The displacement capacity of reinforced concrete coupled walls

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    Engineering Structures 24 (2002) 1165–1175

    www.elsevier.com/locate/engstruct

    The displacement capacity of reinforced concrete coupled walls

    Tom Paulay   ∗

     Department of Civil Engineering, University of Canterbury, Private Bag 4800, Christchurch, New Zealand 

    Received 20 December 2001; received in revised form 8 January 2002; accepted 8 April 2002

    Abstract

    With the identification of criteria of performance-based seismic design, the need to focus on estimations of displacement capacities

    of ductile system emerges. This involves redefinitions of some properties of reinforced concrete structures. A system comprisingcomponents with very different characteristics, a coupled wall structure, is used to demonstrate how displacement and ductilitycapacities, satisfying specific performance criteria, can be predicted simply, even before the required seismic strength of the systemis established. An attractive feature of this approach is that the strengths of components, which contribute to the required seismicstrength of the system, may be freely chosen. The astute designer may advantageously exploit this freedom. ©  2002 Elsevier ScienceLtd. All rights reserved.

    Keywords:  Displacements; Coupling beams; Ductility; Stiffness; Strength

    1. Introduction

    The prediction of displacement demands imposed on

    structures by earthquake motions has been one of theimportant issues, challenging the earthquake engineeringresearch community. Relatively few studies addressedexplicitly the displacement capacity of reinforced con-crete ductile structures. A rational evaluation of displace-ment capacities, associated with both elastic and post-elastic response, satisfying specific performance criteria,should enable acceptable seismic displacement demands,relevant to local seismic scenarios, to be more convinc-ingly established.

    To allow displacement capacities to be realisticallyestimated, some traditional definitions of structuralproperties, particularly those applicable to homogeneousmaterials, need to be redefined. Relevant principles arepresented first. Subsequently applications are illustratedusing a coupled wall example structure. It is postulatedthat the displacement capacity of such a system shouldbe controlled by that of its component with the smallestdisplacement capacity. Therefore, instead of commonlyspecified or judgement-based global displacement duc-tility factors, the deliberate evaluation of these for each

    ∗ Corresponding author. Tel.: 64-3-364 2249; fax: 64-3-364 2758.

     E-mail address:  [email protected] (T. Paulay).

    0141-0296/02/$ - see front matter  ©  2002 Elsevier Science Ltd. All rights reserved.

    PII: S0 1 4 1 - 0 2 9 6 ( 0 2 ) 0 0 0 5 0 - 0

    specific system is advocated. The approach relies thuson the hierarchy of the displacement ductility capacitiesof constituent components.

    The procedure is claimed to be rational, realistic andsimple. It is design oriented. Redefined properties of components, as constructed, may then be used, to ana-lyze, if necessary, a structural system comprisingcomponents with different characteristics but knownstrengths.

    In this presentation abstract definitions of quantitiesare, in general, immediately followed by their numericalevaluations relevant to a particular example structure.

    2. The traditional treatment of coupled walls

    Some 50 years ago the analysis of elastic coupledwalls structures was a challenging topic for researchersin several countries. With the arrival of computer tech-nology this pioneering work, based on innovative mode-ling [1–6], has become also accessible to the structuraldesign profession. Even though during significant seis-mic events, reinforced concrete structures are expectedto perform in the inelastic domain, the assignment tocomponents of lateral design strength is still widelybased on elastic structural response. However, in recog-nition of ductile behaviour, within specified limits, aredistribution between components of internal designactions, so derived, has been considered acceptable [7].

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    Nomenclature

     Ae   effective area of cracked concrete section

     Asd    area of diagonal reinforcement in one direction Awe   aspect ratio of a wall in terms of  he Awm   aspect ratio of a wall in terms of  hm Awi   aspect ratio of a wall based on its full height

    d b   diameter of a bar Db   overall depth of a beam

     Dwi   length (overall depth) of a wall E c   modulus of elasticity of concrete

     f  y   yield strength of reinforcing steelh   total height of structure

    he   height where maximum storey drift occurs

    hm   height above base of center of accelerated mass

     I e   second moment of effective area of cracked reinforced concrete section I g   second moment of an area of gross concrete section

     l     internal lever arm of coupling system l  p   length of equivalent plastic hinge

    k i   stiffness of component M    overturning moment at a level

     M ni   nominal  flexural strength of a section M o   overturning moment at the base of the structure

     M  yi   flexural yield strength of a section M 1 ,M 2   moments assigned to components (1) and (2)

    s   clear span of coupling beamT    lateral force-induced axial load on coupled walls

    V b   total base shear for the structure

    V nb   nominal shear capacity of coupling beam

    V ni   nominal strength of a wall component in terms of its base sheara    inclination of diagonal reinforcement b   a moment ratiod  p   post-yield storey driftd u   maximum acceptable storey driftd  y   storey drift at the nominal yield displacement of a walle y   yield strain of reinforcing steelh   coef ficient relevant to nominal yield curvatureqb   beam chord rotationqby   chord rotation of beam associated with nominal yield curvatureqw   wall slope (storey drift)qwy   wall slope associate with nominal yield curvature mb   displacement ductility imposed on a beam mw   displacement ductility relevant to a wall m   system displacement ductilityx   coef ficient defining the position of the neutral axis relative to the tension edge

    fby   nominal yield curvature in a beamf yi   nominal yield curvature at the critical sectionfwyi   nominal yield curvature of a wall sectiona   anchorage deformation

    by   nominal yield displacement of coupling beamc   diagonal shortening of coupling beam

    e   lateral displacement of elastic elementsT    elongation of diagonal bars in tension

     p   post-yield displacementu   maximum limit displacement

     y   nominal yield displacement of a ductile system

     yi   nominal yield displacement of a wall component

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    In the design of coupled walls the fact that they are

    simply cantilever structures, is often overlooked. As Fig.

    1 shows, only the mode of the resistance to lateral force-

    generated overturning moments is different in coupled

    walls. The well established equilibrium requirement is

     M o

     M 1

     M 2

     l  T    (1)

    where the components of  flexural resistance are shownin Fig. 1(c). The axial force at any level,  T,  results from

    the summation of the shear forces transferred by coup-ling beams above that level. The distance between the

    centroidal axes of the two walls is usually taken as the

    lever arm,   l  , on which the axial forces,  T , operate. These

    3 moment contributions are traditionally assigned pro-

    portionally to component stiffness. The latter are based

    on   flexural rigidities,   E c I e, of prismatic components,where E c is the modulus of elasticity of the concrete and

     I e  is the second moment of effective area of the cracked

    reinforced concrete section. This is usually expressed in

    terms of a fraction of the second moment of the gross

    concrete sectional area,  I g. Values of  I e /I g, recommended

    in some codes or used in publications [7,8] or design

    practice, vary in a wide range of 0.2 to 1.0. While the

    allocation of design strength to various components is

    not sensitive to such assumptions, predicted displace-ments of elastic coupled walls may involve errors of the

    order of several hundred percent. A particular disadvan-

    tage of the use in seismic design of crudely estimated

    values of  I e, is the inability to predict realistic values of 

    yield deformations of both components and the system.

    Fig. 2(a), showing 3 interconnected rectangular cantil-

    ever walls, is used to summarize the force-displacementrelationship based on traditional bi-linear modeling. Therelative lengths, Dwi, of the rectangular walls with ident-

    ical thickness are 1.00, 1.59 and 2.00, respectively.

    Consequently the relative   flexural rigidities of the wallsections, E c I e, being proportional to  D

    3wi, are 1, 4 and 8.

    Fig. 1. Comparison of   flexural resisting mechanisms in structural

    walls.

    Fig. 2. Bi-linear idealisation of the response of interacting cantil-

    ever walls.

    Lateral design strength to components are routinely

    assigned in the same proportions. These stiffness-pro-

    portional strengths, associated with a given displace-

    ment,   e, are shown in Fig. 2(b). It is then commonlyassumed that, having developed these strengths, compo-nents will simultaneously enter the inelastic domain of 

    response. This fallacy [9], relevant to ductile behaviour

    shown in Fig. 2(b), is discussed in the next section.

    Assumptions with respect to the stiffness of coupling

    beams were considered [1,8,10,11] to affect both the

    intensity and the variation with building height of the

    shear forces generated in coupling beams. With minor

    modifications [7,10,11] stiffness-dependent strengthshave been routinely adopted in conventional seismicdesign. The ratio

     l  T  /  M o  b   (2)

    quantifies the degree of coupling. Figs 1(b) and (c) illus-trate examples of relatively high and low degrees of 

    coupling. This ratio has been the subject of differingviews in the relevant literature [8]. Some studies sug-

    gested [12] that there is an optimal value for   ß, whichpromises favourable dynamic seismic response. Others

    held the view that large lateral force-induced axial

    forces,   T , would be dif ficult for the foundations toabsorb. However, it is not likely that separate foun-

    dations for each coupled wall, i.e., a foundation structure

    different from that required for a cantilever wall, shown

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    in Fig. 1(a), would be contemplated. For some 25 years

    the use of squat coupling beams, if possible, was advo-

    cated in New Zealand design practice [7,11]. It was per-

    ceived that for ductile systems, a high degree of coupling

    could be an ef ficient and in many cases the major sourceof energy dissipation and hence hysteretic damping. For

    example a relevant code [10] specifies system displace-ment ductility capacities,  m   , in the range of 6 m5for values of 2 / 3 b1/3. A value of  m     5 was con-sidered [10] applicable to appropriately detailed ductilecantilever walls.

    3. Principles of displacement estimates for ductile

    wall systems

    Bi-linear modeling of force displacement relationships

    for reinforced concrete components or systems, is gener-ally accepted as being adequate for purposes of seismic

    design. Implications of a more realistic use of this simple

    technique, studied recently [9,13–15], are briefly sum-marized here. Fig. 2 is used to complement this review.

    3.1. Nominal yield curvature

    Using first principles, it has been shown [13] that thenominal yield curvature at the critical section of a

    reinforced concrete wall component i, associated with itsnominal flexural strength,  M ni, can be very satisfactorilyapproximated by

    f yi he y /  Dwi   (3)

    where  e y   and  Dwi   are the yield strain of the reinforcingsteel used and the length (depth) of the wall, respect-

    ively. The coef ficient  h  quantifies the combined effectsof the ratio of the nominal to yield   flexural strength, M ni /M  yi, and the distance,  x Dwi, of the neutral axis of thesection from the extreme tension  fiber, thus

    h ( M ni /  M  yi) / x   (4)

    Typical values of these parameter are presented in Fig.

    3. It has been found [15,16] that the ratio of   flexuralreinforcement and the intensity of axial compression

    loads, usually encountered to act on walls of multistorey

    buildings, are responsible for only negligible variations

    in eq. (4). When axial forces are significantly larger orsmaller than those anticipated to act on cantilever walls,

    as in the case of coupled walls, acceptable estimates of 

    the corresponding changes of the relevant parameters,

    listed in Fig. 3, can be readily made. Important features

    of nominal yield curvature to be noted are, that it isinversely proportional to wall length,  Dwi, and that, con-

    trary to traditional usage, for design purposes, it is inde-

    pendent of strength.

    Fig. 3. Parameters affecting the nominal yield curvature of sections.

    3.2. Nominal yield displacement 

    With the assumption that neutral axes at all levels of 

    a wall are located approximately as at the critical base

    section, for a given pattern of moments, the displacementat any level can be readily obtained. The assumption

    implies that the extent of cracking over the height of the

    walls is similar and that shear and anchorage defor-

    mations are neglected. When warranted, these additional

    sources of displacements may, however, be included.

    Under repeated reversing lateral displacements, effectsof tension stiffening may also be considered negligible.

    Of particular interest are displacements of walls at

    specific levels, such as that of the center of horizontallyaccelerated mass,   hm, associated with the nominal yield

    curvature at the base of a wall. This, when combinedwith the nominal strength of a wall, expressed in terms

    of the base shear or moment sustained, enables compo-

    nent stiffness to be defined. Because displacements are

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    proportional to curvatures, the relative value of the nom-

    inal yield displacement of a wall is

     yif yih2me y Awmhm   (5)

    where  Awm hm /  Dwi   is the effective aspect ratio of the

    wall. Eq. (5) emphasizes the 3 important parameters to

    be considered when attempting to estimate wall displace-ments.

    3.3. Assignment of lateral strength

    Because, as eq. (5) demonstrates, the nominal yielddisplacement is independent of strength, in contrast with

    traditional usage, the latter can be assigned arbitrarily to

    interacting components of a wall system. This freedom

    in the choice of component contributions to total

    required strength can be advantageously exploited by the

    astute designer. Of course equilibrium requirements

    must not be violated. With the knowledge of the nominalstrength of a component,   V ni, its stiffness is uniquely

    defined as

    k i Vni / yi   (6)

    3.4. Stiffness and ductility relationships

    The application of the above principles, controlling

    the compatibility of the yield displacements of different

    wall components, is illustrated here with the aid of a

    simple example. The walls shown in Fig. 2(a) will be

    considered again. As eq. (3) stated, nominal curvatures

    at the base of these walls are inversely proportional totheir length,  Dwi. Hence the relative yield curvatures of walls (1), (2) and (3) are 1.00, 1/1.59=0.63 and 1/2=0.50,

    respectively. If, as one of the possibilities, the strength

    allocation recorded in Fig. 2(b) is adopted, the bi-linear

    force-displacement simulations, presented in Fig. 2(c),

    are established. Therefore, the relative stiffness of all 3

    components are determined. For example k 2  

    (4/13)/0.63     0.488.

    As Fig. 2(c) shows, nominal strengths of componentsare attained at different displacements. The superposition

    of the idealized component responses describes the non-

    linear system response. However, in seismic design this

    can also be modeled using a bi-linear relationship. The

    equivalent nominal yield displacement of the system is

    then

     y V ni / k i   (7)

    In this specific example this corresponds to 0.557 dis-placement units.

    The linear elastic response of components is an ideal-

    isation, which again is considered to be acceptable inthe design for systems for ductile response. After the

    attainment of the nominal yield displacement of the criti-

    cal element, such as component (3) in Fig. 2, some

    changes in the moment and shear patterns of the walls

    may occur.

    Fig. 2(d) illustrates similar relationships when compo-

    nent strengths were chosen arbitrarily. In this example

    wall strengths were made proportional to  D2wi rather than D3wi, used in the previous examples. The appeal of this

    choice is that it results in approximately identicalreinforcement ratios in all walls. A slight reduction of 

    system stiffness leads to a correspondingly small

    increase of the nominal yield displacement of the sys-tem. The examples used demonstrate also the relation-

    ship between the displacement ductility capacities of the

    components and that of the system [9,13,15]. In this

    example it was assumed that adequately detailed walls

    have a displacement ductility capacity of 4. Wall (3)

    being critical ( y3 0.5), the seismic displacementdemand on the ductile system must be limited to

    max 4  ×  0.5 2.0 displacement units. This corre-

    sponds to system displacement ductility capacities of  m 2.0/0.5573.6 or   m 2.0/0.5783.5, respect-ively. In existing strength-based seismic design pro-

    cedures these values will control the required design

    strength of the system.

    4. A 12 storey service core

    To illustrate the application to a coupled wall structure

    of the principles outlined in the previous sections, a spe-

    cific example was chosen. While different aspects of dis-placement estimates are considered, as stated earlier, the

    evaluation of relevant quantities will not only be givenin abstract terms, but will also be simultaneouslyexpressed in terms of the selected structural dimensions.

    This should assist in the appreciation, particularly by

    design practitioners, of the simplicity of the approach

    employed.

    The principal dimensions of a 12 storey service core,

    comprising 2 channel shaped reinforced concrete

    coupled walls, and its relevant details are shown in Figs

    4(a) and (b). All dimensions are expressed in terms of 

    the total height,   h,   of the building. Because referencedisplacements are strength-independent, only the pattern

    of the lateral design forces need to be known. In terms

    of a unit base shear, chosen for convenience, these are

    given in Fig. 5(b).

    Therefore, the overturning moments and shear forces

    at each level of the cantilever structure with fullyrestrained base, are readily determined. They are

    presented in Figs 4(c) and 5.

    4.1. Wall properties

    The aspect ratio of the individual walls with respect

    to the full height, h, is Awi 1/0.1357.4. As Wall (1),

    shown in Figs 4(a) and (b), is expected to be subjected to

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    Fig. 4. Principal dimensions and bending moments relevant to a

    coupled wall structure.

    significant axial tension, the location of its neutral axis,measured from the tension edge, is estimated as sug-

    gested in Section 3.1, with the aid of the information

    provided in row 9 of Fig. 3, i.e. with the parameterx 0.83 0.70. Considerations of Wall (2), subjectedto gravity and lateral force-induced compression (row 8in Fig. 3), lead to a similar value of  x 0.83     0.94.With the assumption that the yield strain relevant to this

    example structure is   e y 0.002, we   find from eq. (4)that the yield curvature factor is  h1 h2     1.55.

    The important property of the walls, the nominal yield

    curvature at the base, is thus from eq. (3)

    fwy1 fwy2 1.55e y / 0.135h 0.023/ h   (8)

    That nominal yield curvatures for two walls, although

    subjected very different axial loads, are, in this rather

    exceptional case, about the same.

    Fig. 5. Bending moments and shear forces applicable to the walls of 

    a coupled wall structure.

    4.2. Assignment of component strength

    As stated in section 3.3, the assignment of seismic

    strengths to components of the coupled wall structure

    should be the designers’   experience-based choice. Forthe purpose of estimating wall actions, satisfying equi-

    librium criteria, the axes of the walls are assumed tocoincide with the centroidal axes of the gross concretesections. As Fig. 4(b) shows, the distance between these

    axes is   l      0.233h. In this example it has been decided

    that   b   0.56 (eq. (2)), i.e.   l  T  0.56 M o   at the base.Hence the lateral force-induced axial force in the walls

    is   T max (0.56  ×  0.711hV b)/0.233h 1.709V b. Con-

    trary to traditional procedures [7,8,11], identical

    strengths are assigned to coupling beams at all levels,

    i.e. 1.709V b / 12 0.142V b. The moment increment

    introduced by the coupling beams at each level is M  0.233h  ×  0.142V b 0.033hV b   (Figs 4

    and 5(a)).

    As the lateral force-induced axial load on the walls,T , increases (stepwise) linearly to its maximum at the

    base, the corresponding (stepped) wall moments

    ( M 1     M 2), are derived. These are shown by theshaded area in Fig. 4(c). With   V b   1.00, the sum of 

    the base wall moments is thus

     M 1  M 2 (0.711 0.233 ×  1.709)h 0.313h   (9)

    i.e. 44% of the total overturning moment (eq. (1)). The

    presentation in Fig. 4(c) of these moments is informative

    because it shows clearly the effects of the chosen beam

    strengths on the wall moment patterns. It is evident that

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    at approximately   he     0.57h   above the base, wall

    moments became negligibly small. This enables critical

    wall deformations to be readily estimated. The same wall

    moments are presented in the more conventional form

    in Fig. 5(a).The   final stage of strength assignment, not affecting

    deformation estimates for the walls, involves the distri-bution of the required wall   flexural strength, M1  

    M2, between components (1) and (2). This too can be

    done arbitrarily. As wall (2) will be subjected to signifi-cant axial compression, it will be able to develop sig-

    nificant  flexural strength with only a modest quantity of tension reinforcement in the vicinity of the door open-

    ings. For example the designer may choose a strength

    ratio of   M 2 /  M 1 7/3. Therefore, the total shear force

    to be assigned to the walls should be V1 0.3Vb  andV20.7Vb, respectively. This is shown in Fig. 5(b). To

    inhibit the interference of possible shear mechanisms

    with the intended ductile response of walls, the nominal

    shear strength of the walls, as constructed, needs to be

    well in excess of that satisfying static equilibrium [7].

    Fig. 5(b) also shows the chosen distribution over the

    height of lateral static forces. In this case 92% of the

    unit base shear was distributed in the traditional pattern

    of an inverted triangle, while 8% of the base shear was

    added to the lateral force at level 13. Modal shapes will

    affect lateral force patterns relevant to elastic systems,the displacements of which, as in the cases studied here,

    are controlled by full height walls. Once walls entered

    the inelastic domain of response, higher modes of 

    vibrations will have negligible effect on overall system

    displacements, such a shown in Fig. 8. Therefore, anytype of commonly used lateral design force pattern, lead-ing to displacements consistent with elastic   first moderesponse, should be considered to be adequate for the

    purpose of displacement estimates.

    4.3. Wall deformations

    The typical moment pattern, applicable to the walls

    and shown in Figs 4(c) and 5(a), suggests that for the

    purpose of displacement estimates, linear variation over

    the height   he     0.57h   may be considered. This is

    shown by the dashed line in Fig. 5(a). Hence the nominalyield deflection of the walls (eq. (5)) at that height maybe estimated by

     y1    y2     fwyi h2e / 3 (10)

      (0.023/ h)(0.57h)2 / 3     0.0025h

    The slope of the walls, i.e. the drift in the 8th storey, is

    qwy     fwyihe / 2     (0.023/ h)(0.57h) / 2 (11)

      0.0066 rad

    These are two important quantities which enable dis-

    placement limits for the ductile system subsequently to

    be established.

    4.4. Beam deformations

    4.4.1. Conventionally reinforced coupling beams

    A convenient form of expressing beam deformationsis by defining the chord rotation at the development of nominal yield curvatures, shown in Fig. 6(a) as  qby  

    by / s, where   by   is the relative vertical displacement

    of the ends of the beam with clear span  s. The nominal

    yield curvature for such a beam, with depth   Db  

    0.018h, is estimated as

    fby     he y /  Db     1.7   ×   0.002/(0.018h) (12)

      0.189/ h

    The corresponding transverse beam displacement is

    by

        fby

    s2 / 6     (0.189/ h)(0.045h)2 / 6 (13a)

      0.064   ×   103h

    However, due to steel strain penetrations at the beam bar

    anchorages, particularly after a few elastic displacement

    reversals, additional beam displacements must beexpected. It is assumed that this anchorage deformation,

    a, is in the order of yield strain over 8 times the diam-

    eter,   d b, of bars in tension [7].

    In the example structure   d b0.55   ×   103h, and

    hence   a  

    8   ×   0.002   ×   0.55   ×   103h 9   ×   106h. The cor-

    responding beam deflection is

    by     (s /  Db) a

      (0.045/0.018)9   ×   106h   (13b)

    Fig. 6. Sources of nominal yield displacements in reinforced concrete

    coupling beams.

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      0.023   ×   103h

    Therefore, the nominal yield chord rotation of a conven-

    tionally reinforced coupling beam will be of the order of 

    qby     (by   by) / s     (0.064 (14)

      0.023)103h / (0.045h) 0.0019 rad

    4.4.2. Diagonally reinforced coupling beams

    Early studies [17,18] indicated that to avoid sliding

    shear failures in the inelastic regions of conventionally

    reinforced coupling beams, which are subjected to highshear demands, diagonal reinforcement could be used.

    Typical details are shown in Fig. 6(b). Such beams have

    been   first used in New Zealand and subsequently inmany other countries. Their design and behaviour has

    been extensively reported [7,11].Occasionally claims are made [8] that, because of the

    reduced inclination of the diagonal reinforcement inslender beams, shear resistance becomes inef ficient.Such claims fail to recognize the simple equilibrium-dic-

    tated fact that, irrespective of the inclination,  a  ,   (Fig.6(b)) diagonal steel forces can resist simultaneously thetotal moment and shear generated by earthquake-

    imposed chord rotations. Test beams with bar incli-

    nations as small as  a      6, exhibited [19], as expected,Ramberg-Osgood type of hysteretic response with mod-

    erate stiffness degradation and displacement ductility

    capacities in the order of 14.

    The properties of such beams [7,15,17] are:The nomi-

    nal strength, in terms of the shear force sustained by

    diagonal bars with area  Asd  ,  as shown in Fig. 6(b), is

    V bn     2 Asd  f  ysina    (15)

    where   f  y   is the yield strength of the steel used.

    The elongation of the diagonal bars in tension is

    T      (s / cosa     16d b)e y   (16a)

    where, as in section  4.4.1, allowance was also made foranchorage deformations. For the beams of the structure

    shown in Fig. 4(a),   a     18 and   d b0.55   ×   103h.

    Therefore,

    T      (0.045/ cos18

      16  ×   0.55   ×   103)0.002h   (16b)

      0.112   ×   103h

    The shortening of the diagonal compression chord,C , depends on the ratio of diagonal reinforcement used.

    An approximation, acceptable for seismic design pur-poses and in agreement with observed magnitudes [18],

    results in   C 0.3T .

    The relative vertical displacement at the ends of the

    this beam is

    by     1.3T  / (2sin a ) (17a)

    The nominal yield chord rotation of the beam, as

    shown in Fig. 6(b), is thus

    qby   by / s   (17b)

    which is found for the example structure to be

    qby

    1.3  ×  0.112  ×  103h / (0.045h  ×  2  ×  sin  18°) (17c)

    0.00524 rad

    If there is any effective horizontal reinforcement present,

    for example in a flange formed by a floor slab (Fig. 6(a)),the  flexural resistance of the coupling beam will corre-spondingly increase at one end only. The contribution

    of such reinforcement, subjected to tension only, can be

    readily determined [7]. Strength enhancement will how-ever, diminish during hysteretic response of the beam.

    Such horizontal reinforcement will increase beam

    strength only when the imposed ductility demand is

    larger than any previously imposed one. The partici-

    pation in strength development of such bars is similar to

    those placed in tension  flanges of beams in frames.In some experimental studies [20] it has been found

    that, when the elongation of coupling beam test speci-

    mens is prevented during cyclic and reversing loadingby artificial restrainers, other forms of diagonalreinforcement are likely to result in better ductile

    response. In real structures full restraint of beam elonga-

    tions does not exist. Moreover, in axially restrained

    beams, the contribution of shear forces by means of a

    diagonal concrete compression field is significant. Under

    reversing inelastic displacements the deterioration of thecompressed concrete eventually leads to drastic loss of beam resistance. As the model in Fig. 6(b) suggests, in

    the elastic range of response, diagonal forces associated

    with shear transfer can be sustained predominantly, and

    in many cases entirely, by the reinforcement without any

    reliance on concrete compression strength.

    4.5. Relationships between beam and wall

    deformations

    In this section the estimated displacements of the

    walls and the critical pair of coupling beams, associated

    with 3 distinct limit states, are compared. These states

    refer to (i) the elastic limit of wall response, (ii) accept-

    able maximum storey drift and (iii) the displacement

    ductility capacity of the walls.

    4.5.1. At the attainment of the nominal yield 

    displacement of walls

    Eq. (11) estimated the maximum wall rotation, i.e. sto-

    rey drift, associated with the nominal yield curvature atthe wall base. The relationship between traditionally

    evaluated [7] rotations of two identical rectangular walls,

    based on   E c I e, and the coupling beam chord rotations

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    1173T. Paulay / Engineering Structures 24 (2002) 1165 – 1175

    Fig. 7. Relationships between wall and coupling beam rotations.

    are shown in Fig. 7(a). To estimate the relative vertical

    displacements of the walls, based on the traditional

    definition of axial stiffness [7,11],   E c Ae, allowance isalso made for axial deformations of the walls, shown as1 and 2 in Fig. 7(a). The simulation implies that, under

    the lateral force-induced axial compression load wall (2)

    Fig. 8. Wall deformations associated with three limit states.

    shortens by   2. However, this contradicts the fact that

    after cracking walls expand vertically. Therefore, a more

    realistic estimate of the differential axial deformations

    of walls can be made if rotations are related to positions

    of the neutral axes of the cracked elastic walls. In thedetermination of these, the simultaneous actions of 

    moment and axial force need be taken into account. Withthis simulation, shown in Fig. 7(b) the ratio of the beam

    chord rotation,  qb, and the wall rotation,  qw, at a givenlevel is

    qb / qw ( Dw c1   c2) / s w    (18)

    where the relevant dimensions are defined in Fig. 7(b).This magnification factor,   w , affects dramatically dis-placement demands on coupling beams. For the channel

    shaped walls of the example structure it was estimatedthat   c1 c2 0.023. In this case the rotation magnifi-cation relevant to the beams is simply

    w     Dw / s     0.135/0.045     3 (19)

    Hence with the known nominal yield rotation of the

    walls, given by eq. (11), the beam chord rotation at level8 is estimated as

    qb     wqwy     3   ×   0.0066     0.02 rad (20)

    This is significantly larger than the nominal yield chordrotation of conventionally reinforced coupling beams,

    given by eq. (14). The displacement ductility imposed

    on the critical coupling beam at this elastic limit stage

    of the walls is, therefore, of the order of 

     mb

        qb / q

    by    0.02/0.00191 10.5 (21)

    a magnitude which would be dif ficult to sustain withoutsignificant loss of beam strength.

    However, if diagonally reinforced beams are used,

    from eq. (17c) it is found that

     mb     0.02/0.00524 3.8 (22)

    It may be readily shown that at the development of 

    nominal yield curvatures at the wall bases, all diagonally

    reinforced coupling beams would have yielded. There-

    fore, the development at this stage of all strength compo-nents,   M 1,   M 2   and   l  T , shown in Fig. 1(c), can be

    expected.

    4.5.2. At the attainment of the limiting storey drift 

    It is assumed that the adopted performance criterion

    restricted the maximum storey drift to  d u     1.5%. Eq.(11) established that at the nominal yield of the walls

    the critical drifts was   qwy     d  y     0.66%. Theadditional drift, requires plastic hinge rotations at the

    wall base. The recommended [7] effective length of a

    plastic hinge of the wall is

     l   p     0.2 Dw     0.044he     (0.2   ×   0.135 (23)

      0.044   ×   0.57)h     0.052h

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    1174   T. Paulay / Engineering Structures 24 (2002) 1165 – 1175

    i.e. 40% of the length of the walls. The necessary lateral

    post-yield displacement at the level of maximum drift

    needs to be

     p     (he     0.5 l   p)d  p  

    (0.57     0.5   ×   0.052)0.0084h     0.0046h(24)

    The total displacement at level  he, using eq. (10), is thus

    u    y1    p     (2.5     4.6)103h   (25)

      0.0071h

    implying a displacement ductility demand on the walls

    of 

     mw   u /  y1     7.1/2.5 2.8 (26)

    The corresponding chord rotation of the diagonally

    reinforced coupling beams at level 8 will be of the order

    of  qbm     wd u     3   ×   0.015     0.045 rad. From eq.(17c) the displacement ductility demand on this pair of 

    beams is thus

     mb qbm / qby 0.045/0.005248.6 (27)

    which, with eq. (17a), translates into a steel tensile strain

    ductility of the order of   m 8.6/1.3     6.6. Themaximum steel tensile strain is thus  esmax 1.3%.

    4.5.3. At the attainment of the displacement ductility

    capacity of the walls

    Assuming that the displacement ductility capacity of 

    adequately detailed walls [7] is 5, the additional inelasticdisplacement of (5-2.8) y1     2.2   ×   0.0025h  

    0.0055h   of the walls would be acceptable. However,the associated lateral displacement near level 8 of max     5   ×   0.0025h     0.0125h   (Fig. 8) would

    increase the maximum storey drift to  d max     2.5%. Thedisplacement ductility on the critical coupling beam andthe maximum steel strain would increase to   mb  

    14.3 and  esmax     2.2%, respectively.

    4.6. System response

    The deformed shapes of the walls and lateral displace-ments just below level 8 and associated with the pre-

    viously defined 3 limit states, are shown in Fig. 8.For the purposes of seismic design, the bi-linear

    modeling of the ductile response of this example struc-

    ture, as shown in Fig. 9, was claimed to be entirely

    adequate. Lateral displacements of the walls shownrelate to the level of accelerated mass at   hm     0.71h

    above the base. These displacements can be readilyextrapolated from those previously evaluated at a lower

    level, i.e. at  he,. Strength increase with post-yield defor-

    mations, having negligible influence on the response of the system, have not been considered. Displacement duc-

    tilities, associated with the 3 selected limit states, are

    also recorded in Fig. 9. This simple modeling, based on

    Fig. 9. Bi-linear modeling of the ductile behaviour of a coupled

    wall system.

    realistic displacement estimates, for a single mass sys-

    tem, may well replace popular pushover analyses tech-

    niques.

    As the data in Fig. 3 suggest, displacements during

    the first elastic response of the structure can be predictedby bilinear modeling only if strength demands on the

    walls do not exceed approximately 80% of their nominal

    strength. Under the same circumstances the onset of yielding in some coupling beams can be expected at less

    than 50% of the nominal strength of the structure.

    The choice of the contribution to the total   flexuralstrength of the system by the coupling beams, that is,

    the  l  T  component seen in Fig. 1(c), determines the height

    at which the maximum storey drift can be expected. If 

    the   l  T  /  M o  ratio would have been chosen 0.75, instead of 0.56, the maximum drift should have been expected inthe 5 storey, i.e., at   he     0.38h. The corresponding

    moments to be resisted by the walls are shown in Fig. 4

    by the dashed stepped lines. This choice, requiring 34%

    increase of beam strengths, would have led to 33%

    reduction of the critical nominal yield drift. The inelastic

    contribution of the walls at the 1.5% drift limit,

    expressed in terms of their displacement ductility,   mw,would have increased from 2.8 to 4.3. This alternative

    illustrates how more ef ficient utilization of energy dissi-pation and hysteretic damping could be achieved by

    deliberate increase of the contribution of the coupling

    system to the resistance of overturning moments.

    It is re-emphasized that, as eq. (5) has shown, dis-

    placement limitations are strongly influenced by theyield strength of the reinforcement used. For example if steel with 25% larger strength, i.e.   e y     0.0025, was

    to be used, nominal yield displacements would corre-spondingly increase. At a drift limit of 1.5% the ductility

    demand on the walls would reduce from 2.8 to 2.2. In

    current force-based seismic design methods [21], thecorresponding design base shear for the system would

    be increased, negating partly the economic advantages

    which the use of higher strength steel would offer.

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    5. Concluding remarks

    To satisfy the intents of performance-based seismic

    structural design, the importance of more realistic pre-

    dictions of target displacement capacities should be more

    widely recognized. For reinforced concrete structures,

    addressed here, such displacement limits can be readilyand realistically predicted in a rather simple way withoutthe knowledge of the eventual seismic strength required.

    Therefore, displacement estimates made during the pre-

    liminary stage of the design, can immediately expose

    undesirable features of the contemplated structural sys-

    tem.

    The use of a number of simple principles, often over-

    looked or ignored in seismic design, was demonstrated.

    These include: (a) The stiffness of a reinforced concrete

    component depends on the strength eventually assigned

    to it. Therefore, element or system stiffness cannot be a

    priory assumed. (b) The nominal yield curvature of a

    reinforced concrete section, and all displacements of acomponent associated with it, are insensitive to the

    flexural strength of the section. (c) Because deformationlimits, applicable to components of ductile system, are

    independent of the strength, the latter can be arbitrarily

    assigned to them. This enables the astute designer to dis-

    tribute the required seismic strength among components

    so that more economical and practical solutions are

    obtained.The estimation of displacement capacities of compo-

    nents of a system, such as a coupled wall structure,

    enables the critical component to be identified. Hence,

    instead of assuming global ductility factors for structuralsystems, their displacement and hence ductility capacity

    should be made dependent on that of the critical compo-nent. Such relationships can be established before

    strengths are assigned to components.The approach, illustrated with the aid of an example

    coupled wall structure, can be readily incorporated into

    existing strength-based seismic design methods. Its

    major appeal relates, however, to displacement-based

    design strategies.

    Coupled wall structures offer distinct advantages such

    as: (i) very good displacement control, (ii) a strong coup-

    ling system allows the use of slender walls without jeop-

    ardizing drift limits, (iii) displacement limits during duc-tile response are not affected by higher mode dynamic

    effects, (iv) with appropriate detailing of the reinforce-

    ment, they can be expected to deliver larger hysteretic

    damping than any other conventionally constructed

    reinforced concrete system.

    Acknowledgements

    The contribution of Rolando Castillo to some of the

    data presented, using moment-curvature analyses, is

    gratefully acknowledged.

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