/2007 12/07/2012 Modification

SUP16.7.73 Swiss Reinsurance Company UK Limited 202565 08/06/2007 07/06/2012 Modification

SUP16.7.73 Syncora Guarantee (U.K.) Limited 207695 25/06/2007 24/06/2012 Modification

SUP16.7.73 Tenecom Limited 202817 11/04/2007 10/04/2012 Modification

SUP16.7.73 The Britannia Steam Ship Insurance Association Ltd 202047 02/10/2007 01/10/2012 Modification

SUP16.7.73 The Century Insurance Company Limited 202067 23/08/2007 23/08/2012 Modification

SUP16.7.73 The Globe Insurance Company Limited 202885 23/08/2007 23/08/2012 Modification


SUP16.7.73 The London Assurance 202217 23/08/2007 23/08/2012 Modification

SUP16.7.73 The London Steam-Ship Owners' Mutual Insurance Association Limited 202229 18/04/2007 17/04/2012 Modification

SUP16.7.73 The Marine Insurance Company Limited 202776 23/08/2007 23/08/2012 Modification

SUP16.7.73 The Northern Maritime Insurance Company Limited 202827 23/08/2007 23/08/2012 Modification

SUP16.7.73 The Sea Insurance Company Limited 202753 23/08/2007 23/08/2012 Modification

SUP16.7.73 The Standard Club UK Ltd 202805 11/04/2007 10/04/2012 Modification

SUP16.7.73 The Standard Steamship Owners' Mutual War Risks Association Limited 202804 11/04/2007 10/04/2012 Modification

SUP16.7.73 The Standard Steamship Owners' Protection and Indemnity Association (Bermuda) Limited202717 11/04/2007 10/04/2012 Modification

SUP16.7.73 The Standard Steamship Owners' Protection and Indemnity Association (London) Limited202545 11/04/2007 10/04/2012 Modification

SUP16.7.73 The Union Marine and General Insurance Company Ltd 202586 23/08/2007 23/08/2012 Modification

SUP16.7.73 The United Kingdom Mutual Steam Ship Assurance Association (Bermuda) Ltd 202782 15/08/2008 15/08/2013 Modification

SUP16.7.73 The United Kingdom Mutual Steam Ship Assurance Association (Europe) Limited202560 15/08/2008 15/08/2013 Modification

SUP16.7.73 Through Transport Mutual Insurance Association Ltd 202771 10/04/2007 09/04/2012 Modification

SUP16.7.73 Tokio Millennium Re (UK) Limited 202756 12/07/2007 11/07/2012 Modification

SUP16.7.73 Transatlantic Reinsurance Company 202632 23/08/2007 22/08/2012 Modification

SUP16.7.73 Transfercom Limited 454739 10/04/2007 09/04/2012 Modification

SUP16.7.73 TT Club Mutual Insurance Limited 202852 10/04/2007 09/04/2012 Modification

SUP16.7.73 United Kingdom Freight Demurrage and Defence Association Limited 202588 22/06/2007 21/06/2012 Modification

SUP16.7.73 United Kingdom Mutual War Risks Association Ltd 202813 09/07/2007 08/07/2012 Modification

SUP16.7.73 XL Catlin Insurance Company UK Limited 423308 05/07/2007 04/07/2012 Modification

SUP16.7.73 XL Insurance Company SE 202695 01/05/2007 30/04/2012 Modification

SUP16.7.73 XL Re Ltd 202920 25/06/2007 24/06/2012 Modification

SUP16.7.75 Aviva Insurance Limited 202153 21/12/2007 20/12/2012 Modification

SUP16.7.75 Aviva Insurance Services UK Limited 309355 21/12/2007 20/12/2012 Modification

SUP16.7.75 Aviva International Insurance Limited 202082 21/12/2007 20/12/2012 Modification

SUP16.7.75 Gresham Insurance Company Limited 202160 21/12/2007 20/12/2012 Modification

SUP16.7.75 RAC Financial Services Ltd 313989 21/12/2007 20/12/2012 Modification

SUP16.7.75 RAC Insurance Limited 202737 21/12/2007 20/12/2012 Modification

SUP16.7.75 RAC Motoring Services 310208 21/12/2007 20/12/2012 Modification

SUP16.7.76 Advent Underwriting Limited 204849 11/04/2007 10/04/2012 Modification


SUP16.7.76 Aegis Managing Agency Ltd 204967 13/04/2007 12/04/2012 Modification

SUP16.7.76 Alterra at Lloyd's Limited 204966 11/04/2007 10/04/2012 Modification

SUP16.7.76 AmTrust at Lloyd's Limited 204947 12/04/2007 11/04/2012 Modification

SUP16.7.76 AmTrust Syndicates Limited 226696 11/04/2007 10/04/2012 Modification

SUP16.7.76 ANV Syndicate Management Limited 204878 13/04/2007 12/04/2012 Modification

SUP16.7.76 Argenta Syndicate Management Limited 204974 03/05/2007 02/05/2012 Modification

SUP16.7.76 Argo Managing Agency Limited 204975 24/04/2007 23/04/2012 Modification

SUP16.7.76 ARK Syndicate Management Limited 461952 04/07/2007 03/07/2012 Modification

SUP16.7.76 Ascot Underwriting Limited 206658 10/04/2007 10/04/2012 Modification

SUP16.7.76 Asta Managing Agency Ltd 204897 12/04/2007 12/04/2012 Modification

SUP16.7.76 Atrium Insurance Agency Limited 460463 12/04/2007 11/04/2012 Modification

SUP16.7.76 Atrium Underwriters Limited 204834 12/04/2007 11/04/2012 Modification

SUP16.7.76 Beaufort Underwriting Agency Limited 204979 03/04/2007 02/04/2012 Modification

SUP16.7.76 Beazley Furlonge Ltd 204896 05/04/2007 04/04/2012 Modification

SUP16.7.76 Canopius Managing Agents Limited 204847 18/05/2007 17/05/2012 Modification

SUP16.7.76 Capita Managing Agency Limited 204976 08/06/2007 07/06/2012 Modification

SUP16.7.76 Cathedral Underwriting Limited 204913 12/04/2007 11/04/2012 Modification

SUP16.7.76 Catlin (Wellington) Underwriting Agencies Limited 204895 05/07/2007 04/07/2012 Modification

SUP16.7.76 Catlin Underwriting Agencies Ltd 204848 09/07/2007 09/07/2012 Modification

SUP16.7.76 Chapel Finance Limited 304187 08/11/2006 07/11/2011 Waiver

SUP16.7.76 Chaucer Syndicates Limited 204915 12/04/2007 11/04/2012 Modification

SUP16.7.76 CHUBB Underwriting Agencies Limited 204901 10/04/2007 09/04/2012 Modification

SUP16.7.76 Coverys Managing Agency Ltd 224442 10/04/2007 10/04/2012 Modification

SUP16.7.76 Duncanson & Holt Syndicate Management Ltd 204951 05/06/2007 04/06/2012 Modification

SUP16.7.76 Faraday Underwriting Limited 204910 12/04/2007 11/04/2012 Modification

SUP16.7.76 Hamilton Underwriting Ltd 488395 18/06/2009 02/05/2012 Modification

SUP16.7.76 Hardy (Underwriting Agencies) Ltd 204843 04/04/2007 04/04/2012 Modification

SUP16.7.76 HCC Underwriting Agency Ltd 228121 05/04/2007 05/04/2012 Modification

SUP16.7.76 Hiscox Syndicates Limited 204924 12/04/2007 11/04/2012 Modification

SUP16.7.76 Managing Agency Partners Ltd 204977 12/04/2007 11/04/2012 Modification


SUP16.7.76 Mitsui Sumitomo Insurance Underwriting at Lloyds Limited 453688 12/04/2007 11/04/2012 Modification

SUP16.7.76 Munich Re Syndicate Limited 204864 26/04/2007 25/04/2012 Modification

SUP16.7.76 Neon Underwriting Limited 204971 03/04/2007 02/04/2012 Modification

SUP16.7.76 Novae Syndicates Limited 204888 13/04/2007 12/04/2012 Modification

SUP16.7.76 Omega Underwriting Agents Ltd 204969 12/04/2007 11/04/2012 Modification

SUP16.7.76 Pembroke Managing Agency Ltd 460849 02/08/2007 01/08/2012 Modification

SUP16.7.76 QBE Underwriting Limited 204858 02/05/2007 01/05/2012 Modification

SUP16.7.76 Renaissancere Syndicate Management Limited 204866 16/04/2007 15/04/2012 Modification

SUP16.7.76 Ridge Underwriting Agencies Limited 204842 18/04/2007 17/04/2012 Modification

SUP16.7.76 RiverStone Managing Agency Limited 204964 12/04/2007 11/04/2012 Modification

SUP16.7.76 S.A. Meacock & Company Limited 204959 05/04/2007 05/04/2012 Modification

SUP16.7.76 Starr Managing Agents Ltd 474244 12/02/2008 11/02/2013 Modification

SUP16.7.76 Talbot Underwriting Ltd 204890 10/04/2007 09/04/2012 Modification

SUP16.7.76 Travelers Syndicate Management Limited 204960 30/04/2007 29/04/2012 Modification

SUP16.7.76 XL London Market Limited 204916 30/04/2007 29/04/2012 Modification

SUP16.7.77 Aviva Life Services UK Limited 145452 27/06/2006 26/06/2011 Modification

SUP16.7.77 (1) Capita Mortgage Administration Limited 306064 26/06/2006 01/10/2006 Waiver

SUP16.7.77 (1) Vertex Administration Limited 212747 26/06/2006 01/10/2006 Waiver

SUP16.7.77 (1) Vertex Data Science Limited 313931 26/06/2006 01/10/2006 Waiver

SUP16.7.83 CIS General Insurance Limited 435022 28/04/2006 31/05/2006 Modification

SUP16.7.83 Old Mutual Wealth Life & Pensions Limited 207977 28/04/2006 31/05/2006 Modification

SUP16.7.83 The Co-operative Bank Plc 121885 28/04/2006 31/05/2006 Modification



SUP10.7.13R Foxberry Ltd 677250 01/03/2018 29/06/2018 Waiver







SUP16.8.3 Phoenix Life Limited 110418 18/01/2018 17/01/2021 Modification

SUP16.8.3 (1) Phoenix AW Limited 119201 08/04/2013 07/04/2016 Modification

SUP16.8.3 (1) Phoenix AW Limited 119201 12/04/2016 11/04/2019 Modification



SUP10.8.2R Foxberry Ltd 677250 01/03/2018 29/06/2018 Waiver






SUP11.9 HSBC Bank Plc 114216 17/10/2016 17/10/2017 Modification

SUP11.9 HSBC Private Bank (UK) Limited 124781 17/10/2016 17/10/2017 Modification



SUP11.9.1 Adam & Company Investment Management Ltd 141831 10/03/2004 10/02/2008 Modification






SUP11.9.1 Barclays Bank Plc 122702 24/02/2003 24/02/2008 Waiver

SUP11.9.1 Barclays Capital Securities Limited 124431 24/02/2003 24/02/2008 Waiver


SUP11.9.1 Barclays Stockbrokers Limited 124247 24/02/2003 24/02/2008 Waiver








SUP11.9.1 Baring Private Equity Partners Ltd 114751 24/04/2002 24/04/2004 Modification

SUP11.9.1 Baring Private Investment Management Limited 144046 25/09/2002 24/04/2004 Modification

SUP11.9.1 BHB Management Ltd 122382 24/04/2002 24/04/2004 Modification

SUP11.9.1 BLAC Limited 133436 24/02/2003 24/02/2008 Waiver


SUP11.9.1 BlackRock Advisors (UK) Limited 119186 24/02/2003 24/02/2008 Waiver

SUP11.9.1 BlackRock Life Limited 202909 24/02/2003 24/02/2008 Waiver




SUP11.9.1 BNP Paribas Asset Management UK Limited 170064 12/06/2004 30/06/2006 Modification


SUP11.9.1 BNP Paribas Commodity Futures Ltd 146307 12/06/2004 30/06/2006 Modification



SUP11.9.1 BNP Paribas UK Limited 124373 12/06/2004 30/06/2006 Modification


SUP11.9.1 BNP Paribas Wealth Management 210556 12/06/2004 30/06/2006 Modification



SUP11.9.1 Capita Life & Pensions Regulated Services Limited 145540 22/12/2003 22/12/2008 Modification



SUP11.9.1 Challenger Transtasman Share Fund 185502 23/05/2003 18/09/2007 Modification

SUP11.9.1 CL Residential Limited 122393 18/11/2003 18/11/2008 Modification



SUP11.9.1 Coutts & Co Investment Management Limited 182720 10/02/2003 10/02/2008 Modification

SUP11.9.1 Coutts & Co Investment Management Limited 182720 10/03/2004 10/02/2008 Modification


SUP11.9.1 Coutts & Company 122287 10/02/2003 10/02/2008 Modification

SUP11.9.1 Coutts & Company 122287 10/03/2004 10/02/2008 Modification

SUP11.9.1 Credit Suisse (UK) Limited 124269 22/12/2003 22/12/2008 Modification















SUP11.9.1 Dillon Read Capital Management (UK) Ltd 122205 23/05/2003 18/09/2007 Modification

SUP11.9.1 Direct Line Financial Services Limited 204458 10/02/2003 10/02/2008 Modification

SUP11.9.1 Direct Line Unit Trusts Limited 176886 10/02/2003 10/02/2008 Modification


SUP11.9.1 Dresdner Kleinwort Capital Ventures Management Limited 145244 28/07/2004 31/07/2006 Modification


SUP11.9.1 Dresdner Kleinwort Limited 124534 28/07/2004 31/07/2006 Modification



SUP11.9.1 Equistone Partners Europe Limited 124366 24/02/2003 24/02/2008 Waiver






SUP11.9.1 Falcon Private Wealth Limited 187359 22/12/2003 22/12/2008 Modification

SUP11.9.1 GAM Funds 182831 23/05/2003 18/09/2007 Modification

SUP11.9.1 GAM International Management Ltd 122331 23/05/2003 18/09/2007 Modification

SUP11.9.1 GAM London Limited 122330 23/05/2003 18/09/2007 Modification

SUP11.9.1 GAM Sterling Management Limited 119235 23/05/2003 18/09/2007 Modification


SUP11.9.1 Global Life Assurance Limited 154263 25/03/2003 25/03/2005 Modification

SUP11.9.1 Hofmann Investment Management (UK) Limited 194084 22/12/2003 22/12/2008 Modification

SUP11.9.1 HSBC Alternative Investments Limited 170423 18/11/2003 18/11/2008 Modification


SUP11.9.1 HSBC Bank USA 141298 18/11/2003 18/11/2008 Modification

SUP11.9.1 HSBC Bank USA NA, London Branch 400646 02/06/2004 18/11/2008 Waiver

SUP11.9.1 HSBC Equator (UK) Limited 179395 18/11/2003 18/11/2008 Modification

SUP11.9.1 HSBC General Insurance Services (UK) Limited 312561 17/05/2005 18/11/2008 Modification

SUP11.9.1 HSBC Global Asset Management (UK) Limited 122335 18/11/2003 18/11/2008 Modification

SUP11.9.1 HSBC Investment Funds (UK) Limited 171277 18/11/2003 18/11/2008 Modification

SUP11.9.1 HSBC Life (UK) Limited 133435 18/11/2003 18/11/2008 Modification

SUP11.9.1 HSBC Private Bank (UK) Limited 124781 18/11/2003 18/11/2008 Modification

SUP11.9.1 HSBC Securities (USA) Inc 124732 18/11/2003 18/11/2008 Modification

SUP11.9.1 HSBC Trust Company (UK) Ltd 119297 18/11/2003 18/11/2008 Modification

SUP11.9.1 Inceptum Insurance Company Limited 203238 18/11/2003 18/11/2008 Modification

SUP11.9.1 InfraRed (Infrastructure) Capital Partners Limited 192160 18/11/2003 18/11/2008 Modification

SUP11.9.1 InfraRed Capital Partners Limited 195766 18/11/2003 18/11/2008 Modification

SUP11.9.1 ING Re (UK) Limited 203015 24/04/2002 24/04/2004 Modification

SUP11.9.1 J.P. Morgan Europe Limited 124579 08/05/2003 07/05/2008 Modification

SUP11.9.1 J.P. Morgan International Bank Limited 190750 08/05/2003 07/05/2008 Modification

SUP11.9.1 J.P. Morgan Investment Management Inc 119267 08/05/2003 07/05/2008 Modification

SUP11.9.1 J.P. Morgan Limited 124536 08/05/2003 07/05/2008 Modification

SUP11.9.1 J.P. Morgan Securities plc 155240 08/05/2003 07/05/2008 Modification


SUP11.9.1 J.P. Morgan Trustee & Administration Services Limited 116362 08/05/2003 07/05/2008 Modification

SUP11.9.1 J.P. Morgan Trustee and Depositary Company Limited 122358 08/05/2003 07/05/2008 Modification

SUP11.9.1 JPMorgan Asset Management (UK) Limited 119337 08/05/2003 07/05/2008 Modification

SUP11.9.1 JPMorgan Asset Management Marketing Limited 122754 08/05/2003 07/05/2008 Modification


SUP11.9.1 JPMorgan Funds Limited 119346 08/05/2003 07/05/2008 Modification

SUP11.9.1 JPMorgan Life Limited 185175 08/05/2003 07/05/2008 Modification


SUP11.9.1 Kleinwort Benson Bank Ltd 119269 28/07/2004 31/07/2006 Modification

SUP11.9.1 Lehman Brothers Europe Limited 192290 21/05/2004 31/05/2009 Modification

SUP11.9.1 Lehman Brothers International (Europe) 147475 21/05/2004 31/05/2009 Modification

SUP11.9.1 London & Leith Insurance Company Limited 202222 18/11/2003 18/11/2008 Modification


SUP11.9.1 Marks & Spencer Financial Services Plc 151427 17/05/2005 18/11/2008 Modification

SUP11.9.1 Marks and Spencer Life Assurance Limited 172339 17/05/2005 18/11/2008 Modification

SUP11.9.1 Marks and Spencer Savings and Investments Ltd 155226 17/05/2005 18/11/2008 Modification

SUP11.9.1 Marks and Spencer Unit Trust Management Limited 141662 17/05/2005 18/11/2008 Modification

SUP11.9.1 Marsh Brokers Limited 310240 17/05/2005 18/11/2008 Modification

SUP11.9.1 Matterley Limited 144658 24/04/2002 24/04/2004 Waiver



SUP11.9.1 Nacional Financiera SNC 172327 28/05/2003 31/05/2004 Waiver

SUP11.9.1 Nacional Financiera SNC 172327 01/06/2004 31/05/2005 Waiver

SUP11.9.1 Nacional Financiera SNC 172327 31/05/2005 31/05/2010 Modification

SUP11.9.1 National Westminster Bank Plc 121878 10/02/2003 10/02/2008 Modification

SUP11.9.1 NCM Management (UK) Limited 145276 24/04/2002 24/04/2004 Waiver



SUP11.9.1 Nemesis Asset Management LLP 211205 21/05/2004 31/05/2009 Modification




SUP11.9.1 Phoenix AW Limited 119201 22/12/2003 06/05/2008 Modification


SUP11.9.1 Privilege Insurance Company Limited 202906 10/02/2003 10/02/2008 Modification

SUP11.9.1 Protection Life Company Limited 170956 10/02/2003 10/02/2008 Modification

SUP11.9.1 RBEF Limited 165353 10/02/2003 10/02/2008 Modification

SUP11.9.1 RBS Financial Products Plc 149244 10/02/2003 10/02/2008 Modification


SUP11.9.1 Sanlam Life & Pensions UK Limited 110397 12/09/2002 12/09/2004 Modification

SUP11.9.1 Save & Prosper Insurance Limited 110438 08/05/2003 07/05/2008 Modification

SUP11.9.1 Save & Prosper Pensions Limited 110450 08/05/2003 07/05/2008 Modification

SUP11.9.1 Sinopia Asset Management (UK) Limited 187418 18/11/2003 18/11/2008 Modification

SUP11.9.1 Stenham Asset Management (UK) Plc 190748 25/03/2003 25/03/2005 Modification

SUP11.9.1 TD Asset Administration UK Limited 124395 10/02/2003 10/02/2003 Modification

SUP11.9.1 Tesco Personal Finance PLC 186022 10/02/2003 10/02/2008 Modification

SUP11.9.1 The Hongkong and Shanghai Banking Corporation Limited 122366 18/11/2003 18/11/2008 Modification

SUP11.9.1 The Royal Bank of Scotland Group Independent Financial Services Limited 136881 10/02/2003 10/02/2008 Modification

SUP11.9.1 The Royal Bank of Scotland Plc 114724 10/02/2003 10/02/2008 Modification

SUP11.9.1 The Royal Bank of Scotland Plc 114724 10/03/2004 10/02/2008 Modification



SUP11.9.1 U K Insurance Limited 202810 10/02/2003 10/02/2008 Modification

SUP11.9.1 UBS (2003) Limited 124360 23/05/2003 18/09/2007 Modification


SUP11.9.1 UBS Asset Management (UK) Ltd 119319 23/05/2003 18/09/2007 Modification

SUP11.9.1 UBS Asset Management Funds Ltd 141661 23/05/2003 18/09/2007 Modification

SUP11.9.1 UBS Asset Management Life Ltd 186527 23/05/2003 18/09/2007 Modification

SUP11.9.1 UBS HEDGE FUND SOLUTIONS LIMITED 208275 23/05/2003 18/09/2007 Modification

SUP11.9.1 UBS International UK Limited 145873 23/05/2003 18/09/2007 Modification

SUP11.9.1 UBS Investment Funds ICVC 194777 23/05/2003 18/09/2007 Modification



SUP11.9.1 UBS O'Connor Limited 122627 23/05/2003 18/09/2007 Modification


SUP11.9.1 Ulster Bank Ltd 122315 10/02/2003 10/02/2008 Modification

SUP11.9.1 United Standard Insurance Company Limited (In Liquidation) 202591 14/01/2004 22/12/2008 Modification

SUP11.9.1 Waverton Investment Management Limited 116404 22/12/2003 22/12/2008 Modification


SUP11.9.1 Woolwich Plan Managers Limited 183887 24/02/2003 24/02/2008 Waiver

SUP11.9.1 Zedra Trust Company (UK) Limited 119184 24/02/2003 24/02/2008 Waiver

SUP11.9.1 (AR) HSBC Bank Plc 114216 17/10/2016 17/10/2017 Modification

SUP11.9.3 (BA) HSBC Bank Plc 114216 17/10/2016 17/10/2017 Modification

SUP11.9.3 (BB) HSBC Bank Plc 114216 17/10/2016 17/10/2017 Modification


SUP11.9.4 (BR) HSBC Bank Plc 114216 17/10/2016 17/10/2017 Modification


SUP11.9.1AR HSBC Private Bank (UK) Limited 124781 17/10/2016 17/10/2017 Modification

SUP11.9.1CR HSBC Private Bank (UK) Limited 124781 17/10/2016 17/10/2017 Modification

SUP11.9.3BA HSBC Private Bank (UK) Limited 124781 17/10/2016 17/10/2017 Modification

SUP11.9.3BB HSBC Private Bank (UK) Limited 124781 17/10/2016 17/10/2017 Modification






SUP3.10.4R Tandem Money Limited 684908 24/10/2016 01/04/2017 Waiver

SUP16.11.3 ABC International Bank Plc 149025 28/01/2008 31/01/2012 Modification


SUP16.11.3 Acrewood Group Plc 467257 26/03/2008 31/01/2012 Modification





SUP16.11.3 Al Rayan Bank PLC 229148 20/02/2008 19/02/2012 Modification

SUP16.11.3 Anthony Trueman and Co Limited 468076 29/01/2008 31/01/2012 Modification

SUP16.11.3 BBL Properties Limited 465842 25/01/2008 31/01/2012 Modification

SUP16.11.3 Bridgewater Equity Release Limited 463013 20/02/2008 31/01/2012 Modification


SUP16.11.3 Chestram Property co.Limited 465857 25/01/2008 31/01/2012 Modification

SUP16.11.3 E.E. & A. Tee Ltd 465848 25/01/2008 31/01/2012 Modification


SUP16.11.3 Equity Release (Increments) Limited 463016 20/02/2008 31/01/2012 Modification


SUP16.11.3 Equity Release Trustees Ltd 489138 11/02/2010 31/01/2012 Modification


SUP16.11.3 G.Holmes White (Properties) Limited 465856 25/01/2008 31/01/2012 Modification

SUP16.11.3 Hamsard 2517 (New Business) Limited 463026 20/02/2008 31/01/2012 Modification


SUP16.11.3 Home & Capital Trust Limited 464223 01/02/2012 31/01/2013 Modification

SUP16.11.3 Home & Capital Trustee Company Limited 464862 29/01/2008 31/01/2012 Modification


SUP16.11.3 Homesafe Equity Release Limited Partnership 463030 20/02/2008 31/01/2012 Modification





SUP16.11.3 Hurstway Investment Co. Ltd 465829 24/01/2008 31/01/2012 Modification


SUP16.11.3 In Retirement Services (Reversions) Ltd 305266 24/01/2008 31/01/2012 Modification

SUP16.11.3 Isle of Man Assurance Limited 142307 24/01/2008 31/01/2012 Modification


SUP16.11.3 Julian Hodge Bank Limited 204439 28/01/2008 31/01/2012 Modification



SUP16.11.3 Legal & General Home Finance Limited 303418 25/08/2011 31/01/2012 Modification


SUP16.11.3 Lifetime Home Securities PLC 463612 29/01/2008 31/01/2012 Modification


SUP16.11.3 Living Plus Limited 463341 24/01/2008 31/01/2012 Modification

SUP16.11.3 New Life Reversions Ltd 514854 25/08/2011 31/01/2012 Modification


SUP16.11.3 Orchard Road Reversions Limited 468410 24/01/2008 31/01/2012 Modification


SUP16.11.3 Peakheights Limited 465831 28/01/2008 31/01/2012 Modification


SUP16.11.3 Plainworth Limited 462941 24/01/2008 31/01/2012 Modification

SUP16.11.3 ReAssure Limited 110495 09/05/2008 31/01/2011 Modification



SUP16.11.3 Retirement Bridge Home Reversions Limited Partnership 463025 20/02/2008 31/01/2012 Modification


SUP16.11.3 Retirement Plus Property Plans Limited 461713 24/01/2008 31/01/2012 Modification

SUP16.11.3 Reversionary Property Consortium plc 465763 01/05/2008 31/01/2012 Modification

SUP16.11.3 Taylor Williams Limited 475337 01/05/2008 31/01/2012 Modification


SUP16.11.3 The Governor and Company of the Bank of Ireland 204721 26/02/2008 31/01/2012 Modification

SUP16.11.3 The Welfare Dwellings Trust Limited 466546 29/01/2008 31/01/2012 Modification

SUP16.11.3 United National Bank Limited 207381 24/01/2008 31/01/2012 Modification


SUP16.11.3 West Ella Estates Limited 463670 29/01/2008 31/01/2012 Modification

SUP16.11.3 West Ella Holdings Limited 463650 29/01/2008 31/01/2012 Modification


SUP16.11.3 (1) Al Rayan Bank PLC 229148 01/02/2012 31/01/2013 Modification












SUP16.11.15 ABSA Bank Limited 155214 14/10/2008 13/10/2013 Modification

SUP16.12 Affirmative Finance Limited 314258 26/04/2014 25/04/2015 Waiver

SUP16.12 Alternative Bridging Corporation (Cheval) Limited 300608 26/04/2014 25/04/2015 Modification

SUP16.12 Amicus Capital Limited 613085 01/08/2014 25/04/2015 Modification

SUP16.12 Amicus Capital Limited 613085 26/04/2014 25/04/2015 Modification

SUP16.12 B.M. Samuels Plc 301343 26/04/2014 25/04/2015 Modification

SUP16.12 Birchwood Mortgages Limited 593442 26/04/2014 25/04/2015 Modification

SUP16.12 Bradford & Bingley Plc 106126 26/04/2014 25/04/2015 Modification

SUP16.12 Bridgefast Management Limited 310153 26/04/2014 25/04/2015 Modification

SUP16.12 Capquest Mortgage Servicing Limited 467051 26/04/2014 25/04/2015 Modification

SUP16.12 Central Homeloans Limited 435043 26/04/2014 25/04/2015 Modification

SUP16.12 Coldunell Limited 305251 26/04/2014 25/04/2015 Modification

SUP16.12 Conocophillips (UK) Limited 106256 25/09/2012 31/12/2017 Waiver

SUP16.12 Gemini Consultants Ltd 311479 26/04/2014 25/04/2015 Modification

SUP16.12 Gemini Funding Limited 311388 26/04/2014 25/04/2015 Modification

SUP16.12 Greenfield Capital II Limited 603625 26/04/2014 25/04/2015 Modification

SUP16.12 Kuflink Home Loans Ltd 571773 26/04/2014 25/04/2015 Modification

SUP16.12 Landmark Mortgages Limited 106081 26/04/2014 25/04/2015 Modification

SUP16.12 Legal & General Home Finance Limited 303418 26/04/2014 25/04/2015 Modification

SUP16.12 MAYFAIR BRIDGING 1 LIMITED 535026 07/05/2015 06/07/2015 Modification




SUP16.12 MONTAGUE FINANCE LIMITED 520140 26/04/2014 25/04/2015 Modification

SUP16.12 Mortgage Express 305572 26/04/2014 25/04/2015 Modification

SUP16.12 New Life Mortgage Funding Limited 303346 26/04/2014 25/04/2015 Modification

SUP16.12 New Life Reversions Ltd 514854 26/04/2014 25/04/2015 Modification

SUP16.12 Norton Home Loans Limited 464136 26/04/2014 25/04/2015 Modification

SUP16.12 Octopus Property Lending Ltd 556044 26/04/2014 25/04/2015 Modification

SUP16.12 Paratus AMC Limited 301128 26/04/2014 25/04/2015 Modification

SUP16.12 Partnership Home Loans Limited 305177 26/04/2014 25/04/2015 Modification

SUP16.12 Redstone Mortgages Limited 418134 26/04/2014 25/04/2015 Modification

SUP16.12 Roy Ling Limited 472551 26/04/2014 25/04/2015 Modification

SUP16.12 Spring Finance Limited 300606 26/04/2014 25/04/2015 Modification

SUP16.12 Standard Life Lifetime Mortgages Limited 310206 04/08/2014 25/04/2015 Modification

SUP16.12 Svenska Handelsbanken AB (Publ) 149243 01/05/2015 30/09/2015 Modification

SUP16.12 West One Loan Limited 510024 26/04/2014 25/04/2015 Modification

SUP16.12.3 Kaupthing Singer & Friedlander Limited 140839 01/10/2012 31/12/2013 Waiver

SUP16.12.3 (1) LBI hf 207250 12/07/2011 11/07/2013 Modification

SUP16.12.3 (3) Goldman Sachs Asset Management International 147212 04/04/2008 29/06/2008 Modification

SUP16.12.3 (3) Goldman Sachs International 142888 04/04/2008 29/06/2008 Modification

SUP16.12.3 (3) Goldman Sachs International Bank 124659 02/04/2008 29/06/2008 Modification

SUP16.12.4 Bradford & Bingley Plc 106126 18/08/2010 18/08/2015 Waiver


SUP16.12.4 (R) Bradford & Bingley Plc 106126 10/08/2016 09/08/2021 Modification



SUP16.12.5 Abbey National Treasury Services Plc 146003 11/09/2008 10/09/2013 Modification


SUP16.12.5 Abbey Stockbrokers Limited 154210 11/09/2008 10/09/2013 Modification

SUP16.12.5 ABN AMRO Bank NV 523620 01/11/2010 31/10/2012 Modification







SUP16.12.5 Allied Irish Banks Plc 204793 10/11/2010 09/05/2012 Modification





SUP16.12.5 Banca Monte Dei Paschi di Siena Spa 144363 30/11/2009 31/12/2010 Waiver




SUP16.12.5 Banco do Brasil SA 204612 21/12/2012 30/06/2015 Modification

















SUP16.12.5 Bank of Baroda 204624 01/11/2010 31/05/2013 Modification


SUP16.12.5 Bank of China Limited 170910 01/11/2010 31/10/2013 Modification

SUP16.12.5 Bank of China Limited 170910 16/09/2014 15/09/2017 Modification

SUP16.12.5 Bank of India 204629 01/06/2015 30/09/2015 Modification





SUP16.12.5 Bank of Taiwan 230710 20/05/2015 30/09/2015 Modification

SUP16.12.5 Banque Internationale a Luxembourg 139264 12/07/2007 13/07/2010 Modification

SUP16.12.5 Barclays Bank Plc 122702 01/11/2010 30/04/2015 Modification


SUP16.12.5 Barclays Capital Securities Limited 124431 14/10/2008 13/10/2013 Modification

SUP16.12.5 Barclays Insurance Services Company Limited 312078 14/10/2008 13/10/2013 Modification


SUP16.12.5 Barclays Mercantile Business Finance Limited 305343 14/10/2008 13/10/2013 Modification

SUP16.12.5 Barclays Private Clients International Limited 305405 14/10/2008 13/10/2013 Modification

SUP16.12.5 Barclays Sharedealing 139258 14/10/2008 13/10/2013 Modification

SUP16.12.5 Barclays Stockbrokers Limited 124247 14/10/2008 13/10/2013 Modification



SUP16.12.5 BlackRock Advisors (UK) Limited 119186 14/10/2008 13/10/2013 Modification











SUP16.12.5 Canara Bank 204642 01/11/2010 31/05/2015 Modification


SUP16.12.5 Cater Allen International Limited 148467 11/09/2008 10/09/2013 Modification

SUP16.12.5 Cater Allen Limited 178737 11/09/2008 10/09/2013 Modification

SUP16.12.5 Chang Hwa Commercial Bank Ltd 204643 20/05/2015 30/09/2015 Modification







SUP16.12.5 Clydesdale Financial Services Limited 311753 14/10/2008 13/10/2013 Modification

SUP16.12.5 Commerzbank AG 124920 24/04/2007 31/03/2008 Modification








SUP16.12.5 Credit Agricole Corporate and Investment Bank 124344 29/11/2013 28/11/2016 Modification





SUP16.12.5 Credit Agricole S.A. 124756 25/02/2008 24/02/2009 Waiver




SUP16.12.5 Credit Agricole S.A. 124756 25/02/2009 24/02/2010 Waiver









SUP16.12.5 Daiwa Capital Markets Europe Limited 124490 18/04/2016 30/11/2018 Modification













SUP16.12.5 Deutsche Bank AG 150018 28/02/2008 28/02/2009 Waiver




SUP16.12.5 Deutsche Bank AG 150018 27/02/2009 26/02/2010 Waiver


SUP16.12.5 Deutsche Hypothekenbank AG 206916 01/11/2010 31/12/2010 Modification

SUP16.12.5 Deutsche Hypothekenbank AG 206916 30/11/2009 01/11/2010 Waiver


SUP16.12.5 Deutsche Pfandbriefbank AG 486978 14/12/2012 14/12/2015 Modification

SUP16.12.5 Deutsche Pfandbriefbank AG 486978 24/12/2009 01/11/2010 Waiver


SUP16.12.5 Deutsche Pfandbriefbank AG 486978 29/12/2008 28/12/2009 Waiver













SUP16.12.5 Elavon Financial Services Designated Activity Company 462132 24/08/2012 31/05/2015 Modification

SUP16.12.5 Equistone Partners Europe Limited 124366 14/10/2008 13/10/2013 Modification



SUP16.12.5 Eurobank Ergasias SA 186720 12/02/2007 15/02/2010 Modification

SUP16.12.5 Export-Import Bank of India 511116 01/06/2013 31/05/2016 Modification


SUP16.12.5 First Commercial Bank 204655 17/05/2015 30/09/2015 Modification


SUP16.12.5 Firstplus Financial Group Plc 309325 14/10/2008 13/10/2013 Modification

SUP16.12.5 Fortis Bank (Nederland) NV 206918 30/11/2009 31/12/2010 Modification


SUP16.12.5 Glitnir Banki hf 207292 12/02/2007 12/10/2011 Modification




SUP16.12.5 Goldman Sachs International Bank 124659 02/01/2009 31/12/2013 Modification



SUP16.12.5 Halifax Investment Services Ltd 149722 11/11/2008 10/11/2013 Modification

SUP16.12.5 Halifax Share Dealing Limited 183332 11/11/2008 10/11/2013 Modification

SUP16.12.5 Handelsbanken Finans AB (publ) 225464 02/11/2010 01/11/2013 Modification


SUP16.12.5 HBOS Investment Fund Managers Limited 119223 11/11/2008 10/11/2013 Modification






SUP16.12.5 Hua Nan Commercial Bank, Ltd 204666 20/05/2015 30/09/2015 Modification




SUP16.12.5 Hypo Real Estate Bank International AG 441942 12/02/2007 08/01/2011 Modification

SUP16.12.5 ICBC Standard Bank Plc 124823 15/09/2008 14/09/2013 Modification




SUP16.12.5 Industrial Bank of Korea 452448 19/05/2015 30/09/2015 Modification








SUP16.12.5 Insight Investment Management (Global) Limited 119308 11/11/2008 10/11/2013 Modification


SUP16.12.5 Invista Real Estate Investment Management Ltd 447884 11/11/2008 10/11/2013 Modification















SUP16.12.5 KEB Hana Bank 204671 19/11/2010 18/05/2015 Modification



SUP16.12.5 KfW IPEX-Bank GmbH 478715 01/11/2010 31/12/2010 Modification












SUP16.12.5 Lloyds Bank PLC 119278 19/12/2013 30/06/2014 Modification



SUP16.12.5 MainFirst Bank AG 218908 12/02/2007 03/11/2010 Modification

SUP16.12.5 Mega International Commercial Bank Co. Ltd 458537 19/05/2015 30/09/2015 Modification


SUP16.12.5 Merrill Lynch International 147150 23/09/2008 22/09/2013 Modification

SUP16.12.5 Morgan Stanley & Co. International Plc 165935 24/12/2009 31/12/2011 Modification

SUP16.12.5 Morgan Stanley Bank International Limited 195430 20/04/2009 31/12/2013 Modification

SUP16.12.5 Morgan Stanley Securities Ltd 139238 24/12/2009 31/12/2011 Modification

SUP16.12.5 MUFG Securities EMEA plc 124512 25/05/2012 28/02/2015 Modification



SUP16.12.5 National Bank of Greece SA 139187 02/05/2008 01/05/2009 Modification

SUP16.12.5 National Bank of Greece SA 139187 01/05/2009 15/02/2010 Waiver


SUP16.12.5 NatWest Markets Plc 121882 01/11/2010 30/04/2015 Modification


SUP16.12.5 Nedbank Private Wealth Limited 313189 03/01/2008 01/11/2010 Waiver

SUP16.12.5 Nedbank Private Wealth Limited 313189 01/11/2010 31/12/2010 Modification




SUP16.12.5 Northern Bank Limited 122261 22/07/2011 31/01/2012 Modification

SUP16.12.5 Piraeus Bank S.A. 194248 29/04/2008 28/04/2009 Waiver

SUP16.12.5 Piraeus Bank S.A. 194248 28/04/2009 15/02/2010 Waiver








SUP16.12.5 Sainsbury's Bank Plc 184514 11/11/2008 10/11/2013 Modification

SUP16.12.5 Santander Consumer (UK) Plc 444327 11/09/2008 10/09/2013 Modification

SUP16.12.5 Santander UK Plc 106054 11/09/2008 10/09/2013 Modification


SUP16.12.5 Shinhan Bank 204645 19/05/2015 30/09/2015 Modification


SUP16.12.5 Societe Generale 124866 01/01/2012 30/04/2012 Modification



SUP16.12.5 Standard Chartered Bank 114276 02/07/2015 30/09/2015 Modification




SUP16.12.5 State Bank of India 139156 01/06/2013 31/05/2016 Modification


SUP16.12.5 State Street Bank and Trust Company 170462 07/02/2008 06/02/2009 Waiver

SUP16.12.5 State Street Bank and Trust Company 170462 10/11/2009 31/12/2010 Waiver

SUP16.12.5 Svenska Handelsbanken AB (Publ) 149243 02/05/2012 30/04/2015 Modification


SUP16.12.5 Syndicate Bank 204704 01/11/2010 31/05/2015 Modification


SUP16.12.5 T C Ziraat Bankasi AS 204705 24/05/2015 30/09/2015 Modification









SUP16.12.5 The Korea Development Bank - London Branch 190652 19/05/2015 30/09/2015 Modification


SUP16.12.5 The Northern Trust Company 122020 14/11/2008 14/11/2009 Waiver

SUP16.12.5 The Northern Trust Company 122020 14/11/2009 31/12/2010 Waiver



SUP16.12.5 Turkiye Is Bankasi As 204708 24/05/2015 30/09/2015 Modification










SUP16.12.5 Wells Fargo Bank International Unlimited Company 467778 01/08/2008 31/07/2009 Waiver

SUP16.12.5 Wells Fargo Bank International Unlimited Company 467778 01/09/2010 31/10/2010 Modification

SUP16.12.5 Wells Fargo Bank International Unlimited Company 467778 01/08/2009 01/09/2010 Waiver

SUP16.12.5 Wells Fargo Bank, National Association 456183 02/02/2007 31/01/2012 Modification





SUP16.12.5 Woolwich Plan Managers Limited 183887 14/10/2008 13/10/2013 Modification

SUP16.12.5 Woori Bank 204664 19/11/2010 18/05/2015 Modification


SUP16.12.5 Zedra Trust Company (UK) Limited 119184 14/10/2008 13/10/2013 Modification


SUP16.12.5 (1) Lloyds Bank Private Banking Limited 122626 25/08/2015 01/10/2015 Waiver

SUP16.12.5 (16) Barclays Bank Plc 122702 02/06/2015 30/09/2015 Modification

SUP16.12.5 (16) HSBC Bank Plc 114216 14/05/2015 30/09/2015 Modification

SUP16.12.5 (16) Standard Chartered Bank 114276 06/05/2015 30/09/2015 Modification

SUP16.12.5 (20) Barclays Bank Plc 122702 02/06/2015 30/09/2015 Modification

SUP16.12.5 (20) HSBC Bank Plc 114216 14/05/2015 30/09/2015 Modification

SUP16.12.5 (20) Standard Chartered Bank 114276 06/05/2015 30/09/2015 Modification

SUP16.12.5 (N5) Credit Suisse International 146702 16/12/2014 30/06/2019 Modification

SUP16.12.5 (N5) Credit Suisse Securities (Europe) Ltd 124611 16/12/2014 30/06/2019 Modification












SUP16.12.6 Banca IMI SpA 230694 30/04/2013 01/05/2015 Modification


SUP16.12.6 Banca March S.A. 204722 01/11/2010 31/12/2010 Modification

SUP16.12.6 Banca Monte Dei Paschi di Siena Spa 144363 01/11/2010 01/05/2013 Modification

SUP16.12.6 Banco Bilbao Vizcaya Argentaria SA 139228 01/11/2010 31/12/2010 Modification


SUP16.12.6 Banco de Sabadell 204720 26/05/2015 30/09/2015 Modification












SUP16.12.6 Bank of Cyprus Public Company Limited 204627 01/11/2010 31/12/2010 Modification

SUP16.12.6 Bank of East Asia Ltd 204628 01/11/2010 31/12/2010 Modification

















SUP16.12.6 Byblos Bank Europe SA 204733 01/11/2010 31/10/2013 Modification




SUP16.12.6 Cecabank SA 206676 26/05/2015 30/09/2015 Modification







SUP16.12.6 Chiba Bank Ltd, The 205998 01/11/2013 31/10/2016 Modification








SUP16.12.6 Credit Industriel et Commercial 204740 01/05/2013 30/04/2016 Modification





SUP16.12.6 DBS Bank Limited 204650 01/11/2010 31/10/2013 Modification




















SUP16.12.6 Emporiki Bank of Greece SA 204736 01/11/2010 31/12/2010 Modification










SUP16.12.6 FirstRand Bank Limited 476154 01/11/2010 31/10/2013 Modification


SUP16.12.6 GE Corporate Finance Bank SCA 422275 01/11/2010 30/04/2015 Modification


SUP16.12.6 Goldman Sachs Asset Management International 147212 16/09/2008 03/02/2010 Modification

SUP16.12.6 Goldman Sachs Bank USA 582328 22/03/2013 22/03/2018 Modification





















SUP16.12.6 Insinger Gilissen Bankiers NV 231546 01/05/2015 30/09/2015 Modification

SUP16.12.6 Insinger Gilissen Bankiers NV 231546 01/11/2010 30/04/2015 Modification




SUP16.12.6 Joh. Berenberg , Gossler & Co. KG 222782 27/01/2011 30/06/2013 Modification














SUP16.12.6 Mercedes-Benz Bank AG 498067 01/11/2010 30/04/2015 Modification




SUP16.12.6 Mizrahi Tefahot Bank Limited 139212 01/02/2011 15/06/2015 Modification







SUP16.12.6 Nationwide Building Society 106078 04/01/2008 30/06/2008 Modification







SUP16.12.6 NIBC Bank N.V. 194226 01/11/2010 31/12/2010 Modification




SUP16.12.6 Nordea Bank AB (publ) 232394 09/01/2015 30/09/2015 Modification




SUP16.12.6 Oversea-Chinese Banking Corporation Limited 204687 21/12/2011 30/04/2015 Modification


SUP16.12.6 Qatar National Bank (Q.P.S.C.) 139256 01/11/2010 31/10/2013 Modification



SUP16.12.6 Shanghai Commercial Bank Ltd 204699 01/05/2015 30/09/2015 Modification





SUP16.12.6 Skandinaviska Enskilda Banken AB (Publ) 124943 01/11/2010 31/12/2010 Modification








SUP16.12.6 Sumitomo Mitsui Trust Bank, Limited 124855 01/11/2013 31/10/2016 Modification



SUP16.12.6 Sygma Banque 206659 01/11/2010 31/12/2010 Modification


















SUP16.12.6 The Norinchukin Bank 204685 01/11/2013 31/10/2016 Modification


SUP16.12.6 Triodos Bank NV 183366 01/11/2010 31/12/2010 Modification





SUP16.12.6 Union Bancaire Privee, UBP SA 147562 19/11/2010 18/11/2015 Modification






SUP16.12.6 (3) Lloyds Bank Private Banking Limited 122626 25/08/2015 01/10/2015 Waiver

SUP16.12.6 (R) Nacional Financiera SNC 172327 27/04/2016 26/04/2021 Modification














SUP16.12.7 Banca Monte Dei Paschi di Siena Spa 144363 01/11/2010 01/05/2013 Modification



































SUP16.12.7 Goldman Sachs Bank USA 582328 22/03/2013 22/03/2018 Modification













SUP16.12.7 Joh. Berenberg , Gossler & Co. KG 222782 27/01/2011 30/06/2013 Modification

























SUP16.12.7 Nordea Bank AB (publ) 232394 09/01/2015 30/09/2015 Modification







SUP16.12.7 Scottish Widows Bank Plc 201601 27/07/2008 15/09/2008 Modification




























SUP16.12.7 TSB Bank plc 191240 27/07/2008 15/09/2008 Modification






SUP16.12.7 (R) Nacional Financiera SNC 172327 27/04/2016 26/04/2021 Modification


SUP16.12.9 The Newton Follis Partnership Limited 187367 04/04/2008 03/04/2013 Modification




















SUP16.12.11 Britannic Energy Trading Limited 184256 21/12/2011 31/12/2014 Waiver

SUP16.12.11 Britannic Trading Ltd 140459 21/12/2011 31/12/2013 Modification



SUP16.12.11 Citicorp Trustee Company Ltd 122206 10/02/2009 28/10/2012 Modification

SUP16.12.11 Citigroup Global Markets Limited 124384 29/10/2007 10/02/2009 Modification

SUP16.12.11 Citigroup Global Markets Limited 124384 10/02/2009 28/10/2012 Modification










SUP16.12.11 Emso Asset Management Limited 229812 10/02/2009 28/10/2012 Modification

























SUP16.12.11 Nikko Asset Management Europe Ltd 122084 10/02/2009 28/10/2012 Modification



SUP16.12.11 Phibro Limited 145728 10/02/2009 28/10/2012 Modification

SUP16.12.11 Quilter Cheviot Limited 124259 29/10/2007 10/02/2009 Modification

SUP16.12.11 Quilter Cheviot Limited 124259 10/02/2009 28/10/2012 Modification






SUP16.12.11 Shell International Trading and Shipping Company Limited 171941 01/11/2007 31/12/2010 Waiver

SUP16.12.11 Shell International Trading and Shipping Company Limited 171941 01/01/2011 31/12/2014 Modification






SUP16.12.12 Baillie Gifford & Co 142597 07/03/2014 07/03/2019 Modification

SUP16.12.12 Baillie Gifford & Co Limited 119179 20/11/2008 19/11/2013 Modification


SUP16.12.12 Baillie Gifford Overseas Limited 121818 20/11/2008 19/11/2013 Modification


SUP16.12.12 Baillie Gifford Savings Management Limited 150233 07/03/2014 07/03/2019 Modification


SUP16.12.12 BMO AM Multi-Manager LLP 469485 16/03/2011 15/03/2016 Modification



SUP16.12.12 Brewin Dolphin Limited 124444 31/03/2008 30/03/2013 Modification

SUP16.12.12 Brewin Dolphin Limited 124444 26/07/2013 31/12/2013 Waiver

SUP16.12.12 British Energy Trading Services Limited 208658 18/09/2008 31/03/2009 Modification




SUP16.12.12 Merrill Lynch Commodities (Europe) Limited 465826 27/06/2008 01/01/2009 Modification

SUP16.12.12 Merrill Lynch Global Asset Management Ltd 119294 27/06/2008 01/01/2009 Modification


SUP16.12.12 Merrill Lynch, Pierce, Fenner & Smith Limited 113956 27/06/2008 01/01/2009 Modification

SUP16.12.12 Mitsubishi UFJ Baillie Gifford Asset Management Limited 145243 07/03/2014 07/03/2019 Modification



SUP16.12.12 Morgan Stanley & Co Ltd 165934 28/11/2008 01/01/2009 Modification



SUP16.12.12 Morgan Stanley Investment Management (ACD) Limited 230885 28/11/2008 01/01/2009 Modification

SUP16.12.12 Morgan Stanley Investment Management Limited 121920 28/11/2008 01/01/2009 Modification




SUP16.12.12 Orn Capital LLP 221545 26/08/2010 26/08/2015 Modification

SUP16.12.12 Swissquote Ltd 562170 24/10/2012 31/12/2013 Modification

SUP16.12.12 Thames River Capital LLP 426349 16/03/2011 15/03/2016 Modification

SUP16.12.12 Towry EJ Limited 186326 28/05/2008 28/05/2013 Modification



SUP16.12.14 (2) Singer & Friedlander Capital Management Limited 172672 10/09/2009 31/12/2009 Modification

SUP16.12.14 (2) Singer & Friedlander Investment Management Ltd 119364 10/09/2009 31/12/2009 Modification






































SUP16.12.16 Emso Asset Management Limited 229812 08/04/2009 08/04/2014 Modification















SUP16.12.18 Heritable Bank Plc 139207 26/09/2012 31/12/2013 Modification






























SUP16.12.22 Aviva Life Services UK Limited 145452 30/06/2011 31/12/2011 Modification
































SUP16.12.26 Merrill Lynch Commodities (Europe) Limited 465826 27/06/2008 01/01/2009 Modification






SUP16.12.26 Morgan Stanley & Co Ltd 165934 28/11/2008 01/01/2009 Modification















SUP16.12.10R Bradford & Bingley Plc 106126 10/08/2016 09/08/2021 Modification






SUP16.12.22R Standard Chartered Bank 114276 07/02/2014 30/03/2014 Modification



SUP16.12.25A Standard Chartered Bank 114276 07/02/2014 30/03/2014 Modification



SUP16.12.5A (16) Barclays Bank Plc 122702 12/10/2015 31/12/2015 Modification

SUP16.12.5A (16) Barclays Capital Securities Limited 124431 12/10/2015 31/12/2015 Modification

SUP16.12.5A (16) Zedra Trust Company (UK) Limited 119184 12/10/2015 31/12/2015 Modification

SUP16.12.5R Nomura International Plc 124422 28/04/2014 15/07/2015 Modification

SUP16.12.5R Standard Chartered Bank 114276 07/02/2014 30/03/2014 Modification

SUP16.12.5R U.S. Bank National Association 610926 24/11/2014 30/09/2015 Modification

SUP16.12.5R Westpac Banking Corporation 124586 30/03/2010 31/10/2010 Modification

SUP16.12.5R (1) Lloyds Bank PLC 119278 25/08/2015 01/10/2015 Waiver

SUP16.12.5R (1) Scottish Widows Bank Plc 201601 25/08/2015 01/10/2015 Waiver

SUP16.12.6R China Construction Bank Corporation London Branch 652628 22/12/2014 30/09/2015 Modification

SUP16.12.6R (3) Lloyds Bank PLC 119278 25/08/2015 01/10/2015 Waiver

SUP16.12.6R (3) Scottish Widows Bank Plc 201601 25/08/2015 01/10/2015 Waiver

SUP16.12.7R China Construction Bank Corporation London Branch 652628 22/12/2014 30/09/2015 Modification

SUP16.12.AR Bradford & Bingley Plc 106126 10/08/2016 09/08/2021 Modification


SUP16.14.3 Lehman Brothers International (Europe) 147475 31/08/2012 28/02/2014 Waiver





SUP16.14.4 (R) Lehman Brothers International (Europe) 147475 01/03/2016 01/03/2019 Modification





SUP16.14.3R Lehman Brothers International (Europe) 147475 01/03/2016 01/03/2019 Modification

SUP16.14.6R Lehman Brothers International (Europe) 147475 01/03/2016 01/03/2019 Modification


SUP16.17.4 (8) Bank of Montreal 124788 28/12/2012 28/02/2013 Modification

SUP16.17.4 (8) BMO Capital Markets Limited 170937 28/12/2012 28/02/2013 Modification

SUP16.17.4 (8) Pyrford International Limited 122137 28/12/2012 28/02/2013 Modification

SUP16.17.4 (8) RBC Europe Limited 124543 27/12/2012 28/02/2013 Modification

SUP16.17.4 (8) RBC Global Asset Management (UK) Limited 189154 27/12/2012 28/02/2013 Modification

SUP16.17.4 (8) Royal Bank of Canada 124783 27/12/2012 28/02/2013 Modification

SUP16.7A.8 Bank of Cyprus UK Limited 575105 21/04/2017 18/08/2017 Waiver

SUP10.A.4 ICAP Europe Limited 188984 01/04/2015 01/05/2015 Waiver

SUP10.A.4 Tullett Prebon (Europe) Limited 146880 01/04/2015 01/05/2015 Waiver

SUP10.A.4 Tullett Prebon (Securities) Limited 154234 01/04/2015 01/05/2015 Waiver

SUP10.a.4 (4) ELSTON CONSULTING LIMITED 795745 12/03/2018 29/06/2018 Waiver

SUP10.A.7 (12) Tradition (UK) Limited 139200 01/04/2015 01/05/2015 Waiver



SUP APPX16.18 Aviva Life Services UK Limited 145452 27/06/2006 26/06/2011 Modification

SUP APPX2.3 Prudential Holborn Life Limited 110493 02/08/2004 27/08/2004 Waiver

SUP APPX2.3 Prudential Pensions Limited 110434 02/08/2004 27/08/2004 Waiver

SUP APPX2.3 Scottish Amicable Life plc 185062 02/08/2004 27/08/2004 Waiver

SUP APPX2.4 Prudential Holborn Life Limited 110493 02/08/2004 27/08/2004 Waiver

SUP APPX2.4 Prudential Pensions Limited 110434 02/08/2004 27/08/2004 Waiver

SUP APPX2.4 Scottish Amicable Life plc 185062 02/08/2004 27/08/2004 Waiver

SUP APPX2.4.1 Prudential Pensions Limited 110434 01/07/2005 21/07/2005 Waiver

SUP APPX2.4.1 Prudential Retirement Income Limited 110452 01/07/2005 21/07/2005 Waiver

SUP APPX2.5.1 Housing Association Property Mutual Limited 202740 31/05/2002 Modification


SUP APPX2.5.1 Prudential Pensions Limited 110434 01/07/2005 21/07/2005 Waiver

SUP APPX2.5.1 Prudential Retirement Income Limited 110452 01/07/2005 21/07/2005 Waiver

SUP APPX2.13.1 (2) XL Catlin Insurance Company UK Limited 423308 13/12/2006 31/03/2008 Waiver

SUP TP1.2 Abbey National Treasury Services Plc 146003 01/06/2010 01/03/2013 Modification

SUP TP1.2 Abbey National Treasury Services Plc 146003 01/03/2013 01/03/2016 Modification

SUP TP1.2 Akbank NV 450390 01/11/2010 31/05/2012 Modification

SUP TP1.2 Allied Irish Banks Plc 204793 01/11/2010 31/12/2010 Modification

SUP TP1.2 AMC Bank Ltd 204591 01/06/2010 01/03/2013 Modification

SUP TP1.2 AMC Bank Ltd 204591 01/03/2013 01/03/2016 Modification

SUP TP1.2 Banca March S.A. 204722 01/11/2010 31/12/2010 Modification

SUP TP1.2 Banco Bilbao Vizcaya Argentaria SA 139228 01/11/2010 31/12/2010 Modification

SUP TP1.2 Banco de Sabadell 204720 01/11/2010 31/12/2010 Modification

SUP TP1.2 Banco do Brasil SA 204612 01/11/2010 31/12/2010 Modification

SUP TP1.2 Bank of China (UK) Ltd 467410 23/02/2011 28/10/2013 Modification

SUP TP1.2 Bank of China (UK) Ltd 467410 16/09/2014 15/09/2017 Modification

SUP TP1.2 Bank of Cyprus Public Company Limited 204627 01/11/2010 31/12/2010 Modification

SUP TP1.2 Bank of East Asia Ltd 204628 01/11/2010 31/12/2010 Modification

SUP TP1.2 Banque AIG 183925 01/11/2010 31/05/2011 Modification

SUP TP1.2 Banque AIG 183925 01/06/2011 01/12/2013 Modification

SUP TP1.2 Barclays Bank Plc 122702 25/03/2013 01/03/2016 Modification

SUP TP1.2 Barclays Bank Plc 122702 01/06/2010 01/03/2013 Modification

SUP TP1.2 Barclays Capital Securities Limited 124431 25/03/2013 01/03/2016 Modification

SUP TP1.2 Barclays Capital Securities Limited 124431 01/06/2010 01/03/2013 Modification

SUP TP1.2 BARCLAYS INVESTMENT SOLUTIONS LIMITED 155595 25/03/2013 01/03/2016 Modification

SUP TP1.2 BARCLAYS INVESTMENT SOLUTIONS LIMITED 155595 01/06/2010 01/03/2013 Modification

SUP TP1.2 Barclays Stockbrokers Limited 124247 25/03/2013 01/03/2016 Modification

SUP TP1.2 Barclays Stockbrokers Limited 124247 01/06/2010 01/03/2013 Modification

SUP TP1.2 BMO Capital Markets Limited 170937 30/04/2013 30/04/2016 Modification




SUP TP1.2 Cater Allen International Limited 148467 01/06/2010 01/03/2013 Modification

SUP TP1.2 Cater Allen Limited 178737 01/03/2013 01/03/2016 Modification

SUP TP1.2 Cater Allen Limited 178737 01/06/2010 01/03/2013 Modification

SUP TP1.2 Cecabank SA 206676 01/11/2010 31/12/2010 Modification

SUP TP1.2 Chang Hwa Commercial Bank Ltd 204643 01/11/2010 31/12/2010 Modification

SUP TP1.2 Coutts & Company 122287 01/06/2010 01/03/2013 Modification

SUP TP1.2 DB UK Bank Limited 140848 01/04/2015 30/09/2015 Modification

SUP TP1.2 DB UK Bank Limited 140848 01/10/2010 31/03/2012 Modification

SUP TP1.2 Depfa Bank Plc 219263 01/11/2010 31/12/2010 Modification

SUP TP1.2 Deutsche Hypothekenbank AG 206916 01/11/2010 31/12/2010 Modification

SUP TP1.2 Deutsche Pfandbriefbank AG 486978 01/11/2010 31/12/2010 Modification

SUP TP1.2 Dexia Bank Belgium SA 451926 01/11/2010 30/04/2015 Modification

SUP TP1.2 Dexia Credit Local SA 204753 01/11/2010 31/05/2011 Modification

SUP TP1.2 DNB Bank ASA 204731 01/11/2010 31/12/2010 Modification

SUP TP1.2 DVB Bank SE 204817 01/11/2010 31/12/2010 Modification

SUP TP1.2 DZ Bank AG, Deutsche Zentral-Genossenschaftsbank 114029 01/11/2010 31/12/2010 Modification

SUP TP1.2 Emporiki Bank of Greece SA 204736 01/11/2010 31/12/2010 Modification

SUP TP1.2 Erste Group Bank AG 124618 01/11/2010 31/12/2010 Modification

SUP TP1.2 First Commercial Bank 204655 01/11/2010 31/12/2010 Modification

SUP TP1.2 Franfinance 204818 01/11/2010 31/05/2011 Modification

SUP TP1.2 Hampshire Trust Bank Plc 204601 01/06/2010 01/03/2013 Modification

SUP TP1.2 Hampshire Trust Bank Plc 204601 14/05/2013 31/12/2014 Modification

SUP TP1.2 Handelsbanken Finans AB (publ) 225464 01/11/2010 31/12/2010 Modification

SUP TP1.2 HSBC Bank Plc 114216 01/06/2010 01/03/2013 Modification

SUP TP1.2 HSBC Private Bank (UK) Limited 124781 01/06/2010 01/03/2013 Modification

SUP TP1.2 HSBC Trust Company (UK) Ltd 119297 01/06/2010 01/03/2013 Modification

SUP TP1.2 HSH Nordbank AG 225349 01/11/2010 31/12/2010 Modification

SUP TP1.2 Hua Nan Commercial Bank, Ltd 204666 01/11/2010 31/12/2010 Modification

SUP TP1.2 Hypo Public Finance Bank 226090 01/11/2010 31/12/2010 Modification

SUP TP1.2 IG Index Limited 114059 01/11/2010 31/10/2013 Modification


SUP TP1.2 IG Markets Limited 195355 01/11/2010 31/10/2013 Modification

SUP TP1.2 IKB Deutsche Industriebank AG 204819 01/11/2010 31/12/2010 Modification

SUP TP1.2 Industrial Bank of Korea 452448 01/11/2010 31/12/2010 Modification

SUP TP1.2 KEB Hana Bank 204671 01/11/2010 31/12/2010 Modification

SUP TP1.2 KfW IPEX-Bank GmbH 478715 01/11/2010 31/12/2010 Modification

SUP TP1.2 Lloyds Bank PLC 119278 01/03/2013 30/04/2014 Modification

SUP TP1.2 Lloyds Bank PLC 119278 01/05/2014 01/03/2016 Modification

SUP TP1.2 Lloyds Bank Private Banking Limited 122626 01/03/2013 01/03/2016 Modification

SUP TP1.2 Lloyds Bank Private Banking Limited 122626 01/05/2014 01/03/2016 Modification

SUP TP1.2 Macquarie Bank International Ltd 471080 29/10/2010 29/04/2013 Modification

SUP TP1.2 Marks & Spencer Financial Services Plc 151427 01/06/2010 01/03/2013 Modification

SUP TP1.2 Mega International Commercial Bank Co. Ltd 458537 01/11/2010 31/12/2010 Modification

SUP TP1.2 Nacional Financiera SNC 172327 01/11/2010 31/12/2010 Modification

SUP TP1.2 National Counties Building Society 206080 01/06/2010 01/03/2013 Modification

SUP TP1.2 National Counties Building Society 206080 14/05/2013 31/12/2014 Modification

SUP TP1.2 National Westminster Bank Plc 121878 01/06/2010 01/03/2013 Modification

SUP TP1.2 NatWest Markets Plc 121882 01/06/2010 01/03/2013 Modification

SUP TP1.2 Nedbank Private Wealth Limited 313189 01/11/2010 31/12/2010 Modification

SUP TP1.2 NIBC Bank N.V. 194226 01/11/2010 31/12/2010 Modification

SUP TP1.2 Nordea Bank Finland plc 139133 01/11/2010 31/12/2010 Modification

SUP TP1.2 Northern Trust Global Services SE 226284 01/10/2013 31/05/2015 Modification

SUP TP1.2 Pershing Limited 124415 01/11/2010 31/10/2013 Modification

SUP TP1.2 Pershing Securities Ltd 146576 01/11/2010 31/10/2013 Modification

SUP TP1.2 Santander UK Plc 106054 01/03/2013 01/03/2016 Modification

SUP TP1.2 Santander UK Plc 106054 01/06/2010 11/01/2011 Modification

SUP TP1.2 Scottish Widows Bank Plc 201601 01/03/2013 01/03/2016 Modification

SUP TP1.2 Scottish Widows Bank Plc 201601 01/05/2014 01/03/2016 Modification

SUP TP1.2 Shinhan Bank 204645 01/11/2010 31/12/2010 Modification

SUP TP1.2 Skandinaviska Enskilda Banken AB (Publ) 124943 01/11/2010 31/12/2010 Modification

SUP TP1.2 State Street Europe Limited 187358 01/10/2010 30/09/2013 Modification


SUP TP1.2 State Street Global Markets International Limited 194525 01/11/2010 31/10/2013 Modification

SUP TP1.2 Svenska Handelsbanken AB (Publ) 149243 01/11/2010 31/12/2010 Modification

SUP TP1.2 Sygma Banque 206659 01/11/2010 31/12/2010 Modification

SUP TP1.2 T C Ziraat Bankasi AS 204705 01/11/2010 31/12/2010 Modification

SUP TP1.2 The Korea Development Bank - London Branch 190652 01/11/2010 31/12/2010 Modification

SUP TP1.2 The Royal Bank of Scotland Plc 114724 01/06/2010 01/03/2013 Modification

SUP TP1.2 Triodos Bank NV 183366 01/11/2010 31/12/2010 Modification

SUP TP1.2 TSB Bank plc 191240 01/03/2013 01/03/2016 Modification

SUP TP1.2 Turkiye Is Bankasi As 204708 01/11/2010 31/12/2010 Modification

SUP TP1.2 Ulster Bank Ltd 122315 01/06/2010 01/03/2013 Modification

SUP TP1.2 Union Bancaire Privee, UBP SA 147562 01/11/2010 31/12/2010 Modification

SUP TP1.2 Westpac Europe Ltd 447161 20/01/2011 30/03/2013 Modification

SUP TP1.2 Woori Bank 204664 01/11/2010 31/12/2010 Modification

SUP TP1.2 Zedra Trust Company (UK) Limited 119184 25/03/2013 01/03/2016 Modification

SUP TP1.2 Zedra Trust Company (UK) Limited 119184 01/06/2010 01/03/2013 Modification

SUP TP1.2.12 DB UK Bank Limited 140848 01/04/2012 31/03/2015 Modification

SUP TP1.2.12 (1) Goldman Sachs International Bank 124659 02/04/2008 29/06/2008 Modification

SUP TP1.2.12 (5) Goldman Sachs Asset Management International 147212 04/04/2008 29/06/2008 Modification

SUP TP1.2.12 (5) Goldman Sachs International 142888 04/04/2008 29/06/2008 Modification

SUP TP1.2.12 (11) Goldman Sachs International Bank 124659 02/04/2008 29/06/2008 Modification

SUP TP1.2.12 (15) Goldman Sachs Asset Management International 147212 04/04/2008 29/06/2008 Modification

SUP TP1.2.12 (15) Goldman Sachs International 142888 04/04/2008 29/06/2008 Modification

SUP TP5.2.3 ICE Futures Europe (RIE) (RAP) 207385 02/09/2015 01/09/2018 Modification

The FCA Register is at Rule Ref. Firm Name FSA Reg. No ...€¦ · SUP16.1.1 Argenta Syndicate...

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Transcript of The FCA Register is at Rule Ref. Firm Name FSA Reg. No ...€¦ · SUP16.1.1 Argenta Syndicate...