THE EARLY MODERN ERA
Transcript of THE EARLY MODERN ERA
THE EARLY MODERN ERA
(c. 1450 – c. 1790)
From the Italian Renaissance
to the French Revolution
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I. The Renaissance
Petrarch, “The Ascent of Mount Ventoux” (mid to late 14th century)
Italian poet and humanist, and the most popular Italian poet of the English Renaissance. He was born
at Arezzo, the son of a notary who was expelled from Florence (in the same year as Dante) by the
Black Guelfs and migrated to Avignon in 1312. Here in 1327 Petrarch first saw the woman who
inspired his love poetry. He calls her Laura; her true identity is unknown. Until 1353 Petrarch's life was
centred in Provence, but he made extended visits to Italy, on the first of which, in 1341, he was
crowned poet laureate in Rome, for him the most memorable episode of his life. From 1353 onwards
he resided in Italy, though he travelled widely, both on his own account and at the instance of his
patrons. He died in Arquà in the Euganean Hills. Today Petrarch is best known for his 'Rime Sparse',
the collection of Italian lyrics which includes the long series of poems in praise of Laura; but to his
contemporaries and the generations that immediately succeeded him he was best known as a devoted
student of classical antiquity. Petrarch is justly regarded as the father of Italian humanism and the
initiator of the revived study of Greek and Latin literature, but for English writers his chief inspiration
was to the early sonneteers. [Source: The Oxford Companion to English Literature, (c) Margaret
Drabble and Oxford University Press 1995]
Today I made the ascent of the highest mountain in this region, which is not improperly
called Ventosum. My only motive was the wish to see what so great an elevation had to
offer. I have had the expedition in mind for many years; for, as you know, I have lived in this
region from infancy, having been cast here by that fate which determines the affairs of men.
Consequently the mountain, which is visible from a great distance, was ever before my eyes,
and I conceived the plan of some time doing what I have at last accomplished to-day. The
idea took hold upon me with especial force when, in re-reading Livy's History of Rome,
yesterday, I happened upon the place where Philip of Macedon, the same who waged war
against the Romans, ascended Mount Haemus in Thessaly, from whose summit he was able,
it is said, to see two seas, the Adriatic and the Euxine. Whether this be true or false I have not
been able to determine, for the mountain is too far away, and writers disagree. Pomponius
Mela, the cosmographer--not to mention others who have spoken of this occurrence--admits
its truth without hesitation; Titus Livius, on the other hand, considers it false. I, assuredly,
should not have left the question long in doubt, had that mountain been as easy to explore
as this one. Let us leave this matter one side, however, and return to my mountain here--it
seems to me that a young man in private life may well be excused for attempting what an
aged king could undertake without arousing criticism.
When I came to look about for a companion I found, strangely enough, that hardly one
among my friends seemed suitable, so rarely do we meet with just the right combination of
personal tastes and characteristics, even among those who are dearest to us. This one was too
apathetic, that one over-anxious; this one too slow, that one too hasty; one was too sad,
another over-cheerful; one more simple, another more sagacious, than I desired. I feared this
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one's taciturnity and that one's loquacity. The heavy deliberation of some repelled me as
much as the lean incapacity of others. I rejected those who were likely to irritate me by a
cold want of interest, as well as those who might weary me by their excessive enthusiasm.
Such defects, however grave, could be borne with at home, for charity suffereth all things,
and friendship accepts any burden; but it is quite otherwise on a journey, where every
weakness becomes much more serious. So, as I was bent upon pleasure and anxious that my
enjoyment should be unalloyed, I looked about me with unusual care, balanced against one
another the various characteristics of my friends, and without committing any breach of
friendship I silently condemned every trait which might prove disagreeable on the way. And--
would you believe it?--I finally turned homeward for aid, and proposed the ascent to my
only brother, who is younger than I, and with whom you are well acquainted. He was
delighted and gratified beyond measure by the thought of holding the place of a friend as
well as of a brother.
At the time fixed we left the house, and by evening reached Malaucene, which lies at the foot
of the mountain, to the north. Having rested there a day, we finally made the ascent this
morning, with no companions except two servants; and a most difficult task it was. The
mountain is a very steep and almost inaccessible mass of stony soil. But, as the poet has well
said, "Remorseless toil conquers all." It was a long day, the air fine. We enjoyed the
advantages of vigour of mind and strength and agility of body, and everything else essential
to those engaged in such an undertaking and so had no other difficulties to face than those of
the region itself. We found an old shepherd in one of the mountain dales, who tried, at great
length, to dissuade us from the ascent, saying that some fifty years before he had, in the same
ardour of youth, reached the summit, but had gotten for his pains nothing except fatigue and
regret, and clothes and body torn by the rocks and briars. No one, so far as he or his
companions knew, had ever tried the ascent before or after him. But his counsels increased
rather than diminished our desire to proceed, since youth is suspicious of warnings. So the old
man, finding that his efforts were in vain, went a little way with us, and pointed out a rough
path among the rocks, uttering many admonitions, which he continued to send after us even
after we had left him behind.
Surrendering to him all such garments or other possessions as might prove burdensome to us,
we made ready for the ascent, and started off at a good pace. But, as usually happens, fatigue
quickly followed upon our excessive exertion, and we soon came to a halt at the top of a
certain cliff. Upon starting on again we went more slowly, and I especially advanced along
the rocky way with a more deliberate step. While my brother chose a direct path straight up
the ridge, I weakly took an easier one which really descended. When I was called back, and
the right road was shown me, I replied that I hoped to find a better way round on the other
side, and that I did not mind going farther if the path were only less steep. This was just an
excuse for my laziness; and when the others had already reached a considerable height I was
still wandering in the valleys. I had failed to find an easier path, and had only increased the
distance and difficulty of the ascent. At last I became disgusted with the intricate way I had
chosen, and resolved to ascend without more ado. When I reached my brother, who, while
waiting for me, had had ample opportunity for rest, I was tired and irritated. We walked
along together for a time, but hardly had we passed the first spur when I forgot about the
circuitous route which I had just tried, and took a lower one again. Once more I followed an
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easy, roundabout path through winding valleys, only to find myself soon in my old difficulty.
I was simply trying to avoid the exertion of the ascent; but no human ingenuity can alter the
nature of things, or cause anything to reach a height by going down. Suffice it to say that,
much to my vexation and my brother's amusement, I made this same mistake three times or
more during a few hours.
After being frequently misled in this way, I finally sat down in a valley and transferred my
winged thoughts from things corporeal to the immaterial, addressing myself as follows: "What
thou hast repeatedly experienced to-day in the ascent of this mountain, happens to thee, as
to many, in the journey toward the blessed life. But this is not so readily perceived by men,
since the motions of the body are obvious and external while those of the soul are invisible
and hidden. Yes, the life which we call blessed is to be sought for on a high eminence, and
strait is the way that leads to it. Many, also, are the hills that lie between, and we must
ascend, by a glorious stairway, from strength to strength. At the top is at once the end of our
struggles and the goal for which we are bound. All wish to reach this goal, but, as Ovid says,
'To wish is little; we must long with the utmost eagerness to gain our end.' Thou certainly
dost ardently desire, as well as simply wish, unless thou deceivest thyself in this matter, as in
so many others. What, then, doth hold thee back? Nothing, assuredly, except that thou
wouldst take a path which seems, at first thought, more easy, leading through low and
worldly pleasures. But nevertheless in the end, after long wanderings, thou must perforce
either climb the steeper path, under the burden of tasks foolishly deferred, to its blessed
culmination, or lie down in the valley of thy sins, and (I shudder to think of it!), if the
shadow of death overtake thee, spend an eternal night amid constant torments." These
thoughts stimulated both body and mind in a wonderful degree for facing the difficulties
which yet remained. Oh, that I might traverse in spirit that other road for which I long day
and night, even as to-day I overcame material obstacles by my bodily exertions! And I know
not why it should not be far easier, since the swift immortal soul can reach its goal in the
twinkling of an eye, without passing through space, while my progress to-day was necessarily
slow, dependent as I was upon a failing body weighed down by heavy members.
One peak of the mountain, the highest of all, the country people call "Sonny," why, I do not
know, unless by antiphrasis, as I have sometimes suspected in other instances; for the peak in
question would seem to be the father of all the surrounding ones. On its top is a little level
place, and here we could at last rest our tired bodies.
Now, my father, since you have followed the thoughts that spurred me on in my ascent,
listen to the rest of the story, and devote one hour, I pray you, to reviewing the experiences
of my entire day. At first, owing to the unaccustomed quality of the air and the effect of the
great sweep of view spread out before me, I stood like one dazed. I beheld the clouds under
our feet, and what I had read of Athos and Olympus seemed less incredible as I myself
witnessed the same things from a mountain of less fame. I turned my eyes toward Italy,
whither my heart most inclined. The Alps, rugged and snow-capped, seemed to rise close by,
although they were really at a great distance; the very same Alps through which that fierce
enemy of the Roman name once made his way, bursting the rocks, if we may believe the
report, by the application of vinegar. I sighed, I must confess, for the skies of Italy, which I
beheld rather with my mind than with my eyes. An inexpressible longing came over rne to
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see once more my friend and my country. At the same time I reproached myself for this
double weakness, springing, as it did, from a soul not yet steeled to manly resistance. And yet
there were excuses for both of these cravings, and a number of distinguished writers might be
summoned to support me.
Then a new idea took possession of me, and I shifted my thoughts to a consideration of time
rather than place. "To-day it is ten years since, having completed thy youthful studies, thou
didst leave Bologna. Eternal God! In the name of immutable wisdom, think what alterations
in thy character this intervening period has beheld! I pass over a thousand instances. I am not
yet in a safe harbour where I can calmly recall past storms. The time may come when I can
review in due order all the experiences of the past, saying with St. Augustine, 'I desire to recall
my foul actions and the carnal corruption of my soul, not because I love them, but that I may
the more love thee, 0 my God.' Much that is doubtful and evil still clings to me, but what I
once loved, that I hove no longer. And yet what am I saying? I still love it, but with shame,
but with heaviness of heart. Now, at last, I have confessed the truth. So it is. I love, but love
what I would not love, what I would that I might hate. Though loath to do so, though
constrained, though sad and sorrowing, still I do love, and I feel in my miserable self the truth
of the well known words, 'I will hate if I can; if not, I will love against my will.' Three years
have not yet passed since that perverse and wicked passion which had a firm grasp upon me
and held undisputed sway in my heart began to discover a rebellious opponent, who was
unwilling longer to yield obedience. These two adversaries have joined in close combat for
the supremacy, and for a long time now a harassing and doubtful war has been waged in the
field of my thoughts." Thus I turned over the last ten years in my mind, and then, fixing my
anxious gaze on the future, I asked myself, "If, perchance, thou shouldst prolong this
uncertain life of thine for yet two lustres, and shouldst make an advance toward virtue
proportionate to the distance to which thou hast departed from thine original infatuation
during the past two years, since the new longing first encountered the old, couldst thou, on
reaching thy fortieth year, face death, if not with complete assurance, at least with
hopefulness, calmly dismissing from thy thoughts the residuum of life as it faded into old
age?"
These and similar reflections occurred to me, my father. I rejoiced in my progress, mourned
my weaknesses, and commiserated the universal instability of human conduct. I had well-nigh
forgotten where I was and our object in coming; but at last I dismissed my anxieties, which
were better suited to other surroundings, and resolved to look about me and see what we
had come to see. The sinking sun and the lengthening shadows of the mountain were already
warning us that the time was near at hand when we must go. As if suddenly wakened from
sleep, I turned about and gazed toward the west. I was unable to discern the summits of the
Pyrenees, which form the barrier between France and Spain; not because of any intervening
obstacle that I know of but owing simply to the insufficiency of our mortal vision. But I could
see with the utmost clearness, off to the right, the mountains of the region about Lyons, and
to the left the bay of Marseilles and the waters that lash the shores of Aigues Mortes, altho' all
these places were so distant that it would require a journey of several days to reach them.
Under our very eyes flowed the Rhone.
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While I was thus dividing my thoughts, now turning my attention to some terrestrial object
that lay before me, now raising my soul, as I had done my body, to higher planes, it occurred
to me to look into my copy of St. Augustine's Confessions, a gift that I owe to your love, and
that I always have about me, in memory of both the author and the giver. I opened the
compact little volume, small indeed in size, but of infinite charm, with the intention of
reading whatever came to hand, for I could happen upon nothing that would be otherwise
than edifying and devout. Now it chanced that the tenth book presented itself. My brother,
waiting to hear something of St. Augustine's from my lips, stood attentively by. I call him, and
God too, to witness that where I first fixed my eyes it was written: "And men go about to
wonder at the heights of the mountains, and the mighty waves of the sea, and the wide
sweep of rivers, and the circuit of the ocean, and the revolution of the stars, but themselves
they consider not." I was abashed, and, asking my brother (who was anxious to hear more),
not to annoy me, I closed the book, angry with myself that I should still be admiring earthly
things who might long ago have learned from even the pagan philosophers that nothing is
wonderful but the soul, which, when great itself, finds nothing great outside itself. Then, in
truth, I was satisfied that I had seen enough of the mountain; I turned my inward eye upon
myself, and from that time not a syllable fell from my lips until we reached the bottom again.
Those words had given me occupation enough, for I could not believe that it was by a mere
accident that I happened upon them. What I had there read I believed to be addressed to me
and to no other, remembering that St. Augustine had once suspected the same thing in his
own case, when, on opening the book of the Apostle, as he himself tells us, the first words
that he saw there were, "Not in rioting and drunkenness, not in chambering and wantonness,
not in strife and envying. But put ye on the Lord Jesus Christ, and make not provision for the
flesh, to fulfil the lusts thereof."
The same thing happened earlier to St. Anthony, when he was listening to the Gospel where
it is written, "If thou wilt be perfect, go and sell that thou hast, and give to the poor, and
thou shalt have treasure in heaven: and come and follow me." Believing this scripture to have
been read for his especial benefit, as his biographer Athanasius says, he guided himself by its
aid to the Kingdom of Heaven. And as Anthony on hearing these words waited for nothing
more, and as Augustine upon reading the Apostle's admonition sought no farther, so I
concluded my reading in the few words which I have given. I thought in silence of the lack of
good counsel in us mortals, who neglect what is noblest in ourselves, scatter our energies in
all directions, and waste ourselves in a vain show, because we look about us for what is to be
found only within. I wondered at the natural nobility of our soul, save when it debases itself
of its own free will, and deserts its original estate, turning what God has given it for its
honour into dishonour. How many times, think you, did I turn back that day, to glance at
the summit of the mountain which seemed scarcely a cubit high compared with the range of
human contemplation, when it is not immersed in the foul mire of earth? With every
downward step I asked myself this: If we are ready to endure so much sweat and labour in
order that we may bring our bodies a little nearer heaven, how can a soul struggling toward
God, up the steeps of human pride and human destiny, fear any cross or prison or sting of
fortune? How few, I thought, but are diverted from their path by the fear of difficulties or the
love of ease! How happy the lot of those few, if any such there be! It is of them, assuredly,
that the poet was thinking, when he wrote:
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Happy the man who is skilled to understand
Nature's hid causes; who beneath his feet
All terrors casts, and death's relentless doom,
And the loud roar of greedy Acheron.
How earnestly should we strive, not to stand on mountain-tops, but to trample beneath us
those appetites which spring from earthly impulses.
With no consciousness of the difficulties of the way, amidst these preoccupations which I
have so frankly revealed, we came, long after dark, but with the full moon lending us its
friendly light, to the little inn which we had left that morning before dawn. The time during
which the servants have been occupied in preparing our supper, I have spent in a secluded
part of the house, hurriedly jotting down these experiences on the spur of the moment, lest,
in case my task were postponed, my mood should change on leaving the place, and so my
interest in writing flag. You will see, my dearest father, that I wish nothing to be concealed
from you, for I am careful to describe to you not only my life in general but even my
individual reflections. And I beseech you, in turn, to pray that these vague and wandering
thoughts of mine may some time become firmly fixed, and, after having been vainly tossed
about from one interest to another, may direct themselves at last toward the single, true,
certain, and everlasting good.
[SOURCE: Hanover Historical Texts Project, http://history.hanover.edu/early/petrarch/pet17.htm]
Giovanni Pico della Mirandola, “Oration on the Dignity of Man” (late 15th century)
Giovanni Pico della Mirandola (1463-1494) studied philosophy, theology and languages, including
Greek, Hebrew, Syriac and Arabic, at several of the major universities of Italy and France during his
short life. He aimed to reconcile religion and philosophy, and though Christian, was not an orthodox
one. He wrote several works, including a collection of 900 theses on a wide variety of subjects
(Conclusiones philosophicae, cabalasticae et theologicae, Rome, 1486, in fol.).
[Source: The Catholic Encylopedia, http://www.newadvent.org/cathen/10352a.htm]
In 1486 he issued a challenge to all comers to debate on any of nine hundred theses at Rome, but the
debate was forbidden by the pope on the score of the heretical tendency of some of these theses, and
Pico suffered persecution until Alexander VI in 1493 absolved him from heresy. . . . A humanist as well
as a theologian, he wrote various Latin epistles and elegies and a series of sonnets. [Source: The
History Guide, http://www.historyguide.org/intellect/pico.html]
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Several of these theses were declared heretical by Pope Innocent VIII. Pico then began to compose a
treatise defending Christianity against Jews and Muslims, but he died before he completed it. His
“Oration on the Dignity of Man” summarizes in many ways the attitudes of the Italian Renaissance.
[Source: The Catholic Encylopedia, http://www.newadvent.org/cathen/10352a.htm]
I once read that Abdala the Muslim, when asked what was most worthy of awe and wonder
in this theater of the world, answered, "There is nothing to see more wonderful than man!"
Hermes Trismegistus concurs with this opinion: "A great miracle, Asclepius, is man!" However,
when I began to consider the reasons for these opinions, all these reasons given for the
magnificence of human nature failed to convince me: that man is the intermediary between
creatures, close to the gods, master of all the lower creatures, with the sharpness of his senses,
the acuity of his reason, and the brilliance of his intelligence the interpreter of nature, the
nodal point between eternity and time, and, as the Persians say, the intimate bond or
marriage song of the world, just a little lower than angels as David tells us. I concede these
are magnificent reasons, but they do not seem to go to the heart of the matter, that is, those
reasons which truly claim admiration. For, if these are all the reasons we can come up with,
why should we not admire angels more than we do ourselves? After thinking a long time, I
have figured out why man is the most fortunate of all creatures and as a result worthy of the
highest admiration and earning his rank on the chain of being, a rank to be envied not merely
by the beasts but by the stars themselves and by the spiritual natures beyond and above this
world. This miracle goes past faith and wonder. And why not? It is for this reason that man is
rightfully named a magnificent miracle and a wondrous creation.
What is this rank on the chain of being? God the Father, Supreme Architect of the Universe,
built this home, this universe we see all around us, a venerable temple of his godhead,
through the sublime laws of his ineffable Mind. The expanse above the heavens he decorated
with Intelligences, the spheres of heaven with living, eternal souls. The scabrous and dirty
lower worlds he filled with animals of every kind. However, when the work was finished,
the Great Artisan desired that there be some creature to think on the plan of his great work,
and love its infinite beauty, and stand in awe at its immenseness. Therefore, when all was
finished, as Moses and Timaeus tell us, He began to think about the creation of man. But he
had no Archetype from which to fashion some new child, nor could he find in his vast
treasure-houses anything which He might give to His new son, nor did the universe contain a
single place from which the whole of creation might be surveyed. All was perfected, all
created things stood in their proper place, the highest things in the highest places, the
midmost things in the midmost places, and the lowest things in the lowest places. But God
the Father would not fail, exhausted and defeated, in this last creative act. God's wisdom
would not falter for lack of counsel in this need. God's love would not permit that he whose
duty it was to praise God's creation should be forced to condemn himself as a creation of
God.
Finally, the Great Artisan mandated that this creature who would receive nothing proper to
himself shall have joint possession of whatever nature had been given to any other creature.
He made man a creature of indeterminate and indifferent nature, and, placing him in the
middle of the world, said to him "Adam, we give you no fixed place to live, no form that is
peculiar to you, nor any function that is yours alone. According to your desires and
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judgement, you will have and possess whatever place to live, whatever form, and whatever
functions you yourself choose. All other things have a limited and fixed nature prescribed and
bounded by Our laws. You, with no limit or no bound, may choose for yourself the limits
and bounds of your nature. We have placed you at the world's center so that you may
survey everything else in the world. We have made you neither of heavenly nor of earthly
stuff, neither mortal nor immortal, so that with free choice and dignity, you may fashion
yourself into whatever form you choose. To you is granted the power of degrading yourself
into the lower forms of life, the beasts, and to you is granted the power, contained in your
intellect and judgement, to be reborn into the higher forms, the divine."
Imagine! The great generosity of God! The happiness of man! To man it is allowed to be
whatever he chooses to be! As soon as an animal is born, it brings out of its mother's womb
all that it will ever possess. Spiritual beings from the beginning become what they are to be
for all eternity. Man, when he entered life, the Father gave the seeds of every kind and every
way of life possible. Whatever seeds each man sows and cultivates will grow and bear him
their proper fruit. If these seeds are vegetative, he will be like a plant. If these seeds are
sensitive, he will be like an animal. If these seeds are intellectual, he will be an angel and the
son of God. And if, satisfied with no created thing, he removes himself to the center of his
own unity, his spiritual soul, united with God, alone in the darkness of God, who is above all
things, he will surpass every created thing. Who could not help but admire this great shape-
shifter? In fact, how could one admire anything else? . . .
For the mystic philosophy of the Hebrews transforms Enoch into an angel called "Mal'akh
Adonay Shebaoth," and sometimes transforms other humans into different sorts of divine
beings. The Pythagoreans abuse villainous men by having them reborn as animals and,
according to Empedocles, even plants. Muhammed also said frequently, "Those who deviate
from the heavenly law become animals." Bark does not make a plant a plant, rather its
senseless and mindless nature does. The hide does not make an animal an animal, but rather
its irrational but sensitive soul. The spherical form does not make the heavens the heavens,
rather their unchanging order. It is not a lack of body that makes an angel an angel, rather it
is his spiritual intelligence. If you see a person totally subject to his appetites, crawling
miserably on the ground, you are looking at a plant, not a man. If you see a person blinded
by empty illusions and images, and made soft by their tender beguilements, completely
subject to his senses, you are looking at an animal, not a man. If you see a philosopher
judging things through his reason, admire and follow him: he is from heaven, not the earth. If
you see a person living in deep contemplation, unaware of his body and dwelling in the
inmost reaches of his mind, he is neither from heaven or earth, he is divinity clothed in flesh.
Who would not admire man, who is called by Moses and the Gospels "all flesh" and "every
creature," because he fashions and transforms himself into any fleshly form and assumes the
character of any creature whatsoever? For this reason, Euanthes the Persian in his description
of Chaldaean theology, writes that man has no inborn, proper form, but that many things
that humans resemble are outside and foreign to them, from which arises the Chaldaean
saying: "Hanorish tharah sharinas ": "Man is multitudinous, varied, and ever changing." Why
do I emphasize this? Considering that we are born with this condition, that is, that we can
become whatever we choose to become, we need to understand that we must take earnest
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care about this, so that it will never be said to our disadvantage that we were born to a
privileged position but failed to realize it and became animals and senseless beasts. Instead,
the saying of Asaph the prophet should be said of us, "You are all angels of the Most High."
Above all, we should not make that freedom of choice God gave us into something harmful,
for it was intended to be to our advantage. Let a holy ambition enter into our souls; let us
not be content with mediocrity, but rather strive after the highest and expend all our strength
in achieving it.
Let us disdain earthly things, and despise the things of heaven, and, judging little of what is in
the world, fly to the court beyond the world and next to God. In that court, as the mystic
writings tell us, are the Seraphim, Cherubim, and Thrones in the foremost places; let us not
even yield place to them, the highest of the angelic orders, and not be content with a lower
place, imitate them in all their glory and dignity. If we choose to, we will not be second to
them in anything.
[SOURCE: Internet Medieval Sourcebook, http://www.fordham.edu/halsall/med/oration.html]
Petrus Paulus Vergerius, The New Education (c. 1400) Petrus Paulus Vergerius (1370-1444) “was a teacher at Florence, Bologna, and Padua. He was present
at the Council of Constance, and later worked for the Emperor Sigismund. Soon after 1400, he wrote
the first important Renaissance treatise on education. It represented a sort of humanist program. It
does discuss the medieval trivium and quadrivium, along with the traditional disciplines of medicine,
law and theology. But the stress is on the newer "liberal studies," of history, moral philosophy, rhetoric,
and literature.”
[Source: Internet Medieval Sourcebook, http://www.fordham.edu/halsall/source/vergerius.html]
We call those studies liberal which are worthy of a free man; those studies by which we attain
and practice virtue and wisdom; that education which calls forth, trains and develops those
highest gifts of body and of mind which ennoble men, and which are rightly judged to rank
next in dignity to virtue only. For to a vulgar temper gain and pleasure are the one aim of
existence, to a lofty nature, moral worth and fame. It is, then, of the highest importance that
even from infancy this aim, this effort, should constantly be kept alive in growing minds. For
I may affirm with fullest conviction that we shall not have attained wisdom in our later years
unless in our earliest we have sincerely entered on its search. Nor may we for a moment
admit, with the unthinking crowd, that those who give early promise fail in subsequent
fulfillment. This may, partly from physical causes, happen in exceptional cases. But there is no
doubt that nature has endowed some children with so keen, so ready an intelligence, that
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without serious effort they attain to a notable power of reasoning and conversing upon grave
and lofty subjects, and by aid of right guidance and sound learning reach in manhood the
highest distinction. On the other hand, children of modest powers demand even more
attention, that their natural defects may be supplied by art. But all alike must in those early
years, whilst the mind is supple, be inured to the toil and effort of learning. Not that
education, in the broad sense, is exclusively the concern of youth. Did not Cato think it
honorable to learn Greek in later life? Did not Socrates, greatest of philosophers, compel his
aged fingers to the lute?
Our youth of today, it is to be feared, is backward to learn; studies are accounted irksome.
Boys hardly weaned begin to claim their own way, at a time when every art should be
employed to bring them under control and attract them to grave studies. The Master must
judge how far he can rely upon emulation, rewards, encouragement; how far he must have
recourse to sterner measures. Too much leniency is objectionable; so also is too great severity,
for we must avoid all that terrifies a boy. In certain temperaments--those in which a dark
complexion denotes a quiet but strong personality--restraint must be cautiously applied. Boys
of this type are mostly highly gifted and can bear a gentle hand. Not seldom it happens that a
finely tempered nature is thwarted by circumstances, such as poverty at home, which compels
a promising youth to forsake learning for trade: though, on the other hand, poverty is less
dangerous to lofty instincts than great wealth. Or again, parents encourage their sons to
follow a career traditional in their family, which may divert them from liberal studies: and
the customary pursuits of the city in which we dwell exercise a decided influence on our
choice. So that we may say that a perfectly unbiased decision in these matters is seldom
possible, except to certain select natures, who by favor of the gods, as the poets have it, are
unconsciously brought to choose the right path in life. The myth of Hercules, who, in the
solitude of his wanderings, learned to accept the strenuous life and to reject the way of self-
indulgence, and so attain the highest, is the significant setting of this profound truth. For us it
is the best that can befall, that either the circumstances of our life, or the guidance and
exhortations of those in charge of us, should mould our natures whilst they are still plastic.
In your own case, Ubertinus, you had before you the choice of training in Arms or in Letters.
Either holds a place of distinction amongst the pursuits which appeal to men of noble spirit;
either leads to fame and honor in the world. It would have been natural that you, the scion
of a House ennobled by its prowess in arms, should have been content to accept your father's
permission to devote yourself wholly to that discipline. But to your great credit you elected
to become proficient in both alike: to add to the career of arms traditional in your family, an
equal success in that other great discipline of mind and character, the study of Literature.
There was courage in your choice. For we cannot deny that there is still a horde--as I must
call them--of people who, like Licinius the Emperor [Roman Emperor, ruled 81-96 AD],
denounce learning and the Arts as a danger to the State and hateful in themselves. In reality
the very opposite is the truth. However, as we look back upon history we cannot deny that
learning by no means expels wickedness, but may be indeed an additional instrument for evil
in the hands of the corrupt. To a man of virtuous instincts knowledge is a help and an
adornment; to a Claudius or a Nero it was a means of refinement in cruelty or in folly. On
the other hand, your grandfather, Jacopo da Carrara, who, though a patron of learning, was
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not himself versed in Letters, died regretting that opportunity of acquiring a knowledge of
higher studies had not been given him in youth; which shows us that, although we may in old
age long for it, only in early years can we be sure of attaining that learning which we desire.
So that it is no light motive to youthful diligence that we thereby provide ourselves with
precious advantages against on-coming age, a spring of interest for a leisured life, a recreation
for a busy one. Consider the necessity of the literary art to one immersed in reading and
speculation: and its importance to one absorbed in affairs. To be able to speak and write with
elegance is no slight advantage in negotiation, whether in public or private concerns.
Especially in administration of the State, when intervals of rest and privacy are accorded to a
prince, how must he value those means of occupying them wisely which the knowledge of
literature affords to him! Think of Domitian: son of Vespasian though he was, and brother of
Titus, he was driven to occupy his leisure by killing flies! What a warning is here conveyed of
the critical judgments which posterity passes upon Princes! They live in a light in which
nothing can long remain hid. Contrast with this the saying of Scipio: "Never am I less idle, less
solitary, than when to outward seeming I am doing nothing or am alone": evidence of a
noble temper, worthy to be placed beside that recorded practice of Cato, who, amid the
tedious business of the Senate, could withdraw himself from outward distraction and find
himself truly alone in the companionship of his books.
Indeed the power which good books have of diverting our thoughts from unworthy or
distressing themes is another support to my argument for the study of letters. Add to this their
helpfulness on those occasions when we find ourselves alone, without companions and
without preoccupations--what can we do better than gather our books around us? In them
we see unfolded before us vast stores of knowledge, for our delight, it may be, or for our
inspiration. In them are contained the records of the great achievements of men; the wonders
of Nature; the works of Providence in the past, the key to her secrets of the future. And, most
important of all, this Knowledge is not liable to decay. With a picture, an inscription, a coin,
books share a kind of immortality. In all these memory is, as it were, made permanent;
although, in its freedom from accidental risks, Literature surpasses every other form of record.
Literature indeed exhibits not facts alone, but thoughts, and their expression. Provided such
thoughts be worthy, and worthily expressed, we feel assured that they will not die: although
I do not think that thoughts without style will be likely to attract much notice or secure a sure
survival. What greater charm can life offer than this power of making the past, the present,
and even the future, our own by means of literature? How bright a household is the family of
books! we may cry, with Cicero. In their company is no noise, no greed, no self-will: at a
word they speak to you, at a word they are still: to all our requests their response is ever
ready and to the point. Books indeed are a higher--a wider, more tenacious--memory, a
store-house which is the common property of us all.
I attach great weight to the duty of handing down this priceless treasure to our sons
unimpaired by any carelessness on our part. How many are the gaps which the ignorance of
past ages has willfully caused in the long and noble roll of writers! Books--in part or in their
entirety--have been allowed to perish. What remains of others is often sorely corrupt,
mutilated, or imperfect. It is hard that no slight portion of the history of Rome is only to be
known through the labors of one writing in the Greek language: it is still worse that this same
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noble tongue, once well nigh the daily speech of our race, as familiar as the Latin language
itself, is on the point of perishing even amongst its own sons, and to us Italians is already
utterly lost, unless we except one or two who in our time are tardily endeavoring to rescue
something--if it be only a mere echo of it--from oblivion.
We come now to the consideration of the various subjects which may rightly be included
under the name of "Liberal Studies." Amongst these I accord the first place to History, on
grounds both of its attractiveness and of its utility, qualities which appeal equally to the
scholar and to the statesman. Next in importance ranks Moral Philosophy, which indeed is, in
a peculiar sense, a "Liberal Art," in that its purpose is to teach men the secret of true freedom.
History, then, gives us the concrete examples of the precepts inculcated by philosophy. The
one shows what men should do, the other what men have said and done in the past, and
what practical lessons we may draw therefrom for the present day. I would indicate as the
third main branch of study, Eloquence, which indeed holds a place of distinction amongst the
refined Arts. By philosophy we learn the essential truth of things, which by eloquence we so
exhibit in orderly adornment as to bring conviction to differing minds. And history provides
the light of experienced cumulative wisdom fit to supplement the force of reason and the
persuasion of eloquence. For we allow that soundness of judgment, wisdom of speech,
integrity of conduct are the marks of a truly liberal temper.
We are told that the Greeks devised for their sons a course of training in four subjects: letters,
gymnastic, music and drawing. Now, of these drawing has no place amongst our liberal
studies; except in so far as it is identical with writing (which is in reality one side of the art of
Drawing), it belongs to the Painter's profession: the Greeks, as an art-loving people, attached
to it an exceptional value.
The Art of Letters, however, rests upon a different footing. It is a study adapted to all times
and to all circumstances, to the investigation of fresh knowledge or to the re-casting and
application of old. Hence the importance of grammar and of the rules of composition must
be recognized at the outset, as the foundation on which the whole study of Literature must
rest: and closely associated with these rudiments, the art of Disputation or Logical argument.
The function of this is to enable us to discern fallacy from truth in discussion. Logic, indeed, as
setting forth the true method of learning, is the guide to the acquisition of knowledge in
whatever subject. Rhetoric comes next, and is strictly speaking the formal study by which we
attain the art of eloquence; which, as we have just stated, takes the third place amongst the
studies specially important in public life. It is now, indeed, fallen from its old renown and is
well nigh a lost art. In the Law-Court, in the Council, in the popular Assembly, in exposition,
in persuasion, in debate, eloquence finds no place now-a-days: speed, brevity, homeliness are
the only qualities desired. Oratory, in which our forefathers gained so great glory for
themselves and for their language, is despised: but our youth, if they would earn the repute
of true education, must emulate their ancestors in this accomplishment.
After Eloquence we place Poetry and the Poetic Art, which though not without their value in
daily life and as an aid to oratory, have nevertheless their main concern for the leisure side of
existence.
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As to Music, the Greeks refused the title of "Educated" to anyone who could not sing or play.
Socrates sets an example to the Athenian youth, by himself learning to play in his old age;
urging the pursuit of music not as a sensuous indulgence, but as an aid to the inner harmony
of the soul. In so far as it is taught as a healthy recreation for the moral and spiritual nature,
music is a truly liberal art, and, both as regards its theory and its practice, should find a place
in education.
Arithmetic, which treats of the properties of numbers, Geometry, which treats of the
properties of dimensions, lines, surfaces, and solid bodies, are weighty studies because they
possess a peculiar element of certainty. The science of the Stars, their motions, magnitudes
and distances, lifts us into the clear calm of the upper air. There we may contemplate the
fixed stars, or the conjunctions of the planets, and predict the eclipses of the sun and the
moon. The knowledge of Nature--animate and inanimate--the laws and the properties of
things in heaven and in earth, their causes, mutations and effects, especially the explanation
of their wonders (as they are popularly supposed) by the unraveling of their causes--this is a
most delightful, and at the same time most profitable, study for youth. With these may be
joined investigations concerning the weights of bodies, and those relative to the subject which
mathematicians call "Perspective."
I may here glance for a moment at the three great professional Disciplines: Medicine, Law,
Theology. Medicine, which is applied science, has undoubtedly much that makes it attractive
to a student. But it cannot be described as a Liberal study. Law, which is based upon moral
philosophy, is undoubtedly held in high respect. Regarding Law as a subject of study, such
respect is entirely deserved: but Law as practiced becomes a mere trade. Theology, on the
other hand, treats of themes removed from our senses, and attainable only by pure
intelligence.
The principal "Disciplines" have now been reviewed. It must not be supposed that a liberal
education requires acquaintance with them all: for a thorough mastery of even one of them
might fairly be the achievement of a lifetime. Most of us, too, must learn to be content with
modest capacity as with modest fortune. Perhaps we do wisely to pursue that study which we
find most suited to our intelligence and our tastes, though it is true that we cannot rightly
understand one subject unless we can perceive its relation to the rest. The choice of studies
will depend to some extent upon the character of individual minds. For whilst one boy seizes
rapidly the point of which he is in search and states it ably, another, working far more slowly,
has yet the sounder judgment and so detects the weak spot in his rival's conclusions. The
former, perhaps, will succeed in poetry, or in the abstract sciences; the latter in real studies
and practical pursuits. Or a boy may be apt in thinking, but slow in expressing himself; to him
the study of Rhetoric and Logic will be of much value. Where the power of talk alone is
remarkable I hardly know what advice to give. Some minds are strong on the side of
memory: these should be apt for history. But it is of importance to remember that in
comparison with intelligence memory is of little worth, though intelligence without memory
is, so far as education is concerned, of none at all. For we are not able to give evidence that
we know a thing unless we can reproduce it.
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Again, some minds have peculiar power in dealing with abstract truths, but are defective on
the side of the particular and the concrete, and so make good progress in mathematics and in
metaphysics. Those of just opposite temper are apt in Natural Science and in practical affairs.
And the natural bent should be recognized and followed in education. Let the boy of limited
capacity work only at that subject in which he shows he can attain some result.
Respecting the general place of liberal studies, we remember that Aristotle would not have
them absorb the entire interests of life: for he kept steadily in view the nature of man as a
citizen, an active member of the State. For the man who has surrendered himself absolutely
to the attractions of Letters or of speculative thought follows, perhaps, a self-regarding end
and is useless as a citizen or as prince.
[SOURCE: Internet Medieval Sourcebook, http://www.fordham.edu/halsall/source/vergerius.html]
Niccolò Machiavelli, The Prince (c. 1532) Italian statesman and political philosopher. After holding high office in Florence he was exiled by the
Medicis on suspicion of conspiracy, but was subsequently restored to some degree of favour. His best-
known work is The Prince (1532), a treatise on statecraft advising rulers that the acquisition and
effective use of power may necessitate unethical methods that are not in themselves desirable. He is
thus often regarded as the originator of a political pragmatism in which 'the end justifies the means'.
[Source: Oxford Paperback Encyclopedia, (c) Oxford University Press, 1998]
Chapter XIX: That One Should Avoid Being Despised and Hated
Now, concerning the characteristics of which mention is made above, I have spoken of the
more important ones, the others I wish to discuss briefly under this generality, that the prince
must consider, as has been in part said before, how to avoid those things which will make
him hated or contemptible; and as often as he shall have succeeded he will have fulfilled his
part, and he need not fear any danger in other reproaches.
It makes him hated above all things, as I have said, to be rapacious, and to be a violator of
the property and women of his subjects, from both of which he must abstain. And when
neither their property nor their honor is touched, the majority of men live content, and he
has only to contend with the ambition of a few, whom he can curb with ease in many ways.
It makes him contemptible to be considered fickle, frivolous, effeminate, mean-spirited,
irresolute, from all of which a prince should guard himself as from a rock; and he should
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endeavour to show in his actions greatness, courage, gravity, and fortitude; and in his private
dealings with his subjects let him show that his judgments are irrevocable, and maintain
himself in such reputation that no one can hope either to deceive him or to get round him.
That prince is highly esteemed who conveys this impression of himself, and he who is highly
esteemed is not easily conspired against; for, provided it is well known that he is an excellent
man and revered by his people, he can only be attacked with difficulty. For this reason a
prince ought to have two fears, one from within, on account of his subjects, the other from
without, on account of external powers. From the latter he is defended by being well armed
and having good allies, and if he is well armed he will have good friends, and affairs will
always remain quiet within when they are quiet without, unless they should have been
already disturbed by conspiracy; and even should affairs outside be disturbed, if he has
carried out his preparations and has lived as I have said, as long as he does not despair, he
will resist every attack, as I said Nabis the Spartan did.
But concerning his subjects, when affairs outside are disturbed he has only to fear that they
will conspire secretly, from which a prince can easily secure himself by avoiding being hated
and despised, and by keeping the people satisfied with him, which it is most necessary for
him to accomplish, as I said above at length. And one of the most efficacious remedies that a
prince can have against conspiracies is not to be hated and despised by the people, for he
who conspires against a prince always expects to please them by his removal; but when the
conspirator can only look forward to offending them, he will not have the courage to take
such a course, for the difficulties that confront a conspirator are infinite. And as experience
shows, many have been the conspiracies, but few have been successful; because he who
conspires cannot act alone, nor can he take a companion except from those whom he
believes to be malcontents, and as soon as you have opened your mind to a malcontent you
have given him the material with which to content himself, for by denouncing you he can
look for every advantage; so that, seeing the gain from this course to be assured, and seeing
the other to be doubtful and full of dangers, he must be a very rare friend, or a thoroughly
obstinate enemy of the prince, to keep faith with you.
And, to reduce the matter into a small compass, I say that, on the side of the conspirator,
there is nothing but fear, jealousy, prospect of punishment to terrify him; but on the side of
the prince there is the majesty of the principality, the laws, the protection of friends and the
state to defend him; so that, adding to all these things the popular goodwill, it is impossible
that any one should be so rash as to conspire. For whereas in general the conspirator has to
fear before the execution of his plot, in this case he has also to fear the sequel to the crime;
because on account of it he has the people for an enemy, and thus cannot hope for any
escape.
Endless examples could be given on this subject, but I will be content with one, brought to
pass within the memory of our fathers. Messer Annibale Bentivogli, who was prince in
Bologna (grandfather of the present Annibale), having been murdered by the Canneschi, who
had conspired against him, not one of his family survived but Messer Giovanni,* who was in
*Giovanni Bentivogli, born in Bologna 1438, died at Milan 1508. He ruled Bologna from 1462 to
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childhood: immediately after his assassination the people rose and murdered all the
Canneschi. This sprung from the popular goodwill which the house of Bentivogli enjoyed in
those days in Bologna; which was so great that, although none remained there after the
death of Annibale who was able to rule the state, the Bolognese, having information that
there was one of the Bentivogli family in Florence, who up to that time had been considered
the son of a blacksmith, sent to Florence for him and gave him the government of their city,
and it was ruled by him until Messer Giovanni came in due course to the government.
For this reason I consider that a prince ought to reckon conspiracies of little account when his
people hold him in esteem; but when it is hostile to him, and bears hatred towards him, he
ought to fear everything and everybody. And well-ordered states and wise princes have taken
every care not to drive the nobles to desperation, and to keep the people satisfied and
contented, for this is one of the most important objects a prince can have.
Among the best ordered and governed kingdoms of our times is France, and in it are found
many good institutions on which depend the liberty and security of the king; of these the first
is the parliament and its authority, because he who founded the kingdom, knowing the
ambition of the nobility and their boldness, considered that a bit to their mouths would be
necessary to hold them in; and, on the other side, knowing the hatred of the people,
founded in fear, against the nobles, he wished to protect them, yet he was not anxious for
this to be the particular care of the king; therefore, to take away the reproach which he
would be liable to from the nobles for favouring the people, and from the people for
favouring the nobles, he set up an arbiter, who should be one who could beat down the
great and favour the lesser without reproach to the king. Neither could you have a better or
a more prudent arrangement, or a greater source of security to the king and kingdom. From
this one can draw another important conclusion, that princes ought to leave affairs of
reproach to the management of others, and keep those of grace in their own hands. And
further, I consider that a prince ought to cherish the nobles, but not so as to make himself
hated by the people.
It may appear, perhaps, to some who have examined the lives and deaths of the Roman
emperors that many of them would be an example contrary to my opinion, seeing that some
of them lived nobly and showed great qualities of soul, nevertheless they have lost their
empire or have been killed by subjects who have conspired against them. Wishing, therefore,
to answer these objections, I will recall the characters of some of the emperors, and will show
that the causes of their ruin were not different to those alleged by me; at the same time I will
only submit for consideration those things that are noteworthy to him who studies the affairs
of those times.
It seems to me sufficient to take all those emperors who succeeded to the empire from
Marcus the philosopher down to Maximinus; they were Marcus and his son Commodus,
Pertinax, Julian, Severus and his son Antoninus Caracalla, Macrinus, Heliogabalus, Alexander,
and Maximinus.
1506. Machiavelli's strong condemnation of conspiracies may get its edge from his own very recent experience
(February 1513), when he had been arrested and tortured for his alleged complicity in the Boscoli conspiracy.
EARLY MODERN ERA / 223
There is first to note that, whereas in other principalities the ambition of the nobles and the
insolence of the people only have to be contended with, the Roman emperors had a third
difficulty in having to put up with--the cruelty and avarice of their soldiers, a matter so beset
with difficulties that it was the ruin of many; for it was a hard thing to give satisfaction both
to soldiers and people; because the people loved peace, and for this reason they loved the
unaspiring prince, whilst the soldiers loved the warlike prince who was bold, cruel, and
rapacious, which qualities they were quite willing he should exercise upon the people, so that
they could get double pay and give vent to their own greed and cruelty. Hence it arose that
those emperors were always overthrown who, either by birth or training, had no great
authority, and most of them, especially those who came new to the principality, recognizing
the difficulty of these two opposing humours, were inclined to give satisfaction to the
soldiers, caring little about injuring the people. Which course was necessary, because, as
princes cannot help being hated by someone, they ought, in the first place, to avoid being
hated by every one, and when they cannot compass this, they ought to endeavour with the
utmost diligence to avoid the hatred of the most powerful. Therefore, those emperors who
through inexperience had need of special favour adhered more readily to the soldiers than to
the people; a course which turned out advantageous to them or not, accordingly as the
prince knew how to maintain authority over them.
From these causes it arose that Marcus, Pertinax, and Alexander, being all men of modest life,
lovers of justice, enemies to cruelty, humane, and benignant, came to a sad end except
Marcus; he alone lived and died honoured, because he had succeeded to the throne by
hereditary title, and owed nothing either to the soldiers or the people; and afterwards, being
possessed of many virtues which made him respected, he always kept both orders in their
places whilst he lived, and was neither hated nor despised.
But Pertinax was created emperor against the wishes of the soldiers, who, being accustomed
to live licentiously under Commodus, could not endure the honest life to which Pertinax
wished to reduce them; thus, having given cause for hatred, to which hatred there was added
contempt for his old age, he was overthrown at the very beginning of his administration.
And here it should be noted that hatred is acquired as much by good works as by bad ones,
therefore, as I said before, a prince wishing to keep his state is very often forced to do evil;
for when that body is corrupt whom you think you have need of to maintain yourself--it may
be either the people or the soldiers or the nobles--you have to submit to its humours and to
gratify them, and then good works will do you harm.
But let us come to Alexander, who was a man of such great goodness, that among the other
praises which are accorded him is this, that in the fourteen years he held the empire no one
was ever put to death by him unjudged; nevertheless, being considered effeminate and a man
who allowed himself to be governed by his mother, he became despised, the army conspired
against him, and murdered him.
Turning now to the opposite characters of Commodus, Severus, Antoninus Caracalla, and
Maximinus, you will find them all cruel and rapacious--men who, to satisfy their soldiers, did
not hesitate to commit every kind of iniquity against the people; and all, except Severus,
came to a bad end; but in Severus there was so much valour that, keeping the soldiers
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friendly, although the people were oppressed by him, he reigned successfully; for his valour
made him so much admired in the sight of the soldiers and people that the latter were kept in
a way astonished and awed and the former respectful and satisfied. And because the actions
of this man, as a new prince, were great, I wish to show briefly that he knew well how to
counterfeit the fox and the lion, which natures, as I said above, it is necessary for a prince to
imitate.
Knowing the sloth of the Emperor Julian, he persuaded the army in Sclavonia, of which he
was captain, that it would be right to go to Rome and avenge the death of Pertinax, who
had been killed by the praetorian soldiers; and under this pretext, without appearing to
aspire to the throne, he moved the army on Rome, and reached Italy before it was known
that he had started. On his arrival at Rome, the Senate, through fear, elected him emperor
and killed Julian. After this there remained for Severus, who wished to make himself master
of the whole empire, two difficulties; one in Asia, where Niger, head of the Asiatic army, had
caused himself to be proclaimed emperor; the other in the west where Albinus was, who also
aspired to the throne. And as he considered it dangerous to declare himself hostile to both,
he decided to attack Niger and to deceive Albinus. To the latter he wrote that, being elected
emperor by the Senate, he was willing to share that dignity with him and sent him the title of
Caesar; and, moreover, that the Senate had made Albinus his colleague; which things were
accepted by Albinus as true. But after Severus had conquered and killed Niger, and settled
oriental affairs, he returned to Rome and complained to the Senate that Albinus, little
recognizing the benefits that he had received from him, had by treachery sought to murder
him, and for this ingratitude he was compelled to punish him. Afterwards he sought him out
in France, and took from him his government and life. He who will, therefore, carefully
examine the actions of this man will find him a most valiant lion and a most cunning fox; he
will find him feared and respected by every one, and not hated by the army; and it need not
be wondered at that he, a new man, was able to hold the empire so well, because his
supreme renown always protected him from that hatred which the people might have
conceived against him for his violence.
But his son Antoninus was a most eminent man, and had very excellent qualities, which made
him admirable in the sight of the people and acceptable to the soldiers, for he was a warlike
man, most enduring of fatigue, a despiser of all delicate food and other luxuries, which
caused him to be beloved by the armies. Nevertheless, his ferocity and cruelties were so great
and so unheard of that, after endless single murders, he killed a large number of the people
of Rome and all those of Alexandria. He became hated by the whole world, and also feared
by those he had around him, to such an extent that he was murdered in the midst of his army
by a centurion. And here it must be noted that such-like deaths, which are deliberately
inflicted with a resolved and desperate courage, cannot be avoided by princes, because any
one who does not fear to die can inflict them; but a prince may fear them the less because
they are very rare; he has only to be careful not to do any grave injury to those whom he
employs or has around him in the service of the state. Antoninus had not taken this care, but
had contumeliously killed a brother of that centurion, whom also he daily threatened, yet
retained in his bodyguard; which, as it turned out, was a rash thing to do, and proved the
emperor's ruin.
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But let us come to Commodus, to whom it should have been very easy to hold the empire,
for, being the son of Marcus, he had inherited it, and he had only to follow in the footsteps
of his father to please his people and soldiers; but, being by nature cruel and brutal, he gave
himself up to amusing the soldiers and corrupting them, so that he might indulge his rapacity
upon the people; on the other hand, not maintaining his dignity, often descending to the
theatre to compete with gladiators, and doing other vile things, little worthy of the imperial
majesty, he fell into contempt with the soldiers, and being hated by one party and despised
by the other, he was conspired against and was killed.
It remains to discuss the character of Maximinus. He was a very warlike man, and the armies,
being disgusted with the effeminacy of Alexander, of whom I have already spoken, killed him
and elected Maximinus to the throne. This he did not possess for long, for two things made
him hated and despised; the one, his having kept sheep in Thrace, which brought him into
contempt (it being well known to all, and considered a great indignity by every one), and the
other, his having at the accession to his dominions deferred going to Rome and taking
possession of the imperial seat; he had also gained a reputation for the utmost ferocity by
having, through his prefects in Rome and elsewhere in the empire, practised many cruelties,
so that the whole world was moved to anger at the meanness of his birth and to fear at his
barbarity. First Africa rebelled, then the Senate with all the people of Rome, and all Italy
conspired against him, to which may be added his own army; this latter, besieging Aquileia
and meeting with difficulties in taking it, were disgusted with his cruelties, and fearing him less
when they found so many against him, murdered him.
I do not wish to discuss Heliogabalus, Macrinus, or Julian, who, being thoroughly
contemptible, were quickly wiped out; but I will bring this discourse to a conclusion by saying
that princes in our times have this difficulty of giving inordinate satisfaction to their soldiers in
a far less degree, because, notwithstanding one has to give them some indulgence, that is
soon done; none of these princes have armies that are veterans in the governance and
administration of provinces, as were the armies of the Roman Empire; and whereas it was
then more necessary to give satisfaction to the soldiers than to the people, it is now more
necessary to all princes, except the Turk and the Soldan, to satisfy the people rather the
soldiers, because the people are the more powerful.
From the above I have excepted the Turk, who always keeps round him twelve thousand
infantry and fifteen thousand cavalry on which depend the security and strength of the
kingdom, and it is necessary that, putting aside every consideration for the people, he should
keep them his friends. The kingdom of the Soldan is similar; being entirely in the hands of
soldiers, it follows again that, without regard to the people, he must keep them his friends.
But you must note that the state of the Soldan is unlike all other principalities, for the reason
that it is like the Christian pontificate, which cannot be called either an hereditary or a newly
formed principality; because the sons of the old prince are not the heirs, but he who is
elected to that position by those who have authority, and the sons remain only noblemen.
And this being an ancient custom, it cannot be called a new principality, because there are
none of those difficulties in it that are met with in new ones; for although the prince is new,
the constitution of the state is old, and it is framed so as to receive him as if he were its
hereditary lord.
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But returning to the subject of our discourse, I say that whoever will consider it will
acknowledge that either hatred or contempt has been fatal to the above-named emperors,
and it will be recognized also how it happened that, a number of them acting in one way
and a number in another, only one in each way came to a happy end and the rest to
unhappy ones. Because it would have been useless and dangerous for Pertinax and
Alexander, being new princes, to imitate Marcus, who was heir to the principality; and
likewise it would have been utterly destructive to Caracalla, Commodus, and Maximinus to
have imitated Severus, they not having sufficient valour to enable them to tread in his
footsteps. Therefore a prince, new to the principality, cannot imitate the actions of Marcus,
nor, again, is it necessary to follow those of Severus, but he ought to take from Severus those
parts which are necessary to found his state, and from Marcus those which are proper and
glorious to keep a state that may already be stable and firm.
Chapter XXI: How a Prince Should Conduct Himself so as to Gain Renown
Nothing makes a prince so much esteemed as great enterprises and setting a fine example. We
have in our time Ferdinand of Aragon, the present King of Spain. He can almost be called a
new prince, because he has risen, by fame and glory, from being an insignificant king to be
the foremost king in Christendom; and if you will consider his deeds you will find them all
great and some of them extraordinary. In the beginning of his reign he attacked Granada, and
this enterprise was the foundation of his dominions. He did this quietly at first and without
any fear of hindrance, for he held the minds of the barons of Castile occupied in thinking of
the war and not anticipating any innovations; thus they did not perceive that by these means
he was acquiring power and authority over them. He was able with the money of the Church
and of the people to sustain his armies, and by that long war to lay the foundation for the
military skill which has since distinguished him. Further, always using religion as a plea, so as
to undertake greater schemes, he devoted himself with pious cruelty to driving out and
clearing his kingdom of the Moors; nor could there be a more admirable example, nor one
more rare. Under this same cloak he assailed Africa, he came down on Italy, he has finally
attacked France; and thus his achievements and designs have always been great, and have
kept the minds of his people in suspense and admiration and occupied with the issue of them.
And his actions have arisen in such a way, one out of the other, that men have never been
given time to work steadily against him.
Again, it much assists a prince to set unusual examples in internal affairs, similar to those
which are related of Messer Bernabo da Milano, who, when he had the opportunity, by any
one in civil life doing some extraordinary thing, either good or bad, would take some
method of rewarding or punishing him, which would be much spoken about. And a prince
ought, above all things, always endeavour in every action to gain for himself the reputation
of being a great and remarkable man.
A prince is also respected when he is either a true friend or a downright enemy, that is to say,
when, without any reservation, he declares himself in favour of one party against the other;
which course will always be more advantageous than standing neutral; because if two of your
powerful neighbours come to blows, they are of such a character that, if one of them
conquers, you have either to fear him or not. In either case it will always be more
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advantageous for you to declare yourself and to make war strenuously; because, in the first
case, if you do not declare yourself, you will invariably fall a prey to the conqueror, to the
pleasure and satisfaction of him who has been conquered, and you will have no reasons to
offer, nor anything to protect or to shelter you. Because he who conquers does not want
doubtful friends who will not aid him in the time of trial; and he who loses will not harbour
you because you did not willingly, sword in hand, court his fate.
Antiochus went into Greece, being sent for by the Aetolians to drive out the Romans. He sent
envoys to the Achaeans, who were friends of the Romans, exhorting them to remain neutral;
and on the other hand the Romans urged them to take up arms. This question came to be
discussed in the council of the Achaeans, where the legate of Antiochus urged them to stand
neutral. To this the Roman legate answered: "As for that which has been said, that it is better
and more advantageous for your state not to interfere in our war, nothing can be more
erroneous; because by not interfering you will be left, without favour or consideration, the
guerdon of the conqueror." Thus it will always happen that he who is not your friend will
demand your neutrality, whilst he who is your friend will entreat you to declare yourself
with arms. And irresolute princes, to avoid present dangers, generally follow the neutral path,
and are generally ruined. But when a prince declares himself gallantly in favour of one side, if
the party with whom he allies himself conquers, although the victor may be powerful and
may have him at his mercy, yet he is indebted to him, and there is established a bond of
amity; and men are never so shameless as to become a monument of ingratitude by
oppressing you. Victories after all are never so complete that the victor must not show some
regard, especially to justice. But if he with whom you ally yourself loses, you may be
sheltered by him, and whilst he is able he may aid you, and you become companions on a
fortune that may rise again.
In the second case, when those who fight are of such a character that you have no anxiety as
to who may conquer, so much the more is it greater prudence to be allied, because you assist
at the destruction of one by the aid of another who, if he had been wise, would have saved
him; and conquering, as it is impossible that he should not do with your assistance, he
remains at your discretion. And here it is to be noted that a prince ought to take care never
to make an alliance with one more powerful than himself for the purposes of attacking
others, unless necessity compels him, as is said above; because if he conquers you are at his
discretion, and princes ought to avoid as much as possible being at the discretion of any one.
The Venetians joined with France against the Duke of Milan, and this alliance, which caused
their ruin, could have been avoided. But when it cannot be avoided, as happened to the
Florentines when the Pope and Spain sent armies to attack Lombardy, then in such a case, for
the above reasons, the prince ought to favour one of the parties.
Never let any Government imagine that it can choose perfectly safe courses; rather let it
expect to have to take very doubtful ones, because it is found in ordinary affairs that one
never seeks to avoid one trouble without running into another; but prudence consists in
knowing how to distinguish the character of troubles, and for choice to take the lesser evil.
A prince ought also to show himself a patron of ability, and to honour the proficient in every
art. At the same time he should encourage his citizens to practise their callings peaceably,
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both in commerce and agriculture, and in every other following, so that the one should not
be deterred from improving his possessions for fear lest they be taken away from him or
another from opening up trade for fear of taxes; but the prince ought to offer rewards to
whoever wishes to do these things and designs in any way to honour his city or state.
Further, he ought to entertain the people with festivals and spectacles at convenient seasons
of the year; and as every city is divided into guilds or into societies, he ought to hold such
bodies in esteem, and associate with them sometimes, and show himself an example of
courtesy and liberality; nevertheless, always maintaining the majesty of his rank, for this he
must never consent to abate in anything.
[SOURCE: Excerpted from the Internet Medieval Sourcebook,
http://www.fordham.edu/halsall/basis/machiavelli-prince.html]
II. The Age of Exploration
Christopher Columbus, Extracts from His Journal (1492) This document is from the journal of Columbus in his voyage of 1492. The meaning of this voyage is
highly contested. On the one hand, it is witness to the tremendous vitality and verve of late medieval
and early modern Europ--which was on the verge of acquiring a world hegemony. On the other hand,
the direct result of this and later voyages was the virtual extermination, by ill-treatment and disease, of
the vast majority of the Native inhabitants, and the enormous growth of the transatlantic slave trade.
It might not be fair to lay the blame at Columbus' feet, but since all sides treat him as a symbol, such
questions cannot be avoided.
[Source: Internet Medieval Sourcebook, http://www.fordham.edu/halsall/source/columbus1.html]
IN THE NAME OF OUR LORD JESUS CHRIST
Whereas, Most Christian, High, Excellent, and Powerful Princes, King and Queen of Spain and
of the Islands of the Sea, our Sovereigns, this present year 1492, after your Highnesses had
terminated the war with the Moors reigning in Europe, the same having been brought to an
end in the great city of Granada, where on the second day of January, this present year, I
saw the royal banners of your Highnesses planted by force of arms upon the towers of the
Alhambra, which is the fortress of that city, and saw the Moorish king come out at the gate of
the city and kiss the hands of your Highnesses, and of the Prince my Sovereign; and in the
present month, in consequence of the information which I had given your Highnesses
respecting the countries of India and of a Prince, called Great Can [Khan], which in our
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language signifies King of Kings, how, at many times he, and his predecessors had sent to
Rome soliciting instructors who might teach him our holy faith, and the holy Father had
never granted his request, whereby great numbers of people were lost, believing in idolatry
and doctrines of perdition. Your Highnesses, as Catholic Christians, and princes who love and
promote the holy Christian faith, and are enemies of the doctrine of Mahomet [Muhammed],
and of all idolatry and heresy, determined to send me, Christopher Columbus, to the above-
mentioned countries of India, to see the said princes, people, and territories, and to learn
their disposition and the proper method of converting them to our holy faith; and
furthermore directed that I should not proceed by land to the East, as is customary, but by a
Westerly route, in which direction we have hitherto no certain evidence that any one has
gone. So after having expelled the Jews from your dominions, your Highnesses, in the same
month of January, ordered me to proceed with a sufficient armament to the said regions of
India, and for that purpose granted me great favors, and ennobled me that thenceforth I
might call myself Don, and be High Admiral of the Sea, and perpetual Viceroy and Governor
in all the islands and continents which I might discover and acquire, or which may hereafter
be discovered and acquired in the ocean; and that this dignity should be inherited by my
eldest son, and thus descend from degree to degree forever. Hereupon I left the city of
Granada, on Saturday, the twelfth day of May, 1492, and proceeded to Palos, a seaport,
where I armed three vessels, very fit for such an enterprise, and having provided myself with
abundance of stores and seamen, I set sail from the port, on Friday, the third of August, half
an hour before sunrise, and steered for the Canary Islands of your Highnesses which are in the
said ocean, thence to take my departure and proceed till I arrived at the Indies, and perform
the embassy of your Highnesses to the Princes there, and discharge the orders given me. For
this purpose I determined to keep an account of the voyage, and to write down punctually
every thing we performed or saw from day to day, as will hereafter appear. Moreover,
Sovereign Princes, besides describing every night the occurrences of the day, and every day
those of the preceding night, I intend to draw up a nautical chart, which shall contain the
several parts of the ocean and land in their proper situations; and also to compose a book to
represent the whole by picture with latitudes and longitudes, on all which accounts it
behooves me to abstain from my sleep, and make many trials in navigation, which things will
demand much labor. . . .
Sunday, 9 September. Sailed this day nineteen leagues, and determined to count less than the
true number, that the crew might not be dismayed if the voyage should prove long. In the
night sailed one hundred and twenty miles, at the rate of ten miles an hour, which make
thirty leagues. The sailors steered badly, causing the vessels to fall to leeward toward the
northeast, for which the Admiral reprimanded them repeatedly. . . .
Thursday, 11 October. . . . At two o'clock in the morning the land was discovered, at two
leagues' distance; they took in sail and remained under the square-sail lying to till day, which
was Friday, when they found themselves near a small island, one of the Lucayos, called in the
Indian language Guanahani. Presently they descried people, naked, and the Admiral landed in
the boat, which was armed, along with Martin Alonzo Pinzon, and Vincent Yanez his
brother, captain of the Nina. The Admiral bore the royal standard, and the two captains each
a banner of the Green Cross, which all the ships had carried; this contained the initials of the
names of the King and Queen each side of the cross, and a crown over each letter Arrived on
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shore, they saw trees very green many streams of water, and diverse sorts of fruits. The
Admiral called upon the two Captains, and the rest of the crew who landed, as also to
Rodrigo de Escovedo notary of the fleet, and Rodrigo Sanchez, of Segovia, to bear witness
that he before all others took possession (as in fact he did) of that island for the King and
Queen his sovereigns, making the requisite declarations, which are more at large set down
here in writing. Numbers of the people of the island straightway collected together. Here
follow the precise words of the Admiral: "As I saw that they were very friendly to us, and
perceived that they could be much more easily converted to our holy faith by gentle means
than by force, I presented them with some red caps, and strings of beads to wear upon the
neck, and many other trifles of small value, wherewith they were much delighted, and
became wonderfully attached to us. Afterwards they came swimming to the boats, bringing
parrots, balls of cotton thread, javelins, and many other things which they exchanged for
articles we gave them, such as glass beads, and hawk's bells; which trade was carried on with
the utmost good will. But they seemed on the whole to me, to be a very poor people. They
all go completely naked, even the women, though I saw but one girl. All whom I saw were
young, not above thirty years of age, well made, with fine shapes and faces; their hair short,
and coarse like that of a horse's tail, combed toward the forehead, except a small portion
which they suffer to hang down behind, and never cut. Some paint themselves with black,
which makes them appear like those of the Canaries, neither black nor white; others with
white, others with red, and others with such colors as they can find. Some paint the face, and
some the whole body; others only the eyes, and others the nose. Weapons they have none,
nor are acquainted with them, for I showed them swords which they grasped by the blades,
and cut themselves through ignorance. They have no iron, their javelins being without it, and
nothing more than sticks, though some have fish-bones or other things at the ends. They are
all of a good size and stature, and handsomely formed. I saw some with scars of wounds
upon their bodies, and demanded by signs; they answered me in the same way, that there
came people from the other islands in the neighborhood who endeavored to make prisoners
of them, and they defended themselves. I thought then, and still believe, that these were
from the continent. It appears to me, that the people are ingenious, and would be good
servants and I am of opinion that they would very readily become Christians, as they appear
to have no religion. They very quickly learn such words as are spoken to them. If it please
our Lord, I intend at my return to carry home six of them to your Highnesses, that they may
learn our language. I saw no beasts in the island, nor any sort of animals except parrots."
These are the words of the Admiral.
Saturday, 13 October. "At daybreak great multitudes of men came to the shore, all young and
of fine shapes, very handsome; their hair not curled but straight and coarse like horse-hair,
and all with foreheads and heads much broader than any people I had hitherto seen; their
eyes were large and very beautiful; they were not black, but the color of the inhabitants of
the Canaries, which is a very natural circumstance, they being in the same latitude with the
island of Ferro in the Canaries. They were straight-limbed without exception, and not with
prominent bellies but handsomely shaped. They came to the ship in canoes, made of a single
trunk of a tree, wrought in a wonderful manner considering the country; some of them large
enough to contain forty or forty-five men, others of different sizes down to those fitted to
hold but a single person. They rowed with an oar like a baker's peel, and wonderfully swift.
If they happen to upset, they all jump into the sea, and swim till they have righted their
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canoe and emptied it with the calabashes they carry with them. They came loaded with balls
of cotton, parrots, javelins, and other things too numerous to mention; these they exchanged
for whatever we chose to give them. I was very attentive to them, and strove to learn if they
had any gold. Seeing some of them with little bits of this metal hanging at their noses, I
gathered from them by signs that by going southward or steering round the island in that
direction, there would be found a king who possessed large vessels of gold, and in great
quantities. I endeavored to procure them to lead the way thither, but found they were
unacquainted with the route. I determined to stay here till the evening of the next day, and
then sail for the southwest; for according to what I could learn from them, there was land at
the south as well as at the southwest and northwest and those from the northwest came
many times and fought with them and proceeded on to the southwest in search of gold and
precious stones. This is a large and level island, with trees extremely flourishing, and streams
of water; there is a large lake in the middle of the island, but no mountains: the whole is
completely covered with verdure and delightful to behold. The natives are an inoffensive
people, and so desirous to possess any thing they saw with us, that they kept swimming off
to the ships with whatever they could find, and readily bartered for any article we saw fit to
give them in return, even such as broken platters and fragments of glass. I saw in this manner
sixteen balls of cotton thread which weighed above twenty-five pounds, given for three
Portuguese ceutis. This traffic I forbade, and suffered no one to take their cotton from them,
unless I should order it to be procured for your Highnesses, if proper quantities could be met
with. It grows in this island, but from my short stay here I could not satisfy myself fully
concerning it; the gold, also, which they wear in their noses, is found here, but not to lose
time, I am determined to proceed onward and ascertain whether I can reach Cipango. At
night they all went on shore with their canoes.
Sunday, 14 October. In the morning, I ordered the boats to be got ready, and coasted along
the island toward the north-northeast to examine that part of it, we having landed first at the
eastern part. Presently we discovered two or three villages, and the people all came down to
the shore, calling out to us, and giving thanks to God. Some brought us water, and others
victuals: others seeing that I was not disposed to land, plunged into the sea and swam out to
us, and we perceived that they interrogated us if we had come from heaven. An old man
came on board my boat; the others, both men and women cried with loud voices--"Come
and see the men who have come from heavens. Bring them victuals and drink." There came
many of both sexes, every one bringing something, giving thanks to God, prostrating
themselves on the earth, and lifting up their hands to heaven. They called out to us loudly to
come to land, but I was apprehensive on account of a reef of rocks, which surrounds the
whole island, although within there is depth of water and room sufficient for all the ships of
Christendom, with a very narrow entrance. There are some shoals withinside, but the water is
as smooth as a pond. It was to view these parts that I set out in the morning, for I wished to
give a complete relation to your Highnesses, as also to find where a fort might be built. I
discovered a tongue of land which appeared like an island though it was not, but might be
cut through and made so in two days; it contained six houses. I do not, however, see the
necessity of fortifying the place, as the people here are simple in war-like matters, as your
Highnesses will see by those seven which I have ordered to be taken and carried to Spain in
order to learn our language and return, unless your Highnesses should choose to have them
all transported to Castile, or held captive in the island. I could conquer the whole of them
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with fifty men, and govern them as I pleased. Near the islet I have mentioned were groves of
trees, the most beautiful I have ever seen, with their foliage as verdant as we see in Castile in
April and May. There were also many streams. After having taken a survey of these parts, I
returned to the ship, and setting sail, discovered such a number of islands that I knew not
which first to visit; the natives whom I had taken on board informed me by signs that there
were so many of them that they could not be numbered; they repeated the names of more
than a hundred. I determined to steer for the largest, which is about five leagues from San
Salvador; the others were some at a greater, and some at a less distance from that island.
They are all very level, without mountains, exceedingly fertile and populous, the inhabitants
living at war with one another, although a simple race, and with delicate bodies.
15 October. Stood off and on during the night, determining not to come to anchor till
morning, fearing to meet with shoals; continued our course in the morning; and as the island
was found to be six or seven leagues distant, and the tide was against us, it was noon when
we arrived there. I found that part of it towards San Salvador extending from north to south
five leagues, and the other side which we coasted along, ran from east to west more than ten
leagues. From this island espying a still larger one to the west, I set sail in that direction and
kept on till night without reaching the western extremity of the island, where I gave it the
name of Santa Maria de la Concepcion. About sunset we anchored near the cape which
terminates the island towards the west to enquire for gold, for the natives we had taken from
San Salvador told me that the people here wore golden bracelets upon their arms and legs. I
believed pretty confidently that they had invented this story in order to find means to escape
from us, still I determined to pass none of these islands without taking possession, because
being once taken, it would answer for all times. We anchored and remained till Tuesday,
when at daybreak I went ashore with the boats armed. The people we found naked like
those of San Salvador, and of the same disposition. They suffered us to traverse the island,
and gave us what we asked of them. As the wind blew southeast upon the shore where the
vessels lay, I determined not to remain, and set out for the ship. A large canoe being near the
caravel Nina, one of the San Salvador natives leaped overboard and swam to her; (another
had made his escape the night before,) the canoe being reached by the fugitive, the natives
rowed for the land too swiftly to be overtaken; having landed, some of my men went ashore
in pursuit of them, when they abandoned the canoe and fled with precipitation; the canoe
which they had left was brought on board the Nina, where from another quarter had arrived
a small canoe with a single man, who came to barter some cotton; some of the sailors finding
him unwilling to go on board the vessel, jumped into the sea and took him. I was upon the
quarter deck of my ship, and seeing the whole, sent for him, and gave him a red cap, put
some glass beads upon his arms, and two hawk's bells upon his ears. I then ordered his canoe
to be returned to him, and despatched him back to land.
I now set sail for the other large island to the west and gave orders for the canoe which the
Nina had in tow to be set adrift. I had refused to receive the cotton from the native whom I
sent on shore, although he pressed it upon me. I looked out after him and saw upon his
landing that the others all ran to meet him with much wonder. It appeared to them that we
were honest people, and that the man who had escaped from us had done us some injury,
for which we kept him in custody. It was in order to favor this notion that I ordered the
canoe to be set adrift, and gave the man the presents above mentioned, that when your
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Highnesses send another expedition to these parts it may meet with a friendly reception. All I
gave the man was not worth four maravedis. . . . According to the account of the natives on
board, there is much gold, the inhabitants wearing it in bracelets upon their arms, legs, and
necks, as well as in their ears and at their noses. . . . And considering the indications of it
among the natives who wear it upon their arms and legs, and having ascertained that it is the
true metal by showing them some pieces of it which I have with me, I cannot fail, with the
help of our Lord, to find the place which produces it.
Being at sea, about midway between Santa Maria and the large island, which I name
Fernandina, we met a man in a canoe going from Santa Maria to Fernandina; he had with
him a piece of the bread which the natives make, as big as one's fist, a calabash of water, a
quantity of reddish earth, pulverized and afterwards kneaded up, and some dried leaves
which are in high value among them, for a quantity of it was brought to me at San Salvador;
he had besides a little basket made after their fashion, containing some glass beads, and two
blancas by all which I knew he had come from San Salvador, and had passed from thence to
Santa Maria. He came to the ship and I caused him to be taken on board, as he requested it;
we took his canoe also on board and took care of his things. I ordered him to be presented
with bread and honey, and drink, and shall carry him to Fernandina and give him his
property, that he may carry a good report of us, so that if it please our Lord when your
Highnesses shall send again to these regions, those who arrive here may receive honor, and
procure what the natives may be found to possess.
Tuesday, 16 October. Set sail from Santa Maria about noon, for Fernandina which appeared
very large in the west; sailed all the day with calms, and could not arrive soon enough to
view the shore and select a good anchorage, for great care must be taken in this particular,
lest the anchors be lost. Beat up and down all night, and in the morning arrived at a village
and anchored. This was the place to which the man whom we had picked up at sea had
gone, when we set him on shore. He had given such a favorable account of us, that all night
there were great numbers of canoes coming off to us, who brought us water and other
things. I ordered each man to be presented with something, as strings of ten or a dozen glass
beads apiece, and thongs of leather, all which they estimated highly; those which came on
board I directed should be fed with molasses. At three o'clock, I sent the boat on shore for
water; the natives with great good will directed the men where to find it, assisted them in
carrying the casks full of it to the boat, and seemed to take great pleasure in serving us. This is
a very large island, and I have resolved to coast it about, for as I understand, in, or near the
island, there is a mine of gold. . . . These people are similar to those of the islands just
mentioned, and have the same language and customs; with the exception that they appear
somewhat more civilized, showing themselves more subtle in their dealings with us, bartering
their cotton and other articles with more profit than the others had experienced. Here we
saw cotton cloth, and perceived the people more decent, the women wearing a slight
covering of cotton over the nudities. The island is verdant, level and fertile to a high degree;
and I doubt not that grain is sowed and reaped the whole year round, as well as all other
productions of the place. I saw many trees, very dissimilar to those of our country, and many
of them had branches of different sorts upon the same trunk; and such a diversity was among
them that it was the greatest wonder in the world to behold. Thus, for instance, one branch
of a tree bore leaves like those of a cane, another branch of the same tree, leaves similar to
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those of the lentisk. In this manner a single tree bears five or six different kinds. Nor is this
done by grafting, for that is a work of art, whereas these trees grow wild, and the natives
take no care about them. They have no religion, and I believe that they would very readily
become Christians, as they have a good understanding. Here the fish are so dissimilar to ours
that it is wonderful. Some are shaped like dories, of the finest hues in the world, blue, yellow,
red, and every other color, some variegated with a thousand different tints, so beautiful that
no one on beholding them could fail to express the highest wonder and admiration. Here are
also whales. Beasts, we saw none, nor any creatures on land save parrots and lizards, but a
boy told me he saw a large snake. No sheep nor goats were seen, and although our stay here
has been short . . . .
Wednesday, 17 October. At noon set sail from the village where we had anchored and
watered. Kept on our course to sail round the island; the wind southwest and south. My
intention was to follow the coast of the island to the southeast as it runs in that direction,
being informed by the Indians I have on board, besides another whom I met with here, that
in such a course I should meet with the island which they call Samoet, where gold is found . .
. . I steered to the northwest and arriving at the extremity of the island at two leagues'
distance, I discovered a remarkable haven with two entrances, formed by an island at its
mouth, both very narrow, the inside capacious enough for a hundred ships, were there
sufficient depth of water. . . . As I had first imagined it to be the mouth of a river, I had
directed the casks to be carried ashore for water, which being done we discovered eight or
ten men who straightway came up to us, and directed us to a village in the neighborhood; I
accordingly dispatched the crews thither in quest of water, part of them armed, and the rest
with the casks, and the place being at some distance it detained me here a couple of hours . .
. . The natives we found like those already described, as to personal appearance and
manners, and naked like the rest. Whatever they possessed, they bartered for what we chose
to give them. I saw a boy of the crew purchasing javelins of them with bits of platters and
broken glass. Those who went for water informed me that they had entered their houses and
found them very clean and neat, with beds and coverings of cotton nets. Their houses are all
built in the shape of tents, with very high chimneys. None of the villages which I saw
contained more than twelve or fifteen of them. Here it was remarked that the married
women wore cotton breeches, but the younger females were without them, except a few
who were as old as eighteen years. Dogs were seen of a large and small size, and one of the
men had hanging at his nose a piece of gold half as big as a castellailo, with letters upon it. I
endeavored to purchase it of them in order to ascertain what sort of money it was but they
refused to part with it. Having taken our water on board, I set sail . . . . Every day that I have
been in these Indies it has rained more or less. I assure your Highnesses that these lands are
the most fertile, temperate, level and beautiful countries in the world. . . .
[Source: Excerpted from the Internet Medieval Sourcebook,
http://www.fordham.edu/halsall/source/columbus1.html]
EARLY MODERN ERA / 235
Hernan Cortés, Second Letter to Charles V (c. 1519) Spanish conquistador. In Hispaniola and Cuba from 1504, he led a small expedition to Mexico in 1519
and reached Tenochtitlán, the capital of the Aztec Empire. In Cortés' absence, dealing with an attack
from a Spanish force from Cuba, the Aztecs launched an attack on Tenochtitlán, forcing the Spaniards'
retreat--the noche triste (night of sorrows). Cortés eventually rebuilt his forces and destroyed
Tenochtitlán (1521) and the Aztec Empire, founding New Spain. After an expedition to Honduras
(1524-26) Cortés returned to Spain (1528) but renewed his Pacific explorations in the 1530s. He died in
poverty in Spain. [Source: The Macmillan Encyclopedia 2001, (c) Market House Books Ltd 2000]
IN ORDER, most potent Sire, to convey to your Majesty a just conception of the great extent
of this noble city of Temixtitlan, and of the many rare and wonderful objects it contains; of
the government and dominions of Moctezuma, the sovereign: of the religious rights and
customs that prevail, and the order that exists in this as well as the other cities appertaining to
his realm: it would require the labor of many accomplished writers, and much time for the
completion of the task. I shall not be able to relate an hundredth part of what could be told
respecting these matters; but I will endeavor to describe, in the best manner in my power,
what I have myself seen; and imperfectly as I may succeed in the attempt, I am fully aware
that the account will appear so wonderful as to be deemed scarcely worthy of credit; since
even we who have seen these things with our own eyes, are yet so amazed as to be unable
to comprehend their reality. But your Majesty may be assured that if there is any fault in my
relation, either in regard to the present subject, or to any other matters of which I shall give
your Majesty an account, it will arise from too great brevity rather than extravagance or
prolixity in the details; and it seems to me but just to my Prince and Sovereign to declare the
truth in the clearest manner, without saying anything that would detract from it, or add to it.
Before I begin to describe this great city and the others already mentioned, it may be well for
the better understanding of the subject to say something of the configuration of Mexico, in
which they are situated, it being the principal seat of Moctezuma's power. This Province is in
the form of a circle, surrounded on all sides by lofty and rugged mountains; its level surface
comprises an area of about seventy leagues in circumference, including two lakes, that
overspread nearly the whole valley, being navigated by boats more than fifty leagues round.
One of these lakes contains fresh and the other, which is the larger of the two, salt water. On
one side of the lakes, in the middle of the valley, a range of highlands divides them from one
another, with the exception of a narrow strait which lies between the highlands and the lofty
sierras. This strait is a bow-shot wide, and connects the two lakes; and by this means a trade
is carried on between the cities and other settlements on the lakes in canoes without the
necessity of traveling by land. As the salt lake rises and falls with its tides like the sea, during
the time of high water it pours into the other lake with the rapidity of a powerful stream;
and on the other hand, when the tide has ebbed, the water runs from the fresh into the salt
lake.
This great city of Temixtitlan [Mexico] is situated in this salt lake, and from the main land to
the denser parts of it, by whichever route one chooses to enter, the distance is two leagues.
There are four avenues or entrances to the city, all of which are formed by artificial
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causeways, two spears' length in width. The city is as large as Seville or Cordova; its streets, I
speak of the principal ones, are very wide and straight; some of these, and all the inferior
ones, are half land and half water, and are navigated by canoes. All the streets at intervals
have openings, through which the water flows, crossing from one street to another; and at
these openings, some of which are very wide, there are also very wide bridges, composed of
large pieces of timber, of great strength and well put together; on many of these bridges ten
horses can go abreast. Foreseeing that if the inhabitants of the city should prove treacherous,
they would possess great advantages from the manner in which the city is constructed, since
by removing the bridges at the entrances, and abandoning the place, they could leave us to
perish by famine without our being able to reach the main land, as soon as I had entered it, I
made great haste to build four brigatines, which were soon finished, and were large enough
to take ashore three hundred men and the horses, whenever it should become necessary.
This city has many public squares, in which are situated the markets and other places for
buying and selling. There is one square twice as large as that of the city of Salamanca,
surrounded by porticoes, where are daily assembled more than sixty thousand souls, engaged
in buying and selling; and where are found all kinds of merchandise that the world affords,
embracing the necessaries of life, as for instance articles of food, as well as jewels of gold and
silver, lead, brass, copper, tin, precious stones, bones, shells, snails, and feathers. There are
also exposed for sale wrought and unwrought stone, bricks burnt and unburnt, timber hewn
and unhewn, of different sorts. There is a street for game, where every variety of birds in the
country are sold, as fowls, partridges, quails, wild ducks, fly-catchers, widgeons, turtledoves,
pigeons, reed-birds, parrots, sparrows, eagles, hawks, owls, and kestrels; they sell likewise the
skins of some birds of prey, with their feathers, head, beak, and claws. There are also sold
rabbits, hares, deer, and little dogs [i.e., the chihuahua], which are raised for eating. There is
also an herb street, where may be obtained all sorts of roots and medicinal herbs that the
country affords. There are apothecaries' shops, where prepared medicines, liquids, ointments,
and plasters are sold; barbers' shops, where they wash and shave the head; and restaurateurs,
that furnish food and drink at a certain price. There is also a class of men like those called in
Castile porters, for carrying burdens. Wood and coal are seen in abundance, and braziers of
earthenware for burning coals; mats of various kinds for beds, others of a lighter sort for
seats, and for halls and bedrooms.
There are all kinds of green vegetables, especially onions, leeks, garlic, watercresses,
nasturtium, borage, sorrel, artichokes, and golden thistle; fruits also of numerous descriptions,
amongst which are cherries and plums, similar to those in Spain; honey and wax from bees,
and from the stalks of maize, which are as sweet as the sugar-cane; honey is also extracted
from the plant called maguey, which is superior to sweet or new wine; from the same plant
they extract sugar and wine, which they also sell. Different kinds of cotton thread of all colors
in skeins are exposed for sale in one quarter of the market, which has the appearance of the
silk-market at Granada, although the former is supplied more abundantly. Painters' colors, as
numerous as can be found in Spain, and as fine shades; deerskins dressed and undressed, dyed
different colors; earthen-ware of a large size and excellent quality; large and small jars, jugs,
pots, bricks, and endless variety of vessels, all made of fine clay, and all or most of them
glazed and painted; maize or Indian corn, in the grain and in the form of bread, preferred in
the grain for its flavor to that of the other islands and terra-firma; patés of birds and fish;
EARLY MODERN ERA / 237
great quantities of fish--fresh, salt, cooked and uncooked; the eggs of hens, geese, and of all
the other birds I have mentioned, in great abundance, and cakes made of eggs; finally,
everything that can be found throughout the whole country is sold in the markets, comprising
articles so numerous that to avoid prolixity, and because their names are not retained in my
memory, or are unknown to me, I shall not attempt to enumerate them.
Every kind of merchandise is sold in a particular street or quarter assigned to it exclusively,
and thus the best order is preserved. They sell everything by number or measure; at least so
far we have not observed them to sell anything by weight. There is a building in the great
square that is used as an audience house, where ten or twelve persons, who are magistrates,
sit and decide all controversies that arise in the market, and order delinquents to be punished.
In the same square there are other persons who go constantly about among the people
observing what is sold, and the measures used in selling; and they have been seen to break
measures that were not true.
This great city contains a large number of temples, or houses, for their idols, very handsome
edifices, which are situated in the different districts and the suburbs; in the principal ones
religious persons of each particular sect are constantly residing, for whose use, besides the
houses containing the idols, there are other convenient habitations. All these persons dress in
black, and never cut or comb their hair from the time they enter the priesthood until they
leave it; and all the sons of the principal inhabitants, both nobles and respectable citizens, are
placed in the temples and wear the same dress from the age of seven or eight years until they
are taken out to be married; which occurs more frequently with the first-born who inherit
estates than with the others. The priests are debarred from female society, nor is any woman
permitted to enter the religious houses. They also abstain from eating certain kinds of food,
more at some seasons of the year than others.
Among these temples there is one which far surpasses all the rest, whose grandeur of
architectural details no human tongue is able to describe; for within its precincts, surrounded
by a lofty wall, there is room enough for a town of five hundred families. Around the interior
of the enclosure there are handsome edifices, containing large halls and corridors, in which
the religious persons attached to the temple reside. There are fully forty towers, which are
lofty and well built, the largest of which has fifty steps leading to its main body, and is higher
than the tower of the principal tower of the church at Seville. The stone and wood of which
they are constructed are so well wrought in every part, that nothing could be better done,
for the interior of the chapels containing the idols consists of curious imagery, wrought in
stone, with plaster ceilings, and wood-work carved in relief, and painted with figures of
monsters and other objects. All these towers are the burial places of the nobles, and every
chapel in them is dedicated to a particular idol, to which they pay their devotions.
Three halls are in this grand temple, which contain the principal idols; these are of wonderful
extent and height, and admirable workmanship, adorned with figures sculptured in stone and
wood; leading from the halls are chapels with very small doors, to which the light is not
admitted, nor are any persons except the priests, and not all of them. In these chapels are the
images of idols, although, as I have before said, many of them are also found on the outside;
the principal ones, in which the people have greatest faith and confidence, I precipitated from
EARLY MODERN ERA / 238
their pedestals, and cast them down the steps of the temple, purifying the chapels in which
they had stood, as they were all polluted with human blood, shed ill the sacrifices. In the
place of these I put images of Our Lady and the Saints, which excited not a little feeling in
Moctezuma and the inhabitants, who at first remonstrated, declaring that if my proceedings
were known throughout the country, the people would rise against me; for they believed
that their idols bestowed on them all temporal good, and if they permitted them to be ill-
treated, they would be angry and without their gifts, and by this means the people would be
deprived of the fruits of the earth and perish with famine. I answered, through the
interpreters, that they were deceived in expecting any favors from idols, the work of their
own hands, formed of unclean things; and that they must learn there was but one God, the
universal Lord of all, who had created the heavens and earth, and all things else, and had
made them and us; that He was without beginning and immortal, and they were bound to
adore and believe Him, and no other creature or thing.
I said everything to them I could to divert them from their idolatries, and draw them to a
knowledge of God our Lord. Moctezuma replied, the others assenting to what he said, that
they had already informed me they were not the aborigines of the country, but that their
ancestors had emigrated to it many years ago; and they fully believed that after so long an
absence from their native land, they might have fallen into some errors; that I having more
recently arrived must know better than themselves what they ought to believe; and that if I
would instruct them in these matters, and make them understand the true faith, they would
follow my directions, as being for the best.@ Afterwards, Moctezuma and many of the
principal citizens remained with me until I had removed the idols, purified the chapels, and
placed the images in them, manifesting apparent pleasure; and I forbade them sacrificing
human beings to their idols as they had been accustomed to do; because, besides being
abhorrent in the sight of God, your sacred Majesty had prohibited it by law, and commanded
to put to death whoever should take the life of another. Thus, from that time, they refrained
from the practice, and during the whole period of my abode in that city, they were never
seen to kill or sacrifice a human being.
The figures of the idols in which these people believe surpass in stature a person of more than
ordinary size; some of them are composed of a mass of seeds and leguminous plants, such as
are used for food, ground and mixed together, and kneaded with the blood of human hearts
taken from the breasts of living persons, from which a paste is formed in a sufficient quantity
to form large statues. When these are completed they make them offerings of the hearts of
other victims, which they sacrifice to them, and besmear their faces with the blood. For
everything they have an idol, consecrated by the use of the nations that in ancient times
honored the same gods. Thus they have an idol that they petition for victory in war; another
for success in their labors; and so for everything in which they seek or desire prosperity, they
have their idols, which they honor and serve.
This noble city contains many fine and magnificent houses; which may be accounted for from
the fact, that all the nobility of the country, who are the vassals of Moctezuma, have houses
in the city, in which they reside a certain part of the year; and besides, there are numerous
wealthy citizens who also possess fine houses. All these persons, in addition to the large and
spacious apartments for ordinary purposes, have others, both upper and lower, that contain
EARLY MODERN ERA / 239
conservatories of flowers. Along one of these causeways that lead into the city are laid two
pipes, constructed of masonry, each of which is two paces in width, and about five feet in
height. An abundant supply of excellent water, forming a volume equal in bulk to the human
body, is conveyed by one of these pipes, and distributed about the city, where it is used by
the inhabitants for drink and other purposes. The other pipe, in the meantime, is kept empty
until the former requires to be cleansed, when the water is let into it and continues to be used
till the cleaning is finished. As the water is necessarily carried over bridges on account of the
salt water crossing its route, reservoirs resembling canals are constructed on the bridges,
through which the fresh water is conveyed. These reservoirs are of the breadth of the body of
an ox, and of the same length as the bridges. The whole city is thus served with water, which
they carry in canoes through all the streets for sale, taking it from the aqueduct in the
following manner: the canoes pass under the bridges on which the reservoirs are placed,
when men stationed above fill them with water, for which service they are paid. At all the
entrances of the city, and in those parts where the canoes are discharged, that is, where the
greatest quantity of provisions is brought in, huts are erected, and persons stationed as
guards, who receive a certain sum of everything that enters. I know not whether the
sovereign receives this duty or the city, as I have not yet been informed; but I believe that it
appertains to the sovereign, as in the markets of other provinces a tax is collected for the
benefit of the cacique.
In all the markets and public places of this city are seen daily many laborers waiting for some
one to hire them. The inhabitants of this city pay a greater regard to style in their mode of
dress and politeness of manners than those of the other provinces and cities; since, as the
Cacique Moctezuma has his residence in the capital, and all the nobility, his vassals, are in
constant habit of meeting there, a general courtesy of demeanor necessarily prevails. But not
to be prolix in describing what relates to the affairs of this great city, although it is with
difficulty I refrain from proceeding, I will say no more than that the manners of the people,
as shown in their intercourse with one another, are marked by as great an attention to the
proprieties of life as in Spain, and good order is equally well observed; and considering that
they are barbarous people, without the knowledge of God, having no intercourse with
civilized nations, these traits of character are worthy of admiration.
In regard to the domestic appointments of Moctezuma, and the wonderful grandeur and
state that he maintains, there is so much to be told, that I assure your Highness I know not
where to begin my relation, so as to be able to finish any part of it. For, as I have already
stated, what can be more wonderful than a barbarous monarch, as he is, should have every
object found in his dominions imitated in gold, silver, precious stones, and feathers; the gold
and silver being wrought so naturally as not to be surpassed by any smith in the world; the
stone work executed with such perfection that it is difficult to conceive what instruments
could have been used; and the feather work superior to the finest productions in wax or
embroidery. The extent of Moctezuma's dominions has not been ascertained, since to
whatever point he despatched his messengers, even two hundred leagues from his capital, his
commands were obeyed, although some of his provinces were in the midst of countries with
which he was at war. But as nearly as I have been able to learn, his territories are equal in
extent to Spain itself, for he sent messengers to the inhabitants of a city called Cumatan
(requiring them to become subjects of your Majesty), which is sixty leagues beyond that part
EARLY MODERN ERA / 240
of Putunchan watered by the river Grijalva, and two hundred and thirty leagues distant from
the great city; and I sent some of our people a distance of one hundred and fifty leagues in
the same direction.
All the principal chiefs of these provinces, especially those in the vicinity of the capital, reside,
as I have already stated, the greater part of the year in that great city, and all or most of them
have their oldest sons in the service of Moctezuma. There are fortified places in all the
provinces, garrisoned with his own men, where are also stationed his governors and
collectors of the rents and tribute, rendered him by every province; and an account is kept of
what each is obliged to pay, as they have characters and figures made on paper that are used
for this purpose. Each province renders a tribute of its own peculiar productions, so that the
sovereign receives a great variety of articles from different quarters. No prince was ever more
feared by his subjects, both in his presence and absence. He possessed out of the city as well
as within numerous villas, each of which had its peculiar sources of amusement, and all were
constructed in the best possible manner for the use of a great prince and lord. Within the city
his palaces were so wonderful that it is hardly possible to describe their beauty and extent; I
can only say that in Spain there is nothing equal to them.
There was one palace somewhat inferior to the rest, attached to which was a beautiful
garden with balconies extending over it, supported by marble columns, and having a floor
formed of jasper elegantly inlaid. There were apartments in this palace sufficient to lodge two
princes of the highest rank with their retinues. There were likewise belonging to it ten pools
of water, in which were kept the different species of water birds found in this country, of
which there is a great variety, all of which are domesticated; for the sea birds there were
pools of salt water, and for the river birds, of fresh water. The water is let off at certain times
to keep it pure, and is replenished by means of pipes. Each specie of bird is supplied with the
food natural to it, which it feeds upon when wild. Thus fish is given to the birds that usually
eat it; worms, maize, and the finer seeds, to such as prefer them. And I assure your Highness,
that to the birds accustomed to eat fish there is given the enormous quantity of ten arrobas
every day, taken in the salt lake. The emperor has three hundred men whose sole
employment is to take care of these birds; and there are others whose only business is to
attend to the birds that are in bad health.
Over the polls for the birds there are corridors and galleries, to which Moctezuma resorts,
and from which he can look out and amuse himself with the sight of them. There is an
apartment in the same palace in which are men, women and children, whose faces, bodies,
hair, eyebrows, and eyelashes are white from their birth. The emperor has another very
beautiful palace, with a large court-yard, paved with handsome flags, in the style of a chess-
board. There are also cages, about nine feet in height and six paces square, each of which was
half covered with a roof of tiles, and the other half had over it a wooden grate, skillfully
made. Every cage contained a bird of prey, of all the species found in Spain, from the kestrel
to the eagle, and many unknown there. There was a great number of each kind; and in the
covered part of the cages there was a perch, and another on the outside of the grating, the
former of which the birds used in the night time, and when it rained; and the other enabled
them to enjoy the sun and air. To all these birds fowls were daily given for food, and nothing
else. There were in the same palace several large halls on the ground floor, filled with
EARLY MODERN ERA / 241
immense cages built of heavy pieces of timber, well put together, in all or most of which
were kept lions, tigers, wolves, foxes, and a variety of animals of the cat kind, in great
numbers, which were fed also on fowls. The care of these animals and birds was assigned to
three hundred men. There was another palace that contained a number of men and women
of monstrous size, and also dwarfs, and crooked and ill-formed persons, each of which had
their separate apartments. These also had their respective keepers. As to the other remarkable
things that the emperor had in his city for his amusement, I can only say that they were
numerous and of various kinds.
He was served in the following manner: Every day as soon as it was light, six hundred nobles
and men of rank were in attendance at the palace, who either sat, or walked about the halls
and galleries, and passed their time in conversation, but without entering the apartment
where his person was. The servants and attendants of these nobles remained in the court-
yards, of which there were two or three of great extent, and in the adjoining street, which
was also very spacious. They all remained in attendance from morning until night; and when
his meals were served, the nobles were likewise served with equal profusion, and their
servants and secretaries also had their allowance. Daily his larder and wine-cellar were open
to all who wished to eat or drink. The meals were served by three or four hundred youths,
who brought on an infinite variety of dishes; indeed, whenever he dined or supped, the table
was loaded with every kind of flesh, fish, fruits, and vegetables that the country produced. As
the climate is cold, they put a chafing-dish with live coals under every plate and dish, to keep
them warm. The meals were served in a large hall, in which Moctezuma was accustomed to
eat, and the dishes quite filled the room, which was covered with mats and kept very clean.
He sat on a small cushion curiously wrought of leather. During the meals there were present,
at a little distance from him, five or six elderly caciques, to whom he presented some of the
food. And there was constantly in attendance one of the servants, who arranged and handed
the dishes, and who received from others whatever was wanted for the supply of the table. .
. .
Whenever Moctezuma appeared in public, which is seldom the case, all those who
accompanied him, or whom he accidentally met in the streets, turned away without looking
towards him, and others prostrated themselves until he had passed. One of the nobles always
preceded him on these occasions, carrying three slender rods erect, which I suppose was to
give notice of the approach of his person. And when they descended from the litters, he took
one of them in his hand, and held it until he reached the place where he was going. So many
and various were the ceremonies and customs observed by those in the service of
Moctezuma, that more space than I can spare would be required for the details, as well as a
better memory than I have to recollect them; since no sultan or other infidel lord, of whom
any knowledge now exists; ever had so much ceremonial in his court.
[SOURCE: Excerpted from the Internet Modern History Sourcebook,
http://www.fordham.edu/Halsall/mod/1520cortes.html]
EARLY MODERN ERA / 242
III. The Reformation
Martin Luther, 95 Theses (1517) Martin Luther (1483-1546) was the charismatic leader of the Protestant Reformation, which began in
1517 and ultimately led to the fracture of the Catholic Church and the formation of new Christian
denominations, including the Lutheran church. Although intended by his parents for a career in law,
Luther in 1505 joined the Augustinian monastery at Erfurt and was ordained to the priesthood in 1507.
He received a doctorate in theology from the University of Wittenberg in 1512 and an appointment in
the theology faculty in 1513, where he spent the rest of his life teaching and ministering.
At this stage of his life, Luther began to have increasing doubts about his own salvation, and
found the assurances offered by the Church, and its emphasis upon the role of good works in salvation,
unsatisfying. In 1517, he composed the 95 Theses in which, among other things, he protested the
Church’s practice of selling indulgences. His theses struck a chord among the German people and the
theses were circulated widely around Germany. Thus, the Protestant Reformation began. Luther went
on to write numerous treatises and pamphlets advancing his interpretation of Scriptures and defending
the Protestant cause, despite charges of heresy by the Church and threats against him by many political
authorities.
The central component of Luther’s thought was his emphasis upon justification by faith
alone—in other words, humans could contribute nothing toward their own salvation; instead,
salvation was a gift of God through grace. Luther’s views conflicted with the doctrine of the Catholic
Church, and though similar, also differed from the views of Calvin, thus leading to bitter theological
disputes and ultimately religious war in Europe.
[Source: Harold J. Grimm, The Reformation Era. 2nd edition. New York: Macmillan Publishing Co.,
1973.]
DISPUTATION OF DOCTOR MARTIN LUTHER ON THE
POWER AND EFFICACY OF INDULGENCES
OCTOBER 31, 1517
Out of love for the truth and the desire to bring it to light, the following propositions will be
discussed at Wittenberg, under the presidency of the Reverend Father Martin Luther, Master
of Arts and of Sacred Theology, and Lecturer in Ordinary on the same at that place.
Wherefore he requests that those who are unable to be present and debate orally with us,
may do so by letter.
In the Name our Lord Jesus Christ. Amen.
1. Our Lord and Master Jesus Christ, when He said Poenitentiam agite [Repent (Matthew
4:17)], willed that the whole life of believers should be repentance.
2. This word cannot be understood to mean sacramental penance, i.e., confession and
satisfaction, which is administered by the priests.
EARLY MODERN ERA / 243
3. Yet it means not inward repentance only; nay, there is no inward repentance which does
not outwardly work divers mortifications of the flesh.
4. The penalty [of sin], therefore, continues so long as hatred of self continues; for this is the
true inward repentance, and continues until our entrance into the kingdom
of heaven.
5. The pope does not intend to remit, and cannot remit any penalties other than those which
he has imposed either by his own authority or by that of the Canons.
6. The pope cannot remit any guilt, except by declaring that it has been remitted by God and
by assenting to God's remission; though, to be sure, he may grant remission in cases reserved
to his judgment. If his right to grant remission in such cases were despised, the guilt would
remain entirely unforgiven.
7. God remits guilt to no one whom He does not, at the same time, humble in all things and
bring into subjection to His vicar, the priest.
8. The penitential canons are imposed only on the living, and, according to them, nothing
should be imposed on the dying.
9. Therefore the Holy Spirit in the pope is kind to us, because in his decrees he always makes
exception of the article of death and of necessity.
10. Ignorant and wicked are the doings of those priests who, in the case of the dying, reserve
canonical penances for purgatory.
11. This changing of the canonical penalty to the penalty of purgatory is quite evidently one
of the tares that were sown while the bishops slept.
12. In former times the canonical penalties were imposed not after, but before absolution, as
tests of true contrition.
13. The dying are freed by death from all penalties; they are already dead to canonical rules,
and have a right to be released from them.
14. The imperfect health [of soul], that is to say, the imperfect love, of the dying brings with
it, of necessity, great fear; and the smaller the love, the greater is the fear.
15. This fear and horror is sufficient of itself alone (to say nothing of other things) to
constitute the penalty of purgatory, since it is very near to the horror of despair.
16. Hell, purgatory, and heaven seem to differ as do despair, almost-despair, and the
assurance of safety.
17. With souls in purgatory it seems necessary that horror should grow less and love increase.
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18. It seems unproved, either by reason or Scripture, that they are outside the state of merit,
that is to say, of increasing love.
19. Again, it seems unproved that they, or at least that all of them, are certain or assured of
their own blessedness, though we may be quite certain of it.
20. Therefore by "full remission of all penalties" the pope means not actually "of all," but only
of those imposed by himself.
21. Therefore those preachers of indulgences are in error, who say that by the pope's
indulgences a man is freed from every penalty, and saved;
22. Whereas he remits to souls in purgatory no penalty which, according to the canons, they
would have had to pay in this life.
23. If it is at all possible to grant to any one the remission of all penalties whatsoever, it is
certain that this remission can be granted only to the most perfect, that is, to the very fewest.
24. It must needs be, therefore, that the greater part of the people are deceived by that
indiscriminate and high-sounding promise of release from penalty.
25. The power which the pope has, in a general way, over purgatory, is just like the power
which any bishop or curate has, in a special way, within his own diocese or parish.
26. The pope does well when he grants remission to souls [in purgatory], not by the power
of the keys (which he does not possess), but by way of intercession.
27. They preach man who say that so soon as the penny jingles into the money-box, the soul
flies out [of purgatory].
28. It is certain that when the penny jingles into the money-box, gain and avarice can be
increased, but the result of the intercession of the Church is in the power of God alone.
29. Who knows whether all the souls in purgatory wish to be bought out of it, as in the
legend of Sts. Severinus and Paschal.
30. No one is sure that his own contrition is sincere; much less that he has attained full
remission.
31. Rare as is the man that is truly penitent, so rare is also the man who truly buys
indulgences, i.e., such men are most rare.
32. They will be condemned eternally, together with their teachers, who believe themselves
sure of their salvation because they have letters of pardon.
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33. Men must be on their guard against those who say that the pope's pardons are that
inestimable gift of God by which man is reconciled to Him;
34. For these "graces of pardon" concern only the penalties of sacramental satisfaction, and
these are appointed by man.
35. They preach no Christian doctrine who teach that contrition is not necessary in those
who intend to buy souls out of purgatory or to buy confessionalia.
36. Every truly repentant Christian has a right to full remission of penalty and guilt, even
without letters of pardon.
37. Every true Christian, whether living or dead, has part in all the blessings of Christ and the
Church; and this is granted him by God, even without letters of pardon.
38. Nevertheless, the remission and participation [in the blessings of the Church] which are
granted by the pope are in no way to be despised, for they are, as I have said, the declaration
of divine remission.
39. It is most difficult, even for the very keenest theologians, at one and the same time to
commend to the people the abundance of pardons and [the need of] true contrition.
40. True contrition seeks and loves penalties, but liberal pardons only relax penalties and
cause them to be hated, or at least, furnish an occasion [for hating them].
41. Apostolic pardons are to be preached with caution, lest the people may falsely think them
preferable to other good works of love.
42. Christians are to be taught that the pope does not intend the buying of pardons to be
compared in any way to works of mercy.
43. Christians are to be taught that he who gives to the poor or lends to the needy does a
better work than buying pardons;
44. Because love grows by works of love, and man becomes better; but by pardons man
does not grow better, only more free from penalty.
45. Christians are to be taught that he who sees a man in need, and passes him by, and gives
[his money] for pardons, purchases not the indulgences of the pope, but the indignation of
God.
46. Christians are to be taught that unless they have more than they need, they are bound to
keep back what is necessary for their own families, and by no means to squander it on
pardons.
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47. Christians are to be taught that the buying of pardons is a matter of free will, and not of
commandment.
48. Christians are to be taught that the pope, in granting pardons, needs, and therefore
desires, their devout prayer for him more than the money they bring.
49. Christians are to be taught that the pope's pardons are useful, if they do not put their
trust in them; but altogether harmful, if through them they lose their fear of God.
50. Christians are to be taught that if the pope knew the exactions of the pardon-preachers,
he would rather that St. Peter's church should go to ashes, than that it should be built up with
the skin, flesh and bones of his sheep.
51. Christians are to be taught that it would be the pope's wish, as it is his duty, to give of his
own money to very many of those from whom certain hawkers of pardons cajole money,
even though the church of St. Peter might have to be sold.
52. The assurance of salvation by letters of pardon is vain, even though the commissary, nay,
even though the pope himself, were to stake his soul upon it.
53. They are enemies of Christ and of the pope, who bid the Word of God be altogether
silent in some Churches, in order that pardons may be preached in others.
54. Injury is done the Word of God when, in the same sermon, an equal or a longer time is
spent on pardons than on this Word.
55. It must be the intention of the pope that if pardons, which are a very small thing, are
celebrated with one bell, with single processions and ceremonies, then the Gospel, which is
the very greatest thing, should be preached with a hundred bells, a hundred processions, a
hundred ceremonies.
56. The "treasures of the Church," out of which the pope. grants indulgences, are not
sufficiently named or known among the people of Christ.
57. That they are not temporal treasures is certainly evident, for many of the vendors do not
pour out such treasures so easily, but only gather them.
58. Nor are they the merits of Christ and the Saints, for even without the pope, these always
work grace for the inner man, and the cross, death, and hell for the outward man.
59. St. Lawrence said that the treasures of the Church were the Church's poor, but he spoke
according to the usage of the word in his own time.
60. Without rashness we say that the keys of the Church, given by Christ's merit, are that
treasure;
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61. For it is clear that for the remission of penalties and of reserved cases, the power of the
pope is of itself sufficient.
62. The true treasure of the Church is the Most Holy Gospel of the glory and the grace of
God.
63. But this treasure is naturally most odious, for it makes the first to be last.
64. On the other hand, the treasure of indulgences is naturally most acceptable, for it makes
the last to be first.
65. Therefore the treasures of the Gospel are nets with which they formerly were wont to
fish for men of riches.
66. The treasures of the indulgences are nets with which they now fish for the riches of men.
67. The indulgences which the preachers cry as the "greatest graces" are known to be truly
such, in so far as they promote gain.
68. Yet they are in truth the very smallest graces compared with the grace of God and the
piety of the Cross.
69. Bishops and curates are bound to admit the commissaries of apostolic pardons, with all
reverence.
70. But still more are they bound to strain all their eyes and attend with all their ears, lest
these men preach their own dreams instead of the commission of the pope.
71. He who speaks against the truth of apostolic pardons, let him be anathema and accursed!
72. But he who guards against the lust and license of the pardon-preachers, let him be
blessed!
73. The pope justly thunders against those who, by any art, contrive the injury of the traffic
in pardons.
74. But much more does he intend to thunder against those who use the pretext of pardons
to contrive the injury of holy love and truth.
75. To think the papal pardons so great that they could absolve a man even if he had
committed an impossible sin and violated the Mother of God -- this is madness.
76. We say, on the contrary, that the papal pardons are not able to remove the very least of
venial sins, so far as its guilt is concerned.
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77. It is said that even St. Peter, if he were now Pope, could not bestow greater graces; this is
blasphemy against St. Peter and against the pope.
78. We say, on the contrary, that even the present pope, and any pope at all, has greater
graces at his disposal; to wit, the Gospel, powers, gifts of healing, etc., as it is written in I.
Corinthians xii.
79. To say that the cross, emblazoned with the papal arms, which is set up [by the preachers
of indulgences], is of equal worth with the Cross of Christ, is blasphemy.
80. The bishops, curates and theologians who allow such talk to be spread among the
people, will have an account to render.
81. This unbridled preaching of pardons makes it no easy matter, even for learned men, to
rescue the reverence due to the pope from slander, or even from the shrewd questionings of
the laity.
82. To wit: -- "Why does not the pope empty purgatory, for the sake of holy love and of the
dire need of the souls that are there, if he redeems an infinite number of souls for the sake of
miserable money with which to build a Church? The former reasons would be most just; the
latter is most trivial."
83. Again: -- "Why are mortuary and anniversary masses for the dead continued, and why
does he not return or permit the withdrawal of the endowments founded on their behalf,
since it is wrong to pray for the redeemed?"
84. Again: -- "What is this new piety of God and the pope, that for money they allow a man
who is impious and their enemy to buy out of purgatory the pious soul of a friend of God,
and do not rather, because of that pious and beloved soul's own
need, free it for pure love's sake?"
85. Again: -- "Why are the penitential canons long since in actual fact and through disuse
abrogated and dead, now satisfied by the granting of indulgences, as though they were still
alive and in force?"
86. Again: -- "Why does not the pope, whose wealth is to-day greater than the riches of the
richest, build just this one church of St. Peter with his own money, rather than with the
money of poor believers?"
87. Again: -- "What is it that the pope remits, and what participation does he grant to those
who, by perfect contrition, have a right to full remission and participation?"
88. Again: -- "What greater blessing could come to the Church than if the pope were to do a
hundred times a day what he now does once, and bestow on every believer these remissions
and participations?"
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89. "Since the pope, by his pardons, seeks the salvation of souls rather than money, why does
he suspend the indulgences and pardons granted heretofore, since these have equal efficacy?"
90. To repress these arguments and scruples of the laity by force alone, and not to resolve
them by giving reasons, is to expose the Church and the pope to the ridicule of their enemies,
and to make Christians unhappy.
91. If, therefore, pardons were preached according to the spirit and mind of the pope, all
these doubts would be readily resolved; nay, they would not exist.
92. Away, then, with all those prophets who say to the people of Christ, "Peace, peace," and
there is no peace!
93. Blessed be all those prophets who say to the people of Christ, "Cross, cross," and there is
no cross!
94. Christians are to be exhorted that they be diligent in following Christ, their Head,
through penalties, deaths, and hell;
95. And thus be confident of entering into heaven rather through many tribulations, than
through the assurance of peace.
[SOURCE: Project Wittenberg,
http://www.iclnet.org/pub/resources/text/wittenberg/luther/web/ninetyfive.html]
Martin Luther, Concerning Christian Liberty (1520)
(or, On the Freedom of a Christian)
One of three treatises that Luther released during the year 1520. In it, he grapples with the question of
salvation, how man is justified and whether man has free will. Intended for a wide audience, rather
than simply an academic or clerical one, it is written in a simple style, free of technical terminology,
and full of Scriptural references. It is interesting to note that Luther dedicated the work to Pope Leo X.
DEDICATORY: LETTER OF MARTIN LUTHER TO POPE LEO X
Among those monstrous evils of this age, with which I have now for three years been waging
war, I am sometimes compelled to look to you and to call you to mind, most blessed father
Leo. In truth, since you alone are everywhere considered as being the cause of my engaging
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in war, I cannot at any time fail to remember you; and although I have been compelled by
the causeless raging of your impious flatterers against me to appeal from your seat to a future
council--fearless of the futile decrees of your predecessors Pius and Julius, who in their foolish
tyranny prohibited such an action--yet I have never been so alienated in feeling from your
Blessedness as not to have sought with all my might, in diligent prayer and crying to God,
every best gift for you and for your See . . . .
I have indeed inveighed sharply against impious doctrines, and I have not been slack to
censure my adversaries on account, not of their bad morals, but of their impiety. And for this
I am so far from being sorry, that I have brought my mind to despise the judgments of men,
and to persevere in this vehement zeal, according to the example of Christ, who, in his zeal,
calls his adversaries a generation of vipers, blind, hypocrites, and children of the devil. Paul
too charges the sorcerer with being a child of the devil, full of all subtlety and all malice; and
defames certain persons as evil workers, dogs, and deceivers. In the opinion of those delicate-
eared persons, nothing could be more bitter or intemperate than Paul's language. What can
be more bitter than the words of the prophets? The ears of our generation have been made
so delicate by the senseless multitude of flatterers, that, so soon as we perceive that anything
of ours is not approved of, we cry out that we are being bitterly assailed; and when we can
repel the truth by no other pretence, we escape by attributing bitterness, impatience,
intemperance, to our adversaries. . . . Accursed is the man, who does the work of the Lord
deceitfully.
Wherefore, most excellent Leo, I beseech you to accept my vindication, made in this letter,
and to persuade yourself that I have never thought any evil concerning your person; further,
that I am one who desires that eternal blessing may fall to your lot, and that I have no
dispute with any man concerning morals, but only concerning the word of truth. In all other
things I will yield to any one, but I neither can nor will forsake and deny the Word. He who
thinks otherwise of me or has taken in my words in another sense, does not think rightly, and
has not taken in the truth.
Your See, however, which is called the Court of Rome, and which neither you nor any man
can deny to be more corrupt than any Babylon or Sodom, and quite, as I believe, of a lost,
desperate, and hopeless impiety, this I have verily abominated, and have felt indignant that
the people of Christ should be cheated under your name and the pretext of the Church of
Rome and so I have resisted, and will resist, as long as the spirit of faith shall live in me. Not
that I am striving after impossibilities, or hoping that by my labours alone, against the furious
opposition of so many flatterers, any good can be done in that most disordered Babylon, but
that I feel myself a debtor to my brethren, and am bound to take thought for them, that
fewer of them may be ruined, or that their ruin may be less complete, by the plagues of
Rome. For many years now, nothing else has overflowed from Rome into the world--as you
are not ignorant--than the laying waste of goods, of bodies, and of souls, and the worst
examples of all the worst things. These things are clearer than the light to all men; and the
Church of Rome, formerly the most holy of all churches, has become the most lawless den of
thieves, the most shameless of all brothels, the very kingdom of sin, death, and hell; so that
not even Antichrist, if he were to come, could devise any addition to its wickedness. . . . .
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Thus I come, most blessed Father, and in all abasement beseech you to put to your hand, if it
is possible, and impose a curb upon those flatterers who are enemies of peace, while they
pretend peace. But there is no reason, most blessed Father, why any one should assume that I
am to utter a recantation, unless he prefers to involve the case in still greater confusion.
Moreover, I cannot bear with laws for the interpretation of the Word of God, since the
Word of God, which teaches liberty in all other things, ought not to be bound. Saying these
two things, there is nothing which I am not able, and most heartily willing, to do or to suffer.
I hate contention; I will challenge no one; in return I wish not to be challenged; but, being
challenged, I will not be dumb in the cause of Christ my Master. . . .
Therefore, Leo my Father, beware of listening to those Sirens, who make you out to be not
simply a man, but partly a God, so that you can command and require whatever you will. It
will not happen so, nor will you prevail. You are the servant of servants, and, more than any
other man, in a most pitiable and perilous position. Let not those men deceive you, who
pretend that you are Lord of the world; who will not allow any one to be a Christian
without your authority; who babble of your having power over heaven, hell, and purgatory.
These men are your enemies and are seeking your soul to destroy it, as Isaiah says: "My
people, they that call thee blessed are themselves deceiving thee." They are in error, who
raise you above councils and the universal Church. They are in error, who attribute to you
alone the right of interpreting Scripture. All these men are seeking to set up their own
impieties in the Church under your name, and alas! Satan has gained much through them in
the time of your predecessors. . . .
In fine, that I may not approach you empty handed, Blessed Father, I bring with me this little
treatise, published under your name, as a good omen of the establishment of peace, and of
good hope. . . It is a small matter, if you look to its exterior, but, unless I mistake, it is a
summary of the Christian life put together in small compass . . . I, in my poverty, have no
other present to make you; nor do you need anything else than to be enriched by a spiritual
gift. I commend myself to your Paternity and Blessedness, whom may the Lord Jesus preserve
for ever. Amen.
Wittenberg; 6th September, 1520
CONCERNING CHRISTIAN LIBERTY
CHRISTIAN faith has appeared to many an easy thing; nay, not a few even reckon it among
the social virtues, as it were; and this they do, because they have not made proof of it
experimentally, and have never tasted of what efficacy it is. For it is not possible for any man
to write well about it, or to understand well what is rightly written, who has not at some
time tasted of its spirit, under the pressure of tribulation. While he who has tasted of it, even
to a very small extent, can never write, speak, think, or hear about it sufficiently. For it is a
living fountain, springing up unto eternal life, as Christ calls it in the 4th chapter of St. John.
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. . . . That I may open, then, an easier way for the ignorant--for these alone I am trying to
serve--I first lay down these two propositions, concerning spiritual liberty and servitude.
A Christian man is the most free lord of all, and subject to none; a Christian man is the most
dutiful servant of all, and subject to every one.
Although these statements appear contradictory, yet, when they are found to agree together,
they will be highly serviceable to my purpose. They are both the statements of Paul himself,
who says: "Though I be free from all men, yet have I made myself servant unto all" (1 Cor. ix.
19), and: "Owe no man anything, but to love one another." (Rom. xiii. 8.) Now love is by its
own nature dutiful and obedient to the beloved object. Thus even Christ, though Lord of all
things, was yet made of a woman; made under the law; at once free and a [105] servant; at
once in the form of God and in the form of a servant.
Let us examine the subject on a deeper and less simple principle. Man is composed of a
twofold nature, a spiritual and a bodily. As regards the spiritual nature, which they name the
soul, he is called the spiritual, inward, new man; as regards the bodily nature, which they
name the flesh, he is called the fleshly, outward, old man. The Apostle speaks of this:
"Though our outward man perish, yet the inward man is relieved day by day." (2 Cor. iv. 16.)
The result of this diversity is, that in the Scriptures opposing statements are made concerning
the same man; the fact being that in the same man these two men are opposed to one
another; the flesh lusting against the spirit, and the spirit against the flesh. (Gal. v. 17.)
We first approach the subject of the inward man, that we may see by what means a man
becomes justified, free, and a true Christian; that is, a spiritual, new, and inward man. It is
certain that absolutely none among outward things, under whatever name they may be
reckoned, has any weight in producing a state of justification and Christian liberty, nor, on
the other hand an unjustified state and one of slavery. This can be shown by an easy course
of argument.
What can it profit the soul, that the body should be in good condition, free, and full of life;
that it should eat, drink, and act according to its pleasure; when even the most impious slaves
of every kind of vice are prosperous in these matters ? Again, what harm can ill-health,
bondage, hunger, thirst, or any other outward evil, do to the soul, when even the most pious
of men, and the freest in the purity of their conscience are harassed by these things? Neither
of these states of things has to do with the liberty or the slavery of the soul.
And, to cast everything aside, even speculations, meditations and whatever things can be
performed by the exertions of the soul itself, are of no profit. One thing, and one alone, is
necessary for life, justification, and Christian liberty; and that is the most holy word of God,
the Gospel of Christ, as He says: "I am the resurrection and the life; he that believeth in me
shall not die eternally " (John xi. 25) ; and also (John viii. 36) "If the Son shall make you free,
ye shall be free indeed;" and (Matt. iv. 4), "Man shall not live by bread alone, but by every
word that proceedeth out of the mouth of God."
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Let us therefore hold it for certain and firmly established, that the soul can do without
everything, except the word of God, without which none at all of its wants are provided for.
But, having the word, it is rich and want for nothing; since that is the word of life, of truth,
of light, of peace, of justification, of salvation, of joy, of liberty, of wisdom, of virtue, of
grace, of glory, and of every good thing. It is on this account that the prophet in a whole
psalm (Ps. cxix.), and in many other places, sighs for and calls upon the word of God with so
many groanings and words.
Again, there is no more cruel stroke of the wrath of God than when He sends a famine of
hearing His words (Amos viii. 11); just as there is no greater favour from Him than the
sending forth of His word, as it is said: "He sent his word and healed them, and delivered
them from their destructions." (Ps. cvii. 20.) Christ was sent for no other office than that of
the word, and the order of apostles, that of bishops, and that of the whole body of the
clergy, have been called and instituted for no object but the ministry of the word.
But you will ask:--"What is this word, and by what means is it to be used, since there are so
many words of God?" I answer, the Apostle Paul (Rom. i.) explains what it is, namely, the
Gospel of God, concerning His Son, incarnate, suffering, risen, and glorified through the
Spirit, the sanctifier. To preach Christ is to feed the soul, to justify it, to set it free, and to save
it, if it believes the preaching. For faith alone, [107] and the efficacious use of the word of
God, bring salvation. "If thou shalt confess with thy mouth the Lord Jesus, and shalt believe in
thine heart that God hath raised him from the dead, thou shalt be saved." (Rom. x. 9.) And
again: "Christ is the end of the law for righteousness to every one that believeth" (Rom. x. 4);
and "The just shall live by faith." (Rom. i. 17.) For the word of God cannot be received and
honoured by any works, but by faith alone. Hence it is clear that, as the soul needs the word
alone for life and justification, so it is justified by faith alone and not by any works. For if it
could be justified by any other means, it would have no need of the word, nor consequently
of faith.
But this faith cannot consist at all with works; that is, if you imagine that you can be justified
by those works, whatever they are, along with it. For this would be to halt between two
opinions, to worship Baal, and to kiss the hand to him, which is a very great iniquity, as Job
says. Therefore, when you begin to believe, you learn at the same time that all that is in you
is utterly guilty, sinful, and damnable; according to that saying: "All have sinned, and come
short of the glory of God." (Rom. iii. 23.) And also: "There is none righteous, no, not one;
they are all gone out of the way; they are together become unprofitable; there is none that
doeth good, no, not one." (Rom. iii. 10-12.) When you have learnt this, you will know that
Christ is necessary for you, since He has suffered and risen again for you, that, believing on
Him, you might by this faith become another man, all your sins being remitted, and you
being justified by the merits of another, namely, of Christ alone.
Since then this faith can reign only in the inward man, as it is said: "With the heart man
believeth unto righteousness" (Rom. x. 10); and since it alone justifies, it is evident that by no
outward work or labour can the inward man be at all justified, made free, and saved; and
that no works whatever have any relation to him. And so, on the other hand, it is solely by
impiety and incredulity of heart that he becomes guilty, and a slave of sin, deserving
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condemnation; not by any outward sin or work. Therefore the first care of every Christian
ought to be, to lay aside all reliance on works, and strengthen his faith alone more and more,
and by it grow in [108] the knowledge, not of works, but of Christ Jesus, who has suffered
and risen again for him; as Peter teaches, when he makes no other work to be a Christian
one. Thus Christ, when the Jews asked Him what they should do that they might work the
works of God, rejected the multitude of works, with which He saw that they were puffed up,
and commanded them one thing only, saying: "This is the work of God, that ye believe on
him whom He hath sent, for him hath God the Father sealed." (John vi. 27, 29.)
Hence a right faith in Christ is an incomparable treasure, carrying with it universal salvation,
and preserving from all evil, as it is said: "He that believeth and is baptized shall be saved; but
he that believeth not shall be damned." (Mark xvi. 16.) Isaiah, looking to this treasure,
predicted: "The consumption decreed shall overflow with righteousness. For the Lord God of
hosts shall make a consumption, even determined, in the midst of the land." (Is. x. 22, 23.) As
if he said:--"Faith, which is the brief and complete fulfilling of the law, will fill those who
believe with such righteousness, that they will need nothing else for justification." Thus too
Paul says: "For with the heart man believeth unto righteousness." (Rom. x. 10.)
But you ask how it can be the fact that faith alone justifies, and affords without works so
great a treasure of good things, when so many works, ceremonies, and laws are prescribed to
us in the Scriptures. I answer: before all things bear in mind what I have said, that faith alone
without works justifies, sets free, and saves, as I shall show more clearly below.
Meanwhile it is to be noted, that the whole Scripture of God is divided into two parts,
precepts and promises. The precepts certainly teach us what is good, but what they teach is
not forthwith done. For they show us what we ought to do, but do not give us the power to
do it. They were ordained, however, for the purpose of showing man to himself; that
through them he may learn his own impotence for good, and may despair of his own
strength. For this reason they are called the Old Testament, and are so. . . . .
Now when a man has through the precepts been taught his own impotence, and become
anxious by what means he may satisfy the law--for the law must be satisfied, so that no jot or
tittle of it may pass away; otherwise he must be hopelessly condemned--then, being truly
humbled and brought to nothing in his own eyes, he finds in himself no resource for
justification and salvation.
Then comes in that other part of Scripture, the promises of God, which declare the glory of
God, and say: "If you wish to fulfil the law, and, as the law requires, not to covet, lo! believe
in Christ, in whom are promised to you grace, justification, peace, and liberty." All these
things you shall have, if you believe, and shall be without them, if you do not believe. For
what is impossible for you by all the works of the law, which are many and yet useless, you
shall fulfil in an easy and summary way through faith; because God the Father has made
everything to depend on faith, so that whosoever has it, has all things, and he who has it not,
has nothing. "For God hath concluded them all in unbelief, that He might have mercy upon
all." (Rom. xi. 32.) Thus the promises of God give that which the precepts exact, and, fulfil
what the law commands; so that all is of God alone, both the precepts and their fulfilment.
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He alone commands. He alone also fulfils. Hence the promises of God belong to the New
Testament; nay, are the New Testament.
Now since these promises of God are words of holiness, truth, righteousness, liberty, and
peace, and are full of universal goodness; the soul, which cleaves to them with a firm faith, is
so united to them, nay, thoroughly absorbed by them, that it not only partakes in, but is
penetrated and saturated by, all their virtue. For if the touch of Christ was healing, how much
more does that most tender spiritual touch, nay, absorption of the word, communicate to the
soul all that belongs to the word. In this way, therefore, the soul, through faith alone, [110]
without works, is from the word of God justified, sanctified, endued with truth, peace, and
liberty, and filled full with every good thing, and is truly made the child of God; as it is said:
"To them gave he power to become the sons of God, even to them that believe on his
name." (John i. 12.) . . . .
Thus the believing soul, by the pledge of its faith in Christ, becomes free from all sin, fearless
of death, safe from hell, and endowed with the eternal righteousness, life, and salvation of its
husband Christ. Thus he presents to himself a glorious bride, without spot or wrinkle,
cleansing her with the washing of water by the word; that is, by faith in the word of life,
righteousness, and salvation. Thus he betrothes her unto [113] himself "in faithfulness, in
righteousness, and in judgment, and in lovingkindness, and in mercies." (Hosea ii. 19, 20.) . . .
. . . Hence all we who believe on Christ are kings and priests in Christ, as it is said: "Ye are a
chosen generation, a royal priesthood, an holy nation, a peculiar people; that ye should shew
forth the praises of him who hath called you out of darkness into his marvellous light." (1 Pet.
ii. 9.)
These two things stand thus. First, as regards kingship, [115] every Christian is by faith so
exalted above all things, that, in spiritual power, he is completely lord of all things; so that
nothing whatever can do him any hurt; yea, all things are subject to him, and are compelled
to be subservient to his salvation. Thus Paul says: "All things work together for good to them
who are the called" (Rom. viii. 28 ); and also; "Whether life, or death, or things present, or
things to come: all are yours; and ye are Christ's. (I Cor. iii. 22, 23.)
Not that in the sense of corporeal power any one among Christians has been appointed to
possess and rule all things, according to the mad and senseless idea of certain ecclesiastics.
That is the office of kings, princes, and men upon earth. In the experience of life we see that
we subjected to all things, and suffer many things, even death. Yea, the more of a Christian
any man is, to so many the more evils, sufferings, and deaths is he subject; as we see in the
first place in Christ the first-born, and in all His holy brethren.
This is a spiritual power, which rules in the midst of enemies, and is powerful in the midst of
distress. And this is nothing else than that strength is made perfect in my weakness, and that I
can turn all things to the profit of my salvation; so that even the cross and death are
compelled to serve me and to work together for my salvation. This is a lofty and eminent
dignity, a true and almighty dominion, a spiritual empire, in which there is nothing so good,
nothing so bad, as not to work together for my good, if only I believe. And yet there is
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nothing of which I have need--for faith alone suffices for my salvation--unless that, in it, faith
may exercise the power and empire of its liberty. This is the inestimable power and liberty of
Christians.
Nor are we only kings and the freest of all men, but also priests for ever, a dignity far higher
than kinship, because by that priesthood we are worthy to appear before God, to pray for
others, and to teach one another mutually the things which are of God. For these are the
duties of priests, and they cannot possibly be permitted to any unbeliever. Christ has
obtained for us this favour, if we believe in Him, that, just as we are His brethren, and co-
heirs and fellow kings with Him, so we should be also fellow priests with Him, and venture
with confidence, through the spirit of faith, to come into the presence of God, [116] and cry
"Abba, Father! " and to pray for one another, and to do all things which we see done and
figured in the visible and corporeal office of priesthood. But to an unbelieving person nothing
renders service or works for good. He himself is in servitude to all things, and all things turn
out for evil to him, because he uses all things in an impious way for his own advantage. and
not for the glory of God. And thus he is not a priest, but a profane person, whose prayers are
turned into sin; nor does he ever appear in the presence of God, because God does not hear
sinners. . . .
From these considerations any one may clearly see how a Christian man is free from all
things; so that he needs no works in order to be justified and saved, but receives these gifts in
abundance from faith alone. Nay, were he so foolish as to pretend to be justified, set free,
saved, and made a Christian, by means of any good work, he would immediately lose faith
with all its benefits. . . .
Here you will ask: "If all who are in the Church are priests by what character are those,
whom we now call priests, to be distinguished from the laity? " I reply: By the use of these
words, "priest," "clergy," "spiritual person," "ecclesiastic," an injustice has been done, since they
have been transferred from the remaining body of Christians to those few, who are now, by
a hurtful custom, called ecclesiastics. For Holy Scripture makes no distinction between them,
except that those, who are now boastfully called popes, bishops, and lords, it calls ministers,
servants, and stewards, who are to serve the rest in the ministry of the Word, for teaching the
faith of Christ [117] and the liberty of believers. For though it is true that we are all equally
priests, yet we cannot, nor, if we could, ought we all to minister and teach publicly. Thus
Paul says "Let a man so account of us as of the ministers of Christ, and stewards of the
mysteries of God." (1 Cor. iv. 1.)
This bad system has now issued in such a pompous display of power, and such a terrible
tyranny, that no earthly government can be compared to it, as if the laity were something
else than Christians. Through this perversion of things it has happened that the knowledge of
Christian grace, of faith, of liberty, and altogether of Christ, has utterly perished, and has
been succeeded by an intolerable bondage to human works and laws; and, according to the
Lamentations of Jeremiah, we have become the slaves of the vilest men on earth, who abuse
our misery to all the disgraceful and ignominious purposes of their own will. . . .
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And now let us turn to the other part, to the outward man. . . . . Although, as I have said,
inwardly, and according to the spirit, a man is amply enough justified by faith, having all that
lie requires to have, except that this very faith and abundance ought to increase from day to
day, even till the future life; still he remains in this mortal life upon earth, in which it is
necessary that he should rule his own body, and have intercourse with men. Here then works
begin; here he must not take his ease; here he must give heed to exercise his body by fastings,
watchings, labour, and other moderate discipline, so that it may be subdued to the spirit, and
obey and conform itself to the inner man and faith, and not rebel against them nor hinder
them, as is its nature to do if it is not kept under. For the inner man, being conformed to
God, and created after the image of God through faith, rejoices and delights itself in Christ, in
whom such blessings have been conferred on it; and hence has only this task before it, to
serve God with joy and for naught in free love.
In doing this he offends that contrary will in his own flesh, which is striving to serve the
world, and to seek its own gratification. This the spirit of faith cannot and will not bear; but
applies itself with cheerfulness and zeal to keep it down and restrain it; as Paul says: "I delight
in the law of God after the inward man; but I see another law in my members, warring
against the law of my mind, and bringing me into captivity to the law of sin." (Rom. vii. 22,
23.) And again: "I keep under my body, and bring it into subjection, lost that by any means,
when I have preached to others, I myself should be a castaway." (1 Cor. ix. 27.) And: "They
that are Christ's have crucified the flesh with the affections and lusts." (Gal. v. 24.) . . . . .
From all this it is easy to perceive on what principle good works are to be cast aside or
embraced, and by what rule all teachings put forth concerning works are to be understood.
For if works are brought forward as grounds of justification, and are done under the false
persuasion that we can pretend to be justified by them, they lay on us the yoke of necessity,
and extinguish liberty along with faith, and by this very addition to their use, they become no
longer good, but really worthy of condemnation. For such works are not free, but blaspheme
the grace of God, to which alone it belongs to justify and save through faith. Works cannot
accomplish this, and yet, with impious presumption, through our folly, they take it on
themselves to do so; and thus break in with violence upon the office and glory of grace.
We do not then reject good works; nay, we embrace them and teach them in the highest
degree. It is not on their own account that we condemn them, but on account of this impious
addition to them, and the perverse notion of seeking justification by them. These things cause
them to be only good in outward show, but in reality not good; since by them men are
deceived and deceive others, like ravening wolves in sheep's clothing.
Now this Leviathan, this perverted notion about works, is invincible, when sincere faith is
wanting. For those sanctified [124] doers of works cannot but hold it, till faith, which
destroys it, comes and reigns in the heart. Nature cannot expel it by her own power; nay,
cannot even see it for what it is, but considers it as a most holy will. And when custom steps
in besides, and strengthens this pravity of nature, as has happened by means of impious
teachers, then the evil is incurable, and leads astray multitudes to irreparable ruin. Therefore,
though it is good to preach and write about penitence, confession, and satisfaction, yet if, we
stop there, and do not go on to teach faith, such teaching is without doubt deceitful and
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devilish. For Christ, speaking by His servant John, not only said : "Repent ye;" but added: "for
the kingdom of heaven is at hand." (Matt. iii. 2.) . . . .
Here is the truly Christian life; here is faith really working by love; when a man applies
himself with joy and love to the works of that freest servitude, in which he serves others
voluntarily and for naught; himself abundantly satisfied in the fulness and riches of his own
faith. . . .
Lo! my God, without merit on my part, of His pure and free mercy, has given to me, an
unworthy, condemned, and contemptible creature, all the riches of justification and salvation
in Christ, so that I no longer am in want of anything, except of faith to believe that this is so.
For such a Father then, who has overwhelmed me with these inestimable riches of His, why
should I not freely, cheerfully, and with my whole heart and from voluntary zeal, do all that
I know will be pleasing to Him, and acceptable in His sight? I will therefore give myself, as a
sort of Christ, to my neighbor, as Christ has given Himself to me; and will do nothing in this
life, except what I see will be needful, advantageous, and wholesome for my neighbor, since
by faith I abound in all good things in Christ.
Thus from faith flow forth love and joy in the Lord, and from love a cheerful, willing, free
spirit, disposed to serve our neighbor voluntarily, without taking any account of gratitude or
ingratitude, praise or blame, gain or loss. Its object is not to lay men under obligations, nor
does it distinguish between friends and enemies, or look to gratitude or ingratitude, but most
freely and willingly spends itself and its goods, whether it loses them through ingratitude, or
gains good will. For thus did its Father, distributing all things to all men abundantly and
freely; making His sun to rise upon the just and the unjust. . . . .
Who then can comprehend the riches and glory of the Christian life? It can do all things, has
all things, and is in want of nothing; is lord over sin, death, and hell, and at tile same time is
the obedient and useful servant of all. But alas! it is at this day unknown throughout the
world; it is neither preached nor sought after, so that we are quite ignorant about our own
name, why we are and are called Christians. We are certainly called so from Christ, who is
not absent, but dwells among us, provided, that is, that we believe in Him, and are
reciprocally and mutually one the Christ of the other, doing to our neighbor as Christ does to
us. But now, in the doctrine of men, we are taught only to seek after merits, rewards, and
things which are already ours, and we have made of Christ a taskmaster far more severe than
Moses. . . . .
Such are the works which Paul inculcated; that Christians should be subject to principalities
and powers, and ready to every good work (Tit. iii. 1); not that they may be justified by
these things, for they are already justified by faith, but that in liberty of spirit they may thus
be the servants of others, and subject to powers, obeying their will out of gratuitous love.
[130] Such too ought to have been the works of all colleges, monasteries, and priests; every
one doing the works of his own profession and state of life, not in order to be justified by
them, but in order to bring his own body into subjection, as an example to others, who
themselves also need to keep under their bodies; and also in order to accommodate himself
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to the will of others, out of free love. But we must always guard most carefully against any
vain confidence or presumption of being justified, gaining merit, or being saved by these
works; this being the part of faith alone, as I have so often said.
Any man possessing this knowledge may easily keep clear of danger among those
innumerable commands and precepts of the Pope, of bishops, of monasteries, of churches, of
princes, and of magistrates, which some foolish pastors urge on us as being necessary for
justification and salvation, calling them precepts of the Church, when they are not so at all.
For the Christian freeman will speak thus: I will fast, I will pray, I will do this or that, which is
commanded me by men, not as having any need of these things for justification or salvation,
but that I may thus comply with the will of the Pope, of the bishop, of such a community or
such a magistrate, or of my neighbor as an example to him; for this cause I will do and suffer
all things, just as Christ did and suffered much more for me, though He needed not at all to
do so on His own account, and made Himself for my sake under the law, when he was not
under the law. And although tyrants may do me violence or wrong in requiring obedience to
these things, yet it will not hurt me to do them, so long as they are not done against God.
From all this every man will be able to attain a sure judgment and faithful discrimination
between all works and laws, and to know who are blind and foolish pastors, and who are
true and good ones. For whatsoever work is not directed to the sole end, either of keeping
under the body, or of doing service to our neighbor--provided he require nothing contrary to
the will of God--is no good or Christian work. Hence I greatly fear that at this day few or no
colleges, monasteries, altars, or ecclesiastical functions are Christian ones . . . .
We give this rule: the good things which we have from God ought to flow from one to
another, and become common to all, so that every one of us may, as it were, put on his
neighbor, and so behave towards him its if he were himself in his place. They flowed and do
flow from Christ to us; he put us on, and acted for us as if he himself were what we are.
From us they flow to those who have need of them; so that my faith and righteousness ought
to be laid down before God as a covering and intercession for the sins of my neighbor, which
I am to take on myself, and so labour and endure servitude in them, as if they were my own;
for thus has Christ done for us. This is true love and the genuine truth of Christian life. But
only there is it true and genuine, where there is true and genuine faith. . . . .
Finally, for the sake of those to whom nothing can be stated so well but that they
misunderstand and distort it, we must add a word, in case they can understand even that.
There are very many persons, who, when they hear of this liberty of faith, straightway turn it
into an occasion of licence. They think that everything is now lawful for them, and do not
choose to show themselves free men and Christians in any other way than by their contempt
and reprehension of ceremonies, of traditions of human laws; as if they were Christians
merely because they refuse to fast on stated days, or eat flesh when others fast, or omit the
customary prayers; scoffing at the precepts of men, but utterly passing over all the rest that
belongs to the Christian religion. On the other hand, they are most pertinaciously resisted by
those who strive after salvation solely by their observance of and reverence for ceremonies;
as if they would be saved merely because they fast on stated days, or abstain from flesh, or
make formal prayers talking loudly of the precepts of the Church and of the Fathers, and not
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caring a straw about those things which belong to our genuine faith. Both these parties are
plainly culpable, in that, while they neglect matters which are of weight and necessary for
salvation, they contend noisily about such as are without weight and not necessary . . . .
It is not from works that we are set free by the faith of Christ, but from the belief in works,
that is, from foolishly presuming to seek justification through works. Faith redeems our
consciences, makes them upright and preserves them, since by it we recognise the truth that
justification does not depend on our works, although good works neither can nor ought to
be wanting to it; just as we cannot exist without food and drink and all the functions of this
mortal body. Still it is not on them that our justification is based, but on faith; and yet they
ought not on that account to be despised or neglected. Thus in this world we are compelled
by the needs of this bodily life; but we are not hereby justified. "My kingdom is not hence,
nor of this world," says Christ; but He does not say: "My kingdom is not here, nor in this
world." Paul too says "Though we walk in the flesh, we do not war after the flesh" (2 Cor. x.
3); and: "The life which I now live in the flesh I live by the faith of the Son of God." (Gal. ii.
20.) Thus our doings, life, and being, in works and ceremonies, are done from the necessities
of this life, and with the motive of governing our bodies; but yet we are not justified by these
things, but by the faith of the Son of God.
The Christian must therefore walk in the middle path, and met these two classes of men
before his eyes. He may meet with hardened and obstinate ceremonialists, who, like deaf
adders, refuse to listen to the truth of liberty, and cry up, enjoin, and urge on us their
ceremonies, as if they could justify us without faith. Such were the Jews of old, who would
not understand, that they might act well. These men we must resist, do just the contrary to
what they do, and be bold to give them offence; lest by this impious notion of theirs they
should [134] deceive many along with themselves. In the sight of these men it is expedient to
eat flesh, to break fasts, and to do in behalf of the liberty of faith things which they hold to
be the greatest sins. . . . . Christ defended the Apostles, who had plucked ears of corn on the
Sabbath day; and many like instances.
Or else we may meet with simple-minded and ignorant persons, weak in the faith, as the
Apostle calls them, who are as yet unable to apprehend that liberty of faith, even if willing to
do so. These we must spare, lest they should be offended. We must bear with their infirmity,
till they shall be more fully instructed. For since these men do not act thus from hardened
malice, but only from weakness of faith, therefore, in order to avoid giving them offence, we
must keep fasts and do other things which they consider necessary. This is required of us by
charity, which injures no one, but serves all men. It is not the fault of these persons that they
are weak, but that of their pastors, who by the snares and weapons of their own traditions
have brought them into bondage, and wounded their souls, when they ought to have been
set free and healed by the teaching of faith and liberty. . . .
Thus, though we ought boldly to resist those teachers of tradition, and though those laws of
the pontiffs, by which they make aggressions on the people of God, deserve sharp reproof,
yet we must spare the timid crowd, who are held captive by the laws of those impious
tyrants, till they are set free. Fight vigorously against the wolves, but on behalf of the sheep,
not against the sheep. And this you may do by inveighing against the laws and lawgivers, and
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yet at the same time observing these laws with the weak, lest they be offended; until they
shall themselves recognise the tyranny as such, and understand their own liberty. If you wish
to use your liberty, [135] do it secretly, as Paul says: "Hast thou faith? have it to thyself before
God." (Rom. xiv. 22) But take care not to use it in the presence of the weak. On the other
hand, in the presence of tyrants and obstinate opposers, use your liberty in their despite, and
with, the utmost pertinacity, that they too may understand that they themselves are tyrants,
and their laws useless for justification; nay, that they had not right to establish such laws. . . .
Thus too we do not contemn works and ceremonies; nay, we set the highest value on them;
but we contemn the belief in works, which no one should consider to constitute true
righteousness; as do those hypocrites who employ and throw away their whole life in the
pursuit of works, and yet never attain to that for the sake of which the works are done. As
the Apostle says, they are "ever learning, and never able to come to the knowledge of the
truth." (2 Tim. iii. 7). They appear to wish to build, they make preparations, and yet they
never do build; and thus they continue in a show of godliness, but never attain to its power.
Meanwhile they please themselves with this zealous pursuit, and even dare to judge all
others, whom they do not see adorned with such a glittering display of works; while, if they
had been imbued with faith, they might have done great things for their [137] own and
others' salvation, at the same cost which they now waste in abuse of the gifts of God. But
since human nature and natural reason, as they call it, are naturally superstitious, and quick to
believe that justification can be attained by any laws or works proposed to them; and since
nature is also exercised and confirmed in the same view by the practice of all earthly
lawgivers, she can never, of her own power, free herself from this bondage to works, and
come to a recognition of the liberty of faith.
We have therefore need to pray that God will lead us, and make us taught of God, that is,
ready to learn from God; and will Himself, as He has promised, write His law in our hearts;
otherwise there is no hope for us. For unless He himself teach us inwardly this wisdom
hidden in a mystery, nature cannot but condemn it and judge it to be heretical. She takes
offence at it and it seems folly to her; just as we see that it happened of old in the case of the
prophets and apostles; and just as blind and impious pontiffs, with their flatterers, do now in
my case and that of those who are like me; upon whom, together with ourselves, may God
at length have mercy, and lift up the light of His countenance upon them, that we may know
His way upon earth and His saving health among all nations, Who is blessed for evermore.
Amen. In the year of the Lord MDXX.
[SOURCE: Excerpted from the Internet Modern History Sourcebook,
http://www.fordham.edu/HALSALL/mod/luther-freedomchristian.html]
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John Calvin, Institutes of the Christian Religion (1536)
The second great Protestant reformer was John Calvin (1509-1564), who came a generation after
Luther. Calvin was born in France but spent the bulk of his career in Geneva (in modern-day
Switzerland), which he turned into a godly city that for a time, at least, was the marvel of Europe. As
a young man, Calvin studied law at the University of Paris, but was soon attracted to theology. In
1536, he wrote the Institutes of the Christian Religion, which contained the essentials of Calvinism, or
the Reformed Church. Calvinism had an enormous impact upon France and England in particular, and
influenced regions in Germany and Switzerland. Calvinism in its fully articulated form was dynamic—
in fact, by the end of the 16th century, Calvinism was spreading much more quickly than other forms of
Protestantism, such as Lutheranism. Some of North America’s first colonists, the Pilgrims, were
Calvinist, so that Calvinism in its Puritan form strongly influenced the early development of the British
North American colonies—those that would join together to become the United States of America.
[See Harold J. Grimm, The Reformation Era, 2nd
edition, New York: Macmillan, 1973]
John Calvin's great theological work, the Institutes of the Christian Religion was published, and
expanded, in a number of Latin and French editions. (In fact it was among the first serious texts to be
published in French). The first edition was published in 1536 and the final, definitive edition in 1559.
The text below is from the chapter on predestination. The emphasis on this doctrine (double
predestination) became one of the distinctive marks of Calvinism. [Source: Internet Modern History
Sourcebook, http://www.fordham.edu/halsall/mod/calvin-predest.html
THE covenant of life not being equally preached to all, and among those to whom it is
preached not always finding the same reception, this diversity discovers the wonderful depth
of the Divine judgment. Nor is it to be doubted that this variety also follows, subject to the
decision of God's eternal election. If it be evidently the result of the Divine will, that salvation
is freely offered to some, and others are prevented from attaining it--this immediately gives
rise to important and difficult questions, which are incapable of any other explication, than
by the establishment of pious minds in what ought to be received concerning election and
predestination--a question, in the opinion of many, full of perplexity; for they consider
nothing more unreasonable, than that, of the common mass of mankind, some should be
predestinated to salvation, and others to destruction. But how unreasonably they perplex
themselves will afterwards appear from the sequel of our discourse. Besides, the very
obscurity which excites such dread, not only displays the utility of this doctrine, but shows it
to be productive of the most delightful benefit. We shall never be clearly convinced as we
ought to be, that our salvation flows from the fountain of God's free mercy, till we are
acquainted with His eternal election, which illustrates the grace of God by this comparison,
that He adopts not all promiscuously to the hope of salvation, but gives to some what He
refuses to others.
Ignorance of this principle evidently detracts from the Divine glory, and diminishes real
humility. But according to Paul, what is so necessary to be known, never can be known,
unless God, without any regard to works, chooses those whom He has decreed. "At this
present time also, there is a remnant according to the election of grace. And if by grace, then
it is no more of works; otherwise, grace is no more grace. But if it be of works, then it is no
more grace; otherwise, work is no more work." If we need to be recalled to the origin of
election, to prove that we obtain salvation from no other source than the mere goodness of
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God, they who desire to extinguish this principle, do all they can to obscure what ought to
be magnificently and loudly celebrated, and to pluck up humility by the roots. In ascribing
the salvation of the remnant of the people to the election of grace, Paul clearly testifies, that
it is then only known that God saves whom upon which there can be no claim. They who
shut the gates to prevent anyone from presuming to approach and taste this doctrine, do no
less injury to man than to God; for nothing else will be sufficient to produce in us suitable
humility, or to impress us with a due sense of our great obligations to God. Nor is there any
other basis for solid confidence, even according to the authority of Christ, who, to deliver us
from all fear, and render us invincible amidst so many dangers, snares, and deadly conflicts,
promises to preserve in safety all whom the Father has committed to His care.
Whence we infer, that they who know not themselves to be God's peculiar people will be
tortured with continual anxiety; and therefore, that the interest of all believers, as well as
their own, is very badly consulted by those who, blind to the three advantages we have
remarked, would wholly remove the foundation of our salvation. And hence the Church rises
to our view, which otherwise, as Bernard justly observes, could neither be discovered nor
recognized among creatures, being in two respects wonderfully concealed in the bosom of a
blessed predestination, and in the mass of a miserable damnation. But before I enter on the
subject itself, I must address some preliminary observations to two sorts of persons. The
discussion of predestination--a subject of itself rather intricate--is made very perplexed, and
therefore dangerous, by human curiosity, which no barriers can restrain from wandering into
forbidden labyrinths, and soaring beyond its sphere, as if determined to leave none of the
Divine secrets unscrutinized or unexplored. As we see multitudes everywhere guilty of this
arrogance and presumption, and among them some who are not censurable in other respects,
it is proper to admonish them of the bounds of their duty on this subject. First, then, let them
remember that when they inquire into predestination, they penetrate the inmost recesses of
Divine wisdom, where the careless and confident intruder will obtain no satisfaction to his
curiosity, but will enter a labyrinth from which he will find no way to depart. For it is
unreasonable that man should scrutinize with impunity those things which the Lord has
determined to be hidden in himself; and investigate, even from eternity, that sublimity of
wisdom which God would have us to adore and not comprehend, to promote our
admiration of His glory. The secrets of His will which He determined to reveal to us, He
discovers in His word; and these are all that He foresaw would concern us or conduce to our
advantage.
II. "We are come into the way of faith," says Augustine; "let us constantly pursue it. It
conducts into the king's palace, in which are hidden all the treasures of wisdom and
knowledge. For the Lord Christ Himself envied not His great and most select disciples when
He said, 'I have many things to say unto you, but ye cannot bear them now.' We must talk,
we must improve, we must grow, that our hearts may be able to understand those things of
which we are at present incapable. If the last day finds us improving, we shall then learn
what we never could learn in the present state." If we only consider that the word of the
Lord is the only way to lead us to an investigation of all that ought to be believed concerning
Him, and the only light to enlighten us to behold all that ought to be seen of Him, this
consideration will easily restrain and preserve us from all presumption.
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For we shall know that when we have exceeded the limits of the word, we shall get into a
devious and darksome course, in which errors, slips, and falls, will often be inevitable. Let us,
then, in the first place, bear in mind, that to desire any other knowledge of predestination
than what is unfolded in the word of God, indicates as great folly, as a wish to walk through
unpassable roads, or to see in the dark. Nor let us be ashamed to be ignorant of some things
relative to a subject in which there is a kind of learned ignorance. Rather let us abstain with
cheerfulness from the pursuit of that knowledge, the affectation of which is foolish,
dangerous, and even fatal. But if we are stimulated by the wantonness of intellect, we must
oppose it with a reflection calculated to repress it, that as "it is not good to eat much honey,
so for men to search their own glory, is not glory." For there is sufficient to deter us from that
presumption, which can only precipitate us into ruin.
III. Others, desirous of remedying this evil, will have all mention of predestination to be as it
were buried; they teach men to avoid every question concerning it as they would a precipice.
Though their moderation is to be commended, in judging that mysteries ought to be handled
with such great sobriety, yet, as they descend too low, they have little influence on the mind
of man, which refuses to submit to unreasonable restraints. To observe, therefore, the
legitimate boundary on this side also, we must recur to the word of the Lord, which affords a
certain rule for the understanding. For the Scripture is the school of the Holy Spirit, in which,
as nothing necessary and useful to be known is omitted, so nothing is taught which is not
beneficial to know. Whatever, therefore, is declared in the Scripture concerning
predestination, we must be cautious not to withhold from believers, lest we appear either to
defraud them of the favor of their God, or to reprove and censure the Holy Spirit for
publishing what it would be useful by any means to suppress. Let us, I say, permit the
Christian man to open his heart and his ears to all the discourses addressed to him by God,
only with this moderation, that as soon as the Lord closes his sacred mouth, he shall also
desist from further inquiry. This will be the best barrier of sobriety, if in learning we not only
follow the leadings of God, but as soon as he ceases to teach, we give up our desire of
learning. Nor is the danger they dread, sufficient to divert our attention from the oracles of
God. It is a celebrated observation of Solomon, that "it is the glory of God to conceal a
thing." But, as both piety and common sense suggest that this is not to be understood
generally of every thing, we must seek for the proper distinction, lest we content ourselves
with brutish ignorance under the pretext of modesty and sobriety. Now, this distinction is
clearly expressed in a few words by Moses: "The secret things," he says, "belong unto the Lord
our God; but those things which are revealed belong unto us, and to our children forever,
that we may do all the words of this law." For we see how he enforces on the people
attention to the doctrine of the law only by the celestial decree, because it pleased God to
promulgate it; and restrains the same people within those limits with this single reason, that it
is not lawful for mortals to intrude into the secrets of God.
IV. Profane persons, I confess, suddenly lay hold of something relating to the subject of
predestination, to furnish occasion for objections, cavils, reproaches, and ridicule. But if we
are frightened from it by their impudence, all the principal articles of the faith must be
concealed, for there is scarcely one of them which such persons as these leave unviolated by
blasphemy. The refractory mind will discover as much insolence, on hearing that there are
three persons in the Divine essence, as on being told, that when God created man, He
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foresaw what would happen concerning him. Nor will they refrain from derision on being
informed that little more than five thousand years have elapsed since the creation of the
world. They will ask why the power of God was so long idle and asleep. Nothing can be
advanced which they will not endeavor to ridicule. Must we, in order to check these
sacrileges, say nothing of the Divinity of the Son and Spirit, or pass over in silence the
creation of the world? In this instance, and every other, the truth of God is too powerful to
dread the detraction of impious men; as is strenuously maintained by Augustine, in his treatise
on the Perseverance of the Faithful. We see the false apostles, with all their defamation and
accusation of the true doctrine of Paul, could never succeed to make him ashamed of it. Their
assertion, that all this discussion is dangerous to pious minds, because it is inconsistent with
exhortations, shakes their faith, and disturbs and discourages the heart itself, is without any
foundation. Augustine admits, that he was frequently blamed, on these accounts, for
preaching predestination too freely; but he readily and amply refutes them.
But as many and various absurdities are crowded upon us here, we prefer reserving every
one to be refuted in its proper place. I only desire this general admission, that we should
neither scrutinize those things which the Lord has left concealed, nor neglect those which He
has openly exhibited, lest we be condemned for excessive curiosity on the one hand, or for
ingratitude on the other. For it is judiciously remarked by Augustine, that we may safely
follow the Scripture, which proceeds as with the pace of a mother stooping to the weakness
of a child; that it may not leave our weak capacities behind. But persons who are so cautious
or timid, as to wish predestination to be buried in silence, lest feeble minds should be
disturbed, with what pretext, I ask, will they gloss over their arrogance, which indirectly
charges God with foolish inadvertency, as though He foresaw not the danger which they
suppose they have had the penetration to discover. Whoever, therefore, endeavors to raise
prejudices against the doctrine of predestination, openly reproaches God, as though
something had inconsiderately escaped from Him that is pernicious to the Church.
V. Predestination, by which God adopts some to the hope of life, and adjudges others to
eternal death, no one, desirous of the credit of piety, dares absolutely to deny. But it is
involved in many cavils, especially by those who make foreknowledge the cause of it. We
maintain, that both belong to God; but it is preposterous to represent one as dependent on
the other. When we attribute foreknowledge to God, we mean that all things have ever
been, and perpetually remain, before His eyes, so that to His knowledge nothing in future or
past, but all things are present; and present in such a manner, that He does not merely
conceive of them from ideas formed in His mind, as things remembered by us appear present
to our minds, but really beholds and sees them as if actually placed before Him. And this
foreknowledge extends to the whole world, and to all the creatures. Predestination we call
the eternal decree of God, by which He has determined in Himself what would have to
become of every individual of mankind. For they are not all created with a similar destiny;
but eternal life is fore-ordained for some, and eternal damnation for others. Every man,
therefore, being created for one or the other of these ends, we say, he is predestinated either
to life or to death. This God has not only testified in particular persons, but has given a
specimen of it in the whole posterity of Abraham, which should evidently show the future
condition of every nation to depend upon His decision. "When the Most High divided the
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nations, when he separated the sons of Adam, the Lord's portion was His people; Jacob was
the lot of His inheritance."
The separation is before the eyes of all: in the person of Abraham, as in the dry trunk of a
tree, one people is peculiarly chosen to the rejection of others: no reason for this appears,
except that Moses, to deprive their posterity of all occasion of glorying, teaches them that
their exaltation is wholly from God's gratuitous love. He assigns this reason for their
deliverance, that "He loved their fathers, and chose their seed after them." More fully in
another chapter: "The Lord did not set His love upon you, nor choose you, because you were
more in number than any people; but because the Lord loved you." He frequently repeats the
same admonition: "Behold, the heaven is the Lord's thy God, the earth also, with all that
therein is. Only the Lord had a delight in thy fathers to love them, and He chose their seed
after them." In another place, sanctification is enjoined upon them, because they were chosen
to be a peculiar people. And again, elsewhere, love is asserted to be the cause of their
protection. It is declared by the united voice of the faithful, "He hath chosen our inheritance
for us, the excellency of Jacob, whom He loved." For the gifts conferred on them by God,
they all ascribe to gratuitous love, not only from a consciousness that these were not
obtained by any merit of theirs, but from a conviction, that the holy patriarch himself was
not endued with such excellence as to acquire the privilege of so great an honor for himself
and his posterity. And the more effectually to demolish all pride, he reproaches them with
having deserved no favor, being "a stiff-necked and rebellious people." The prophets also
frequently reproach the Jews with the unwelcome mention of this election, because they had
shamefully departed from it. Let them, however, now come forward, who wish to restrict the
election of God to the desert of men, or the merit of works. When they see one nation
preferred to all others--when they hear that God had no inducement to be more favorable to
a few, and ignoble, and even disobedient and obstinate people--will they quarrel with him
because he has chosen to give such an example of mercy? But their obstreperous clamors will
not impede this work, nor will the reproaches they hurl against Heaven, injure or affect his
justice; they will rather recoil upon their own heads. Lo, this principle of the gracious
covenant, the Israelites are also recalled whenever thanks are to be rendered to God, or their
hopes are to be raised for futurity. "He hath made us, and not we ourselves," says the
Psalmist: "we are His people, and the sheep of His pasture." It is not without reason that the
negation is added, "not we ourselves," that they may know that of all the benefits they enjoy,
God is not only the Author, but derived the cause from Himself, there being nothing in them
deserving of such great honor. He also enjoins them to be content with the mere good
pleasure of God, in these words: "O ye seed of Abraham His servant, ye children of Jacob His
chosen." And after having recounted the continual benefits bestowed by God as fruits of
election, he at length concludes that He had acted with such liberality, "because He
remembered His covenant."
Consistent with this doctrine is the song of the whole Church: "Thy right hand, and Thine
arm, and the light of Thy countenance, gave our fathers the land, because Thou hadst a favor
unto them." It must be observed that where mention is made of the land, it is a visible
symbol of the secret separation, which comprehends adoption. David, in another place,
exhorts the people to the same gratitude: "Blessed is the nation whose God is the Lord; and
the people whom He hath chosen for His own inheritance." Samuel animates to a good
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hope: "The Lord will not forsake His people, for His great name's sake; because it hath
pleased the Lord to make you His people." David, when his faith is assailed, thus arms himself
for the conflict: "Blessed is the man whom Thou choosest, and causest to approach unto
Thee; he shall dwell in Thy courts." But since the election hidden in God has been confirmed
by the first deliverance, as well as by the second and other intermediate blessings, the word
choose is transferred to it in Isaiah: "The Lord will have mercy on Jacob, and will yet choose
Israel"; because, contemplating a future period, He declares that the collection of the residue
of the people, whom He had appeared to have forsaken, would be a sign of the stable and
sure election, which had likewise seemed to fail. When He says also, in another place, "I have
chosen thee, and not cast thee away," He commends the continual course of His signal
liberality and paternal benevolence. The angel, in Zachariah, speaks more plainly: "The Lord
shall choose Jerusalem again"; as though His severe chastisement had been a rejection, or
their exile had been an interruption of election; which, nevertheless, remains inviolable,
though the tokens of it are not always visible.
VI. We must now proceed to a second degree of election, still more restricted, or that in
which the Divine grace was displayed in a more special manner, when of the same race of
Abraham God rejected some, and by nourishing others in the Church, proved that He
retained them among His children. Israel at first obtained the same station as his brother
Isaac, for the spiritual covenant was equally sealed in him by the symbol of circumcision. He
is cut off; afterwards Esau; lastly, an innumerable multitude, and almost all Israel. In Isaac the
seed was called; the same calling continued in Jacob. God exhibited a similar example in the
rejection of Saul, which is magnificently celebrated by the Psalmist: "He refused the tabernacle
of Joseph, and chose not the tribe of Ephraim, but chose the tribe of Judah ;" and this the
sacred history frequently repeats, that the wonderful secret of Divine grace may be more
manifest in that change. I grant, it was by their own crime and guilt that Ishmael, Esau, and
persons of similar characters, fell from the adoption; because the condition annexed was, that
they should faithfully keep the covenant of God, which they perfidiously violated. Yet it was
a peculiar favor of God, that He deigned to prefer them to other nations; as it is said in the
Psalms: "He hath not dealt so with any nation; and so for His judgments, they have not
known them." But I have justly said that here are two degrees to be remarked; for in the
election of the whole nation, God has already shown that in His mere goodness He is bound
by no laws, but is perfectly free, so that none can require of Him an equal distribution of
grace, the inequality of which demonstrates it to be truly gratuitous. Therefore Malachi
aggravates the ingratitude of Israel, because, though not only elected out of the whole race of
mankind, but also separated from a sacred family to be a peculiar people, they perfidiously
and impiously despised God their most beneficent Father. "Was not Esau Jacob's brother?
saith the Lord: yet I loved Jacob, and I hated Esau." For God takes it for granted, since both
were sons of a holy father, successors of the covenant, and branches from a sacred root, that
the children of Jacob were already laid under more than common obligations by their
admission to that honor; but Esau, the first-born, having been rejected, and their father,
though inferior by birth, having been made the heir, He proves them guilty of double
ingratitude, and complains of their violating this two-fold claim.
VII. Though it is sufficiently clear, that God, in his secret counsel, freely chooses whom He
wills, and rejects others, His gratuitous election is but half displayed till we come to particular
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individuals, to whom God not only offers salvation, but assigns it in such a manner, that the
certainty of the effect is liable to no suspense or doubt. These are included in that one seed
mentioned by Paul; for though the adoption was deposited in the hand of Abraham, yet
many of his posterity being cut off as putrid members, in order to maintain the efficacy and
stability of election, it is necessary to ascend to the head, in whom their heavenly Father has
bound His elect to each other, and united them to Himself by an indissoluble bond. Thus the
adoption of the family of Abraham displayed the favor of God, which He denied to others;
but in the members of Christ there is a conspicuous exhibition of the superior efficacy of
grace; because, being united to their head, they never fail of salvation. Paul, therefore, justly
reasons from the passage of Malachi which I have just quoted, that where God, introducing
the covenant of eternal life, invites any people to Himself, there is a peculiar kind of election
as to part of them, so that he does not efficaciously choose all with indiscriminate grace. The
declaration, "Jacob have I loved," respects the whole posterity of the patriarch, whom the
prophet there opposes to the descendants of Esau.
Yet this is no objection to our having in the person of one individual a specimen of the
election, which can never fail of attaining its full effect. These, who truly belong to Christ,
Paul correctly observes, are called "a remnant"; for experience proves, that of a great
multitude the most part fall away and disappear, so that often only a small portion remains.
That the general election of a people is not always effectual and permanent, a reason readily
presents itself, because, when God covenants with them, He does not also give the spirit of
regeneration to enable them to preserve in the covenant to the end; but the eternal call,
without the internal efficacy of grace. which would be sufficient for their preservation, is a
kind of medium between the rejection of all mankind and the election of the small number of
believers. The whole nation of Israel was called "God's inheritance," though many of them
were strangers; but God, having firmly covenanted to their Father and Redeemer, regards
that gratuitous favor rather than the defection of multitudes; by whom His truth was not
violated, because His preservation of a certain remnant to Himself, made it evident that His
calling was without repentance. For God's collection of a Church for himself, from time to
time, from the children of Abraham, rather than from the profane nations, was in
consideration of his covenant, which, being violated by the multitude, He restricted to a few,
to prevent a total failure. Lastly, the general adoption of the seed of Abraham was a visible
representation of a greater blessing, which God conferred on the few out of the multitude.
This is the reason that Paul so carefully distinguishes the descendants of Abraham according to
the flesh, from His spiritual children called after the example of Isaac. Not that the mere
descent from Abraham was a vain and unprofitable thing, which could not be asserted
without depreciating the covenant; but because to the latter alone the immutable counsel of
God, in which He predestinated whom He would, was of itself effectual to salvation. But I
advise my readers to adopt no prejudice on either side, till it shall appear from adduced
passages of Scripture what sentiments ought to be entertained. In conformity, therefore, to
the clear doctrine of the Scripture, we assert, that by an eternal and immutable counsel, God
has once for all determined, both whom He would admit to salvation, and whom He would
condemn to destruction. We affirm that this counsel, as far as concerns the elect, is founded
on His gratuitous mercy, totally irrespective of human merit; but that to those whom He
devotes to condemnation, the gate of life is closed by a just and irreprehensible, but
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incomprehensible, judgment. In the elect, we consider calling as an evidence of election, and
justification as another token of its manifestation, till they arrive in glory, which constitutes its
completion. As God seals His elect by vocation and justification, so by excluding the
reprobate from the knowledge of His name and the sanctification of His Spirit, He affords an
indication of the judgment that awaits them. Here I shall pass over many fictions fabricated
by foolish men to overthrow predestination. It is unnecessary to refute things which, as soon
as they are advanced, sufficiently prove their own falsehood. I shall dwell only on these
things which are subjects of controversy among the learned, or which may occasion difficulty
to simple minds, or which impiety speciously pleads in order to stigmatize the Divine justice.
[SOURCE: Internet Modern History Sourcebook, http://www.fordham.edu/halsall/mod/calvin-
predest.html]
Council of Trent, 6th session (on justification) (c. 1560)
The Catholic Church called the 19th ecumenical council, which met at Trent from 1545 to 1563. The
Council of Trent did two things: first, it examined problems, abuses and corruptions in the Church and
instituted reforms in an attempt to correct them; second, it examined, explicated and clarified Catholic
doctrine on any number of issues, so that Catholicism before Trent was in many very different than
Catholicism after Trent. [See Harold J. Grimm, The Reformation Era, 2nd
edition, New York:
Macmillan, 1973]
DECREE ON JUSTIFICATION
Whereas there is, at this time, not without the shipwreck of many souls, and grievous
detriment to the unity of the Church, a certain erroneous doctrine disseminated touching
Justification; the sacred and holy, oecumenical and general Synod of Trent, lawfully
assembled in the Holy Ghost--the most reverend lords, Giammaria del Monte, bishop of
Palaestrina, and Marcellus of the title of the Holy Cross in Jerusalem, priest, cardinals of the
holy Roman Church, and legates apostolic a latere, presiding therein, in the name of our most
holy father and lord in Christ, Paul III., by the providence of God, Pope--purposes, unto the
praise and glory of Almighty God, the tranquillising of the Church, and the salvation of souls,
to expound to all the faithful of Christ the true and sound doctrine touching the said
Justification; which (doctrine) the sun of justice, Christ Jesus, the author and finisher of our
faith, taught, which the apostles transmitted, and which the Catholic Church, the Holy Ghost
reminding her thereof, has always retained; most strictly forbidding that any henceforth
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presume to believe, preach, or teach, otherwise than as by this present decree is defined and
declared.
CHAPTER I. On the Inability of Nature and of the Law to justify man.
The holy Synod declares first, that, for the correct and sound understanding of the doctrine of
Justification, it is necessary that each one recognise and confess, that, whereas all men had
lost their innocence in the prevarication of Adam--having become unclean, and, as the
apostle says, by nature children of wrath, as (this Synod) has set forth in the decree on
original sin--they were so far the servants of sin, and under the power of the devil and of
death, that not the Gentiles only by the force of nature, but not even the Jews by the very
letter itself of the law of Moses, were able to be liberated, or to arise, therefrom; although
free will, attenuated as it was in its powers, and bent down, was by no means extinguished in
them.
CHAPTER II. On the dispensation and mystery of Christ's advent.
Whence it came to pass, that the heavenly Father, the father of mercies and the God of all
comfort, when that blessed fullness of the time was come, sent unto men, Jesus Christ, His
own Son--who had been, both before the Law, and during the time of the Law, to many of
the holy fathers announced and promised--that He might both redeem the Jews who were
under the Law, and that the Gentiles, who followed not after justice, might attain to justice,
and that all men might receive the adoption as sons. Him God hath proposed as a
propitiator, through faith in his blood, for our sins, and not for our sins only, but also for
those of the whole world.
CHAPTER III. Who are justified through Christ.
But, though He died for all, yet do not all receive the benefit of His death, but those only
unto whom the merit of His passion is communicated. For as in truth men, if they were not
born propagated of the seed of Adam, would not be born unjust--seeing that, by that
propagation, they contract through him, when they are conceived, injustice as their own--so,
if they were not born again in Christ, they never would be justified; seeing that, in that new
birth, there is bestowed upon them, through the merit of His passion, the grace whereby they
are made just. For this benefit the apostle exhorts us evermore to give thanks to the Father,
who hath made us worthy to be partakers of the lot of the saints in light, and hath delivered
us from the power of darkness, and hath translated us into the Kingdom of the Son of his
love, in whom we have redemption, and remission of sins.
CHAPTER IV. A description is introduced of the Justification of the impious, and of the
Manner thereof under the law of grace.
By which words, a description of the Justification of the impious is indicated, as being a
translation, from that state wherein man is born a child of the first Adam, to the state of
grace, and of the adoption of the sons of God, through the second Adam, Jesus Christ, our
Saviour. And this translation, since the promulgation of the Gospel, cannot be effected,
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without the laver of regeneration, or the desire thereof, as it is written: unless a man be born
again of water and the Holy Ghost, he cannot enter into the Kingdom of God.
CHAPTER V. On the necessity, in adults, of preparation for Justification, and whence it
proceeds.
The Synod furthermore declares, that in adults, the beginning of the said Justification is to be
derived from the prevenient grace of God, through Jesus Christ, that is to say, from His
vocation, whereby, without any merits existing on their parts, they are called; that so they,
who by sins were alienated from God, may be disposed through His quickening and assisting
grace, to convert themselves to their own justification, by freely assenting to and co-
operating with that said grace: in such sort that, while God touches the heart of man by the
illumination of the Holy Ghost, neither is man himself utterly without doing anything while
he receives that inspiration, forasmuch as he is also able to reject it; yet is he not able, by his
own free will, without the grace of God, to move himself unto justice in His sight. Whence,
when it is said in the sacred writings: Turn ye to me, and I will turn to you, we are
admonished of our liberty; and when we answer: ‘Convert us, O Lord, to thee, and we shall
be converted,’ we confess that we are prevented by the grace of God.
CHAPTER VI. The manner of Preparation.
Now they (adults) are disposed unto the said justice, when, excited and assisted by divine
grace, conceiving faith by hearing, they are freely moved towards God, believing those things
to be true which God has revealed and promised, and this especially, that God justifies the
impious by His grace, through the redemption that is in Christ Jesus; and when,
understanding themselves to be sinners, they, by turning themselves, from the fear of divine
justice whereby they are profitably agitated, to consider the mercy of God, are raised unto
hope, confiding that God will be propitious to them for Christ's sake; and they begin to love
Him as the fountain of all justice; and are therefore moved against sins by a certain hatred
and detestation, to wit, by that penitence which must be performed before baptism: lastly,
when they purpose to receive baptism, to begin a new life, and to keep the commandments
of God. Concerning this disposition it is written: He that cometh to God, must believe that he
is, and is a rewarder to them that seek him; and, Be of good faith, son, thy sins are forgiven
thee; and, The fear of the Lord driveth out sin; and, Do penance, and be baptized every one
of you in the name of Jesus Christ, for the remission of your sins, and you shall receive the
gift of the Holy Ghost; and, Going, therefore, teach ye all nations, baptizing them in the
name of the Father, and of the Son, and of the Holy Ghost; finally, Prepare your hearts unto
the Lord.
CHAPTER VII. What the justification of the impious is, and what are the causes thereof.
This disposition, or preparation, is followed by Justification itself, which is not remission of
sins merely, but also the sanctification and renewal of the inward man, through the voluntary
reception of the grace, and of the gifts, whereby man of unjust becomes just, and of an
enemy a friend, that so he may be an heir according to hope of life everlasting.
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Of this Justification the causes are these: the final cause indeed is the glory of God and of
Jesus Christ, and life everlasting; while the efficient cause is a merciful God who washes and
sanctifies gratuitously, signing, and anointing with the holy Spirit of promise, who is the
pledge of our inheritance; but the meritorious cause is His most beloved only-begotten, our
Lord Jesus Christ, who, when we were enemies, for the exceeding charity wherewith he
loved us, merited Justification for us by His most holy Passion on the wood of the cross, and
made satisfaction for us unto God the Father; the instrumental cause is the sacrament of
baptism, which is the sacrament of faith, without which (faith) no man was ever justified;
lastly, the alone formal cause is the justice of God, not that whereby He Himself is just, but
that whereby He maketh us just, that, to wit, with which we being endowed by Him, are
renewed in the spirit of our mind, and we are not only reputed, but are truly called, and are,
just, receiving justice within us, each one according to his own measure, which the Holy
Ghost distributes to every one as He wills, and according to each one's proper disposition
and co-operation. For, although no one can be just, but he to whom the merits of the
Passion of our Lord Jesus Christ are communicated, yet is this done in the said justification of
the impious, when by the merit of that same most holy Passion, the charity of God is poured
forth, by the Holy Spirit, in the hearts of those that are justified, and is inherent therein:
whence, man, through Jesus Christ, in whom he is ingrafted, receives, in the said justification,
together with the remission of sins, all these (gifts) infused at once, faith, hope, and charity.
For faith, unless hope and charity be added thereto, neither unites man perfectly with Christ,
nor makes him a living member of His body. For which reason it is most truly said, that Faith
without works is dead and profitless; and, In Christ Jesus neither circumcision, availeth
anything, nor uncircumcision, but faith which worketh by charity. This faith, Catechumen's
beg of the Church--agreeably to a tradition of the apostles--previously to the sacrament of
Baptism; when they beg for the faith which bestows life everlasting, which, without hope and
charity, faith cannot bestow: whence also do they immediately hear that word of Christ; If
thou wilt enter into life, keep the commandments. Wherefore, when receiving true and
Christian justice, they are bidden, immediately on being born again, to preserve it pure and
spotless, as the first robe given them through Jesus Christ in lieu of that which Adam, by his
disobedience, lost for himself and for us, that so they may bear it before the judgment-seat of
our Lord Jesus Christ, and may have life everlasting.
CHAPTER VIII. In what manner it is to be understood, that the impious is justified by faith,
and gratuitously.
And whereas the Apostle saith, that man is justified by faith and freely, those words are to be
understood in that sense which the perpetual consent of the Catholic Church hath held and
expressed; to wit, that we are therefore said to be justified by faith, because faith is the
beginning of human salvation, the foundation, and the root of all Justification; without
which it is impossible to please God, and to come unto the fellowship of His sons: but we are
therefore said to be justified freely, because that none of those things which precede
justification--whether faith or works--merit the grace itself of justification. For, if it be a grace,
it is not now by works, otherwise, as the same Apostle says, grace is no more grace.
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CHAPTER IX. Against the vain confidence of Heretics.
But, although it is necessary to believe that sins neither are remitted, nor ever were remitted
save gratuitously by the mercy of God for Christ's sake; yet is it not to be said, that sins are
forgiven, or have been forgiven, to any one who boasts of his confidence and certainty of the
remission of his sins, and rests on that alone; seeing that it may exist, yea does in our day
exist, amongst heretics and schismatics; and with great vehemence is this vain confidence, and
one alien from all godliness, preached up in opposition to the Catholic Church. But neither is
this to be asserted, that they who are truly justified must needs, without any doubting
whatever, settle within themselves that they are justified, and that no one is absolved from
sins and justified, but he that believes for certain that he is absolved and justified; and that
absolution and justification are effected by this faith alone: as though whoso has not this
belief, doubts of the promises of God, and of the efficacy of the death and resurrection of
Christ. For even as no pious person ought to doubt of the mercy of God, of the merit of
Christ, and of the virtue and efficacy of the sacraments, even so each one, when he regards
himself, and his own weakness and indisposition, may have fear and apprehension touching
his own grace; seeing that no one can know with a certainty of faith, which cannot be subject
to error, that he has obtained the grace of God.
CHAPTER X. On the increase of Justification received.
Having, therefore, been thus justified, and made the friends and domestics of God, advancing
from virtue to virtue, they are renewed, as the Apostle says, day by day; that is, by
mortifying the members of their own flesh, and by presenting them as instruments of justice
unto sanctification, they, through the observance of the commandments of God and of the
Church, faith co-operating with good works, increase in that justice which they have received
through the grace of Christ, and are still further justified, as it is written; He that is just, let
him be justified still; and again, Be not afraid to be justified even to death; and also, Do you
see that by works a man is justified, and not by faith only. And this increase of justification
holy Church begs, when she prays, "Give unto us, O Lord, increase of faith, hope, and
charity."
CHAPTER XI. On keeping the Commandments, and on the necessity and possibility thereof.
But no one, how much soever justified, ought to think himself exempt from the observance
of the commandments; no one ought to make use of that rash saying, one prohibited by the
Fathers under an anathema, that the observance of the commandments of God is impossible
for one that is justified. For God commands not impossibilities, but, by commanding, both
admonishes thee to do what thou are able, and to pray for what thou art not able (to do),
and aids thee that thou mayest be able; whose commandments are not heavy; whose yoke is
sweet and whose burthen light. For, whoso are the sons of God, love Christ; but they who
love him, keep his commandments, as Himself testifies; which, assuredly, with the divine
help, they can do. For, although, during this mortal life, men, how holy and just soever, at
times fall into at least light and daily sins, which are also called venial, not therefore do they
cease to be just. For that cry of the just, Forgive us our trespasses, is both humble and true.
And for this cause, the just themselves ought to feel themselves the more obligated to walk in
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the way of justice, in that, being already freed from sins, but made servants of God, they are
able, living soberly, justly, and godly, to proceed onwards through Jesus Christ, by whom
they have had access unto this grace. For God forsakes not those who have been once
justified by His grace, unless he be first forsaken by them. Wherefore, no one ought to flatter
himself up with faith alone, fancying that by faith alone he is made an heir, and will obtain
the inheritance, even though he suffer not with Christ, that so he may be also glorified with
him. For even Christ Himself, as the Apostle saith, Whereas he was the son of God, learned
obedience by the things which he suffered, and being consummated, he became, to all who
obey him, the cause of eternal salvation. For which cause the same Apostle admonishes the
justified, saying: Know you not that they that run in the race, all run indeed, but one
receiveth the prize? So run that you may obtain. I therefore so run, not as at an uncertainty: I
so fight, not as one beating the air, but I chastise my body, and bring it into subjection; lest
perhaps, when I have preached to others, I myself should become a cast-away. So also the
prince of the apostles, Peter: Labour the more that by good works you may make sure your
calling and election. For doing those things, you shall not sin at any time. From which it is
plain, that those are opposed to the orthodox doctrine of religion, who assert that the just
man sins, venially at least, in every good work; or, which is yet more insupportable, that he
merits eternal punishments; as also those who state, that the just sin in all their works, if, in
those works, they, together with this aim principally that God may be gloried, have in view
also the eternal reward, in order to excite their sloth, and to encourage themselves to run in
the course: whereas it is written, I have inclined my heart to do all thy justifications for the
reward: and, concerning Moses, the Apostle saith, that he looked unto the reward.
CHAPTER XII. That a rash presumptuousness in the matter of Predestination is to be
avoided.
No one, moreover, so long as he is in this mortal life, ought so far to presume as regards the
secret mystery of divine predestination, as to determine for certain that he is assuredly in the
number of the predestinate; as if it were true, that he that is justified, either cannot sin any
more, or, if he do sin, that he ought to promise himself an assured repentance; for except by
special revelation, it cannot be known whom God hath chosen unto Himself.
CHAPTER XIII. On the gift of Perseverance.
So also as regards the gift of perseverance, of which it is written, He that shall persevere to
the end, he shall be saved--which gift cannot be derived from any other but Him, who is able
to establish him who standeth that he stand perseveringly, and to restore him who falleth--let
no one herein promise himself any thing as certain with an absolute certainty; though all
ought to place and repose a most firm hope in God's help. For God, unless men be
themselves wanting to His grace, as he has begun the good work, so will he perfect it,
working (in them) to will and to accomplish. Nevertheless, let those who think themselves to
stand, take heed lest they fall, and, with fear and trembling work out their salvation, in
labours, in watchings, in almsdeeds, in prayers and oblations, in fastings and chastity: for,
knowing that they are born again unto a hope of glory, but not as yet unto glory, they ought
to fear for the combat which yet remains with the flesh, with the world, with the devil,
wherein they cannot be victorious, unless they be with God's grace, obedient to the Apostle,
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who says: We are debtors, not to the flesh, to live according to the flesh; for if you live
according to the flesh, you shall die; but if by the spirit you mortify the deeds of the flesh,
you shall live.
CHAPTER XIV. On the fallen, and their restoration.
As regards those who, by sin, have fallen from the received grace of Justification, they may be
again justified, when, God exciting them, through the sacrament of Penance they shall have
attained to the recovery, by the merit of Christ, of the grace lost: for this manner of
Justification is of the fallen the reparation: which the holy Fathers have aptly called a second
plank after the shipwreck of grace lost. For, on behalf of those who fall into sins after
baptism, Christ Jesus instituted the sacrament of Penance, when He said, Receive ye the Holy
Ghost, whose sins you shall forgive, they are forgiven them, and whose sins you shall retain,
they are retained. Whence it is to be taught, that the penitence of a Christian, after his fall, is
very different from that at (his) baptism; and that therein are included not only a cessation
from sins, and a detestation thereof, or, a contrite and humble heart, but also the sacramental
confession of the said sins--at least in desire, and to be made in its season--and sacerdotal
absolution; and likewise satisfaction by fasts, alms, prayers, and the other pious exercises of a
spiritual life; not indeed for the eternal punishment, which is, together with the guilt,
remitted, either by the sacrament, or by the desire of the sacrament, but for the temporal
punishment, which, as the sacred writings teach, is not always wholly remitted, as is done in
baptism, to those who, ungrateful to the grace of God which they have received, have
grieved the Holy Spirit, and have not feared to violate the temple of God. Concerning which
penitence it is written: Be mindful whence thou art fallen; do penance, and do the first
works. And again: The sorrow that is according to God worketh penance steadfast unto
salvation. And again: Do penance, and bring forth fruits worthy of penance.
CHAPTER XV. That, by every mortal sin, grace is lost, but not faith.
In opposition also to the subtle wits of certain men, who, by pleasing speeches and good
words, seduce the hearts of the innocent, it is to be maintained, that the received grace of
Justification is lost, not only by infidelity whereby even faith itself is lost, but also by any
other mortal sin whatever, though faith be not lost; thus defending the doctrine of the divine
law, which excludes from the kingdom of God not only the unbelieving, but the faithful also
(who are) fornicators, adulterers, effeminate, liers with mankind, thieves, covetous,
drunkards, railers, extortioners, and all others who commit deadly sins; from which, with the
help of divine grace, they can refrain, and on account of which they are separated from the
grace of Christ.
CHAPTER XVI. On the fruit of Justification, that is, on the merit of good works, and on the
nature of that merit.
Before men, therefore, who have been justified in this manner, whether they have preserved
uninterruptedly the grace received, or whether they have recovered it when lost, are to be
set the words of the Apostle: Abound in every good work, knowing that your labour is not
in vain in the Lord; for God is not unjust, that he should forget your work, and the love
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which you have shown in his name; and, do not lose your confidence, which hath a great
reward. And, for this cause, life eternal is to be proposed to those working well unto the end,
and hoping in God, both as a grace mercifully promised to the sons of God through Jesus
Christ, and as a reward which is according to the promise of God Himself, to be faithfully
rendered to their good works and merits. For this is that crown of justice which the Apostle
declared was, after his fight and course, laid up for him, to be rendered to him by the just
judge, and not only to him, but also to all that love his coming. For, whereas Jesus Christ
Himself continually infuses his virtue into the said justified--as the head into the members, and
the vine into the branches--and this virtue always precedes and accompanies and follows their
good works, which without it could not in any wise be pleasing and meritorious before God,
we must believe that nothing further is wanting to the justified, to prevent their being
accounted to have, by those very works which have been done in God, fully satisfied the
divine law according to the state of this life, and to have truly merited eternal life, to be
obtained also in its (due) time, if so be, however, that they depart in grace: seeing that Christ,
our Saviour, saith: If any one shall drink of the water that I will give him, he shall not thirst
for ever; but it shall become in him a fountain of water springing up unto life everlasting.
Thus, neither is our own justice established as our own as from ourselves; nor is the justice of
God ignored or repudiated: for that justice which is called ours, because that we are justified
from its being inherent in us, that same is (the justice) of God, because that it is infused into us
of God, through the merit of Christ. Neither is this to be omitted, that although, in the sacred
writings, so much is attributed to good works, that Christ promises, that even he that shall
give a drink of cold water to one of his least ones, shall not lose his reward; and the Apostle
testifies that, That which is at present momentary and light of our tribulation, worketh for us
above measure exceedingly an eternal weight of glory; nevertheless God forbid that a
Christian should either trust or glory in himself, and not in the Lord, whose bounty towards
all men is so great, that He will have the things which are His own gifts be their merits. And
forasmuch as in many things we all offend, each one ought to have before his eyes, as well
the severity and judgment, as the mercy and goodness (of God); neither ought any one to
judge himself, even though he be not conscious to himself of anything; because the whole life
of man is to be examined and judged, not by the judgment of man, but of God, who will
bring to light the hidden things of darkness, and will make manifest the counsels of the hearts,
and then shall every man have praise from God, who, as it is written, will render to every
man according to his works. After this Catholic doctrine on Justification, which whoso
receiveth not faithfully and firmly cannot be justified, it hath seemed good to the holy Synod
to subjoin these canons, that all may know not only what they ought to hold and follow, but
also what to avoid and shun.
[SOURCE: Hanover Historical Texts Project, http://history.hanover.edu/early/trent/ct06d1.htm]
EARLY MODERN ERA / 277
Tridentine Creed (1564)
Based upon the work of the Council of Trent, which clarified Catholic doctrine, religious practices and
beliefs, the Catholic Church devised the Tridentine Creed. In the latter half of the 16th century,
Catholics were required to state their faith using the words of the Tridentine Creed, even as Protestants
were required by their respective authorities to state their faith using various creeds, such as the
Augsburg Confession for Lutherans. [See Harold J. Grimm, The Reformation Era, 2nd
edition, New
York: Macmillan, 1973]
From the bull Injunction Nobis, promulgated by Pope Pius IV, November 1564.
I profess that true God is offered in the Mass, a proper, propitiatory sacrifice for the living
and the dead, and that in the Holy Eucharist there are truly and substantially the body and
blood, together with the soul and the divinity of Our Lord Jesus Christ, and that conversion is
made of the whole substance of bread into his body and of the whole substance of wine into
his blood, which conversion the Catholic Church calls transubstantiation. I also confess that
the whole and entire Christ and the true sacrament is taken under the one species along.
I hold unswervingly that there is a purgatory and that the souls there detained are helped by
the intercessions of the faithful. Likewise also that the Saints who reign with Christ are to be
venerated and invoked; that they offer prayers to God for us and that their relics are to be
venerated . . . . I affirm that the power of indulgences has been left by Christ in the Church,
and that their use is very salutary for Christian people.
I recognize the Holy Catholic and Apostolic Roman Church as the Mother and Mistress of all
churches; and I vow and swear true obedience to the Roman Pontiff, successor of Blessed
Peter, Chief of the Apostles, and representative of Jesus Christ.
[SOURCE: http://www-personal.ksu.edu/~lyman/english233/Tridentine_Creed.htm]
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IV. The Scientific Revolution
Galileo Galilei, Letter to the
Grand Duchess Christina of Tuscany (c. 1614/1615) Italian astronomer and physicist, one of the founders of modern science. His discoveries include the
constancy of a pendulum's swing, later applied to the regulation of clocks. He formulated the law of
uniform acceleration of falling bodies, and described the parabolic trajectory of projectiles. Galileo
applied the telescope to astronomy and observed craters on the Moon, sunspots, the stars of the Milky
Way, Jupiter's satellites, and the phases of Venus. His acceptance of the Copernican system was
rejected by the Catholic Church, and under threat of torture from the Inquisition he publicly recanted
what the Church held to be heretical views. He is, however, said to have added under his breath
"eppur si muove" (still it moves—a reference to the Earth, which the Catholic Church insisted was
stationary at the centre of the Universe). The Vatican graciously absolved Galileo of heresy--in 1992.
[Source: Oxford Paperback Encyclopedia, (c) Oxford University Press 1998]
To the Most Serene Grand Duchess Mother:
Some years ago, as Your Serene Highness well knows, I discovered in the heavens many
things that had not been seen before our own age. The novelty of these things, as well as
some consequences which followed from them in contradiction to the physical notions
commonly held among academic philosophers, stirred up against me no small number of
professors--as if I had placed these things in the sky with my own hands in order to upset
nature and overturn the sciences. They seemed to forget that the increase of known truths
stimulates the investigation, establishment, and growth of the arts; not their diminution or
destruction.
Showing a greater fondness for their own opinions than for truth they sought to deny and
disprove the new things which, if they had cared to look for themselves, their own senses
would have demonstrated to them. To this end they hurled various charges and published
numerous writings filled with vain arguments, and they made the grave mistake of sprinkling
these with passages taken from places in the Bible which they had failed to understand
properly, and which were ill-suited to their purposes.
These men would perhaps not have fallen into such error had they but paid attention to a
most useful doctrine of St. Augustine's, relative to our making positive statements about things
which are obscure and hard to understand by means of reason alone. Speaking of a certain
physical conclusion about the heavenly bodies, he wrote: "Now keeping always our respect
for moderation in grave piety, we ought not to believe anything inadvisedly on a dubious
point, lest in favor to our error we conceive a prejudice against something that truth
hereafter may reveal to be not contrary in any way to the sacred books of either the Old or
the New Testament."
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Well, the passage of time has revealed to everyone the truths that I previously set forth; and,
together with the truth of the facts, there has come to light the great difference in attitude
between those who simply and dispassionately refused to admit the discoveries to be true,
and those who combined with their incredulity some reckless passion of their own. Men who
were well grounded in astronomical and physical science were persuaded as soon as they
received my first message. There were others who denied them or remained in doubt only
because of their novel and unexpected character, and because they had not yet had the
opportunity to see for themselves. These men have by degrees come to be satisfied. But
some, besides allegiance to their original error, possess I know not what fanciful interest in
remaining hostile not so much toward the things in question as toward their discoverer. No
longer being able to deny them, these men now take refuge in obstinate silence, but being
more than ever exasperated by that which has pacified and quieted other men, they divert
their thoughts to other fancies and seek new ways to damage me.
I should pay no more attention to them than to those who previously contradicted me--at
whom I always laugh, being assured of the eventual outcome--were it not that in their new
calumnies and persecutions I perceive that they do not stop at proving themselves more
learned than I am (a claim which I scarcely contest), but go so far as to cast against me the
imputations of crimes which must be, and are, more abhorrent to me than death itself. I
cannot remain satisfied merely to know that the injustice of this is recognized by those who
are acquainted with these men and with me, as perhaps it is not known to others.
Persisting in their original resolve to destroy me and everything mine by any means they can
think of, these men are aware of my views in astronomy and philosophy. They know that as
to the arrangement of the parts of the universe, I hold the sun to be situated motionless in
the center of the revolution of the celestial orbs while the earth revolves about the sun. They
know also that I support this position not only by refuting the arguments of Ptolemy and
Aristotle, but by producing many counter-arguments; in particular, some which relate to
physical effects whose causes can perhaps be assigned in no other way. In addition there are
astronomical arguments derived from many things in my new celestial discoveries that plainly
confute the Ptolemaic system while admirably agreeing with and confirming the contrary
hypothesis. Possibly because they are disturbed by the known truth of other propositions of
mine which differ from those commonly held, and therefore mistrusting their defense so long
as they confine themselves to the field of philosophy, these men have resolved to fabricate a
shield for their fallacies out of the mantle of pretended religion and the authority of the Bible.
These they apply with little judgement to the refutation of arguments that they do not
understand and have not even listened to.
First they have endeavored to spread the opinion that such propositions in general are
contrary to the Bible and are consequently damnable and heretical. They know that it is
human nature to take up causes whereby a man may oppress his neighbor, no matter how
unjustly, rather than those from which a man may receive some just encouragement. Hence
they have had no trouble in finding men who would preach the damnability and heresy of
the new doctrine from their very pulpits with unwonted confidence, thus doing impious and
inconsiderate injury not only to that doctrine and its followers but to all mathematics and
mathematicians in general. Next, becoming bolder, and hoping (though vainly) that this seed
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which first took root in their hypocritical minds would send out branches and ascend to
heaven, they began scattering rumors among the people that before long this doctrine would
be condemned by the supreme authority. They know, too, that official condemnation would
not only suppress the two propositions which I have mentioned, but would render damnable
all other astronomical and physical statements and observations that have any necessary
relation or connection with these.
In order to facilitate their designs, they seek so far as possible (at least among the common
people) to make this opinion seem new and to belong to me alone. They pretend not to
know that its author, or rather its restorer and confirmer, was Nicholas Copernicus; and that
he was not only a Catholic, but a priest and a canon. He was in fact so esteemed by the
church that when the Lateran Council under Leo X took up the correction of the church
calendar, Copernicus was called to Rome from the most remote parts of Germany to
undertake its reform. At that time the calendar was defective because the true measures of the
year and the lunar month were not exactly known. The Bishop of Culm, then super-
intendent of this matter, assigned Copernicus to seek more light and greater certainty
concerning the celestial motions by means of constant study and labor. With Herculean toil
he set his admirable mind to this task, and he made such great progress in this science and
brought our knowledge of the heavenly motions to such precision that he became celebrated
as an astronomer. Since that time not only has the calendar been regulated by his teachings,
but tables of all the motions of the planets have been calculated as well.
Having reduced his system into six books, he published these at the instance of the Cardinal
of Capua and the Bishop of Culm. And since he had assumed his laborious enterprise by
order of the supreme pontiff, he dedicated this book On the celestial revolutions to Pope
Paul III. When printed, the book was accepted by the holy Church, and it has been read and
studied by everyone without the faintest hint of any objection ever being conceived against
its doctrines. Yet now that manifest experiences and necessary proofs have shown them to be
well grounded, persons exist who would strip the author of his reward without so much as
looking at his book, and add the shame of having him pronounced a heretic. All this they
would do merely to satisfy their personal displeasure conceived without any cause against
another man, who has no interest in Copernicus beyond approving his teachings.
Now as to the false aspersions which they so unjustly seek to cast upon me, I have thought it
necessary to justify myself in the eyes of all men, whose judgment in matters of religion and
of reputation I must hold in great esteem. I shall therefore discourse of the particulars which
these men produce to make this opinion detested and to have it condemned not merely as
false but as heretical. To this end they make a shield of their hypocritical zeal for religion.
They go about invoking the Bible, which they would have minister to their deceitful
purposes. Contrary to the sense of the Bible and the intention of the holy Fathers, if I am not
mistaken, they would extend such authorities until even purely physical matters--where faith
is not involved--they would have us altogether abandon reason and the evidence of our
senses in favor of some biblical passage, though under the surface meaning of its words this
passage may contain a different sense.
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I hope to show that I proceed with much greater piety than they do, when I argue not
against condemning this book, but against condemning it in the way they suggest--that is,
without understanding it, weighing it, or so much as reading it. For Copernicus never
discusses matters of religion or faith, nor does he use argument that depend in any way upon
the authority of sacred writings which he might have interpreted erroneously. He stands
always upon physical conclusions pertaining to the celestial motions, and deals with them by
astronomical and geometrical demonstrations, founded primarily upon sense experiences and
very exact observations. He did not ignore the Bible, but he knew very well that if his
doctrine were proved, then it could not contradict the Scriptures when they were rightly
understood and thus at the end of his letter of dedication, addressing the pope, he said:
"If there should chance to be any exegetes ignorant of mathematics who pretend to skill in
that discipline, and dare to condemn and censure this hypothesis of mine upon the authority
of some scriptural passage twisted to their purpose, I value them not, but disdain their
unconsidered judgment. For it is known that Lactantius--a poor mathematician though in
other respects a worthy author--writes very childishly about the shape of the earth when he
scoffs at those who affirm it to be a globe. Hence it should not seem strange to the ingenious
if people of that sort should in turn deride me. But mathematics is written for
mathematicians, by whom, if I am not deceived, these labors of mine will be recognized as
contributing something to their domain, as also to that of the Church over which Your
Holiness now reigns."
Such are the people who labor to persuade us that an author like Copernicus may be
condemned without being read, and who produce various authorities from the Bible, from
theologians, and from Church Councils to make us believe that this is not only lawful but
commendable. Since I hold these to be of supreme authority I consider it rank temerity for
anyone to contradict them--when employed according to the usage of the holy Church. Yet I
do not believe it is wrong to speak out when there is reason to suspect that other men wish,
for some personal motive, to produce and employ such authorities for purposes quite
different from the sacred intention of the holy Church.
Therefore I declare (and my sincerity will make itself manifest) not only that I mean to submit
myself freely and renounce any errors into which I may fall in this discourse through
ignorance of matters pertaining to religion, but that I do not desire in these matters to engage
in disputes with anyone, even on points that are disputable. My goal is this alone: that if,
among errors that may abound in these considerations of a subject remote from my
profession, there is anything that may be serviceable to the holy Church in making a decision
concerning the Copernican system, it may be taken and utilized as seems best to the
superiors. And if not, let my book be torn and burnt, as I neither intend nor pretend to gain
from it any fruit that is not pious and Catholic. And though many of the things I shall reprove
have been heard by my own ears, I shall freely grant to those who have spoken them that
they never said them, if that is what they wish, and I shall confess myself to have been
mistaken. Hence let whatever I reply be addressed not to them, but to whoever may have
held such opinions.
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The reason produced for condemning the opinion that the earth moves and the sun stands
still in many places in the Bible one may read that the sun moves and the earth stands still.
Since the Bible cannot err: it follows as a necessary consequence that anyone takes a
erroneous and heretical position who maintains that the sun is inherently motionless and the
earth movable.
With regard to this argument, I think in the first place that it is very pious to say and prudent
to affirm that the holy Bible can never speak untruth--whenever its true meaning is
understood. But I believe nobody will deny that it is often very abstruse, and may say things
which are quite different from what its bare words signify. Hence in expounding the Bible if
one were always to confine oneself to the unadorned grammatical meaning, one might fall
into error. Not only contradictions and propositions far from true might thus be made to
appear in the Bible, but even grave heresies and follies. Thus it would be necessary to assign
to God feet, hands and eyes, as well as corporeal and human affections, such as anger,
repentance, hatred, and sometimes even the forgetting of things past and ignorance of those
to come. These propositions uttered by the Holy Ghost were set down in that manner by the
sacred scribes in order to accommodate them to the capacities of the common people, who
are rude and unlearned. For the sake of those who deserve to be separated from the herd, it
is necessary that wise expositors should produce the true senses of such passages, together
with the special reasons for which they were set down in these words. This doctrine is so
widespread and so definite with all theologians that it would be superfluous to adduce
evidence for it.
Hence I think that I may reasonably conclude that whenever the Bible has occasion to speak
of any physical conclusion (especially those which are very abstruse and hard to understand),
the rule has been observed of avoiding confusion in the minds of the common people which
would render them contumacious toward the higher mysteries. Now the Bible, merely to
condescend to popular capacity, has not hesitated to obscure some very important
pronouncements, attributing to God himself some qualities extremely remote from (and even
contrary to) His essence. Who, then, would positively declare that this principle has been set
aside, and the Bible has confined itself rigorously to the bare and restricted sense of its words,
when speaking but casually of the earth, of water, of the sun, or of any other created thing?
Especially in view of the fact that these things in no way concern the primary purpose of the
sacred writings, which is the service of God and the salvation of souls--matters infinitely
beyond the comprehension of the common people.
This being granted, I think that in discussions of physical problems we ought to begin not
from the authority of scriptural passages but from senseexperiences and necessary
demonstrations; for the holy Bible and the phenomena of nature proceed alike from the
divine Word, the former as the dictate of the Holy Ghost and the latter as the observant
executrix of God's commands. It is necessary for the Bible, in order to be accommodated to
the understanding of every man, to speak many things which appear to differ from the
absolute truth so far as the bare meaning of the words is concerned. But Nature, on the other
hand, is inexorable and immutable; she never transgresses the laws imposed upon her, or
cares a whit whether her abstruse reasons and methods of operation are understandable to
men. For that reason it appears that nothing physical which senseexperience sets before our
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eyes, or which necessary demonstrations prove to us, ought to be called in question (much
less condemned) upon the testimony of biblical passages which may have some different
meaning beneath their words. For the Bible is not chained in every expression to conditions
as strict as those which govern all physical effects; nor is God any less excellently revealed in
Nature's actions than in the sacred statements of the Bible. Perhaps this is what Tertullian
meant by these words:
"We conclude that God is known first through Nature, and then again, more particularly, by
doctrine, by Nature in His works, and by doctrine in His revealed word."
From this I do not mean to infer that we need not have an extraordinary esteem for the
passages of holy Scripture. On the contrary, having arrived at any certainties in physics, we
ought to utilize these as the most appropriate aids in the true exposition of the Bible and in
the investigation of those meanings which are necessarily contained therein, for these must be
concordant with demonstrated truths. I should judge that the authority of the Bible was
designed to persuade men of those articles and propositions which, surpassing all human
reasoning, could not be made credible by science, or by any other means than through the
very mouth of the Holy Spirit.
Yet even in those propositions which are not matters of faith, this authority ought to be
preferred over that of all human writings which are supported only by bare assertions or
probable arguments, and not set forth in a demonstrative way. This I hold to be necessary
and proper to the same extent that divine wisdom surpasses all human judgment and
conjecture.
But I do not feel obliged to believe that the same God who has endowed us with senses,
reason and intellect has intended us to forego their use and by some other means to give us
knowledge which we can attain by them. He would not require us to deny sense and reason
in physical matters which are set before our eyes and minds by direct experience or necessary
demonstrations. This must be especially true in those sciences of which but the faintest trace
(and that consisting of conclusions) is to be found in the Bible. Of astronomy, for instance, so
little is found that none of the planets except Venus are so much as mentioned, and this only
once or twice under the name of "Lucifer." If the sacred scribes had had any intention of
teaching people certain arrangements and motions of the heavenly bodies, or had they
wished us to derive such knowledge from the Bible, then in my opinion they would not have
spoken of these matters so sparingly in comparison with the infinite number of admirable
conclusions which are demonstrated in that science. Far from pretending to teach us the
constitution and motions of the heavens and other stars, with their shapes, magnitudes, and
distances, the authors of the Bible intentionally forbore to speak of these things, though all
were quite well known to them. Such is the opinion of the holiest and most learned Fathers,
and in St. Augustine we find the following words:
"It is likewise commonly asked what we may believe about the form and shape of the
heavens according to the Scriptures, for many contend much about these matters. But with
superior prudence our authors have forborne to speak of this, as in no way furthering the
student with respect to a blessed life, and, more important still, as taking up much of that
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time which should be spent in holy exercises. What is it to me whether heaven, like a sphere
surrounds the earth on all sides as a mass balanced in the center of the universe, or whether
like a dish it merely covers and overcasts the earth? Belief in Scripture is urged rather for the
reason we have often mentioned; that is, in order that no one, through ignorance of divine
passages, finding anything in our Bibles or hearing anything cited from them of such a nature
as may seem to oppose manifest conclusions, should be induced to suspect their truth when
they teach, relate, and deliver more profitable matters. Hence let it be said briefly, touching
the form of heaven, that our authors knew the truth but the Holy Spirit did not desire that
men should learn things that are useful to no one for salvation."
The same disregard of these sacred authors toward beliefs about the phenomena of the
celestial bodies is repeated to us by St. Augustine in his next chapter. On the question
whether we are to believe that the heaven moves or stands still, he writes thus:
"Some of the brethren raise a question concerning the motion of heaven, whether it is fixed
or moved. If it is moved, they say, how is it a firmament? If it stands still, how do these stars
which are held fixed in it go round from east to west, the more northerly performing shorter
circuits near the pole, so that the heaven (if there is another pole unknown to us) may seem
to revolve upon some axis, or (if there is no other pole) may be thought to move as a discus?
To these men I reply that it would require many subtle and profound reasonings to find out
which of these things is actually so; but to undertake this and discuss it is consistent neither
with my leisure nor with the duty of those whom I desire to instruct in essential matters more
directly conducing to their salvation and to the benefit of the holy Church."
From these things it follows as a necessary consequence that, since the Holy Ghost did not
intend to teach us whether heaven moves or stands still, whether its shape is spherical or like
a discus or extended in a plane, nor whether the earth is located at its center or off to one
side, then so much the less was it intended to settle for us any other conclusion of the same
kind. And the motion or rest of the earth and the sun is so closely linked with the things just
named, that without a determination of the one, neither side can be taken in the other
matters. Now if the Holy Spirit has purposely neglected to teach us propositions of this sort
as irrelevant to the highest goal (that is, to our salvation), how can anyone affirm that it is
obligatory to take sides on them, that one belief is required by faith, while the other side is
erroneous? Can an opinion be heretical and yet have no concern with the salvation of souls?
Can the Holy Ghost be asserted not to have intended teaching us something that does
concern our salvation? I would say here something that was heard from an ecclesiastic of the
most eminent degree: "That the intention of the Holy Ghost is to teach us how one goes to
heaven, not how heaven goes."
But let us again consider the degree to which necessary demonstrations and sense experiences
ought to be respected in physical conclusions, and the authority they have enjoyed at the
hands of holy and learned theologians. From among a hundred attestations I have selected
the following:
"We must also take heed, in handling the doctrine of Moses. that we altogether avoid saying
positively and confidently anything which contradicts manifest experiences and the reasoning
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of philosophy or the other sciences. For since every truth is in agreement with all other truth,
the truth of Holy Writ cannot be contrary to the solid reasons and experiences of human
knowledge."
And in St. Augustine we read:
"If anyone shall set the authority of Holy Writ against clear and manifest reason, he who does
this knows not what he has undertaken; for he opposes to the truth not the meaning of the
Bible, which is beyond his comprehension, but rather his own interpretation, not what is in
the Bible, but what he has found in himself and imagines to be there."
This granted, and it being true that two truths cannot contradict one another, it is the
function of expositors to seek out the true senses of scriptural texts. These will unquestionably
accord with the physical conclusions which manifest sense and necessary demonstrations have
previously made certain to us. Now the Bible, as has been remarked, admits in many places
expositions that are remote from the signification of the words for reasons we have already
given. Moreover, we are unable to affirm that all interpreters of the Bible speak by Divine
inspiration for if that were so there would exist no differences among them about the sense
of a given passage. Hence I should think it would be the part of prudence not to permit
anyone to usurp scriptural texts and force them in some way to maintain any physical
conclusion to be true, when at some future time the senses and demonstrative or necessary
reasons may show the contrary. Who indeed will set bounds to human ingenuity? Who will
assert that everything in the universe capable of being perceived is already discovered and
known? Let us rather confess quite truly that "Those truths which we know are very few in
comparison with those which we do not know."
We have it from the very mouth of the Holy Ghost that God delivered up the world to
disputations, so that man cannot find out the work that God hath done from the beginning
even to the end. In my opinion no one, in contradiction to that dictum, should close the
road to free philosophizing about mundane and physical things, as if everything had already
been discovered and revealed with certainty. Nor should it be considered rash not to be
satisfied with those opinions which have become common. No one should be scorned in
physical disputes for not holding to the opinions which happen to please other people best,
especially concerning problems which have been debated among the greatest philosophers
for thousands of years. One of these is the stability of the sun, mobility of the earth, a
doctrine believed by Pythagoras and all his followers, by Heracleides of Pontus (who was one
of them), by Philolaus, the teacher of Plato, and by Plato himself, according to Aristotle.
Plutarch writes in his Life of Numa that Plato, when he had grown old, said it was absurd to
believe otherwise. The same doctrine was held by Aristarchus of Samos, as Archimedes tells
us; by Seleucus the mathematician, by Nicetas the philosopher (on the testimony of Cicero),
and by many others. Finally this opinion has been amplified and confirmed with many
observations and demonstrations by Nicholas Copernicus. And Seneca, a most eminent
philosopher, advises us in his book on comets that we should more diligently seek to
ascertain whether it is in the sky or in the earth that the diurnal rotation resides.
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Hence it would probably be wise and useful counsel if, beyond articles which concern
salvation and the establishment of our Faith, against the stability of which there is no danger
whatever that any valid and effective doctrine can ever arise, men would not aggregate
further articles unnecessarily. And it would certainly be preposterous to introduce them at the
request of persons, who, besides not being known to speak by inspiration of divine grace, are
clearly seen to lack that understanding which is necessary in order to comprehend, let alone
discuss, the demonstrations by which such conclusions are supported in the subtler sciences. If
I may speak my opinion freely, I should say further that it would perhaps fit in better with
the decorum and majesty of the sacred writings to take measures for preventing every
shallow and vulgar writer from giving to his compositions (often grounded upon foolish
fancies) an air of authority by inserting in them passages from the Bible, interpreted (or rather
distorted) into senses as far from the right meaning of Scripture as those authors are near to
absurdity who thus ostentatiously adorn their writings. Of such abuses many examples might
be produced, but for the present I shall confine myself to two which are germane to these
astronomical matters. The first concerns those writings which were published against the
existence of the Medicean planets recently discovered by me, in which many passages of holy
Scripture were cited. Now that everyone has seen these planets, I should like to know what
new interpretations those same antagonists employ in expounding the Scripture and excusing
their own simplicity. My other example is that of a man who has lately published, in defiance
of astronomers and philosophers, the opinion that the moon does not receive its light from
the sun but is brilliant by its own nature. He supports this fancy (or rather thinks he does) by
sundry texts of Scripture which he believes cannot be explained unless his theory is true; yet
that the moon is inherently dark is surely as plain as daylight.
It is obvious that such authors, not having penetrated the true senses of Scripture, would
impose upon others an obligation to subscribe to conclusions that are repugnant to manifest
reason and sense, if they had any authority to do so. God forbid that this sort of abuse
should gain countenance and authority, for then in a short time it would be necessary to
proscribe all the contemplative sciences. People who are unable to understand perfectly both
the Bible and the science far outnumber those who do understand them. The former,
glancing superficially through the Bible, would arrogate to themselves the authority to decree
upon every question of physics on the strength of some word which they have misunder-
stood, and which was employed by the sacred authors for some different purpose. And the
smaller number of understanding men could not dam up the furious torrent of such people,
who would gain the majority of followers simply because it is much more pleasant to gain a
reputation for wisdom without effort or study than to consume oneself tirelessly in the most
laborious disciplines. Let us therefore render thanks to Almighty God, who in His beneficence
protects us from this danger by depriving such persons of all authority, reposing the power of
consultation, decision, and decree on such important matters in the high wisdom and
benevolence of most prudent Fathers, and in the supreme authority of those who cannot fail
to order matters properly under the guidance of the Holy Ghost. Hence we need not concern
ourselves with the shallowness of those men whom grave and holy authors rightly reproach,
and of whom in particular St. Jerome said, in reference to the Bible:
"This is ventured upon, lacerated, and taught by the garrulous old woman, the doting old
man, and the prattling sophist before they have learned it. Others, led on by pride, weigh
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heavy words and philosophize amongst women concerning holy Scripture. Others--oh
shame!--learn from women what they teach to men, and (as if that were not enough) glibly
expound to others that which they themselves do not understand. I forebear to speak of
those of my own profession who, attaining a knowledge of the holy Scriptures after
mundane learning, tickle the ears of the people with affected and studied expressions, and
declare that everything they say is to be taken as the law of God. Not bothering to learn
what the prophets and the apostles have maintained, they wrest incongruous testimonies into
their own senses--as if distorting passages and twisting the Bible to their individual and
contradictory whims were the genuine way of teaching, and not a corrupt one."
I do not wish to place in the number of such lay writers some theologians whom I consider
men of profound learning and devout behavior, and who are therefore held by me in great
esteem and veneration. Yet I cannot deny that I feel some discomfort which I should like to
have removed, when I hear them pretend to the power of constraining others by scriptural
authority to follow in a physical dispute that opinion which they think best agrees with the
Bible, and then believe themselves not bound to answer the opposing reasons and
experiences. In explanation and support of this opinion they say that since theology is queen
of all the sciences, she need not bend in any way to accommodate herself to the teachings of
less worthy sciences which are subordinate to her; these others must rather be referred to her
as their supreme empress, changing and altering their conclusions according to her statutes
and decrees. They add further that if in the inferior sciences any conclusion should be taken as
certain in virtue of demonstrations or experiences, while in the Bible another conclusion is
found repugnant to this, then the professors of that science should themselves undertake to
undo their proofs and discover the fallacies in their own experiences, without bothering the
theologians and exegetes. For, they say, it does not become the dignity of theology to stoop
to the investigation of fallacies in the subordinate sciences; it is sufficient for her merely to
determine the truth of a given conclusion with absolute authority, secure in her inability to
err.
Now the physical conclusions in which they say we ought to be satisfied by Scripture, without
glossing or expounding it in senses different from the literal, are those concerning which the
Bible always speaks in the same manner and which the holy Fathers all receive and expound
in the same way. But with regard to these judgments I have had occasion to consider several
things, and I shall set them forth in order that I may be corrected by those who understand
more than I do in these matters--for to their decisions I submit at all times.
First I question whether there is not some equivocation in failing to specify the virtues which
entitle sacred theology to the title of "queen." It might deserve that name by reason of
including everything that is included from all the other sciences and establishing everything by
better methods and with profounder learning. It is thus, for example, that the rules for
measuring fields and keeping accounts are much more excellently contained in arithmetic and
in the geometry of Euclid than in the practices of surveyors and accountants. Or theology
might be queen because of being occupied with a subject which excels in dignity all the
subjects which compose the other sciences, and because her teachings are divulged in more
sublime ways.
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That the title and authority of queen belongs to theology in the first sense, I think, will not be
affirmed by theologians who have any skill in the other sciences. None of these, I think, will
say that geometry, astronomy, music, and medicine are much more excellently contained in
the Bible than they are in the books of Archimedes, Ptolemy, Boethius, and Galen. Hence it
seems likely that regal preeminence is given to theology in the second sense; that is, by reason
of its subject and the miraculous communication of divine revelation of conclusions which
could not be conceived by men in any other way, concerning chiefly the attainment of
eternal blessedness.
Let us grant then that theology is conversant with the loftiest divine contemplation, and
occupies the regal throne among sciences by dignity. But acquiring the highest authority in
this way, lf she does not descend to the lower and humbler speculations of the subordinate
sciences and has no regard for them because they are not concerned with blessedness, then
her professors should not arrogate to themselves the authority to decide on controversies in
professions which they have neither studied nor practiced. Why, this would be as if an
absolute despot, being neither a physician nor an architect but knowing himself free to
command, should undertake to administer medicines and erect buildings according to his
whim--at grave peril of his poor patients' lives, and the speedy collapse of his edifices.
Again, to command that the very professors of astronomy themselves see to the refutation of
their own observations and proofs as mere fallacies and sophisms is to enjoin something that
lies beyond any possibility of accomplishment. For this would amount to commanding that
they must not see what they see and must not understand what they know, and that in
searching they must find the opposite of what they actually encounter. Before this could be
done they would have to be taught how to make one mental faculty command another, and
the inferior powers the superior, so that the imagination and the will might be forced to
believe the opposite of what the intellect understands. I am referring at all times to merely
physical propositions, and not to supernatural things which are matters of faith.
I entreat those wise and prudent Fathers to consider with great care the difference that exists
between doctrines subject to proof and those subject to opinion. Considering the force
exerted by logical deductions, they may ascertain that it is not in the power of the professors
of demonstrative sciences to change their opinions at will and apply themselves first to one
side and then to the other. There is a great difference between commanding a mathematician
or a philosopher and influencing a lawyer or a merchant, for demonstrated conclusions about
things in nature or in the heavens cannot be changed with the same facility as opinions about
what is or is not lawful in a contract, bargain, or bill of exchange. This difference was well
understood by the learned and holy Fathers, as proven by their having taken great pains in
refuting philosophical fallacies. This may be found expressly in some of them; in particular,
we find the following words of St. Augustine:
"It is to be held as an unquestionable truth that whatever the sages of this world have
demonstrated concerning physical matters is in no way contrary to our Bibles, hence
whatever the sages teach in their books that is contrary to the holy Scriptures may be
concluded without any hesitation to be quite false. And according to our ability let us make
this evident, and let us keep the faith of our Lord, in whom are hidden all the treasures of
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wisdom so that we neither become seduced by the verbiage of false philosophy nor
frightened by the superstition of counterfeit religion."
From the above words I conceive that I may deduce this doctrine: That in the books of the
sages of this world there are contained some physical truths which are soundly demonstrated,
and others that are merely stated; as to the former, it i the office of wise divines to show that
they do not contradict the holy Scriptures. And as to the propositions which are stated but
not rigorously demonstrated, anything contrary to the Bible involved by them must be held
undoubtedly false and should be proved so by every possible means.
Now if truly demonstrated physical conclusions need not be subordinated to biblical
passages, but the latter must rather be shown not to interfere with the former, then before a
physical proposition is condemned it must be shown to be not rigorously demonstrated--and
this is to be done not by those who hold the proposition to be true, but by those who judge
it to be false. This seems very reasonable and natural, for those who believe an argument to
be false may much more easily find the fallacies in it than men who consider it to be true and
conclusive. Indeed, in the latter case it will happen that the more the adherents of an opinion
turn over their pages, examine the arguments, repeat the observations, and compare the
experiences, the more they will be confirmed in that belief. And Your Highness knows what
happened to the late mathematician of the University of Pisa who undertook in his old age
to look into the Copernican doctrine in the hope of` shaking its foundations and refuting it,
since he considered it false only because he had never studied it. As it fell out, no sooner had
he understood its grounds, procedures, and demonstrations than he found himself persuaded,
and from an opponent he became a very staunch defender of it. I might also name other
mathematicians who, moved by my latest discoveries, have confessed it necessary to alter the
previously accepted system of the world, as this is simply unable to subsist any longer.
If in order to banish the opinion in question from the world it were sufficient to stop the
mouth of a single man--as perhaps those men persuade themselves who, measuring the minds
of others by their own, think it impossible that this doctrine should be able to continue to
find adherents--then that would be very easily done. But things stand otherwise. To carry out
such a decision it would be necessary not only to prohibit the book of Copernicus and the
writings of other authors who follow the same opinion, but to ban the whole science of
astronomy. Furthermore, it would be necessary to forbid men to look at the heavens, in
order that they might not see Mars and Venus sometimes quite near the earth and sometimes
very distant, the variation being so great that Venus is forty times and Mars sixty times as
large at one time as at another. And it would be necessary to prevent Venus being seen
round at one time and forked at another, with very thin horns; as well as many other sensory
observations which can never be reconciled with the Ptolemaic system in any way, but are
very strong arguments for the Copernican. And to ban Copernicus now that his doctrine is
daily reinforced by many new observations and by the learned applying themselves to the
reading of his book, after this opinion has been allowed and tolerated for these many years
during which it was less followed and less confirmed, would seem in my judgment to be a
contravention of truth, and an attempt to hide and suppress her the more as she revealed
herself the more clearly and plainly. Not to abolish and censure his whole book, but only to
condemn as erroneous this particular proposition, would (if I am not mistaken) be a still
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greater detriment to the minds of men, since it would afford them occasion to see a
proposition proved that it was heresy to believe. And to prohibit the whole science would be
to censure a hundred passages of holy Scripture which teach us that the glory and greatness of
Almighty God are marvelously discerned in all his works and divinely read in the open book
of heaven. For let no one believe that reading the lofty concepts written in that book leads
to nothing further than the mere seeing of the splendor of the sun and the stars and their
rising and setting, which is as far as the eyes of brutes and of the vulgar can penetrate. Within
its pages are couched mysteries so profound and concepts so sublime that the vigils, labors,
and studies of hundreds upon hundreds of the most acute minds have still not pierced them,
even after the continual investigations for thousands of years. The eyes of an idiot perceive
little by beholding the external appearance of a human body, as compared with the
wonderful contrivances which a careful and practiced anatomist or philosopher discovers in
that same body when he seeks out the use of all those muscles, tendons, nerves, and bones;
or when examining the functions of the heart and the other principal organs, he seeks the seat
of the vital faculties, notes and observes the admirable structure of the sense organs, and
(without ever ceasing in his amazement and delight) contemplates the receptacles of the
imagination, the memory, and the understanding. Likewise, that which presents itself to mere
sight is as nothing in comparison with the high marvels that the ingenuity of learned men
discovers in the heavens by long and accurate observation . . . .
Your Highness may thus see how irregularly those persons proceed who in physical disputes
arrange scriptural passages (and often those illunderstood by them) in the front rank of their
arguments. If these men really believe themselves to have the true sense of a given passage, it
necessarily follows that they believe they have in hand the absolute truth of the conclusion
they intend to debate. Hence they must know that they enjoy a great advantage over their
opponents, whose lot it is to defend the false position; and he who maintains the truth will
have many senseexperiences and rigorous proofs on his side, whereas his antagonist cannot
make use of anything but illusory appearances, quibbles, and fallacies. Now if these men
know they have such advantages over the enemy even when they stay within proper bounds
and produce no weapons other than those proper to philosophy, why do they, in the thick
of the battle, betake themselves to a dreadful weapon which cannot be turned aside, and
seek to vanquish the opponent by merely exhibiting it? If I may speak frankly, I believe they
have themselves been vanquished, and, feeling unable to stand up against the assaults of the
adversary, they seek ways of holding him off. To that end they would forbid him the use of
reason, divine gift of Providence, and would abuse the just authority of holy Scripture--
which, in the general opinion of theologians, can never oppose manifest experiences and
necessary demonstrations when rightly understood and applied. If I am correct, it will stand
them in no stead to go running to the Bible to cover up their inability to understand (let
alone resolve) their opponents' arguments, for the opinion which they fight has never been
condemned by the holy Church. If they wish to proceed in sincerity, they should by silence
confess themselves unable to deal with such matters. Let them freely admit that although they
may argue that a position is false, it is not in their power to censure a position as erroneous--
or in the power of anyone except the Supreme Pontiff, or the Church Councils. Reflecting
upon this, and knowing that a proposition cannot be both true and heretical, let them
employ themselves in the business which is proper to them; namely, demonstrating its falsity.
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And when that is revealed, either there will no longer be any necessity to prohibit it (since it
will have no followers), or else it may safely be prohibited without the risk of any scandal.
Therefore, let these men begin to apply themselves to an examination of the arguments of
Copernicus and others, leaving condemnation of the doctrine as erroneous and heretical to
the proper authorities. Among the circumspect and most wise Fathers, and in the absolute
wisdom of one who cannot err, they may never hope to find the rash decisions into which
they allow themselves to be hurried by some particular passion or personal interest. With
regard to this opinion, and others which are not directly matters of faith, certainly no one
doubts that the Supreme Pontiff has always an absolute power to approve or condemn; but
it is not in the power of any created being to make things true or false, for this belongs to
their own nature and to the fact. Therefore, in my judgment one should first be assured of
the necessary and immutable truth of the fact, over which no man has power. This is wiser
counsel than to condemn either side in the absence of such certainty, thus depriving oneself
of continued authority and ability to choose by determining things which are now
undetermined and open and still lodged in the will of supreme authority. And in brief, if it is
impossible for a conclusion to be declared heretical while we remain in doubt as to its truth,
then these men are wasting their time clamoring for condemnation of the motion of the
earth and stability of the sun, which they have not yet demonstrated to be impossible or
false. . . .
[SOURCE: Internet Modern History Sourcebook, http://www.fordham.edu/halsall/mod/galileo-
tuscany.html]
Robert Bellarmine, Letter on Galileo's Theories (1615)
Galileo's letter of 1614 to the Grand Duchess Christina Duchess of Tuscany was not widely known, and
was ignored by Church authorities. When a year later the Carmelite provincial Paolo Foscarini
supported Galileo publicly by attempting to prove that the new theory was not opposed to Scripture,
Cardinal Robert Bellarmine, as "Master of Controversial Questions," responded.
[Source: Internet Modern History Sourcebook, http://www.fordham.edu/halsall/mod/1615bellarmine-
letter.html]
On April 12, 1615 the saint [Bellarmine] wrote to Foscarini:
"I have gladly read the letter in Italian and the treatise which Your Reverence sent me, and I
thank you for both. And I confess that both are filled with ingenuity and learning, and since
you ask for my opinion, I will give it to you very briefly, as you have little time for reading
and I for writing:
EARLY MODERN ERA / 292
"First. I say that it seems to me that Your Reverence and Galileo did prudently to content
yourself with speaking hypothetically, and not absolutely, as I have always believed that
Copernicus spoke. For to say that, assuming the earth moves and the sun stands still, all the
appearances are saved better than with eccentrics and epicycles, is to speak well; there is no
danger in this, and it is sufficient for mathematicians. But to want to affirm that the sun really
is fixed in the center of the heavens and only revolves around itself (i. e., turns upon its axis)
without traveling from east to west, and that the earth is situated in the third sphere and
revolves with great speed around the sun, is a very dangerous thing, not only by irritating all
the philosophers and scholastic theologians, but also by injuring our holy faith and rendering
the Holy Scriptures false. For Your Reverence has demonstrated many ways of explaining
Holy Scripture, but you have not applied them in particular, and without a doubt you would
have found it most difficult if you had attempted to explain all the passages which you
yourself have cited.
"Second. I say that, as you know, the Council [of Trent] prohibits expounding the Scriptures
contrary to the common agreement of the holy Fathers. And if Your Reverence would read
not only the Fathers but also the commentaries of modern writers on Genesis, Psalms,
Ecclesiastes and Joshua, you would find that all agree in explaining literally (ad litteram) that
the sun is in the heavens and moves swiftly around the earth, and that the earth is far from
the heavens and stands immobile in the center of the universe. Now consider whether in all
prudence the Church could encourage giving to Scripture a sense contrary to the holy Fathers
and all the Latin and Greek commentators. Nor may it be answered that this is not a matter
of faith, for if it is not a matter of faith from the point of view of the subject matter, it is on
the part of the ones who have spoken. It would be just as heretical to deny that Abraham
had two sons and Jacob twelve, as it would be to deny the virgin birth of Christ, for both are
declared by the Holy Ghost through the mouths of the prophets and apostles.
"Third. I say that if there were a true demonstration that the sun was in the center of the
universe and the earth in the third sphere, and that the sun did not travel around the earth
but the earth circled the sun, then it would be necessary to proceed with great caution in
explaining the passages of Scripture which seemed contrary, and we would rather have to say
that we did not understand them than to say that something was false which has been
demonstrated. But I do not believe that there is any such demonstration; none has been
shown to me. It is not the same thing to show that the appearances are saved by assuming
that the sun really is in the center and the earth in the heavens. I believe that the first
demonstration might exist, but I have grave doubts about the second, and in a case of doubt,
one may not depart from the Scriptures as explained by the holy Fathers. I add that the
words ' the sun also riseth and the sun goeth down, and hasteneth to the place where he
ariseth, etc.' were those of Solomon, who not only spoke by divine inspiration but was a man
wise above all others and most learned in human sciences and in the knowledge of all created
things, and his wisdom was from God. Thus it is not too likely that he would affirm
something which was contrary to a truth either already demonstrated, or likely to be
demonstrated. And if you tell me that Solomon spoke only according to the appearances,
and that it seems to us that the sun goes around when actually it is the earth which moves, as
it seems to one on a ship that the beach moves away from the ship, I shall answer that one
who departs from the beach, though it looks to him as though the beach moves away, he
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knows that he is in error and corrects it, seeing clearly that the ship moves and not the beach.
But with regard to the sun and the earth, no wise man is needed to correct the error, since he
clearly experiences that the earth stands still and that his eye is not deceived when it judges
that the moon and stars move. And that is enough for the present. I salute Your Reverence
and ask God to grant you every happiness."
Notes:
Solange Hertz makes the problem clear in her commentary on this letter (in an article which contends
that the earth is indeed the center of the Universe):
"There are many such passages in the Bible, outstanding among them being, of course, the one relating
how Joshua commanded, "Move not, O sun, toward Gabaon, nor thou, O moon, toward the valley
of Ajalon," whereupon, "the sun and the moon stood still, till the people revenged themselves of their
enemies" (Jos.10:12-13). And again, as St. Robert Bellarmine pointed out, the Preacher says," The sun
riseth and goeth down and returneth to his place: and there rising again, maketh his round by the
south and turneth again to the north" (Eccles. 1:5-6)
"Scripture also specifies that the Earth is immovable in the face of these solar and lunar peregrinations,
Psalm 92 stating flatly that God "hath established the world which shall not be moved." Psalm 103 says
He has"founded the earth upon its own bases ; it shall not be moved forever and ever," Psalm 95
telling us God has "corrected the world, which shall not be moved." Again, in I Paralipomenon 16:30,
"He hath founded the earth immovable," and according to Job 26:7, God by His power"stretched out
the north over the empty space and hangeth the earth upon nothing." No less an authority than the
Catechism of the Council of Trent, in its commentary on the Creed, states furthermore, "The earth also
God commanded to stand in the midst of the world, rooted in its own foundation."
Action by the Congregation of the Index
In 1616 the Congregation of the Index--founded by St. Pius V in 1571 and now headed by Cardinal
Bellarmine acting in the name of Paul V--was forced to take action, based on the findings of consultors
to the Holy Office. Without naming Galileo, it banned all writings which treated of Copernicanism as
anything but an unproven hypothesis,
"because it has come to the attention of this Congregation that the Pythagorean doctrine which is false
and contrary to Holy Scripture, which teaches the motion of the earth and the immobility of the sun,
and which is taught by Nicholas Copernicus in De Revolutionibus Orbium Caelestium and by Diego de
Zuniga's On Job, is now being spread and accepted by many--as may be seen from a letter of a
Carmelite Father entitled 'Letter of the Rev. Father Paolo Antonio Foscarini, Carmelite, on the Opinion
of the Pythagoreans and of Copernicus concerning the Motion of the Earth and the Stability of the Sun,
and the New Pythagorean System of the World,' printed in Naples by Lazzaro Scoriggio in 1615: in
which the said Father tries to show that the doctrine of the immobility of the sun in the center of the
world, and that of the earth's motion, is consonant with truth and is not opposed to Holy Scripture.
"Therefore, so that this opinion may not spread any further to the prejudice of Catholic truth, it (the
Sacred Congregation ) decrees that the said Nicholas Copernicus' De Revolutionibus Orbium, and
Diego de Zuniga's On Job, be suspended until corrected; but that the book of the Carmelite Father,
Paolo Foscarini, be prohibited and condemned, and that all other books likewise, in which the same is
taught, be prohibited."
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Continuing Condemnation:
Taking her information from The Pontifical Decrees against the Doctrine of the Earth's Movement and
the Ultramontane Defense of Them, compiled in 1870 by the English Catholic priest William W.
Roberts, the Catholic creationist writer Paula Haigh has pointed out that a generation after Galileo's
death:
"In 1664 the Church went to further lengths to extirpate his error: The Index for that year was prefixed
by a Bull, entitled Speculatores Domus Israel, signed by Pope Alexander VII, who declared, 'We, having
taken the advice of our Cardinals, confirm and approve with Apostolic authority by the tenor of these
presents, and command and enjoin all persons everywhere to yield to this Index a constant and
complete obedience.'
"The importance of this document cannot be minimized, for it included and re-affirmed not only
previous formal condemnations, but 'all the relevant decrees up to the present time, that have been
issued since the Index of our predecessor Clement.'" Miss Haigh therefore rightly concludes, "The
evidence for papal infallibility in the Galileo case rests then upon the Bull of Alexander VII in 1664."
She discerns a twofold basis for its authority: "1) The decrees of the Index and the Inquisition which
were based on the truth of the Church's tradition, especially as in this case it rested upon the unanimity
of the Fathers and the constant position of the Church; and 2) the infallibility of the Pope speaking in
his own official capacity as Head of the Church and therefore ex cathedra, even though not defining
any new dogma but simply affirming tradition.
"The modern theologians have never addressed the problem posed by this Bull of Alexander VII. If
they had, they would need to admit its direct papal authority and search for some subsequent
document by a subsequent pope that formally and specifically abrogated, i.e., nullified the 1664 Bull.
But no such document has ever been found or produced.
[SOURCE: Internet Modern History Sourcebook,
http://www.fordham.edu/halsall/mod/1615bellarmine-letter.html]
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V. Political Ideas
Thomas Hobbes, Leviathan (1651) Thomas Hobbes (1589-1679) was an English philosopher, political theorist, mathematician, and
linguist. He emerged as a leading spokesman for the Royalist cause on the eve of the Civil War. When
the Civil War broke out, Hobbes feared that Parliament might have him arrested, so he fled to France
in 1640 and remained there until 1651. Because of his writings, especially Leviathan, Hobbes stood
under threat of prosecution even after the restoration of Charles II. Hobbes's best-known work,
Leviathan; or, The Matter, Form, and Power of a Commonwealth Ecclesiastical and Civil (1651),
presents a defense of the doctrine of sovereignty. This work aroused the suspicions of the French
authorities by its attack on the papacy. Again fearful of arrest, Hobbes returned to England. Although
Hobbes was favored by Charles II, Parliament in 1666 placed Leviathan on a list of books which were
to be examined for atheistic ideas. Several of Hobbes’ works were ceremoniously burned in England,
mainly because many at the time saw in them a direct challenge to Christianity. In the later years of his
life, Hobbes devoted his attention primarily to translations of classical texts, including Thucydides’
History of the Peloponnesian War and Homer’s Iliad.
Hobbes was among the first Western thinkers to provide a secular justification for the political
state. He supported the notion of an absolute monarchy, which he felt would counter the
decentralizing ideas of the Reformation, which, Hobbes contended, brought anarchy. Hobbes’
political theory was based upon his belief that humans were motivated solely by self-interest. Since
people are fearful and predatory, Hobbes argued, they must submit to the absolute supremacy of the
state, in both secular and religious matters, in order to live by reason and gain lasting preservation.
Hobbes has been regarded as an important early influence on the philosophical doctrine of
utilitarianism (he believed people were motivated by appetite [akin to pleasure] and aversion [akin to
pain]). [Source: Encarta Encyclopedia, http://www.encarta.msn.com]
CHAPTER XIII. OF THE NATURAL CONDITION OF MANKIND AS CONCERNING THEIR
FELICITY AND MISERY
NATURE hath made men so equal in the faculties of body and mind as that, though there be
found one man sometimes manifestly stronger in body or of quicker mind than another, yet
when all is reckoned together the difference between man and man is not so considerable as
that one man can thereupon claim to himself any benefit to which another may not pretend
as well as he. For as to the strength of body, the weakest has strength enough to kill the
strongest, either by secret machination or by confederacy with others that are in the same
danger with himself.
And as to the faculties of the mind, setting aside the arts grounded upon words, and
especially that skill of proceeding upon general and infallible rules, called science, which very
few have and but in few things, as being not a native faculty born with us, nor attained, as
prudence, while we look after some what else, I find yet a greater equality amongst men than
that of strength. For prudence is but experience, which equal time equally bestows on all men
in those things they equally apply themselves unto. That which may perhaps make such
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equality incredible is but a vain conceit of one's own wisdom, which almost all men think
they have in a greater degree than the vulgar; that is, than all men but themselves, and a few
others, whom by fame, or for concurring with themselves, they approve. For such is the
nature of men that how so ever they may acknowledge many others to be more witty, or
more eloquent or more learned, yet they will hardly believe there be many so wise as
themselves; for they see their own wit at hand, and other men's at a distance. But this
proveth rather that men are in that point equal, than unequal. For there is not ordinarily a
greater sign of the equal distribution of any thing than that every man is contented with his
share.
From this equality of ability arise the quality of hope in the attaining of our ends. And
therefore if any two men desire the same thing, which nevertheless they cannot both enjoy,
they become enemies; and in the way to their end (which is principally their own
conservation, and sometimes their delectation only) endeavour to destroy or subdue one
another. And from hence it comes to pass that where an invader hath no more to fear than
another man's single power, if one plant, sow, build, or possess a convenient seat, others may
probably be expected to come prepared with forces united to dispossess and deprive him,
not only of the fruit of his labour, but also of his life or liberty. And the invader again is in
the like danger of another.
And from this diffidence of one another, there is no way for any man to secure himself so
reasonable as anticipation; that is, by force, or wiles, to master the persons of all men he can
so long till he see no other power great enough to endanger him: and this is no more than his
own conservation requireth, and is generally allowed. Also, because there be some that,
taking pleasure in contemplating their own power in the acts of conquest, which they pursue
farther than their security requires, if others, that otherwise would be glad to be at ease
within modest bounds, should not by invasion increase their power, they would not be able,
long time, by standing only on their defence, to subsist. And by consequence, such
augmentation of dominion over men being necessary to a man's conservation, it ought to be
allowed him.
Again, men have no pleasure (but on the contrary a great deal of grief) in keeping company
where there is no power able to overawe them all. For every man looketh that his
companion should value him at the same rate he sets upon himself, and upon all signs of
contempt or undervaluing naturally endeavours, as far as he dares (which amongst them that
have no common power to keep them in quiet is far enough to make them destroy each
other), to extort a greater value from his contemners, by damage; and from others, by the
example.
So that in the nature of man, we find three principal causes of quarrel. First, competition;
secondly, diffidence; thirdly, glory.
The first maketh men invade for gain; the second, for safety; and the third, for reputation.
The first use violence, to make themselves masters of other men's persons, wives, children,
and cattle; the second, to defend them; the third, for trifles, as a word, a smile, a different
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opinion, and any other sign of undervalue, either direct in their persons or by reflection in
their kindred, their friends, their nation, their profession, or their name.
Hereby it is manifest that during the time men live without a common power to keep them
all in awe, they are in that condition which is called war; and such a war as is of every man
against every man. For war consisteth not in battle only, or the act of fighting, but in a tract
of time, wherein the will to contend by battle is sufficiently known: and therefore the notion
of time is to be considered in the nature of war, as it is in the nature of weather. For as the
nature of foul weather lieth not in a shower or two of rain, but in an inclination thereto of
many days together: so the nature of war consisteth not in actual fighting, but in the known
disposition thereto during all the time there is no assurance to the contrary. All other time is
peace.
Whatsoever therefore is consequent to a time of war, where every man is enemy to every
man, the same is consequent to the time wherein men live without other security than what
their own strength and their own invention shall furnish them withal. In such condition there
is no place for industry, because the fruit thereof is uncertain: and consequently no culture of
the earth; no navigation, nor use of the commodities that may be imported by sea; no
commodious building; no instruments of moving and removing such things as require much
force; no knowledge of the face of the earth; no account of time; no arts; no letters; no
society; and which is worst of all, continual fear, and danger of violent death; and the life of
man, solitary, poor, nasty, brutish, and short.
It may seem strange to some man that has not well weighed these things that Nature should
thus dissociate and render men apt to invade and destroy one another: and he may
therefore, not trusting to this inference, made from the passions, desire perhaps to have the
same confirmed by experience. Let him therefore consider with himself: when taking a
journey, he arms himself and seeks to go well accompanied; when going to sleep, he locks his
doors; when even in his house he locks his chests; and this when he knows there be laws and
public officers, armed, to revenge all injuries shall be done him; what opinion he has of his
fellow subjects, when he rides armed; of his fellow citizens, when he locks his doors; and of
his children, and servants, when he locks his chests. Does he not there as much accuse
mankind by his actions as I do by my words? But neither of us accuse man's nature in it. The
desires, and other passions of man, are in themselves no sin. No more are the actions that
proceed from those passions till they know a law that forbids them; which till laws be made
they cannot know, nor can any law be made till they have agreed upon the person that shall
make it.
It may peradventure be thought there was never such a time nor condition of war as this;
and I believe it was never generally so, over all the world: but there are many places where
they live so now. For the savage people in many places of America, except the government
of small families, the concord whereof dependeth on natural lust, have no government at all,
and live at this day in that brutish manner, as I said before. Howsoever, it may be perceived
what manner of life there would be, where there were no common power to fear, by the
manner of life which men that have formerly lived under a peaceful government use to
degenerate into a civil war.
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But though there had never been any time wherein particular men were in a condition of
war one against another, yet in all times kings and persons of sovereign authority, because of
their independency, are in continual jealousies, and in the state and posture of gladiators,
having their weapons pointing, and their eyes fixed on one another; that is, their forts,
garrisons, and guns upon the frontiers of their kingdoms, and continual spies upon their
neighbours, which is a posture of war. But because they uphold thereby the industry of their
subjects, there does not follow from it that misery which accompanies the liberty of particular
men.
To this war of every man against every man, this also is consequent; that nothing can be
unjust. The notions of right and wrong, justice and injustice, have there no place. Where
there is no common power, there is no law; where no law, no injustice. Force and fraud are
in war the two cardinal virtues. Justice and injustice are none of the faculties neither of the
body nor mind. If they were, they might be in a man that were alone in the world, as well as
his senses and passions. They are qualities that relate to men in society, not in solitude. It is
consequent also to the same condition that there be no propriety, no dominion, no mine and
thine distinct; but only that to be every man's that he can get, and for so long as he can keep
it. And thus much for the ill condition which man by mere nature is actually placed in;
though with a possibility to come out of it, consisting partly in the passions, partly in his
reason.
The passions that incline men to peace are: fear of death; desire of such things as are
necessary to commodious living; and a hope by their industry to obtain them. And reason
suggesteth convenient articles of peace upon which men may be drawn to agreement. These
articles are they which otherwise are called the laws of nature, where of I shall speak more
particularly in the two following chapters.
CHAPTER XIV. OF THE FIRST AND SECOND NATURAL LAWS, AND OF CONTRACTS
THE right of nature, which writers commonly call jus naturale, is the liberty each man hath to
use his own power as he will himselff or the preservation of his own nature; that is to say, of
his own life; and consequently, of doing anything which, in his own judgement and reason,
he shall conceive to be the aptest means thereunto.
By liberty is understood, according to the proper signification of the word, the absence of
external impediments; which impediments may oft take away part of a man's power to do
what he would, but cannot hinder him from using the power left him according as his
judgement and reason shall dictate to him.
A law of nature, lex naturalis, is a precept, or general rule, found out by reason, by which a
man is forbidden to do that which is destructive of his life, or taketh away the means of
preserving the same, and to omit that by which he thinketh it may be best preserved. For
though they that speak of this subject use to confound jus and lex, right and law, yet they
ought to be distinguished, because right consisteth in liberty to do, or to forbear; whereas law
determineth and bindeth to one of them: so that law and right differ as much as obligation
and liberty, which in one and the same matter are inconsistent.
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And because the condition of man (as hath been declared in the precedent chapter) is a
condition of war of everyone against everyone, in which case every one is governed by his
own reason, and there is nothing he can make use of that may not be a help unto him in
preserving his life against his enemies; it followeth that in such a condition every man has a
right to every thing, even to one another's body. And therefore, as long as this natural right
of every man to every thing endureth, there can be no security to any man, how strong or
wise soever he be, of living out the time which nature ordinarily alloweth men to live. And
consequently it is a precept, or general rule of reason: that every man ought to endeavour
peace, as far as he has hope of obtaining it; and when he cannot obtain it, that he may seek
and use all helps and advantages of war. The first branch of which rule containeth the first
and fundamental law of nature, which is: to seek peace and follow it. The second, the sum of
the right of nature, which is: by all means we can to defend ourselves.
From this fundamental law of nature, by which men are commanded to endeavour peace, is
derived this second law: that a man be willing, when others are so too, as far forth as for
peace and defence of himself he shall think it necessary, to lay down this right to all things;
and be contented with so much liberty against other men as he would allow other men
against himself. For as long as every man holdeth this right, of doing anything he liketh; so
long are all men in the condition of war. But if other men will not lay down their right, as
well as he, then there is no reason for anyone to divest himself of his: for that were to expose
himself to prey, which no man is bound to, rather than to dispose himself to peace. This is
that law of the gospel: Whatsoever you require that others should do to you, that do ye to
them. And that law of all men, quod tibi fieri non vis, alteri ne feceris.*
To lay down a man's right to anything is to divest himself of the liberty of hindering another
of the benefit of his own right to the same. For he that renounceth or passeth away his right
giveth not to any other man a right which he had not before, because there is nothing to
which every man had not right by nature, but only standeth out of his way that he may
enjoy his own original right without hindrance from him, not without hindrance from
another. So that the effect which redoundeth to one man by another man's defect of right is
but so much diminution of impediments to the use of his own right original.
Right is laid aside, either by simply renouncing it, or by transferring it to another. By simply
renouncing, when he cares not to whom the benefit thereof redoundeth. By transferring,
when he intendeth the benefit thereof to some certain person or persons. And when a man
hath in either manner abandoned or granted away his right, then is he said to be obliged, or
bound, not to hinder those to whom such right is granted, or abandoned, from the benefit of
it: and that he ought, and it is duty, not to make void that voluntary act of his own: and that
such hindrance is injustice, and injury, as being sine jure; the right being before renounced or
transferred. So that injury or injustice, in the controversies of the world, is somewhat like to
that which in the disputations of scholars is called absurdity. For as it is there called an
absurdity to contradict what one maintained in the beginning; so in the world it is called
injustice, and injury voluntarily to undo that which from the beginning he had voluntarily
* What you do not want to be done to you, that you should not do to others.
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done. The way by which a man either simply renounceth or transferreth his right is a
declaration, or signification, by some voluntary and sufficient sign, or signs, that he doth so
renounce or transfer, or hath so renounced or transferred the same, to him that accepteth it.
And these signs are either words only, or actions only; or, as it happeneth most often, both
words and actions. And the same are the bonds, by which men are bound and obliged:
bonds that have their strength, not from their own nature (for nothing is more easily broken
than a man's word), but from fear of some evil consequence upon the rupture.
Whensoever a man transferreth his right, or renounceth it, it is either in consideration of
some right reciprocally transferred to himself, or for some other good he hopeth for thereby.
For it is a voluntary act: and of the voluntary acts of every man, the object is some good to
himself. And therefore there be some rights which no man can be understood by any words,
or other signs, to have abandoned or transferred. As first a man cannot lay down the right of
resisting them that assault him by force to take away his life, because he cannot be
understood to aim thereby at any good to himself. The same may be said of wounds, and
chains, and imprisonment, both because there is no benefit consequent to such patience, as
there is to the patience of suffering another to be wounded or imprisoned, as also because a
man cannot tell when he seeth men proceed against him by violence whether they intend his
death or not. And lastly the motive and end for which this renouncing and transferring of
right is introduced is nothing else but the security of a man's person, in his life, and in the
means of so preserving life as not to be weary of it. And therefore if a man by words, or
other signs, seem to despoil himself of the end for which those signs were intended, he is not
to be understood as if he meant it, or that it was his will, but that he was ignorant of how
such words and actions were to be interpreted.
The mutual transferring of right is that which men call contract. . . .
In contracts the right passeth, not only where the words are of the time present or past, but
also where they are of the future, because all contract is mutual translation, or change of
right; and therefore he that promiseth only, because he hath already received the benefit for
which he promiseth, is to be understood as if he intended the right should pass: for unless he
had been content to have his words so understood, the other would not have performed his
part first. And for that cause, in buying, and selling, and other acts of contract, a promise is
equivalent to a covenant, and therefore obligatory.
He that performeth first in the case of a contract is said to merit that which he is to receive by
the performance of the other, and he hath it as due. Also when a prize is propounded to
many, which is to be given to him only that winneth, or money is thrown amongst many to
be enjoyed by them that catch it; though this be a free gift, yet so to win, or so to catch, is to
merit, and to have it as due. For the right is transferred in the propounding of the prize, and
in throwing down the money, though it be not determined to whom, but by the event of the
contention. But there is between these two sorts of merit this difference, that in contract I
merit by virtue of my own power and the contractor's need, but in this case of free gift I am
enabled to merit only by the benignity of the giver: in contract I merit at the contractor's
hand that he should depart with his right; in this case of gift, I merit not that the giver should
part with his right, but that when he has parted with it, it should be mine rather than
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another's. And this I think to be the meaning of that distinction of the Schools between
meritum congrui and meritum condigni. For God Almighty, having promised paradise to
those men, hoodwinked with carnal desires, that can walk through this world according to
the precepts and limits prescribed by him, they say he that shall so walk shall merit paradise
ex congruo. But because no man can demand a right to it by his own righteousness, or any
other power in himself, but by the free grace of God only, they say no man can merit
paradise ex condigno. This, I say, I think is the meaning of that distinction; but because
disputers do not agree upon the signification of their own terms of art longer than it serves
their turn, I will not affirm anything of their meaning: only this I say; when a gift is given
indefinitely, as a prize to be contended for, he that winneth meriteth, and may claim the
prize as due.
If a covenant be made wherein neither of the parties perform presently, but trust one
another, in the condition of mere nature (which is a condition of war of every man against
every man) upon any reasonable suspicion, it is void: but if there be a common power set
over them both, with right and force sufficient to compel performance, it is not void. For he
that performeth first has no assurance the other will perform after, because the bonds of
words are too weak to bridle men's ambition, avarice, anger, and other passions, without the
fear of some coercive power; which in the condition of mere nature, where all men are
equal, and judges of the justness of their own fears, cannot possibly be supposed. And
therefore he which performeth first does but betray himself to his enemy, contrary to the
right he can never abandon of defending his life and means of living.
But in a civil estate, where there a power set up to constrain those that would otherwise
violate their faith, that fear is no more reasonable; and for that cause, he which by the
covenant is to perform first is obliged so to do.
The cause of fear, which maketh such a covenant invalid, must be always something arising
after the covenant made, as some new fact or other sign of the will not to perform, else it
cannot make the covenant void. For that which could not hinder a man from promising
ought not to be admitted as a hindrance of performing.
He that transferreth any right transferreth the means of enjoying it, as far as lieth in his
power. As he that selleth land is understood to transfer the herbage and whatsoever grows
upon it; nor can he that sells a mill turn away the stream that drives it. And they that give to
a man the right of government in sovereignty are understood to give him the right of levying
money to maintain soldiers, and of appointing magistrates for the administration of justice.
To make covenants with brute beasts is impossible, because not understanding our speech,
they understand not, nor accept of any translation of right, nor can translate any right to
another: and without mutual acceptation, there is no covenant.
To make covenant with God is impossible but by mediation of such as God speaketh to,
either by revelation supernatural or by His lieutenants that govern under Him and in His
name: for otherwise we know not whether our covenants be accepted or not. And therefore
they that vow anything contrary to any law of nature, vow in vain, as being a thing unjust to
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pay such vow. And if it be a thing commanded by the law of nature, it is not the vow, but
the law that binds them.
The matter or subject of a covenant is always something that falleth under deliberation, for
to covenant is an act of the will; that is to say, an act, and the last act, of deliberation; and is
therefore always understood to be something to come, and which judged possible for him
that covenanteth to perform.
And therefore, to promise that which is known to be impossible is no covenant. But if that
prove impossible afterwards, which before was thought possible, the covenant is valid and
bindeth, though not to the thing itself, yet to the value; or, if that also be impossible, to the
unfeigned endeavour of performing as much as is possible, for to more no man can be
obliged.
Men are freed of their covenants two ways; by performing, or by being forgiven. For
performance is the natural end of obligation, and forgiveness the restitution of liberty, as
being a retransferring of that right in which the obligation consisted.
Covenants entered into by fear, in the condition of mere nature, are obligatory. For example,
if I covenant to pay a ransom, or service for my life, to an enemy, I am bound by it. For it is
a contract, wherein one receiveth the benefit of life; the other is to receive money, or service
for it, and consequently, where no other law (as in the condition of mere nature) forbiddeth
the performance, the covenant is valid. Therefore prisoners of war, if trusted with the
payment of their ransom, are obliged to pay it: and if a weaker prince make a
disadvantageous peace with a stronger, for fear, he is bound to keep it; unless (as hath been
said before) there ariseth some new and just cause of fear to renew the war. And even in
Commonwealths, if I be forced to redeem myself from a thief by promising him money, I am
bound to pay it, till the civil law discharge me. For whatsoever I may lawfully do without
obligation, the same I may lawfully covenant to do through fear: and what I lawfully
covenant, I cannot lawfully break.
A former covenant makes void a later. For a man that hath passed away his right to one man
today hath it not to pass tomorrow to another: and therefore the later promise passeth no
right, but is null.
A covenant not to defend myself from force, by force, is always void. For (as I have shown
before) no man can transfer or lay down his right to save himself from death, wounds, and
imprisonment, the avoiding whereof is the only end of laying down any right; and therefore
the promise of not resisting force, in no covenant transferreth any right, nor is obliging. For
though a man may covenant thus, unless I do so, or so, kill me; he cannot covenant thus,
unless I do so, or so, I will not resist you when you come to kill me. For man by nature
chooseth the lesser evil, which is danger of death in resisting, rather than the greater, which is
certain and present death in not resisting. And this is granted to be true by all men, in that
they lead criminals to execution, and prison, with armed men, notwithstanding that such
criminals have consented to the law by which they are condemned.
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A covenant to accuse oneself, without assurance of pardon, is likewise invalid. For in the
condition of nature where every man is judge, there is no place for accusation: and in the
civil state the accusation is followed with punishment, which, being force, a man is not
obliged not to resist. The same is also true of the accusation of those by whose condemnation
a man falls into misery; as of a father, wife, or benefactor. For the testimony of such an
accuser, if it be not willingly given, is presumed to be corrupted by nature, and therefore not
to be received: and where a man's testimony is not to be credited, he is not bound to give it.
Also accusations upon torture are not to be reputed as testimonies. For torture is to be used
but as means of conjecture, and light, in the further examination and search of truth: and
what is in that case confessed tendeth to the ease of him that is tortured, not to the informing
of the torturers, and therefore ought not to have the credit of a sufficient testimony: for
whether he deliver himself by true or false accusation, he does it by the right of preserving his
own life.
The force of words being (as I have formerly noted) too weak to hold men to the
performance of their covenants, there are in man's nature but two imaginable helps to
strengthen it. And those are either a fear of the consequence of breaking their word, or a
glory or pride in appearing not to need to break it. This latter is a generosity too rarely found
to be presumed on, especially in the pursuers of wealth, command, or sensual pleasure,
which are the greatest part of mankind. The passion to be reckoned upon is fear; whereof
there be two very general objects: one, the power of spirits invisible; the other, the power of
those men they shall therein offend. Of these two, though the former be the greater power,
yet the fear of the latter is commonly the greater fear. The fear of the former is in every man
his own religion, which hath place in the nature of man before civil society. The latter hath
not so; at least not place enough to keep men to their promises, because in the condition of
mere nature, the inequality of power is not discerned, but by the event of battle. So that
before the time of civil society, or in the interruption thereof by war, there is nothing can
strengthen a covenant of peace agreed on against the temptations of avarice, ambition, lust,
or other strong desire, but the fear of that invisible power which they every one worship as
God, and fear as a revenger of their perfidy. All therefore that can be done between two
men not subject to civil power is to put one another to swear by the God he feareth: which
swearing, or oath, is a form of speech, added to a promise, by which he that promiseth
signifieth that unless he perform he renounceth the mercy of his God, or calleth to him for
vengeance on himself. Such was the heathen form, Let Jupiter kill me else, as I kill this beast.
So is our form, I shall do thus, and thus, so help me God. And this, with the rites and
ceremonies which every one useth in his own religion, that the fear of breaking faith might be
the greater.
By this it appears that an oath taken according to any other form, or rite, than his that
sweareth is in vain and no oath, and that there is no swearing by anything which the swearer
thinks not God. For though men have sometimes used to swear by their kings, for fear, or
flattery; yet they would have it thereby understood they attributed to them divine honour.
And that swearing unnecessarily by God is but profaning of his name: and swearing by other
things, as men do in common discourse, is not swearing, but an impious custom, gotten by
too much vehemence of talking.
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It appears also that the oath adds nothing to the obligation. For a covenant, if lawful, binds
in the sight of God, without the oath, as much as with it; if unlawful, bindeth not at all,
though it be confirmed with an oath.
[SOURCE: Chapter XIII from the Internet Modern History Sourcebook,
http://www.fordham.edu/halsall/mod/hobbes-lev13.html; Chapter XIV excerpted from
http://oregonstate.edu/instruct/phl302/texts/hobbes/leviathan-c.html#CHAPTERXIV]
John Locke, Two Treatises of Government (1690)
John Locke (1632-1704) was an English philosopher and political theorist. He studied
medicine at the University of Oxford and later served as physician to the Earl of Shaftesbury, who
opposed the Stuart monarchy. Because of this stance, Locke was forced to leave England for France in
1675. There he spent four years studying continental philosophy, especially that of Descartes. On his
return, Locke worked with Shaftesbury to block the succession of the Catholic James, Duke of York,
later James II, from the throne. Shaftesbury was tried for treason in 1679, and though acquitted, still
stood under the threat of further prosecution. Because of his close association with Shaftesbury, Locke
was similarly threatened and he went to Holland in 1683. He returned to England in about 1688
when James II was forced from the throne, which was then assumed by William and Mary (the
daughter of Charles II).
Locke’s writings had enormous impact upon both political theory and philosophy. In the area
of philosophy, he is considered to be the founder of Empiricism. In the field of political theory, Locke
articulated the idea of the political contract. Locke believed that the purpose of government was to
protect the natural rights (life, liberty and property) of its citizens. He opposed the idea of a divine-
right monarchy, and instead argued that kings ruled by consent of the people, who transferred their
power to him through a political contract, which obligated both sides to act in certain ways. If, for
example, the king violated the rights of individuals (i.e., he failed to uphold the contract), the king
could be resisted and, if necessary, replaced. These ideas were very influential in the American
Revolution and can be seen in the Declaration of Independence.
Locke wrote numerous essays and treatises. Perhaps his most famous works are the Two
Treatises of Government (1690), the Essay Concerning Human Understanding (1690), and the
Reasonableness of Christianity (1695). The Two Treatises of Government advanced his idea of a
political contract and thus presented a defense of the Glorious Revolution of 1688. Locke was
interested in religious matters his entire life, and in his later years, he devoted more and more time to
theology. Among his posthumously published works were commentaries on the letters of Paul and
Discourse on Miracles.
[Source: John Locke www.cla.calpoly.edu and John Locke www.odur.let.rug.nl]
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CHAPTER II: Of the State of Nature
Sect. 4. To understand political power right, and derive it from its original, we must consider,
what state all men are naturally in, and that is, a state of perfect freedom to order their
actions, and dispose of their possessions and persons, as they think fit, within the bounds of
the law of nature, without asking leave, or depending upon the will of any other man.
A state also of equality, wherein all the power and jurisdiction is reciprocal, no one having
more than another; there being nothing more evident, than that creatures of the same species
and rank, promiscuously born to all the same advantages of nature, and the use of the same
faculties, should also be equal one amongst another without subordination or subjection,
unless the lord and master of them all should, by any manifest declaration of his will, set one
above another, and confer on him, by an evident and clear appointment, an undoubted right
to dominion and sovereignty.
Sect. 5. This equality of men by nature, the judicious Hooker looks upon as so evident in
itself, and beyond all question, that he makes it the foundation of that obligation to mutual
love amongst men, on which he builds the duties they owe one another, and from whence
he derives the great maxims of justice and charity. His words are, The like natural inducement
hath brought men to know that it is no less their duty, to love others than themselves; for
seeing those things which are equal, must needs all have one measure; if I cannot but wish to
receive good, even as much at every man's hands, as any man can wish unto his own soul,
how should I look to have any part of my desire herein satisfied, unless myself be careful to
satisfy the like desire, which is undoubtedly in other men, being of one and the same nature?
To have any thing offered them repugnant to this desire, must needs in all respects grieve
them as much as me; so that if I do harm, I must look to suffer, there being no reason that
others should shew greater measure of love to me, than they have by me shewed unto them:
my desire therefore to be loved of my equals in nature as much as possible may be, imposeth
upon me a natural duty of bearing to them-ward fully the like affection; from which relation
of equality between ourselves and them that are as ourselves, what several rules and canons
natural reason hath drawn, for direction of life, no man is ignorant.
Sect. 6. But though this be a state of liberty, yet it is not a state of licence: though man in that
state have an uncontroulable liberty to dispose of his person or possessions, yet he has not
liberty to destroy himself, or so much as any creature in his possession, but where some
nobler use than its bare preservation calls for it. The state of nature has a law of nature to
govern it, which obliges every one: and reason, which is that law, teaches all mankind, who
will but consult it, that being all equal and independent, no one ought to harm another in his
life, health, liberty, or possessions: for men being all the workmanship of one omnipotent,
and infinitely wise maker; all the servants of one sovereign master, sent into the world by his
order, and about his business; they are his property, whose workmanship they are, made to
last during his, not one another's pleasure: and being furnished with like faculties, sharing all
in one community of nature, there cannot be supposed any such subordination among us,
that may authorize us to destroy one another, as if we were made for one another's uses, as
Richard Hooker, On the Laws of Ecclesiastical Polity (1593), Lib. 1. Hereafter cited as Hooker, Eccl. Pol.
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the inferior ranks of creatures are for our's. Every one, as he is bound to preserve himself, and
not to quit his station wilfully, so by the like reason, when his own preservation comes not in
competition, ought he, as much as he can, to preserve the rest of mankind, and may not,
unless it be to do justice on an offender, take away, or impair the life, or what tends to the
preservation of the life, the liberty, health, limb, or goods of another.
Sect. 7. And that all men may be restrained from invading others’ rights, and from doing hurt
to one another, and the law of nature be observed, which willeth the peace and preservation
of all mankind, the execution of the law of nature is, in that state, put into every man's
hands, whereby every one has a right to punish the transgressors of that law to such a degree,
as may hinder its violation: for the law of nature would, as all other laws that concern men in
this world, be in vain, if there were no body that in the state of nature had a power to
execute that law, and thereby preserve the innocent and restrain offenders. And if any one in
the state of nature may punish another for any evil he has done, every one may do so: for in
that state of perfect equality, where naturally there is no superiority or jurisdiction of one
over another, what any may do in prosecution of that law, every one must needs have a
right to do.
Sect. 8. And thus, in the state of nature, one man comes by a power over another; but yet no
absolute or arbitrary power, to use a criminal, when he has got him in his hands, according to
the passionate heats, or boundless extravagancy of his own will; but only to retribute to him,
so far as calm reason and conscience dictate, what is proportionate to his transgression, which
is so much as may serve for reparation and restraint: for these two are the only reasons why
one man may lawfully do harm to another, which is that we call punishment. In transgressing
the law of nature, the offender declares himself to live by another rule than that of reason
and common equity, which is that measure God has set to the actions of men, for their
mutual security; and so he becomes dangerous to mankind, the tye, which is to secure them
from injury and violence, being slighted and broken by him. Which being a trespass against
the whole species, and the peace and safety of it, provided for by the law of nature, every
man upon this score, by the right he hath to preserve mankind in general, may restrain, or
where it is necessary, destroy things noxious to them, and so may bring such evil on any one,
who hath transgressed that law, as may make him repent the doing of it, and thereby deter
him, and by his example others, from doing the like mischief. And in the case, and upon this
ground, EVERY MAN HATH A RIGHT TO PUNISH THE OFFENDER, AND BE
EXECUTIONER OF THE LAW OF NATURE.
Sect. 9. I doubt not but this will seem a very strange doctrine to some men: but before they
condemn it, I desire them to resolve me, by what right any prince or state can put to death,
or punish an alien, for any crime he commits in their country. It is certain their laws, by virtue
of any sanction they receive from the promulgated will of the legislative, reach not a
stranger: they speak not to him, nor, if they did, is he bound to hearken to them. The
legislative authority, by which they are in force over the subjects of that commonwealth, hath
no power over him. Those who have the supreme power of making laws in England, France
or Holland, are to an Indian, but like the rest of the world, men without authority: and
therefore, if by the law of nature every man hath not a power to punish offences against it,
as he soberly judges the case to require, I see not how the magistrates of any community can
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punish an alien of another country; since, in reference to him, they can have no more power
than what every man naturally may have over another.
Sect, 10. Besides the crime which consists in violating the law, and varying from the right rule
of reason, whereby a man so far becomes degenerate, and declares himself to quit the
principles of human nature, and to be a noxious creature, there is commonly injury done to
some person or other, and some other man receives damage by his transgression: in which
case he who hath received any damage, has, besides the right of punishment common to him
with other men, a particular right to seek reparation from him that has done it: and any
other person, who finds it just, may also join with him that is injured, and assist him in
recovering from the offender so much as may make satisfaction for the harm he has suffered.
Sect. 11. From these two distinct rights, the one of punishing the crime for restraint, and
preventing the like offence, which right of punishing is in every body; the other of taking
reparation, which belongs only to the injured party, comes it to pass that the magistrate, who
by being magistrate hath the common right of punishing put into his hands, can often, where
the public good demands not the execution of the law, remit the punishment of criminal
offences by his own authority, but yet cannot remit the satisfaction due to any private man
for the damage he has received. That, he who has suffered the damage has a right to demand
in his own name, and he alone can remit: the damnified person has this power of
appropriating to himself the goods or service of the offender, by right of self-preservation, as
every man has a power to punish the crime, to prevent its being committed again, by the
right he has of preserving all mankind, and doing all reasonable things he can in order to that
end: and thus it is, that every man, in the state of nature, has a power to kill a murderer,
both to deter others from doing the like injury, which no reparation can compensate, by the
example of the punishment that attends it from every body, and also to secure men from the
attempts of a criminal, who having renounced reason, the common rule and measure God
hath given to mankind, hath, by the unjust violence and slaughter he hath committed upon
one, declared war against all mankind, and therefore may be destroyed as a lion or a tyger,
one of those wild savage beasts, with whom men can have no society nor security: and upon
this is grounded that great law of nature, Whoso sheddeth man's blood, by man shall his
blood be shed. And Cain was so fully convinced, that every one had a right to destroy such a
criminal, that after the murder of his brother, he cries out, Every one that findeth me, shall
slay me; so plain was it writ in the hearts of all mankind.
Sect. 12. By the same reason may a man in the state of nature punish the lesser breaches of
that law, it will perhaps be demanded, with death? I answer, each transgression may be
punished to that degree, and with so much severity, as will suffice to make it an ill bargain to
the offender, give him cause to repent, and terrify others from doing the like. Every offence,
that can be committed in the state of nature, may in the state of nature be also punished
equally, and as far forth as it may, in a commonwealth: for though it would be besides my
present purpose, to enter here into the particulars of the law of nature, or its measures of
punishment; yet, it is certain there is such a law, and that too, as intelligible and plain to a
rational creature, and a studier of that law, as the positive laws of commonwealths; nay,
possibly plainer; as much as reason is easier to be understood, than the fancies and intricate
contrivances of men, following contrary and hidden interests put into words; for so truly are
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a great part of the municipal laws of countries, which are only so far right, as they are
founded on the law of nature, by which they are to be regulated and interpreted.
Sect. 13. To this strange doctrine, viz. that in the state of nature every one has the executive
power of the law of nature, I doubt not but it will be objected, that it is unreasonable for
men to be judges in their own cases, that self-love will make men partial to themselves and
their friends: and on the other side, that ill nature, passion and revenge will carry them too
far in punishing others; and hence nothing but confusion and disorder will follow, and that
therefore God hath certainly appointed government to restrain the partiality and violence of
men. I easily grant, that civil government is the proper remedy for the inconveniencies of the
state of nature, which must certainly be great, where men may be judges in their own case,
since it is easy to be imagined, that he who was so unjust as to do his brother an injury, will
scarce be so just as to condemn himself for it: but I shall desire those who make this
objection, to remember, that absolute monarchs are but men; and if government is to be the
remedy of those evils, which necessarily follow from men's being judges in their own cases,
and the state of nature is therefore not to how much better it is than the state of nature,
where one man, commanding a multitude, has the liberty to be judge in his own case, and
may do to all his subjects whatever he pleases, without the least liberty to any one to
question or control those who execute his pleasure--and in whatsoever he doth, whether led
by reason, mistake or passion, must be submitted to--much better it is in the state of nature,
wherein men are not bound to submit to the unjust will of another: and if he that judges,
judges amiss in his own, or any other case, he is answerable for it to the rest of mankind.
Sect. 14. It is often asked as a mighty objection, where are, or ever were there any men in
such a state of nature? To which it may suffice as an answer at present, that since all princes
and rulers of independent governments all through the world, are in a state of nature, it is
plain the world never was, nor ever will be, without numbers of men in that state. I have
named all governors of independent communities, whether they are, or are not, in league
with others: for it is not every compact that puts an end to the state of nature between men,
but only this one of agreeing together mutually to enter into one community, and make one
body politic; other promises, and compacts, men may make one with another, and yet still
be in the state of nature. The promises and bargains for truck, &c. between the two men in
the desert island, mentioned by Garcilasso de la Vega, in his history of Peru; or between a
Swiss and an Indian, in the woods of America, are binding to them, though they are perfectly
in a state of nature, in reference to one another: for truth and keeping of faith belongs to
men, as men, and not as members of society.
Sect. 15. To those that say, there were never any men in the state of nature, I will not only
oppose the authority of the judicious Hooker, Eccl. Pol. lib. i. sect. 10, where he says, The
laws which have been hitherto mentioned, i.e. the laws of nature, do bind men absolutely,
even as they are men, although they have never any settled fellowship, never any solemn
agreement amongst themselves what to do, or not to do: but forasmuch as we are not by
ourselves sufficient to furnish ourselves with competent store of things, needful for such a life
as our nature doth desire, a life fit for the dignity of man; therefore to supply those defects
and imperfections which are in us, as living single and solely by ourselves, we are naturally
induced to seek communion and fellowship with others: this was the cause of men's uniting
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themselves at first in politic societies. But I moreover affirm, that all men are naturally in that
state, and remain so, till by their own consents they make themselves members of some
politic society; and I doubt not in the sequel of this discourse, to make it very clear.
CHAPTER VII: Of Political or Civil Society
Sect. 77. GOD having made man such a creature, that in his own judgment, it was not good
for him to be alone, put him under strong obligations of necessity, convenience, and
inclination to drive him into society, as well as fitted him with understanding and language to
continue and enjoy it. The first society was between man and wife, which gave beginning to
that between parents and children; to which, in time, that between master and servant came
to be added: and though all these might, and commonly did meet together, and make up but
one family, wherein the master or mistress of it had some sort of rule proper to a family;
each of these, or all together, came short of political society, as we shall see, if we consider
the different ends, ties, and bounds of each of these.
Sect. 79. For the end of conjunction, between male and female, being not barely
procreation, but the continuation of the species; this conjunction betwixt male and female
ought to last, even after procreation, so long as is necessary to the nourishment and support
of the young ones, who are to be sustained even after procreation, so long as is necessary to
the nourishment and support of the young ones, who are to be sustained by those that got
them, till they are able to . . . provide for themselves . . . .
Sect. 80. And herein I think lies the chief, if not the only reason, why the male and female in
mankind are tied to a longer conjunction than other creatures, viz. because the female is
capable of conceiving, and de facto is commonly with child again, and brings forth too a new
birth, long before the former is out of a dependency for support on his parents’ help, and
able to shift for himself, and has all the assistance is due to him from his parents: whereby the
father, who is bound to take care for those he hath begot, is under an obligation to continue
in conjugal society with the same woman longer than other creatures, whose young being
able to subsist of themselves, before the time of procreation returns again, the conjugal bond
dissolves of itself, and they are at liberty, till Hymen at his usual anniversary season summons
them again to chuse new mates. Wherein one cannot but admire the wisdom of the great
Creator, who having given to man foresight, and an ability to lay up for the future, as well as
to supply the present necessity, hath made it necessary, that society of man and wife should
be more lasting, than of male and female amongst other creatures; that so their industry
might be encouraged, and their interest better united, to make provision and lay up goods
for their common issue, which uncertain mixture, or easy and frequent solutions of conjugal
society would mightily disturb.
Sect. 81. But tho' these are ties upon mankind, which make the conjugal bonds more firm
and lasting in man, than the other species of animals; yet it would give one reason to
enquire, why this compact, where procreation and education are secured, and inheritance
taken care for, may not be made determinable, either by consent, or at a certain time, or
upon certain conditions, as well as any other voluntary compacts, there being no necessity in
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the nature of the thing, nor to the ends of it, that it should always be for life; I mean, to such
as are under no restraint of any positive law, which ordains all such contracts to be perpetual.
Sect. 82. But the husband and wife, though they have but one common concern, yet having
different understandings, will unavoidably sometimes have different wills, too; it therefore
being necessary that the last determination, i. e. the rule, should be placed somewhere; it
naturally falls to the man's share, as the abler and the stronger. But this reaching but to the
things of their common interest and property, leaves the wife in the full and free possession
of what by contract is her peculiar right, and gives the husband no more power over her life
than she has over his; the power of the husband being so far from that of an absolute
monarch, that the wife has in many cases a liberty to separate from him, where natural right,
or their contract allows it; whether that contract be made by themselves in the state of
nature, or by the customs or laws of the country they live in; and the children upon such
separation fall to the father or mother's lot, as such contract does determine.
Sect. 83. For all the ends of marriage being to be obtained under politic government, as well
as in the state of nature, the civil magistrate doth not abridge the right or power of either
naturally necessary to those ends, viz. procreation and mutual support and assistance whilst
they are together; but only decides any controversy that may arise between man and wife
about them. If it were otherwise, and that absolute sovereignty and power of life and death
naturally belonged to the husband, and were necessary to the society between man and wife,
there could be no matrimony in any of those countries where the husband is allowed no such
absolute authority. But the ends of matrimony requiring no such power in the husband, the
condition of conjugal society put it not in him, it being not at all necessary to that state.
Conjugal society could subsist and attain its ends without it; nay, community of goods, and
the power over them, mutual assistance and maintenance, and other things belonging to
conjugal society, might be varied and regulated by that contract which unites man and wife
in that society, as far as may consist with procreation and the bringing up of children till they
could shift for themselves; nothing being necessary to any society, that is not necessary to the
ends for which it is made.
Sect. 84. The society betwixt parents and children, and the distinct rights and powers
belonging respectively to them, I have treated of so largely, in the foregoing chapter, that I
shall not here need to say any thing of it. And I think it is plain, that it is far different from a
politic society.
Sect. 85. Master and servant are names as old as history, but given to those of far different
condition; for a freeman makes himself a servant to another, by selling him, for a certain
time, the service he undertakes to do, in exchange for wages he is to receive: and though this
commonly puts him into the family of his master, and under the ordinary discipline thereof;
yet it gives the master but a temporary power over him, and no greater than what is
contained in the contract between them. But there is another sort of servants, which by a
peculiar name we call slaves, who being captives taken in a just war, are by the right of
nature subjected to the absolute dominion and arbitrary power of their masters. These men
having, as I say, forfeited their lives, and with it their liberties, and lost their estates; and
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being in the state of slavery, not capable of any property, cannot in that state be considered
as any part of civil society; the chief end whereof is the preservation of property.
Sect. 86. Let us therefore consider a master of a family with all these subordinate relations of
wife, children, servants, and slaves, united under the domestic rule of a family; which, what
resemblance soever it may have in its order, offices, and number too, with a little common-
wealth, yet is very far from it, both in its constitution, power and end: or if it must be
thought a monarchy, and the paterfamilias the absolute monarch in it, absolute monarchy
will have but a very shattered and short power, when it is plain, by what has been said
before, that the master of the family has a very distinct and differently limited power, both as
to time and extent, over those several persons that are in it; for excepting the slave (and the
family is as much a family, and his power as paterfamilias as great, whether there be any
slaves in his family or no) he has no legislative power of life and death over any of them, and
none too but what a mistress of a family may have as well as he. And he certainly can have
no absolute power over the whole family, who has but a very limited one over every
individual in it. But how a family, or any other society of men, differ from that which is
properly political society, we shall best see, by considering wherein political society itself
consists.
Sect. 87. Man being born, as has been proved, with a title to perfect freedom, and an
uncontrolled enjoyment of all the rights and privileges of the law of nature, equally with any
other man, or number of men in the world, hath by nature a power, not only to preserve his
property, that is, his life, liberty and estate, against the injuries and attempts of other men;
but to judge of, and punish the breaches of that law in others, as he is persuaded the offence
deserves, even with death itself, in crimes where the heinousness of the fact, in his opinion,
requires it. But because no political society can be, nor subsist, without having in itself the
power to preserve the property, and in order thereunto, punish the offences of all those of
that society; there, and there only is political society, where every one of the members hath
quitted this natural power, resigned it up into the hands of the community in all cases that
exclude him not from appealing for protection to the law established by it. And thus all
private judgment of every particular member being excluded, the community comes to be
umpire, by settled standing rules, indifferent, and the same to all parties; and by men having
authority from the community, for the execution of those rules, decides all the differences
that may happen between any members of that society concerning any matter of right; and
punishes those offences which any member hath committed against the society, with such
penalties as the law has established: whereby it is easy to discern, who are, and who are not,
in political society together. Those who are united into one body, and have a common
established law and judicature to appeal to, with authority to decide controversies between
them, and punish offenders, are in civil society one with another: but those who have no
such common appeal, I mean on earth, are still in the state of nature, each being, where there
is no other, judge for himself, and executioner; which is, as I have before shewed it, the
perfect state of nature.
Sect. 88. And thus the commonwealth comes by a power to set down what punishment shall
belong to the several transgressions which they think worthy of it, committed amongst the
members of that society (which is the power of making laws), as well as it has the power to
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punish any injury done unto any of its members, by any one that is not of it (which is the
power of war and peace); and all this for the preservation of the property of all the members
of that society, as far as is possible. But though every man who has entered into civil society,
and is become a member of any commonwealth, has thereby quitted his power to punish
offences, against the law of nature, in prosecution of his own private judgment, yet with the
judgment of offences, which he has given up to the legislative in all cases, where he can
appeal to the magistrate, he has given a right to the common-wealth to employ his force, for
the execution of the judgments of the common-wealth, whenever he shall be called to it;
which indeed are his own judgments, they being made by himself, or his representative. And
herein we have the original of the legislative and executive power of civil society, which is to
judge by standing laws, how far offences are to be punished, when committed within the
common-wealth; and also to determine, by occasional judgments founded on the present
circumstances of the fact, how far injuries from without are to be vindicated; and in both
these to employ all the force of all the members, when there shall be need.
Sect. 89. Wherever therefore any number of men are so united into one society, as to quit
every one his executive power of the law of nature, and to resign it to the public, there and
there only is a political, or civil society. And this is done, where-ever any number of men, in
the state of nature, enter into society to make one people, one body politic, under one
supreme government; or else when any one joins himself to, and incorporates with any
government already made: for hereby he authorizes the society, or which is all one, the
legislative thereof, to make laws for him, as the public good of the society shall require; to
the execution whereof, his own assistance (as to his own decrees) is due. And this puts men
out of a state of nature into that of a common-wealth, by setting up a judge on earth, with
authority to determine all the controversies, and redress the injuries that may happen to any
member of the commonwealth; which judge is the legislative, or magistrates appointed by it.
And where-ever there are any number of men, however associated, that have no such
decisive power to appeal to, there they are still in the state of nature.
Sect. 90. Hence it is evident that absolute monarchy, which by some men is counted the only
government in the world, is indeed inconsistent with civil society, and so can be no form of
civil-government at all: for the end of civil society, being to avoid, and remedy those
inconveniencies of the state of nature, which necessarily follow from every man's being judge
in his own case, by setting up a known authority, to which every one of that society may
appeal upon any injury received, or controversy that may arise, and which every one of the
society ought to obey; where-ever any persons are, who have not such an authority to
appeal to, for the decision of any difference between them, there those persons are still in the
state of nature; and so is every absolute prince, in respect of those who are under his
dominion.
The public power of all society is above every soul contained in the same society; and the principal use of that
power is, to give laws unto all that are under it, which laws in such cases we must obey, unless there be reason
shewed which may necessarily inforce, that the law of reason, or of God, doth enjoin the contrary. (Hooker, Eccl.
Pol. l. i. sect. 16. )
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Sect. 91. For he being supposed to have all, both legislative and executive power in himself
alone, there is no judge to be found, no appeal lies open to any one, who may fairly, and
indifferently, and with authority decide, and from whose decision relief and redress may be
expected of any injury or inconviency, that may be suffered from the prince, or by his order:
so that such a man, however intitled, Czar, or Grand Seignior, or how you please, is as much
in the state of nature, with all under his dominion, as he is with the rest of mankind: for
wherever any two men are, who have no standing rule, and common judge to appeal to on
earth, for the determination of controversies of right betwixt them, there they are still in the
state of nature, and under all the incon-veniencies of it, with only this woeful difference to
the subject, or rather slave of an absolute prince: that whereas, in the ordinary state of
nature, he has a liberty to judge of his right, and according to the best of his power, to
maintain it; now, whenever his property is invaded by the will and order of his monarch, he
has not only no appeal, as those in society ought to have, but as if he were degraded from
the common state of rational creatures, is denied a liberty to judge of, or to defend his right;
and so is exposed to all the misery and inconveniencies, that a man can fear from one, who
being in the unrestrained state of nature, is yet corrupted with flattery, and armed with
power.
Sect. 92. For he that thinks absolute power purifies men's blood, and corrects the baseness of
human nature, need read but the history of this, or any other age, to be convinced of the
contrary. He that would have been insolent and injurious in the woods of America, would
not probably be much better in a throne; where perhaps learning and religion shall be found
out to justify all that he shall do to his subjects, and the sword presently silence all those that
dare question it: for what the protection of absolute monarchy is, what kind of fathers of
their countries it makes princes to be and to what a degree of happiness and security it carries
civil society, where this sort of government is grown to perfection, he that will look into the
late relation of Ceylon, may easily see.
Sect. 93. In absolute monarchies indeed, as well as other governments of the world, the
subjects have an appeal to the law, and judges to decide any controversies, and restrain any
violence that may happen betwixt the subjects themselves, one amongst another. This every-
one thinks necessary, and believes he deserves to be thought a declared enemy to society and
mankind, who should go about to take it away. But whether this be from a true love of
mankind and society, and such a charity as we owe all one to another, there is reason to
To take away all such mutual grievances, injuries and wrongs, i.e. such as attend men in the state of nature,
there was no way but only by growing into composition and agreement amongst themselves, by ordaining some
kind of govemment public, and by yielding themselves subject thereunto, that unto whom they granted authority
to rule and govem, by them the peace, tranquillity and happy estate of the rest might be procured. Men always
knew that where force and injury was offered, they might be defenders of themselves; they knew that however
men may seek their own commodity, yet if this were done with injury unto others, it was not to be suffered, but
by all men, and all good means to be withstood. Finally, they knew that no man might in reason take upon him
to determine his own right, and according to his own determination proceed in maintenance thereof, in as much
as every man is towards himself, and them whom he greatly affects, partial; and therefore that strifes and troubles
would be endless, except they gave their common consent, all to be ordered by some, whom they should agree
upon, without which consent there would be no reason that one man should take upon him to be lord or judge
over another. (Hooker, Eccl. Pol. l. i. sect. 10.)
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doubt: for this is no more than what every man, who loves his own power, profit, or
greatness, may and naturally must do, keep those animals from hurting, or destroying one
another, who labour and drudge only for his pleasure and advantage; and so are taken care
of, not out of any love the master has for them, but love of himself, and the profit they bring
him: for if it be asked, what security, what fence is there, in such a state, against the violence
and oppression of this absolute ruler? the very question can scarce be borne. They are ready
to tell you, that it deserves death only to ask after safety. Betwixt subject and subject, they
will grant, there must be measures, laws and judges, for their mutual peace and security: but
as for the ruler, he ought to be absolute, and is above all such circumstances; because he has
power to do more hurt and wrong, it is right when he does it. To ask how you may be
guarded from harm, or injury, on that side where the strongest hand is to do it, is presently
the voice of faction and rebellion: as if when men quitting the state of nature entered into
society, they agreed that all of them but one, should be under the restraint of laws, but that
he should still retain all the liberty of the state of nature, increased with power, and made
licentious by impunity. This is to think, that men are so foolish, that they take care to avoid
what mischiefs may be done them by pole-cats, or foxes; but are content, nay, think it safety,
to be devoured by lions.
Sect. 94. But whatever flatterers may talk to amuse people's understandings, it hinders not
men from feeling; and when they perceive that any man, in what station soever, is out of the
bounds of the civil society which they are of, and that they have no appeal on earth against
any harm they may receive from him, they are apt to think themselves in the state of nature,
in respect of him whom they find to be so; and to take care, as soon as they can, to have that
safety and security in civil society, for which it was first instituted, and for which only they
entered into it. And therefore, though perhaps at first (as shall be shewed more at large
hereafter in the following part of this discourse) some one good and excellent man having
got a pre-eminency amongst the rest, had this deference paid to his goodness and virtue, as
to a kind of natural authority, that the chief rule, with arbitration of their differences, by a
tacit consent devolved into his hands, without any other caution, but the assurance they had
of his uprightness and wisdom; yet when time, giving authority, and (as some men would
persuade us) sacredness of customs, which the negligent, and unforeseeing innocence of the
first ages began, had brought in successors of another stamp, the people finding their
properties not secure under the government, as then it was (whereas government has no
other end but the preservation of property), could never be safe nor at rest, nor think
themselves in civil society, till the legislature was placed in collective bodies of men, call them
senate, parliament, or what you please. By which means every single person became
subject, equally with other the meanest men, to those laws, which he himself, as part of the
legislative, had established; nor could anyone, by his own authority, avoid the force of the
law, when once made; nor by any pretence of superiority plead exemption, thereby to
At the first, when some certain kind of regiment was once appointed, it may be that nothing was then farther
thought upon for the manner of governing, but all permitted unto their wisdom and discretion, which were to
rule, till by experience they found this for all parts very inconvenient, so as the thing which they had devised for a
remedy, did indeed but increase the sore, which it should have cured. They saw, that to live by one man's will,
became the cause of all men's misery. This constrained them to come unto laws, wherein all men might see their
duty beforehand, and know the penalties of transgressing them. (Hooker, Eccl. Pol. l. i. sect. 10.)
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license his own, or the miscarriages of any of his dependents. No man in civil society can be
exempted from the laws of it: for if any man may do what he thinks fit, and there be no
appeal on earth for redress or security against any harm he shall do, I ask, whether he be not
perfectly still in the state of nature, and so can be no part or member of that civil society,
unless any one will say, the state of nature and civil society are one and the same thing,
which I have never yet found any one so great a patron of anarchy as to affirm.
[SOURCE: Internet Modern History Sourcebook, http://www.fordham.edu/halsall/mod/1690locke-
sel.html]
VI. The Enlightenment
Jean Jacques Rousseau, The Social Contract (1762)
French philosopher and writer. He came to fame in 1750 with a series of works highly critical of the
existing social order. His philosophy is underpinned by a belief in the fundamental goodness of human
nature, encapsulated in the concept of the 'noble savage', and the warping effects of civilization. In his
novel Émile (1762) Rousseau formulated new educational principles giving the child full scope for
individual development in natural surroundings, shielded from the corrupting influences of civilization.
His Social Contract (1762) anticipated much of the thinking of the French Revolution. Rousseau is also
noted for his Confessions (1782), one of the earliest autobiographies. Though influenced by the ideas
of John Locke, Rousseau’s “social contract” is different from Locke’s “political contract.”
[Source: Oxford Paperback Encyclopedia, (c) Oxford University Press, 1998]
Origin and Terms of the Social Contract
Man was born free, but everywhere he is in chains. This man believes that he is the master of
others, and still he is more of a slave than they are. How did that transformation take place? I
don't know. How may the restraints on man become legitimate? I do believe I can answer
that question. . . .
At a point in the state of nature when the obstacles to human preservation have become
greater than each individual with his own strength can cope with . . ., an adequate
Civil law being the act of the whole body politic, doth therefore over-rule each several part of the same body.
(Hooker, Eccl. Pol. l. i. sect. 10.)
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combination of forces must be the result of men coming together. Still, each man's power and
freedom are his main means of self preservation. How is he to put them under the control of
others without damaging himself . . . ?
This question might be rephrased: "How is a method of associating to be found which will
defend and protect--using the power of all--the person and property of each member and still
enable each member of the group to obey only himself and to remain as free as before?" This
is the fundamental problem; the social contract offers a solution to it.
The very scope of the action dictates the terms of this contract and renders the least
modification of them inadmissible, something making them null and void. Thus, although
perhaps they have never been stated in so many words, they are the same everywhere and
tacitly conceded and recognized everywhere. And so it follows that each individual
immediately recovers his primitive rights and natural liberties whenever any violation of the
social contract occurs and thereby loses the contractual freedom for which he renounced
them.
The social contract's terms, when they are well understood, can be reduced to a single
stipulation: the individual member alienates himself totally to the whole community together
with all his rights. This is first because conditions will be the same for everyone when each
individual gives himself totally, and secondly, because no one will be tempted to make that
condition of shared equality worse for other men . . . .
Once this multitude is united this way into a body, an offense against one of its members is
an offense against the body politic. It would be even less possible to injure the body without
its members feeling it. Duty and interest thus equally require the two contracting parties to
aid each other mutually. The individual people should be motivated from their double roles
as individuals and members of the body to combine all the advantages which mutual aid
offers them . . . .
Individual Wills and the General Will
In reality, each individual may have one particular will as a man that is different from--or
contrary to--the general will which he has as a citizen. His own particular interest may suggest
other things to him than the common interest does. His separate, naturally independent
existence may make him imagine that what he owes to the common cause is an incidental
contribution--a contribution which will cost him more to give than their failure to receive it
would harm the others. He may also regard the moral person of the State as an imaginary
being since it is not a man, and wish to enjoy the rights of a citizen without performing the
duties of a subject. This unjust attitude could cause the ruin of the body politic if it became
widespread enough.
So that the social pact will not become meaningless words, it tacitly includes this
commitment, which alone gives power to the others: Whoever refuses to obey the general
will shall be forced to obey it by the whole body politic, which means nothing else but that
he will be forced to be free. This condition is indeed the one which by dedicating each citizen
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to the fatherland gives him a guarantee against being personally dependent on other
individuals. It is the condition which all political machinery depends on and which alone
makes political undertakings legitimate. Without it, political actions become absurd,
tyrannical, and subject to the most outrageous abuses.
Whatever benefits he had in the state of nature but lost in the civil state, a man gains more
than enough new ones to make up for them. His capabilities are put to good use and
developed; his ideas are enriched, his sentiments made more noble, and his soul elevated to
the extent that--if the abuses in this new condition did not often degrade him to a condition
lower than the one he left behind--he would have to keep blessing this happy moment which
snatched him away from his previous state and which made an intelligent being and a man
out of a stupid and very limited animal . . . .
Property Rights
In dealing with its members, the State controls all their goods under the social contract, which
serves as the basis for all rights within the State, but it controls them only through the right of
first holder which individuals convey to the State. . . .
A strange aspect of this act of alienating property rights to the state is that when the
community takes on the goods of its members, it does not take these goods away from them.
The community does nothing but assure its members of legitimate possession of goods,
changing mere claims of possession into real rights and customary use into property....
Through an act of transfer having advantages for the public but far more for themselves they
have, so to speak, really acquired everything they gave up . . . .
Indivisible, Inalienable Sovereignty
The first and most important conclusion from the principles we have established thus far is
that the general will alone may direct the forces of the State to achieve the goal for which it
was founded, the common good . . . . Sovereignty is indivisible . . . and is inalienable . . . . A
will is general or it is not: it is that of the whole body of the people or only of one faction. In
the first instance, putting the will into words and force is an act of sovereignty: the will
becomes law. In the second instance, it is only a particular will or an administrative action; at
the very most it is a decree.
Our political theorists, however, unable to divide the source of sovereignty, divide
sovereignty into the ways it is applied. They divide it into force and will; into legislative
power and executive power; into the power to tax, the judicial power, and the power to
wage war; into internal administration and the power to negotiate with foreign countries.
Now we see them running these powers together. Now they will proceed to separate them.
They make the sovereign a being of fantasy, composed of separate pieces, which would be
like putting a man together from several bodies, one having eyes, another arms, another feet-
nothing more. Japanese magicians are said to cut up a child before the eyes of spectators,
then throw the pieces into the air one after the other, and then cause the child to drop down
reassembled and alive again. That is the sort of magic trick our political theorists perform.
EARLY MODERN ERA / 318
After having dismembered the social body with a trick worthy of a travelling show, they
reassemble the pieces without anybody knowing how . . . .
If we follow up in the same way on the other divisions mentioned, we find that we are
deceived every time we believe we see sovereignty divided. We find that the jurisdictions we
have thought to be exercised as parts of sovereignty in reality are subordinate to the [one]
sovereign power. They presuppose supreme wills, which they merely carry out in their
jurisdictions . . . .
Need for Citizen Participation, Not Representation
It follows from the above that the general will is always in the right and inclines toward the
public good, but it does not follow that the deliberations of the people always have the same
rectitude. People always desire what is good, but they do not always see what is good. You
can never corrupt the people, but you can often fool them, and that is the only time that the
people appear to will something bad . . . .
If, assuming that the people were sufficiently informed as they made decisions and that the
citizens did not communicate with each other, the general will would always be resolved
from a great number of small differences, and the deliberation would always be good. But
when blocs are formed, associations of parts at the expense of the whole, the will of each of
these associations will be general as far as its members are concerned but particular as far as
the State is concerned. Then we may say that there are no longer so many voters as there are
men present but as many as there are associations. The differences will become less numerous
and will yield less general results. Finally, when one of these associations becomes so strong
that it dominates the others, you no longer have the sum of minor differences as a result but
rather one single [unresolved] difference, with the result that there no longer is a general will,
and the view that prevails is nothing but one particular view . . . .
But we must also consider the private persons who make up the public, apart from the public
personified, who each have a life and liberty independent of it. It is very necessary for us to
distinguish between the respective rights of the citizens and the sovereign and between the
duties which men must fulfill in their role as subjects from the natural rights they should enjoy
in their role as men.
It is agreed that everything which each individual gives up of his power, his goods, and his
liberty under the social contract is only that part of all those things which is of use to the
community, but it is also necessary to agree that the sovereign alone is the judge of what that
useful part is.
All the obligations which a citizen owes to the State he must fulfill as soon as the sovereign
asks for them, but the sovereign in turn cannot impose any obligation on subjects which is
not of use to the community. If fact, the sovereign cannot even wish to do so, for nothing
can take place without a cause according to the laws of reason, any more than according to
the laws of nature [and the sovereign community will have no cause to require anything
beyond what is of communal use] . . . .
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Government . . . is wrongly confused with the sovereign, whose agent it is. What then is
government? It is an intermediary body established between the subjects and the sovereign to
keep them in touch with each other. It is charged with executing the laws and maintaining
both civil and political liberty . . . . The only will dominating government . . . should be the
general will or the law. The government's power is only the public power vested in it. As
soon as [government] attempts to let any act come from itself completely independently, it
starts to lose its intermediary role. If the time should ever come when the [government] has a
particular will of its own stronger than that of the sovereign and makes use of the public
power which is in its hands to carry out its own particular will--when there are thus two
sovereigns, one in law and one in fact--at that moment the social union will disappear and
the body politic will be dissolved.
Once the public interest has ceased to be the principal concern of citizens, once they prefer to
serve State with money rather than with their persons, the State will be approaching ruin. Is it
necessary to march into combat? They will pay some troops and stay at home. Is it necessary
to go to meetings? They will name some deputies and stay at home. Laziness and money
finally leave them with soldiers to enslave their fatherland and representatives to sell it . . . .
Sovereignty cannot be represented . . . . Essentially, it consists of the general will, and a will is
not represented: either we have it itself, or it is something else; there is no other possibility.
The deputies of the people thus are not and cannot be its representatives. They are only the
people's agents and are not able to come to final decisions at all. Any law that the people
have not ratified in person is void, it is not a law at all.
Sovereignty and Civil Religion
Now then, it is of importance to the State that each citizen should have a religion requiring
his devotion to duty; however, the dogmas of that religion are of no interest to the State
except as they relate to morality and to the duties which each believer is required to perform
for others. For the rest of it, each person may have whatever opinions he pleases . . . .
It follows that it is up to the sovereign to establish the articles of a purely civil faith, not
exactly as dogmas of religion but as sentiments of social commitment without which it would
be impossible to be either a good citizen or a faithful subject . . . . While the State has no
power to oblige anyone to believe these articles, it may banish anyone who does not believe
them. This banishment is not for impiety but for lack of social commitment, that is, for being
incapable of sincerely loving the laws and justice or of sacrificing his life to duty in time of
need. As for the person who conducts himself as if he does not believe them after having
publicly stated his belief in these same dogmas, he deserves the death penalty. He has lied in
the presence of the laws.
The dogmas of civil religion should be simple, few in number, and stated in precise words
without interpretations or commentaries. These are the required dogmas: the existence of a
powerful, intelligent Divinity, who does good, has foreknowledge of all, and provides for all;
the life to come; the happy rewards of the just; the punishment of the wicked; and the
EARLY MODERN ERA / 320
sanctity of the social contract and the laws. As for prohibited articles of faith, I limit myself to
one: intolerance. Intolerance characterizes the religious persuasions we have excluded.
[SOURCE: Internet Modern History Sourcebook, http://www.fordham.edu/HALSALL/mod/Rousseau-
soccon.html
Adam Smith, The Wealth of Nations (1776) Scottish economist and philosopher. He is regarded by many as the founder of modern economics, and
his work marks a significant turning-point in the breakdown of mercantilism and the spread of laissez-
faire ideas. Smith retired from academic life to write his Inquiry into the Nature and Causes of the
Wealth of Nations (1776), establishing theories of labour, distribution, wages, prices, and money, and
advocating free trade and minimal state interference in economic matters.
[Source: Oxford Paperback Encyclopedia, (c) Oxford University Press 1998]
Book I, Chapter 1 -- Of the Division of Labor
THE greatest improvement in the productive powers of labor, and the greater part of the
skill, dexterity, and judgment with which it is anywhere directed, or applied, seem to have
been the effects of the division of labor . . . . To take an example, therefore, the trade of the
pin-maker; a workman not educated to this business, nor acquainted with the use of the
machinery employed in it, could scarce, perhaps, with his utmost industry, make one pin in a
day, and certainly could not make twenty. But in the way in which this business is now
carried on, not only the whole work is a peculiar trade, but it is divided into a number of
branches, of which the greater part are likewise peculiar trades. One man draws out the wire,
another straights it, a third cuts it, a fourth points it, a fifth grinds it at the top for receiving,
the head; to make the head requires two or three distinct operations; to put it on is a peculiar
business, to whiten the pins is another; it is even a trade by itself to put them into the paper;
and the important business of making a pin is, in this manner, divided into about eighteen
distinct operations, which, in some factories, are all performed by distinct hands, though in
others the same man will sometimes perform two or three of them.
I have seen a small manufactory of this kind where ten men only were employed, and where
some of them consequently performed two or three distinct operations. But though they
were very poor, and therefore but indifferently accommodated with the necessary
machinery, they could, when they exerted themselves, make among them about twelve
pounds of pins in a day. There are in a pound upwards of four thousand pins of a middling
size. Those ten persons, therefore, could make among them upwards of forty-eight thousand
pins in a day. Each person, therefore, making a tenth part of forty-eight thousand pins, might
be considered as making four thousand eight hundred pins in a day. But if they had all
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wrought separately and independently, and without any of them having been educated to
this peculiar business, they certainly could not each of them have made twenty, perhaps not
one pin in a day; that is, certainly, not the two hundred and fortieth, perhaps not the four
thousand eight hundredth part of what they are at present capable of performing, in
consequence of a proper division and combination of their different operations . . . .
The division of labor, so far as it can be introduced, occasions, in every art, a proportionable
increase of the productive powers of labor. The separation of different trades and
employments from one another seems to have taken place in consequence of this advantage.
This separation, too, is generally called furthest in those countries which enjoy the highest
degree of industry and improvement; what is the work of one man in a rude state of society
being generally that of several in an improved one . . . . This great increase of the quantity of
work which, in consequence of the division of labor, the same number of people are capable
of performing, is owing to three different circumstances; first, to the increase of dexterity in
every particular workman; secondly, to the saving of the time which is commonly lost in
passing from one species of work to another; and lastly, to the invention of a great number
of machines which facilitate and abridge labor, and enable one man to do the work of many
. . . .
It is the great multiplication of the productions of all the different arts, in consequence of the
division of labor, which occasions, in a well-governed society, that universal opulence which
extends itself to the lowest ranks of the people. Every workman has a great quantity of his
own work to dispose of beyond what he himself has occasion for; and every other workman
being exactly in the same situation, he is enabled to exchange a great quantity of his own
goods for a great quantity, or, what comes to the same thing, for the price of a great quantity
of theirs. He supplies them abundantly with what they have occasion for, and they
accommodate him as amply with what he has occasion for, and a general plenty diffuses itself
through all the different ranks of the society . . . .
Book I, Chapter 2 -- Of the Principle which gives occasion to the Division of Labor
THIS division of labor, from which so many advantages are derived, is not originally the
effect of any human wisdom, which foresees and intends that universal opulence to which it
gives occasion. It is the necessary, though very slow and gradual consequence of a certain
propensity in human nature which has in view no such extensive utility; the propensity to
truck, barter, and exchange one thing for another . . . . Man has almost constant occasion for
the help of his brethren, and it is in vain for him to expect it from their benevolence only. He
will be more likely to prevail if he can interest their self-love in his favor, and show them that
it is for their own advantage to do for him what he requires of them. Whoever offers to
another a bargain of any kind, proposes to do this. Give me that which I want, and you shall
have this which you want, is the meaning of every such offer; and it is in this manner that we
obtain from one another the far greater art of those good offices which we stand in need of.
It is not from the benevolence of the butcher, the brewer, or the baker that we expect our
dinner, but from their regard to their own interest.
As it is by treaty, by barter, and by purchase that we obtain from one another the greater
part of those mutual good offices which we stand in need of, so it is this same trucking
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disposition which originally gives occasion to the division of labor. In a tribe of hunters or
shepherds a particular person makes bows and arrows, for example, with more readiness and
dexterity than any other. He frequently exchanges them for cattle or for venison with his
companions; and he finds at last that he can in this manner get more cattle and venison than
if he himself went to the field to catch them. From a regard to his own interest, therefore, the
making of bows and arrows grows to be his chief business, and he becomes a sort of armorer,
etc. . . . .
Book I, Chapter 4 -- Of the Origin and Use of Money
WHEN the division of labor has been once thoroughly established, it is but a very small part
of a man's wants which the produce of his own labor can supply. He supplies the far greater
part of them by exchanging that surplus part of the produce of his own labor, which is over
and above his own consumption, for such parts of the produce of other men's labor as he has
occasion for. Every man thus lives by exchanging, or becomes in some measure a merchant,
and the society itself grows to be what is properly a commercial society.
But when the division of labor first began to take place, this power of exchanging must
frequently have been very much clogged and embarrassed in its operations. One man, we
shall suppose, has more of a certain commodity than he himself has occasion for, while
another has less. The former consequently would be glad to dispose of, and the latter to
purchase, a part of this superfluity. But if this latter should chance to have nothing that the
former stands in need of, no exchange can be made between them. The butcher has more
meat in his shop than he himself can consume, and the brewer and the baker would each of
them be willing to purchase a part of it. But they have nothing to offer in exchange, except
the different productions of their respective trades, and the butcher is already provided with
all the bread and beer which he has immediate occasion for. No exchange can, in this case, be
made between them. In order to avoid the inconvenience of such situations, every prudent
man in every period of society, after the first establishment of the division of labor, must
naturally have endeavored to manage his affairs in such a manner as to have at all times by
him, besides the peculiar produce of his own industry, a certain quantity of some one
commodity or other, such as he imagined few people would be likely to refuse in exchange
for their produce . . . . It is in this manner that money has become in all civilized nations the
universal instrument of commerce, by the intervention of which goods of all kinds are bought
and sold, or exchanged for one another . . . .
Book I, Chapter 5 -- Of the Real and Nominal Price of Commodities, or their Price in Labor,
and their Price in Money
EVERY man is rich or poor according to the degree in which he can afford to enjoy the
necessaries, conveniences, and amusements of human life. But after the division of labor has
once thoroughly taken place, it is but a very small part of these with which a man's own
labor can supply him. The far greater part of them he must derive from the labor of other
people, and he must be rich or poor according to the quantity of that labor which he can
command, or which he can afford to purchase. The value of any commodity, therefore, to
the person who possesses it, and who means not to use or consume it himself, but to
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exchange it for other commodities, is equal to the quantity of labor which it enables him to
purchase or command. Labor, therefore, is the real measure of the exchangeable value of all
commodities . . . .
The real price of everything, what everything really costs to the man who wants to acquire it,
is the toil and trouble of acquiring it. What everything is really worth to the man who has
acquired it, and who wants to dispose of it or exchange it for something else, is the toil and
trouble which it can save to himself, and which it can impose upon other people. What is
bought with money or with goods is purchased by labor as much as what we acquire by the
toil of our own body. That money or those goods indeed save us this toil . . . .
Book I, Chapter 6 -- Of the Component Parts of the Price of Commodities
IN that early and rude state of society which precedes both the accumulation of stock and the
appropriation of land, the proportion between the quantities of labor necessary for acquiring
different objects seems to be the only circumstance which can afford any rule for exchanging
them for one another. If among a nation of hunters, for example, it usually costs twice the
labor to kill a beaver which it does to kill a deer, one beaver should naturally exchange for or
be worth two deer. It is natural that what is usually the produce of two days' or two hours'
labor, should be worth double of what is usually the produce of one day's or one hour's
labor. If the one species of labor should be more severe than the other, some allowance will
naturally be made for this superior hardship; and the produce of one hour's labor in the one
way may frequently exchange for that of two hours' labor in the other . . . .
As soon as stock has accumulated in the hands of particular persons, some of them will
naturally employ it in setting to work industrious people, whom they will supply with
materials and subsistence, in order to make a profit by the sale of their work, or by what
their labor adds to the value of the materials. In exchanging the complete manufacture either
for money, for labor, or for other goods, over and above what may be sufficient to pay the
price of the materials, and the wages of the workmen, something must be given for the
profits of the undertaker of the work who hazards his stock in this adventure. The value
which the workmen add to the materials, therefore, resolves itself in this ease into two parts,
of which the one pays their wages, the other the profits of their employer upon the whole
stock of materials and wages which he advanced . . . .
In this state of things, the whole produce of labor does not always belong to the laborer. He
must in most cases share it with the owner of the stock which employs him. Neither is the
quantity of labor commonly employed in acquiring or producing any commodity, the only
circumstance which can regulate the quantity which it ought commonly to purchase,
command, or exchange for. An additional quantity, it is evident, must be due for the profits
of the stock which advanced the wages and furnished the materials of that labor . . . .The real
value of all the different component parts of price, it must be observed, is measured by the
quantity of labor which they can, each of them, purchase or command. Labor measures the
value not only of that part of price which resolves itself into labor, but of that which resolves
itself into rent, and of that which resolves itself into profit. In every society the price of every
commodity finally resolves itself into some one or other, or all of those three parts; and in
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every improved society, all the three enter more or less, as component parts, into the price of
the far greater part of commodities . . . .
Book I, Chapter 7 -- Of the Natural and Market Price of Commodities
THERE is in every society or neighborhood an ordinary or average rate both of wages and
profit in every different employment of labor and stock. This rate is naturally regulated, as I
shall show hereafter, partly by the general circumstances of the society, their riches or
poverty, their advancing, stationary, or declining condition; and partly by the particular
nature of each employment. There is likewise in every society or neighborhood an ordinary
or average rate of rent, which is regulated too, as I shall show hereafter, partly by the general
circumstances of the society or neighborhood in which the land is situated, and partly by the
natural or improved fertility of the land. These ordinary or average rates may be called the
natural rates of wages, profit, and rent, at the time and place in which they commonly
prevail. When the price of any commodity is neither more nor less than what is sufficient to
pay the rent of the land, the wages of the labor, and the profits of the stock employed in
raising, preparing, and bringing it to market, according to their natural rates, the commodity
is then sold for what may be called its natural price. Though the price, therefore, which leaves
him this profit is not always the lowest at which a dealer may sometimes sell his goods, it is
the lowest at which he is likely to sell them for any considerable time; at least where there is
perfect liberty, or where he may change his trade as often as he pleases.
The actual price at which any commodity is commonly sold is called its market price. It may
either be above, or below, or exactly the same with its natural price. The market price of
every particular commodity is regulated by the proportion between the quantity which is
actually brought to market, and the demand of those who are willing to pay the natural price
of the commodity, or the whole value of the rent, labor, and profit, which must be paid in
order to bring it thither. When the quantity of any commodity which is brought to market
falls short of the effectual demand, all those who are willing to pay the whole value of the
rent, wages, and profit, which must be paid in order to bring it thither, cannot be supplied
with the quantity which they want. Rather than want it altogether, some of them will be
willing to give more. A competition will immediately begin among them, and the market
price will rise more or less above the natural price, according as either the greatness of the
deficiency, or the wealth and wanton luxury of the competitors, happen to animate more or
less the eagerness of the competition.
When the quantity brought to market exceeds the effectual demand, it cannot be all sold to
those who are willing to pay the whole value of the rent, wages, and profit, which must be
paid in order to bring it thither. Some part must be sold to those who are willing to pay less,
and the low price which they give for it must reduce the price of the whole. The market price
will sink more or less below the natural price, according as the greatness of the excess
increases more or less the competition of the sellers, or according as it happens to be more or
less important to them to get immediately rid of the commodity. When the quantity brought
to market is just sufficient to supply the effectual demand, and no more, the market price
naturally comes to be either exactly, or as nearly as can be judged of, the same with the
natural price. The whole quantity upon hand can be disposed of for this price, and cannot be
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disposed of for more. The competition of the different dealers obliges them all to accept of
this price, but does not oblige them to accept of less.
Such fluctuations affect both the value and the rate either of wages or of profit, according as
the market happens to be either overstocked or understocked with commodities or with
labor; with work done, or with work to be done. But though the market price of every
particular commodity is in this manner continually gravitating, if one may say so, towards the
natural price, yet sometimes particular accidents, sometimes natural causes, and sometimes
particular regulations of police, may, in many commodities, keep up the market price, for a
long time together, a good deal above the natural price.
When by an increase in the effectual demand, the market price of some particular commodity
happens to rise a good deal above the natural price, those who employ their stocks in
supplying that market are generally careful to conceal this change. If it was commonly
known, their great profit would tempt so many new rivals to employ their stocks in the same
way that, the effectual demand being fully supplied, the market price would soon be reduced
to the natural price, and perhaps for some time even below it. If the market is at a great
distance from the residence of those who supply it, they may sometimes be able to keep the
secret for several years together, and may so long enjoy their extraordinary profits without
any new rivals. Secrets of this kind, however, it must be acknowledged, can seldom be long
kept; and the extraordinary profit can last very little longer than they are kept.
A monopoly granted either to an individual or to a trading company has the same effect as a
secret in trade or manufactures. The monopolists, by keeping the market constantly
understocked, by never fully supplying the effectual demand, sell their commodities much
above the natural price, and raise their emoluments, whether they consist in wages or profit,
greatly above their natural rate. The price of monopoly is upon every occasion the highest
which can be got. The natural price, or the price of free competition, on the contrary, is the
lowest which can be taken, not upon every occasion, indeed, but for any considerable time
together. The one is upon every occasion the highest which can be squeezed out of the
buyers, or which, it is supposed, they will consent to give: the other is the lowest which the
sellers can commonly afford to take, and at the same time continue their business.
The exclusive privileges of corporations, statutes of apprenticeship, and all those laws which
restrain, in particular employments, the competition to a smaller number than might
otherwise go into them, have the same tendency, though in a less degree. They are a sort of
enlarged monopolies, and may frequently, for ages together, and in whole classes of
employments, keep up the market price of particular commodities above the natural price,
and maintain both the wages of the labor and the profits of the stock employed about them
somewhat above their natural rate. Such enhancements of the market price may last as long
as the regulations of police which give occasion to them . . . .
Book I, Chapter 8 -- Of the Wages of Labor
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THE produce of labor constitutes the natural recompense or wages of labor. In that original
state of things, which precedes both the appropriation of land and the accumulation of stock,
the whole produce of labor belongs to the laborer. He has neither landlord nor master to
share with him. Had this state continued, the wages of labor would have augmented with all
those improvements in its productive powers to which the division of labor gives occasion.
All things would gradually have become cheaper. They would have been produced by a
smaller quantity of labor; and as the commodities produced by equal quantities of labor
would naturally in this state of things be exchanged for one another, they would have been
purchased likewise with the produce of a smaller quantity. But this original state of things, in
which the laborer enjoyed the whole produce of his own labor, could not last beyond the
first introduction of the appropriation of land and the accumulation of stock. It was at an
end, therefore, long before the most considerable improvements were made in the
productive powers of labor, and it would be to no purpose to trace further what might have
been its effects upon the recompense or wages of labor. As soon as land becomes private
property, the landlord demands a share of almost all the produce which the laborer can
either raise, or collect from it. His rent makes the first deduction from the produce of the
labor which is employed upon land.
Masters are always and everywhere in a sort of tacit, but constant and uniform combination,
not to raise the wages of labor above their actual rate. To violate this combination is
everywhere a most unpopular action, and a sort of reproach to a master among his neighbors
and equals. Masters, too, sometimes enter into particular combinations to sink the wages of
labor even below this rate. These are always conducted with the utmost silence and secrecy,
till the moment of execution, and when the workmen yield, as they sometimes do, without
resistance, though severely felt by them, they are never heard of by other people. Such
combinations, however, are frequently resisted by a contrary defensive combination of the
workmen; who sometimes too, without any provocation of this kind, combine of their own
accord to raise the price of their labor . . . . A man must always live by his work, and his
wages must at least be sufficient to maintain him. They must even upon most occasions be
somewhat more; otherwise it would be impossible for him to bring up a family, and the race
of such workmen could not last beyond the first generation . . . .
When the landlord, annuitant, or monied man, has a greater revenue than what he judges
sufficient to maintain his own family, he employs either the whole or a part of the surplus in
maintaining one or more menial servants. Increase this surplus, and he will naturally increase
the number of those servants. When an independent workman, such as a weaver or
shoemaker, has got more stock than what is sufficient to purchase the materials of his own
work, and to maintain himself till he can dispose of it, he naturally employs one or more
journeymen with the surplus, in order to make a profit by their work. Increase this surplus,
and he will naturally increase the number of his journeymen. The demand for those who live
by wages, therefore, necessarily increases with the increase of the revenue and stock of every
country, and cannot possibly increase without it. The increase of revenue and stock is the
increase of national wealth . . . .
Is this improvement in the circumstances of the lower ranks of the people to be regarded as
an advantage or as an inconvenience to the society? The answer seems at first sight
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abundantly plain. Servants, laborers, and workmen of different kinds, make up the far greater
part of every great political society. But what improves the circumstances of the greater part
can never be regarded as an inconvenience to the whole. No society can surely be flourishing
and happy, of which the far greater part of the members are poor and miserable. It is but
equity, besides, that they who feed, clothe, and lodge the whole body of the people, should
have such a share of the produce of their own labor as to be themselves tolerably well fed,
clothed, and lodged.
The liberal reward of labor, as it encourages the propagation, so it increases the industry of
the common people. The wages of labor are the encouragement of industry, which, like
every other human quality, improves in proportion to the encouragement it receives. A
plentiful subsistence increases the bodily strength of the laborer, and the comfortable hope of
bettering his condition, and of ending his days perhaps in ease and plenty, animates him to
exert that strength to the utmost. Where wages are high, accordingly, we shall always find
the workmen more active, diligent, and expeditious than where they are low.
Book I, Chapter 10 -- Of Wages and Profit in the different Employments of Labor and Stock
THE policy of Europe, by not leaving things at perfect liberty, occasions other inequalities of
much greater importance. It does this chiefly in the three following ways. First, by restraining
the competition in some employments to a smaller number than would otherwise be
disposed to enter into them; Second, by increasing it in others beyond what it naturally
would be; and, Third, by obstructing the free circulation of labor and stock, both from
employment to employment and from place to place.
First, the policy of Europe occasions a very important inequality in the whole of the
advantages and disadvantages of the different employments of labor and stock, by restraining
the competition in some employments to a smaller number than might otherwise be disposed
to enter into them. The exclusive privileges of corporations, or guilds, are the principal means
it makes use of for this purpose. The property which every man has in his own labor, as it is
the original foundation of all other property, so it is the most sacred and inviolable. The
patrimony of a poor man lies in the strength and dexterity of his hands; and to hinder him
from employing this strength and dexterity of his hands; and to hinder him from employing
this strength and dexterity in what manner he thinks proper without injury to his neighbor is
a plain violation of this most sacred property. It is a manifest encroachment upon the just
liberty both of the workman and of those who might be disposed to employ him. As it
hinders the one from working at what he thinks proper, so it hinders the others from
employing whom they think proper . . . . The pretense that corporations are necessary for
the better government of the trade is without any foundation. The real and effectual
discipline which is exercised over a workman is not that of his corporation, but that of his
customers. It is the fear of losing their employment which restrains his frauds and corrects his
negligence. An exclusive corporation necessarily weakens the force of this discipline.
Second, the policy of Europe, by increasing the competition in some employments beyond
what it naturally would be, occasions another inequality of an opposite kind in the whole of
the advantages and disadvantages of the different employments of labor and stock . . . . In
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the professions, such as law and medicine, if an equal proportion of people were educated at
the public expense, the competition would soon be so great as to sink very much their
pecuniary reward. It might then not be worth any man's while to educate his son to either of
those professions at his own expense . . . .
Third, the policy of Europe, by obstructing the free circulation of labor and stock both from
employment to employment, and from place to place, occasions in some cases a very
inconvenient inequality in the whole of the advantages and disadvantages of their different
employments . . . . Whatever obstructs the free circulation of labor from one employment to
another obstructs that of stock likewise; the quantity of stock which can be employed in any
branch of business depending very much upon that of the labor which can be employed in it.
Corporation laws, however, give less obstruction to the free circulation of stock from one
place to another than to that of labor. It is everywhere much easier for a wealthy merchant
to obtain the privilege of trading in a town corporate, than for a poor artificer to obtain that
of working in it . . . .
Book I, Chapter 11 -- Effects of the Progress of Improvement upon the Real Price of
Manufactures
It is the natural effect of improvement, however, to diminish gradually the real price of
almost all manufactures. That of the manufacturing workmanship diminishes, perhaps, in all
of them without exception. In consequence of better machinery, of greater dexterity, and of
a more proper division and distribution of work, all of which are the natural effects of
improvement, a much smaller quantity of labor becomes requisite for executing any
particular piece of work, and though, in consequence of the flourishing circumstances of the
society, the real price of labor should rise very considerably, yet the great diminution of the
quantity will generally much more than compensate the greatest rise which can happen in the
price . . . . But in all cases in which the real price of the rude materials either does not rise at
all, or does not rise very much, that of the manufactured commodity sinks very considerably.
Every improvement in the circumstances of the society tends either directly or indirectly to
raise the real rent of land, to increase the real wealth of the landlord, his power of purchasing
the labor, or the produce of the labor of other people. The extension of improvement and
cultivation tends to raise it directly. The landlord's share of the produce necessarily increases
with the increase of the produce . . . . Every increase in the real wealth of the society, every
increase in the quantity of useful labor employed within it, tends indirectly to raise the real
rent of land. A certain proportion of this labor naturally goes to the land. A greater number
of men and cattle are employed in its cultivation, the produce increases with the increase of
the stock which is thus employed in raising it, and the rent increases with the produce.
[SOURCE: Internet Modern History Sourcebook,
http://www.fordham.edu/HALSALL/mod/adamsmith-summary.html
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Thomas Paine, Of the Religion of Deism Compared with the Christian Religion and the Superiority of the
Former over the Latter (1804)
British political writer. After immigrating to America in 1774, he wrote the pamphlet Common Sense
(1776), which called for American independence and laid the ground for the Declaration of
Independence. On returning to England in 1787, he published The Rights of Man (1791), defending the
French Revolution in response to Burke's Reflections on the Revolution in France (1790). His radical
views prompted the British government to indict him for treason and he fled to France.
[Source: Oxford Paperback Encyclopedia, (c) Oxford University Press 1998]
By 1793, he was imprisoned in France for not endorsing the execution of Louis XVI. During his
imprisonment, he wrote and distributed the first part of what was to become his most famous work at
the time, the anti-church text, The Age of Reason (1794-96). He was freed in 1794 (narrowly escaping
execution) thanks to the efforts of James Monroe, then U.S. Minister to France. Paine remained in
France until 1802 when he returned to America on an invitation from Thomas Jefferson. Paine
discovered that his contributions to the American Revolution had been all but eradicated due to his
religious views. Derided by the public and abandoned by his friends, he died on June 8, 1809 at the
age of 72 in New York City. [Source: http://www.ushistory.org/paine/]
Every person, of whatever religious denomination he may be, is a DEIST in the first article of
his Creed. Deism, from the Latin word Deus, God, is the belief of a God, and this belief is the
first article of every man's creed.
It is on this article, universally consented to by all mankind, that the Deist builds his church,
and here he rests. Whenever we step aside from this article, by mixing it with articles of
human invention, we wander into a labyrinth of uncertainty and fable, and become exposed
to every kind of imposition by pretenders to revelation.
The Persian shows the Zend-Avesta of Zoroaster, the lawgiver of Persia, and calls it the divine
law; the Bramin shows the Shaster, revealed, he says, by God to Brama, and given to him out
of a cloud; the Jew shows what he calls the law of Moses, given, he says, by God, on the
Mount Sinai; the Christian shows a collection of books and epistles, written by nobody
knows who, and called the New Testament; and the Mahometan shows the Koran, given, he
says, by God to Mahomet: each of these calls itself revealed religion, and the only true Word
of God, and this the followers of each profess to believe from the habit of education, and
each believes the others are imposed upon.
But when the divine gift of reason begins to expand itself in the mind and calls man to
reflection, he then reads and contemplates God and His works, and not in the books
pretending to be revelation. The creation is the Bible of the true believer in God. Everything
in this vast volume inspires him with sublime ideas of the Creator. The little and paltry, and
often obscene, tales of the Bible sink into wretchedness when put in comparison with this
mighty work.
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The Deist needs none of those tricks and shows called miracles to confirm his faith, for what
can be a greater miracle than the creation itself, and his own existence?
There is a happiness in Deism, when rightly understood, that is not to be found in any other
system of religion. All other systems have something in them that either shock our reason, or
are repugnant to it, and man, if he thinks at all, must stifle his reason in order to force himself
to believe them.
But in Deism our reason and our belief become happily united. The wonderful structure of
the universe, and everything we behold in the system of the creation, prove to us, far better
than books can do, the existence of a God, and at the same time proclaim His attributes.
It is by the exercise of our reason that we are enabled to contemplate God in His works, and
imitate Him in His ways. When we see His care and goodness extended over all His
creatures, it teaches us our duty toward each other, while it calls forth our gratitude to Him.
It is by forgetting God in His works, and running after the books of pretended revelation,
that man has wandered from the straight path of duty and happiness, and become by turns
the victim of doubt and the dupe of delusion.
Except in the first article in the Christian creed, that of believing in God, there is not an article
in it but fills the mind with doubt as to the truth of it, the instant man begins to think. Now
every article in a creed that is necessary to the happiness and salvation of man ought to be as
evident to the reason and comprehension of man as the first article is, for God has not given
us reason for the purpose of confounding us, but that we should use it for our own happiness
and His glory.
The truth of the first article is proved by God Himself, and is universal; for the creation is of
itself demonstration of the existence of a Creator. But the second article, that of God's
begetting a son, is not proved in like manner, and stands on no other authority than that of a
tale.
Certain books in what is called the New Testament tell us that Joseph dreamed that the angel
told him so, (Matthew i, 20): "And behold the angel of the Lord appeared to Joseph, in a
dream, saying, Joseph, thou son of David, fear not to take unto thee Mary thy wife, for that
which is conceived in her is of the Holy Ghost."
The evidence upon this article bears no comparison with the evidence upon the first article,
and therefore is not entitled to the same credit, and ought not to be made an article in a
creed, because the evidence of it is defective, and what evidence there is, is doubtful and
suspicious. We do not believe the first article on the authority of books, whether called Bibles
or Korans, nor yet on the visionary authority of dreams, but on the authority of God's own
visible works in the creation.
The nations who never heard of such books, nor of such people as Jews, Christians, or
Mahometans, believe the existence of a God as fully as we do, because it is self-evident. The
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work of man's hands is a proof of the existence of man as fully as his personal appearance
would be.
When we see a watch, we have as positive evidence of the existence of a watchmaker, as if
we saw him; and in like manner the creation is evidence to our reason and our senses of the
existence of a Creator. But there is nothing in the works of God that is evidence that He
begat a son, nor anything in the system of creation that corroborates such an idea, and,
therefore, we are not authorized in believing it.
What truth there may be in the story that Mary, before she was married to Joseph, was kept
by one of the Roman soldiers, and was with child by him, I leave to be settled between the
Jews and Christians. The story, however, has probability on its side, for her husband Joseph
suspected and was jealous of her, and was going to put her away. "Joseph, her husband,
being a just man, and not willing to make her a public example, was going to put her away,
privately." (Matt. i, 19).
I have already said that "whenever we step aside from the first article (that of believing in
God), we wander into a labyrinth of uncertainty," and here is evidence of the justness of the
remark, for it is impossible for us to decide who was Jesus Christ's father.
But presumption can assume anything, and therefore it makes Joseph's dream to be of equal
anthority with the existence of God, and to help it on calls it revelation. It is impossible for
the mind of man in its serious moments, however it may have been entangled by education,
or beset by priestcraft, not to stand still and doubt upon the truth of this article and of its
creed.
But this is not all. The second article of the Christian creed having brought the son of Mary
into the world (and this Mary, according to the chronological tables, was a girl of only fifteen
years of age when this son was born), the next article goes on to account for his being
begotten, which was, that when he grew a man he should be put to death, to expiate, they
say, the sin that Adam brought into the world by eating an apple or some kind of forbidden
fruit.
But though this is the creed of the Church of Rome, from whence the Protestants borrowed
it, it is a creed which that Church has manufactured of itself, for it is not contained in nor
derived from, the book called the New Testament.
The four books called the Evangelists, Matthew, Mark, Luke and John, which give, or pretend
to give, the birth, sayings, life, preaching, and death of Jesus Christ, make no mention of
what is called the fall of man; nor is the name of Adam to be found in any of those books,
which it certainly would be if the writers of them believed that Jesus was begotten, born, and
died for the purpose of redeeming mankind from the sin which Adam had brought into the
world. Jesus never speaks of Adam himself, of the garden of Eden, nor of what is called the
fall of man.
But the Church of Rome having set up its new religion, which it called Christianity, invented
the creed which it named the Apostles' Creed, in which it calls Jesus the only son of God,
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conceived by the Holy Ghost, and born of the Virgin Mary; things of which it is impossible
that man or woman can have any idea, and consequently no belief but in words; and for
which there is no authority but the idle story of Joseph's dream in the first chapter of
Matthew, which any designing imposter or foolish fanatic might make.
It then manufactured the allegories in the book of Genesis into fact, and the allegorical tree of
life and the tree of knowledge into real trees, contrary to the belief of the first Christians, and
for which there is not the least authority in any of the books of the New Testament; for in
none of them is there any mention made of such place as the Garden of Eden, nor of
anything that is said to have happened there.
But the Church of Rome could not erect the person called Jesus into a Savior of the world
without making the allegories in the book of Genesis into fact, though the New Testament, as
before observed, gives no authority for it. All at once the allegorical tree of knowledge
became, according to the Church, a real tree, the fruit of it real fruit, and the eating of it
sinful.
As priestcraft was always the enemy of knowledge, because priestcraft supports itself by
keeping people in delusion and ignorance, it was consistent with its policy to make the
acquisition of knowledge a real sin.
The Church of Rome having done this, it then brings forward Jesus the son of Mary as
suffering death to redeem mankind from sin, which Adam, it says, had brought into the
world by eating the fruit of the tree of knowledge. But as it is impossible for reason to
believe such a story, because it can see no reason for it, nor have any evidence of it, the
Church then tells us we must not regard our reason, but must believe, as it were, and that
through thick and thin, as if God had given man reason like a plaything, or a rattle, on
purpose to make fun of him.
Reason is the forbidden tree of priestcraft, and may serve to explain the allegory of the
forbidden tree of knowledge, for we may reasonably suppose the allegory had some
meaning and application at the time it was invented. It was the practice of the Eastern
nations to convey their meaning by allegory, and relate it in the manner of fact. Jesus
followed the same method, yet nobody ever supposed the allegory or parable of the rich
man and Lazarus, the Prodigal Son, the ten Virgins, etc., were facts.
Why then should the tree of knowledge, which is far more romantic in idea than the parables
in the New Testament are, be supposed to be a real tree? The answer to this is, because the
Church could not make its new-fangled system, which it called Christianity, hold together
without it. To have made Christ to die on account of an allegorical tree would have been too
barefaced a fable.
But the account, as it is given of Jesus in the New Testament, even visionary as it is, does not
support the creed of the Church that he died for the redemption of the world. According to
that account he was crucified and buried on the Friday, and rose again in good health on the
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Sunday morning, for we do not hear that he was sick. This cannot be called dying, and is
rather making fun of death than suffering it.
There are thousands of men and women also, who if they could know they should come
back again in good health in about thirty-six hours, would prefer such kind of death for the
sake of the experiment, and to know what the other side of the grave was. Why then should
that which would be only a voyage of curious amusement to us, be magnified into merit and
suffering in him? If a God, he could not suffer death, for immortality cannot die, and as a
man his death could be no more than the death of any other person.
The belief of the redemption of Jesus Christ is altogether an invention of the Church of
Rome, not the doctrine of the New Testament. What the writers of the New Testament
attempted to prove by the story of Jesus is the resurrection of the same body from the grave,
which was the belief of the Pharisees, in opposition to the Sadducees (a sect of Jews) who
denied it.
Paul, who was brought up a Pharisee, labors hard at this for it was the creed of his own
Pharisaical Church: I Corinthians xv is full of supposed cases and assertions about the
resurrection of the same body, but there is not a word in it about redemption. This chapter
makes part of the funeral service of the Episcopal Church. The dogma of the redemption is
the fable of priestcraft invented since the time the New Testament was compiled, and the
agreeable delusion of it suited with the depravity of immoral livers. When men are taught to
ascribe all their crimes and vices to the temptations of the devil, and to believe that Jesus, by
his death, rubs all off, and pays their passage to heaven gratis, they become as careless in
morals as a spendthrift would be of money, were he told that his father had engaged to pay
off all his scores.
It is a doctrine not only dangerous to morals in this world, but to our happiness in the next
world, because it holds out such a cheap, easy, and lazy way of getting to heaven, as has a
tendency to induce men to hug the delusion of it to their own injury.
But there are times when men have serious thoughts, and it is at such times, when they begin
to think, that they begin to doubt the truth of the Christian religion; and well they may, for it
is too fanciful and too full of conjecture, inconsistency, improbability and irrationality, to
afford consolation to the thoughtful man. His reason revolts against his creed. He sees that
none of its articles are proved, or can be proved.
He may believe that such a person as is called Jesus (for Christ was not his name) was born
and grew to be a man, because it is no more than a natural and probable case. But who is to
prove he is the son of God, that he was begotten by the Holy Ghost? Of these things there
can be no proof; and that which admits not of proof, and is against the laws of probability
and the order of nature, which God Himself has established, is not an object for belief. God
has not given man reason to embarrass him, but to prevent his being imposed upon.
He may believe that Jesus was crucified, because many others were crucified, but who is to
prove he was crucified for the sins of the world? This article has no evidence, not even in the
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New Testament; and if it had, where is the proof that the New Testament, in relating things
neither probable nor provable, is to be believed as true?
When an article in a creed does not admit of proof nor of probability, the salvo is to call it
revelation; but this is only putting one difficulty in the place of another, for it is as impossible
to prove a thing to be revelation as it is to prove that Mary was gotten with child by the
Holy Ghost.
Here it is that the religion of Deism is superior to the Christian Religion. It is free from all
those invented and torturing articles that shock our reason or injure our humanity, and with
which the Christian religion abounds. Its creed is pure, and sublimely simple. It believes in
God, and there it rests.
It honors reason as the choicest gift of God to man, and the faculty by which he is enabled to
contemplate the power, wisdom and goodness of the Creator displayed in the creation; and
reposing itself on His protection, both here and hereafter, it avoids all presumptuous beliefs,
and rejects, as the fabulous inventions of men, all books pretending to revelation.
[SOURCE: Internet Modern History Sourcebook, http://www.fordham.edu/HALSALL/mod/paine-
deism.html
Edward Gibbon, Decline and Fall of the Roman Empire (1776-1788)
British historian. While on a visit to Rome in 1764 he conceived the plan for what has become the
most celebrated historical work in English literature, The History of the Decline and Fall of the Roman
Empire (1776-88), a six-volume study that traces the connection of the ancient world with the modern,
encompassing such subjects as the establishment of Christianity, the Teutonic tribes, the conquests of
Islam, and the Crusades. The work is distinguished by the author's great erudition and elegant and lucid
prose style, and is enlivened by ironic wit. [Source: Oxford Paperback Encyclopedia, (c) Oxford
University Press 1998]
CHAPTER 15
IMPORTANCE OF THE INQUIRY. A CANDID but rational inquiry into the progress and
establishment of Christianity may be considered as a very essential part of the history of the
Roman empire. While that great body was invaded by open violence, or undermined by
slow decay, a pure and humble religion gently insinuated itself into the minds of men, grew
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up in silence and obscurity, derived new vigour from opposition, and finally erected the
triumphant banner of the Cross on the ruins of the Capitol. Nor was the influence of
Christianity confined to the period or to the limits of the Roman empire. After a revolution
of thirteen or fourteen centuries, that religion is still professed by the nations of Europe, the
most distinguished portion of human kind in arts and learning as well as in arms. By the
industry and zeal of the Europeans it has been widely diffused to the most distant shores of
Asia and Africa; and by the means of their colonies has been firmly established from Canada
to Chili, in a world unknown to the ancients.
ITS DIFFICULTIES. But this inquiry, however useful or entertaining, is attended with two
peculiar difficulties. The scanty and suspicious materials of ecclesiastical history seldom enable
us to dispel the dark cloud that hangs over the first age of the church. The great law of
impartiality too often obliges us to reveal the imperfections of the uninspired teachers and
believers of the Gospel; and, to a careless observer, their faults may seem to cast a shade on
the faith which they professed. But the scandal of the pious Christian, and the fallacious
triumph of the Infidel, should cease as soon as they recollect not only by whom, but likewise
to whom, the Divine Revelation was given. The theologian may indulge the pleasing task of
describing Religion as she descended from Heaven, arrayed in her native purity. A more
melancholy duty is imposed on the historian. He must discover the inevitable mixture of
error and corruption which she contracted in long residence upon earth, among a weak and
degenerate race of beings.
FIVE CAUSES OF THE GROWTH OF CHRISTIANITY. Our curiosity is naturally prompted to
inquire by what means the Christian faith obtained so remarkable a victory over the
established religions of the earth. To this inquiry an obvious but unsatisfactory answer may be
returned; that it was owing to the convincing evidence of the doctrine itself, and to the ruling
providence of its great Author. But as truth and reason seldom find so favourable a reception
in the world, and as the wisdom of Providence frequently condescends to use the passions of
the human heart, and the general circumstances of mankind, as instruments to execute its
purpose, we may still be permitted, though with becoming submission, to ask, not indeed
what were the first, but what were the secondary causes of the rapid growth of the Christian
church? It will, perhaps, appear that it was most effectually favoured and assisted by the five
following causes: I. The inflexible, and, if we may use the expression, the intolerant zeal of
the Christians, derived, it is true, from the Jewish religion, but purified from the narrow and
unsocial spirit which, instead of inviting, had deterred the Gentiles from embracing the law of
Moses. II. The doctrine of a future life, improved by every additional circumstance which
could give weight and efficacy to that important truth. III.The miraculous powers ascribed to
the primitive church. IV. The pure and austere morals of the Christians. V. The union and
discipline of the Christian republic, which gradually formed an independent and increasing
state in the heart of the Roman empire.
ZEAL OF THE JEWS. We have already described the religious harmony of the ancient world,
and the facility with which the most different and even hostile nations embraced, or at least
respected, each other's superstitions. A single people refused to join in the common
intercourse of mankind. The Jews, who, under the Assyrian and Persian monarchies, had
languished for many ages the most despised portion of their slaves, emerged from obscurity
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under the successors of Alexander; and as they multiplied to a surprising degree in the East,
and afterwards in the West, they soon excited the curiosity and wonder of other nations. The
sullen obstinacy with which they maintained their peculiar rites and unsocial manners seemed
to mark them out a distinct species of men, who boldly professed, or who faintly disguised,
their implacable hatred to the rest of humankind. Neither the violence of Antiochus, nor the
arts of Herod, nor the example of the circumjacent nations, could ever persuade the Jews to
associate with the institutions of Moses the elegant mythology of the Greeks. According to
the maxims of universal toleration, the Romans protected a superstition which they despised.
The polite Augustus condescended to give orders that sacrifices should be offered for his
prosperity in the temple of Jerusalem; while the meanest of the posterity of Abraham, who
should have paid the same homage to the Jupiter of the Capitol, would have been an object
of abhorrence to himself and to his brethren. But the moderation of the conquerors was
insufficient to appease the jealous prejudices of their subjects, who were alarmed and
scandalised at the ensigns of paganism, which necessarily introduced themselves into a Roman
province. The mad attempt of Caligula to place his own statue in the temple of Jerusalem
was defeated by the unanimous resolution of a people who dreaded death much less than
such an idolatrous profanation. Their attachment to the law of Moses was equal to their
detestation of foreign religions. The current of zeal and devotion, as it was contracted into a
narrow channel, ran with the strength, and sometimes with the fury, of a torrent.
ITS GRADUAL INCREASE. This inflexible perseverance, which appeared so odious or so
ridiculous to the ancient world, assumes a more awful character, since Providence has
deigned to reveal to us the mysterious history of the chosen people. But the devout and even
scrupulous attachment to the Mosaic religion, so conspicuous among the Jews who lived
under the second temple, becomes still more surprising if it is compared with the stubborn
incredulity of their forefathers. When the law was given in thunder from Mount Sinai; when
the tides of the ocean and the course of the planets were suspended for the convenience of
the Israelites; and when temporal rewards and punishments were the immediate
consequences of their piety or disobedience, they perpetually relapsed into rebellion against
the visible majesty of their Divine King, placed the idols of the nations in the sanctuary of
Jehovah, and imitated every fantastic ceremony that was practised in the tents of the Arabs,
or in the cities of Phoenicia. As the protection of Heaven was deservedly withdrawn from
the ungrateful race, their faith acquired a proportionable degree of vigour and purity. The
contemporaries of Moses and Joshua had beheld with careless indifference the most amazing
miracles. Under the pressure of every calamity, the belief of those miracles has preserved the
Jews of a later period from the universal contagion of idolatry; and in contradiction to every
known principle of the human mind, that singular people seems to have yielded a stronger
and more ready assent to the traditions of their remote ancestors than to the evidence of
their own senses.
THEIR RELIGION BETTER SUITED TO DEFENCE RATHER THAN TO CONQUEST. The
Jewish religion was admirably fitted for defence, but it was never designed for conquest; and
it seems probable that the number of proselytes was never much superior to that of
apostates. The divine promises were originally made, and the distinguishing rite of
circumcision was enjoined, to a single family. When the posterity of Abraham had multiplied
like the sands of the sea, the Deity, from whose mouth they received a system of laws and
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ceremonies, declared himself the proper and as it were the national God of Israel; and with
the most jealous care separated his favourite people from the rest of mankind. The conquest
of the land of Canaan was accompanied with so many wonderful and with so many bloody
circumstances, that the victorious Jews were left in a state of irreconcilable hostility with all
their neighbours. They had been commanded to extirpate some of the most idolatrous tribes,
and the execution of the Divine will had seldom been retarded by the weakness of humanity.
With the other nations they were forbidden to contract any marriages or alliances; and the
prohibition of receiving them into the congregation, which in some cases was perpetual,
almost always extended to the third, to the seventh, or even to the tenth generation. The
obligation of preaching to the Gentiles the faith of Moses had never been inculcated as a
precept of the law, nor were the Jews inclined to impose it on themselves as a voluntary
duty. In the admission of new citizens that unsocial people was actuated by the selfish vanity
of the Greeks rather than by the generous policy of Rome. The descendants of Abraham were
flattered by the opinion that they alone were the heirs of the covenant, and they were
apprehensive of diminishing the value of their inheritance by sharing it too easily with the
strangers of the earth. A larger acquaintance with mankind extended their knowledge
without correcting their prejudices; and whenever the God of Israel acquired any new
votaries, he was much more indebted to the inconstant humour of polytheism than to the
active zeal of his own missionaries. The religion of Moses seems to be instituted for a
particular country as well as for a single nation; and if a strict obedience had been paid to the
order that every male, three times in the year, should present himself before the Lord
Jehovah, it would have been impossible that the Jews could ever have spread themselves
beyond the narrow limits of the promised land. That obstacle was indeed removed by the
destruction of the temple of Jerusalem; but the most considerable part of the Jewish religion
was involved in its destruction; and the Pagans, who had long wondered at the strange
report of an empty sanctuary, were at a loss to discover what could be the object, or what
could be the instruments, of a worship which was destitute of temples and of altars, of priests
and of sacrifices. Yet even in their fallen state, the Jews, still asserting their lofty and exclusive
privileges, shunned, instead of courting, the society of strangers. They still insisted with
inflexible rigour on those parts of the law which it was in their power to practise. Their
peculiar distinctions of days, of meats, and a variety of trivial though burdensome
observances, were so many objects of disgust and aversion for the other nations, to whose
habits and prejudices they were diametrically opposite. The painful and even dangerous rite
of circumcision was alone capable of repelling a willing proselyte from the door of the
synagogue.
MORE LIBERAL ZEAL OF CHRISTIANITY. Under these circumstances, Christianity offered
itself to the world, armed with the strength of the Mosaic law, and delivered from the weight
of its fetters. An exclusive zeal for the truth of religion and the unity of God was as carefully
inculcated in the new as in the ancient system: and whatever was now revealed to mankind
concerning the nature and designs of the Supreme Being was fitted to increase their reverence
for that mysterious doctrine. The divine authority of Moses and the prophets was admitted,
and even established, as the firmest basis of Christianity. From the beginning of the world an
uninterrupted series of predictions had announced and prepared the long expected coming of
the Messiah, who, in compliance with the gross apprehensions of the Jews, had been more
frequently represented under the character of a King and Conqueror, than under that of a
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Prophet, a Martyr, and the Son of God. By his expiatory sacrifice the imperfect sacrifices of
the temple were at once consummated and abolished. The ceremonial law, which consisted
only of types and figures, was succeeded by a pure and spiritual worship, equally adapted to
all climates, as well as to every condition of mankind; and to the initiation of blood, was
substituted a more harmless initiation of water. The promise of divine favour, instead of
being partially confined to the posterity of Abraham, was universally proposed to the
freeman and the slave, to the Greek and to the barbarian, to the Jew and to the Gentile.
Every privilege that could raise the proselyte from earth to heaven, that could exalt his
devotion, secure his happiness, or even gratify that secret pride which, under the semblance
of devotion, insinuates itself into the human heart, was still reserved for the members of the
Christian church; but at the same time all mankind was permitted, and even solicited, to
accept the glorious distinction, which was not only proffered as a favour, but imposed as an
obligation. It became the most sacred duty of a new convert to diffuse among his friends and
relations the inestimable blessing which he had received, and to warn them against a refusal
that would be severely punished as a criminal disobedience to the will of a benevolent but all
powerful Deity.
MIRACULOUS POWERS OF THE PRIMITIVE CHURCH. The supernatural gifts, which even in
this life were ascribed to the Christians above the rest of mankind, must have conduced to
their own comfort, and very frequently to the conviction of infidels. Besides the occasional
prodigies, which might sometimes be effected by the immediate interposition of the Deity
when he suspended the laws of Nature for the service of religion, the Christian church, from
the time of the apostles and their first disciples, has claimed an uninterrupted succession of
miraculous powers, the gift of tongues, of vision, and of prophecy, the power of expelling
daemons, of healing the sick, and of raising the dead. The knowledge of foreign languages
was frequently communicated to the contemporaries of Irenaeus, though Irenecus himself was
left to struggle with the difficulties of a barbarous dialect whilst he preached the Gospel to the
natives of Gaul. The divine inspiration, whether it was conveyed in the form of a waking or
of a sleeping vision, is described as a favour very liberally bestowed on all ranks of the
faithful, on women as on elders, on boys as well as upon bishops. When their devout minds
were sufficiently prepared by a course of prayer, of fasting, and of vigils, to receive the
extraordinary impulse, they were transported out of their senses, and delivered in ecstasy that
was inspired, being mere organs of the Holy Spirit, just as a pipe or flute is of him who blows
into it. We may add that the design of these visions was, for the most part, either to disclose
the future history, or to guide the present administration, of the church. The expulsion of the
daemons from the bodies of those unhappy persons whom they had been permitted to
torment was considered as a signal though ordinary triumph of religion, and is repeatedly
alleged by the ancient apologists as the most convincing evidence of the truth of Christianity.
The awful ceremony was usually performed in a public manner, and in the presence of a
great number of spectators; the patient was relieved by the power or skill of the exorcist, and
the vanquished daemon was heard to confess that he was one of the fabled gods of antiquity,
who had impiously usurped the adoration of mankind. But the miraculous cure of diseases of
the most inveterate or even preternatural kind can no longer occasion any surprise, when we
recollect that in the days of Irenaeus, about the end of the second century, the resurrection of
the dead was very far from being esteemed an uncommon event; that the miracle was
frequently performed on necessary occasions, by great fasting and the joint supplication of
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the church of the place, and that the persons thus restored to their prayers had lived
afterwards among them many years. At such a period, when faith could boast of so many
wonderful victories over death, it seems difficult to account for the scepticism of those
philosophers who still rejected and derided the doctrine of the resurrection. A noble Grecian
had rested on this important ground the whole controversy, and promised Theophilus,
bishop of Antioch, that, if he could be gratified with the sight of a single person who had
been actually raised from the dead, he would immediately embrace the Christian religion. It is
somewhat remarkable that the prelate of the first eastern church, however anxious for the
conversion of his friend, thought proper to decline this fair and reasonable challenge.
THEIR TRUTH CONTESTED. The miracles of the primitive church, after obtaining the
sanction of ages, have been lately attacked in a very free and ingenious inquiry which,
though it has met with the most favourable reception from the public, appears to have
excited a general scandal among the divines of our own as well as of the other Protestant
churches of Europe. Our different sentiments on this subject will be much less influenced by
any particular arguments than by our habits of study and reflection, and, above all, by the
degree of the evidence which we have accustomed ourselves to require for the proof of a
miraculous event.
OUR PERPLEXITY IN DEFINING THE MIRACULOUS PERIOD. The duty of an historian does
not call upon him to interpose his private judgment in this nice and important controversy;
but he ought not to dissemble the difficulty of adopting such a theory as may reconcile the
interest of religion with that of reason, of making a proper application of that theory, and of
defining with precision the limits of that happy period, exempt from error and from deceit,
to which we might be disposed to extend the gift of supernatural powers. From the first of
the fathers to the last of the popes, a succession of bishops, of saints, of martyrs, and of
miracles, is continued without interruption; and the progress of superstition was so gradual
and almost imperceptible, that we know not in what particular link we should break the
chain of tradition. Every age bears testimony to the wonderful events by which it was
distinguished, and its testimony appears no less weighty and respectable than that of the
preceding generation, till we are insensibly led on to accuse our own inconsistency if, in the
eighth or in the twelfth century, we deny to the venerable Bede, or to the holy Bernard, the
same degree of confidence which, in the second century, we had so liberally granted to Justin
or to Irenaeus. If the truth of any of those miracles is appreciated by their apparent use and
propriety, every age had unbelievers to convince, heretics to confute, and idolatrous nations
to convert; and sufficient motives might always be produced to justify the interposition of
Heaven. And yet, since every friend to revelation is persuaded of the reality, and every
reasonable man is convinced of the cessation, of miraculous powers, it is evident that there
must have been some period in which they were either suddenly or gradually withdrawn
from the Christian church. Whatever era is chosen for that purpose, the death of the apostles,
the conversion of the Roman empire, or the extinction of the Arian heresy, the insensibility of
the Christians who lived at that time will equally afford a just matter of surprise. They still
supported their pretensions after they had lost their power. Credulity performed the office of
faith; fanaticism was permitted to assume the language of inspiration, and the effects of
accident or contrivance were ascribed to supernatural causes. The recent experience of
genuine miracles should have instructed the Christian world in the ways of Providence, and
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habituated their eye (if we may use a very inadequate expression) to the style of the Divine
artist. Should the most skilful painter of modern Italy presume to decorate his feeble
imitations with the name of Raphael or of Correggio, the insolent fraud would be soon
discovered and indignantly rejected.
USE OF THE PRIMITIVE MIRACLES. Whatever opinion may be entertained of the miracles of
the primitive church since the time of the apostles, this unresisting softness of temper, so
conspicuous among the believers of the second and third centuries, proved of some
accidental benefit to the cause of truth and religion. In modern times, a latent and even
involuntary scepticism adheres to the most pious dispositions. Their admission of supernatural
truths is much less an active consent than a cold and passive acquiescence. Accustomed long
since to observe and to respect the invariable order of Nature, our reason, or at least our
imagination, is not sufficiently prepared to sustain the visible action of the Deity. But in the
first ages of Christianity the situation of mankind was extremely different. The most curious,
or the most credulous, among the Pagans were often persuaded to enter into a society which
asserted an actual claim of miraculous powers. The primitive Christians perpetually trod on
mystic ground, and their minds were exercised by the habits of believing the most
extraordinary events. They felt, or they fancied, that on every side they were incessantly
assaulted by daemons, comforted by visions, instructed by prophecy, and surprisingly
delivered from danger, sickness, and from death itself, by the supplications of the church. The
real or imaginary prodigies, of which they so frequently conceived themselves to be the
objects, the instruments, or the spectators, very happily disposed them to adopt with the
same ease, but with far greater justice, the authentic wonders of the evangelic history; and
thus miracles that exceeded not the measure of their own experience inspired them with the
most lively assurance of mysteries which were acknowledged to surpass the limits of their
understanding. It is this deep impression of supernatural truths which has been so much
celebrated under the name of faith; a state of mind described as the surest pledge of the
Divine favour and of future felicity, and recommended as the first or perhaps the only merit
of a Christian. According to the more rigid doctors, the moral virtues, which may be equally
practised by infidels, are destitute of any value or efficacy in the work of our justification.
VIRTUES OF THE FIRST CHRISTIANS. But the primitive Christian demonstrated his faith by
his virtues; and it was very justly supposed that the Divine persuasion, which enlightened or
subdued the understanding, must at the same time purify the heart and direct the actions of
the believer. The first apologists of Christianity who justify the innocence of their brethren,
and the writers of a later period who celebrate the sanctity of their ancestors, display, in the
most lively colours, the reformation of manners which was introduced into the world by the
preaching of the Gospel. As it is my intention to remark only such human causes as were
permitted to second the influence of revelation, I shall slightly mention two motives which
might naturally render the lives of the primitive Christians much purer and more austere than
those of their Pagan contemporaries or their degenerate successors - repentance for their past
sins, and the laudable desire of supporting the reputation of the society in which they were
engaged.
THEIR AVERSION TO THE BUSINESS OF WAR AND GOVERNMENT. The Christians were
not less adverse to the business than to the pleasures of this world. The defence of our
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persons and property they knew not how to reconcile with the patient doctrine which
enjoined an unlimited forgiveness of past injuries, and commanded them to invite the
repetition of fresh insults. Their simplicity was offended by the use of oaths, by the pomp of
magistracy, and by the active contention of public life; nor could their humane ignorance be
convinced that it was lawful on any occasion to shed the blood of our fellow-creatures, either
by the sword of justice or by that of war, even though their criminal or hostile attempts
should threaten the peace and safety of the whole community. It was acknowledged that,
under a less perfect law, the powers of the Jewish constitution had been exercised, with the
approbation of Heaven, by inspired prophets and by anointed kings. The Christians felt and
confessed that such institutions might be necessary for the present system of the world, and
they cheerfully submitted to the authority of their Pagan governors. But while they inculcated
the maxims of passive obedience, they refused to take any active part in the civil
administration or the military defence of the empire. Some indulgence might perhaps be
allowed to those persons who, before their conversion, were already engaged in such violent
and sanguinary occupations; but it was impossible that the Christians, without renouncing a
more sacred duty, could assume the character of soldiers, of magistrates, or of princes. This
indolent, or even criminal disregard to the public welfare, exposed them to the contempt and
reproaches of the Pagans, who very frequently asked, what must be the fate of the empire,
attacked on every side by the barbarians, if all mankind should adopt the pusillanimous
sentiments of the new sect? To this insulting question the Christian apologists returned
obscure and ambiguous answers, as they were unwilling to reveal the secret cause of their
security; the expectation that, before the conversion of mankind was accomplished, war,
government, the Roman empire, and the world itself, would be no more. It may be observed
that, in this instance likewise, the situation of the first Christians coincided very happily with
their religious scruples, and that their aversion to an active life contributed rather to excuse
them from the service than to exclude them from the honours of the state and army.
WHETHER THE FIRST CHRISTIANS WERE MEAN AND IGNORANT. Such is the constitution
of civil society, that, whilst a few persons are distinguished by riches, by honours, and by
knowledge, the body of the people is condemned to obscurity, ignorance, and poverty. The
Christian religion, which addressed itself to the whole human race, must consequently collect
a far greater number of proselytes from the lower than from the superior ranks of life. This
innocent and natural circumstance has been improved into a very odious imputation, which
seems to be less strenuously denied by the apologists than it is urged by the adversaries of the
faith; that the new sect of Christians was almost entirely composed of the dregs of the
populace, of peasants and mechanics, of boys and women, of beggars and slaves, the last of
whom might sometimes introduce the missionaries into the rich and noble families to which
they belonged. These obscure teachers (such was the charge of malice and infidelity) are as
mute in public as they are loquacious and dogmatical in private. Whilst they cautiously avoid
the dangerous encounter of philosophers, they mingle with the rude and illiterate crowd, and
insinuate themselves into those minds who their age, their sex, or their education has best
disposed to receive the impression of superstitious terrors.
CHRISTIANITY MOST FAVOURABLY RECEIVED BY THE POOR AND SIMPLE. And yet these
exceptions are either too few in number, or too recent in time, entirely to remove the
imputation of ignorance and obscurity which has been so arrogantly cast on the first
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proselytes of Christianity. Instead of employing in our defence the fictions of later ages, it will
be more prudent to convert the occasion of scandal into a subject of edification. Our serious
thoughts will suggest to us that the apostles themselves were chosen by Providence among
the fishermen of Galilee, and that, the lower we depress the temporal condition of the first
Christians, the more reason we shall find to admire their merit and success. It is incumbent on
us diligently to remember that the kingdom of heaven was promised to the poor in spirit,
and that minds afflicted by calamity and the contempt of mankind cheerfully listen to the
divine promise of future happiness; while, on the contrary, the fortunate are satisfied with the
possession of this world; and the wise abuse in doubt and dispute their vain superiority of
reason and knowledge.
CHAPTER 39 -- GENERAL OBSERVATIONS ON THE FALL OF THE ROMAN EMPIRE
IN THE WEST
The Greeks, after their country had been reduced into a province, imputed the triumphs of
Rome, not to the merit, but to the FORTUNE, of the republic. The inconstant goddess who
so blindly distributes and resumes her favours, had now consented (such was the language of
envious flattery) to resign her wings, to descend from her globe, and to fix her firm and
immutable throne on the banks of the Tiber. A wiser Greek, who has composed, with a
philosophic spirit, the memorable history of his own times, deprived his countrymen of this
vain and delusive comfort, by opening to their view the deep foundations of the greatness of
Rome. The fidelity of the citizens to each other and to the state was confirmed by the habits
of education and the prejudices of religion. Honour, as well as virtue, was the principle of the
republic; the ambitious citizens laboured to deserve the solemn glories of a triumph; and the
ardour of the Roman youth was kindled into active emulation as often as they beheld the
domestic images of their ancestors. The temperate struggles of the patricians and plebeians
had finally established the firm and equal balance of the constitution, which united the
freedom of popular assemblies with the authority and wisdom of a senate and the executive
powers of a regal magistrate. When the consul displayed the standard of the republic, each
citizen bound himself, by the obligation of an oath, to draw his sword in the cause of his
country till he had discharged the sacred duty by a military service of ten years. This wise
institution continually poured into the field the rising generations of freemen and soldiers;
and their numbers were reinforced by the warlike and populous states of Italy, who, after a
brave resistance, had yielded to the valour and embraced the alliance of the Romans. The
sage historian, who excited the virtue of the younger Scipio and beheld the ruin of Carthage,
has accurately described their military system; their levies, arms, exercises, subordination,
marches, encampments; and the invincible legion, superior in active strength to the
Macedonian phalanx of Philip and Alexander. From these institutions of peace and war
Polybius has deduced the spirit and success of a people incapable of fear and impatient of
repose. The ambitious design of conquest, which might have been defeated by the seasonable
conspiracy of mankind, was attempted and achieved; and the perpetual violation of justice
was maintained by the political virtues of prudence and courage. The arms of the republic,
sometimes vanquished in battle, always victorious in war, advanced with rapid steps to the
Euphrates, the Danube, the Rhine, and the Ocean; and the images of gold, or silver, or brass,
that might serve to represent the nations and their kings, were successively broken by the iron
monarchy of Rome.
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The rise of a city, which swelled into an empire, may deserve, as a singular prodigy, the
reflection of a philosophic mind. But the decline of Rome was the natural and inevitable
effect of immoderate greatness. Prosperity ripened the principle of decay; the causes of
destruction multiplied with the extent of conquest; and as soon as time or accident had
removed the artificial supports, the stupendous fabric yielded to the pressure of its own
weight. The story of its ruin is simple and obvious; and instead of inquiring why the Roman
empire was destroyed, we should rather be surprised that it had subsisted so long. The
victorious legions, who, in distant wars, acquired the vices of strangers and mercenaries, first
oppressed the freedom of the republic, and afterwards violated the majesty of the purple.
The emperors, anxious for their personal safety and the public peace, were reduced to the
base expedient of corrupting the discipline which rendered them alike formidable to their
sovereign and to the enemy; the vigour of the military government was relaxed and finally
dissolved by the partial institutions of Constantine; and the Roman world was overwhelmed
by a deluge of barbarians.
The decay of Rome has been frequently ascribed to the translation of the seat of empire but
this history has already shown that the powers of Government were divided rather than
removed. The throne of Constantinople was erected in the East; while the West was still
possessed by a series of emperors who held their residence in Italy, and claimed their equal
inheritance of the legions and provinces. This dangerous novelty impaired the strength and
fomented the vices of a double reign: the instruments of an oppressive and arbitrary system
were multiplied; and a vain emulation of luxury, not of merit, was introduced and supported
between the degenerate successors of Theodosius. Extreme distress, which unites the virtue of
a free people, embitters the factions of a declining monarchy. The hostile favourites of
Arcadius and Honorius betrayed the republic to its common enemies; and the Byzantine
court beheld with indifference, perhaps with pleasure, the disgrace of Rome, the misfortunes
of Italy, and the loss of the West. Under the succeeding reigns the alliance of the two empires
was restored; but the aid of the Oriental Romans was tardy, doubtful, and ineffectual; and
the national schism of the Greeks and Latins was enlarged by the perpetual difference of
language and manners, of interests, and even of religion. Yet the salutary event approved in
some measure the judgment of Constantine. During a long period of decay his impregnable
city repelled the victorious armies of barbarians, protected the wealth of Asia, and
commanded, both in peace and war, the important straits which connect the Euxine and
Mediterranean seas. The foundation of Constantinople more essentially contributed to the
preservation of the East than to the ruin of the West.
As the happiness of a future life is the great object of religion, we may hear without surprise
or scandal that the introduction, or at least the abuse of Christianity, had some influence on
the decline and fall of the Roman empire. The clergy successfully preached the doctrines of
patience and pusillanimity; the active virtues of society were discouraged; and the last
remains of military spirit were buried in the cloister: a large portion of public and private
wealth was consecrated to the specious demands of charity and devotion; and the soldiers'
pay was lavished on the useless multitudes of both sexes who could only plead the merits of
abstinence and chastity. Faith, zeal, curiosity, and more earthly passions of malice and
ambition, kindled the flame of theological discord; the church, and even the state, were
distracted by religious factions, whose conflicts were sometimes bloody and always
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implacable; the attention of the emperors was diverted from camps to synods; the Roman
world was oppressed by a new species of tyranny; and the persecuted sects became the secret
enemies of their country. Yet party-spirit, however pernicious or absurd, is a principle of
union as well as of dissension. The bishops, from eighteen hundred pulpits, inculcated the
duty of passive obedience to a lawful and orthodox sovereign; their frequent assemblies and
perpetual correspondence maintained the communion of distant churches; and the
benevolent temper of the Gospel was strengthened, though confirmed, by the spiritual
alliance of the catholics. The sacred indolence of the monks was devoutly embraced by a
servile and effeminate age; but if superstition had not afforded a decent retreat, the same
vices would have tempted the unworthy Romans to desert, from baser motives, the standard
of the republic. Religious precepts are easily obeyed which indulge and sanctify the natural
inclinations of their votaries; but the pure and genuine influence of Christianity may be traced
in its beneficial, though imperfect, effects on the barbarian proselytes of the North. If the
decline of the Roman empire was hastened by the conversion of Constantine, his victorious
religion broke the violence of the fall, and mollified the ferocious temper of the conquerors.
This awful revolution may be usefully applied to the instruction of the present age. It is the
duty of a patriot to prefer and promote the exclusive interest and glory of his native country:
but a philosopher may be permitted to enlarge his views, and to consider Europe as one
great republic, whose various inhabitants have attained almost the same level of politeness
and cultivation. The balance of power will continue to fluctuate, and the prosperity of our
own or the neighbouring kingdoms may be alternately exalted or depressed; but these partial
events cannot essentially injure our general state of happiness, the system of arts, and laws,
and manners, which so advantageously distinguish, above the rest of mankind, the Europeans
and their colonies. The savage nations of the globe are the common enemies of civilised
society; and we may inquire, with anxious curiosity, whether Europe is still threatened with a
repetition of those calamities which formerly oppressed the arms and institutions of Rome.
Perhaps the same reflections will illustrate the fall of that mighty empire, and explain the
probable causes of our actual security.
I. The Romans were ignorant of the extent of their dangers and the number of their enemies.
Beyond the Rhine and Danube the northern countries of Europe and Asia were filled with
innumerable tribes of hunters and shepherds, poor, voracious, and turbulent; bold in arms,
and impatient to ravish the fruits of industry. The barbarian world was agitated by the rapid
impulse of war; and the peace of Gaul or Italy was shaken by the distant revolutions of
China. The Huns, who fled before a victorious enemy, directed their march towards the
West; and the torrent was swelled by the gradual accession of captives and allies. The flying
tribes who yielded to the Huns assumed in their turn the spirit of conquest; the endless
column of barbarians pressed on the Roman empire with accumulated weight; and, if the
foremost were destroyed, the vacant space was instantly replenished by new assailants. Such
formidable emigrations no longer issue from the North; and the long repose, which has been
imputed to the decrease of population, is the happy consequence of the progress of arts and
agriculture. Instead of some rude villages thinly scattered among its woods and morasses,
Germany now produces a list of two thousand three hundred walled towns: the Christian
kingdoms of Denmark, Sweden, and Poland have been successively established; and the
Hanse merchants, with the Teutonic knights, have extended their colonies along the coast of
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the Baltic as far as the Gulf of Finland. From the Gulf of Finland to the Eastern Ocean, Russia
now assumes the form of a powerful and civilised empire. The plough, the loom, and the
forge are introduced on the banks of the Volga, the Oby, and the Lena; and the fiercest of
the Tartar hordes have been taught to tremble and obey. The reign of independent barbarism
is now contracted to a narrow span; and the remnant of Calmucks or Uzbecks, whose forces
may be almost numbered, cannot seriously excite the apprehensions of the great republic of
Europe. Yet this apparent security should not tempt us to forget that new enemies and
unknown dangers may possibly arise from some obscure people, scarcely visible in the map
of the world. The Arabs or Saracens, who spread their conquests from India to Spain, had
languished in poverty and contempt till Mahomet breathed into those savage bodies the soul
of enthusiasm.
II. The empire of Rome was firmly established by the singular and perfect coalition of its
members. The subject nations, resigning the hope and even the wish of independence,
embraced the character of Roman citizens; and the provinces of the West were reluctantly
torn by the barbarians from the bosom of their mother country. But this union was purchased
by the loss of national freedom and military spirit; and the servile provinces, destitute of life
and motion, expected their safety from the mercenary troops and governors who were
directed by the orders of a distant court. The happiness of an hundred millions depended on
the persona merit of one or two men, perhaps children, whose minds were corrupted by
education, luxury, and despotic power. The deepest wounds were inflicted on the empire
during the minorities of the sons and grandsons of Theodosius; and, after those incapable
princes seemed to attain the age of manhood, they abandoned the church to the bishops, the
state to the eunuchs, and the provinces to the barbarians. Europe is now divided into twelve
powerful, though unequal kingdoms, three respectable commonwealths, and a variety of
smaller, though independent states: the chances of royal and ministerial talent are multiplied,
at least, with the number of its rulers; and a Julian, or Semiramis, may reign in the North,
while Arcadius and Honorius again slumber on the thrones of the South. The abuses of
tyranny are restrained by the mutual influence of fear and shame; republics have acquired
order and stability; monarchies have imbibed the principles of freedom, or, at least, of
moderation; and some sense of honour and justice is introduced into the most defective
constitutions by the general manner of the times. In peace, the progress of knowledge and
industry is accelerated by the emulation of so many active rivals: in war, the European forces
are exercised by temperate and indecisive contests. If a savage conqueror should issue from
the deserts of Tartary, he must repeatedly vanquish the robust peasants of Russia, the
numerous armies of Germany, the gallant nobles of France, and the intrepid freemen of
Britain; who, perhaps, might confederate for their common defence. Should the victorious
barbarians carry slavery and desolation as far as the Atlantic Ocean, ten thousand vessels
would transport beyond their pursuit the remains of civilised society; and Europe would
revive and flourish in the American world, which is already filled with her colonies and
institutions.
III. Cold, poverty, and a life of danger and fatigue fortify the strength and courage of
barbarians. In every age they have oppressed the polite and peaceful nations of China, India,
and Persia, who neglected, and still neglect, to counter-balance these natural powers by the
resources of military art. The warlike states of antiquity, Greece, Macedonia, and Rome,
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educated a race of soldiers; exercised their bodies, disciplined their courage, multiplied their
forces by regular evolutions, and converted the iron which they possessed into strong and
serviceable weapons. But this superiority insensibly declined with their laws and manners: and
the feeble policy of Constantine and his successors armed and instructed, for the ruin of the
empire, the rude valour of the barbarian mercenaries. The military art has been changed by
the invention of gunpowder; which enables man to command the two most powerful agents
of nature, air and fire.
Mathematics, chemistry, mechanics, architecture have been applied to the service of war; and
the adverse parties oppose to each other the most elaborate modes of attack and of defence.
Historians may indignantly observe that the preparations of a siege would found and
maintain a flourishing colony; yet we cannot be displeased that the subversion of a city
should be a work of cost and difficulty; or that an industrious people should be protected by
those arts which survive and supply the decay of military virtue. Cannon and fortifications
now form an impregnable barrier against the Tartar horse; and Europe is secure from any
future irruption of barbarians; since, before they can conquer, they must cease to be
barbarous. Their gradual advances in the science of war would always be accompanied, as
we may learn from the example of Russia, with a proportionable improvement in the arts of
peace and civil policy; and they themselves must deserve a place among the polished nations
whom they subdue.
Should these speculations be found doubtful or fallacious, there still remains a more humble
source of comfort and hope. The discoveries of ancient and modern navigators, and the
domestic history or tradition of the most enlightened nations, represent the human savage
naked both in mind and body, and destitute of laws, of arts, of ideas, and almost of
language. From this abject condition, perhaps the primitive and universal state of man, he has
gradually arisen to command the animals, to fertilise the earth, to traverse the ocean, and to
measure the heavens. His progress in the improvement and exercise of his mental and
corporeal faculties has been irregular and various; infinitely slow in the beginning, and
increasing by degrees with redoubled velocity: ages of laborious ascent have been followed
by a moment of rapid downfall; and the several climates of the globe have felt the
vicissitudes of light and darkness. Yet the experience of four thousand years should enlarge
our hopes and diminish our apprehensions: we cannot determine to what height the human
species may aspire in their advance towards perfection; but it may safely be presumed that no
people, unless the face of nature is changed, will relapse into their original barbarism. The
improvements of society may be viewed under a threefold aspect. 1/. The poet or
philosopher illustrates his age and country by the efforts of a single mind; but these superior
powers of reason or fancy are rare and spontaneous productions; and the genius of Homer,
or Cicero, or Newton, would excite less admiration if they could be created by the will of a
prince or the lessons of a preceptor. 2/. The benefits of law and policy, of trade and
manufactures, of arts and sciences, are more solid and permanent; and many individuals may
be qualified, by education and discipline, to promote, in their respective stations, the interest
of the community. But this general order is the effect of skill and labour; and the complex
machinery may be decayed by time, or injured by violence. 3/. Fortunately for mankind, the
more useful, or, at least, more necessary arts, can be performed without superior talents or
national subordination; without powers of one, or the union of many. Each village, each
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family, each individual, must always possess both ability and inclination to perpetuate the use
of fire and of metals; the propagation and service of domestic animals; the methods of
hunting and fishing; the rudiments of navigation; the imperfect cultivation of corn or other
nutritive grain; and the simple practice of the mechanic trades. Private genius and public
industry may be extirpated, but these hardy plants survive the tempest, and strike an
everlasting root into the most unfavourable soil. The splendid days of Augustus and Trajan
were eclipsed by a cloud of ignorance; and the barbarians subverted the laws and palaces of
Rome. But the scythe, the invention or emblem of Saturn, still continued annually to mow
the harvests of Italy; and the human feasts of the Laestrigons have never been renewed on
the coast of Campania.
Since the first discovery of the arts, war, commerce, and religious zeal have diffused among
the savages of the Old and New World these inestimable gifts: they have been successively
propagated; they can never be lost. We may therefore acquiesce in the pleasing conclusion
that every age of the world has increased and still increases the real wealth, the happiness, the
knowledge, and perhaps the virtue, of the human race.
[SOURCE: http://www.ccel.org/g/gibbon/decline/home.html]
VII. Colonial America
William Bradford, Of Plymouth Plantation (c. 1650) Bradford was one of the leaders of the English Puritan Separatists whom we now call "The Pilgrims."
This history was his personal journal, completed around 1650, after he had served some 35 years as
governor of the colony. The first excerpt describes his feelings as he is on the Mayflower in 1620, on
the night before they land to start their Puritan colony, considered by some as the first utopian
experiment in the Americas. [Source: Internet Modern History Sourcebook,
http://www.fordham.edu/halsall/mod/1650bradford.html]
How they sought a place of habitation (1620)
Being thus arrived at Cape Cod the 11th of November, and necessity calling them to look out
a place for habitation (as well as the master's and mariner's importunity); they having brought
a large shallop with them out of England, stowed in quarters in the ship, they now got her
out and set their carpenters to work to trim her up; but being much bruised and shattered in
the ship with foul weather, they saw she would be long in mending. Whereupon a few of
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them tendered themselves to go by land and discover those nearest places, whilst the shallop
was in mending; and the rather because as they went into that harbor there seemed to be an
opening some two or three leagues off, which the master judged to be a river. It was
conceived there might be some danger in the attempt, yet seeing them resolute, they were
permitted to go, being sixteen of them well armed under the conduct of Captain Standish,
having such instructions given them as was thought meet.
They set forth the 15 of November; and when they had marched about the space of a mile
by the seaside, they espied five or six persons with a dog coming towards them, who were
savages; but they fled from them and ran up into the woods, and the English followed them,
partly to see if they could speak with them, and partly to discover if there might not be more
of them lying in ambush. But the Indians seeing themselves thus followed, they again forsook
the woods and ran away on the sands as hard as they could, so as they could not come near
them but followed them by the track of their feet sundry miles and saw that they had come
the same way. So, night coming on, they made their rendezvous and set out their sentinels,
and rested in quiet that night; and the next morning followed their track till they had headed
a great creek and so left the sands, and turned another way into the woods. But they still
followed them by guess, hoping to find their dwellings; but they soon lost both them and
themselves, falling into such thickets as were ready to tear their clothes and armor in pieces;
but were most distressed for want of drink. But at length they found water and refreshed
themselves, being the first New England water they drunk of, and was now in great thirst as
pleasant unto them as wine or beer had been in foretimes.
Afterwards, they directed their course to come to the other shore, for they knew it was a
neck of land they were to cross over, and so at length got to the seaside and marched to this
supposed river, and by the way found a pond of clear, fresh water, and shortly after a good
quantity of clear ground where the Indians had formerly set corn, and some of their graves.
And proceeding further they saw new stubble where corn had been set the same year; also
they found where lately a house had been, where some planks and a great kettle was
remaining, and heaps of sand newly paddled with their hands. Which, they digging up, found
in them divers fair Indian baskets filled with corn, and some in ears, fair and good, of divers
colors, which seemed to them a very goodly sight (having never seen any such before). This
was near the place of that supposed river they came to seek, unto which they went and
found it to open itself into two arms with a high cliff of sand in the entrance but more like to
be creeks of salt water than any fresh, for aught they saw; and that there was good harborage
for their shallop, leaving it further to be discovered by their shallop, when she was ready. So,
their time limited them being expired, they returned to the ship lest they should be in fear of
their safety; and took with them part of the corn and buried up the rest. And so, like the men
from Eshcol, carried with them of the fruits of the land and showed their brethren; of which,
and their return, they were marvelously glad and their hearts encouraged.
After this, the shallop being got ready, they set out again for the better discovery of this
place, and the master of the ship desired to go himself. So there went some thirty men but
found it to be no harbor for ships but only for boats. There was also found two of their
houses covered with mats, and sundry of their implements in them, but the people were run
away and could not be seen. Also there was found more of their corn and of their beans of
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various colors; the corn and beans they brought away, purposing to give them full
satisfaction when they should meet with any of them as, about some six months afterward
they did, to their good content.
And here is to be noted a special providence of God, and a great mercy to this poor people,
that here they got seed to plant them corn the next year, or else they might have starved, for
they had none nor any likelihood to get any till the season had been past, as the sequel did
manifest. Neither is it likely they had had this, if the first voyage had not been made, for the
ground was now all covered with snow and hard frozen; but the Lord is never wanting unto
His in their greatest needs; let His holy name have all the praise. . . .
The Mayflower Compact (1620)
I shall a little return back, and begin with a combination made by them before they came
ashore; being the first foundation of their government in this place. Occasioned partly by the
discontented and mutinous speeches that some of the strangers amongst them had let fall
from them in the ship: That when they came ashore they would use their own liberty, for
none had power to command them, the patent they had being for Virginia and not for New
England, which belonged to another government, with which the Virginia Company had
nothing to do. And partly that such an act by them done, this their condition considered,
might be as firm as any patent and in some respects more sure.
The form was as followeth:
IN THE NAME OF GOD, AMEN.
We whose names are underwritten, the loyal subjects of our dread Sovereign Lord
King James, by the Grace of God of Great Britain, France, and Ireland King, Defender
of the faith, etc.
Having undertaken, for the Glory of God and advancement of the Christian Faith and
Honor of our King and Country, a Voyage to plant the First Colony in the Northern
Parts of Virginia, do by these presents solemnly and mutually in the presence of God
and one of another, Covenant and Combine ourselves together into a Civil Body
Politic, for our better ordering and preservation and furtherance of the ends
aforesaid; and by virtue hereof to enact, constitute and frame such just and equal
Laws, Ordinances, Acts, Constitutions and Offices, from time to time, as shall be
thought most meet and convenient for the general good of the Colony, unto which
we promise all due submission and obedience. In witness whereof we have hereunder
subscribed our names at Cape Cod, the llth of November, in the year of the reign of
our Sovereign Lord King James, of England, France and Ireland the eighteenth, and of
Scotland the fifty-fourth. Anno Domini 1620.
After this they chose, or rather confirmed, Mr. John Carver (a man godly and well approved
amongst them) their Governor for that year. And after they had provided a place for their
goods, or common store (which were long in unlading [unloading] for want of boats,
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foulness of the winter weather and sickness of divers) and begun some small cottages for their
habitation; as time would admit, they met and consulted of laws and orders, both for their
civil and military government as the necessity of their condition did require, still adding
thereunto as urgent occasion in several times, and as cases did require.
In these hard and difficult beginnings they found some discontents and murmurings arise
amongst some, and mutinous speeches and carriages in other; but they were soon quelled
and overcome by the wisdom, patience, and just and equal carriage of things, by the
Governor and better part, which clave faithfully together in the main.
Treaty with the Indians (1621)
All this while the Indians came skulking about them, and would sometimes show themselves
aloof off, but when any approached near them, they would run away; and once they stole
away their tools where they had been at work and were gone to dinner. But about the 16th
of March, a certain Indian came boldly amongst them and spoke to them in broken English,
which they could well understand but marveled at it. At length they understood by discourse
with him, that he was not of these parts, but belonged to the eastern parts where some
English ships came to fish, with whom he was acquainted and could name sundry of them by
their names, amongst whom he had got his language. He became profitable to them in
acquainting them with many things concerning the state of the country in the east parts
where he lived, which was afterwards profitable unto them; as also of the people here, of
their names, number and strength, of their situation and distance from this place, and who
was chief amongst them. His name was Samoset. He told them also of another Indian whose
name was Squanto, a native of this place, who had been in England and could speak better
English than himself.
Being after some time of entertainment and gifts dismissed, a while after he came again, and
five more with him, and they brought again all the tools that were stolen away before, and
made way for the coming of their great Sachem, called Massasoit. Who, about four or five
days after, came with the chief of his friends and other attendance, with the aforesaid
Squanto. With whom, after friendly entertainment and some gifts given him, they made a
peace with him (which hath now continued this 24 years) in these terms:
1. That neither he nor any of his should injure or do hurt to any of their people.
2. That if any of his did hurt to any of theirs, he should send the offender, that they
might punish him.
3. That if anything were taken away from any of theirs, he should cause it to be
restored; and they should do the like to his.
4. If any did unjustly war against him, they would aid him; if any did war against them,
he should aid them.
5. He should send to his neighbors confederates to certify them of this, that they might
not wrong them, but might be likewise comprised in the conditions of peace.
6. That when their men came to them, they should leave their bows and arrows behind
them.
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After these things he returned to his place called Sowams, some 40 miles from this place, but
Squanto continued with them and was their interpreter and was a special instrument sent of
God for their good beyond their expectation. He directed them how to set their corn, where
to take fish, and to procure other commodities, and was also their pilot to bring them to
unknown places for their profit, and never left them till he died. He was a native of this
place, and scarce any left alive besides himself. He was carried away with divers others by
one Hunt, a master of a ship, who thought to sell them for slaves in Spain. But he got away
for England and was entertained by a merchant in London, and employed to Newfoundland
and other parts, and lastly brought hither into these parts by one Mr. Dermer, a gentleman
employed by Sir Ferdinando Gorges and others for discovery and other designs in these parts.
Private and communal farming (1623)
All this while no supply was heard of, neither knew they when they might expect any. So
they began to think how they might raise as much corn as they could, and obtain a better
crop than they had done, that they might not still thus languish in misery. At length, after
much debate of things, the Governor (with the advice of the chiefest amongst them) gave
way that they should set corn every man for his own particular, and in that regard trust to
themselves; in all other thing to go on in the general way as before. And so assigned to every
family a parcel of land, according to the proportion of their number, for that end, only for
present use (but made no division for inheritance) and ranged all boys and youth under some
family. This had very good success, for it made all hands very industrious, so as much more
corn was planted than otherwise would have been by any means the Governor or any other
could use, and saved him a great deal of trouble, and gave far better content. The women
now went willingly into the field, and took their little ones with them to set corn; which
before would allege weakness and inability; whom to have compelled would have been
thought great tyranny and oppression.
The experience that was had in this common course and condition, tried sundry years and
that amongst godly and sober men, may well evince the vanity of that conceit of Plato's and
other ancients applauded by some of later times; and that the taking away of property and
bringing in community into a commonwealth would make them happy and flourishing; as if
they were wiser than God. For this community (so far as it was) was found to breed much
confusion and discontent and retard much employment that would have been to their
benefit and comfort. For the young men, that were most able and fit for labor and service,
did repine that they should spend their time and strength to work for other men's wives and
children without any recompense. The strong, or man of parts, had no more in division of
victuals and clothes than he that was weak and not able to do a quarter the other could; this
was thought injustice. The aged and graver men to be ranked and equalized in labors and
victuals, clothes etc., with the meaner and younger sort, thought it some indignity and
disrespect unto them. And for men's wives to be commanded to do service for other men, as
dressing their meat, washing their clothes, etc., they deemed it a kind of slavery, neither could
many husbands well brook it. Upon the point all being to have alike, and all to do alike, they
thought themselves in the like condition, and one as good as another; and so, if it did not cut
off those relations that God hath set amongst men, yet it did at least much diminish and take
off the mutual respects that should be preserved amongst them. And would have been worse
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if they had been men of another condition. Let none object this is men's corruption, and
nothing to the course itself. I answer, seeing all men have this corruption in them, God in His
wisdom saw another course fitter for them.
[SOURCE: Internet Modern History Sourcebook,
http://www.fordham.edu/halsall/mod/1650bradford.html]
Jonathan Edwards, “Sinners in the Hands of an Angry God” (1741) Edwards (1703-1758) served as minister of the Congregational Church at Northampton, Massachusetts
from 1727 to 1750. There his strongly Calvinistic preaching led to the revival movement known as the
Great Awakening. Dismissed because of his overzealous orthodoxy, he continued to preach and
became president of the College of Princeton, New Jersey. Perhaps the foremost of Puritan theologians
and philosophers, Edwards, after graduating from Yale in 1720, held a series of pastorates and
ministerial posts in the American colonies. This left him time to compose the writings in which he
systematizes and justifies the Puritan theme of the utter dependence of humanity and nature on God.
Edwards argues from the unthinkability of the notion of absolute nothingness to the eternal existence
of being; this necessary eternal being must be infinite and omnipresent and cannot be solid. It can only
be space, or God. Furthermore, consciousness and being are the same since it is unthinkable that
something could exist from all eternity and nothing be conscious of it.
[Source: The Macmillan Encyclopedia 2001, (c) Market House Books Ltd 2000; The Oxford
Companion to Philosophy, (c) Oxford University Press 1995]
For better or worse, the sermon for which Edwards is probably most famous—or infamous—is the one
preached to the congregation of Enfield, Massachusetts (later Connecticut) in July 1741. Anthologized
in high school and college textbooks, “Sinners” represents in many persons’ minds the bleak, cruel, and
hell-bent outlook of Edwards and his Puritan predecessors. But of course such a representation is only a
caricature, for “Sinners,” if it represents anything, stands for only a small part of Edwards’s view of the
relationship between humankind and God. As a specially crafted awakening sermon, “Sinners” was
aimed at a particularly hard-hearted congregation. But, at the same time, the awakening sermon and
all it expressed—the awful weight of sin, the wrath of an infinitely holy God, and the unexpectedness
of the moment when God will execute justice—were integral to Edwards’s theology. This sermon,
therefore, deserves to be studied and meditated on for its own sake, but also as part of a larger vision
of the spiritual life. [Source: http://edwards.yale.edu/major-works/sinners-in-the-hands-of-an-angry-
god/]
--Their foot shall slide in due time.-- Deuteronomy 32:35
In this verse is threatened the vengeance of God on the wicked unbelieving Israelites, who
were God's visible people, and who lived under the means of grace; but who,
notwithstanding all God's wonderful works towards them, remained (as ver. 28.) void of
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counsel, having no understanding in them. Under all the cultivations of heaven, they brought
forth bitter and poisonous fruit; as in the two verses next preceding the text. The expression I
have chosen for my text, Their foot shall slide in due time, seems to imply the following
doings, relating to the punishment and destruction to which these wicked Israelites were
exposed. That they were always exposed to destruction; as one that stands or walks in
slippery places is always exposed to fall. This is implied in the manner of their destruction
coming upon them, being represented by their foot sliding. The same is expressed, Psalm
lxxiii. 18. "Surely thou didst set them in slippery places; thou castedst them down into
destruction."
2. It implies that they were always exposed to sudden unexpected destruction. As he that
walks in slippery places is every moment liable to fall, he cannot foresee one moment
whether he shall stand or fall the next; and when he does fall, he falls at once without
warning: Which is also expressed in Psalm lxxiii. 18, 19. "Surely thou didst set them in slippery
places; thou castedst them down into destruction: How are they brought into desolation as in
a moment!"
3. Another thing implied is that they are liable to fall of themselves, without being thrown
down by the hand of another; as he that stands or walks on slippery ground needs nothing
but his own weight to throw him down.
4. That the reason why they are not fallen already, and do not fall now, is only that God's
appointed time is not come. For it is said, that when that due time, or appointed time comes,
their foot shall slide. Then they shall be left to fall, as they are inclined by their own weight.
God will not hold them up in these slippery places any longer, but will let them go; and then
at that very instant, they shall fall into destruction; as he that stands on such slippery declining
ground, on the edge of a pit, he cannot stand alone, when he is let go he immediately falls
and is lost.
The observation from the words that I would now insist upon is this: "There is nothing that
keeps wicked men at any one moment out of hell, but the mere pleasure of God." By the
mere pleasure of God, I mean his sovereign pleasure, his arbitrary will, restrained by no
obligation, hindered by no manner of difficulty, any more than if nothing else but God's
mere will had in the least degree, or in any respect whatsoever, any hand in the preservation
of wicked men one moment.
The truth of this observation may appear by the following considerations.
1. There is no want of power in God to cast wicked men into hell at any moment. Men's
hands cannot be strong when God rises up. The strongest have no power to resist him, nor
can any deliver out of his hands. He is not only able to cast wicked men into hell, but he can
most easily do it. Sometimes an earthly prince meets with a great deal of difficulty to subdue
a rebel, who has found means to fortify himself, and has made himself strong by the numbers
of his followers. But it is not so with God. There is no fortress that is any defence from the
power of God. Though hand join in hand, and vast multitudes of God's enemies combine
and associate themselves, they are easily broken in pieces. They are as great heaps of light
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chaff before the whirlwind; or large quantities of dry stubble before devouring flames. We
find it easy to tread on and crush a worm that we see crawling on the earth; so it is easy for
us to cut or singe a slender thread that any thing hangs by: thus easy is it for God, when he
pleases, to cast his enemies down to hell. What are we, that we should think to stand before
him, at whose rebuke the earth trembles, and before whom the rocks are thrown down?
2. They deserve to be cast into hell; so that divine justice never stands in the way, it makes no
objection against God's using his power at any moment to destroy them. Yea, on the
contrary, justice calls aloud for an infinite punishment of their sins. Divine justice says of the
tree that brings forth such grapes of Sodom, "Cut it down, why cumbereth it the ground?"
Luke xiii. 7. The sword of divine justice is every moment brandished over their heads, and it
is nothing but the hand of arbitrary mercy, and God's mere will, that holds it back.
3. They are already under a sentence of condemnation to hell. They do not only justly
deserve to be cast down thither, but the sentence of the law of God, that eternal and
immutable rule of righteousness that God has fixed between him and mankind, is gone out
against them, and stands against them; so that they are bound over already to hell. John iii.
18--"He that believeth not is condemned already." So that every unconverted man properly
belongs to hell; that is his place; from thence he is. John viii. 23--"Ye are from beneath." And
thither he is bound; it is the place that justice, and God's word, and the sentence of his
unchangeable law assign to him.
4. They are now the objects of that very same anger and wrath of God, that is expressed in
the torments of hell. And the reason why they do not go down to hell at each moment is not
because God, in whose power they are, is not then very angry with them; as he is with many
miserable creatures now tormented in hell, who there feel and bear the fierceness of his
wrath. Yea, God is a great deal more angry with great numbers that are now on earth: yea,
doubtless, with many that are now in this congregation, who it may be are at ease, than he is
with many of those who are now in the flames of hell.
So that it is not because God is unmindful of their wickedness, and does not resent it, that he
does not let loose his hand and cut them off. God is not altogether such an one as
themselves, though they may imagine him to be so. The wrath of God burns against them,
their damnation does not slumber; the pit is prepared, the fire is made ready, the furnace is
now hot, ready to receive them; the flames do now rage and glow. The glittering sword is
whet [sharp], and held over them, and the pit hath opened its mouth under them.
5. The devil stands ready to fall upon them, and seize them as his own, at what moment God
shall permit him. They belong to him; he has their souls in his possession, and under his
dominion. The scripture represents them as his goods, Luke xi. 12. The devils watch them;
they are ever by them at their right hand; they stand waiting for them, like greedy hungry
lions that see their prey, and expect to have it, but are for the present kept back. If God
should withdraw his hand, by which they are restrained, they would in one moment fly upon
their poor souls. The old serpent is gaping for them; hell opens its mouth wide to receive
them; and if God should permit it, they would be hastily swallowed up and lost.
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6. There are in the souls of wicked men those hellish principles reigning, that would presently
kindle and flame out into hell fire, if it were not for God's restraints. There is laid in the very
nature of carnal men, a foundation for the torments of hell. There are those corrupt
principles, in reigning power in them, and in full possession of them, that are seeds of hell
fire. These principles are active and powerful, exceeding violent in their nature, and if it were
not for the restraining hand of God upon them, they would soon break out, they would
flame out after the same manner as the same corruptions, the same enmity does in the hearts
of damned souls, and would beget the same torments as they do in them. The souls of the
wicked are in scripture compared to the troubled sea, Isaiah lvii. 20. For the present, God
restrains their wickedness by his mighty power, as he does the raging waves of the troubled
sea, saying, "Hitherto shalt thou come, but no further"; but if God should withdraw that
restraining power, it would soon carry all before it. Sin is the ruin and misery of the soul; it is
destructive in its nature; and if God should leave it without restraint, there would need
nothing else to make the soul perfectly miserable. The corruption of the heart of man is
immoderate and boundless in its fury; and while wicked men live here, it is like fire pent up
by God's restraints, whereas if it were let loose, it would set on fire the course of nature; and
as the heart is now a sink of sin, so if sin was not restrained, it would immediately turn the
soul into a fiery oven, or a furnace of fire and brimstone.
7. It is no security to wicked men for one moment, that there are no visible means of death
at hand. It is no security to a natural man, that he is now in health, and that he does not see
which way he should now immediately go out of the world by any accident, and that there is
no visible danger in any respect in his circumstances. The manifold and continual experience
of the world in all ages, shows this is no evidence, that a man is not on the very brink of
eternity, and that the next step will not be into another world. The unseen, unthought-of
ways and means of persons going suddenly out of the world are innumerable and
inconceivable. Unconverted men walk over the pit of hell on a rotten covering, and there are
innumerable places in this covering so weak that they will not bear their weight, and these
places are not seen. The arrows of death fly unseen at noon-day; the sharpest sight cannot
discern them. God has so many different unsearchable ways of taking wicked men out of the
world and sending them to hell, that there is nothing to make it appear that God had need to
be at the expence of a miracle, or go out of the ordinary course of his providence, to destroy
any wicked man, at any moment. All the means that there are of sinners going out of the
world, are so in God's hands, and so universally and absolutely subject to his power and
determination, that it does not depend at all the less on the mere will of God, whether
sinners shall at any moment go to hell, than if means were never made use of, or at all
concerned in the case.
8. Natural men's prudence and care to preserve their own lives, or the care of others to
preserve them, do not secure them a moment. To this, divine providence and universal
experience do also bear testimony. There is this clear evidence that men's own wisdom is no
security to them from death; that if it were otherwise we should see some difference between
the wise and politic men of the world, and others, with regard to their liableness to early and
unexpected death: but how is it in fact? Eccles. ii. 16. "How dieth the wise man? even as the
fool."
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9. All wicked men's pains and contrivance which they use to escape hell, while they continue
to reject Christ, and so remain wicked men, do not secure them from hell one moment.
Almost every natural man that hears of hell, flatters himself that he shall escape it; he depends
upon himself for his own security; he flatters himself in what he has done, in what he is now
doing, or what he intends to do. Every one lays out matters in his own mind how he shall
avoid damnation, and flatters himself that he contrives well for himself, and that his schemes
will not fail. They hear indeed that there are but few saved, and that the greater part of men
that have died heretofore are gone to hell; but each one imagines that he lays out matters
better for his own escape than others have done. He does not intend to come to that place
of torment; he says within himself, that he intends to take effectual care, and to order matters
so for himself as not to fail.
But the foolish children of men miserably delude themselves in their own schemes, and in
confidence in their own strength and wisdom; they trust to nothing but a shadow. The
greater part of those who heretofore have lived under the same means of grace, and are now
dead, are undoubtedly gone to hell; and it was not because they were not as wise as those
who are now alive: it was not because they did not lay out matters as well for themselves to
secure their own escape. If we could speak with them, and inquire of them, one by one,
whether they expected, when alive, and when they used to hear about hell ever to be the
subects of that misery: we doubtless, should hear one and another reply, "No, I never
intended to come here: I had laid out matters otherwise in my mind; I thought I should
contrive well for myself: I thought my scheme good. I intended to take effectual care; but it
came upon me unexpected; I did not look for it at that time, and in that manner; it came as a
thief: Death outwitted me: God's wrath was too quick for me. Oh, my cursed foolishness! I
was flattering myself, and pleasing myself with vain dreams of what I would do hereafter;
and when I was saying, Peace and safety, then suddenly destruction came upon me.
10. God has laid himself under no obligation, by any promise to keep any natural man out of
hell one moment. God certainly has made no promises either of eternal life, or of any
deliverance or preservation from eternal death, but what are contained in the covenant of
grace, the promises that are given in Christ, in whom all the promises are yea and amen. But
surely they have no interest in the promises of the covenant of grace who are not the
children of the covenant, who do not believe in any of the promises, and have no interest in
the Mediator of the covenant.
So that, whatever some have imagined and pretended about promises made to natural men's
earnest seeking and knocking, it is plain and manifest, that whatever pains a natural man
takes in religion, whatever prayers he makes, till he believes in Christ, God is under no
manner of obligation to keep him a moment from eternal destruction.
So that, thus it is that natural men are held in the hand of God, over the pit of hell; they have
deserved the fiery pit, and are already sentenced to it; and God is dreadfully provoked, his
anger is as great towards them as to those that are actually suffering the executions of the
fierceness of his wrath in hell, and they have done nothing in the least to appease or abate
that anger, neither is God in the least bound by any promise to hold them up one moment;
the devil is waiting for them, hell is gaping for them, the flames gather and flash about them,
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and would fain lay hold on them, and swallow them up; the fire pent up in their own hearts
is struggling to break out: and they have no interest in any Mediator, there are no means
within reach that can be any security to them. In short, they have no refuge, nothing to take
hold of, all that preserves them every moment is the mere arbitrary will, and uncovenanted,
unobliged forbearance of an incensed God.
APPLICATION
The use of this awful subject may be for awakening unconverted persons in this congregation.
This that you have heard is the case of every one of you that are out of Christ. That world of
misery, that lake of burning brimstone, is extended abroad under you. There is the dreadful
pit of the glowing flames of the wrath of God; there is hell's wide gaping mouth open; and
you have nothing to stand upon, nor any thing to take hold of, there is nothing between you
and hell but the air; it is only the power and mere pleasure of God that holds you up.
You probably are not sensible of this; you find you are kept out of hell, but do not see the
hand of God in it; but look at other things, as the good state of your bodily constitution,
your care of your own life, and the means you use for your own preservation. But indeed
these things are nothing; if God should withdraw his hand, they would avail no more to keep
you from falling, than the thin air to hold up a person that is suspended in it.
Your wickedness makes you as it were heavy as lead, and to tend downwards with great
weight and pressure towards hell; and if God should let you go, you would immediately sink
and swiftly descend and plunge into the bottomless gulf, and your healthy constitution, and
your own care and prudence, and best contrivance, and all your righteousness, would have
no more influence to uphold you and keep you out of hell, than a spider's web would have
to stop a falling rock. Were it not for the sovereign pleasure of God, the earth would not
bear you one moment; for you are a burden to it; the creation groans with you; the creature
is made subject to the bondage of your corruption, not willingly; the sun does not willingly
shine upon you to give you light to serve sin and Satan; the earth does not willingly yield her
increase to satisfy your lusts; nor is it willingly a stage for your wickedness to be acted upon;
the air does not willingly serve you for breath to maintain the flame of life in your vitals,
while you spend your life in the service of God's enemies. God's creatures are good, and were
made for men to serve God with, and do not willingly subserve to any other purpose, and
groan when they are abused to purposes so directly contrary to their nature and end. And
the world would spew you out, were it not for the sovereign hand of him who hath
subjected it in hope. There are black clouds of God's wrath now hanging directly over your
heads, full of the dreadful storm, and big with thunder; and were it not for the restraining
hand of God, it would immediately burst forth upon you. The sovereign pleasure of God, for
the present, stays his rough wind; otherwise it would come with fury, and your destruction
would come like a whirlwind, and you would be like the chaff of the summer threshing floor.
The wrath of God is like great waters that are dammed for the present; they increase more
and more, and rise higher and higher, till an outlet is given; and the longer the stream is
stopped, the more rapid and mighty is its course, when once it is let loose. It is true, that
judgment against your evil works has not been executed hitherto; the floods of God's
vengeance have been withheld; but your guilt in the mean time is constantly increasing, and
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you are every day treasuring up more wrath; the waters are constantly rising, and waxing
more and more mighty; and there is nothing but the mere pleasure of God, that holds the
waters back, that are unwilling to be stopped, and press hard to go forward. If God should
only withdraw his hand from the flood-gate, it would immediately fly open, and the fiery
floods of the fierceness and wrath of God, would rush forth with inconceivable fury, and
would come upon you with omnipotent power; and if your strength were ten thousand
times greater than it is, yea, ten thousand times greater than the strength of the stoutest,
sturdiest devil in hell, it would be nothing to withstand or endure it.
The bow of God's wrath is bent, and the arrow made ready on the string, and justice bends
the arrow at your heart, and strains the bow, and it is nothing but the mere pleasure of God,
and that of an angry God, without any promise or obligation at all, that keeps the arrow one
moment from being made drunk with your blood. Thus all you that never passed under a
great change of heart, by the mighty power of the Spirit of God upon your souls; all you that
were never born again, and made new creatures, and raised from being dead in sin, to a state
of new, and before altogether unexperienced light and life, are in the hands of an angry God.
However you may have reformed your life in many things, and may have had religious
affections, and may keep up a form of religion in your families and closets, and in the house
of God, it is nothing but his mere pleasure that keeps you from being this moment swallowed
up in everlasting destruction. However unconvinced you may now be of the truth of what
you hear, by and by you will be fully convinced of it. Those that are gone from being in the
like circumstances with you, see that it was so with them; for destruction came suddenly upon
most of them; when they expected nothing of it, and while they were saying, Peace and
safety: now they see, that those things on which they depended for peace and safety, were
nothing but thin air and empty shadows.
The God that holds you over the pit of hell, much as one holds a spider, or some loathsome
insect over the fire, abhors you, and is dreadfully provoked: his wrath towards you burns like
fire; he looks upon you as worthy of nothing else, but to be cast into the fire; he is of purer
eyes than to bear to have you in his sight; you are ten thousand times more abominable in
his eyes, than the most hateful venomous serpent is in ours. You have offended him infinitely
more than ever a stubborn rebel did his prince; and yet it is nothing but his hand that holds
you from falling into the fire every moment. It is to be ascribed to nothing else, that you did
not go to hell the last night; that you was suffered to awake again in this world, after you
closed your eyes to sleep. And there is no other reason to be given, why you have not
dropped into hell since you arose in the morning, but that God's hand has held you up. There
is no other reason to be given why you have not gone to hell, since you have sat here in the
house of God, provoking his pure eyes by your sinful wicked manner of attending his solemn
worship. Yea, there is nothing else that is to be given as a reason why you do not this very
moment drop down into hell.
O sinner! Consider the fearful danger you are in: it is a great furnace of wrath, a wide and
bottomless pit, full of the fire of wrath, that you are held over in the hand of that God,
whose wrath is provoked and incensed as much against you, as against many of the damned
in hell. You hang by a slender thread, with the flames of divine wrath flashing about it, and
ready every moment to singe it, and burn it asunder; and you have no interest in any
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Mediator, and nothing to lay hold of to save yourself, nothing to keep off the flames of
wrath, nothing of your own, nothing that you ever have done, nothing that you can do, to
induce God to spare you one moment. And consider here more particularly:
1. Whose wrath it is: it is the wrath of the infinite God. If it were only the wrath of man,
though it were of the most potent prince, it would be comparatively little to be regarded.
The wrath of kings is very much dreaded, especially of absolute monarchs, who have the
possessions and lives of their subjects wholly in their power, to be disposed of at their mere
will. Prov. xx. 2.--"The fear of a king is as the roaring of a lion: Whoso provoketh him to
anger, sinneth against his own soul." The subject that very much enrages an arbitrary prince is
liable to suffer the most extreme torments that human art can invent, or human power can
inflict. But the greatest earthly potentates in their greatest majesty and strength, and when
clothed in their greatest terrors, are but feeble, despicable worms of the dust, in comparison
of the great and almighty Creator and King of heaven and earth. It is but little that they can
do, when most enraged, and when they have exerted the utmost of their fury. All the kings
of the earth, before God, are as grasshoppers; they are nothing, and less than nothing: both
their love and their hatred is to be despised. The wrath of the great King of kings is as much
more terrible than theirs, as his majesty is greater. Luke xii. 4, 5--"And I say unto you, my
friends, Be not afraid of them that kill the body, and after that, have no more that they can
do. But I will forewarn you whom you shall fear: fear him, which after he hath killed, hath
power to cast into hell: yea, I say unto you, Fear him."
2. It is the fierceness of his wrath that you are exposed to. We often read of the fury of God;
as in Isaiah lix. 18--"According to their deeds, accordingly he will repay fury to his
adversaries." So Isaiah lxvi. 15--"For behold, the Lord will come with fire, and with his chariots
like a whirlwind, to render his anger with fury, and his rebuke with flames of fire." And in
many other places. So, Rev. xix. 15, we read of "the wine press of the fierceness and wrath of
Almighty God." The words are exceeding terrible. If it had only been said, "the wrath of
God," the words would have implied that which is infinitely dreadful: but it is "the fierceness
and wrath of God." The fury of God! the fierceness of Jehovah! Oh, how dreadful must that
be! Who can utter or conceive what such expressions carry in them! But it is also "the
fierceness and wrath of Almighty God." As though there would be a very great manifestation
of his almighty power in what the fierceness of his wrath should inflict, as though
omnipotence should be as it were enraged, and exerted, as men are wont to exert their
strength in the fierceness of their wrath. Oh! then, what will be the consequence! What will
become of the poor worms that shall suffer it! Whose hands can be strong? And whose heart
can endure? To what a dreadful, inexpressible, inconceivable depth of misery must the poor
creature be sunk who shall be the subject of this!
Consider this, you that are here present, that yet remain in an unregenerate state. That God
will execute the fierceness of his anger implies that he will inflict wrath without any pity.
When God beholds the ineffable extremity of your case, and sees your torment to be so
vastly disproportioned to your strength, and sees how your poor soul is crushed, and sinks
down, as it were, into an infinite gloom, he will have no compassion upon you, he will not
forbear the executions of his wrath, or in the least lighten his hand; there shall be no
moderation or mercy, nor will God then at all stay his rough wind; he will have no regard to
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your welfare, nor be at all careful lest you should suffer too much in any other sense, than
only that you shall not suffer beyond what strict justice requires. Nothing shall be withheld,
because it is so hard for you to bear. Ezek. viii. 18--"Therefore will I also deal in fury: mine
eye shall not spare, neither will I have pity; and though they cry in mine ears with a loud
voice, yet I will not hear them." Now God stands ready to pity you; this is a day of mercy;
you may cry now with some encouragement of obtaining mercy. But when once the day of
mercy is past, your most lamentable and dolorous cries and shrieks will be in vain; you will
be wholly lost and thrown away of God, as to any regard to your welfare. God will have no
other use to put you to, but to suffer misery; you shall be continued in being to no other
end; for you will be a vessel of wrath fitted to destruction; and there will be no other use of
this vessel, but to be filled full of wrath. God will be so far from pitying you when you cry to
him, that it is said he will only "laugh and mock," Prov. i. 25, 26, &c.
How awful are those words, Isaiah lxiii. 3, which are the words of the great God: "I will tread
them in mine anger, and will trample them in my fury, and their blood shall be sprinkled
upon my garments, and I will stain all my raiment." It is perhaps impossible to conceive of
words that carry in them greater manifestations of these three things, vis. contempt, and
hatred, and fierceness of indignation. If you cry to God to pity you, he will be so far from
pitying you in your doleful case, or showing you the least regard or favour, that instead of
that, he will only tread you under foot. And though he will know that you cannot bear the
weight of omnipotence treading upon you, yet he will not regard that, but he will crush you
under his feet without mercy; he will crush out your blood, and make it fly, and it shall be
sprinkled on his garments, so as to stain all his raiment. He will not only hate you, but he will
have you, in the utmost contempt: no place shall be thought fit for you, but under his feet to
be trodden down as the mire of the streets.
The misery you are exposed to is that which God will inflict to that end, that he might show
what that wrath of Jehovah is. God hath had it on his heart to show to angels and men, both
how excellent his love is, and also how terrible his wrath is. Sometimes earthly kings have a
mind to show how terrible their wrath is, by the extreme punishments they would execute
on those that would provoke them. Nebuchadnezzar, that mighty and haughty monarch of
the Chaldean empire, was willing to show his wrath when enraged with Shadrach, Meshech,
and Abednego; and accordingly gave orders that the burning fiery furnace should be heated
seven times hotter than it was before; doubtless, it was raised to the utmost degree of
fierceness that human art could raise it. But the great God is also willing to show his wrath,
and magnify his awful majesty and mighty power in the extreme sufferings of his enemies.
Rom. ix. 22--"What if God, willing to show his wrath, and to make his power known, endure
with much long-suffering the vessels of wrath fitted to destruction?" And seeing this is his
design, and what he has determined, even to show how terrible the unrestrained wrath, the
fury and fierceness of Jehovah is, he will do it to effect. There will be something
accomplished and brought to pass that will be dreadful with a witness. When the great and
angry God hath risen up and executed his awful vengeance on the poor sinner, and the
wretch is actually suffering the infinite weight and power of his indignation, then will God
call upon the whole universe to behold that awful majesty and mighty power that is to be
seen in it. Isa. xxxiii. 12-14--"And the people shall be as the burnings of lime, as thorns cut up
shall they be burnt in the fire. Hear ye that are far off, what I have done; and ye that are
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near, acknowledge my might. The sinners in Zion are afraid; fearfulness hath surprised the
hypocrites," &c.
Thus it will be with you that are in an unconverted state, if you continue in it; the infinite
might, and majesty, and terribleness of the omnipotent God shall be magnified upon you, in
the ineffable strength of your torments. You shall be tormented in the presence of the holy
angels, and in the presence of the Lamb; and when you shall be in this state of suffering, the
glorious inhabitants of heaven shall go forth and look on the awful spectacle, that they may
see what the wrath and fierceness of the Almighty is; and when they have seen it, they will
fall down and adore that great power and majesty. Isaiash lxvi. 23, 24--"And it shall come to
pass, that from one new moon to another, and from one sabbath to another, shall all flesh
come to worship before me, saith the Lord. And they shall go forth and look upon the
carcasses of the men that have transgressed against me; for their worm shall not die, neither
shall their fire be quenched, and they shall be an abhorring unto all flesh."
4. It is everlasting wrath. It would be dreadful to suffer this fierceness and wrath of Almighty
God one moment; but you must suffer it to all eternity. There will be no end to this exquisite
horrible misery. When you look forward, you shall see a long forever, a boundless duration
before you, which will swallow up your thoughts, and amaze your soul; and you will
absolutely despair of ever having any deliverance, any end, any mitigation, any rest at all.
You will know certainly that you must wear out long ages, millions of millions of ages, in
wrestling and conflicting with this almighty merciless vengeance; and then when you have so
done, when so many ages have actually been spent by you in this manner, you will know
that all is but a point to what remains. So that your punishment will indeed be infinite. Oh,
who can express what the state of a soul in such circumstances is! All that we can possibly say
about it gives but a very feeble, faint representation of it; it is inexpressible and
inconceivable: For "who knows the power of God's anger?"
How dreadful is the state of those that are daily and hourly in the danger of this great wrath
and infinite misery! But this is the dismal case of every soul in this congregation that has not
been born again, however moral and strict, sober and religious, they may otherwise be. Oh
that you would consider it, whether you be young or old! There is reason to think that there
are many in this congregation now hearing this discourse, that will actually be the subjects of
this very misery to all eternity. We know not who they are, or in what seats they sit, or what
thoughts they now have. It may be they are now at ease, and hear all these things without
much disturbance, and are now flattering themselves that they are not the persons, promising
themselves that they shall escape. If we knew that there was one person, and but one, in the
whole congregation, that was to be the subject of this misery, what an awful thing would it
be to think of! If we knew who it was, what an awful sight would it be to see such a person!
How might all the rest of the congregation lift up a lamentable and bitter cry over him! But,
alas! instead of one, how many is it likely will remember this discourse in hell? And it would
be a wonder, if some that are now present should not be in hell in a very short time, even
before this year is out. And it would be no wonder if some persons, that now sit here, in
some seats of this meeting-house, in health, quiet and secure, should be there before
tomorrow morning. Those of you that finally continue in a natural condition, that shall keep
out of hell longest will be there in a little time! your damnation does not slumber; it will
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come swiftly, and, in all probability, very suddenly upon many of you. You have reason to
wonder that you are not already in hell. It is doubtless the case of some whom you have seen
and known, that never deserved hell more than you, and that heretofore appeared as likely
to have been now alive as you. Their case is past all hope; they are crying in extreme misery
and perfect despair; but here you are in the land of the living and in the house of God, and
have an opportuniry to obtain salvation. What would not those poor damned hopeless souls
give for one day's opportunity such as you now enjoy!
And now you have an extraordinary opportunity, a day wherein Christ has thrown the door
of mercy wide open, and stands in calling and crying with a loud voice to poor sinners; a day
wherein many are flocking to him, and pressing into the kingdom of God. Many are daily
coming from the east, west, north and south; many that were very lately in the same
miserable condition that you are in, are now in a happy state, with their hearts filled with
love to him who has loved them, and washed them from their sins in his own blood, and
rejoicing in hope of the glory of God. How awful is it to be left behind at such a day! To see
so many others feasting, while you are pining and perishing! To see so many rejoicing and
singing for joy of heart, while you have cause to mourn for sorrow of heart, and howl for
vexation of spirit! How can you rest one moment in such a condition? Are not your souls as
precious as the souls of the people at Suffield, where they are flocking from day to day to
Christ?
Are there not many here who have lived long in the world, and are not to this day born
again? and so are aliens from the commonwealth of Israel, and have done nothing ever since
they have lived, but treasure up wrath against the day of wrath? Oh, sirs, your case, in an
especial manner, is extremely dangerous. Your guilt and hardness of heart is extremely great.
Do you not see how generally persons of your years are passed over and left, in the present
remarkable and wonderful dispensation of God's mercy? You had need to consider
yourselves, and awake thoroughly out of sleep. You cannot bear the fierceness and wrath of
the infinite God.-And you, young men, and young women, will you neglect this precious
season which you now enjoy, when so many others of your age are renouncing all youthful
vanities, and flocking to Christ? You especially have now an extraordinary opportunity; but if
you neglect it, it will soon be with you as with those persons who spent all the precious days
of youth in sin, and are now come to such a dreadful pass in blindness and hardness. And
you, children, who are unconverted, do not you know that you are going down to hell, to
bear the dreadful wrath of that God, who is now angry with you every day and every night?
Will you be content to be the children of the devil, when so many other children in the land
are converted, and are become the holy and happy children of the King of kings?
And let every one that is yet out of Christ, and hanging over the pit of hell, whether they be
old men and women, or middle aged, or young people, or little children, now harken to the
loud calls of God's word and providence. This acceptable year of the Lord, a day of such
great favours to some, will doubtless be a day of as remarkable vengeance to others. Men's
hearts harden, and their guilt increases apace at such a day as this, if they neglect their souls;
and never was there so great danger of such persons being given up to hardness of heart and
Suffield was a town in the neighborhood.
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blindness of mind. God seems now to be hastily gathering in his elect in all parts of the land;
and probably the greater part of adult persons that ever shall be saved, will be brought in
now in a little time, and that it will be as it was on the great out-pouring of the Spirit upon
the Jews in the apostles' days; the election will obtain, and the rest will be blinded. If this
should be the case with you, you will eternally curse this day, and will curse the day that ever
you was born, to see such a season of the pouring out of God's Spirit, and will wish that you
had died and gone to hell before you had seen it. Now undoubtedly it is, as it was in the
days of John the Baptist, the axe is in an extraordinary manner laid at the root of the trees,
that every tree which brings not forth good fruit, may be hewn down and cast into the fire.
Therefore, let every one that is out of Christ, now awake and fly from the wrath to come.
The wrath of Almighty God is now undoubtedly hanging over a great part of this
congregation: Let every one fly out of Sodom: "Haste and escape for your lives, look not
behind you, escape to the mountain, lest you be consumed."
[SOURCE: The Edwards Pulpit, http://www.jonathanedwards.com/sermons/Warnings/sinners.htm
and http://members.aol.com/jonathanedw/Sinners.html]
VIII. Revolutions of the Early Modern Era: English & American
Declaration of Rights (Engl.and, 1689) In English history, the Glorious Revolution, or Bloodless Revolution, of 1688, constituted the
deposition of James II and the accession of William III (r. 1689-1702) and Mary II (r. 1689-1694) to the
English throne. Although the English showed themselves to be firmly attached to the idea of a
monarchy, even after a Parliamentary victory in the Civil War, the restoration of Charles II in 1660
aroused unease among many Englishmen who feared the Stuarts’ Roman Catholic tendencies and
absolutist bent. Charles II’s tolerance of Catholic dissent and his foreign policy, which tended to favor
alliances with Catholic powers in Europe, prompted the Whigs, a parliamentary group, to attempt to
exclude the Catholic James, duke of York (brother of Charles), from the succession. The attempt
failed, and James came to the throne in 1685. However, James’ open Catholicism and the birth of his
son, which meant a Catholic successor, united Tories and Whigs in opposition to James. This political
alliance issued an invitation to the Dutch prince William of Orange and his consort, Mary, Protestant
daughter of Charles II, to assume the English throne. The Glorious Revolution succeeded without
bloodshed, mainly because James’s forces deserted him, thus forcing him to flee to France at the end of
1688. Early in 1689, Parliament deposed James II and invited William and Mary to rule as joint
sovereigns. The Declaration of Rights (later Bill of Rights) of 1689 clearly spelled out the terms upon
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which the throne was offered to and accepted by William and Mary. In addition to limiting royal
power, the statement of rights also prohibited any future Catholic succession to the throne.
Henceforth, the monarch could no longer suspend and/or dispense with law, levy taxes, or maintain a
standing army in peacetime without the consent of Parliament. Thus, the Glorious Revolution
continued the process of transferring power from the monarch to Parliament. This movement was
very evident in the Civil War, but had really begun centuries before. The ascendancy of Parliament
was firmly established and never effectively challenged after 1688, though the monarch still retained
considerable power. [Source: Columbia Encyclopedia, www.bartleby.com]
An Act Declaring the Rights and Liberties of the Subject
and Settling the Succession of the Crown
Whereas the Lords Spiritual and Temporal and Commons assembled at Westminster, lawfully,
fully and freely representing all the estates of the people of this realm, did upon the
thirteenth day of February in the year of our Lord one thousand six hundred eighty-eight [old
style date] present unto their Majesties, then called and known by the names and style of
William and Mary, prince and princess of Orange, being present in their proper persons, a
certain declaration in writing made by the said Lords and Commons in the words following,
viz.:
Whereas the late King James the Second, by the assistance of divers evil counsellors, judges
and ministers employed by him, did endeavour to subvert and extirpate the Protestant
religion and the laws and liberties of this kingdom;
By assuming and exercising a power of dispensing with and suspending of laws and the
execution of laws without consent of Parliament;
By committing and prosecuting divers worthy prelates for humbly petitioning to be excused
from concurring to the said assumed power;
By issuing and causing to be executed a commission under the great seal for erecting a court
called the Court of Commissioners for Ecclesiastical Causes;
By levying money for and to the use of the Crown by pretence of prerogative for other time
and in other manner than the same was granted by Parliament;
By raising and keeping a standing army within this kingdom in time of peace without consent
of Parliament, and quartering soldiers contrary to law;
By causing several good subjects being Protestants to be disarmed at the same time when
papists were both armed and employed contrary to law;
By violating the freedom of election of members to serve in Parliament;
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By prosecutions in the Court of King's Bench for matters and causes cognizable only in
Parliament, and by divers other arbitrary and illegal courses;
And whereas of late years partial corrupt and unqualified persons have been returned and
served on juries in trials, and particularly divers jurors in trials for high treason which were
not freeholders;
And excessive bail hath been required of persons committed in criminal cases to elude the
benefit of the laws made for the liberty of the subjects;
And excessive fines have been imposed;
And illegal and cruel punishments inflicted;
And several grants and promises made of fines and forfeitures before any conviction or
judgment against the persons upon whom the same were to be levied;
All which are utterly and directly contrary to the known laws and statutes and freedom of
this realm;
And whereas the said late King James the Second having abdicated the government and the
throne being thereby vacant, his Highness the prince of Orange (whom it hath pleased
Almighty God to make the glorious instrument of delivering this kingdom from popery and
arbitrary power) did (by the advice of the Lords Spiritual and Temporal and divers principal
persons of the Commons) cause letters to be written to the Lords Spiritual and Temporal
being Protestants, and other letters to the several counties, cities, universities, boroughs and
cinque ports, for the choosing of such persons to represent them as were of right to be sent to
Parliament, to meet and sit at Westminster upon the two and twentieth day of January in this
year one thousand six hundred eighty and eight [old style date], in order to such an
establishment as that their religion, laws and liberties might not again be in danger of being
subverted, upon which letters elections having been accordingly made;
And thereupon the said Lords Spiritual and Temporal and Commons, pursuant to their
respective letters and elections, being now assembled in a full and free representative of this
nation, taking into their most serious consideration the best means for attaining the ends
aforesaid, do in the first place (as their ancestors in like case have usually done) for the
vindicating and asserting their ancient rights and liberties declare
That the pretended power of suspending the laws or the execution of laws by regal authority
without consent of Parliament is illegal;
That the pretended power of dispensing with laws or the execution of laws by regal
authority, as it hath been assumed and exercised of late, is illegal;
That the commission for erecting the late Court of Commissioners for Ecclesiastical Causes,
and all other commissions and courts of like nature, are illegal and pernicious;
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That levying money for or to the use of the Crown by pretence of prerogative, without grant
of Parliament, for longer time, or in other manner than the same is or shall be granted, is
illegal;
That it is the right of the subjects to petition the king, and all commitments and prosecutions
for such petitioning are illegal;
That the raising or keeping a standing army within the kingdom in time of peace, unless it be
with consent of Parliament, is against law;
That the subjects which are Protestants may have arms for their defence suitable to their
conditions and as allowed by law;
That election of members of Parliament ought to be free;
That the freedom of speech and debates or proceedings in Parliament ought not to be
impeached or questioned in any court or place out of Parliament;
That excessive bail ought not to be required, nor excessive fines imposed, nor cruel and
unusual punishments inflicted;
That jurors ought to be duly impanelled and returned, and jurors which pass upon men in
trials for high treason ought to be freeholders;
That all grants and promises of fines and forfeitures of particular persons before conviction
are illegal and void;
And that for redress of all grievances, and for the amending, strengthening and preserving of
the laws, Parliaments ought to be held frequently.
And they do claim, demand and insist upon all and singular the premises as their undoubted
rights and liberties, and that no declarations, judgments, doings or proceedings to the
prejudice of the people in any of the said premises ought in any wise to be drawn hereafter
into consequence or example; to which demand of their rights they are particularly
encouraged by the declaration of his Highness the prince of Orange as being the only means
for obtaining a full redress and remedy therein. Having therefore an entire confidence that his
said Highness the prince of Orange will perfect the deliverance so far advanced by him, and
will still preserve them from the violation of their rights which they have here asserted, and
from all other attempts upon their religion, rights and liberties, the said Lords Spiritual and
Temporal and Commons assembled at Westminster do resolve that William and Mary, prince
and princess of Orange, be and be declared king and queen of England, France and Ireland
and the dominions thereunto belonging, to hold the crown and royal dignity of the said
kingdoms and dominions to them, the said prince and princess, during their lives and the life
of the survivor to them, and that the sole and full exercise of the regal power be only in and
executed by the said prince of Orange in the names of the said prince and princess during
their joint lives, and after their deceases the said crown and royal dignity of the same
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kingdoms and dominions to be to the heirs of the body of the said princess, and for default
of such issue to the Princess Anne of Denmark and the heirs of her body, and for default of
such issue to the heirs of the body of the said prince of Orange. And the Lords Spiritual and
Temporal and Commons do pray the said prince and princess to accept the same accordingly.
And that the oaths hereafter mentioned be taken by all persons of whom the oaths have
allegiance and supremacy might be required by law, instead of them; and that the said oaths
of allegiance and supremacy be abrogated.
I, A.B., do sincerely promise and swear that I will be faithful and bear true allegiance to their
Majesties King William and Queen Mary. So help me God.
I, A.B., do swear that I do from my heart abhor, detest and abjure as impious and heretical
this damnable doctrine and position, that princes excommunicated or deprived by the Pope
or any authority of the see of Rome may be deposed or murdered by their subjects or any
other whatsoever. And I do declare that no foreign prince, person, prelate, state or potentate
hath or ought to have any jurisdiction, power, superiority, pre-eminence or authority,
ecclesiastical or spiritual, within this realm. So help me God.
Upon which their said Majesties did accept the crown and royal dignity of the kingdoms of
England, France and Ireland, and the dominions thereunto belonging, according to the
resolution and desire of the said Lords and Commons contained in the said declaration. And
thereupon their Majesties were pleased that the said Lords Spiritual and Temporal and
Commons, being the two Houses of Parliament, should continue to sit, and with their
Majesties' royal concurrence make effectual provision for the settlement of the religion, laws
and liberties of this kingdom, so that the same for the future might not be in danger again of
being subverted, to which the said Lords Spiritual and Temporal and Commons did agree,
and proceed to act accordingly. Now in pursuance of the premises the said Lords Spiritual
and Temporal and Commons in Parliament assembled, for the ratifying, confirming and
establishing the said declaration and the articles, clauses, matters and things therein contained
by the force of law made in due form by authority of Parliament, do pray that it may be
declared and enacted that all and singular the rights and liberties asserted and claimed in the
said declaration are the true, ancient and indubitable rights and liberties of the people of this
kingdom, and so shall be esteemed, allowed, adjudged, deemed and taken to be; and that all
and every the particulars aforesaid shall be firmly and strictly holden and observed as they
are expressed in the said declaration, and all officers and ministers whatsoever shall serve
their Majesties and their successors according to the same in all time to come. And the said
Lords Spiritual and Temporal and Commons, seriously considering how it hath pleased
Almighty God in his marvellous providence and merciful goodness to this nation to provide
and preserve their said Majesties' royal persons most happily to reign over us upon the
throne of their ancestors, for which they render unto him from the bottom of their hearts
their humblest thanks and praises, do truly, firmly, assuredly and in the sincerity of their
hearts think, and do hereby recognize, acknowledge and declare, that King James the Second
having abdicated the government, and their Majesties having accepted the crown and royal
dignity as aforesaid, their said Majesties did become, were, are and of right ought to be by
the laws of this realm our sovereign liege lord and lady, king and queen of England, France
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and Ireland and the dominions thereunto belonging, in and to whose princely persons the
royal state, crown and dignity of the said realms with all honours, styles, titles, regalities,
prerogatives, powers, jurisdictions and authorities to the same belonging and appertaining are
most fully, rightfully and entirely invested and incorporated, united and annexed. And for
preventing all questions and divisions in this realm by reason of any pretended titles to the
crown, and for preserving a certainty in the succession thereof, in and upon which the unity,
peace, tranquility and safety of this nation doth under God wholly consist and depend, the
said Lords Spiritual and Temporal and Commons do beseech their Majesties that it may be
enacted, established and declared, that the crown and regal government of the said kingdoms
and dominions, with all and singular the premises thereunto belonging and appertaining,
shall be and continue to their said Majesties and the survivor of them during their lives and
the life of the survivor of them, and that the entire, perfect and full exercise of the regal
power and government be only in and executed by his Majesty in the names of both their
Majesties during their joint lives; and after their deceases the said crown and premises shall be
and remain to the heirs of the body of her Majesty, and for default of such issue to her Royal
Highness the Princess Anne of Denmark and the heirs of the body of his said Majesty; and
thereunto the said Lords Spiritual and Temporal and Commons do in the name of all the
people aforesaid most humbly and faithfully submit themselves, their heirs and posterities for
ever, and do faithfully promise that they will stand to, maintain and defend their said
Majesties, and also the limitation and succession of the crown herein specified and contained,
to the utmost of their powers with their lives and estates against all persons whatsoever that
shall attempt anything to the contrary. And whereas it hath been found by experience that it
is inconsistent with the safety and welfare of this Protestant kingdom to be governed by a
popish prince, or by any king or queen marrying a papist, the said Lords Spiritual and
Temporal and Commons do further pray that it may be enacted, that all and every person
and persons that is, are or shall be reconciled to or shall hold communion with the see or
Church of Rome, or shall profess the popish religion, or shall marry a papist, shall be
excluded and be for ever incapable to inherit, possess or enjoy the crown and government of
this realm and Ireland and the dominions thereunto belonging or any part of the same, or to
have, use or exercise any regal power, authority or jurisdiction within the same; and in all
and every such case or cases the people of these realms shall be and are hereby absolved of
their allegiance; and the said crown and government shall from time to time descend to and
be enjoyed by such person or persons being Protestants as should have inherited and enjoyed
the same in case the said person or persons so reconciled, holding communion or professing
or marrying as aforesaid were naturally dead; and that every king and queen of this realm
who at any time hereafter shall come to and succeed in the imperial crown of this kingdom
shall on the first day of the meeting of the first Parliament next after his or her coming to the
crown, sitting in his or her throne in the House of Peers in the presence of the Lords and
Commons therein assembled, or at his or her coronation before such person or persons who
shall administer the coronation oath to him or her at the time of his or her taking the said
oath (which shall first happen), make, subscribe and audibly repeat the declaration
mentioned in the statute made in the thirtieth year of the reign of King Charles the Second
entitled, An Act for the more effectual preserving the king's person and government by
disabling papists from sitting in either House of Parliament. But if it shall happen that such
king or queen upon his or her succession to the crown of this realm shall be under the age of
twelve years, then every such king or queen shall make, subscribe and audibly repeat the
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same declaration at his or her coronation or the first day of the meeting of the first
Parliament as aforesaid which shall first happen after such king or queen shall have attained
the said age of twelve years. All which their Majesties are contented and pleased shall be
declared, enacted and established by authority of this present Parliament, and shall stand,
remain and be the law of this realm for ever; and the same are by their said Majesties, by and
with the advice and consent of the Lords Spiritual and Temporal and Commons in Parliament
assembled and by the authority of the same, declared, enacted and established accordingly.
II. And be it further declared and enacted by the authority aforesaid, that from and after this
present session of Parliament no dispensation by non obstante of or to any statute or any
part thereof shall be allowed, but that the same shall be held void and of no effect, except a
dispensation be allowed of in such statute, and except in such cases as shall be specially
provided for by one or more bill or bills to be passed during this present session of
Parliament.
III. Provided that no charter or grant or pardon granted before the three and twentieth day
of October in the year of our Lord one thousand six hundred eighty-nine shall be any ways
impeached or invalidated by this Act, but that the same shall be and remain of the same force
and effect in law and no other than as if this Act had never been made.
[SOURCE: The Avalon Project, http://www.yale.edu/lawweb/avalon/england.htm]
Thomas Jefferson, Declaration of Independence (1776)
On July 4, 1776, the Second Continental Congress approved the Declaration of Independence, whose
purpose was to present clearly the principles which had prompted the Congress two days earlier to
declare the independence of the 13 colonies from England. The Declaration was designed to influence
public opinion and gain support for the Revolution, both from Americans and from abroad, especially
from France, whose military assistance the new "United States" sorely needed.
The Declaration of Independence was drafted by Thomas Jefferson between June 11 and June
28, 1776. “Though influenced by the ideas and ideals of the French and English Enlightenments,
Jefferson found his greatest inspiration in the language and arguments of the English philosopher John
Locke, who had justified England's ‘Glorious Revolution’ of 1688 on the basis of man's ‘natural rights.’
Locke's theory held that government was a contract between the governed and those governing, who
derived their power solely from the consent of the governed and whose purpose it was to protect
every man's inherent right to property, life and liberty. Jefferson's theory of ‘natural law’ differed in
that it substituted the inalienable right of ‘the pursuit of happiness’ for ‘property,’ emphasizing that
happiness is the product of civic virtue and public duty. Jefferson emphasized the contractual
justification for independence, arguing that when the tyrannical government of King George III of
England repeatedly violated ‘natural law,’ the colonists had not only the right but the duty to revolt.
EARLY MODERN ERA / 370
The assembled Continental Congress deleted a few passages of the draft, and amended others, but
outright rejected only two sections: 1) a derogatory reference to the English people; 2) a passionate
denunciation of the slave trade. The latter section was left out, as Jefferson reported, to accede to the
wishes of South Carolina and Georgia, who wanted to continue the importation of slaves. The rest of
the draft was accepted on July 4, and 56 members of Congress began their formal signing of the
document on August 2, 1776.”
[Source: Library of Congress http://lcweb2.loc.gov/const/abt_declar.html]
When in the course of human events, it becomes necessary for one people to dissolve the
political bands which have connected them with another, and to assume among the powers
of the earth, the separate and equal station to which the laws of nature and of nature's God
entitle them, a decent respect to the opinions of mankind requires that they should declare
the causes which impel them to the separation.
WE HOLD THESE TRUTHS TO BE SELF-EVIDENT:
That all men are created equal; that they are endowed by their Creator with certain
unalienable rights; that among these are life, liberty, and the pursuit of happiness; that, to
secure these rights, governments are instituted among men, deriving their just powers from
the consent of the governed; that whenever any form of government becomes destructive of
these ends, it is the right of the people to alter or to abolish it, and to institute new
government, laying its foundation on such principles, and organizing its powers in such form,
as to them shall seem most likely to effect their safety and happiness.
Prudence, indeed, will dictate that governments long established should not be changed for
light and transient causes; and accordingly all experience hath shown that mankind are more
disposed to suffer, while evils are sufferable than to right themselves by abolishing the forms
to which they are accustomed. But when a long train of abuses and usurpations, pursuing
invariably the same object, evinces a design to reduce them under absolute despotism, it is
their right, it is their duty, to throw off such government, and to provide new guards for their
future security. Such has been the patient sufferance of these colonies; and such is now the
necessity which constrains them to alter their former systems of government. The history of
the present King of Great Britain is a history of repeated injuries and usurpations, all having in
direct object the establishment of an absolute tyranny over these states. To prove this, let
facts be submitted to a candid world.
He has refused his assent to laws, the most wholesome and necessary for the public good.
He has forbidden his governors to pass laws of immediate and pressing importance, unless
suspended in their operation till his assent should be obtained; and, when so suspended, he
has utterly neglected to attend to them.
He has refused to pass other laws for the accommodation of large districts of people, unless
those people would relinquish the right of representation in the legislature, a right inestimable
to them, and formidable to tyrants only.
EARLY MODERN ERA / 371
He has called together legislative bodies at places unusual, uncomfortable, and distant from
the depository of their public records, for the sole purpose of fatiguing them into compliance
with his measures.
He has dissolved representative houses repeatedly, for opposing, with manly firmness, his
invasions on the rights of the people.
He has refused for a long time, after such dissolutions, to cause others to be elected; whereby
the legislative powers, incapable of annihilation, have returned to the people at large for
their exercise; the state remaining, in the mean time, exposed to all the dangers of invasions
from without and convulsions within.
He has endeavored to prevent the population of these states; for that purpose obstructing the
laws for naturalization of foreigners; refusing to pass others to encourage their migration
hither, and raising the conditions of new appropriations of lands.
He has obstructed the administration of justice, by refusing his assent to laws for establishing
judiciary powers.
He has made judges dependent on his will alone, for the tenure of their offices, and the
amount and payment of their salaries.
He has erected a multitude of new offices, and sent hither swarms of officers to harass our
people and eat out their substance.
He has kept among us, in times of peace, standing armies, without the consent of our
legislatures.
He has affected to render the military independent of, and superior to, the civil power.
He has combined with others to subject us to a jurisdiction foreign to our Constitution and
unacknowledged by our laws, giving his assent to their acts of pretended legislation:
For quartering large bodies of armed troops among us;
For protecting them, by a mock trial, from punishment for any murders which they should
commit on the inhabitants of these states;
For cutting off our trade with all parts of the world;
For imposing taxes on us without our consent;
For depriving us, in many cases, of the benefits of trial by jury;
For transporting us beyond seas, to be tried for pretended offenses;
EARLY MODERN ERA / 372
For abolishing the free system of English laws in a neighboring province, establishing therein
an arbitrary government, and enlarging its boundaries, so as to render it at once an example
and fit instrument for introducing the same absolute rule into these colonies;
For taking away our charters, abolishing our most valuable laws, and altering fundamentally
the forms of our governments;
For suspending our own legislatures, and declaring themselves invested with power to
legislate for us in all cases whatsoever.
He has abdicated government here, by declaring us out of his protection and waging war
against us.
He has plundered our seas, ravaged our coasts, burned our towns, and destroyed the lives of
our people.
He is at this time transporting large armies of foreign mercenaries to complete the works of
death, desolation, and tyranny already begun with circumstances of cruelty and perfidy
scarcely paralleled in the most barbarous ages, and totally unworthy the head of a civilized
nation.
He has constrained our fellow-citizens, taken captive on the high seas, to bear arms against
their country, to become the executioners of their friends and brethren, or to fall themselves
by their hands.
He has excited domestic insurrection among us, and has endeavored to bring on the
inhabitants of our frontiers the merciless Indian savages, whose known rule of warfare is an
undistinguished destruction of all ages, sexes, and conditions.
In every stage of these oppressions we have petitioned for redress in the most humble terms;
our repeated petitions have been answered only by repeated injury. A prince, whose
character is thus marked by every act which may define a tyrant, is unfit to be the ruler of a
free people.
Nor have we been wanting in our attentions to our British brethren. We have warned them,
from time to time, of attempts by their legislature to extend an unwarrantable jurisdiction
over us. We have reminded them of the circumstances of our emigration and settlement here.
We have appealed to their native justice and magnanimity; and we have conjured them, by
the ties of our common kindred, to disavow these usurpations which would inevitably
interrupt our connections and correspondence. They too, have been deaf to the voice of
justice and of consanguinity. We must, therefore, acquiesce in the necessity which denounces
our separation, and hold them as we hold the rest of mankind, enemies in war, in peace
friends.
We, therefore, the representatives of the United States of America, in General Congress
assembled, appealing to the Supreme Judge of the world for the rectitude of our intentions,
EARLY MODERN ERA / 373
do, in the name and by the authority of the good people of these colonies solemnly publish
and declare, That these United Colonies are, and of right ought to be, FREE AND
INDEPENDENT STATES; that they are absolved from all allegiance to the British crown and
that all political connection between them and the state of Great Britain is, and ought to be,
totally dissolved; and that, as free and independent states, they have full power to levy war,
conclude peace, contract alliances, establish commerce, and do all other acts and things which
independent states may of right do. And for the support of this declaration, with a firm
reliance on the protection of Divine Providence, we mutually pledge to each other our lives,
our fortunes, and our sacred honor.
[SOURCE: The Avalon Project, http://www.yale.edu/lawweb/avalon/declare.htm]
Constitution of the United States: Bill of Rights (1789) The Federal Convention convened in Philadelphia in May 1787 to revise the Articles of Confederation.
By June, it had become clear to the delegates that the Articles could not be revised. Instead, the
delegates found it necessary to draft an entirely new document. “All through the summer, in closed
sessions, the delegates debated, and redrafted the articles of the new Constitution. Among the chief
points at issue were how much power to allow the central government, how many representatives in
Congress to allow each state, and how these representatives should be elected--directly by the people
or by the state legislators. The work of many minds, the Constitution stands as a model of cooperative
statesmanship and the art of compromise.”
“During the debates on the adoption of the Constitution, its opponents repeatedly charged
that the Constitution as drafted would open the way to tyranny by the central government. Fresh in
their minds was the memory of the British violation of civil rights before and during the Revolution.
They demanded a ‘bill of rights’ that would spell out the immunities of individual citizens. Several state
conventions in their formal ratification of the Constitution asked for such amendments; others ratified
the Constitution with the understanding that the amendments would be offered.”
“On September 25, 1789, the First Congress of the United States therefore proposed to the
state legislatures 12 amendments to the Constitution that met arguments most frequently advanced
against it. The first two proposed amendments, which concerned the number of constituents for each
Representative and the compensation of Congressmen, were not ratified. Articles 3 to 12, however,
ratified by three-fourths of the state legislatures, constitute the first 10 amendments of the Constitution,
known as the Bill of Rights.
[Source: National Archives and Records Administration http://www.archives.gov/national-archives-
experience/charters/constitution.html and http://www.archives.gov/national-archives-
experience/charters/bill_of_rights.html
For an account of the drafting, ratification, and contents of the Constitution, see
http://www.usconstitution.org/conhomepg1.cfm?whatpage=greatAmerican]
EARLY MODERN ERA / 374
Article I.
Congress shall make no law respecting an establishment of religion, or prohibiting the free
exercise thereof; or abridging the freedom of speech, or of the press; or the right of the
people peaceably to assemble, and to petition the Government for a redress of grievances.
Article II.
A well regulated Militia, being necessary to the security of a free State, the right of the people
to keep and bear Arms, shall not be infringed.
Article III.
No Soldier shall, in time of peace be quartered in any house, without the consent of the
Owner, nor in time of war, but in a manner to be prescribed by law.
Article IV.
The right of the people to be secure in their persons, houses, papers, and effects, against
unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but
upon probable cause, supported by Oath or affirmation, and particularly describing the place
to be searched, and the persons or things to be seized.
Article V.
No person shall be held to answer for a capital, or otherwise infamous crime, unless on a
presentment or indictment of a Grand Jury, except in cases arising in the land or naval forces,
or in the Militia, when in actual service in time of War or public danger; nor shall any person
be subject for the same offence to be twice put in jeopardy of life or limb; nor shall be
compelled in any criminal case to be a witness against himself, nor be deprived of life, liberty,
or property, without due process of law; nor shall private property be taken for public use,
without just compensation.
Article VI.
In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by
an impartial jury of the State and district wherein the crime shall have been committed, which
district shall have been previously ascertained by law, and to be informed of the nature and
cause of the accusation; to be confronted with the witnesses against him; to have compulsory
process for obtaining witnesses in his favor, and to have the Assistance of Counsel for his
defence.
Article VII.
In Suits at common law, where the value in controversy shall exceed twenty dollars, the right
of trial by jury shall be preserved, and no fact tried by a jury, shall be otherwise re-examined
in any Court of the United States, than according to the rules of the common law.
EARLY MODERN ERA / 375
Article VIII.
Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual
punishments inflicted.
Article IX.
The enumeration in the Constitution, of certain rights, shall not be construed to deny or
disparage others retained by the people.
Article X.
The powers not delegated to the United States by the Constitution, nor prohibited by it to
the States, are reserved to the States respectively, or to the people.
[SOURCE: National Archives and Records Administration, http://www.archives.gov/national-archives-
experience/charters/bill_of_rights_transcript.html and
www.law.emory.edu/FEDERAL/usconst.html#amend]